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Update on Licenses for Financial Services Providers Financial Services Board (FSB) Deputy Registrar for Financial Services Providers, Gerry Anderson stated that the FSB has finalised the processing of 22 214 (Previously 22 161) applications for authorisation as financial services providers to date. In total, 2 129 of these applications have been declined (previously 2 120). Period from 14 May 2013 18 June 2013 The following application previously reported as declined, has now been authorised: FSP No. 1 44435 Name THE GREAT BHEJE TRADING & SERVICES (PTY) LTD Town / Province RICHARDS BAY, KWAZULU-NATAL
The details of the following 10 applications that were declined are as follows: FSP No. 1 44250 Name APPROVED AUTO Town / Province ATHLONE, DURBAN, KWAZULU-NATAL RUST-TER-VAAL, VEREENIGING, GAUTENG DAVEYTON, GAUTENG
44416
44425
44470
JAN LEROUX FINANSIELE DIENSTE (PTY) LTD t/a JAN LE ROUX FINANSIELE DIENSTE ROTHSCHILD HDF INVESTMENT SOLUTIONS t/a RHDFIS PHUMELELA GREGORY NZIMANDE t/a NZIMANDE FINANCIAL BROKERS
KURUMAN, NORTHERN CAPE PARIS, FRANCE NEWLANDS WEST, DURBAN, KWAZULUNATAL ERASMUSKLOOF, PRETORIA, GAUTENG BRAKPAN, GAUTENG BRYANSTON, SANDTON, GAUTENG DEACONVILLE, MACASSAR, SOMERSET WEST, WESTERN CAPE
5 6
44474 44494
44531
FXGLOBE LIMITED
44532
44556
10
44625
The authorisation of the following 23 FSPs were suspended during the reporting period: (Suspended due to non-payment of levies, non-submission of compliance reports and/or financial statements or not meeting the regulatory examination requirements) FSP No. 1 2 1008 4080 Name GARY EBBELAAR HDZ HOUSING & DEVELOPMENT INVESTMENT (PTY) LTD Town / Province PRETORIA, GAUTENG AEROTON, JOHANNESBURG,
GAUTENG 3 4339 INDEPENDENT CONSULTING GROUP (PTY) LTD AMANDAGLEN, BELLVILLE, WESTERN CAPE PAROW, WESTERN CAPE ADAMAYVIEW, KLERKSDORP, NORTH WEST NOORDEINDE, PORT ELIZABETH, EASTERN CAPE ALPHEN PARK, PRETORIA, GAUTENG LYDENBURG, MPUMALANGA KEMPTON PARK, GAUTENG BOKSBURG, GAUTENG BEREA, DURBAN, KWAZULU-NATAL AMANDELRUG, KUILSRIVIER, KRAAIFONTEIN, WESTERN CAPE ATHLONE, DURBAN, KWAZULU CAPE RIVIERA, FISHHOEK,
4 5
4440 4587
SDL BENEFIT SERVICES (PTY) LTD RWP FINANSIELE DIENSTE CC t/a CONSULT US BROKERS
7294
8669
WYNAND JOHANNES LODEVIKUS OPPERMAN t/a WYNAND OPPERMAN REKENMEESTERS ABRAHAM JOSEF BASSON
13526
9 10 11
AKANI RETIREMENT FUND ADMINISTRATORS (PTY) LTD RAKGAOWE SHADRACK MONNAKGOTLA AHLERS INVESTMENT SOLUTIONS (PTY) LTD t/a AHLERS INVESTMENT SOLUTIONS/ASAM GLOBAL WILLEM JACOBUS DAMONS t/a SANWILL BROKERS
12
16116
13
16437
14
16860
WESTERN CAPE 15 17119 DKW CONSULTING SOLUTIONS CC ARCADIA, PRETORIA, GAUTENG BLOUBERGSTRAND, WESTERN CAPE ATHOL HEIGHTS, WESTVILLE, KWAZULUNATAL ATHOL GARDENS, JOHANNESBURG, GAUTENG BRUMERIA, PRETORIA, GAUTENG LUSIKISIKI, EASTERN CAPE MARBURG, PORT SHEPSTONE, KWAZULUNATAL EAST LYNNE, PRETORIA, GAUTENG BRONBERRIK, CENTURION, GAUTENG
16
20559
17
20999
18
24259
19
27953
20 21
36092 37653
BONGINKOSI ZWANE t/a ZWANE FINANCIAL SERVICES LAST CHANCE FINANCIAL SERVICES CC
22
43052
MLANDU INVESTMENTS CC
23
43236
FINESSENSE CC
The status of the following 60 FSPs previously reported as suspended, have now been lifted: FSP No. 1 956 Name MARTHINUS JACOBS t/a MARTHINUS JACOBS FINANCIAL SERVICES Town / Province ARAUNA BRACKENFELL, WESTERN CAPE PORT ST. JOHNS, EASTERN CAPE CAPITAL PARK, PRETORIA, GAUTENG BELLEVUE, JOHANNESBURG, GAUTENG AMANDAGLEN, BELLVILLE, WESTERN CAPE BELLEVUE, JOHANNESBURG, GAUTENG ARCADIA, PRETORIA, GAUTENG BEAUMONT, PARYS, FREE STATE HARTEBEESPOORT, NORTH WEST
2245
SIPHIWO ETHWELL POTGIETER MFEKETO t/a CHAMPIONS INSURANCE BROKERS SERVICES SIBA CONSUILTING CC
2623
3551
ZULBERG ESTATES CC
4339
4931
5614
6239
GERT CORNELIUS CLOETE t/a GC CLOETE & ASSOCIATES HANS JURIE MASON t/a NEL CITY BROKERS
6441
10
6956
ACTONVILLE, BENONI, GAUTENG ISIPINGO, DURBAN, KWAZULU-NATAL KIESERVILLE, LICHTENBURG, NORTH WEST AERORAND, MIDDELBURG, MPUMALANGA CENTURION, GAUTENG AMALGAM, JOHANNESBURG, GAUTENG GRAHAMSTOWN, EASTERN CAPE MONTAGU, WESTERN CAPE BREAUNANDA, ROODEPOORT, GAUTENG ATHLONE, DURBAN, KWAZULU-NATAL ALPHEN PARK,
11
7029
12
8403
CENTRAL MOTORS LICHTENBURG t/a MIA MOTORS & CENTRAL MOTORS LITCHTENBURG
13
11458
14
12169
15
12456
16
14752
17
15775
JOHANNES HENDRIK ESTERHUIZEN t/a WESKAAP REK.COM CLARENCE CHRISTO REYNDERS t/a PROSPERITY FUNERAL FUND BROKERS
18
16190
19
16437
20
17368
PRETORIA, GAUTENG 21 18432 JUNIOR MHLONGO t/a ELANGENI INVESTMENTS GINGINDLOVU, KWAZULU-NATAL BENONI-WEST, GAUTENG MABOPANE, GAUTENG EMBALENHLE, MPUMALANGA ATHOL HEIGHTS, WESTVILLE, KWAZULU-NATAL SHAKASKRAAL, KWAZULU-NATAL BUURENDAL, EDENVALE, GAUTENG JOUBERTON, KLERKSDORP, NORTH WEST ALBERTON NORTH, GAUTENG DRIE RIVIERE-OOS, VEREENIGING, GAUTENG
22
18856
RACHELIDA ELIZABETH JOHANNA DRY t/a LYDIA DRY BROKERS THEOPHILIUS MOOKETSI
23
18867
24
19904
25
20999
26
22203
27
23593
EDELVEST CC
28
24128
29
25283
THEODORE BECKER
30
25667
31
27370
BEVERLEY GROVE, PORT ELIZABETH, EASTERN CAPE TSAKANE, GAUTENG EMPANGELA, EMPANGENI, KWAZULU-NATAL RAYTON, GAUTENG GONUBIE, EASTERN CAPE VOSLOORUS, GAUTENG DROMMEDARIS, PAARL, WESTERN CAPE HOSPITAALPARK, LADYSMITH, KWAZULU-NATAL TYGERPARK, BELLVILLE, WESTERN CAPE MARGATE, KWAZULU-NATAL BRONBERRIK, CENTURION,
32 33
28025 28133
MBUTANA JOE MAMAILE THEMBINKOSI GODFREY MLAMBO t/a TGM INSURANCE BROKERS
34 35
28148 28880
36
29040
37
29273
38
30563
39
30984
40
32322
ZAZI SOLOMON ZAQOSHELA t/a KWA PHONDOLWENDLOVU BROKERS BETSIE TALJAARD CONSULTING SERVICES CC t/a COVER SPEC
41
36289
GAUTENG 42 43 36716 37169 MALILIMALO FAMILY MARKETING CC DITILAMELO BENEFITS CONSULTING CC BENONI, GAUTENG ANDERBOLT, BOKSBURG, GAUTENG DIEPKLOOF, JOHANNESBURG, GAUTENG ASHERVILLE, DURBAN, KWAZULUNATAL BLANWICK PARK, SPRINGS, GAUTENG AMANDELRUG, KUILSRIVIER, KRAAIFONTEIN, WESTERN CAPE NELSPRUIT, MPUMALANGA GUGULETU, WESTERN CAPE GIYANI, LIMPOPO BELLEVUE, JOHANNESBURG, GAUTENG
44
38871
45
40110
46
40939
47
41396
48
41649
RENE HESTER KRUGER t/a PLATINUM HEALTH AND WEALTH FINANCIAL SERVICES IMIZAMO CALL CENTRE CC t/a IMIZAMO SOLUTIONS
49
42691
50 51
42821 42833
52
42854
MENLYN, PRETORIA, GAUTENG RANDHART, ALBERTON, GAUTENG WHITTLE SEA, EASTERN CAPE ALBERANTE, ALBERTON, GAUTENG SUNDUMBILI, KWAZULU-NATAL DUIWELSKLOOF, LIMPOPO NELSPRUIT, MPUMALANGA ESIKHAWINI, KWAZULU-NATAL ATHLONE, DURBAN, KWAZULU-NATAL
53
43155
F I B O FINANCIAL SERVICES CC
54
43226
MBULELO NABILEYO
55
43303
56
43451
REUBEN BONGANI SIKHAKHANE t/a SINAWE COMMUNITY SERVICES RENDIE FINANCIAL SERVICES (PTY) LTD
57
43524
58
43661
59
43761
60
43899
10
The authorisations of the following 88 FSPs have been withdrawn during the reporting period: (The withdrawals of FSP licenses are those FSPs that had previously been suspended because of contraventions: failure to submit annual financial statements, failure to submit annual compliance reports and/or failure to pay the annual FSB levy (and did not rectify their non-material contraventions after a two-month period). FSP No. 1 1664 Name MICHAEL HARILAOU t/a INSURANCE CONSULTING SERVICES JAFFER DAWRAY t/a J DAWRAY FINANCIAL SERVICES Town / Province BRACKENHURST, ALBERTON, GAUTENG LANSDOWNE, CAPE TOWN, WESTERN CAPE ACTONVILLE, BENONI, GAUTENG ERASMUSKLOOF, PRETORIA, GAUTENG AIRLIE, CONSTANTIA, CAPE TOWN, WESTERN CAPE ALLANDALE, PIETERMARITZBURG, KWAZULU-NATAL ATHOL GARDENS, JOHANNESBURG, GAUTENG BAILEYS, MUCKLENEUK, PRETORIA, GAUTENG DALVIEW, BRAKPAN,
2011
2058
2854
3021
3045
3163
4081
4251
11
GAUTENG OUDTSHOORN, WESTERN CAPE UMHLANGA RIDGE, UMHLANGA, KWAZULU-NATAL BELLEVUE, JOHANNESBURG, GAUTENG ALLANDALE, PIETERMARITZBURG, KWAZULU-NATAL DIAZVILLE, SALDANHA, WESTERN CAPE AMANDAGLEN, DURBANVILLE, WESTERN CAPE BEREA, DURBAN, KWAZULU-NATAL ALBERANTE, ALBERTON, GAUTENG WORCESTER, WESTERN CAPE WORCESTER, WESTERN CAPE
11
5766
12
6094
13
8574
GAVIN BREETZKE
14
8928
15
8943
16
9052
17
9243
18
10205
19
10270
12
20
10395
ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE ALBERTSKROON, JOHANNESBURG, GAUTENG UITENHAGE, EASTERN CAPE HOEVELDRIF, SECUNDA, MPUMALANGA CALEDON, WESTERN CAPE FRANKFORT, FREE STATE TOUWSRIVIER, WESTERN CAPE ERASMUSKLOOF, PRETORIA, GAUTENG KWAMASHU, DURBAN, KWAZULU-NATAL STRAND, WESTERN CAPE WELKOM, FREE STATE
21
10425
22
10683
23
11405
MARTIN DERICK VAN WYK t/a MARTIN VAN WYK FINANSIELE ADVIESDIENSTE
24
11939
25
11949
26
12032
GERHARDUS M DU TOIT
27
12378
PHAKAMILE VICTOR MABENA t/a PV MABENA AND ASSOCIATES VUMA STANLEY MWELASE t/a MASIBUMBANE INSURANCE BROKERS ALEXANDER VAN BREDA KOTZE t/a ZANDER KOTZE
28
13200
29
13420
30
13422
13
31
13481
BETHULIE, FREE STATE OBERHOLZER, NORTH WEST ALBANY, PINETOWN, KWAZULU-NATAL ALBOWVILLE, RUGBY, CAPE TOWN, WESTERN CAPE KARKLOOF, KWAZULU-NATAL LERAATSFONTEIN, WITBANK, MPUMALANGA MOOIRIVIER, KWAZULU-NATAL TONGAAT, DURBAN, KWAZULU-NATAL KRUGERSDORP, GAUTENG AGAVIA, KRUGERSDORP, GAUTENG BELLEVUE, JOHANNESBURG,
32
14111
DAWN PIETERSE t/a DAWN PIETERSE SHORT TERM INS BROKERS ALAN ROY HOBBES t/a HONEYCOMB
33
14428
34
15116
35
15285
36
15606
37
15711
MICHAEL JOHN BRYAN GOSS t/a GOSS AND COMPANY INSURANCE BROKERS SHARAN HARICHARAN t/a S HARICHARAN & ASSOCIATES GERBRECHT ELIZABETH KEYSER t/a ECONOMIC BROKERS EVELYN JOOSTE t/a BROKERLOGIC
38
15771
39
15884
40
16912
41
17002
14
GAUTENG 42 17198 HENDRIK CHRISTIAAN CORNELIUS WASSERMAN t/a HCC MAKELAARS THEODORE WILLIAM IRELAND t/a TW IRELAND CLYDESDALE, PRETORIA, GAUTENG MILNERTON, WESTERN CAPE ULUNDI, KWAZULUNATAL HUGENOOT, PAARL, WESTERN CAPE INADAN, JOHANNESBURG, GAUTENG BRENTPARK, KROONSTAD, FREE STATE CONSTANTIA NEK, CAPE TOWN, WESTERN CAPE BRITS, NORTH WEST EMPANGELA, EMPANGENI, KWAZULU-NATAL BRUMERIA, PRETORIA, GAUTENG HALFWAY HOUSE,
43
17280
44
17809
BHEKUMUZI DUBE
45
18850
THEUNIS ERASMUS LAUBSCHER t/a SMITTIE LAUBSCHER MAKELAARS MATSIMELA DENNIS KEKANA
46
19011
47
21194
48
21458
YVONNE BLACKWOOD-MURRAY
49 50
21516 22988
51
23886
52
24147
15
MIDRAND, GAUTENG 53 25893 JIMMY MASHABELA AZIATIC BAZAAR, PRETORIA-WEST, GAUTENG VRYHEID, KWAZULUNATAL KAGISO, KRUGERSDORP, GAUTENG FICKSBURG, FREE STATE GA-RANKUWA, PRETORIA, GAUTENG BAYSWATER, BLOEMFONTEIN, FREE STATE KENTON ON SEA, EASTERN CAPE ATHLONE, DURBAN, KWAZULU-NATAL ALLANDALE, PIETERMARITZBURG, KWAZULU-NATAL MOTETEMA, MPUMALANGA
54
26783
55
27467
56
27493
57
27936
REBONE DOROTHY MOCHE MMOLEDI t/a LULUS COMPANY MIGNON MINNAAR t/a MAXI MAKELAARS EN FINANSILE DIENSTE
58
28638
59
29444
BARBARA ISABEL RICHARDSON t/a RIVONIA INSURANCE BROKERS DAVID MICHAEL MCLEAN t/a LABYRINTH SOLUTIONS
60
30264
61
34252
62
34272
16
63
34482
HECTOR MDUDUZI MTHETHWA t/a HECTCOLL INSURANCE BROKERS GREGORY JOHN STEPHEN t/a GREGORY STEPHEN & ASSOCIATES MLUNGISI GOODMAN NKABINDE t/a PHONDLE BROKERS
DURBAN, KWAZULUNATAL MEYERSDAL, ALBERTON, GAUTENG DAWNPARK, BOKSBURG, GAUTENG KWAMASHU, DURBAN, KWAZULU-NATAL DOBSONVILLE, SOWETO, GAUTENG MTHATHA, EASTERN CAPE MTHATHA, EASTERN CAPE WES-KRUGERSDORP, GAUTENG VOSLOORUS, GAUTENG SOSHANGUVE, GAUTENG BISHO, EASTERN CAPE SEBOKENG, GAUTENG
64
35092
65
36337
66
36438
67
37194
68
37666
69
37783
BONGANI PAKO
70
41665
71
42427
72
42735
73
42922
ZANDILE MAPIPA
74
43022
17
75
43041
ORCHARDS, JOHANNESBURG, GAUTENG TZANEEN, LIMPOPO KAGISO, KRUGERSDORP, GAUTENG LETABA, LIMPOPO EMPANGELA, EMPANGENI, KWAZULU-NATAL NEWCASTLE, KWAZULU-NATAL DOKKE, CAPE TOWN, WESTERN CAPE ATHLONE, DURBAN, KWAZULU-NATAL RUSTENBURG, NORTH WEST BEREA, DURBAN, KWAZULU-NATAL VRYHEID, KWAZULUNATAL OZWATHINI,
76 77
43351 43429
SONDAG JOHANNES MOPAI t/a SJ MOPAI BROKERS DANIEL MODISANE t/a MODISANE FINANCIAL SERVICES
78 79
43541 43649
80
43689
INNOCENT SAKHILE MBATHA t/a SHANDU FINANCIAL BROKERS SEPPO JOHANNES RANTA t/a POINT BROKER SERVICES
81
43815
82
43876
83
43893
RENIER JOHANNES GOUWS t/a REON GOUWS MAKELAARS ZITHULELE PATRICK BUTHELEZI
84
43941
85
44084
BHEKUYISE ALBERT MTSHALI t/a COVENANT MANAGEMENT CONSULTING THOKOZANI WILTON KHUMALO t/a AMANTUNGWA
86
44120
18
88
44228
The authorisations of the following 5 FSPs have been withdrawn during the reporting period: (Withdrawn due to regulatory action) FSP No. 1 4077 Name BLUE MAGNOLIA TRADING CC t/a R & F FINANCIAL SERVICES ABUNDANT LIFE BROKERS CC Town / Province DEVON, GAUTENG
13643
MARBURG, PORT SHEPSTONE, KWAZULU-NATAL EMPANGELA, EMPANGENI, ARGYLE, JOHANNESBURG, GAUTENG VAALWATER, LIMPOPO
34970
SIYAHWELL MARKETING AND SUPPLIER CC t/a SIYAHWELL MARKETING SKIES BEYOND INVESTMENT AND MEMORIAL HOME (PTY) LTD t/a SKIES BEYOND
39870
42646
19
The authorisation of the following 5 FSPs previously reported as having been withdrawn, have now been reinstated: FSP No. 1 12731 Name JOSEPH MABASO t/a JOSEPH MABASO ADVISERS Town / Province ROSETTENVILLE, JOHANNESBURG, GAUTENG BELLEVUE, JOHANNESBURG, GAUTENG HALFWAY HOUSE, MIDRAND, GAUTENG RUSTENBURG, NORTH WEST LITTLE FILLIAN, MORNINGSIDE, SANDTON, GAUTENG
17002
24147
26323
26552
20
The authorisation of the following FSP has provisionally been suspended: FSP No. 1 26164 Name ACM GOLD AND FOREX TRADING (PTY) LTD t/a ACM GOLD AND FOREX TRADING Town / Province ATHOL GARDENS, JOHANNESBURG, GAUTENG
Anderson adds, "FSP's whose applications had been unsuccessful, withdrawn or suspended are entitled to appeal to the FSB Appeal Board, an independent tribunal, if the applicant / licensee is dissatisfied with the decision taken by the Registrar. ENDS
21