Werner Herzog (TRANSLATED BY MOIRA WEIGEL) [This text was originally delivered by Werner Herzog as a speech in Milano, Italy, following a screening of his flm essons of !ar"ness# on the fres in $%wait& He was as"ed to spea" abo%t the 'bsol%te, b%t he spontaneo%sly changed the s%b(ect to the )%blime& *eca%se of that, a good part of what follows was improvised in the moment&] * The collapse of the stellar %niverse will occ%r+li"e creation+in grandiose splendor& Blaise Pascal The words attributed to Blaise Pascal which preface my flm essons of !ar"ness are in fact by me. Pascal himself could not have said it better. This falsifed and yet, as I will later demonstrate, not falsifed uotation should serve as a frst hint of what I am tryin! to deal with in this discourse. "nyway, to ac#nowled!e a fa#e as fa#e contributes only to the triumph of accountants. $hy am I doin! this, you mi!ht as#% The reason is simple and comes not from theoretical, but rather from practical, considerations. $ith this uotation as a pref& I elevate [erheben] the spectator, before he has even seen the frst frame, to a hi!h level, from which to enter the flm. "nd I, the author of the flm, do not let him descend from this hei!ht until it is over. 'nly in this state of sublimity [,rhabenheit] does somethin! deeper become possible, a #ind of truth that is the enemy of the merely factual. (cstatic truth, I call it. "fter the frst war in Ira, as the oil felds burned in )uwait, the mediaand here I mean television in particularwas in no position to show what was, beyond bein! a war crime, an event of cosmic dimensions, a crime a!ainst creation itself. There is not a sin!le frame in essons of !ar"ness in which you can reco!ni*e our planet+ for this reason the flm is labeled ,science fction,- as if it could only have been shot in a distant !ala&y, hostile to life. "t its premiere at the Berlin .ilm .estival, the flm met with an or!y of hate. .rom the ra!in! cries of the public I could ma#e out only ,aesthetici*ation of horror.- "nd when I found myself bein! threatened and spat at on the podium, I hit upon only a sin!le, banal response. ,/ou cretins,- I said, ,that0s what 1ante did in his Inferno, it0s what 2oya did, and 3ieronymus Bosch too.- In my moment of need, without thin#in! about it, I had called upon the !uardian an!els who familiari*e us with the "bsolute and the 4ublime. The "bsolute, the 4ublime, the Truth . . . $hat do these words mean% This is, I must confess, the frst time in my life that I have sou!ht to settle such uestions outside of my wor#, which I understand, frst and foremost, in practical terms. By way of ualifcation, I should add at once that I am not !oin! to venture a defnition of the "bsolute, even if that concept casts its shadow over everythin! that I say here. The "bsolute poses a never5endin! uandary for philosophy, reli!ion, and mathematics. 6athematics will probably come closest to !ettin! it when someone fnally proves 7iemann0s hypothesis. That uestion concerns the distribution of prime numbers+ unanswered since the nineteenth century, it reaches into the depths of mathematical thin#in!. " pri*e of a million dollars has been set aside for whoever solves it, and a mathematical institute in Boston has allotted a thousand years for someone to come up with a proof. The money is waitin! for you, as is your immortality. .or two and a half thousand years, ever since (uclid, this uestion has preoccupied mathematicians+ if it turned out 7iemann and his brilliant hypothesis were not ri!ht, it would send unima!inable shoc#waves throu!h the disciplines of mathematics and natural science. I can only very va!uely be!in to fathom the "bsolute+ I am in no position to defne the concept. The Truth Of The Ocean .or now, I0ll stay on the trusted !round of pra&is. (ven if we cannot really !rasp it, I would li#e to tell you about an unfor!ettable encounter I had with Truth while shootin! -itzcarraldo. $e were shootin! in the Peruvian 8un!les east of the "ndes between the 9amisea and :rubamba rivers, where I would later haul a hu!e steamship over a mountain. The indi!enous people who lived there, the 6achi!uen!as, made up a ma8ority of the e&tras and had !iven us the permit to flm on their land. In addition to bein! paid, the 6achi!uen!as wanted further benefts; they wanted trainin! for their local doctor and a boat, so that they could brin! their crops to mar#et a few hundred #ilometers downriver themselves, instead of havin! to sell them throu!h middlemen. .inally, they wanted support in their f!ht for a le!al title to the area between the two rivers. 'ne company after another had sei*ed it in order to plunder local stoc#s of wood+ recently, oil frms had also been castin! a !reedy eye on their land. (very petition we entered for a deed vanished at once in the labyrinthine provincial bureaucracy. 'ur attempts at bribery failed, too. .inally, havin! traveled to the ministry responsible for such thin!s, in the capital city of <ima, I was told that, even if we could ar!ue for a le!al title on historical and cultural !rounds, there were two stumblin! bloc#s. .irst, the title was not contained in any le!ally verifable document, but supported only by hearsay, which was irrelevant. 4econd, no one had ever surveyed the land in order to provide a reco!ni*able border. To the latter end, I hired a surveyor, who furnished the 6achi!uen!as with a precise map of their homeland. That was my part in their truth; it too# the form of a delineation, a defnition. I0ll admit, I uarreled with the surveyor. The topo!raphic map that he furnished was, he e&plained, in certain ways incorrect. It did not correspond to the truth because it did not ta#e into account the curvature of the earth. In s%ch a little piece of land. I as#ed, losin! patience. /f co%rse, he said an!rily, and pushed his water !lass toward me. ,ven with a glass of water, yo% have to be clear abo%t it, what we0re dealing with is not an even s%rface& 1o% sho%ld see the c%rvat%re of the earth as yo% wo%ld see it on an ocean or a la"e& If yo% were really able to perceive it exactly as it is+b%t yo% are too simple2minded+yo% wo%ld see the earth c%rve& I will never for!et this harsh lesson. The uestion of hearsay had a deeper dimension and reuired research of an entirely di=erent #ind. ["r!uin! for their title to the land] the Indians could only claim that they0d always been there+ this they had learned from their !randparents. $hen, fnally, the case appeared hopeless, I mana!ed to !et an audience with the President, [.ernando] Bela>nde. The 6achi!uen!as of 4hivan#oreni elected two representatives to accompany me. [In the President0s o?ce in <ima] when our conversation threatened to come to a standstill, I presented Bela>nde with the followin! ar!ument; in "n!lo54a&on law, althou!h hearsay is !enerally inadmissible as evidence, it is notabsol%tely inadmissible. "s early as @A@B, in the case of 'ng% vs& 'tta, a colonial court in the 2old 9oast Ctoday 2hanaD ruled that hearsay could serve as a valid form of evidence. That case was completely di=erent. It had to do with the use of a local !overnor0s palace+ then, too, there were no documents, nothin! o?cial that would have been relevant. But, the court ruled, the overwhelmin! consensus in hearsay that countless tribesmen had repeated and repeated, had come to constitute so manifest a truth that the court could accept it without further restrictions. "t this, Belaunde, who had lived for many years in the 8un!le, fell uiet. 3e as#ed for a !lass of oran!e 8uice, then said only 3ood god, and I #new that we had won him over. Today the 6achi!uen!as have a title to their land+ even the consortium of oil frms that discovered one of the lar!est sources of natural !as [in the world] directly in their vicinity respects it. The audience with the President !ranted yet another odd !limpse into the essence of truth. The inhabitants of the villa!e of 4hiva#oreni were not sure whether it was true that on the other side of the "ndes there was a monstrously lar!e body of water, an ocean. In addition, there was the fact that this monstrous water, the Pacifc, was supposedly salty. $e drove to a restaurant on the beach a little south of <ima to eat. But our two Indian dele!ates didn0t order anythin!. They went silent and loo#ed out over the brea#ers. They didn0t approach the water, 8ust stared at it. Then one as#ed for a bottle. I !ave him my empty beer bottle. Eo, that wasn0t ri!ht, it had to be a bottle that you could seal well. 4o I bou!ht a bottle of cheap 9hilean red, had it uncor#ed, and poured the wine out into the sand. $e sent the bottle to the #itchen to be cleaned as carefully as possible. Then the men too# the bottle and went, without a word, to the shoreline. 4till wearin! the new blue 8eans, snea#ers, and T5shirts that we had bou!ht for them at the mar#et, they waded in to the waves. They waded, loo#in! over the e&panse of the Pacifc 'cean, until the water reached their underarms. Then, they too# a taste of the water, flled the bottle and sealed it carefully with a cor#. This bottle flled with water was their proof for the villa!e that there really was an ocean. I as#ed cautiously whether it wasn0t 8ust a part of the truth. Eo, they said, if there is a bottle of seawater, then the whole ocean must be true as well. The Aau!t of "#rtua! Rea!#t$ .rom then on, what constitutes truthor, to put it in much simpler form, what constitutes realitybecame a !reater mystery to me than it had been. The two intervenin! decades have posed unprecedented challen!es to our concept of reality. $hen I spea# of assaults on our understandin! of reality, I am referrin! to new technolo!ies that, in the past twenty years, have become !eneral articles of everyday use; the di!ital special e=ects that create new and ima!inary realities in the cinema. It0s not that I want to demoni*e these technolo!ies+ they have allowed the human ima!ination to accomplish !reat thin!sfor instance, reanimatin! dinosaurs convincin!ly on screen. But, when we consider all the possible forms of virtual reality that have become part of everyday lifein the Internet, in video !ames, and on reality TF+ sometimes also in stran!e mi&ed formsthe uestion of what ,real- reality is poses itself constantly afresh. $hat is really !oin! on in the reality TF show )%rvivor% 9an we ever really trust a photo!raph, now that we #now how easily everythin! can be fa#ed with Photoshop% $ill we ever be able to completely trust an email, when our twelve5year5old children can show us that what we0re seein! is probably an attempt to steal our identity, or perhaps a virus, a worm, or a ,Tro8an- that has wandered into our midst and adopted every one of our characteristics% 1o I already e&ist somewhere, cloned, as many !oppelg4nger, without #nowin! anythin! about it% 3istory o=ers one analo!y to the e&tent of [chan!e brou!ht about by] the virtual, other world that we are now bein! confronted with. .or centuries and centuries, warfare was essentially the same thin!, clashin! armies of #ni!hts, who fou!ht with swords and shields. Then, one day, these warriors found themselves starin! at each other across canons and weapons. $arfare was never the same. $e also #now that innovations in the development of military technolo!y are irreversible. 3ere0s some evidence that may be of interest; in parts of Gapan in the early seventeenth century, there was an attempt to do away with frearms, so that samurai could f!ht one another hand to hand, with swords a!ain. This attempt was only very short5lived+ it was impossible to sustain. " couple of years a!o, I came to !rasp how confusin! the concept of reality has become, in a stran!e way, throu!h an incident that too# place on Fenice Beach in <os "n!eles. " friend was havin! a little party in his bac#yardbarbecued stea#it was already dar#, when, not far away, we heard a few !unshots that nobody too# seriously until the police helicopters showed up with searchli!hts on and commanded us, over loudspea#ers, to !et inside the house. $e sorted out the facts of the case only in retrospect; a boy, described by witnesses as around thirteen or fourteen years of a!e, had been loiterin!, han!in! around a restaurant about a bloc# away from us. "s a couple e&ited, the boy yelled, This is for real, shot both with a semi5automatic, then Hed on his s#ateboard. 3e was never cau!ht. But the messa!e [*otschaft] of the madman was clear; this here isn0t a video!ame, these shots are for real, this is reality. A%#o& of 'ee!#ng $e must as# of reality; how important is it, really% "nd; how important, really, is the .actual% 'f course, we can0t disre!ard the factual+ it has normative power. But it can never !ive us the #ind of illumination, the ecstatic Hash, from which Truth emer!es. If only the factual, upon which the so5 called cin5ma v5rit5 f&ates, were of si!nifcance, then one could ar!ue that the v5rit5the truthat its most concentrated must reside in the telephone boo#in its hundreds of thousands of entries that are all factually correct and, so, correspond to reality. If we were to call everyone listed in the phone boo# under the name ,4chmidt,- hundreds of those we called would confrm that they are called 4chmidt+ yes, their name is 4chmidt. In my flm -itzcarraldo, there is an e&chan!e that raises this uestion. 4ettin! o= into the un#nown with his ship, .it*carraldo stops over at one of the last outposts of civili*ation, a missionary station; .it*carraldo; 'nd what do the older Indians say. 6issionary; We simply cannot c%re them of their idea that ordinary life is only an ill%sion, behind which lies the reality of dreams& The flm is about an opera bein! sta!ed in the rainforest+ as you0ll #now, I set about actually producin! opera. "s I did, one ma&im was crucial for me; an entire world must under!o a transformation into music, must becomemusic+ only then would we have produced opera. $hat0s beautiful about opera is that reality doesn0t play any role in it at all+ and that what ta#es place in opera is the overcomin! of nature. $hen one loo#s at the libretti from operas Cand here Ferdi0s -orce of !estiny is a !ood e&leD, one sees very uic#ly that the story itself is so implausible, so removed from anythin! that we mi!ht actually e&perience that the mathematical laws of probability are suspended. $hat happens in the plot is impossible, but the power of music enables the spectator to e&perience it as tr%e. It0s the same thin! with the emotional world [3ef6hlswelt] of opera. The feelin!s are so abstracted+ they cannot really be subordinated to everyday human nature any lon!er, because they have been concentrated and elevated to the most e&treme de!ree and appear in their purest form+ and despite all that we perceive them, in opera, as natural. .eelin!s in opera are, ultimately, li#e a&ioms in mathematics, which cannot be concentrated and cannot be e&plained any further. The a&ioms of feelin! in the opera lead us, however, in the most secret ways, on a direct path to the sublime. 3ere we could cite ,9asta 1iva- in Bellini0s opera 7orma as an e&le. /ou mi!ht as#; why do I say that the sublime becomes accessible to us [lit. ,e&perience5able-+ erfahrbar] in opera, of all forms, considerin! that opera did not innovate in any essential way in the twentieth century, as other forms too# its place% This only seems to be a parado&; the direct e&perience of the sublime in opera is not dependent on further development or new developments. Its sublimity has enabled opera to survive. Ectat#c Truth 'ur entire sense of reality has been called into uestion. But I do not want to dwell on this fact any lon!er, since what moves me has never been reality, but a uestion that lies behind it [beyond+ dahinter]; the uestion of truth. 4ometimes facts so e&ceed our e&pectationshave such an unusual, bi*arre powerthat they seem %nbelievable. But in the fne arts, in music, literature, and cinema, it is possible to reach a deeper stratum of trutha poetic, ecstatic truth, which is mysterious and can only be !rasped with e=ort+ one attains it throu!h vision, style, and craft. In this conte&t I see the uotation from Blaise Bascal about the collapse of the stellar universe not as a fa#e [,counterfeit-+ -4lsch%ng], but as a means of ma#in! possible an ecstatic e&perience of inner, deeper truth. Gust as it0s not fa#ery when 6ichelan!elo0s PietI portrays Gesus as a JJ5year5 old man, and his mother, the mother of 2od, as a @K5year5 old. 3owever, we also !ain our ability to have ecstatic e&periences of truth throu!h the 4ublime, throu!h which we are able to elevate ourselves over nature. )ant says; The irresistibility of the power of nat%re forces %s to recognize o%r physical impotence as nat%ral beings, b%t at the same time discloses o%r capacity to (%dge o%rselves independent of nat%re as well as s%perior to nat%re . . . I am leavin! out some thin!s here, for simplicity0s sa#e. )ant continues; In this way nat%re is not estimated in o%r aesthetic (%dgment as s%blime beca%se it excites fear, b%t beca%se it s%mmons %p o%r power 8which is not of nat%re9 & & & I should treat )ant with the necessary caution, because his e&planations concernin! the sublime are so very abstract that they have always remained alien to me in my practical wor#. 3owever, 1ionysus <on!inus, whom I frst came to #now while e&plorin! these sub8ects, is much closer to my heart, because he always spea#s in practical terms and uses e&les. $e don0t #now anythin! about <on!inus. (&perts aren0t even sure that that0s really his name, and we can only !uess that he lived in the frst century after 9hrist. :nfortunately, his essay /n the )%blime is also rather fra!mentary. In the earliest writin!s that we have from the tenth century, the 9ode& Parisinus LMJB, there are pa!es missin! everywhere, sometimes entire bundles of pa!es. <on!inus proceeds systematically+ here, at this time, I cannot even start in on the structure of his te&t. But he always uotes very lively e&les from literature. "nd here I will, a!ain, without followin! a schematic order, sei*e upon what seems most important to me. $hat0s fascinatin! is that, ri!ht at the be!innin! of his te&t, [<on!inus] invo#es the concept of (cstasy, even if he does so in a di=erent conte&t than what I have identifed as ,ecstatic truth.- $ith reference to rhetoric, <on!inus says; Whatever is s%blime does not lead the listeners to pers%asion b%t to a state of ecstasy: at every time and in every way imposing speech, with the spell it throws over %s, prevails over that which aims at pers%asion and gratifcation& /%r pers%asions we can %s%ally control, b%t the in;%ences of the s%blime bring power and irresistible might to bear, and reign s%preme over every hearer . . . 3ere he uses the concept ofe"stasis, a person0s steppin! out of himself into an elevated statewhere we can raise ourselves over our own naturewhich the sublime reveals ,at once, li#e a thunder bolt.- @ Eo one before <on!inus had spo#en so clearly of the e&perience of illumination+ here, I am ta#in! the liberty to apply that notion to rare and Heetin! moments in flm. 3e uotes 3omer in order to demonstrate the sublimity of ima!es and their illuminatin! e=ect. 3ere is his e&le from the battle of the !ods; 'idone%s, lord of the shades, in fear leapt he from his throne and cried alo%d, lest above him the earth be cloven by <oseidon, the )ha"er of ,arth, and his abode be made plain to view for mortals and immortals+the dread and dan" abode, wherefor the very gods have loathing= so great was the din that arose when the gods clashed in strife& <on!inus was an e&traordinarily well5read man, one who uotes e&actly. $hat is stri#in! here is that he ta#es the liberty of weldin! to!ether two di=erent passa!es from the Iliad. It is impossible that this is a mista#e. 3owever, <on!inus is not fa#in! but, rather, conceivin! a new, deeper truth. 3e asserts that without truth [Wahrhaftig"eit] and !reatness of soul the sublime cannot come into bein!. "nd he uotes a statement that researchers today ascribe either to Pytha!oras or to 1emosthenes; -or tr%ly bea%tif%l is the statement of the man who, in response to the >%estion of what we have in common with the gods, answered= the ability to do good ?Wohlt%n@ and tr%th& $e should not translate his e%ergesia simply with ,charity,- imprinted as that notion is by 9hristian culture. Eor is the 2ree# word for truth, alAtheia, simple to !rasp. (tymolo!ically spea#in!, it comes from the verb lanthanein, ,to hide,- and the related word lAthos, ,the hidden,- ,the concealed.- '2lAtheia is, therefore, a form of ne!ation, a ne!ative defnition; it is the ,not5hidden,- the revealed, the truth. Thin#in! throu!h lan!ua!e [im sprachlichen !en"en], the 2ree#s meant, therefore, to defne truth as an act of disclosurea !esture related to the cinema, where an ob8ect is set into the li!ht and then a latent, not yet visible ima!e is con8ured onto celluloid, where it frst must be developed, then disclosed. The soul of the listener or the spectator completes this act itself+ the soul actuali*es truth throu!h the e&perience of sublimity; that is, it completes an independent act of creation. <on!inus says; -or o%r so%l is raised o%t of nat%re thro%gh the tr%ly s%blime, sways with high spirits, and is flled with pro%d (oy, as it itself had created what it hears& But I don0t want to lose myself in <on!inus, whom I always thin# of as a !ood friend. I stand before you as someone who wor#s with flm. I would li#e to point out some scenes from another flm of mine as evidence. " !ood e&le would be The 3reat ,cstasy of Woodcarver )teiner where the concept of ecstasy already shows up in the title. $alter 4teiner, a 4wiss sculptor and repeat world champion in s#i5Hyin!, raises himself as if in reli!ious ecstasy into the air. 3e Hies so fri!htfully far, he enters the re!ion of death itself; only a little farther, and he would not land on the steep slope, but rather crash beyond it. 4teiner spea#s at the end of a youn! raven, which he raised and which, in his loneliness as a child, was his only friend. The raven lost more and more feathers, which probably had to do with the feed that 4teiner !ave him. 'ther ravens attac#ed his raven and, in the end, tortured him so fri!htfully that youn! 4teiner had only one choice; Bnfort%nately, I had to shoot him, says 4teiner,beca%se it was tort%re to watch how he was tort%red by his own brothers beca%se he co%ld not ;y any more. "nd then, in a fast cut, we see 4teinerin place of his raven Hyin!, in a terribly aesthetic frame, in e&treme slow motion, slowed to eternity. This is the ma8estic Hi!ht of a man whose face is contorted by fear of death as if deran!ed by reli!ious ecstasy. "nd then, shortly before the death *onebeyond the slope, on the Hat, where he would be crushed on impact, as if he had 8umped from the (mpire 4tate Buildin! to the pavement belowhe lands softly, safely, and a written te&t is superimposed upon the ima!e. The te&t is drawn from the 4wiss writer 7obert $alser and it reads; I should be all alone in this world 6e, 4teiner and no other livin! bein!. Eo sun, no culture+ I, na#ed on a hi!h roc# Eo storm, no snow, no ban#s, no money Eo time and no breath. Then, fnally, I would not be afraid any more. Note @. ,4ublimity Hashin! forth at the ri!ht moment scatters everythin! before it li#e a thunderbolt- C@.ND.
Stoicism The Art of Happiness: How the Stoic Philosophy Works, Living a Good Life, Finding Calm and Managing Your Emotions in a Turbulent World. New Version