TABLE OF CONTENTS

Page(s)
Table of contents ................................. i
Table of authorities ................ ii, iii, iv, v, vi
Articles, publications, books in involved legal matter ..

vii

Statutes ........................................... viii, ix, x

Laws ....................................................

xi, xii

Rules .................................................. xiii, xiv

Regulations ............................................... xv
Doctrines .................................................... xvi
Statement of Subject Matter and Appellate Jurisdiction

Statement of the Issues presented for review 2

Statement of the Case................................... 6
Statement of the Facts................................ 42
Summary of the Argument......................... 52
Argument................................................... 57
Conclusion................................................. 75
Certificate of Compliance.................................
Certificate of Service........................................
i

TABLE OF AUTHORITIES
Abrams v. 11 Cornwell Co., 695 F2d 38, 39 (2d Cir. 1982) 57
Alfred L. Snapp & Son, Inc., v. Puerto Rico, ex rel Baretz, 458 US 592, 600
(1982) at 607 ......... 57, 59
Anghel v. NY State Dept of Health et al, 2:12 CV 03484 (ADS) (WDW),
(EDNY 2013 LI Office) . 75
Anthony v. Baker, 767 F2d 657, 660 (10th. Cir. 1985) ..74
Buckley v. Fitzimmons, 509 US 259, 269 (1993) 67
Cliff v. Vacco, 267 AD 2d 699, 731 NYS 2d 791 (3rd Dept. 1999)
Colon v. Coughlin, 58 F2d, 865, 870 n3 (2d cir. 1995) .. 70
Davidson v. Capuano, 792 F2d 275, 278-79 (2d Cir. 1986) ..70
De Jesus v. Sears Roebuck & Co., 87 F3d 65, 70 (2d Cir. 1996)
.............................................

59

Finnegan v. Fountain, 915 F2d 817, 823 (2d Cir. 1990) 72

Ganim v. Smith & Wesson Corp., 780 A2d98, 108 (Conn. 2001)
................................................. 65
Harlow v. Fitzgerald, 457 US 806, 818 (1982) 67, 72
ii

Kalina v. Fletcher, 522 118 (1997) 67

Kaushal v. State Bank of India, No. 82 C 7414 (ND III 1983) ..61
Keko v. Hingle, 318 F3d, 639, 642 (5th. Cir. 2003) .. 74
Matter of Legal Aid Society of Sullivan County v. Scheinman, 53 NY 2d 12,
16 ................. 18. 25, 27
Mosher-Simmons v. County of Allegany, 94 CV 374 S, 1997 WL 662512 at
*6 (WDNY 1997) ..72, 73
New York v. Microsoft Corp., 209 F Sup. 2d 132, 149-150 (DDC 2002)
................................... 60
Payne v. City of Lompoc, 160 F3d 564-65 (9th Cir. 2000) ..

73

People v. Peter & Johns Pump House, Inc., 914 F Supp.809, 811, 812,
(NDNY 1996) at 812 ..58
Ricciardi v. Con Edison, 161 Misc.2d 917, 918, 615 NYS 2d 854, 855 (1994)
........................ 73
Ricciutti v. NY City Transit Authority, 124 F3d 123, 131 (2d Cir. 1997)
......................................
Rotella v. Wood et al. certiorari to the US Court of Appeals 5th Circuit No.
iii

98-896 (2000) ..

64

An Filippo v. US trust C., 737 F2d 246, 255 (2d Cir. 1984) ..74
Schumer v. Holtzman, 60 NY 2d 46, 55 (1983) .

26

State Employees Bargaining Agent Coalition v. Rowland, 494 3d 74 (2d Cir.

2007 .....................

Table Bloof Reservation (Wyot Tribe) v. Philip Morris, Inc., 256 F3d, 879,
885 (9th Cir. 2001) 59
US V. Forsythe , 560 F2d 1127, 1136 (3rd. Cir. 1977) 61
US v. Nerone, 563 F2d 836 (7th. Cir. 1977) cert denied 62
US V. Stofsky, 409 F Supp 609, 614 (SDNY 1973), affd., 527 F2d 237 (2d
Cir.1995), Cert. denied .

62

Wheeler v. Cosden Oil & Chemical Co., 734 F2d 254, 261 (5th. Cir.
1984) ........................................74
White v. Frank, 855 F2d, 956, 961 (2d Cir. 1988) . 74
Ying Jing Gan v. City of NY, 996 F2d 522, 530 (2d Cir. 1993)
............................................ 67
iv

ARTICLES, PUBLICATIONS, BOOKS IN LEGAL MATTER

State Parens patriae Authority: The evolution of the NY State Attorney

General Office: by Jay L. Himes, Chief Antitrust Bureau, Office of NY State
Attorney General (April 23, 2004) .58.
Civil RICO and Parens Patriae: Lowering litigation Barriers Through State
Intervention by Beth Schipper, William and Mary Review, Vol. 24, Issue 3,
Article 460
Racketeer influenced and corrupt organizations (RICO). Basic conceptsCriminal and civil remedies by Blakey and Gettings. 53 Temp. LQ 1004,
1023-28 (1980) ..60
Straffer, Massumi & Skolnick: Civil RICO in the Public Interest:
Everybodys Darling. 19 AM. Com. L. Rev. 655, 656, 657 (1982)
............................................. 61

STATUTES
28 USC Sec. 1331 .............Page 1
28 USC Sec. 1343. .............. 1
28 USC Sec. 1964 c ............ 1
28 USC Sec. 1291 .................. 1
28 USC Sec. 455 (B)(5) (ii) ...3, 25
28 USC Sec 45 (b) (5) (i) .......26
28 USC Sec 455 (b) (5) (iv) . 26
28 USC Sec 455 (b) (5) (iii) ..26
18 USC Sec. 1505 .................. 10
18 USC Sec. 201 (b) (3) ........ 11
18 USC 1349 ............................53
18 USC Sec 1961(1) ......... 60
18 USC Sec. 1962 (1976) .......61
18 USC Sec. 1962 c ....... 64
18 USC Sec. 1964 (a) (1976) 61
18 USC Sec. 1964 (b) ............62
vi

18 USC Sec. 1964 c ............ 62

18 USC Sec. 201 ..............

63

18 USC Sec. 401 ..............

73

18 USC Sec. 1001 ............ 63

18 USC Sec. 1343 ...........

63

18 USC Sec. 2 .................

63

18 USC Sec. 1957 ...........

63

18 USC Sec. 1505 ...........

73

18 USC Sec. 1509 ...........

73

18 USC Sec. 1510 .............. 64

18 USC Sec. 1512 .......... 64
18 USC Sec. 1621 ..........

64

18 USC Sec. 1623 ............

64

18 USC Sec. 1622 ...........

64

18 USC Sec. 1624 ........... 64

18 USC Sec. 402 ................ 64
18 USC Sec. 241 ............... 64
vii

18 USC Sec. 242 ..............

64

26 USC Sec. 7206 ...........

63

28 USC Sec. 1332 .............

viii

21

LAWS
42 USC Sec. 1983............ 1, 55, 70, 72
42 USC Sec. 1985....................

42 USC Sec. 1988 ...............

1, 72

Title 15 USC Sec 15 c 1, 35, 61, 65, 66, 67

Title 15 USC Sec 15 c (a) (2) (A) .

15 USC Sec. 15 c (a) (2) (B) .. 65

15 USC Sec. 15 c (2) C ........ 13, 66
15 USC Sec. 15 c (a) (D) (2) 66
1st Amendment of USC .............. 56
5th Amendment of USC .. 56
6th Amendment of USC ..... 56
7th Amendment of USC .....56
8th Amendment of USC ..... 56
11th Amendment of US Constitution 1, 35, 36, 61, 66, 67, 71, 75
14th Amendment of US Constitution 5, 25, 55, 56, 72
4th. Amendment of USC .......11
ix

NY State General Business Law 349 6, 8. 43, 57

NY State General Business Law 350 (d) 11
NY State Executive Law 63.12 6, 8, 43, 57
NY State Judiciary Law Sec. 43 (2) 11
NY State Judiciary Law Sec. 44 (4) 11
NY State Judiciary Law Sec. 42 .. 12
NY State Judiciary Law 17 .... 26
NY State Judiciary Law 14 ..... 26
NY State Judiciary Law 701 ... 15 USC Article
III ....................... 60
116 Cong. Rec. 35, 227 (1970) 62

RULES
FRAP 3 (A) ...........................

Rule 12 (b) (6) .................. 1, 22, 70

NY State CPLR 70 ................

NY State CPLR 5525 (d) .......

10

NY State CPLR 105 (u) .........

12

NY State CPLR 205 ...............

14

NY State CPLR 5015 (a) (3) .. 15, 27

NY State CPLR 5015 (a) (4) 15, 18, 19, 27
NY State Article 78 (CPLR 7801-7806) 16, 18, 19, 20, 23, 27,28
29, 34, 71
NY State CPLR 3215 ............ 17
NY State CPLR 4511 ............

17

NY State CPLR 7801 ........ 18, 69

NY State CPLR 5013 ............. 19
NY State CPLR 5012 .............
NY State CPLR 7804 ..... 24
xi

20

FRCP Rule 60 (b) ...................

18

FRCP Rule 54 .........................

20

FRCP Rule 4 (d) ........................ 23

FRCP Rule 6 (b) (1) (B) ............... 23
FRCP Rule 55 (a) ......................... 38
FRCP Rule 55 (b) (1) ..............38, 52
FRCP Rule 55 (b) (2) ............. 39, 52
SDNY Local Civil Rule 12.1 ......30
ABA Rule of Professional Conduct 1.1 ..46
ABA Rule of Professional Conduct 1.2 ..46
ABA Rule of Professional Conduct 2.2 47
ABA Rule of Professional Conduct 2.2 (4) 47

xii

REGULATIONS
ABA Cannon 2.11 (6)(d) ........ 20
ABA Cannon 2.11 (2) (b) .. 25, 40
ABA Cannon 2.11(6) (2) .....40
ABA Cannon 2.5 (4) ............ 40
Cannon 2.5 (B) ..................41
Cannon 2.6 .........................41

xiii

DOCTRINES
Res Judicata ............................ 50
Collateral Estoppel ..................50, 75
Rooker Feldman ............ 50, 70, 71
Parens Patriae .

xiv

52, 57, 58, 59, 60, 65, 67