Contextual Inquiry for Medical Device Design
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About this ebook
Contextual Inquiry for Medical Device Design helps users understand the everyday use of medical devices and the way their usage supports the development of better products and increased market acceptance.
The text explains the concept of contextual inquiry using real-life examples to illustrate its application. Case studies provide a frame of reference on how contextual inquiry is successfully used during product design, ultimately producing safer, improved medical devices.
- Presents the ways contextual inquiry can be used to inform the evaluation and business case of technology
- Helps users understand the everyday use of medical devices and the way their usage supports the development of better products
- Includes case studies that provide a frame of reference on how contextual inquiry is successfully used during the product design process
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Contextual Inquiry for Medical Device Design - Mary Beth Privitera
Contextual Inquiry for Medical Device Design
Mary Beth Privitera
University of Cincinnati and Know Why Design, LLC, Cincinnati, Ohio, USA
Table of Contents
Cover image
Title page
Copyright
List of Contributors
Foreword by Thomas Fogarty
Foreword by Peter Curry
Foreword by William S. Ball
Foreword by Arthur Pancioli
Preface
Acknowledgments
Chapter 1. Introduction to Contextual Inquiry
1.1 Background and Introduction
References
Chapter 2. Planning a CI Study for Medical Device Development
2.1 Overview of CI Study
2.2 Preparation and Setting the Background
2.3 Kick-Off Meeting
2.4 Determine Appropriate Target Sites and Participants (Inclusion Criteria)
2.5 Internal Review Board Requirements for CI
2.6 Protocol Development
2.7 Conducting a CI Study OUS
2.8 Best Practices
References
Chapter 3. Contextual Inquiry Methods
3.1 Contextual Inquiry Methods
3.2 Approaches to Observation
3.3 Interviews
3.4 Best Practices
References
Chapter 4. Executing and Documenting a CI Study
4.1 Overview
4.2 Expectations in the Field
4.3 Anticipated Challenges and Potential Solutions
4.4 Program Management
4.5 Considerations before Entering the Field
4.6 Developing a Data Management Plan
4.7 Field Etiquette
4.8 Best Practices
Reference
Chapter 5. Data Analysis
5.1 Overview
5.2 Tools for Data Analysis
5.3 Data Condensation
5.4 Ethics
5.5 Best Practices
References
Chapter 6. Developing Insights
6.1 Developing Insights for Design
6.2 Review, Share, and Organize
6.3 Best Practices
References
Chapter 7. Data Visualization and Communication
7.1 Overview
7.2 Types of Data Visualization
7.3 Communicating Findings
7.4 Best Practices
References
Case Study Introduction
A CI Study in Cerebral Angiography for Product Development Strategy and Clinical Training Mary Beth Privitera & Andrew Ringer, MD
BioMarker Strategies SnapPath® Case Study: CI Study to Integrate a Breakthrough Diagnostic System into the Clinical Environment Tor Alden
Contextual Inquiry as a Tool for Medical-Device Development: The Case of Harmonic Focus Stephen B. Wilcox, PhD, FIDSA
Using CI to Inform Design Development of an Incision and Drain Packing Tool for Use in Emergency Medicine Mary Beth Privitera
Chapter 8. A CI Study in Cerebral Angiography for Product Development Strategy and Clinical Training
8.1 Background
8.2 Methodology
8.3 Data Analysis and Findings
8.4 Designing the Information for Analysis and Communication
8.5 Determining Product Development Opportunities
8.6 Clinical Involvement and the Development of Seminar-Friendly Training Manuals/Interactive Tool
8.7 The Challenges and How They Were Met
8.8 Conclusions
Chapter 9. BioMarker Strategies SnapPath® Case Study: Design Research Program to Integrate a Breakthrough Diagnostic System into the Clinical Environment
9.1 Introduction
9.2 Process
9.3 User and Environment Immersion
9.4 Verifying Assumptions
9.5 Summary
Acknowledgments
Chapter 10. Contextual Inquiry as a Tool for Medical-Device Development: The Case of Harmonic Focus
10.1 Introduction
10.2 Methodology
10.3 Conclusion
Acknowledgments
References
Chapter 11. Using CI to Inform Design Development of an Incision and Drain Packing Device for Use in Emergency Medicine
11.1 Introduction and Background
11.2 Methodology
11.3 The Results
11.4 Conclusions
Acknowledgments
References
Chapter 12. Quick Reference and FAQ
12.1 Introduction
Index
Copyright
Academic Press is an imprint of Elsevier
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB
225 Wyman Street, Waltham MA 02451
First edition 2015
Copyright © 2015 Elsevier Inc. All rights reserved
No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the Publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.
This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers may always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein.
ISBN: 978-0-12-801852-1
Library of Congress Cataloging-in-Publication Data
A catalog record for this book is available from the Library of Congress
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library
For information on all publications visit our website at http://store.elsevier.com
Publisher: Joe Hayton
Acquisition Editor: Fiona Geraghty
Editorial Project Manager: Natasha Welford
Production Project Manager: Melissa Read
Designer: Greg Harris
Printed and bound in the United States of America
List of Contributors
Tor Alden, HS Design, Inc., Gladstone, New Jersey, USA
Sean Hägen, BlackHägen Design, Dunedin, Florida, USA
Beth Loring, Radius Product Development, Radius, Clinton, Massachusetts, USA
Mary Beth Privitera, University of Cincinnati and Know Why Design, LLC, Cincinnati, Ohio, USA
Andrew Ringer, University of Cincinnati and Mayfield Clinic, Cincinnati, Ohio, USA
Jim Rudolph, Farm Design Inc., Massachusetts, USA
Stephen B. Wilcox, Design Science, Inc., Philadelphia, Pennsylvania, USA
Foreword by Thomas Fogarty
Dr. Tom Fogarty, Chairman, Director, Founder of The Fogarty institute for Innovation, National Inventors Hall of Fame for invention of the balloon embolectomy catheter, Presidential National Medal of Technology and Innovation 2014, Mountain View, CA, USA
The USA has long been the leaders in the development of new technology in the field of medicine, these reasons are multifactorial. This leadership is now under challenge. This book gives insight into basic concepts of how we can maintain our leadership role. The authors give suggestions and pathways that will serve the readers well in maintaining interest and leadership in medical technology. The book covers the subject well. It is written with insight and experience.
Foreword by Peter Curry
Peter Curry, President, Bard Medical, Inc., A division of CR Bard, Atlanta, GA, USA
Bard Medical Division (BMD) of CR Bard Inc. is a developer and producer of wide ranging critical care products, selling in excess of $700M, globally. Our product development process has embraced the use of contextual inquiry as an essential component to understanding value in the eyes of our customers. It has impacted the development and design of devices used in the treatment of urinary diseases and devices used to precisely control and manage patient temperature after critical life-threatening injury and illness. Our work with Mary Beth and her team has had a significant impact on our development process and directly improved customer satisfaction. We have recently re-designed and launched a product using the contextual inquiry process and a typical response from new and existing customers is this is exactly what we’ve been asking for
or this solution is very intuitive
; which is exactly what we are trying to achieve – organizing extensive customer inputs, derived from intense study of the ‘use-environment’, into valuable innovation. The products developed using contextual inquiry are having immediate impact on clinicians and patients as well as others in the hospital that make decisions on what to use. In these examples, this commitment to our patients and value to our customer would not have been possible without taking a methodical approach in studying clinical practice as presented in this book.
BMD has worked collaboratively with Mary Beth over the past few years. Her ability to combine objectivity and creativity is a fresh approach to innovation and has improved the early design end of our pipeline. The chapters of this book represent the process she has developed over the course of her career, working collaboratively with the medical device industry and training young professionals. It highlights the relationship between developing a clear understanding of user needs and developing information that informs device design. It is focused on industry practice and incorporates agency requirements.
As engineers, we quickly gravitate to looking for solutions first. Applying the principles highlighted in the chapters that follow, you will understand the importance of, first, answering the WHY
questions before developing HOW/WHAT
solutions that often get confused with as starting point of design. Following contextual inquiry and listening to its outputs has shown success in product design for us.
Foreword by William S. Ball
William S. Ball, MD, Professor of Biomedical Engineering, Radiology and Pediatrics, Vice-President for Research, Interim Vice-President for Health Affairs and Dean College of Medicine, University of Cincinnati, Cincinnati, Ohio, USA
Like industry, innovative approaches to medical product design are growing within our universities and colleges daily. The environment is perfect as it combines the efforts of many fields by talented faculty and enthusiastic students who are only bound by the limits of their creativity and ability to innovate. However, to find the right mixture for success requires a serious effort to identify a methodical approach that can turn imagination into magic.
Mary Beth’s research in the area of contextual inquiry and the fuzzy front end of design provides us an excellent example of how best to promote medical device innovation across our campus. This book represents years of her dedicated practice both within the academy and as a consultant to the medical device industry. I am very proud of her contribution and her inclusion of our university’s Academic Health Center as a true collaborative partner bridging the academic environment with the medical device industry.
Mary Beth’s career at our university was in fact groundbreaking from the very start. She was recruited from the college of design to join the engineering faculty of the University of Cincinnati’s Department of Biomedical Engineering under my leadership as a full faculty in medical device design. Her role was to integrate design into our developing undergraduate curriculum in medical device innovation. In this role she never disappointed and in fact far exceeded expectations. She rapidly recognized the need for a more experiential and productive approach to the craft, and set the bar for other programs nationally to follow. Over the years, I have watched her bring together the community and its needs with physicians and researchers in the College of Medicine to the benefit of her students, the university and industry. This book comes as no surprise. It highlights the practices she has developed and taught to collaborating biomedical engineering, business and industrial design students as well as faculty in many other disciplines. The book includes detailed descriptions of sound research methodology coupled with a fresh and innovative approach to collaboration. Lastly, the case studies presented offer a validation of the methods presented that can have a lasting impact throughout the device development process.
The University of Cincinnati prides itself on collaboration. This book represents all that our institution has to offer: solving real-world problems through world-class research, building on our local resources to connect with a national and international community, while incorporating innovative pedagogy. This book best exemplifies what we refer to as Cincinnati Smart, and Mary Beth represents with pride the very best in what we have to offer. Even better, I have no doubt we are just at the beginning of an important career, with the best yet to come!
Foreword by Arthur Pancioli
Arthur Pancioli, MD, Professor and Chairman, Department of Emergency Medicine, University of Cincinnati, College of Medicine, Cincinnati, OH, USA
This book contains an in-depth explanation of the contextual inquiry practice and highlights the flexibility of the methodology. When we created our medical device engine
in the Department of Emergency Medicine and brought together clinicians and experts in contextual inquiry wonderful things happened. Our faculty greatly enjoyed the process of explaining their procedural techniques while specifically highlighting areas of challenge. The clinicians often felt that their processes or techniques had room for improvement, however, they did not have the tools to delineate where the improvements could be found. Working with and observing the clinicians in their clinical arena and debriefing with them frequently, the experts in contextual inquiry were able to extract the gems of understanding that led to device improvement. This process often led to multiplicative benefits as one improvement often brought to light other opportunities for progress. The synergy was remarkable and I am grateful to have had the opportunity to observe the power of this team work and practice.
As readers consider engaging in this type of work you may discover that physicians and other clinical personnel have reservations when they are asked to participate in a process that is predicated on the direct observation of their practice. This was an issue that we encountered in virtually every clinical arena that we explored. Navigating this concern requires a clear explanation of the process, the ground rules and the goals. The case studies from the University of Cincinnati demonstrate the effectiveness of our efforts and success within the academy. The design team involved, under Mary Beth’s direction, will always be welcome in our clinical environment. The results of these studies, especially the procedure maps that were generated, provide a truly unique opportunity for learning and represent an amazing dissection of these clinical processes. The depth of analysis and the ability to communicate the intricacies of clinical procedures was simply fascinating.
Finally, I am hopeful many more medical device manufacturers, especially those who design for emergency medicine, take up the practice presented in this book as a proven methodology that improves device design.
Preface
Deep understanding can only be gained through direct experience. The apprentice works alongside a master to gain the skills and knowledge to eventually execute a task on their own; they do more than just ask questions, they observe, absorb and internalize until they understand the nuances that separate adequate from exceptional. Contextual Inquiry (CI) takes on this model by embedding the design team within a users environment. This method is commonly used in consumer products and in the design of software interfaces but is more challenging in medical applications because of limits in access and logistics.
Medical device development involves understanding a complex web of interactions, tasks, and users. Product development teams are challenged to obtain a deeper level of understanding that can only be gained by direct exposure to the user and their environment. The contextual inquiry (CI) methodology provides the research tools and framework to enter the clinical environment and execute observations. These techniques are proven methods that provide a positive and tangible impact in the development of medical devices in every step of the development process.
This book describes the processes of conducting CI in a health care environment, it explains when in the design process it is appropriate to employ the various tools, and provides case studies to illustrate potential applications of CI. This research methodology integrates observation and interview techniques commonly used in existing product development and applies them to this complex use environment. The methodology is consistent with the best practice publication, AAMI TIR 51 Contextual Inquiry. Case studies from the medical device industry are provided which will illustrate and explain main concepts and values.
My objective in writing this book is to share knowledge and experience from the field in the hope that others may accept the methods in their practice ultimately improving medical device design globally.
Acknowledgments
This book is the result of over 2 decades of practice in the medical device industry and 15 years as serving as a biomedical engineering faculty member at the University of Cincinnati, which included a unique experience while working directly in the Department of Medicine. The methods presented have evolved over the years and have been influenced by many individuals along the way.
I personally thank those in the design community who over many meetings and conferences openly shared and collaborated with me on this text. Their case studies highlight the value of the CI process and their objective feedback has helped assure this test provided actionable guidance through the process. Key contributors to this book include Tor Alden, Steve Wilcox, Beth Loring, Jim Rudolph and Sean Hagen.
Likewise the University of Cincinnati Medical Device Innovation and Entrepreneurship Program students and faculty deserve recognition. The students continue to surprise me with their creativity; their energy is contagious and helped motivate me to write this text. The faculty, Bala Haridas and Jeff Johnson, along with amazing support from Linda Moeller, the academic advisor, have provided the foundation for this outstanding program.
The University of Cincinnati, Department of Emergency Medicine, enabled the formation of a professional team dedicated to collaborating more closely and professionally with the medical device industry; this initiative that brought clinicians, design faculty, and industry together is a truly novel means for improving medical device design. This book would not be possible without this significant commitment to advancing care.
Most of the visuals represented in this book have been either designed or influenced by Kyrsten Sanderson. Kyrsten served as a leader for our professional team and I am grateful to have had the opportunity to work with her. Likewise, Cecilia Arredondo has contributed to the practice through suggesting visual representation of emotion and through her research that introduced playful medical device design.
Thanks to Elsevier for seeing value in its publication with excellent support from program editors, Fiona Geraghty and Natasha Welford.
Lastly, and most importantly, I thank my husband and our three exceptional daughters. Their support for me is endless and very much appreciated.
Chapter 1
Introduction to Contextual Inquiry
Mary Beth Privitera, University of Cincinnati and Know Why Design, LLC, Cincinnati, Ohio, USA
Contextual inquiry (CI) is a systematic study of people, tasks, procedures, and environments in their work places. It is a commonly used method in user-centered design as the basis for product design decisions and strategy. The method was originally described in the work of Beyer and Holzblatt. The CI research approach is seemingly casual to the study participants, but when done properly for medical device development, it involves rigorous data analysis and robust determination of the social and physical environments of the workplace through the use of tools that dissect individual task and user behaviors. For the purposes of medical device development (MDD), CI is used to create a body of information about the habits, devices, constraints, and/or systems delivery of care. The accumulated body of information can be used to determine product strategies and to assess how current devices are actually used in the field highlighting specific use patterns and behaviors. Additionally, it can be used for the purposes of optimizing existing devices, training, and a means of collaborating with users. The majority of literature available on CI methods focuses on user interaction design intended for the design of software systems.
Keywords
Contextual inquiry; medical device development; ethnography; ethnomethodology; clinical trial
Contents
1.1 Background and Introduction 1
1.1.1 CI or Ethnography? 2
1.1.2 Purpose and Rationale 7
1.1.3 Background of MDD 8
1.1.4 When is CI Completed in MDD 13
1.1.5 Uses of CI in MDD 16
1.1.6 Arguments for or Against Conducting CI 18
1.1.7 Starting Off with a CI Study Makes Sense 21
References 21
1.1 Background and Introduction
Contextual inquiry (CI) is a systematic study of people, tasks, procedures, and environments in their work places. It is a commonly used method in user-centered design as the basis for product design decisions and strategy. The method was originally described in the work of Beyer and Holzblatt (1999). The CI research approach is seemingly casual to the study participants, but when done properly, it involves rigorous data analysis and robust determination of the social and physical environments of the workplace through the use of tools that dissect individual task and user behaviors. For the purposes of medical device development (MDD), CI is used to create a body of information about the habits, devices, constraints, and/or systems in the delivery of care. The accumulated body of information can be used to determine product strategies and to assess how current devices are actually used in the field highlighting specific use patterns and behaviors. Additionally, it can be used for the purposes of optimizing existing devices, training, and a means of collaborating with users. The majority of literature available on CI methods focuses on user interaction design intended for the design of software systems.
The work of Beyer and Holzblatt has provided a basic framework for CI, with a specific focus on human–computer interface, and has led to a host of research in specific fields highlighting unique user challenges through the process of observation and interview. This book builds on their initial work and is focused on using CI for the purposes of designing and developing medical devices. It describes the processes of conducting CI in various health care environments, including guidance on how to navigate typical challenges with data collection. It further explains, when in the medical device design process it is appropriate to implement this research in order to both achieve optimal design and address new compliance requirements. Case studies are used to illustrate potential processes and applications of CI highlighting research methodologies that integrate observation and interview techniques commonly used in the healthcare environment; these methodologies are consistent with the Association for the Advancement of Medical Instrumentation Technical Information Report #51 on Contextual Inquiry.
The processes presented represent experiences from the author with additional case study contributions from experienced colleagues with full recognition that the methods presented here may not be exhaustive. The fundamental elements of a CI study are that they are flexible and adaptable, therefore evolving. A CI study is rarely completed exactly the same a second time, as those who would be study participants are likely to change and the agenda of discovery has advanced. The breadth of medical device demands for CI is stark; the device spectrum runs the gamut of simple sutures to complex robots, while study goals extend from seeking radical procedure shifts through confirmation of product graphics as a risk mitigation. Additionally, as a general rule variability in CI studies can be high; this is especially true in the practice of medicine as each patient can represent a separate set of challenges. Comparisons can be challenging. The methods presented here are a combination and integration of qualitative research techniques, contextual design, and creativity for the purposes of product design.
1.1.1 CI or Ethnography?
CI and ethnography are terms often used as synonyms. Schuler presents the commonality with ethnography in that CI is an adaptation of ethnographic research methods to fit the time and resource constraints of engineering
(Schuler and Namioka, 1993). CI is rooted in the importance of analyzing interactions among devices, people, and their workplace. This technique is also a real-time observation of interactions in the real work environment and captures design-informing behaviors and intentions that are not easily gleamed from interviews, surveys, or reports of adverse events alone (Spinuzzi, 2000, 2005).
The design industry started to hire ethnographers in the 1970s (Koshinen et al., 2011). For the purposes of design, ethnography is used to understand the micro-cultures
or user behaviors relevant to a specific product design within their use context. In the 1990s, when computers moved into the workplace, design began to adopt ethnographic methods