Toan Van Hiep Dinh Thuong Mai Viet My - 359

TON VN HIP NH THNG MI VIT M 1
MC LC
CHNG I: THNG MI HNG HO......................................................................... 3
CHNG II: QUYN S HU TR TU........................................................................ 12
CHNG III: THNG MI DCH V......................................................................... 38
CHNG IV: PHT TRIN QUAN H U T.......................................................... 47
CHNG V: TO THUN LI CHO KINH DOANH................................................... 56
CHNG VI: CC QUY NH LIN QUAN TI TNH MINH BCH, CNG KHAI
V QUYN KHIU KIN ................................................................................................ 58
CHNG VII: NHNG IU KHON CHUNG........................................................... 60
CC PH LC................................................................................................................... 66
HIP NH
GIA CNG HO X HI CH NGHA VIT NAM V
HP CHNG QUC HOA K V QUAN H THNG MI
Chnh ph nc Cng ho X hi Ch ngha Vit Nam v Chnh ph Hp
Chng Quc Hoa K (di y c gi chung l "cc Bn" v gi ring l
"Bn"),
Mong mun thit lp v pht trin quan h kinh t v thng mi bnh ng
v cng c li trn c s tn trng c lp v ch quyn ca nhau;
Nhn thc rng, vic cc Bn chp nhn v tun th cc quy tc v tiu chun
thng mi quc t s gip pht trin quan h thng mi cng c li, v lm
nn tng cho cc mi quan h ;
Ghi nhn rng, Vit Nam l mt nc ang pht trin c trnh pht trin
thp, ang trong qu trnh chuyn i kinh t v ang tin hnh cc bc hi
nhp vo kinh t khu vc v th gii, trong c vic tham gia Hip hi cc
Quc gia ng Nam (ASEAN), Khu vc Mu dch T do ASEAN (AFTA),
v Din n Hp tc Kinh t chu - Thi Bnh Dng (APEC) v ang tin
ti tr thnh thnh vin ca T chc Thng mi Th gii (WTO).
Tho thun rng, cc mi quan h kinh t, thng mi v vic bo h quyn
s hu tr tu l nhng nhn t quan trng v cn thit cho vic tng cng
cc mi quan h song phng gia hai nc; v
Tin tng rng, mt hip nh v quan h thng mi gia cc Bn s phc
v tt nht cho li ch chung ca cc Bn;
tho thun nh sau:
CHNG I: THNG MI HNG HO
iu 1: Quy ch Ti hu quc (Quan h Thng mi Bnh thng) v Khng
phn bit i x
1. Mi Bn dnh ngay lp tc v v iu kin cho hng ho c xut x ti
hoc c xut khu t lnh th ca Bn kia s i x khng km thun li
hn s i x dnh cho hng ho tng t c xut x ti hoc c xut khu
t lnh th ca bt c nc th ba no khc trong tt c cc vn lin quan
ti:
A. mi loi thu quan v ph nh vo hoc c lin quan n vic nhp khu
hay xut khu, bao gm c cc phng php tnh cc loi thu quan v ph ;
B. phng thc thanh ton i vi hng nhp khu v xut khu, v vic
chuyn tin quc t ca cc khon thanh ton ;
C. nhng quy nh v th tc lin quan n xut nhp khu, k c nhng quy
nh v hon tt th tc hi quan, qu cnh, lu kho v chuyn ti;
D. mi loi thu v ph khc trong nc nh trc tip hoc gin tip vo
hng nhp khu;
E. lut, quy nh v cc yu cu khc c nh hng n vic bn, cho bn,
mua, vn ti, phn phi, lu kho v s dng hng ho trong th trng ni a;
v
F. vic p dng cc hn ch nh lng v cp giy php.
2. Cc quy nh ti khon 1 ca iu ny s khng p dng i vi hnh ng
ca mi Bn ph hp vi ngha v ca Bn trong T chc Thng mi
Th gii (WTO) v cc hip nh trong khun kh ca t chc ny. Tuy vy,
mt Bn s dnh cho cc sn phm c xut x ti lnh th Bn kia s i x
Ti hu quc trong vic gim thu do cc m phn a phng di s bo
tr ca WTO mang li, vi iu kin l Bn cng dnh li ch cho tt c
cc thnh vin WTO.
3. Nhng quy nh ti khon 1 ca iu ny khng p dng i vi:
A. Nhng thun li m mt trong hai Bn dnh cho lin minh thu quan hoc
khu vc mu dch t do m Bn l thnh vin y ; v
B. Nhng thun li dnh cho nc th ba nhm to thun li cho giao lu
bin gii.
4. Cc quy nh ti mc 1.F ca iu ny khng p dng i vi thng mi
hng dt v sn phm dt.
iu 2: i x Quc Gia
1. Mi Bn iu hnh cc bin php thu quan v phi thu quan c nh hng
ti thng mi to cho hng ho ca Bn kia nhng c hi cnh tranh c
ngha i vi cc nh cnh tranh trong nc.
2. Theo , khng Bn no, d trc tip hay gin tip, quy nh bt c loi
thu hoc ph ni a no i vi hng ho ca Bn kia nhp khu vo lnh
th ca mnh cao hn mc c p dng cho hng ho tng t trong nc,
d trc tip hay gin tip.
3. Mi Bn dnh cho hng ho c xut x ti lnh th ca Bn kia s i x
khng km thun li hn s i x dnh cho hng ho ni a tng t v
mi lut, quy nh v cc yu cu khc c nh hng n vic bn hng, cho
bn, mua, vn ti, phn phi, lu kho v s dng trong nc.
4. Ngoi nhng ngha v ghi trong khon 2 v 3 ca iu ny, cc khon ph
v bin php qui nh ti khon 2 v 3 ca iu ny s khng c p dng
theo cch khc i vi hng nhp khu hoc hng ho trong nc nhm to ra
s bo h i vi sn xut trong nc.
5. Cc ngha v ti cc khon 2, 3 v 4 ca iu ny phi tun th cc ngoi
l c quy nh ti iu III ca GATT 1994 v trong Ph lc A ca Hip
nh ny.
6. Ph hp vi cc quy nh ca GATT 1994, cc Bn bo m khng son
tho, ban hnh hoc p dng nhng quy nh v tiu chun k thut nhm to
ra s tr ngi i vi thng mi quc t hoc bo h sn xut trong nc.
Ngoi ra, mi Bn dnh cho hng nhp khu t lnh th ca Bn kia s i
x khng km thun li hn s i x tt nht dnh cho hng ni a tng t
hoc hng tng t c xut x t bt c nc th ba no lin quan n nhng
quy nh v tiu chun k thut nu trn, k c vic kim tra v chng nhn
t tiu chun. Theo , cc Bn:
A. bo m rng, mi bin php v sinh hoc v sinh thc vt khng tri vi
cc quy nh ca GATT 1994 ch c p dng mc cn thit bo v
cuc sng hoc sc kho ca con ngi, ng vt hoc thc vt, c da
trn c s cc nguyn l khoa hc v khng c duy tr nu khng c bng
chng y (c th nh nh gi mc ri ro), c tnh n ca nhng
thng tin khoa hc sn c v iu kin khu vc c lin quan, chng hn nh
nhng vng khng c cn trng gy hi;
B. bo m rng, nhng quy nh v k thut khng c son tho, ban hnh
hoc p dng nhm to ra hoc c tc dng to ra nhng tr ngi khng cn
thit i vi thng mi quc t. V mc tiu ny, nhng quy nh v k thut
s khng mang tnh cht hn ch thng mi cao hn mc cn thit hon
thnh mt mc tiu chnh ng c tnh n nhng ri ro m vic khng thi
hnh c th gy ra. Nhng mc tiu chnh ng nh vy bao gm nhng yu
cu an ninh quc gia; ngn nga nhng hnh vi la o; bo v sc kho v
an ton cho con ngi; i sng v sc kho ng thc vt, hoc mi trng.
Trong vic nh gi nhng ri ro nh vy, cc yu t lin quan xem xt
bao gm nhng thng tin khoa hc v k thut c sn, cng ngh ch bin c
lin quan hoc cc nh s dng cui cng ca sn phm.
7. Ngay sau khi Hip nh ny c hiu lc, mi Bn dnh cho cng dn v
cng ty Bn kia quyn kinh doanh. i vi Vit Nam, quyn kinh doanh
c dnh theo l trnh nh sau:
A. Ngay sau khi Hip nh ny c hiu lc v ph hp vi cc hn ch c
quy nh ti Ph lc B v C, tt c cc doanh nghip trong nc c php
kinh doanh xut nhp khu mi hng ho;
B. Ngay sau khi Hip nh ny c hiu lc v ph hp vi cc hn ch c
quy nh ti Ph lc B v C, cc doanh nghip c vn u t trc tip ca
cng dn v cng ty Hoa K c php nhp khu cc hng ho v sn phm
s dng vo/hay c lin quan n hot ng sn xut, hoc xut khu ca
doanh nghip cho d cc sn phm nhp khu c c xc nh mt
cch c th hay khng trong giy php u t ban u ca h.
C. Ba nm sau khi Hip nh ny c hiu lc v ph hp vi cc hn ch
c qui nh ti Ph lc B, C v D, cc doanh nghip c vn u t trc tip
ca cc cng dn v cng ty Hoa K vo cc lnh vc sn xut v ch to
c php kinh doanh xut nhp khu, vi iu kin l cc doanh nghip ny
(i) c cc hot ng kinh doanh to ln trong lnh vc sn xut v ch to; v
(ii) ang hot ng hp php ti Vit Nam;
D. Ba nm sau khi Hip nh ny c hiu lc, ph hp vi cc hn ch qui
nh ti ph lc B, C v D, cc cng dn v cng ty Hoa K c php tham
gia lin doanh vi cc i tc Vit Nam tin hnh kinh doanh xut nhp
khu tt c cc mt hng. Phn gp vn ca cc cng ty Hoa K trong lin
doanh khng vt qu 49% vn php nh ca lin doanh. Ba nm sau
mc hn ch i vi v s hu ca Hoa K l 51%.
E. By nm sau khi Hip nh ny c hiu lc, ph hp vi cc hn ch qui
nh ti Ph lc B, C v D, cc cng ty Hoa K c php thnh lp cng ty
100% vn Hoa K kinh doanh xut nhp khu mi mt hng.
8. Nu mt Bn cha tham gia Cng c Quc t v H thng Hi ho v M
v Miu t Hng ho, th Bn s n lc hp l tham gia Cng c
ngay khi c th, nhng khng mun qu mt nm k t ngy Hip nh c
hiu lc.
iu 3: Nhng ngha v chung v Thng mi
1. Cc Bn n lc tm kim nhm t c s cn bng tho ng v cc c
hi tip cn th trng thng qua vic cng ct gim tho ng thu v cc
hng ro phi quan thu i vi thng mi hng ho do m phn a phng
mang li.
2. Cc Bn s, tr khi c quy nh c th trong Ph lc B v C ca Hip
nh ny, loi b tt c cc hn ch, hn ngch, yu cu cp php v kim sot
xut khu v nhp khu i vi mi loi hng ho v dch v, ngoi tr nhng
hn ch, hn ngch, yu cu cp php v kim sot c GATT 1994 cho
php.
3. Trong vng hai (02) nm k t khi Hip nh ny c hiu lc, cc Bn hn
ch tt c cc loi ph v ph ph di bt k hnh thc no (tr thu xut
nhp khu v cc loi thu khc theo iu 2 ca Chng ny) p dng i vi
hay c lin quan n xut nhp khu, mc tng xng vi chi ph ca dch
v cung ng v m bo rng nhng loi ph v ph ph khng phi l
mt s bo h gin tip i vi sn xut trong nc hoc l thu nh vo
hng nhp khu hay xut khu v mc ch thu ngn sch;
4. Trong vng hai (02) nm k t khi Hip nh ny c hiu lc, cc Bn p
dng h thng nh gi hi quan da trn gi tr giao dch ca hng nhp khu
tnh thu hoc ca hng ho tng t, ch khng da vo gi tr ca hng
ho theo nc xut x, hoc gi tr c xc nh mt cch v on hay
khng c c s, vi gi tr giao dch l gi thc t thanh ton hoc phi
thanh ton cho hng ho khi c bn xut khu sang nc nhp khu ph
hp vi nhng tiu chun c thit lp trong Hip nh v vic Thi hnh
iu VII ca GATT 1994; v
5. Trong vng hai (02) nm k t khi Hip nh ny c hiu lc, cc Bn bo
m rng, cc khon ph v ph ph qui nh ti khon 3 ca iu ny v h
thng nh gi hi quan qui nh ti khon 4 ca iu ny c quy nh hay
thc hin mt cch thng nht v nht qun trn ton b lnh th hi quan ca
mi Bn.
6. Ngoi cc ngha v qui nh ti iu I, Vit nam dnh s i x v thu
cho cc sn phm c xut x t lnh th hi quan ca Hoa k ph hp vi cc
quy nh ca Ph lc E.
7. Khng Bn no yu cu cc cng dn hoc cng ty ca nc mnh tham gia
vo phng thc giao dch hng i hng hay thng mi i lu vi cng
dn hoc cng ty ca Bn kia. Tuy nhin, nu cc cng dn hoc cng ty
quyt nh tin hnh giao dch theo phng thc hng i hng hay thng
mi i lu, th cc Bn c th cung cp cho h thng tin to thun li cho
giao dch v t vn cho h nh khi cc Bn cung cp i vi hot ng xut
khu v nhp khu khc.
8. Hoa K s xem xt kh nng dnh cho Vit Nam Ch u i Thu
quan Ph cp.
iu 4: M rng v Thc y Thng mi
Mi Bn khuyn khch v to thun li cho vic t chc cc hot ng xc
tin thng mi, nh hi ch, trin lm, trao i cc phi on v hi tho
thng mi ti lnh th nc mnh v lnh th ca Bn kia. Tng t, mi
Bn khuyn khch v to thun li cho cc cng dn v cng ty ca nc
mnh tham gia vo cc hot ng . Tu thuc vo lut php hin hnh ti
lnh th ca mnh, cc Bn ng cho php hng ho s dng trong cc hot
ng xc tin c nhp khu v ti xut khu m khng phi np thu
xut nhp khu, vi iu kin hng ho khng c bn hoc chuyn
nhng di hnh thc khc.
iu 5: Vn phng Thng mi Chnh ph
1. Tu thuc vo lut php v quy ch ca mnh v c quan i din nc
ngoi, mi Bn cho php vn phng thng mi chnh ph ca Bn kia c
thu cng dn ca nc ch nh v, ph hp vi lut v th tc nhp c, c
php thu cng dn ca nc th ba.
2. Mi Bn bo m khng ngn cn cc cng dn ca nc ch nh tip cn
vn phng thng mi chnh ph ca Bn kia.
3. Mi Bn cho php cng dn v cng ty ca mnh tham d vo cc hot
ng v mc ch thng mi ca vn phng thng mi chnh ph ca Bn
kia.
4. Mi Bn cho php nhn vin ca vn phng thng mi chnh ph ca Bn
kia c tip cn cc quan chc lin quan ca nc ch nh k c cc i
din ca cng dn v cng ty ca Bn ch nh.
iu 6: Hnh ng Khn cp i vi Nhp khu
1. Cc Bn ng tham vn nhanh chng theo yu cu ca mt Bn khi vic
nhp khu hin ti hay trong tng lai hng ho c xut x t lnh th Bn
kia gy ra hoc e da gy ra hay gp phn ng k lm ri lon th trng.
S ri lon th trng xy ra trong mt ngnh sn xut trong nc khi vic
nhp khu mt sn phm tng t hay cnh tranh trc tip vi mt sn phm
do ngnh sn xut trong nc sn xut ra, tng ln mt cch nhanh chng,
hoc l tuyt i hay tng i, v l mt nguyn nhn ng k gy ra, hay e
da gy ra thit hi v vt cht i vi ngnh sn xut trong nc . Vic
tham vn c quy nh ti khon ny nhm mc ch: (a) trnh by v xem
xt cc yu t lin quan ti vic nhp khu m vic nhp khu c th
gy ra hoc e da gy ra, hay gp phn ng k lm ri lon th trng, v
(b) tm ra bin php ngn nga hay khc phc s ri lon th trng . Vic
tham vn nh vy s c kt thc trong vng su mi ngy k t ngy a
ra yu cu tham vn, tr khi cc Bn c tho thun khc.
2. Tr khi cc bn tho thun c mt gii php khc trong thi gian tham
vn, Bn nhp khu c th: (a) p t cc hn ch nh lng nhp khu, cc
bin php thu quan hay bt k cc hn ch no khc hoc bin php no khc
m Bn cho l ph hp, v trong khong thi gian m Bn cho l cn
thit, ngn chn hay khc phc tnh trng th trng thc t b ri lon hay
e da b ri lon, v (b) tin hnh cc bin php thch hp bo m rng,
vic nhp khu t lnh th ca Bn kia tun th cc hn ch nh lng hay
cc hn ch khc c p dng lin quan n s ri lon ca th trng.
Trong trng hp ny, Bn kia c t nh ch vic thi hnh cc ngha v
ca mnh theo Hip nh ny vi gi tr thng mi c bn tng ng.
3. Nu theo nh gi ca Bn nhp khu, hnh ng khn cp l cn thit
ngn chn hay khc phc s ri lon th trng nh vy th Bn nhp khu c
th tin hnh hnh ng vo bt k thi im no m khng phi thng
bo trc hoc tham vn, vi iu kin l vic tham vn s c thc hin
ngay sau khi tin hnh hnh ng .
4. Cc Bn tha nhn rng, vic chi tit ho cc quy nh t v nhm chng
ri lon th trng ti iu ny khng lm tn hi n quyn ca mi Bn p
dng php lut v cc quy nh ca mnh i vi thng mi hng dt v sn
phm dt, v lut v quy nh ca mnh i vi thng mi khng lnh mnh
k c cc o lut chng ph gi v lut thu i khng.
iu 7: Tranh chp Thng mi
Theo Chng I ca Hip nh ny:
1. Cng dn v cng ty ca mi Bn c dnh s i x quc gia trong vic
tip cn tt c cc to n v c quan hnh chnh c thm quyn ti lnh th
ca Bn kia, vi t cch l nguyn n, b n hoc nhng ngi lin quan
khc. H khng c quyn i hoc c hng quyn min b kin hoc
min thc hin quyt nh ca to n, th tc cng nhn v thi hnh cc quyt
nh trng ti, hoc ngha v php l khc trn lnh th ca Bn kia lin quan
ti cc giao dch thng mi. H cng khng c i hoc hng quyn
min thu i vi cc giao dch thng mi tr khi c quy nh trong cc
hip nh song phng khc.
2. Cc Bn khuyn khch vic s dng trng ti gii quyt cc tranh chp
pht sinh t cc giao dch thng mi c k kt gia cc cng dn v cng
ty ca Cng ho X hi Ch ngha Vit Nam v cc cng dn v cng ty ca
Hp Chng Quc Hoa K. Vic gii quyt tranh chp bng trng ti nh vy
c th c quy nh bng cc tho thun trong cc hp ng gia cc cng
dn v cng ty hoc bng vn bn tho thun ring r gia h.
3. Cc bn trong cc giao dch ny c th quy nh vic gii quyt tranh chp
bng trng ti theo bt k quy tc trng ti no c quc t cng nhn, k
c cc Quy tc ca UNCITRAL ngy 15 thng 12 nm 1976 v mi sa i
ca cc qui tc ny, trong trng hp ny cc bn cn xc nh mt C quan
Ch nh theo nhng quy tc ni trn ti mt nc khng phi l Cng ho X
hi Ch ngha Vit Nam hoc Hp Chng Quc Hoa K.
4. Cc bn tranh chp, tr trng hp c tho thun khc, cn c th ho a
im trng ti ti mt nc khng phi l Cng ho X hi Ch ngha Vit
Nam hoc Hp Chng Quc Hoa K v nc l thnh vin tham gia Cng
c New York ngy 10 thng 6 nm 1958 v Cng nhn v Thi hnh cc
phn quyt trng ti nc ngoi.
5. Khng c quy nh no trong iu ny c hiu l ngn cn, v cc Bn
khng ngn cm cc bn tranh chp tho thun v bt c hnh thc trng ti
no khc, hoc v lut c p dng trong gii quyt trng ti, hoc nhng
hnh thc gii quyt tranh chp khc m cc Bn cng mong mun v cho l
ph hp nht cho cc nhu cu c th ca mnh.
6. Mi Bn bo m ti lnh th ca mnh c mt c ch hiu qu cng
nhn v thi hnh cc phn quyt trng ti.
iu 8: Thng mi Nh nc
1. Cc Bn c th thnh lp hoc duy tr doanh nghip nh nc, hay dnh
cho mt doanh nghip nh nc bt k, trn thc t hay trn danh ngha, s
c quyn hay c quyn nhp khu v xut khu cc sn phm lit k ti Ph
lc C, tuy nhin vi iu kin l doanh nghip bt k , trong hot ng mua
v bn ca mnh lin quan n hng xut khu hay hng nhp khu, cng phi
hot ng ph hp vi nhng nguyn tc chung l khng phn bit i x,
nh c quy nh trong Hip nh ny i vi cc bin php ca chnh ph
c nh hng n hng nhp khu v xut khu ca cc cng ty thng mi
t nhn.
2. Cc quy nh ti khon 1 ca iu ny s c hiu l yu cu cc doanh
nghip nh vy, c cn nhc thch ng ti cc quy nh khc ca Hip nh
ny, thc hin nhng vic mua v bn ni trn hon ton ch cn c vo cc
tnh ton thng mi, bao gm gi c, cht lng, kh nng cung ng, kh
nng tip th, vn ti v cc iu kin mua hoc bn khc, v dnh cho cc
doanh nghip ca Bn kia c hi tho ng, ph hp vi tp qun kinh doanh
thng thng, cnh tranh trong vic tham gia vo cc v mua hoc bn .
3. Nhng quy nh trong khon 1 ca iu ny khng p dng i vi vic
nhp khu cc sn phm cho tiu dng trc mt hoc lu di ca Chnh ph
v khng c bn li hoc s dng sn xut ra hng ho bn. i vi
vic nhp khu ny, mi Bn dnh s i x cng bng v bnh ng cho
thng mi ca Bn kia.
iu 9: nh ngha
Cc thut ng dng trong Chng ny c hiu nh sau:
1. "cng ty" c ngha l bt k mt thc th no c thnh lp hay t chc
theo lut p dng, bt k v mc ch li nhun hay phi li nhun, v do chnh
ph hay t nhn s hu hoc kim sot, v bao gm cng ty, cng ty tn thc,
cng ty hp danh, doanh nghip mt ch, chi nhnh, lin doanh, hip hi hay
cc t chc khc.
2. "doanh nghip" l mt cng ty.
3. "cng dn" l mt th nhn v l cng dn ca mt Bn theo lut p dng
ca Bn .
4. "tranh chp thng mi" l tranh chp pht sinh gia cc bn trong mt
giao dch thng mi.
5. "quyn kinh doanh" l quyn tham gia vo cc hot ng nhp khu hay
xut khu.
CHNG II: QUYN S HU TR TU
iu 1: Mc tiu, nguyn tc v phm vi ca cc ngha v
1. Mi Bn dnh cho cng dn ca Bn kia s bo h v thc thi y v
c hiu qu i vi quyn s hu tr tu trong lnh th ca mnh.
2. Cc Bn tha nhn cc mc tiu v chnh sch x hi c bn ca cc h
thng quc gia v bo h s hu tr tu, k c mc tiu pht trin v mc tiu
cng ngh v bo m rng cc bin php bo h v thc thi quyn s hu tr
tu khng cn tr hot ng thng mi chnh ng.
3. bo h v thc thi quyn s hu tr tu mt cch y v c hiu qu,
mi Bn ti thiu phi thc hin Chng ny v cc quy nh c ni dung
kinh t ca:
A. Cng c Geneva v bo h ngi sn xut bn ghi m chng s sao chp
tri php, nm 1971 (Cng c Geneva);
B. Cng c Berne v bo h tc phm vn hc v ngh thut, nm 1971
(Cng c Berne);
C. Cng c Paris v bo h s hu cng nghip, nm 1967 (Cng c
Paris);
D. Cng c Quc t v bo h ging thc vt mi, nm 1978 (Cng c
UPOV (1978)), hoc Cng c quc t v bo h ging thc vt mi, nm
1991 (Cng c UPOV (1991)); v
E. Cng c v phn phi tn hiu mang chng trnh truyn qua v tinh
(1974).
Nu mt Bn cha tham gia bt k Cng c no nu trn vo ngy hoc
trc ngy Hip nh ny c hiu lc th Bn phi nhanh chng c gng
tham gia Cng c .
4. Mt Bn c th thc hin vic bo h v thc thi quyn s hu tr tu theo
php lut quc gia ca mnh mc rng hn so vi yu cu ti Chng
ny, vi iu kin l vic bo h v thc thi khng mu thun vi Chng
ny.
iu 2: nh ngha
Trong Chng ny:
1. "thng tin b mt" bao gm b mt thng mi, thng tin c quyn v
thng tin khng b tit l khc cha tr thnh i tng phi b tit l cng
khai khng hn ch theo php lut quc gia ca Bn lin quan.
2. "tn hiu v tinh mang chng trnh c m ho" l tn hiu v tinh
mang chng trnh c truyn i di dng m trong cc c tnh m
thanh hoc cc c tnh hnh nh, hoc c hai c tnh c bin i
hoc thay i nhm mc ch ngn cn thu tri php chng trnh truyn
trong tn hiu c thc hin bi nhng ngi khng c thit b hp php
c thit k nhm loi b tc dng ca vic bin i hoc thay i .
3. "quyn s hu tr tu" bao gm quyn tc gi v quyn lin quan, nhn hiu
hng ho, sng ch, thit k b tr (topography) mch tch hp, tn hiu v
tinh mang chng trnh c m ho, thng tin b mt (b mt thng
mi), kiu dng cng nghip v quyn i vi ging thc vt.
4. "ngi phn phi hp php tn hiu v tinh c m ho" trong lnh th
mt Bn l ngi u tin truyn i tn hiu .
5. "cng dn" ca mt Bn, tng ng vi tng loi quyn s hu tr tu,
c hiu l nhng th nhn hoc php nhn c th p ng cc tiu chun
c hng s bo h quy nh trong Cng c Paris, Cng c Berne, Cng
c Geneva, Cng c v phn phi tn hiu mang chng trnh truyn qua
v tinh, Cng c Quc t v bo h ngi biu din, ngi ghi m v t
chc pht sng, Cng c UPOV (1978), Cng c UPOV (1991), hoc Hip
nh v quyn s hu tr tu i vi mch tch hp c lp ti Washington
nm 1989, nh th mi Bn u l thnh vin ca cc Cng c , v i
vi cc quyn s hu tr tu khng phi l i tng ca cc Cng c ni
trn th khi nim "cng dn" ca mt Bn t nht c hiu l bao gm bt
k ngi no l cng dn ca Bn hoc ngi thng tr ti Bn .
6. "cng chng" - i vi cc quyn truyn t v biu din tc phm quy
nh ti iu 11, 11bis(1) v 14(1)(ii) ca Cng c Berne, i vi tc phm
kch, nhc kch, m nhc v in nh - bao gm t nht bt k tp hp nhng
c nhn no c d tnh l i tng ca s truyn t hay biu din tc
phm v c kh nng cm nhn c chng, bt k l nhng c nhn ny
c th thc hin c iu ti cng mt thi im hay ti nhiu thi im
khc nhau, ti cng mt a im hay ti nhiu a im khc nhau, vi iu
kin l tp hp nhng c nhn phi quy m ln hn mt gia nh cng
thm nhng ngi c mi quan h thn thch trc tip ca gia nh , hoc
khng phi l mt nhm vi s lng ngi hn ch c mi quan h gn gi
tng t, c lp ra khng phi vi mc ch chnh l thu nhn chng trnh
biu din v s truyn t tc phm .
7. "ngi c quyn" bao gm bn thn ngi c quyn, bt k th nhn hoc
php nhn no khc c ngi c quyn cp li-xng c quyn i vi
quyn , hoc l nhng ngi c php khc, k c cc lin on, hip hi
c t cch php l th hng cc quyn theo quy nh ca php lut
quc gia.
iu 3: i x Quc gia
1. Mi Bn dnh cho cng dn ca Bn kia s i x khng km thun li
hn s i x m Bn dnh cho cng dn ca mnh trong vic xc lp, bo
h, hng v thc thi tt c cc quyn s hu tr tu v mi li ch c c t
cc quyn .
2. Mt Bn khng i hi nhng ngi c quyn phi tun th bt k yu cu
v th tc hnh thc hoc iu kin no (k c vic nh hnh, cng b hoc
khai thc trong lnh th ca mt Bn) nh l mt iu kin c hng s
i x quc gia quy nh ti iu ny nhm xc lp, hng, thc thi v thc
hin cc quyn v li ch lin quan n quyn tc gi v quyn lin quan.
3. Mt Bn c th khng thi hnh quy nh ti khon 1 i vi cc th tc t
php v hnh chnh lin quan n vic bo h v thc thi cc quyn s hu tr
tu, k c bt k th tc no yu cu cng dn ca Bn kia phi ch nh a
ch tip nhn giy t tng t t tng ti lnh th ca Bn hoc phi ch
nh mt i din ti lnh th ca Bn nu vic khng thi hnh ny l ph
hp vi cc Cng c lin quan c lit k khon 3 iu 1 trn y, vi
iu kin l vic khng thi hnh quy nh ni trn:
A. l cn thit bo m vic thi hnh cc bin php khng tri vi quy nh
ca Hip nh ny; v
B. khng c p dng theo phng thc c th gy hn ch i vi thng
mi.
4. Khng Bn no phi c bt k ngha v g theo iu ny i vi cc th
tc quy nh trong cc tho thun a phng c k kt di s bo tr ca
T chc S hu Tr tu Th gii lin quan n vic xc lp hoc duy tr quyn
s hu tr tu.
iu 4: Quyn tc gi v Quyn lin quan
1. Mi Bn bo h mi tc phm c s th hin nguyn gc theo ngha quy
nh ti Cng c Berne. C th l:
A. mi loi chng trnh my tnh u c coi l cc tc phm vit theo
ngha quy nh ti Cng c Berne v mi Bn bo h cc i tng ny nh
tc phm vit; v
B. mi su tp d liu hoc su tp t liu khc, bt k di dng c th c
c bng my hoc di dng khc, m vic la chn v sp xp ni dung l
s sng to tr tu, u c bo h nh tc phm.
S bo h m mt Bn quy nh theo mc B khng p dng i vi chnh d
liu hoc t liu, hoc lm phng hi n quyn tc gi ang tn ti i vi
d liu hoc t liu .
2. Mi Bn dnh cho tc gi v nhng ngi k tha quyn li ca h nhng
quyn c lit k ti Cng c Berne i vi cc tc phm thuc khon 1, v
dnh cho h quyn cho php hoc cm:
A. nhp khu vo lnh th ca Bn bn sao ca tc phm;
B. phn phi cng khai ln u bn gc v mi bn sao tc phm di hnh
thc bn, cho thu hoc cc hnh thc khc;
C. truyn t tc phm ti cng chng; v
D. cho thu bn gc hoc bn sao chng trnh my tnh nhm t li ch
thng mi.
Khng p dng mc D trong trng hp bn sao chng trnh my tnh
khng phi l i tng ch yu cho thu. Mi Bn quy nh rng vic a
bn gc hoc bn sao mt chng trnh my tnh ra th trng vi s ng
ca ngi c quyn khng lm chm dt quyn cho thu.
3. Mi Bn quy nh rng i vi quyn tc gi v quyn lin quan:
A. bt k ngi no c c hoc nm gi bt k quyn kinh t no u c
th chuyn giao mt cch t do v ring r quyn bng hp ng; v
B. bt k ngi no c c hoc nm gi quyn kinh t theo hp ng, k c
nhng hp ng lao ng l c s sng to tc phm v bn ghi m, u
c t ng tn thc hin cc quyn v c hng y cc li ch
thu c t cc quyn .
4. Mi Bn quy nh rng, trng hp thi hn bo h ca mt tc phm c
tnh khng cn c theo i ngi, th thi hn khng t hn 75 nm k t
khi kt thc nm lch m tc phm c cng b hp php ln u tin, hoc
nu tc phm khng c cng b hp php trong vng 25 nm k t khi tc
phm c to ra, th thi hn khng t hn 100 nm k t khi kt thc
nm lch m tc phm c to ra.
5. Khng Bn no c cp php dch hoc sao chp theo quy nh ti Ph
lc ca Cng c Berne khi nhu cu hp php v bn dch hoc bn sao tc
phm trong lnh th ca Bn c th c ngi c quyn p ng mt
cch t nguyn nu khng gp nhng tr ngi do Bn to ra.
6. Mi Bn dnh cho ngi c quyn i vi bn ghi m quyn cho php
hoc cm:
A. trc tip hoc gin tip sao chp ton b hoc mt phn bn ghi m;
B. nhp khu vo lnh th ca Bn bn sao ca bn ghi m;
C. phn phi cng khai ln u bn gc hoc bn sao ca bn ghi m di
hnh thc bn, cho thu hoc cc hnh thc khc; v
D. cho thu, mn bn gc hoc bn sao ca bn ghi m nhm t li ch
thng mi.
Mi Bn quy nh rng vic a bn gc hoc bn sao mt bn ghi m ra th
trng vi s ng ca ngi c quyn khng lm chm dt quyn cho
thu ca ngi c quyn.
7. Mi Bn dnh cho nhng ngi biu din quyn cho php hoc cm:
A. nh hnh cc bui biu din nhc sng ca h trong bn ghi m;
B. sao chp bn nh hnh tri php ca cc bui biu din nhc sng ca h;
v
C. pht hoc truyn t theo cch khc ti cng chng m thanh ca bui biu
din nhc sng; v
D. phn phi, bn, cho thu, nh ot hoc chuyn giao cc bn nh hnh
tri php cc bui biu din trc tip ca h, bt k vic nh hnh c
thc hin u.
8. Mi Bn, thng qua vic thc hin Hip nh ny, p dng cc quy nh
ca iu 18 Cng c Berne i vi cc tc phm v, vi nhng sa i cn
thit, i vi cc bn ghi m ang tn ti.
9. Mi Bn gii hn cc hn ch hoc ngoi l i vi cc quyn c quy
nh ti iu ny trong mt s trng hp c bit nht nh m khng mu
thun vi vic khai thc bnh thng tc phm v khng gy phng hi mt
cch bt hp l ti cc li ch chnh ng ca ngi c quyn.
iu 5: Bo h tn hiu v tinh mang chng trnh c m ho
1. i vi cc vi phm nghim trng lin quan n vic bo h tn hiu v
tinh mang chng trnh c m ho, mi Bn quy nh cc bin php x
l thch hp, bao gm cc bin php, ch ti dn s v hnh s.
2. Vi phm nghim trng lin quan n vic bo h tn hiu v tinh mang
chng trnh c m ho bao gm cc hnh vi sau:
A. Sn xut, lp rp, bin i, hoc phn phi (bao gm nhp khu, xut
khu, bn hoc cho thu) mt thit b hoc h thng, do bt k ngi no thc
hin khi bit hoc c c s bit rng thit b hoc h thng ch yu
gip cho vic gii m tri php mt tn hiu v tinh mang chng trnh
c m ho; v
B. C thu hoc tip tc phn phi mt tn hiu v tinh mang chng trnh
c m ho khi tn hiu c gii m m khng c php ca ngi
phn phi hp php tn hiu (bt k ngi u) hoc ca bt k ngi
hoc nhng ngi no c ngi u tin pht tn hiu ch nh l ngi
c php phn phi tn hiu ti Bn .
3. Mi Bn quy nh rng nhng bin php ch ti dn s c quy nh ph
hp vi khon 1 iu ny c dnh cho bt c ngi no c li ch i vi
tn hiu v tinh mang chng trnh c m ho hoc i vi ni dung ca
tn hiu .
iu 6: Nhn hiu hng ho
1. Trong Hip nh ny, nhn hiu hng ho c cu thnh bi du hiu bt
k hoc s kt hp bt k ca cc du hiu c kh nng phn bit hng ho
hoc dch v ca mt ngi vi hng ho hoc dch v ca ngi khc, bao
gm t ng, tn ngi, hnh, ch ci, ch s, t hp mu sc, cc yu t hnh
hoc hnh dng ca hng ho hoc hnh dng ca bao b hng ho. Nhn hiu
hng ho bao gm c nhn hiu dch v, nhn hiu tp th v nhn hiu chng
nhn.
2. Mi Bn dnh cho ch mt nhn hiu hng ho ng k quyn ngn cn
tt c nhng ngi khng c php ca ch s hu khi vic s dng trong
kinh doanh cc du hiu trng hoc tng t cho cc hng ho v dch v m
l trng hoc tng t vi cc hng ho, dch v c ng k ca ch s
hu nhn hiu hng ho , nu vic s dng nh vy c nguy c gy nhm
ln. Trng hp s dng mt du hiu trng vi nhn hiu c ng k
cho cc hng ho, dch v trng vi cc hng ho, dch v ng k th b
coi l c nguy c gy nhm ln. Cc quyn k trn khng nh hng n bt
k quyn no tn ti trc v khng nh hng n kh nng quy nh rng
cc quyn c th t c trn c s s dng.
3. Mt Bn c th quy nh kh nng mt nhn hiu c ng k ph thuc
vo vic s dng. Tuy nhin, vic s dng thc s mt nhn hiu khng c
l mt iu kin np n ng k. Khng Bn no c php t chi n
ng k ch v l do d nh s dng cha c thc hin trc khi kt thc
thi hn ba nm k t ngy np n.
4. Mi Bn quy nh mt h thng ng k nhn hiu hng ho bao gm:
A. vic xt nghim n;
B. vic thng bo cho ngi np n v cc l do t chi ng k mt nhn
hiu hng ho;
C. c hi hp l dnh cho ngi np n trnh by kin v thng bo ;
D. vic cng b nhn hiu hng ho trc hoc ngay sau khi nhn hiu c
ng k; v
E. c hi hp l dnh cho nhng ngi c lin quan c yu cu hu b
hiu lc ng k nhn hiu hng ho.
5. Trong mi trng hp, tnh cht ca hng ho hoc dch v s mang nhn
hiu hng ho u khng c cn tr vic ng k nhn hiu hng ho.
6. iu 6 bis Cng c Paris c p dng, vi sa i cn thit, i vi dch
v. xc nh mt nhn hiu hng ho c phi l ni ting hay khng phi
xem xt n s hiu bit v nhn hiu hng ho trong b phn cng chng c
lin quan, gm c s hiu bit t c trong lnh th ca Bn lin quan do
kt qu ca hot ng khuych trng nhn hiu hng ho ny. Khng Bn
no c yu cu rng s ni ting ca nhn hiu hng ho phi vt ra ngoi
b phn cng chng thng tip xc vi hng ho hoc dch v lin quan
hoc yu cu rng nhn hiu hng ho phi c ng k.
7. Mi Bn s dng Bng phn loi quc t v hng ho v dch v cho vic
ng k. Khng Bn no c s dng phn loi lm c s duy nht
xc nh kh nng gy nhm ln.
8. Mi Bn quy nh rng ng k ban u ca mt nhn hiu hng ho c
thi hn t nht l 10 nm v c gia hn khng hn ch s ln, mi ln gia
hn c thi hn khng t hn 10 nm, khi cc iu kin gia hn c p ng.
9. Mi Bn yu cu vic s dng nhn hiu hng ho l iu kin duy tr
hiu lc ca vic ng k. Vic ng k c th b nh ch hiu lc do khng
s dng ch sau thi gian t nht l ba nm lin tc khng s dng, tr trng
hp ch nhn hiu hng ho chng minh c rng vic khng s dng l
c l do chnh ng v c nhng cn tr i vi vic s dng . Php lut
phi cng nhn nhng iu kin pht sinh ngoi mun ca ch nhn hiu
hng ho gy cn tr cho vic s dng nhn hiu hng ho, chng hn nh
vic chnh ph hn ch nhp khu hoc qui nh cc yu cu khc i vi cc
hng ho hoc dch v mang nhn hiu hng ho, l l do chnh ng ca vic
khng s dng.
10. Mi Bn cng nhn vic ngi khng phi l ch nhn hiu hng ho s
dng mt nhn hiu hng ho di s kim sot ca ch l hnh vi s dng
nhn hiu hng ho nhm mc ch duy tr hiu lc ng k.
11. Khng Bn no c gy tr ngi cho vic s dng mt nhn hiu hng
ho trong thng mi bng cc yu cu c bit, chng hn nh s dng theo
cch thc lm gim chc nng ch dn ngun gc ca nhn hiu hng ho,
hoc phi s dng cng vi nhn hiu hng ho khc.
12. Mt Bn c th quy nh cc iu kin cp li-xng v chuyn nhng
quyn s hu mt nhn hiu hng ho, nhng khng c cho php li-xng
khng t nguyn i vi nhn hiu hng ho. Ch nhn hiu hng ho
c ng k c quyn chuyn nhng nhn hiu hng ho ca mnh cng
vi hoc khng cng vi vic chuyn nhng doanh nghip c nhn hiu
hng ho . Tuy nhin, mt Bn c th yu cu vic chuyn nhng hp
php mt nhn hiu hng ho bao gm vic chuyn giao uy tn ca nhn hiu
hng ho .
13. Mt Bn c th quy nh mt s lng c gii hn cc ngoi l i vi
cc quyn v nhn hiu hng ho, nh vic s dng trung thc cc thut ng
c tnh m t, vi iu kin l cc ngoi l nh vy c tnh n cc li ch hp
php ca ch nhn hiu hng ho v nhng ngi khc.
14. Mt Bn c th t chi ng k nhng nhn hiu hng ho gm hoc cha
cc du hiu tri o c, mang tnh la di hoc gy tai ting, hoc du hiu
c th bu xu hoc gy hiu sai v mt ngi ang sng hay cht, t
chc, tn ngng hoc biu tng quc gia ca mt Bn hoc lm cho cc i
tng b khinh th hoc mt uy tn. Mi Bn u cm ng k nh l nhn
hiu hng ho cc t ng ch dn chung v hng ho hoc dch v hoc loi
hng ho hoc dch v mang nhn hiu .
iu 7: Sng ch
1. Cng vi vic tun th quy nh ti khon 2 iu ny, mi Bn bo m
kh nng cp bng c quyn i vi mi sng ch, bt k l mt sn
phm hay mt quy trnh, trong tt c cc lnh vc cng ngh, vi iu kin l
sng ch c tnh mi, c trnh sng to v c kh nng p dng cng
nghip. Trong iu ny, mi Bn c th coi thut ng "trnh sng to" v
"c kh nng p dng cng nghip" ng ngha tng ng vi thut ng
"khng hin nhin" v "hu ch".
2. Cc Bn c th loi tr kh nng cp bng c quyn cho:
A. nhng sng ch cn phi b cm khai thc vo mc ch thng mi trong
lnh th ca mnh bo v trt t cng cng hoc o c x hi, k c
bo v cuc sng, sc kho ca con ngi, ng vt hoc thc vt hoc
trnh gy nguy hi nghim trng cho mi trng, vi iu kin l s loi tr
c quy nh khng phi ch v l do duy nht l vic khai thc ni trn
b php lut ca Bn ngn cm;
B. cc phng php chn on, cc phng php ni khoa v ngoi khoa
cha bnh cho ngi v ng vt;
C. cc quy trnh c bn cht sinh hc sn xut thc vt hoc ng vt m
khng phi l quy trnh phi sinh hc v quy trnh vi sinh; ging ng vt;
ging thc vt. Vic loi tr ging thc vt ch gii hn nhng ging thc
vt theo nh ngha ti iu 1(vi) ca Cng c UPOV (1991); nh ngha
ny cng p dng tng t cho ging ng vt, vi nhng sa i cn thit.
Vic loi tr ging thc vt v ging ng vt khng p dng i vi nhng
sng ch v thc vt v ng vt bao hm nhiu ging. Ngoi ra, cc Bn bo
h ging thc vt theo mt h thng ring, hu hiu, ph hp vi khon 3.D
iu 1 Chng ny.
3. Mi Bn quy nh rng:
A. nu i tng ca mt bng c quyn l mt sn phm, th bng c
quyn s dnh cho ch bng quyn ngn cm ngi khc ch to, s dng,
bn, cho bn, hoc nhp khu nhm cc mc ch trn i tng ca bng
c quyn trong trng hp khng c s ng ca ch bng; v
B. nu i tng ca bng c quyn l mt quy trnh, th bng c quyn s
dnh cho ch bng quyn ngn cm ngi khc s dng quy trnh v s
dng, bn, cho bn, hoc nhp khu nhm cc mc ch trn, t nht l i
vi cc sn phm thu c trc tip t quy trnh trong trng hp khng
c s ng ca ch bng.
4. Mt Bn c th quy nh mt s lng c gii hn cc ngoi l i vi c
quyn theo bng c quyn, vi iu kin cc ngoi l khng mu thun
vi vic khai thc bnh thng sng ch v khng gy phng hi mt
cch bt hp l n cc li ch chnh ng ca ch bng c quyn.
5. Bng c quyn v vic hng cc quyn theo bng c quyn phi c
p ng mt cch khng phn bit i x bi l do lnh vc cng ngh hoc
sn phm c nhp khu hay c sn xut ti ch.
6. Mt Bn ch c th rt li vic cp mt bng c quyn khi tn ti nhng
cn c m da vo sng ch ng l b t chi cp bng c quyn.
7. Mi Bn cho php cc ch bng c quyn c quyn chuyn nhng v
li lm tha k cc bng c quyn ca h v c quyn k kt cc hp
ng li-xng.
8. Mt Bn c th t chi cho php s dng sng ch khi khng c php
ca ngi c quyn i vi sng ch. Tuy nhin, nu lut php ca mt Bn
cho php s dng i tng bng c quyn khi khng c php ca ngi
c quyn, ngoi nhng trng hp s dng c php theo quy nh ti
khon 4, bao gm c vic s dng do chnh ph hoc do ngi khc c
php ca chnh ph thc hin, th Bn phi tn trng cc quy nh sau:
A. vic cho php s dng phi c xem xt trong tng trng hp c th;
B. vic s dng ch c php nu trc khi s dng ngi ngh c
s dng c n lc xin php ngi c quyn vi nhng iu kin thng
mi hp l, nhng nhng c gng khng t c kt qu trong mt thi
hn hp l. Yu cu thc hin nhng n lc nu trn c th c mt Bn b
qua trong tnh trng khn cp quc gia hoc cc tnh hung c bit khn cp
khc hoc trong cc trng hp s dng cng cng khng mang tnh thng
mi. Tuy nhin, trong tnh trng khn cp quc gia hoc cc tnh hung c
bit khn cp khc, ngi c quyn phi c thng bo trong thi hn hp l
sm nht. Trong trng hp s dng cng cng khng mang tnh thng mi,
nu chnh ph hoc ngi c u quyn tuy khng thc hin vic tra cu
sng ch nhng bit hoc c c s r rng bit rng mt bng c quyn
c hiu lc ang hoc s c chnh ph s dng, hay ang hoc s c s
dng cho chnh ph, th ngi c quyn phi c thng bo kp thi;
C. phm vi v thi hn ca vic s dng phi c gii hn trong mc ch
cp php, v i vi cng ngh bn dn th ch c s dng cho mc ch
cng cng khng mang tnh thng mi hoc nhm x l hnh vi c xc
nh l phn cnh tranh theo th tc t php hoc hnh chnh;
D. vic s dng l khng c quyn;
E. vic s dng khng c chuyn nhng, tr trng hp chuyn
nhng cng vi mt phn ca c s kinh doanh hoc uy tn gn vi vic s
dng ;
F. vic s dng ch yu nhm cung cp cho th trng ni a ca Bn ;
G. ph hp vi vic bo v y li ch chnh ng ca nhng ngi c
php s dng, vic cho php s dng ni trn b nh ch nu v khi cc tnh
hung dn n vic cho php s dng chm dt v t c kh nng ti din.
C quan c thm quyn phi xem xt li s tip tc tn ti ca cc iu kin
theo yu cu ca bn lin quan;
H. ngi c quyn phi c tr th lao tho ng tu hon cnh ca mi
trng hp, c tnh n gi tr kinh t ca vic cp php;
I. hiu lc php l ca bt k quyt nh no lin quan n vic cp php s
dng c th c xem xt li theo th tc t php hoc th tc c lp
khc bi c quan c thm quyn cao hn;
J. bt k quyt nh no lin quan n th lao tr cho vic s dng c th
c xem xt li theo th tc t php hoc th tc khc bi c quan c thm
quyn cao hn;
K. Bn khng c ngha v phi p dng cc iu kin quy nh ti cc
im B v F khi vic cp php s dng nhm x l hnh vi c xc nh l
phn cnh tranh theo th tc t php hoc th tc hnh chnh. Mc cn
thit phi iu chnh cc hnh vi phn cnh tranh c th c tnh n khi xc
nh mc th lao trong cc trng hp . Cc c quan thm quyn c
php t chi vic nh ch giy php s dng nu v khi cc iu kin dn n
vic cp php c kh nng ti din; v
L. Bn khng c cp php s dng i tng ca mt bng c quyn
khai thc mt bng c quyn khc, tr khi l ch ti p dng i vi
mt hnh vi b phn xt l vi phm php lut quc gia v cnh tranh.
9. Nu i tng ca bng c quyn l quy trnh sn xut mt sn phm, th
trong bt k th tc x l xm phm no, mi Bn phi yu cu b n chng
minh rng sn phm b khiu kin l xm phm c sn xut theo mt
quy trnh khc vi quy trnh c cp bng c quyn trong mt hoc mt s
tnh hung sau y:
A. sn phm c sn xut theo quy trnh c cp bng c quyn l sn
phm mi; hoc
B. rt c kh nng sn phm b khiu kin l xm phm c sn xut theo
quy trnh ni trn v ch bng c quyn mc d c nhng n lc thch
hp nhng khng th xc nh c quy trnh thc s c s dng.
Trong qu trnh thu thp v nh gi chng c, cc li ch hp php ca b
n trong vic bo v cc b mt thng mi ca h phi c quan tm.
10. Mi Bn quy nh thi hn bo h i vi bng c quyn khng di hai
mi nm k t ngy np n. Mi Bn c th ko di thi hn bo h trong
cc trng hp cn thit b li s chm tr do th tc cp bng gy ra.
iu 8: Thit k b tr (Topography) mch tch hp
1. Mi Bn bo h thit k b tr (topography) mch tch hp ("thit k b
tr") theo quy nh t iu 2 n iu 7, iu 12 v iu 16(3), tr quy nh
ca iu 6(3) ca Hip nh v s hu tr tu i vi mch tch hp ang
c ng cho cc bn k kt t ngy 26 thng 5 nm 1989 v tun th cc
quy nh t khon 2 n khon 8 iu ny.
2. ng thi vi vic tun th quy nh ca khon 3, mi Bn coi cc hnh vi
sau y l bt hp php nu do bt k ngi no khng c php ca ngi
c quyn thc hin: lm bn sao, nhp khu hoc phn phi thit k b tr
c bo h, mch tch hp c thit k b tr c bo h hoc mt vt
phm cha mch tch hp ni trn chng no m vt phm vn cn cha
thit k b tr b sao chp mt cch bt hp php.
3. Khng Bn no c coi l bt hp php bt k hnh vi no c nu
trong khon 2 i vi mch tch hp c thit k b tr b sao chp mt cch
bt hp php, hoc i vi bt k vt phm no cha mch tch hp nh vy
nu ti thi im tip nhn mch tch hp hoc vt phm cha mch tch hp,
ngi thc hin hnh vi hoc t hng cho ngi khc thc hin hnh vi
khng bit v khng c cn c hp l bit rng mch tch hp c
thit k b tr b sao chp mt cch bt hp php.
4. Mi Bn quy nh rng, sau khi nhn c thng bo y rng thit
k b tr b sao chp mt cch bt hp php, ngi c cp ti khon 3
c th thc hin bt k hnh vi no nu trn i vi hng ho c hoc
t hng trc khi nhn c thng bo , nhng phi tr cho ngi c
quyn mt khon tin tng ng vi khon tin th lao tho ng, chng
hn nh khon c th thanh ton theo hp ng li-xng t nguyn i vi
thit k b tr .
5. Khng Bn no c cho php cp li-xng khng t nguyn i vi thit
k b tr mch tch hp.
6. Bt k Bn no yu cu ng k l iu kin bo h thit k b tr u quy
nh thi hn bo h khng t hn 10 nm k t ngy np n ng k hoc
t ngy thit k b tr ln u tin c a ra khai thc thng mi trn
th gii, tu thuc thi im no l sm hn.
7. Nu mt Bn khng yu cu ng k l iu kin bo h thit k b tr th
Bn quy nh thi hn bo h khng t hn 10 nm k t ngy thit k b
tr c a ra khai thc thng mi ln u tin bt k ni no trn th
gii.
8. Khng ph thuc vo cc quy nh ti cc khon 6 v 7, mt Bn c th
quy nh vic bo h chm dt sau 15 nm k t ngy thit k b tr c to
ra.
iu 9: Thng tin b mt (B mt thng mi)
1. bo m s bo h c hiu qu chng cnh tranh khng lnh mnh theo
quy nh ti iu 10bis Cng c Pari (1967), mi Bn bo h thng tin b
mt ph hp vi quy nh ti khon 2 di y v bo h cc d liu np
trnh cho chnh ph hoc cc c quan ca chnh ph ph hp vi quy nh ti
cc khon 5 v 6 di y.
2. Mi Bn quy nh cc bin php php l cho bt k ngi no cng c th
ngn chn thng tin b mt khng b tit l cho ngi khc, b ngi khc
tip cn hoc s dng m khng c s ng ca ngi c quyn kim
sot hp php thng tin theo cch thc tri vi hot ng thng mi trung
thc, mc v trong chng mc m:
A. thng tin khng phi l hiu bit thng thng hoc khng d dng c
c;
B. thng tin c gi tr thng mi v c tnh b mt; v
C. ngi c quyn kim sot hp php thng tin thc hin cc bin
php ph hp vi hon cnh gi b mt thng tin .
3. Trong Chng ny, "theo phng thc tri vi hnh vi thng mi trung
thc" t nht c ngha l nhng hnh vi nh t mnh hoc sai khin ngi
khc vi phm hp ng, bi tn, k c vic chim ot thng tin b mt do bn
th ba thc hin khi bit hoc do bt cn nn khng bit rng cc hnh vi
lin quan n vic chim ot thng tin ;
4. Khng Bn no c cn tr hoc hn ch vic cp li-xng t nguyn v
thng tin b mt bng vic p t nhng iu kin qu mc hoc iu kin c
tnh phn bit i x i vi vic cp li-xng hoc t ra nhng iu kin lm
gim gi tr ca thng tin b mt.
5. Nu mt Bn yu cu trnh kt qu th nghim hoc d liu b mt khc
thu c do u t cng sc ng k nh mt iu kin c php a
dc phm hoc nng ho phm ra th trng, th Bn bo v cc d liu
chng vic s dng nhm mc ch thng mi khng lnh mnh. Ngoi
ra, mi Bn u phi bo v cc d liu khi b bc l, tr trng hp cn
thit nhm bo v li ch cng cng.
6. Mi Bn quy nh rng i vi cc d liu thuc loi nu ti khon 5 c
np trnh cho Bn sau khi Hip nh ny c hiu lc, nu khng c php
ca ngi np trnh d liu , khng ngi np n xin ph duyt sn
phm no khc c s dng cc d liu lm d liu h tr cho n trong
mt thi hn thch hp k t khi d liu c np trnh. Nhm mc ch ,
thi hn thch hp thng thng khng t hn 5 nm k t ngy Bn ph
duyt n ca ngi trnh d liu xin php a sn phm ca mnh ra
th trng, c tnh n tnh cht ca d liu v s u t, chi ph trong vic
to ra cc d liu .
iu 10: Kiu dng cng nghip
1. Mi Bn quy nh vic bo h cc kiu dng cng nghip c to ra mt
cch c lp, c tnh mi hoc nguyn gc. Mt Bn c th quy nh rng:
A. kiu dng khng c tnh mi hoc nguyn gc nu khng khc bit ng
k so vi cc kiu dng bit hoc s kt hp cc c im ca cc kiu
dng bit; v
B. vic bo h ni trn khng p dng cho nhng kiu dng c xc nh
ch yu bi cc c im k thut hoc chc nng.
2. Mi Bn bo m rng cc yu cu i vi vic bo h cc kiu dng hng
dt, c bit v chi ph, xt nghim v cng b, khng nh hng mt cch
bt hp l n c hi mi ngi tm kim v t c s bo h . Mt
Bn c th thc hin ngha v ny thng qua lut kiu dng cng nghip hoc
lut quyn tc gi.
3. Mi Bn dnh cho ch s hu kiu dng cng nghip ang c bo h
quyn ngn cm nhng ngi khng c s ng ca ch s hu c ch
to, bn, nhp khu hoc phn phi di cc hnh thc khc cc sn phm
mang hoc th hin mt kiu dng l bn sao hoc c bn l bn sao ca kiu
dng ang c bo h, nu cc hnh vi c thc hin nhm mc ch
thng mi.
4. Mt Bn c th quy nh mt s ngoi l nht nh i vi vic bo h kiu
dng cng nghip, vi iu kin l cc ngoi l khng mu thun vi vic
khai thc bnh thng kiu dng cng nghip ang c bo h v khng gy
phng hi mt cch bt hp l n cc li ch hp php ca ch s hu kiu
dng ang c bo h.
5. Mi Bn quy nh rng thi hn bo h kiu dng cng nghip tng cng t
nht l 10 nm
iu 11: Thc thi Quyn s hu tr tu
1. Theo quy nh c th ti iu ny v cc iu t 12 n 15 ca Chng
ny, mi Bn quy nh trong lut quc gia ca mnh nhng th tc cho php
hnh ng mt cch c hiu qu chng li vic xm phm cc quyn s hu
tr tu thuc phm vi Chng ny. Cc th tc bao gm cc bin php kp
thi ngn chn xm phm v cc ch ti mnh ngn nga xm phm.
Mi Bn phi p dng cc th tc thc thi quyn theo cch thc khng gy
cn tr i vi hot ng thng mi chnh ng v c cc bin php bo v
c hiu qu chng s lm dng.
2. Mi Bn bo m rng cc th tc thc thi quyn ca mnh l ng n v
cng bng, khng qu phc tp hoc tn km v khng c nhng gii hn bt
hp l v thi gian hoc s chm tr khng chnh ng.
3. Mi Bn bo m rng cc quyt nh gii quyt v vic theo th tc hnh
chnh v th tc xt x phi:
A. bng vn bn v nu r cc l do l cn c ca cc quyt nh ;
B. c sn sng cung cp khng chm tr qu ng, t nht cho cc bn tham
gia v kin;
C. ch da trn chng c m cc bn lin quan c c hi c trnh by
kin.
4. Mi Bn bo m rng cc bn tham gia v kin c c hi c ngh c
quan t php ca Bn xem xt li nhng quyt nh hnh chnh cui cng
v, tu thuc vo quy nh v thm quyn ti phn ca php lut quc gia ca
Bn v mc quan trng ca v kin, c ngh xem xt li t nht l
cc kha cnh php l ca cc quyt nh xt x v vic cp s thm. Khng
ph thuc vo quy nh trn y, khng Bn no phi quy nh vic xem xt
li theo th tc t php i vi quyt nh v ti trong v n hnh s.
iu 12: Cc quy nh c th v th tc v ch ti trong t tng dn s v
hnh chnh
1. Mi Bn dnh cho ngi c quyn c tham gia th tc t tng dn s
thc thi cc quyn s hu tr tu thuc phm vi Hip nh ny. Mi Bn quy
nh rng:
A. b n c quyn c thng bo bng vn bn mt cch kp thi v y
cc chi tit, k c c s ca cc khiu kin;
B. cc bn tham gia v kin c php c i din thng qua lut s c
lp;
C. cc th tc thc thi khng c bao gm vic p t nhng yu cu qu
mc v vic bt buc ng s c mt;
D. tt c cc bn tham gia v kin c quyn chng minh yu cu ca mnh
v a ra chng c lin quan; v
E. cc th tc phi bao gm c bin php xc nh v bo v thng tin b
mt.
2. Mi Bn cho php cc c quan t php ca mnh:
A. trong trng hp mt bn trong v kin a ra chng c c th c c
chng minh cho yu cu ca bn v ch r chng c thch hp
chng minh nhng yu sch ca bn nm di s kim sot ca pha bn
kia, c quyn buc pha bn kia a ra chng c nu trn, v tu vo v
vic thch hp, tun theo cc iu kin bo m vic bo v thng tin b mt;
B. trong trng hp mt bn trong v kin t v khng c l do chnh ng
t chi khng cho tip cn vi chng c, hoc khng cung cp chng c lin
quan ang nm di s kim sot ca bn trong mt thi hn hp l, hoc
gy cn tr ng k cho tin trnh thc thi quyn, c quyn a ra kt lun
s b v cui cng, c tnh cht khng nh hoc ph nh, cn c vo chng
c c a ra, bao gm c n khiu ni hoc co buc ca bn b nh
hng bt li do vic t chi khng cho tip cn vi chng c, nhng phi
dnh cho cc bn c hi c trnh by kin v cc l l hoc chng c;
C. buc mt bn trong v kin chm dt s xm phm, k c cc bin php
ngn nga s xm nhp vo cc knh thng mi ca nhng hng ho nhp
khu xm phm quyn s hu tr tu, ngay sau khi hon thnh th tc hi
quan i vi hng ho ;
D. buc ngi xm phm quyn s hu tr tu tr cho ngi c quyn mt
khon bi thng tho ng n b thit hi m ngi c quyn phi
chu do hnh vi xm phm v tr nhng li nhun m ngi xm phm thu
c t hnh vi xm phm nhng khng c tnh trong thit hi thc t;
E. buc ngi xm phm quyn s hu tr tu tr cc chi ph ca ngi c
quyn, trong c th bao gm c chi ph hp l thu lut s; v
F. buc mt bn tham gia v kin, m theo yu cu ca bn cc bin php
thc thi c p dng v bn lm dng nhng th tc thc thi, phi
bi thng tho ng cho bt k bn no b cng ch hoc b ngn cn
mt cch sai tri, nhng thit hi m bn phi chu do s lm dng trn
gy ra v phi tr cc chi ph ca bn b thit hi , trong c th bao gm
c chi ph hp l thu lut s.
3. i vi thm quyn nu ti khon 2.D, t nht l i vi cc tc phm c
bo h quyn tc gi hoc quyn lin quan, mt Bn dnh cho cc c quan t
php quyn buc bi thng thit hi theo mc n nh trc. Cc c quan t
php c t quyt nh vic thc hin quyn .
4. Nhm ngn nga mt cch c hiu qu hnh vi xm phm v lm hng gi,
mi Bn phi cho php cc c quan t php ca mnh c ra lnh:
A. x l ngoi knh thng mi, m khng c bi thng di bt k hnh
thc no, nhng hng ho m cc c quan coi l xm phm, theo cch thc
trnh mi thit hi cho ngi c quyn, hoc tiu hu hng ho tr trng
hp lm nh vy l tri vi quy nh hp hin hin hnh; v
B. x l ngoi knh thng mi, m khng c bi thng di bt k hnh
thc no, nhng nguyn liu v phng tin c cng dng ch yu l to ra
hng ho xm phm, theo cch thc nhm gim n mc ti thiu nguy c
tip tc xm phm.
Trong khi xem xt vic c ban hnh lnh nh vy hay khng, cc c quan t
php phi tnh n yu t t l tng xng gia mc nghim trng ca s
xm phm v cc bin php ch ti p dng, cng nh li ch ca nhng
ngi khc. i vi hng gi mo nhn hiu hng ho, vic n thun loi b
nhn hiu hng ho c gn bt hp php khng cho php a cc
hng ho vo cc knh thng mi, tr cc trng hp ngoi l.
5. Trong vic thi hnh bt k mt lut no lin quan n bo h hoc thc thi
cc quyn s hu tr tu, mi Bn c th min trch nhim php l cho cc c
quan nh nc v cc cng chc, tr khi nhng hnh vi ca h khng c
thc hin hoc khng c d nh thc hin mt cch c thin trung thc
trong qu trnh thi hnh lut .
6. Khng ph thuc vo cc quy nh khc ti cc iu t 11 n 15 ca
Chng ny, trng hp mt Bn k kt Hip nh b kin v vic xm phm
quyn s hu tr tu th cc bin php ch ti p dng i vi Bn c th
gii hn trong vic tr cho ngi c quyn khon n b tho ng, tu thuc
vo hon cnh ca tng trng hp, c tnh n gi tr kinh t ca vic s
dng.
7. Mi Bn quy nh rng khi mt ch ti dn s c th c quyt nh p
dng trn c s kt qu ca th tc hnh chnh th th tc phi ph hp vi
cc nguyn tc tng ng v bn cht vi cc nguyn tc quy nh ti iu
ny.
iu 13: Cc bin php tm thi
1. Mi Bn cho php cc c quan t php ca mnh c ban hnh lnh p
dng cc bin php tm thi mt cch kp thi v c hiu qu:
A. ngn chn hnh vi xm phm quyn s hu tr tu v c bit l ngn
chn s xm nhp ca hng ho b kin l xm phm, vo cc knh thng
mi thuc thm quyn ti phn ca h, k c hng ho nhp khu ngay sau
khi hon thnh th tc hi quan; v
B. bo v chng c lin quan n hnh vi ang b kin l xm phm.
2. Mi Bn cho php cc c quan t php ca mnh buc ngi np n yu
cu p dng cc bin php tm thi phi cung cp cho cc c quan t php
mi chng c m ngi c th c c mt cch hp l v cc c quan t
php cho l cn thit h c th xc nh vi tin cy rng:
A. ngi np n l ngi c quyn;
B. quyn ca ngi np n ang b xm phm, hoc c nguy c b xm
phm; v
C. bt k s chm tr no trong vic a ra cc bin php u c th gy ra
thit hi khng th khc phc c i vi ngi c quyn, hoc c nguy c
r rng l chng c ang b tiu hu.
Mi Bn cho php cc c quan xt x ca mnh c yu cu ngi np
n phi np mt khon bo chng hoc khon bo m tng ng
bo v li ch ca b n v ngn nga s lm dng.
3. Mi Bn cho php cc c quan t php ca mnh c yu cu ngi np
n yu cu p dng cc bin php tm thi phi cung cp cc thng tin khc
cn thit cho c quan c thm quyn thc thi cc bin php tm thi nhn
bit hng ho lin quan.
4. Mi Bn cho php cc c quan t php ca mnh c ban hnh lnh p
dng cc bin php tm thi theo yu cu ca nguyn n m khng nghe b
n trnh by kin, c bit trong trng hp bt k s chm tr no u c
th gy ra thit hi khng th khc phc c cho ngi c quyn, hoc
trng hp c nguy c r rng l chng c ang b tiu hu.
5. Mi Bn quy nh rng trong trng hp cc bin php tm thi do cc c
quan t php ca mnh a ra theo yu cu ca nguyn n m khng nghe b
n trnh by kin, th:
A. ngi b nh hng phi c thng bo v cc bin php ny mt cch
khng chm tr, nhng trong mi trng hp khng c chm hn ngay sau
khi cc bin php c thc hin;
B. b n c quyn yu cu c quan t php ca Bn xem xt li cc
bin php ni trn trong mt thi hn hp l sau khi nhn c thng bo v
vic ban hnh cc bin php , quyt nh c hay khng sa i, hu b
hoc gi nguyn cc bin php , v b n phi c c hi c trnh by
kin trong qu trnh xem xt li ny.
6. Khng lm gim hiu lc ca khon 5, mi Bn quy nh rng theo yu cu
ca b n, cc c quan t php ca Bn phi hu b hoc nh ch lnh p
dng cc bin php tm thi c ban hnh trn c s cc khon 1 v 4 nu
th tc gii quyt v vic khng c bt u:
A. trong mt thi hn hp l c c quan t php ban hnh lnh p dng
cc bin php tm thi n nh, nu lut quc gia ca Bn cho php; hoc
B. trng hp khng c thi hn n nh nh trn, trong thi hn khng qu
20 ngy lm vic hoc 31 ngy lch, tu theo thi hn no di hn.
7. Mi Bn cho php cc c quan t php ca mnh, theo yu cu ca b n,
buc ngi np n phi bi thng thit hi do vic p dng cc bin php
tm thi gy ra:
A. nu cc bin php tm thi b hu b hoc nh ch do bt k hnh ng
hoc thiu st no ca ngi np n, hoc
B. nu sau cc c quan xt x thy rng khng c s xm phm hoc nguy
c xm phm i vi bt k quyn s hu tr tu no.
8. Mi Bn quy nh rng, nu mt bin php khn cp tm thi c th c
quyt nh p dng trn c s kt qu ca th tc hnh chnh th th tc
phi ph hp vi nhng nguyn tc tng ng v bn cht vi cc nguyn
tc quy nh ti iu ny.
iu 14: Cc th tc t tng hnh s v hnh pht
1. Mi Bn quy nh cc th tc t tng hnh s v hnh pht c p dng t
nht trong cc trng hp c lm gi nhn hiu hng ho hoc xm phm
quyn tc gi hoc quyn lin quan nhm mc ch thng mi. Mi Bn quy
nh rng cc hnh pht c th c p dng bao gm pht t hoc pht tin
hoc c hai, ngn nga xm phm, ph hp vi mc hnh pht p dng
i vi ti danh c mc nghim trng tng t.
2. Mi Bn c th quy nh rng, trong cc trng hp thch hp, cc c quan
t php ca mnh c th ra lnh thu gi, tch thu, tiu hu hng ho xm phm
v cc nguyn liu, phng tin c cng dng ch yu thc hin ti phm.
3. Mi Bn c th quy nh rng, trong nhng trng hp thch hp, cc c
quan t php ca Bn c th p dng cc hnh pht hnh s i vi hnh vi
xm phm cc loi quyn s hu tr tu khc, ngoi nhng trng hp c
quy nh ti khon 1 iu ny, khi cc hnh vi c thc hin mt cch c
v nhm mc ch thng mi.
iu 15: Thc thi Quyn s hu tr tu ti bin gii
1. Mi Bn quy nh cc th tc cho php ngi c quyn, khi c c s hp
php nghi ng c hot ng nhp khu hng gi mo nhn hiu hng ho
hoc bn sao tri php cc tc phm c bo h theo quyn tc gi hoc
quyn lin quan, np n bng vn bn cho cc c quan hnh chnh hoc c
quan t php c thm quyn yu cu c quan hi quan nh ch vic thng
quan a hng ho vo lu thng t do. Khng Bn no c ngha v p
dng nhng th tc nh trn i vi hng ho qu cnh. Mi Bn c th cho
php np n nh trn i vi cc xm phm khc v quyn s hu tr tu
khc, vi iu kin tun th nhng quy nh ti iu ny. Mi Bn cng c
th quy nh nhng th tc tng ng lin quan n vic cho php c quan
hi quan nh ch thng quan hng ho xm phm tp kt xut khu t lnh
th ca Bn .
2. Mi Bn yu cu ngi np n theo khon 1 cung cp y cc chng
c :
A. thuyt phc cc c quan c thm quyn ca Bn rng c du hiu ban
u v s xm phm quyn s hu tr tu ca ngi theo lut php quc
gia; v
B. cung cp bn m t hng ho chi tit c quan hi quan c th nhn
bit ngay c hng ho .
Trong mt thi hn hp l, cc c quan c thm quyn phi thng bo cho
ngi np n rng n c c chp nhn hay khng, nu c chp
nhn th thng bo thi hn c quan hi quan s hnh ng.
3. Mi Bn cho php cc c quan c thm quyn ca mnh bt buc ngi
np n theo khon 1 np mt khon bo chng hoc khon bo m tng
ng bo v b n v cc c quan c thm quyn v trnh s lm
dng. Khon bo chng hoc khon bo m tng ng ni trn khng
c cn tr vic p dng cc th tc ny.
4. C quan hi quan ca mt Bn, khi nhn c n np theo th tc quy
nh ph hp vi iu ny, c th nh ch vic thng quan a hng ho lin
quan n kiu dng cng nghip, sng ch, mch tch hp hoc b mt thng
mi vo lu thng t do, trn c s mt quyt nh khng phi ca c quan t
php hoc c quan c thm quyn c lp khc; nhng vi iu kin l nu
thi hn quy nh t khon 6 n khon 8 ht m c quan c thm quyn
khng a ra bin php tm thi v vi iu kin l tt c cc iu kin khc
v th tc nhp khu c p ng, Bn cho php ch s hu, ngi
nhp khu hoc ngi nhp khu u thc hng ho ni trn c nhn hng
a vo lu thng sau khi np mt khon bo chng bo v ngi c
quyn chng hnh vi xm phm. Vic np khon bo chng ny khng nh
hng n bt k ch ti no khc m ngi c quyn c th vn dng, nhng
phi hiu l khon bo m ny c tr li nu ngi c quyn khng thc
hin quyn kin ca mnh trong khong thi gian hp l.
5. Mi Bn bo m rng, c quan hi quan ca mnh thng bo kp thi cho
ngi nhp khu v ngi np n khi c quan hi quan nh ch vic thng
quan hng ho nh quy nh khon 1.
6. Mi Bn bo m rng, c quan hi quan ca mnh cho thng quan hng
ho b tm gi, nu trong thi hn khng qu 10 ngy lm vic k t ngy
ngi np n theo khon 1 nhn c thng bo v vic nh ch thng quan
m c quan hi quan khng nhn c thng bo rng:
A. mt bn khng phi l b n khi kin yu cu gii quyt quyt v
vic; hoc
B. c quan c thm quyn thc hin nhng bin php tm thi ko di
thi hn tm gi hng ho, vi iu kin l tt c cc iu kin khc lin quan
n nhp khu hoc xut khu c p ng. Mi Bn phi quy nh rng,
trong trng hp thch hp, c quan hi quan c th ko di thi hn nh ch
thng quan thm 10 ngy lm vic na.
7. Mi Bn bo m rng nu th tc gii quyt v vic c khi kin, th
vic xem xt li, bao gm c quyn c trnh by kin, phi c tin
hnh theo yu cu ca b n trong mt thi hn hp l quyt nh c hay
khng sa i, hu b hoc gi nguyn cc bin php ni trn.
8. Khng ph thuc vo quy nh ti cc khon 6 v 7, trng hp vic nh
ch thng quan hng ho c thc hin hoc tip tc c thc hin theo
bin php tm thi ca c quan t php th p dng khon 6 iu 13 Chng
ny.
9. Mi Bn bo m rng cc c quan c thm quyn ca mnh c quyn buc
ngi np n theo khon 1 phi tr cho ngi nhp khu, ngi nhp khu
u thc, ch s hu hng ho khon tin bi thng tho ng i vi thit
hi gy ra do vic thu gi hng ho sai hoc do vic thu gi hng ho c
thng quan theo quy nh ti khon 6.
10. Vi iu kin khng gy phng hi n vic bo h thng tin b mt,
mi Bn bo m rng cc c quan c thm quyn ca mnh c quyn dnh
cho ngi c quyn c hi yu cu kim tra mi hng ho b c quan
hi quan gi nhm chng minh cc yu cu ca mnh. Mi Bn cng bo m
rng cc c quan c thm quyn ca mnh c quyn dnh cho ngi nhp
khu c hi tng ng yu cu kim tra hng ho . Trng hp cc
c quan c thm quyn c quyt nh gii quyt v vic thun theo yu cu
ca nguyn n, mi Bn c th quy nh cho php cc c quan c thm
quyn c thng bo cho ngi c quyn tn v a ch ca ngi u thc
nhp khu, ngi nhp khu v ngi nhp khu u thc, v s lng hng
ho lin quan.
11. Nu Bn no yu cu cc c quan c thm quyn ca mnh ch ng hnh
ng v nh ch thng quan hng ho khi h c c cc chng c r rng
v vic quyn s hu tr tu b xm phm, th:
A. cc c quan c thm quyn c th, ti bt k thi im no, yu cu
ngi c quyn cung cp mi thng tin c th gip cho cc c quan thc
thi cc quyn hn ni trn;
B. ngi nhp khu v ngi c quyn phi c thng bo ngay v vic cc
c quan c thm quyn ca Bn tm gi hng ho, v trng hp ngi
nhp khu khiu ni vic tm gi hng ho vi cc c quan c thm quyn,
vic tm gi ny phi tun theo cc iu kin quy nh t khon 6 n khon
8 vi nhng sa i cn thit; v
C. Bn c th min trch nhim cho cc c quan Nh nc v cc cng
chc, tr khi hnh vi vi phm c thc hin hoc d nh thc hin vi
khng trung thc.
12. Vi iu kin khng gy phng hi n cc quyn khiu kin khc dnh
cho ngi c quyn v tu thuc vo quyn yu cu xem xt li theo th tc
t php ca b n, mi Bn quy nh rng cc c quan c thm quyn ca
mnh c quyn buc tiu hu hoc x l hng ho xm phm theo cc nguyn
tc quy nh ti khon 4 iu 12. i vi hng gi mo nhn hiu hng ho,
cc c quan c thm quyn khng c cho php ti xut khu nguyn trng
hng ho xm phm hoc chuyn sang cc th tc hi quan khc, tr cc
trng hp c bit.
13. Mt Bn c th khng p dng quy nh t khon 1 n khon 12 i vi
s lng nh hng c tnh cht phi thng mi nm trong hnh l c nhn
hoc c gi bng kin nh v khng lp li nhiu ln.
iu 16: i tng ang tn ti
Trong phm vi m Hip nh ny i hi mt Bn tng cng mc bo h
v thc thi quyn s hu tr tu ca Bn , Hip nh ny lm pht sinh cc
ngha v i vi tt c nhng i tng ang tn ti ti thi im p dng
Hip nh ny i vi Bn m ang c bo h Bn ti thi im
Hip nh ny bt u c hiu lc hoc ang p ng hoc sau tr nn p
ng cc tiu chun bo h theo cc iu khon ca Hip nh ny. Lin quan
n iu ny, ngha v bo h quyn tc gi i vi nhng tc phm ang tn
ti ch c xc nh theo iu 18 Cng c Berne (1971) v ngha v bo
h quyn ca nhng ngi ghi m v ngi biu din i vi nhng bn ghi
m ang tn ti ch c xc nh theo iu 18 Cng c Berne (1971), c
p dng vi nhng sa i cn thit.
iu 17: Hp tc k thut
1. Cc Bn tho thun tng cng hp tc cng c li trong lnh vc quyn s
hu tr tu. Nhm mc ch ny, Hoa K ng dnh cho Vit Nam s tr
gip k thut tng cng ch bo h v thc thi quyn s hu tr tu
ca mnh. S tr gip c cung cp theo cc iu kin do hai Bn tho
thun v tu thuc vo kh nng ti chnh c phn b. S tr gip ny c
th c cung cp thng qua, hoc phi hp vi, cc ngnh cng nghip t
nhn hoc cc t chc quc t.
2. Hot ng hp tc theo iu ny c th c thc hin trong cc lnh vc
s hu tr tu quy nh ti iu 2.3 Chng ny, cng nh trong vic thc thi
quyn s hu tr tu. Hot ng hp tc theo iu ny c th bao gm, nhng
khng ch gii hn cc hot ng nh trao i kinh nghim, o to cn b,
nhm tng cng khun kh php lut v s hu tr tu, tng cng h thng
qun l i vi vic bo h s hu tr tu v tng cng vic thi hnh v thc
thi c hiu qu php lut v s hu tr tu Vit Nam.
3. Nhm gp phn tng cng hn na ch bo h v thc thi cc quyn
s hu tr tu ca mnh, Vit Nam ng tm kim s tr gip k thut thch
hp t cc t chc quc t thch hp hoc cc nc, t chc hoc c quan c
lin quan khc.
iu 18: Quy nh chuyn tip
1. Vit Nam ng thi hnh y cc ngha v thuc Chng ny trong
thi hn sau y:
A. i vi tt c cc ngha v ti iu 6 v iu 7: mi hai thng k t ngy
Hip nh ny bt u c hiu lc;
B. i vi tt c cc ngha v ti iu 4 tr ngha v ti khon 4 iu 4 v
i vi tt c cc ngha v ti iu 9: mi tm thng k t ngy Hip nh
ny bt u c hiu lc;
C. i vi cc ngha v ti khon 3.A v khon 3.E iu 1, khon 4 iu 4
v iu 5: ba mi thng k t ngy Hip nh ny bt u c hiu lc;
D. i vi tt c cc ngha v khng c lit k ti cc khon 1.A, 1.B v
1.C iu ny: hai mi bn thng k t ngy Hip nh ny bt u c hiu
lc.
2. Hoa K ng thi hnh y cc ngha v quy nh ti Chng ny k t
ngy Hip nh ny bt u c hiu lc, tr cc ngha v ti iu 8 v iu
3.1 lin quan n vic bo h thit k b tr (topography) mch tch hp c
thi hnh sau hai mi bn thng k t ngy Hip nh ny bt u c hiu lc.
3. Nu Vit Nam gia nhp WTO trc khi kt thc cc thi hn quy nh ti
khon 1 iu ny th k t ngy gia nhp Vit Nam thi hnh y nhng
ngha v thuc Chng ny m trng vi nhng ngha v trong Hip nh v
cc kha cnh lin quan n thng mi ca quyn s hu tr tu (1994) ca
WTO.
4. Mi Bn thi hnh ngay cc ngha v thuc Chng ny trong phm vi m
php lut quc gia hin hnh ca Bn cho php, v trong cc thi hn c
quy nh ti khon 1 v khon 2 mi bn khng c thc hin bt k bin
php no m c th lm gim mc ph hp vi Chng ny.
5. Trng hp c xung t gia cc quy nh ca Hip nh ny v Hip nh
gia Chnh ph Cng ho X hi Ch ngha Vit Nam v Chnh ph Hp
Chng Quc Hoa K v thit lp quan h v quyn tc gi, k ti H Ni
ngy 27 thng 6 nm 1997, th cc quy nh ca Hip nh ny c u tin
p dng trong phm vi xung t.
CHNG III: THNG MI DCH V
iu 1: Phm vi v nh ngha
1. Chng ny p dng i vi cc bin php ca cc Bn tc ng n
thng mi dch v.
2. Theo Chng ny, thng mi dch v c nh ngha l vic cung cp
mt dch v:
A. t lnh th ca mt Bn vo lnh th ca Bn kia;
B. ti lnh th ca mt Bn cho ngi s dng dch v ca Bn kia;
C. bi mt nh cung cp dch v ca mt Bn, thng qua s hin din thng
mi ti lnh th ca Bn kia;
D. bi mt nh cung cp dch v ca mt Bn, thng qua s hin din ca cc
th nhn ca mt Bn ti lnh th ca Bn kia.
3. Trong phm vi iu chnh ca Chng ny:
A. "cc bin php ca mt Bn" l cc bin php c tin hnh bi:
(i) cc c quan chnh ph v chnh quyn cp trung ng , vng v a
phng; v
(ii) cc c quan phi chnh ph khi thi hnh cc chc nng theo s u quyn
ca cc c quan chnh ph v chnh quyn cp trung ng , vng v a
phng.
Khi thi hnh cc ngha v v cam kt ca mnh theo Chng ny, mi Bn
tin hnh cc bin php hp l sn c nhm bo m rng, cc c quan chnh
ph v chnh quyn cp vng v a phng v cc c quan phi chnh ph
tun th cc ngha v v cam kt trong phm vi lnh th ca mnh;
B. "cc dch v" bao gm bt k dch v no trong bt k lnh vc no, tr
cc dch v c cung cp khi thi hnh thm quyn ca chnh ph;
C. "mt dch v c cung cp khi thi hnh thm quyn ca chnh ph" l
mi dch v c cung cp khng trn c s thng mi cng nh khng c
cnh tranh vi mt hay nhiu nh cung cp dch v.
iu 2: i x Ti hu quc
1. i vi bt k bin php no c Chng ny iu chnh, mi Bn dnh
ngay lp tc v v iu kin cho cc dch v v nh cung cp dch v ca Bn
kia s i x khng km thun li hn s i x m Bn dnh cho cc
dch v v nh cung cp dch v tng t ca bt k nc no khc.
2. Mt Bn c th duy tr mt bin php tri vi khon 1, vi iu kin l bin
php nh vy c lit k trong Danh mc cc Ngoi l ca iu 2 trong Ph
lc G.
3. Cc qui nh ca Chng ny khng c hiu l cn tr bt k Bn no
trao hay dnh cc u i cho cc nc lng ging nhm thc y s lu thng
thng mi dch v c cung cp v tiu th ti ch trong cc vng tip gip
bin gii.
iu 3: Hi nhp Kinh t
1. Chng ny khng p dng i vi cc u i do mt Bn a ra do vic
Bn l thnh vin hoc tham gia vo mt hip nh t do ho thng mi
dch v gia cc bn trong cc hip nh , vi iu kin l hip nh :
A. c phm vi bao qut nhiu lnh vc dch v; v
B. c quy nh vic khng c hoc loi b hu ht mi phn bit i x gia
cc bn, theo tinh thn ca iu 7, trong nhng lnh vc dch v thuc din
iu chnh ca mc (A), thng qua:
(i) vic loi b cc bin php phn bit i x hin c; v/hoc
(ii) vic cm cc bin php phn bit i x mi hoc cao hn,
ti thi im hip nh c hiu lc hoc trn c s mt khong thi gian
nht nh, tr nhng bin php c php theo cc iu 1, 2 v 3 ca Chng
VII.
2. Mt nh cung cp dch v ca bt k Bn no l mt php nhn c thnh
lp theo lut php ca mt bn trong mt hip nh c dn chiu ti khon
1 s c hng s i x theo quy nh ca hip nh , vi iu kin l
nh cung cp dch v c cc hot ng kinh doanh ng k trn lnh th
ca cc bn trong hip nh .
iu 4: Php lut Quc gia
1. Trong cc lnh vc m cc cam kt c th c a ra, mi Bn bo m
rng, tt c cc bin php p dng chung c nh hng n thng mi dch
v c qun l mt cch hp l, khch quan v v t.
2. A. Ngay khi thc tin cho php, mi Bn duy tr hay thit lp cc c quan
ti phn hay th tc t php, trng ti hay hnh chnh bo m nhanh
chng xem xt li cc quyt nh hnh chnh nh hng n thng mi dch
v theo ngh ca ngi cung cp dch v b nh hng v trong trng hp
chnh ng, c cc bin php khc phc thch hp. Trong trng hp cc th
tc khng c lp vi c quan a ra quyt nh hnh chnh c lin
quan, Bn ny bo m trn thc t rng cc th tc ny cho php xem xt li
mt cch v t v khch quan.
B. Cc qui nh trong mc (A) khng c hiu l yu cu mt Bn thit lp
cc c quan ti phn hay th tc nh vy nu nh vic tri vi c cu hin
php hay c im ca h thng php lut ca Bn .
3. Khi a ra yu cu cp php i vi vic cung cp mt dch v m mt
cam kt c th v dch v c a ra, cc c quan c thm quyn ca
mt Bn s, trong khong thi gian hp l sau khi h s c coi l hon
chnh theo lut v qui nh quc gia c np, thng bo cho ngi np
n v quyt nh lin quan n n. Theo ngh ca ngi np n, cc c
quan c thm quyn ca mt Bn s cung cp khng chm tr hoc nu chm
tr phi c l do hp l, cc thng tin lin quan n tnh trng gii quyt ca
n.
4. A. Mt Bn khng a ra cc i hi v cp php v tiu chun ngh
nghip, v tiu chun k thut lm v hiu ho hay phng hi n cc cam
kt c th m theo cch thc s:
(i) khng tun th nhng tiu ch sau:
(a) cc yu cu hay tiu chun da trn cc tiu ch khch quan v minh
bch, chng hn nh nng lc v kh nng cung cp dch v;
(b) cc yu cu hay tiu chun khng nng n hn mc cn thit bo
m cht lng dch v;
(c) i vi cc th tc cp php, bn thn chng khng to ra s hn ch i
vi vic cung cp dch v.
(ii) khng c mong i mt cch hp l bi Bn ti thi im cc cam
kt v cc lnh vc c a ra.
B. Khi quyt nh vic mt Bn c tun th cc ngha v ca mc 4.A hay
khng, s tnh n cc tiu chun quc t ca cc t chc quc t lin quan
c Bn p dng.
5. Trong cc lnh vc m cc cam kt c th i vi cc dch v ngh nghip
c a ra, mi Bn quy nh y cc th tc kim tra nng lc ca
cc nh chuyn mn ca Bn kia.
iu 5: c quyn v nh cung cp dch v c quyn
1. Mi Bn bo m rng, bt k nh cung cp dch v c quyn no trn
lnh th nc mnh, khi cung cp dch v c quyn ti th trng lin quan,
khng hnh ng tri vi cc ngha v ca Bn theo iu 2 v cc cam kt
c th.
2. Khi mt nh cung cp dch v c quyn ca mt Bn cnh tranh mt cch
trc tip hay thng qua mt cng ty ph thuc, trong vic cung cp mt dch
v nm ngoi phm vi c quyn c php ca mnh v thuc din iu
chnh ca cc cam kt c th c Bn a ra, Bn ny bo m rng,
nh cung cp dch v khng lm dng v tr c quyn ca mnh hot
ng trn lnh th ca Bn mt cch khng ph hp vi cc cam kt .
3. Cc qui nh ca iu ny cng p dng i vi trng hp cc nh cung
cp dch v c quyn, khi mt Bn, v hnh thc hay trn thc t, (a) cho
php hay thnh lp mt s lng nh cc nh cung cp dch v v (b) cn tr
mt cch ng k s cnh tranh gia cc nh cung cp dch v trn lnh
th ca mnh.
iu 6: Tip cn th trng
1. i vi s tip cn th trng thng qua cc phng thc cung cp dch v
qui nh ti iu 1, mi Bn dnh cho cc dch v v nh cung cp dch v
ca Bn kia s i x khng km thun li hn s i x c qui nh
theo cc quy nh, hn ch v iu kin c tho thun v ch r trong L
trnh Cam kt c th ca mnh ti Ph lc G.
2. Trong cc lnh vc m cc cam kt v tip cn th trng c a ra,
cc bin php m mt Bn khng duy tr hoc p dng trn mt phn hay ton
b lnh th ca mnh, tr khi c qui nh khc trong L trnh Cam kt c
th ca mnh, c xc nh l:
A. cc hn ch v s lng nh cung cp dch v di cc hnh thc hn
ngch s lng, c quyn, cc nh cung cp dch v c quyn hay cc i
hi kim nh nhu cu kinh t cn thit;
B. cc hn ch v tng tr gi ca cc giao dch dch v hay ti sn di cc
hnh thc hn ngch s lng hay cc i hi kim nh nhu cu kinh t cn
thit;
C. cc hn ch v tng s cc giao dch dch v hay tng s lng u ra ca
dch v thng qua cc n v s lng c cc nh di hnh thc hn
ngch hay i hi kim nh nhu cu kinh t cn thit;
D. cc hn ch v tng s th nhn m c th c thu trong mt lnh vc
dch v c th hay mt nh cung cp dch v c th thu v h l nhng ngi
cn thit, v lin quan trc tip ti vic cung cp mt dch v nht nh di
hnh thc hn ngch s lng hay i hi kim nh nhu cu kinh t cn thit;
E. cc bin php hn ch hay i hi phi theo cc hnh thc thc th php l
nht nh hay lin doanh thng qua mt nh cung cp dch v c th cung
cp mt dch v; v
F. cc hn ch v s tham gia gp vn nc ngoi nh hn ch t l ti a i
vi phn nm gi vn ca bn nc ngoi hay tng tr gi ca tng d n hay
tng s d n u t nc ngoi.
iu 7: i x Quc gia
1. Trong cc lnh vc dch v nu trong L trnh Cam kt ca mnh trong Ph
lc G, ph hp vi cc iu kin v cc chun mc c a ra ti , mi
Bn dnh cho cc dch v v nh cung cp dch v ca Bn kia, i vi tt c
cc bin php nh hng n vic cung cp cc dch v, s i x khng km
thun li hn s i x m Bn dnh cho cc dch v v ngi cung cp
dch v tng t ca mnh.
2. Mt Bn c th p ng yu cu ca khon 1 thng qua vic dnh cho cc
dch v v nh cung cp dch v ca Bn kia s i x tng ng hay khc
bit v hnh thc so vi s i x m Bn dnh cho cc dch v hay nh
cung cp dch v tng t ca mnh.
3. S i x tng ng hay khc bit v hnh thc c coi l km thun li
hn nu n lm thay i cc iu kin cnh tranh c li hn cho cc dch v
v nh cung cp dch v ca Bn ny so vi cc dch v v nh cung cp dch
v tng t ca Bn kia.
iu 8: Cc cam kt b sung
Cc Bn c th m phn cc cam kt i vi cc bin php nh hng n
thng mi dch v khng phi l i tng iu chnh ca iu 6 hoc 7,
bao gm cc cam kt v chun mc, tiu chun hay cc vn v cp php.
Cc cam kt ny s c a vo L trnh cam kt ca mi Bn.
iu 9: L trnh cam kt c th
1. Mi Bn quy nh r trong Ph lc G cc cam kt c th m Bn a ra
theo iu 6 v 7 ca Chng ny. i vi cc lnh vc m cc cam kt ny
c a ra, Ph lc s ch r:
A. cc qui nh, hn ch v iu kin v tip cn th trng;
B. cc iu kin v chun mc v i x quc gia;
C. cc ngha v lin quan n cc cam kt b sung;
D. lch trnh thc hin cc cam kt nu cn; v
E. thi im cc cam kt c hiu lc.
2. Cc bin php khng ph hp vi c iu 6 v iu 7 s c lit k trong
ct lin quan n iu 6. Trong trng hp ny, vic lit k s c coi l s
qui nh mt iu kin hay chun mc i vi c iu 7.
3. L trnh cam kt c th s l ph lc ca Chng ny v l b phn khng
th tch ri ca Chng ny.
iu 10: Khc t Li ch
Mt Bn c th t chi cc li ch ca Chng ny:
1. i vi vic cung cp mt dch v, nu Bn ny xc nh rng dch v
c cung cp t hoc ti lnh th ca mt nc khng phi l mt Bn ca
Hip nh ny;
2. i vi vic cung cp mt dch v vn ti ng bin, trng hp c th p
dng, nu Bn ny xc nh rng dch v c cung cp bi:
A. mt tu c ng k theo lut ca mt nc khng phi l mt Bn ca
Hip nh ny, v
B. mt ngi iu hnh hay s dng ton b hay mt phn tu nhng ca
mt nc khng phi l mt Bn ca Hip nh ny;
3. i vi mt nh cung cp dch v l mt php nhn, nu Bn xc nh
rng khng phi l nh cung cp dch v ca Bn kia.
iu 11: Cc nh ngha
Trong phm vi iu chnh ca Chng ny v Ph lc G:
1. "bin php" l bt k bin php no ca mt Bn, di hnh thc lut, qui
nh, th l, th tc, quyt nh, hnh vi hnh chnh, hay di bt k mt hnh
thc no khc;
2. "cung cp mt dch v" bao gm vic sn xut, phn phi, tip th, bn v
cung ng mt dch v;
3. "cc bin php ca cc Bn nh hng n thng mi dch v" bao gm
cc bin php i vi:
A. vic mua, thanh ton hay s dng mt dch v;
B. vic tip cn v s dng cc dch v m mt Bn yu cu phi cho cho
cng chng cng vi vic cung cp mt dch v;
C. s hin din, bao gm c s hin din thng mi, ca cc th nhn ca
mt Bn cung cp mt dch v ti lnh th ca Bn kia.
4. "s hin din thng mi" l mt hnh thc t chc kinh doanh hay ngnh
ngh bt k, k c thng qua:
A. vic thit lp, mua li hay duy tr mt php nhn, hay
B. vic thit lp hay duy tr mt chi nhnh hay vn phng i din,
ti lnh th ca mt Bn nhm mc ch cung cp mt dch v;
5. "lnh vc" ca mt dch v l:
A. mt hay nhiu, hay tt c, cc ngnh ca dch v khi dn chiu n mt
cam kt c th, nh c ch r trong L trnh cam kt ca mt Bn,
B. ton b lnh vc dch v , bao gm tt c cc ngnh dch v ca n nu
khng dn chiu ti mt cam kt c th;
6. "dch v ca Bn kia" l mt dch v c cung cp:
A. t hay ti lnh th ca Bn kia, hay i vi dch v vn ti hng hi, bi
tu c ng k theo lut ca Bn kia, hay bi mt th nhn ca Bn
cung cp dch v thng qua vn hnh hay s dng mt phn hay ton b tu
; hay
B. trong trng hp cung cp dch v thng qua s hin din thng mi, hay
s hin din ca th nhn, bi nh cung cp dch v ca Bn kia;
7. "nh cung cp dch v" l bt k ngi cung cp mt dch v no;
8. "nh cung cp dch v c quyn" l bt k ngi no, thuc nh nc hay
t nhn, c mt Bn cho php hay thnh lp mt cch chnh thc hay trn
thc t nh l mt nh cung cp duy nht dch v ti th trng lin quan
trn lnh th ca Bn ;
9. "ngi tiu dng dch v" l bt k ngi no tip nhn hay s dng mt
dch v;
10. "ngi" l mt th nhn hoc php nhn;
11. "th nhn ca Bn kia" l mt th nhn c tr ti lnh th ca Bn kia, v
theo lut ca Bn kia:
A. l cng dn ca Bn kia; hay
B. c quyn c tr di hn ti Bn kia, trong trng hp mt Bn m:
i) khng c cng dn; hoc
ii) dnh cho ngi c tr di hn ca mnh s i x v c bn ging ht nh
s i x dnh cho cng dn ca mnh lin quan n cc bin php c nh
hng n thng mi dch v;
12. "php nhn" l mt thc th php l bt k c thit lp hay t chc mt
cch hp php theo lut p dng, bt k v mc ch li nhun hay phi li
nhun, v di hnh thc s hu t nhn hay Nh nc, bao gm mi cng ty,
cng ty tn thc, cng ty hp danh, lin doanh, doanh nghip mt ch hay
hip hi;
13. "php nhn ca Bn kia" l mt php nhn:
A. c thit lp hay t chc theo lut ca Bn kia v tin hnh hot ng
kinh doanh mt cch ng k ti lnh th ca Bn kia; hay
B. trong trng hp cung cp mt dch v thng qua s hin din thng mi,
c s hu hay kim sot bi:
i) cc th nhn ca Bn kia; hay
ii) cc php nhn ca Bn kia c xc nh theo mc (i).
14. mt php nhn c coi l:
A. "thuc s hu" ca nhng ngi ca mt Bn nu nhng ngi s hu
hn 50% vn c phn ca php nhn ;
B. "b kim sot" bi nhng ngi ca mt Bn nu nhng ngi c quyn
ch nh a s cc gim c ca php nhn hay ch o mt cch hp php
cc hot ng ca php nhn ny;
C. "ph thuc" vi mt ngi khc khi php nhn kim sot hay b kim sot
bi ngi khc ny; hoc khi php nhn v ngi khc ny nm di s kim
sot ca cng mt ngi;
15. "cng ty" l bt k thc th no c thit lp hay t chc theo lut p
dng, bt k v mc ch li nhun hay phi li nhun, v do chnh ph hay t
nhn s hu hay kim sot, v bao gm mt cng ty, cng ty tn thc, cng ty
hp danh, doanh nghip mt ch, chi nhnh, lin doanh, hip hi hay t chc
khc;
16. "doanh nghip" l mt cng ty.
CHNG IV: PHT TRIN QUAN H U T
iu 1: Cc nh ngha
Theo Chng ny, Ph lc H, cc th trao i v Ch cp giy php u t
v cc iu 1, 4 ca Chng VII lin quan n u t theo Hip nh ny:
1. "u t" l mi hnh thc u t trn lnh th ca mt Bn do cc cng dn
hoc cng ty ca Bn kia s hu hoc kim sot trc tip hay gin tip, bao
gm cc hnh thc:
A. mt cng ty hoc mt doanh nghip;
B. c phn, c phiu v cc hnh thc gp vn khc, tri phiu, giy ghi n v
cc quyn li i vi khon n di cc hnh thc khc trong mt cng ty;
C. cc quyn theo hp ng, nh quyn theo cc hp ng cha kha trao tay,
hp ng xy dng hoc hp ng qun l, cc hp ng sn xut hoc hp
ng phn chia doanh thu, t nhng hoc cc hp ng tng t khc;
D. ti sn hu hnh, gm c bt ng sn v ti sn v hnh, gm c cc quyn
nh giao dch thu, th chp, cm c v quyn lu gi ti sn;
E. quyn s hu tr tu, gm quyn tc gi v cc quyn c lin quan, nhn
hiu hng ha, sng ch, thit k b tr (topography) mch tch hp, tn hiu
v tinh mang chng trnh c m ha, thng tin b mt (b mt thng
mi), kiu dng cng nghip v quyn i vi ging cy trng; v
F. cc quyn theo quy nh ca php lut nh cc giy php v s cho php;
2. "cng ty" l bt k thc th no c thnh lp hoc t chc theo lut p
dng, bt k hot ng v mc ch li nhun hay phi li nhun, do chnh ph
hay t nhn s hu hoc kim sot, gm cng ty, cng ty tn thc, cng ty hp
danh, doanh nghip mt ch, chi nhnh, lin doanh, hip hi, hoc t chc
khc;
3. "cng ty ca mt Bn" l mt cng ty c thnh lp hoc t chc theo
php lut ca Bn ;
4. "u t theo Hip nh ny" l u t ca cng dn hoc cng ty ca mt
Bn ti lnh th ca Bn kia;
5. "doanh nghip nh nc" l cng ty do mt Bn s hu hoc kim sot
thng qua cc quyn li v s hu ca Bn ;
6. "chp thun u t" l s chp thun ca c quan qun l u t nc
ngoi ca mt Bn i vi khon u t theo Hip nh ny hoc i vi cng
dn hoc cng ty ca Bn kia;
7. "tha thun u t" l s tha thun bng vn bn gia cc c quan qun l
nh nc ca mt Bn vi khon u t theo Hip nh ny hoc vi cng
dn hay cng ty ca Bn kia : (i) trao cc quyn lin quan n ti nguyn
thin nhin hoc ti sn khc do cc c quan nh nc qun l v (ii) lm c
s khon u t, cng dn hoc cng ty thnh lp hoc mua li u t theo
Hip nh ny;
8. "Quy tc trng ti UNCITRAL" l cc quy tc trng ti ca U ban Lin
hp quc v Lut Thng mi Quc t;
9. "cng dn" ca mt Bn l mt th nhn v l cng dn ca mt Bn theo
lut p dng ca Bn ;
10. "tranh chp u t " l tranh chp gia mt Bn v cng dn hoc cng ty
ca Bn kia pht sinh t hoc c lin quan n mt chp thun u t, mt
tha thun u t hoc s vi phm bt k quyn no c qui nh, thit lp
hoc tha nhn ti Chng ny, Ph lc H, cc th trao i v Ch cp
giy php u t, cc iu 1, 4 ca Chng VII lin quan n khon u t
theo Hip nh ny;
11. "i x khng phn bit" l s i x t nht phi thun li bng i x
quc gia hoc i x ti hu quc, ty thuc s i x no thun li nht;
12. "Cng c ICSID" l Cng c v Gii quyt Tranh chp u t gia
Nh nc v Cng dn ca Nh nc khc lm ti Washington ngy 18 thng
3 nm 1965; v
13. 'Trung tm" l Trung tm Quc t v Gii quyt cc Tranh chp u t
c thnh lp theo Cng c ICSID.
iu 2: i x quc gia v i x ti hu quc
1. i vi vic thnh lp, mua li, m rng, qun l, iu hnh, vn hnh, bn
hoc nh ot bng cch khc cc khon u t theo Hip nh ny, trong
nhng hon cnh tng t, mi Bn dnh s i x khng km thun li hn
s i x dnh cho cc khon u t ca cng dn hoc cng ty ca mnh trn
lnh th nc mnh (sau y gi l "i x quc gia") hoc s i x dnh
cho cc khon u t ca cng dn hoc cng ty ca nc th 3 trn lnh th
nc mnh (sau y gi l "i x ti hu quc"), ty thuc vo s i x no
thun li nht (sau y gi l "i x quc gia" v "i x ti hu quc").
Mi Bn bo m rng cc doanh nghip nh nc ca mnh dnh cho cc
khon u t theo Hip nh ny i x quc gia v i x ti hu quc trong
vic cung cp hng ho v dch v ca h ph hp vi quy nh ti khon 4.3
ca Ph lc H.
2. A. Mi Bn c th ban hnh hoc duy tr nhng ngoi l i vi cc ngha
v nu ti khon 1 trong cc lnh vc hoc i vi nhng vn qui nh ti
Ph lc H ca Hip nh ny. Khi ban hnh ngoi l , mi Bn khng th
yu cu ct b ton b hay mt phn u t theo Hip nh ny ang trin
khai ti thi im ngoi l bt u c hiu lc.
B. Nhng ngha v quy nh ti khon 1 khng p dng i vi cc th tc
qui nh ti cc hip nh a bin c k kt di s bo tr ca T chc S
hu Tr tu Th gii (WIPO) lin quan ti vic xc lp hay duy tr cc quyn
s hu tr tu.
iu 3: Tiu chun chung v i x
1. Mi Bn lun dnh cho cc khon u t theo Hip nh ny s i x
cng bng, tho ng v s bo h, an ton y v trong mi trng hp,
dnh s i x khng km thun li hn s i x theo yu cu ca cc quy
tc p dng ca php lut tp qun quc t .
2. Mi Bn khng p dng cc bin php bt hp l v phn bit i x
gy phng hi i vi vic qun l, iu hnh, vn hnh, bn hoc nh ot
bng cch khc cc khon u t theo Hip nh ny.
iu 4: Gii quyt tranh chp
1. Mi Bn dnh cho cc cng ty v cng dn ca Bn kia cc cng c hu
hiu khiu ni v thc thi cc quyn lin quan n cc khon u t theo
Hip nh ny.
2. Trong trng hp c tranh chp u t, cc bn tranh chp cn n lc gii
quyt thng qua tham vn v thng lng, c th bao gm c vic s dng
th tc khng rng buc c s tham gia ca bn th ba. Ph hp vi khon 3
ca iu ny, nu tranh chp cha gii quyt c thng qua tham vn v
thng lng, cng dn hoc cng ty ca mt Bn l mt bn trong tranh
chp u t c th a tranh chp ra gii quyt theo mt trong cc phng
thc sau:
A. a ra cc to n hoc c quan ti phn hnh chnh c thm quyn trn
lnh th ca mt Bn ni u t theo Hip nh ny c thc hin; hoc
B. ph hp vi bt k th tc gii quyt tranh chp no c th p dng
c tha thun trc ; hoc
C. ph hp vi cc quy nh ti khon 3.
3. A. Vi iu kin l cng dn hoc cng ty c lin quan cha a v tranh
chp ra gii quyt theo quy nh ti cc mc 2.A hoc 2.B v sau chn mi
ngy k t ngy v tranh chp pht sinh, cng dn hoc cng ty c lin quan
c th a tranh chp ra gii quyt theo th tc trng ti rng buc sau:
(i) a ra gii quyt ti Trung tm, khi c hai Bn l thnh vin ca Cng c
ICSID v nu Trung tm c thm quyn gii quyt; hoc
(ii) a ra gii quyt theo C ch Ph tr ca Trung tm, nu C ch ny c
thm quyn gii quyt; hoc
(iii) a ra gii quyt theo Quy tc Trng ti UNCITRAL; hoc
(iv) a ra bt k t chc trng ti no khc hoc ph hp vi mi quy tc
trng ti khc nu cc bn tranh chp u ng .
B. Cng dn hoc cng ty, d c th a tranh chp ra gii quyt ti trng
ti rng buc theo quy nh ti mc 3.A, vn c th ngh to n hoc c
quan ti phn hnh chnh ca mt Bn thc hin cc bin php ngn chn tm
thi khng lin quan n vic thanh ton thit hi, trc khi bt u hoc
trong qu trnh t tng ca trng ti nhm bo ton cc quyn v li ch ca
mnh.
4. Mi Bn chp thun vic a ra gii quyt mi tranh chp u t bng
trng ti rng buc theo s la chn ca cng dn hoc cng ty c nu ti
mc 3.A(i), (ii) v (iii) hoc theo s tha thun chung gia cc bn tranh chp
c nu ti mc 3.A(iv). S chp thun ny v vic a ra gii quyt tranh
chp ca cng dn hoc cng ty theo mc 3.A phi p ng cc yu cu:
A. " Tha thun bng vn bn" theo qui nh ti iu II Cng c Lin Hp
Quc v Cng nhn v Thi hnh Phn quyt ca Trng ti Nc ngoi lm ti
New York ngy 10 thng 6 nm 1958; v
B. ng thun bng vn bn ca cc bn tranh chp theo qui nh ti Chng
II ca Cng c ICSID (thm quyn gii quyt tranh chp ca Trung tm) v
nhng Quy tc ca C ch Ph tr.
5. Bt k vic gii quyt trng ti no theo quy nh ti mc 3.A(ii), (iii) v
(iv) u phi c tin hnh ti mt quc gia l thnh vin Cng c Lin
Hp Quc v Cng nhn v Thi hnh Phn quyt ca Trng ti Nc ngoi
lm ti New York ngy 10 thng 6 nm 1958.
6. Bt k phn quyt trng ti no c a ra theo quy nh ca Chng ny
u l chung thm v rng buc cc bn tranh chp. Mi Bn thc hin khng
chm tr cc quy nh ca phn quyt v thi hnh phn quyt trn lnh
th nc mnh. Vic thi hnh phn quyt trng ti c a ra trn lnh th
ca mi Bn do lut quc gia ca Bn iu chnh.
7. Trong bt k qu trnh t tng no lin quan n tranh chp u t, mt
Bn khng c vin c rng, vic n b hoc bi thng ton b hoc mt
phn cc thit hi c nhn hoc s c nhn theo mt hp ng bo
him hoc hp ng bo lnh bo cha, kin ngc, b tr n hoc v bt
k l do no khc.
8. Ph hp vi mc ch ca iu ny v iu 25(2)(b) ca Cng c ISCID
lin quan n khon u t theo Hip nh ny, cng ty ca mt Bn, ngay
trc khi xy ra mt hoc nhiu s kin dn n tranh chp u t v l
mt khon u t theo Hip nh ny phi c i x nh cng ty ca Bn
kia.
iu 5: Tnh minh bch
Mi Bn m bo rng, cc lut, cc quy nh v cc th tc hnh chnh c
p dng chung ca mnh c lin quan hoc nh hng n cc khon u t,
cc tha thun u t v cc chp thun u t s nhanh chng c ng,
hoc c sn cho cng chng.
iu 6: Cc th tc ring
Chng ny khng ngn cn mt Bn quy nh cc th tc ring lin quan
n cc khon u t theo Hip nh ny, nh yu cu cc khon u t
phi c thnh lp hp php theo cc lut v quy nh ca Bn hoc yu
cu vic chuyn tin hay cc cng c tin t khc phi c bo co, vi iu
kin l cc th tc nh vy s khng c lm nh hng n bn cht ca
bt k quyn no c quy nh ti Chng ny, Ph lc H, cc th trao i
v Ch cp giy php u t, cc iu 1, 4 ca Chng VII lin quan ti
khon u t theo Hip nh ny.
iu 7: Chuyn giao cng ngh
Khng Bn no c p t hoc thi hnh bt k yu cu no (bao gm bt k
mt cam kt hoc bo m lin quan n vic nhn c s cho php hay
chp thun ca chnh ph) i vi vic chuyn giao cng ngh, quy trnh sn
xut hoc kin thc thuc quyn s hu khc nh l mt iu kin c
thnh lp, mua li, m rng, qun l, iu hnh hoc hot ng ca khon u
t theo Hip nh ny, tr trng hp:
1. p dng cc lut c hiu lc chung v mi trng ph hp vi cc quy nh
ca Hip nh ny; hoc
2. ph hp vi lnh, cam kt hay bo m c to n, c quan ti phn hnh
chnh hoc c quan c thm quyn qun l v cnh tranh thi hnh x l
mt vi phm php lut v cnh tranh ang b khiu kin hay xt x.
iu 8: Nhp cnh, tm tr v tuyn dng ngi nc ngoi
1. Ph hp vi php lut ca mnh v nhp cnh v tm tr ca ngi nc
ngoi, mi Bn cho php cc cng dn v cng ty ca Bn kia lu chuyn
nhn vin thuc mi quc tch phc v cho hot ng ca h trn lnh th
ca mnh trong trng hp nhng nhn vin ny l nhng ngi iu hnh
hoc qun l hay c nhng kin thc c bit lin quan n hot ng ca h.
2. Ph hp vi php lut ca mnh v nhp cnh v tm tr ca ngi nc
ngoi, mi Bn cho php cc cng dn v cng ty ca Bn kia thu nhn vin
qun l cao nht ca cng ty trn lnh th ca mnh theo s la chn ca h
m khng ph thuc vo quc tch.
3. Cc khon trn y khng ngn cn mi Bn p dng php lut v lao ng
ca mnh nu lut php ny khng lm nh hng n bn cht cc quyn quy
nh ti iu ny.
iu 9: Bo lu cc quyn
Chng ny, Ph lc H, cc th trao i v Ch cp giy php u t v
cc iu 1, 4 ca Chng VII lin quan n khon u t theo Hip nh ny
khng c lm gim gi tr ca bt k quy nh no sau y cho php cc
khon u t theo Hip nh ny, trong nhng hon cnh tng t, c
hng s i x thun li hn s i x c quy nh ti Chng ny:
1. cc lut, quy nh v cc th tc hnh chnh, hoc cc quyt nh hnh
chnh hoc t php ca mt Bn;
2. cc ngha v php l quc t; hoc
3. cc ngha v do mt Bn m nhn, bao gm nhng ngha v c quy
nh trong mt tha thun u t hoc chp thun u t.
iu 10: Tc quyn s hu v bi thng thit hi do chin tranh
1. Khng Bn no c tc quyn s hu hoc quc hu ho cc khon u
t mt cch trc tip hoc gin tip bng cc bin php tng t nh tc
quyn s hu hoc quc hu ho (sau y c gi l "tc quyn s hu")
tr trng hp v mc ch cng cng, theo phng thc khng phn bit i
x, da trn vic thanh ton bi thng nhanh chng, y v c hiu qu,
ph hp vi th tc lut nh v cc nguyn tc chung v i x c quy
nh ti iu 3. Vic bi thng phi theo ng gi th trng ca khon u
t b tc quyn s hu ti thi im ngay trc khi vic tc quyn s hu
c thc hin, phi c thanh ton khng chm tr, bao gm tin li theo
li sut thng mi hp l tnh t ngy tc quyn s hu, phi c thc
hin y v c th c chuyn i t do theo t gi chuyn i thnh
hnh trn th trng vo ngy tc quyn s hu. Gi ng ca th trng
khng c phn nh bt c s thay i no v gi tr do hnh ng tc
quyn s hu c bit trc ngy thc hin.
2. Mi Bn dnh i x quc gia v i x ti hu quc cho cc khon u t
theo Hip nh ny i vi bt k bin php no lin quan n cc tn tht m
cc khon u t phi gnh chu ti lnh th ca mnh do chin tranh hoc
xung t v trang, cch mng, tnh trng khn cp quc gia, khi ngha, ni
chin hoc cc s kin tng t khc.
3. Mi Bn chp thun phc hi hoc bi thng ph hp vi khon 1 trong
trng hp cc khon u t theo Hip nh ny b tn tht ti lnh th ca
mnh do chin tranh hoc xung t v trang, cch mng, tnh trng khn cp
quc gia, khi ngha, ni chin hoc cc tnh trng tng t khc pht sinh t
vic:
A. trng dng ton b hoc mt phn cc khon u t bi cc lc lng
v trang hoc cc c quan c thm quyn ca Bn ; hoc
B. ph hu ton b hoc mt phn cc khon u t bi cc lc lng v
trang hoc cc c quan c thm quyn ca Bn m tnh hnh khng cn
thit phi lm nh vy.
iu 11: Cc bin php u t lin quan n thng mi
1. Ph hp vi cc quy nh ti khon 2, khng Bn no c p dng bt k
bin php u t lin quan n thng mi no (sau y gi l TRIMs) khng
ph hp vi Hip nh v cc bin php u t lin quan n thng mi ca
WTO. Danh mc minh ha cc TRIMs c quy nh ti Hip nh WTO v
TRIMs (sau y gi l Danh mc) c nu ti Ph lc I ca Hip nh ny.
TRIMs trong Danh mc c coi l khng ph hp vi iu ny cho d
chng c p t trong cc lut, quy nh hoc nh l iu kin i vi cc
hp ng hay giy php u t c th.
2. Cc Bn ng xo b ton b TRIMs (bao gm cc bin php quy nh
trong cc lut, quy nh, hp ng hoc giy php) c nu ti mc 2(a) (cc
yu cu cn i thng mi) v mc 2(b) (kim sot ngoi hi i vi hng
nhp khu) ca Danh mc vo thi im Hip nh ny c hiu lc. Vit Nam
s loi b ton b TRIMs khc khng mun hn nm nm k t ngy Hip
nh ny c hiu lc hoc vo ngy c yu cu theo qui nh v iu kin
Vit Nam gia nhp WTO, tu thuc thi im no din ra trc.
iu 12: Vic p dng i vi cc doanh nghp nh nc
Khi mt doanh nghip nh nc ca mt Bn c u quyn thc hin quyn
hn qun l nh nc, hnh chnh hoc chc nng khc ca chnh quyn th
doanh nghip ny phi thc hin cc ngha v ca Bn .
iu 13: m phn v Hip nh u t song phng trong tng lai
Cc Bn s n lc m phn vi tinh thn thin ch mt hip nh u t song
phng trong mt thi hn thch hp.
iu 14: Vic p dng i vi cc khon u t theo Hip nh ny
Cc quy nh ca Chng ny, Ph lc H, cc th trao i v Ch cp giy
php u t, v cc iu 1, 4 ca Chng VII c p dng i vi cc
khon u t theo Hip nh ny ang tn ti vo thi im Hip nh ny bt
u c hiu lc cng nh cc khon u t c thnh lp hoc mua li sau
.
iu 15: T chi cc li ch
Mi Bn bo lu quyn t chi dnh cho mt cng ty ca Bn kia hng
nhng li ch ca Chng ny v Chng V Hip nh ny nu cc cng dn
ca nc th 3 s hu hoc kim sot cng ty v
1. Bn t chi khng duy tr cc quan h kinh t bnh thng vi nc th ba
; hoc
2. Cng ty khng c hot ng kinh doanh ng k trn lnh th ca Bn
m theo lut ca Bn , cng ty c thnh lp hoc t chc.
CHNG V: TO THUN LI CHO KINH DOANH
iu 1
to thun li cho hot ng kinh doanh, v tu thuc vo cc quy nh ca
cc Chng I (k c cc Ph lc A, B, C, D v E), III (k c cc Ph lc F v
G), v IV (k c cc Ph lc H v I) ca Hip nh ny, mi Bn:
A. Cho php cc cng dn v cng ty ca Bn kia c nhp khu v s dng
ph hp vi cc thc tin thng mi thng thng, thit b vn phng v cc
thit b khc, nh my ch, my photocopy, my tnh, my fax lin quan n
vic tin hnh cc hot ng ca h trn lnh th ca mnh;
B. Tu thuc vo cc lut v th tc ca mnh v nhp cnh v cc c quan
i din nc ngoi, cho php cc cng dn v cc cng ty ca Bn kia c
tip cn v s dng ni lm vic v ni trn c s khng phn bit i x
v theo gi th trng;
C. Tu thuc vo cc lut, quy nh v th tc ca mnh v nhp cnh v cc
c quan i din nc ngoi, cho php cc cng dn v cng ty ca Bn kia
thu cc i l, nh t vn v phn phi ca mt trong hai Bn cho hot ng
sn xut v u t theo hip nh ny ca h theo gi c v iu kin c
tho thun gia cc bn.
D. Cho php cc cng dn v cng ty ca Bn kia qung co cc sn phm v
dch v ca h (i) bng cch tha thun trc tip vi cc t chc thng tin
qung co, bao gm i truyn hnh, i pht thanh, n v kinh doanh in n
v bng hiu, v (ii) bng cch gi th trc tip, bao gm c vic s dng cc
phong b th v bu thip c ghi sn a ch n cng dn hoc cng ty ;
E. Khuyn khch lin h v cho php bn trc tip nhng hng ha v dch v
gia cc cng dn v cng ty ca Bn kia vi ngi s dng cui cng v cc
khch hng khc, v khuyn khch lin h trc tip vi cc c quan, t chc
m quyt nh ca h s nh hng n kh nng bn hng;
F. Cho php cc cng dn v cc cng ty ca Bn kia tin hnh nghin cu th
trng trn lnh th ca mnh mt cch trc tip hoc thng qua hp ng;
G. Cho php cc cng dn v cng ty ca Bn kia c d tr y hng
mu v ph tng thay th phc v dch v sau bn hng i vi cc sn phm
ca u t theo Hip nh ny; v
H. Cho php cc cng dn v cng ty ca Bn kia tip cn cc sn phm v
dch v do chnh ph cung cp, bao gm cc tin ch cng cng, trn c s
khng phn bit i x v theo gi c cng bng v tha ng (v trong mi
trng hp khng cao hn gi c p dng cho cc cng dn v cng ty ca
cc nc th ba khi cc gi c c quy nh hoc kim sot bi chnh
ph lin quan n hot ng ca cc hin din thng mi ca h);
iu 2
Theo Chng ny, thut ng "khng phn bit i x" l s i x t nht l
thun li bng s i x quc gia hoc s i x ti hu quc, tu theo s i
x no tt hn.
iu 3
Trong trng hp c xung t gia cc qui nh ca Chng ny v cc quy
nh ca Chng I (bao gm ph lc A,B,C,D v E), Chng III (bao gm
ph lc F v G) v Chng IV (bao gm ph lc H v I) th cc quy nh ca
cc Chng I, III v IV s c p dng i vi cc xung t ny.
CHNG VI: CC QUY NH LIN QUAN TI TNH
MINH BCH, CNG KHAI V QUYN KHIU KIN
iu 1
Mi Bn cng b mt cch nh k v kp thi tt c cc lut, quy nh v th
tc hnh chnh c tnh p dng chung, lin quan n bt k vn no c
qui nh trong Hip nh ny. Vic cng b cc thng tin v cc bin php
nu trn c tin hnh sao cho cc c quan chnh ph, x nghip v cc c
nhn tham gia hot ng thng mi c th lm quen vi chng trc khi
chng c hiu lc v p dng chng theo ng qui nh. Vic cng b nh
vy cn bao gm thng tin v ngy c hiu lc ca bin php, cc sn phm
(theo dng thu) hoc dch v b tc ng bi bin php , thng tin v tt c
cc c quan xt duyt hoc phi c tham vn trong qu trnh thc thi cc
bin php v cung cp a ch lin h ti mi c quan m t c th nhn
c cc thng tin lin quan.
iu 2
Mi Bn cho php cc cng dn v cng ty ca Bn kia c tip cn d liu
v nn kinh t quc dn v tng khu vc kinh t, k c nhng thng tin v
ngoi thng. Cc quy nh ca khon ny v khon trn khng i hi phi
tit l cc thng tin mt nu nh vic tit l y c th gy cn tr cho vic thi
hnh lut php, hoc tri vi li ch cng cng, hoc phng hi n cc
quyn li thng mi chnh ng ca mt s doanh nghip c th no , d
l doanh nghip nh nc hay doanh nghip t nhn. Trong phm vi ca Hip
nh ny, nhng thng tin mt m c th lm phng hi n quyn li
thng mi chnh ng ca mt s doanh nghip c th no c hiu l
cc thng tin c th c lin quan n vic nhp khu mt mt hng no
m c nh hng bt li ng k n gi c hoc s lng sn c ca sn
phm , nhng khng bao gm nhng thng tin phi c cng b theo cc
hip nh trong khun kh WTO.
iu 3
mc c th, mi Bn cho php Bn kia v cc cng dn ca Bn kia c
hi ng gp kin i vi vic xy dng lut, quy nh v th tc hnh
chnh c tnh p dng chung m c th nh hng n vic tin hnh cc hot
ng thng mi qui nh trong Hip nh ny.
iu 4
Tt c cc lut, quy nh v th tc hnh chnh c tnh p dng chung c
nu ti khon 1 ca iu ny m ti ngy k Hip nh ny cha c cng
b hoc c sn cho cc c quan chnh ph v cc c nhn khc hot ng
trong lnh vc thng mi, th s c cng b v c sn nhanh chng. Ch
nhng lut, quy nh v th tc hnh chnh c tnh p dng chung m c
cng b v c sn cho cc c quan chnh ph v cc c nhn tham gia vo
hot ng thng mi mi c thi hnh v c kh nng thc thi.
iu 5
Cc Bn c hoc giao cho mt hoc mt s tp ch chnh thc ng tt c cc
bin php c tnh p dng chung. Cc Bn xut bn nh k cc tp ch ny v
c sn cc bn ca chng cho cng chng.
iu 6
Cc Bn iu hnh mt cch thng nht, v t v hp l tt c cc lut, quy
nh v th tc hnh chnh c tnh p dng chung ca mnh thuc tt c cc
loi c nu ti khon 1 ca iu ny.
iu 7
Cc Bn duy tr cc c quan ti phn v th tc hnh chnh v t php nhm
mc ch, ngoi nhng iu khc, xem xt v sa i nhanh chng theo yu
cu ca ngi b nh hng cc quyt nh hnh chnh lin quan n cc vn
c qui nh ti Hip nh ny. Cc th tc ny cn bao gm c hi khiu
kin m khng b trng pht cho ngi b nh hng bi quyt nh c lin
quan. Nu nh quyn khiu kin ban u l quyn khiu ni ln mt c quan
hnh chnh th phi c c hi khiu ni quyt nh ca c quan hnh chnh
ln mt c quan t php. Kt qu gii quyt khiu kin phi c trao cho
ngi khiu kin v cc l do ca quyt nh phi c cung cp bng vn
bn. Ngi khiu kin cng phi c thng bo v quyn c khiu kin
tip.
iu 8
Cc Bn m bo rng cc th tc cp php nhp khu, t ng v khng t
ng, c thc hin theo cch thc minh bch v c th d on trc c,
v ph hp vi cc tiu chun ca Hip nh ca WTO v Th tc Cp php
Nhp khu.
CHNG VII: NHNG IU KHON CHUNG
iu 1: Giao dch v chuyn tin qua bin gii
1. Tr phi cc bn trong nhng giao dch ny tho thun khc i, tt c mi
giao dch thng mi qua bin gii, v tt c vic chuyn tin lin quan ti
mt u t theo Hip nh ny s c tin hnh bng ng la M hoc
bt k ng tin no khc c th c Qu Tin t Quc t ch nh l ng
tin t do s dng tng thi im.
2. Lin quan n thng mi hng ho v dch v, mi Bn dnh s i x ti
hu quc hay s i x quc gia, tu theo s i x no tt hn, cho cc cng
ty v cng dn ca Bn kia i vi:
A. vic m v duy tr ti khon bng c bn t v ngoi t v c tip cn ti
tin gi ca mnh trong cc nh ch ti chnh nm trn lnh th ca mt Bn;
B. cc khon thanh ton, chuyn tr tin v vic chuyn cc ng tin c kh
nng chuyn i sang ng tin t do s dng theo t gi hi oi trn th
trng hoc nhng chng t ti chnh lin quan gia lnh th ca hai Bn,
cng nh gia lnh th ca mt Bn v lnh th ca mt nc th ba;
C. t gi hi oi v cc vn lin quan, bao gm vic tip cn cc ng tin
t do s dng.
3. Mi Bn dnh cho cc u t theo Hip nh ny ca Bn kia s i x
quc gia hoc s i x ti hu quc, tu thuc s i x no tt hn, i vi
mi khon chuyn tin vo v ra khi lnh th ca mnh. Cc khon chuyn
tin bao gm:
A. cc khon gp vn;
B. cc khon li nhun, li c phn, thu nhp t vn, v cc khon tin thu
c t vic bn ton b hoc mt phn ca u t hoc t vic thanh l ton
b hay mt phn ca u t;
C. tin li, ph bn quyn, ph qun l, ph h tr k thut v cc loi ph
khc;
D. cc khon thanh ton theo hp ng, k c hp ng vay n;
E. khon bi thng theo qui nh ti iu 10 ca Chng IV v cc khon
thanh ton pht sinh t mt tranh chp u t.
4. Trong mi trng hp, s i x i vi cc giao dch v chuyn tin qua
bin gii s ph hp vi cc ngha v ca mi Bn i vi Qu Tin t
Quc t.
5. Mi Bn cho php thu nhp bng hin vt c thc hin nh c cho
php hoc quy nh trong mt chp thun u t, tha thun u t, hoc tho
thun bng vn bn khc gia Bn vi mt u t theo Hip nh ny hay
mt cng dn hoc cng ty ca Bn kia.
6. Khng ph thuc vo cc qui nh ti cc khon t 1 n 5, mt Bn c th
ngn cn mt khon chuyn tin thng qua vic p dng mt cch cng bng,
khng phn bit i x v trung thc php lut ca mnh (bao gm vic yu
cu thc hin cc bin php ngn chn tm thi nh cc quyt nh cng ch
thi hnh v lnh phong ta ti sn tm thi ca to n) c lin quan n:
A. ph sn, mt kh nng thanh ton hoc bo v quyn ca cc ch n;
B. pht hnh, kinh doanh hoc bun bn cc chng khon, hp ng k hn,
quyn chn hoc cc sn phm ti chnh phi sinh.
C. cc bo co hoc chng t chuyn tin;
D. cc ti phm hnh s hay chp hnh n hnh s; hoc
E. bo m s tun th cc quyt nh hoc bn n trong t tng t php hay
hnh chnh.
7. Cc quy nh lin quan ti cc chuyn tin ti chnh ca iu ny khng
ngn cn:
A. vic yu cu rng cng dn hoc cng ty (hay u t theo Hip nh ny
ca cng ty hay cng dn ) tun th cc th tc v quy nh ngn hng c
tnh tp qun, vi iu kin l cc th tc v quy ch khng lm phng
hi ti bn cht ca cc quyn c qui nh theo iu ny; v
B. vic p dng cc bin php thn trng nhm bo v quyn li ca cc ch
n, s n nh v tnh ton vn ca h thng ti chnh quc gia.
iu 2: An ninh Quc gia
Hip nh ny khng ngn cn mt Bn p dng cc bin php m Bn coi
l cn thit bo v cc li ch an ninh thit yu ca mnh. Khng c quy
nh no trong Hip nh ny c hiu l yu cu Bn no cung cp bt k
thng tin g, m vic tit l thng tin c Bn coi l tri vi li ch an
ninh thit yu ca mnh.
iu 3: Cc ngoi l chung
1. Vi yu cu rng, cc bin php a ra khng c p dng theo cch to
nn mt phng tin phn bit i x tu tin hoc khng cng bng gia cc
nc c hon cnh tng t nh nhau hoc to ra mt hn ch tr hnh i vi
thng mi quc t, khng c qui nh no trong Hip nh ny c hiu l
cm mt Bn thng qua hoc thi hnh cc bin php:
A. i vi Chng I, Thng mi Hng ho, cc bin php cn thit bo
m tun th cc lut v quy nh khng tri vi cc quy nh ca Hip nh
ny, bao gm c cc bin php lin quan n bo h cc quyn s hu tr tu
v ngn chn nhng hnh vi la o,
B. i vi Chng I, Thng mi hng ho, cc bin php c nu trong
iu XX ca GATT 1994, hoc
C. i vi Chng III, Thng mi Dch v, cc bin php c qui nh ti
iu XIV ca Hip nh chung v thng mi v dch v GATS.
2. Khng quy nh no trong Hip nh ny ngn cn mt Bn p dng lut
ca mnh lin quan ti c quan i din nc ngoi nh c quy nh
trong lut php p dng.
3. Khng c quy nh no trong Hip nh ny hn ch vic p dng bt k
hip nh no hin c hay s t c trong tng lai gia cc Bn v thng
mi hng dt v sn phm dt.
iu 4: Thu
1. Khng mt qui nh no trong Hip nh ny p t cc ngha v i vi
cc vn v thu, ngoi tr:
A. Chng I, tr iu 2.1 ca Chng , ch p dng i vi cc loi thu
khng phi l thu trc thu nh c quy nh ti khon 3 ca iu ny.
B. Trong phm vi Chng IV,
i) iu 4 v 10.1 s p dng i vi vic tc quyn s hu; v
ii) iu 4 s p dng i vi mt tho thun u t hoc chp thun u t.
2. i vi vic p dng iu 10.1 ca Chng IV, khi nh u t cho rng
mt bin php v thu c lin quan ti vic tc quyn s hu th nh u t
c th a tranh chp ra gii quyt bng trng ti theo iu 4.3 ca
Chng IV, vi iu kin l nh u t trc ht a ra cc c quan c
thm quyn v thu ca c hai Bn vn liu bin php v thu c lin
quan n vic tc quyn s hu hay khng. Tuy nhin, nh u t ny
khng th a vn tranh chp ra gii quyt bng trng ti, nu trong vng
chn thng k t ngy vn c a ra, cc c quan c thm quyn v thu
ca c hai Bn xc nh rng bin php v thu khng lin quan ti vic
tc quyn s hu.
3. "Thu trc thu" bao gm cc loi thu nh vo tng thu nhp, vo ton b
vn hay tng b phn ca thu nhp hay ca vn, bao gm thu nh vo li
nhun t vic chuyn nhng ti sn, thu bt ng sn, tha k v qu tng;
thu nh vo tng s tin lng m doanh nghip tr cng nh thu nh
vo gi tr tng thm ca vn.
iu 5: Tham vn
1. Cc Bn ng tin hnh tham vn nh k r sot vic thc hin Hip
nh ny.
2. Cc Bn ng tin hnh tham vn nhanh chng thng qua cc knh thch
hp theo yu cu ca mt trong hai Bn tho lun bt c vn g lin
quan n vic gii thch hoc thc hin Hip nh ny v cc kha cnh lin
quan khc trong quan h gia cc Bn.
3. Cc Bn tho thun thnh lp U ban Hn hp v Pht trin Quan h Kinh
t v Thng mi gia Vit Nam v Hoa K (gi tt l `U ban"). U ban c
cc nhim v sau:
A. theo di v m bo vic thc hin Hip nh ny v a ra cc khuyn
ngh t c cc mc tiu ca Hip nh ny;
B. m bo mt s cn bng tho ng v cc tho nhng trong thi hn
hiu lc ca Hip nh;
C. l knh thch hp cc Bn tin hnh tham vn theo yu cu ca mt Bn
tho lun v gii quyt cc vn pht sinh t vic gii thch hay thc hin
Hip nh ny; v
D. tm kim v xut kh nng nng cao v a dng ho cc quan h kinh t
v thng mi gia hai nc;
4. U ban s c cc ng ch tch l i din ca cc Bn cp B trng, v
cc thnh vin s l i din ca cc c quan hu quan c lin quan n vic
thc hin Hip nh ny. U ban s hp nh k hng nm hoc theo yu cu
ca mt trong hai Bn. a im hp s lun phin gia H Ni v
Washington D.C, tr khi cc Bn c tho thun khc. C cu t chc v quy
ch hot ng ca U ban s do U ban thng qua ti phin hp u tin ca
mnh.
iu 6: Quan h gia Chng IV, Ph lc H, Th trao i v Ph lc G
i vi bt k vn no lin quan ti u t trong cc lnh vc dch v m
khng c quy nh c th trong Ph lc G, cc quy nh ca Ph lc H s
c p dng. Tuy nhin, trong trng hp c xung t gia mt quy nh ti
Chng IV, Ph lc H hoc cc th trao i, v mt quy nh ti Ph lc G,
quy nh ti Ph lc G s c p dng cho xung t . Ph lc H v cc
th trao i s khng c hiu hoc p dng theo cch m c th tc i cc
quyn ca mt Bn c quy nh ti Ph lc G.
iu 7: Ph lc, Bng cam kt v Th trao i
Cc ph lc, Bng cam kt v Th trao i ca Hip nh ny l mt b phn
khng th tch ri ca Hip nh ny.
iu 8: iu khon cui cng, Hiu lc, Thi hn, nh ch v Kt thc
1. Hip nh ny s c hiu lc vo ngy m cc Bn trao i thng bo cho
nhau rng mi Bn hon tt cc th tc php l cn thit a Hip nh
c hiu lc, v c hiu lc trong thi hn ba (03) nm.
2. Hip nh ny c gia hn tip tc ba nm mt, nu khng Bn no gi
thng bo cho Bn kia, t nht 30 ngy trc khi Hip nh ht hiu lc,
nh chm dt Hip nh ny ca mnh.
3. Nu mt trong hai Bn khng c thm quyn php l trong nc thc
hin ngha v ca mnh theo Hip nh ny, th mt trong hai Bn c th nh
ch vic p dng Hip nh ny, hoc bt k b phn no ca Hip nh ny,
k c qui ch ti hu quc, vi s tho thun ca Bn kia. Trong trng hp
, cc Bn s tm cch, mc ti a c th theo php lut trong nc,
gim n mc ti thiu nhng tc ng bt li i vi quan h thng mi
sn c gia cc Bn.
Vi s chng kin y, c s u quyn ca chnh ph mnh nhng ngi
k tn di y k Hip nh ny.
Lm ti Washington, D.C. ngy 13 thng 7 nm 2000, thnh hai bn bng
ting Vit v ting Anh, c hai bn c gi tr ngang nhau.
CC PH LC
PH LC A - VIT NAM
Ngoi l i x quc gia
Cc quy nh ca iu 2, Chng I khng p dng i vi:
1. Thu tiu th c bit nh vo xe c di 12 ch ngi v nguyn liu sn
xut thuc l, iu x g.
2. Ph lc nh vo nhin liu, st thp, phn bn
Cc ngoi l nu ti Ph lc ny (khon 1 v 2) s c loi b trong vng 3
nm k t ngy Hip nh ny c hiu lc.
PH LC B
VIT NAM
Vit Nam
*Ghi ch : Lch trnh loi b ti Ph lc B c tnh t ngy Hip nh ny c hiu lc
Ph lc B1 - Hn ch s lng nhp khu - Sn phm nng nghip
M s HS M t mt hng Lch trnh loi
b
(nm)*

0201

Tht tru, b, ti hoc p lnh 4
0207

Tht...ca gia cm...ti, p lnh, p ng 5

0401

Sa v kem sa, cha c c 4
0402

Sa v kem sa c c 4
0403

Sa tch b, sa ng v kem sa ng... 4
0404

Nc sa, hoc cha c c... 4

0805

Qu c mi (h chanh), ti hoc kh 4

1005 10 90 - - Loi khc (ng) 4
1005 90 00 - Loi khc 4
1103 13 00 - - Ca ng 4
1104 19 00 - Ng 4
1104 23 00 - Ca ng 4
1507

Du u tng ...

1507 90 10 - - Du tinh ch 4
1507 90 90 - - Loi khc 4
1508

Du lc...

1508 90 10 - - Du tinh ch 4
1508 90 90 - - Loi khc 4
1509

Du -liu

1509 90 10 - - Tinh ch 4
1509 90 90 - - Loi khc 4
1510 00

Du khc...ch thu c t -liu...

1510 00 91 - - Du tinh ch 4
1510 00 99 - - Loi khc 4
1511

Du c...

1511 90 90 - - Loi khc 4
1512

Du ht hng dng ...

1512 19 10 - - - Du tinh ch 4
1512 19 90 - - - Loi khc 4
1512 29 10 - - - Du tinh ch 4
1512 29 90 - - - Loi khc 4
1513

Du da ....

1513 19 10 - - - Du tinh ch 4
1513 19 90 - - - Loi khc 4
1513 29 10 - - - Du tinh ch 4
1513 29 90 - - - Loi khc 4
1514

Du ht ci , du ca ci du ...

1514 90 10 - - - Du tinh ch 4
1514 90 90 - - - Loi khc 4
1515

M v du thc vt ng c khc ...

1515 19 00 - - Loi khc 4
1515 29 90 - - - Loi khc 4
1515 30 90 - - Loi khc 4
1515 40 90 - - - Loi khc 4
1515 50 90 - - - Loi khc 4
1515 60 90 - - Loi khc 4
1515 90 12 - - - Loi khc 4
1515 90 99 - - - Loi khc 4
1516

M du ng vt hoc thc vt ...

1516 20 00 - M du thc vt v cc thnh phn ca chng 4
1601

Xc xch v cc sn phm tng t ... 3
1602

Tht ... ch bin hoc bo qun khc 3
1701 11 00 - - ng ma 10
1701 12 00 - - ng c ci 10
1701 91 00 - - C pha thm hng liu hoc cht mu 10
1701 99 10 - - - ng trng 10
1701 99 90 - - - Loi khc 10
2006

Rau qu ... c bo qun bng ng 5
2007

Mt, nc qu ng, mt qu nghin ... 3
2009

Nc qu ...

2009 11 00 - - p ng 5
2009 19 00 - - Loi khc 5
2009 20 00 - Nc bi p 3
2009 30 00 - Nc p t qu h chanh 5
2009 40 00 - Nc da p 5
2009 50 00 - Nc c chua p 5
2009 60 00 - Nc nho p (k c hm nho) 3
2009 70 00 - Nc to p 3
2009 80 00 - Nc p t mi loi qu hoc rau khc 5
2009 90 00 - Nc p hn hp 5
2101

Cht chit sut, tinh cht v cc cht c c t c
ph tan ...

2101 11 10 - - - C ph tan 4
2101 11 90 - - - Loi khc 4
2101 12 00 - - Cc ch phm c thnh phn c bn t c ph 4
2204

Ru vang lm t nho ti ... 5
2205

Ru vermourth v ru vang khc ... 5
2206

ung c men khc ... 5
2207

Cn -ti-lch cha b lm bin tnh ... 5
2208

Cn -ti-lch cha b lm bin tnh ... 5
2309

Ch phm dng lm thc n cho ng vt nui

2309 90 10 - - Thc n cho tm 4
2309 90 90 - - Loi khc 4
Ph lc B1
Hn ch s lng nhp khu - Sn phm cng nghip
2523 10 00 - C-lanh-ke 6
2523 21 00 - - Xi mng trng , hoc cha nhum mu
nhn to
6
2523 29 10 - - Xi mng portland , tr xi mng trng 6
2523 29 20 - - Xi mng portland, tr xi mng trng 6

2707 20 00 - Toluole (toluene) 7

2710 11 00 - - Xng dng cho my bay 7
2710 12 00 - - Xng t 7
2710 19 00 - - Xng du loi khc v cc ch phm xng du 7
2710 20 00 - Diesel cc loi 7
2710 30 00 - Ma dut 7
2710 40 00 - - Cc loi du nh khc v ch phm 7
2710 50 00 - - Cc loi du trung bnh khc v ch phm 7
2710 90 00 - - Xng du v ch phm xng du, loi khc 7

2711 11 00 - - Kh t nhin , ho lng 7
2711 12 00 - - Propane, ho lng 7
2711 13 00 - - Butanes, ho lng 7
2711 14 00 - - Ethylene, propylene, butylene v butadiene,
ho lng
7
1711 19 00 - - Loi khc , ho lng 7

2806 10 00 - Hydrogen Chloride (Axt clohydrc) 3
2807 00 00 Axt sunfuaric; axit sunfuaric bc khi 3
2809 20 10 - - Axit phtphoric v axit polyphtphoric 3
2814 10 00 - Dng khan (amniac) 3
2814 20 00 - - Dng dung dch nc (amniac) 3
2815 11 00 - - Dng rn (xt cottich) 3
2815 12 00 - - Dng dung dch nc (soda kim hoc lng) 3

3105 10 00 - Phn bn ... ng trong bao b khng qu 10 kg 5
3105 20 00 - Phn khong ... cha ba thnh phn nit, pht
pho v kali
5
3105 30 00 - Diamoni dihydrogennothophotpht (pht pht
diamoni)
5
3105 40 00 - Amoni dihydrogenorthophosphate (pht pht
monoamoni)
5
3105 51 00 - - Phn khong ... cha ni-t-rat v pht pht 5
3105 59 00 - - Phn khong ... cha notrogen v pht pht 5
3105 60 00 - Phn khong ... cha hai thnh phn pht pht
v kali
5
3105 90 00 - Loi khc 5

3208 10 20 - - Vc-ni khc , k c sn bng 3
3208 10 40 - Sn lt v sn dng lm nc sn ban u 3
3208 10 50 - - Sn khc , k c sn men c cha cht chng
cn trng
3
3208 10 90 - - Loi khc 3
3208 20 20 - - Vc-ni khc , k c sn bng 3
3208 20 40 - - Sm lt v sn dng lm nc sn ban u 3
cn trng
3
3208 20 90 - - Loi khc 3
3208 90 20 - - Vc-ni khc , k c sn bng 3
3208 90 40 - - Sn lt v sn dng lm nc sn ban u 3
cn trng
3
3208 90 90 - - Loi khc 3
3209 10 20 - - Vc-ni khc , k c sn bng 3
cng trng
3
3209 10 90 - - Loi khc 3
3209 90 20 - - Vc-ni khc , k c sn bng 3
cn trng
3
3209 90 90 - - Loi khc 3
3210 00 20 - Vc ni k c sn bng 3
3210 00 40 - Sn lt v sn dng lm nc sn ban u 3
3210 00 50 - Sn khc , k c sn men c cha cht chng
cn trng
3
3210 00 60 - Loi khc 3
3812 20 00 - Hp cht lm mm do cao su hay plastic 3
3812 30 10 Ch phm chng xi ho v hp cht ... cho cao
su/ nha
3
4011 10 00 - Lp bm hi mi , loi s dng cho t con 4
4011 20 00 - Lp bm hi mi , loi s dng cho xe but ,
xe ti
4
4011 20 90 - Lp bm hi mi , loi s dng cho xe but ,
xe ti
4
4011 40 00 - Loi dng cho m t (motorcycles) 7
4011 50 00 - Loi dng cho xe p 7
4011 91 00 - - - Lp c chiu rng lp 450 mm 7
4011 91 90 - - - Loi khc 7
4011 99 10 - - - C chiu rng lp 450 mm 7
4011 99 90 - - - Loi khc 7
4013 10 10 - - Sm cao su dng cho xe con, xe but, xe ti 7
4013 10 90 - Sm cao su dng cho xe con, xu but, xe ti 7
4013 20 00 - Loi dng cho xe p 7
4013 90 10 - - Sm cao su dng cho my bay 7
4013 90 20 - - Sm cao su , loi dng cho m t
(motorcycles)
7
4013 90 91 - - Sm cao su , loi dng cho lp c chiu rng
lp 450 mm
7
4013 90 99 - - Sm cao su , loi dng cho lp c chiu rng
lp > 450 mm
7
4801 00 00 Giy in bo , dng cun hoa t 5
4802 10 00 - Giy v ba giy , sn xut th cng 5
4802 51 10 - - - Giy in , git vit , photocopy... 5
4802 51 90 - - - Loi khc 5
4802 52 10 - - - Giy in hoc giy vit, photocopy... 5
4802 52 90 - - - Loi khc 5
4802 53 00 - - - Trng lng trn 150g/m2 5
4802 60 10 - - - Giy in , vit , photocopy... 5
4802 60 90 - - - Loi khc 5
4804 11 00 - - Loi cha ty ... 4
4804 19 00 - - Loi khc 4
4804 41 90 - - - Loi khc 4
4804 42 00 - - Loi ty ng lot ton b ... 4
4804 49 00 - - Loi khc 4
4804 51 90 - - - Loi khc 4
4804 52 00 - - Loi ty ... v c t trng trn 95%...

4804 59 00 - - Loi khc 4
4807 90 00 - Loi khc 4
4810 11 10 - - - Giy in , vit c k ... 5
4810 12 10 - - - Giyin , vit c k ... 5
4810 21 10 - - - Giy in , vit c k ... 5
4810 29 10 - - - Giy in , vit c k ... 5
4820 20 00 - V bi tp 5
4823 51 10 - - - Giy vit , in , photocopy... 5
4823 59 10 - - - Giy vit , in, photocopy ... 5
5007 10 00 - Vi dt t t vn 5
5007 20 00 - Vi c t trng t t 85% tr ln 5
5007 90 00 - Vi dt t t v t vn khc 5
6810 19 00 - - - Gch p , lt 3
6904 90 00 - Loi khc 3
6905 90 00 - Loi khc 3
6907 10 00 - Gch lt, gch khi v cc sn phm tng t
...
3
6907 90 00 - Loi khc 3
6908 10 00 - Gch lt, khi v cc sn phm tng t... 3
6908 90 00 - Loi khc 3
6910 10 00 - s v sinh 3
6910 90 00 - s v sinh bng cht liu khc 3

7003 12 90 Thu tinh c v thu tinh cn, dng tm... 6
7003 19 90 Thu tinh c v thu tinh cn, dng tm... 6
7004 20 90 Thu tinh ko v thu tinh thi, dng tm... 6
7004 90 90 Thu tinh ko v thu tinh thi, dng tm... 6
7005 21 90 Thu tinh bt v thu tinh mi ... 6
7005 29 90 Thu tinh bt v thu tinh mi... 6
7016 90 00 Khi lt, tm ... bng thu tinh p ... 6
7209 15 00 - - St thp cn mng, c chiu dy t 3mm tr
ln
6
7209 16 00 - - C chiu dy trn 1mm nhng di 3mm 6
7209 17 00 - - C chiu dy bng t 0,5mm tr ln... 6
7209 18 00 - - C chiu dy di 0,5mm 6
7209 25 00 - - C chiu dy t 3mm tr ln 6
7209 26 00 - - C chiu dy trn 1mm nhng di 3mm 6
7209 27 00 - - C chiu dy bng t 0,5mm tr ln... 6
7209 28 00 - - C chiu dy di 0,5mm 6
7209 90 00 - Loi khc 6
7210 30 10 - - - Loi dy khng qu1,2mm 6
7210 30 90 - - - Loi khc 6
7210 41 10 - - - Loi dy khng qu 1,2mm 6
7210 41 90 - - - Loi khc 6
7210 49 10 - - - Loi dy khng qu 1,2mm 6
7210 49 90 - - - Loi khc 6
7210 50 00 - c trng hoc ph bng oxyt crm... 6
7210 61 10 - - -Loi dy khng qu 1,2 mm 6
7210 61 90 - - - Loi khc 6
7210 69 10 - - - Loi dy khng qu 1,2 mm 6
7210 69 90 - - - Loi khc 6
7210 70 00 - c sn , trng hoc ph bng plastic 6
7210 90 00 - Loi khc 6
7211 13 00 - - c cn 4 mt hoc dng khun hp kn... 6
7211 14 00 - - Loi khc, c chiu dy t 4,75 mm tr ln 6
7211 19 00 - - Loi khc 6
7211 23 00 - - C cha hm lng ccbon di 0,25% 6
7211 29 00 - Loi khc 6
7211 90 00 - Loi khc 6
7213 10 10 - - Mt ct ngang trn, ng knh khng qu 100
mm
6
7213 10 20 - - Mt ct ngang ch nht ... khng qu 20mm 6
7213 20 00 - Loi khc, bng thp , d ct tin 6
7213 91 00 - - C mt ct ngang hnh trn , ng knh di
14 mm
6
7213 99 00 - - Loi khc

7214 10 10 - - C cha hm lng cacbon t 0,6% tr ln 6
7214 10 20 - - Loi khc 6
7214 20 20 - - Loi khc 6
7214 30 10 - - C cha hm lng cacbon t o,6% tr ln 6
7214 30 20 - - Loi khc 6
7214 91 00 - - Mt ct hnh ch nht (tr hnh vung) 6
7214 99 00 - - Loi khc 6
7215 10 90 - - Loi khc 6
7215 50 10 - - C hm lng cacbon tqf 0,6 tr ln 6
7215 50 90 - - Loi khc 6
7215 90 10 - - C hm lng cacbon t 0,6 tr ln 6
7215 90 90 - - Loi khc 6
7216 10 00 - Hnh ch U , I hoc H cha c gia cng qu
mc ...
6
7216 21 00 - - Hnh ch L 6
7216 22 00 - - Hnh ch T 6
7216 31 00 - - - T 80 mm n 140 mm 6
7216 31 90 - - - Loi khc 6
7216 32 10 - - - T 80 mm n 140 mm 6
7216 32 90 - - - Loi khc 6
7216 33 10 - - - T 80 mm n 140 mm 6
7216 33 90 - - - Loi khc 6
7216 40 10 - - Hnh ch L t 80 mm n 140 mm 6
7216 40 90 - - Loi khc 6
7216 50 10 - - Hnh ch C, V c chiu cao t 80 mm n
140 mm
6
7216 50 90 - - Loi khc 6
7216 61 00 - - thu c t cc sn phm cn mng 6
7216 69 00 - - Loi khc 6
7216 91 00 - - c to hnh hoc hon thin ngui... 6
7216 99 00 - - Loi khc 6
7217 10 00 - - Loi khc 6
7217 20 00 - - Loi khc 6
7217 30 00 - - Loi khc 6
7217 90 00 - - Loi khc 6
7303 00 00 Cc loi ng , ng dn ... bng gang 6
7304 31 91 - - Cc loi ng ... bng st (tr gang) hoc thp 6
7305 39 20 - - - Loi khc 6
7306 30 91 - - Cc loi ng ... khc bng st hoc thp... 6
7306 90 91 - - Cc loi ng ... khc bng st hoc thp... 6
7313 00 00 Dy st hoc thp gai , dy ai xon... 6
7314 19 00 - - Li ...st, thp loi khc 6
7314 20 00 - Phn , li v ro c hn mt , ni 6
7314 31 00 - - c trng hoc ph bng km 2
7314 39 00 - - Loi khc 2
7314 41 00 - - c thng hoc ph bng km 2
7314 42 00 - - c ph bng plastic 2
7314 49 99 - - Loi khc 2
7314 50 00 - Li xp bng st hoc thp 2
ex8407

- - ng c cng sut n 30CV 7
ex8407

- - ng c cng sut trn 30CV nhng khng 6
qu 100 CV
ex8408

- - ng c cng sut n 30CV 7
ex8408

- - ng c cng sut trn 30CV nhng khng
qu 100CV
6
8414 51 00 - - Qut bn , qut sn ... khng qu 125W 3
8414 59 00 - - Loi khc 3
8702 10 00 - Xe t ch 10 ngi tr ln k c li xe 5
8702 90 00 - Loi khc 5
8703 10 10 - Xe...i trn tuyt , xe chi gn v xe tng t 5
8703 10 20 - Xe... i trn tuyt , xe chi gn v xe tng t 5
8703 21 10 - - Dung tch xilanh khng qu 1000cc 5
8703 21 20 - - Dung tch xilanh khng qu 1000 cc 5
8703 22 10 - - Dung tch xilanh trn 1000cc nhng khng
qu 1500cc
5
qu 1500 cc
5
qu 3000cc
5
qu 3000cc
5
8703 24 10 - - Dung tch xilanh tr1500cc nhng khng qu
3000cc
5
8703 24 10 - - Dung tch xilanh trn 3000cc 5
qu 2500 cc
5
qu 2500cc
5
8703 90 10 - - - Xe ch ngi , loi khc 5
8703 90 20 - - - Xe ch ngi , loi khc 5
8704 21 00 - - Tng trng lng c ti khng qu 5 tn 5
ex8711

Mt... dung tch xilanh nh hn 175cc 5
8712 00 10 - Xe p... 5
8712 00 20 - Xe p ... 5
8712 00 90 - Xe p ... 5
8714 91 00 - Khung xe v cng xe , cc b phn ca chng 3
8714 92 00 - - Vnh bnh xe v nan hoa bnh xe 3
8714 93 00 - - Moav ... , a v lp xe 3
8714 94 00 - - Phanh ... v ph tng ca chng 3
8714 95 00 - - Yn xe 3
8714 96 00 - - Pan (bn p) , bn p s v ph tng ca
chng
3
8714 99 00 - - Loi khc 3
8901 10 90 - - Tu... vn chuyn ngi ... trng ti t
5000DWT tr
5
8901 20 90 - - Tu ... ch cht lng ... trng ti
5000DWT tr xung
5
8901 30 90 - - Tu ... ng lnh ... trng ti t 5000DWT tr
xung
5
8901 90 90 - - Tu ... vn chuyn hng ... trng ti t
5000DWT tr xung
5
8902 00 10 - Tu nh c ... cng sut chnh t 600 HP tr
xung
5
8902 00 90 - Loi khc 5
Ph lc B2
Hn ch s lng xut khu
M HS M t mt hng Lch trnh loi b
1006 30 00 - Go ... hoc cha chui ht Cha cam kt
1006 40 00 - Tm Cha cam kt
Ph lc B3
Hng ho cm nhp khu
1. Thuc l iu (tr hnh l c nhn theo nh lng).
2. Hng tiu dng qua s dng (tr ti sn di chuyn bao gm hng ho
phc v nhu cu ca cc c nhn c thn phn ngoi giao ca cc nc, cc t
chc quc t v hnh l c nhn theo nh lng).
3. t c tay li nghch (k c dng tho ri v dng chuyn i tay li
trc khi nhp vo Vit Nam). Ring i vi cc phng tin t hnh chuyn
dng c tay li nghch hot ng phm vi hp nh: xe cn xu, my o
knh rnh, xe ch rc, xe qut ng, xe thi cng mt ng, xe ch khch
sn bay, xe nng hng trong kho cng... c php nhp khi c nhu cu v do
B trng B thng mi gii quyt.
4. Ph tng qua s dng ca cc loi t, xe hai bnh v ba bnh gn my ,
k c khung gm c gn ng c t cc loi qua s dng.
5. ng c t trong qua s dng c cng sut di 30CV.
6. Xe hai bnh v ba bnh gn my c dung tch xi lanh t 175cc tr ln.
Trng hp nhp khu cho nhu cu quc phng, an ninh v th thao chuyn
nghip phi c Th tng Chnh ph chp nhn .
7. Cc mt hng khc ph hp vi phm vi iu chnh ca mt trong cc
ngoi l quy nh ti Chng I hoc Chng VII ca Hip nh ny .
Ph lc B4
Hng ho cm nhp khu
1. G trn, g x v g bc v than t g hoc t ci ; sn phm g , lm sn
v bn sn phm thuc din cm xut khu the quy nh ti Quyt nh s
65/1998/Q-TTg ngy 24/3/1998 ca Th tng Chnh ph Vit Nam .
2. Cc mt hng khc ph hp vi phm vi iu chnh ca mt trong cc
ngoi l quy nh ti Chng I hoc Chng VII ca Hip nh ny .
PH LC C - VIT NAM
Ghi ch : U= Cha cam kt
* Lch trnh loi b ti Ph lc C c tnh t ngy Hip nh ny c hiu lc
Ph lc C1
Hng ho nhp khu thuc din iu chnh ca cc quy nh v
thng mi Nh nc v lch trnh loi b

M s HS M t mt hng Lch trnh loi b
(nm)*
2710 11 00 - - Xng dng cho my bay U
2710 12 00 - - Xng trng (dng sn xut sn) U
2710 19 00 - - Xng du loi khc v cc ch phm xng du U
2710 20 00 - Diesel cc loi U
2710 30 00 - Mazut U
2710 40 00 - Du nh U
2710 50 00 - Du trung bnh U
2710 60 00 - Naphtha U
2710 70 00 - Condensate U
2710 90 00 - Loi khc U
3102

Phn khong hoc phn ho hc c cha ni t 5
3103

Phn khong hoc phn ho hc, c cha pht
pht
5
3104

Phn khong hoc phn ho hc, cha kali 5
3105

Phn khong hoc phn ho hc loi khc 5
3601

Bt phng U
3602

Thuc n iu ch , tr cc loi bt phng U
3603

Ngi an ton ; ngi n ; kp n ; b phn nh
la ...
U
3706

Phim dng trong in nh ..., trng , hoc
cha lng ting
U
4901

Cc loi sch in , sch gp , sch mng... U
4902

Bo , tp ch ngy v nh k ... U
4903

Cc loi sch, tranh nh ... cho tr em U
4907

Cc loi tem th .. tem thu , mu sc, giy bc
...
U
4909

Bu thip in hoc bu nh , cc loi thip .... U
4910

Cc loi lch in , k c bloc lch U
4911

Cc n phm khc, k c tranh v nh in U
8442

My ... c ch , lm bn in ... U
8443

My in , k c cc loi my in phun... U
8524

a ht , bng v cc loi a , bng khc ... U
8525

Thit b truyn pht ... U
8526

Thit b ra a , cc thit b tr gip hng hi U
ex8529 10 00 + ng ten v tinh , loi ch dng cho i pht
thanh truyn hnh ...
U
ex8529 90 00 + Loi ch dng c cho cc thit b thuc
nhm 8525 v 8526
U
9704

Tem bu in hoc tem thu , du thay tem bu
in
U
Ph lc C2
Hng ho xut khu thuc din iu chnh ca cc quy nh v
thng mi Nh nc v lch trnh loi b.
*
1006 30 00 - Go xt ton b hoc s b , hoc cha ngui U
1006 40 00 - Tm U
2709 00 10 - Du th (du m) U
2709 00 90 - Loi khc U
2711 21 00 - - Kh t nhin U
2711 29 00 - - Loi khc U
7102

Kim cng U
7103

qu U
7104

qu tng hp U
7105

Bui v bt qu U
7106

Bc U
7108

Vng U
PH LC D - VIT NAM
Lch trnh loi b hn ch v
Quyn kinh doanh nhp khu v quyn phn phi
Sn phm nng nghip
Ghi ch :
0* = Khng c lch trnh loi b
U = Cha cam kt
* Trong Ph lc D1 , lch trnh loi b i vi Quyn Kinh doanh nhp khu c tnh t ngy cc cng
ty lin doanh bt u c cho php theo iu 2.7.D , Chng I ca Hip nh ny .
** Trong Ph lc D1 , lch trnh loi b i vi vi Quyn Phn phi c tnh t ngy cc cng ty lin
doanh bt u c php theo Ph lc G , mc IV (Dch v Phn phi) ca Hip nh ny .
M s M t mt hng Lch trnh loi
b*- Quyn
Kinh doanh
nhp khu
(nm)
Lch trnh loi
b*- Quyn
Phn phi
(nm)
0102 Tru , b sng U U
0103 Ln sng U U
0105 Gia cm sng (<= 185g) U U
0106 ng vt sng khc U U
0201 Tht tru , b ti hoc p lnh 5 5
0202 Tht tru , b p ng 3 5
0203 Tht ln ti , p lnh hoc p ng 3 5
0206 B phn ni tng ca tru , b..., ti , p
lnh , p
3 5
0207 Tht v cc b phn ni tng ca gia cm ... 5 5
0209 M ln ... m gia cm ... ti , p lnh ,
p ng
3 5
0210 Tht v cc b phn ni tng , mui... sy
kh , hun khi
3 5
0401 Sa v kem sa , cha c c, cha pha
thm ng...
3 5
0402 Sa v kem sa c c hoc pha thm
ng ...
5 5
0403 Sa tch b , sa ng , sa chua... 5 5
0404 Nc sa , c c hoc pha thm ng
...
3 5
0805 Qu c mi (h chanh) , ti hoc kh 5 5
1005 Ng 3 5
1006 La go U U
1101 Bt m hoc bt meslin 5 U
1507 Du u tng ... hoc cha tinh ch ... 3 5
1508 Du lc ... hoc cha tinh ch... 5 5
1511 Du c ... hoc cha tinh ch... 3 5
1513 Du da ... hoc cha tinh ch... 5 5
1601 Xc xch v cc sn phm tng t lm t
tht ...
3 5
1602 Tht ch bin hoc bo qun khc... 3 5
1701 ng ma hoc ng c ci... 6 U
2006 Rau , qu ... c bo qun bng ng ... 5 5
2007 Mt , nc qu ng , mt qu nghin ... 3 5
2009 Nc qu p (k c hm nho) v nc rau p
...
5 5
2101 Cht chit sut ... t c ph , ch... 3 5
2203 Bia sn xut t ht ng cc ny mm
(malt)
5 U
2204 Ru vang ... 5 U
2205 Ru vermourth v ru vang khc ... 5 U
2206 ung c men khc ... 5 U
2207 Cn -ti-lch cha b lm bin tnh ...> 80% 5 U
2208 Cn -ti-lch cha b lm bin tnh ...<80% 5 U
2302 Cm ... v ph liu khc dng vin ... 0* 5
2303 Ph liu t qu trnh sn xut tinh bt ... b
p ...
0* 3
2309 Ph phm dng lm thc n cho ng vt
nui
4 5
2401 Thuc l l cha ch bin ; ph liu thuc l
l
U U
2402 X g , x g xn hai u , x g nh v thuc
l iu ...
U U
2403 Thuc l l ch bin v cc cht thay th
...
U U
Ph lc D1
Lch trnh loi b hn ch v
Quyn kinh doanh nhp khu v quyn phn phi
Sn phm Cng nghip
Ghi ch :
0 = Khng c lch trnh loi b
U = Cha cam kt
C = Theo iu chnh ca Ph lc C v Thng mi Nh nc
G = Theo cc cam kt v dch v ti phn dch v nghe nhn , Ph lc G
* Trong ph lc D1 , lch trnh loi b i vi Quyn Kinh doanh nhp khu c tnh t ngy cc cng
ty lin doanh bt u c cho php theo iu 2.7.D , Chng I ca Hip nh ny.
** Trong ph lc D1 , lch trnh loi b i vi Quyn phn phi c tnh t ngy cc cng ty lin
doanh bt u c cho php theo Ph lc G , mc IV (Dch v Phn phi) ca Hip nh ny
M s M t mt hng Lch trnh loi
b*- Quyn
Kinh doanh
nhp khu
(nm)
Lch trnh loi
b **- Quyn
Phn phi
(nm)
2523 Xi mng ...clinkers 5 7
2709 Du m v cc loi du ... dng th 5 U
2710 Sn phm xng du 7 U
2711 Kh t t du m v cc loi kh
hydrocacbon khc
6 U
2802 Lu hunh thng hoa hoc kt ta ...
dng keo ...
3 5
2804 Hy--r (hydro) , kh him v cc phi
kim loi khc
2 5
2805 Kim loi kim ... kim loi t him...
thu ngn
2 5
2806 A xt clohydric; a xt closunfuaric 5 5
2807 A xt sunfuaric ; a xt sunfuaric bc khi 5 5
2808 A xt nitric ; a xt sunfuanitric 5 5
2809 Penta -xt diphotpho; a xt pht pho
rch...
3 5
2810 -xt boric; a xt boric 3 5
2813 Sunphua ca phi kim loi ; trisunphua
pht-pho...
3 5
2814 A-m-ni-c , dng khan hoc dang dung
dch nc
3 5
2815 Hydroxit natri (xt cottich)... 3 5
2817 xt km v peroxit km 3 5
2818 Corundum nhn to ... xt nhm; 3 5
hydroxit nhm ...
2819 xt v hydroxit crm 3 5
2820 xt mng gan 3 5
2821 xt v hydroxit st... 3 5
2823 xt ti gan 3 5
2824 xt ch; ch v ch da cam 3 0
2829 Clorat v peclorat ; bromat v pebromat... 3 0
2830 Sun phua v polysunphua 3 5
2833 Sunpht ; phn ; peroxosunphat
(pesunphat)
3 5
2834 Ni trt ; ni trt 3 5
2835 Pht phi nt (hydrophotphit), pht pho
nt (pht pht)...
3 5
2836 Cc-bo-nt ; peroxocacbonat
(pecacbonat)...
3 5
2840 Borat, peroxoborat (peborat) 3 5
2843 Kim loi qy dng keo ... 3 5
2847 Peroxit hydro... 3 5
2907 Phenol; ru phenol 3 5
2909 Ete, ru ete, phenol ete 5 5
2910 Epoxit , ru epoxy , phenol epoxy , ete
epoxy...
5 5
2912 Andehyt, c hoc khng c chc xi
khc ...
5 5
2914 Xeton v quinon , c hoc khng c chc
xi khc ...
3 5
2915 A xt monocacboxylic no mch thng... 3 5
2916 A xt monoccboxylic mch thng , cha
no...
3 5
2917 A xt polycacboxylic, cc anhydric,
halogenua...
3 5
2918 A xt cacboxylic c thm chc xi ... 3 5
2935 Sunphonamic 3 5
2936 Tin vitamine v vitamine cc loi ... 3 U
2937 Hoc mn ... cc loi, t nhin hoc iu
ch ...
3 U
2938 Glycosid t nhin hoc iu ch ... 3 U
2939 Alcaloid thc vt, t nhin hoc ti to... 3 U
2940 ng tinh khit v mt ho hc ... 3 U
2941 Khng sinh cc loi 3 U
2942 Hp cht hu c khc 3 U
3003 Dc phm ... cha c ng gi ...
bn l
6 U
3004 Dc phm ... c ng gi ...
bn l
6 U
3006 Cc mt hng dc phm... 6 U
3102 Phn khong hoc phn ho hc c cha
ni t
5 U
3103 Phn khong hoc phn ho hc , c
cha pht pht
5 U
3104 Phn khong hoc phn ho hc , cha
ka li
5 U
3105 Phn khong ,,, cha hai hoc ba thnh
phn...
5 U
3208 Sn , vc ni ... 3 3
3209 Sn , vc ni ... 3 3
3210 Sn , vc ni khc ... 3 3
3403 Cc ch phm bi trn ... chng mi
mn...
3 5
3601 Bt phng C U
3602 Thuc n iu ch , tr cc loi bt
phng
C U
3603 Ngi an ton; ngi n , n xo hoc kp
n...
C U
3604 Php hoa , php hiu ...pho hiu sng
m...
0 U
3706 Phim dng trong in nh phi sng...
trng ...
C G
3808 Thuc tr su... dit nm... dit c... 5 U
3812 Cc hp cht lm ho do...plactic... 5 5
3819 Cht lng dng trong b hm thu lc 3 5
3901 Polyme t etylen , dng nguyn sinh 0 4
3902 Polyme t propylen... 0 4
3903 Polyme t styren , dng nguyn sinh 0 4
3904 Polyme t cloruavinvl... 0 4
3905 Polyme t axetat vinvl... 0 4
3906 Polyme acrylic , dng nguyn sinh 0 4
3907 Polyaxeton, polyete khc ... 0 4
3908 Polyamit , dng nguyn sinh 0 4
3909 Nha amino , nha phenolic v
polyurethan...
0 4
3910 Silicon, dng nguyn sinh 0 4
3911 Nha t du m , nha cumaron-inen... 0 4
3912 Xenlulo v cc cht dn xut ho hc ca
n...
0 4
3913 Polyme t nhin ... dng nguyn sinh 0 4
4011 10 00 - Lp s dng cho t con 5 5
4011 20 10 - - Lp xe but , xe ti c chiu rng 450
mmm
5 5
4011 40 00 - Lp dng cho mt (motorcycles) 5 5
4013 10 10 - - Sm t... cho lp c chiu rng 450
mm
2 3
4013 90 20 - - Sm dng cho m t (motorcyles) 2 3
4801

Giy in bo , dng cun hoc t 5 7
4802

Giy v ba giy khng trng , dng in
, vit ...
5 7
4804

Giy v ba kraft khng trng ... 5 7
4807

Giy v ba hn hp ... 5 7
4810

Giy v ba trng ... 5 7
4820

Quyn s ng k , s sch k ton, v
bi tp ...
0 7
4823

Giy ba , giy n xenlulo v giy n
mng...
5 7
4901

Cc loi sch in ... v n phm tng t C U
4902

Bo , tp ch ngy v nh k ... C U
4903

Cc loi sch... cho tr em C U
4907

Cc loi tem sng, tem thu, giy bc
(tin giy)...
C U
4909

Bu thip in hoc bu nh ... C U
4910

Cc loi lch in , k c bloc lch C U
4911

Cc n phm khc , k c tranh v nh in C U
5007

Vi dt t si t hoc si ko t ph liu
t
5

5111

Vi dt thoi t si xe lng cu... 5 5
5112

Vi dt thoi t si xe lng cu chi
sng
5 5
5208

Vi dt thoi t si bng... 5 5
5209

Vi dt thoi t bng... 5 5
5210

Vi dt thoi t si bng... 5 5
5211

Vi dt thoi t si bng ... 5 5
5212

Vi dt thoi khc t si bng 5 5
6001

Vi... c dt kim , an hoc mc... 5 5
6002

Vi dt kim, an hoc mc khc 5 5
6810

Cc sn phm bng xi mng ... hoc
nhn to ...
5 5
6908

Cc loi tm lt ng .... gch p lt... 5 5
6910

Bn ra , chu git , b chu git , bn
tm ...
5 5
7004

Thu tinh ko v thu tinh thi , dng 5 7
tm ...
7005

Thu tinh bt v thu tinh mi ...
dng tm ...
5 7
7016

Khi lt , tm , gch , tm vung... bng
thu tinh ...
5 7
7208

Cc sn phm st hoc thp... cn nng,
cha ph...
5 5
7209

Cc sn phm st hoc thp ...cn mng ,
cha ph...
5 5
7210

Cc sn phm st , thp ...cn mng ,
ph...
5 5
7211

Cc sn phm st , thp ... cn mng...
khng ph ...
5 5
7212

Cc sn phm st , thp ... cn mng...
ph...
5 5
7213

St , thp khng hp kim dng que v
thanh xon...
5 5
7214

thanh khc ...
5 5
7215

thanh khc
5 5
7216

St , thp khng hp kim dng gc ,
khun , hnh
5 5
7217

Dy st hoc thp khng hp kim 5 5
7303

Cc loi ng , ng dn , thanh dng rng
bng gang
5 5
7304

Cc loi ng ... khng c ni , bng st...
hoc thp
5 5
7305

Cc loi ng , ng dn khc bng st
hoc thp ...
5 5
7306

Cc loi ng , ng dn , thanh dng hnh
rng khc ...
5 5
7604

Nhm dng thi , thanh v hnh 3 4
7614

Dy bn, cp... nhm cha cch in 3 4
8407

ng c pt-tng... 4 5
8408

ng c... khi ng bng sc nn, ng
c diesel ...
4 5
8409

Cc b phn ... dng cho cc loi ng c
...
3 5
8414

Bm khng kh ... my nn kh ... qut... 3 5
8415

My iu ho khng kh ... 3 5
8418

My lm lnh , my lm v thit b
lm lnh ....
3 5
8420

Cc loi my cn hay my p .... 4 5
8421

My ly tm , k c my lm kh bng ly
tm ...
0 2
8424 81 00 - Dng c phun dng trong nng nghip ,
lm vn
0 2
8426

Cn cu ca tu; cn trc... v c xe lp
cn cu
0 5
8427

Cn trc nng xp , cc loi xe cng
xng khc ...
0 5
8428

My nng , h , xp d hng ... 0 5
8429

My i... my xc..., my o..., xe ln
ng ...
4 5
8430

Cc loi my i, nghin ,san , cp , o,
m , nn ...
5 5
8431

Cc b phn... cho cc loi my thuc
8425 n 8430
5 5
8432

My nng nghip , lm vn , lm
nghip...
5 7
8433

My thu hoch hoc my p ... 5 7
8435

My p, my nghin.. dng trong sn
xut ... ung...
4 7
8436

Cc loi my khc dng trong nng
nghip...
5 7
8437

My lm sch, phn loi hoc xp loi
ht...
5 7
8438

My ch bin cng nghip hoc sn xut
thc phm ...
5 7
8442

My...c ch, lm bn in... C U
8443

Myi in, k c cc loi my in phun ... C U
8444

My dng ko si... hoc my ct x
si nhn to
3 5
8445

My...dng trong sn xut si dt ... 3 5
8446

My dt 3 5
8447

My dt kim , my khu nh , my to
si cun...
3 5
8448

My ph tr ... (ngnh si) 3 5
8451

My git, lm sch, vt, sy kh , l
hi...(ngnh dt)
3 5
8452

My may... 3 5
8453

My... thuc da hoc sn xut ...giy
dp...
3 5
8455

My cn kim loi v trc cn ca n 5 5
8458

My tin kim loi (k c loi tm xoay) 5 5
8459

My cng c ... 5 5
8460

My cng c... hon thin kim loi... 5 5
8461

My cng c bo, gt, ren kha, doa... 5 5
8462

My cng c... dng gia cng kim loi
...
5 5
8466

Cc phn v cc b phn ph tr ,,, my
mc... cng c
5 5
8468

My mc hay b phn hn ... 5 5
8469

My ch ...my son tho vn bn 5 7
8470

My tnh... 5 7
8471

My x l d liu t ng... 3 7
8472

My mc vn phng khc... 5 5
8473

Ph tng v cc b phn ph tr... 3 7
8476

My bn hng t ng... k c my i
tin
5 5
8477

My dng gia cng cao su hoc
plastic...
4 5
8501

ng c in v my pht in (tr t
my pht in)
5 5
8502

T my pht in v my nn dng dng
ng
5 5
8504

Bin th in ... 5 7
8506

Pin cc loi 4 7
8507

c qui in ... 5 7
8516

Dng c in... dng c nhit in....
dng cho gia nh
5 5
8517

Thit b in dng cho in thoi hoc
in bo....
0 5
8519

My ht, my chy bng, ct-st... 5 7
8520

My ghi bng t v cc loi my ghi m
khc...
5 7
8521

My thu v pht video... 5 7
8524

a ht, bng v cc loi a, bng khc
ghi...
C U
8525

Thit b...pht thanh v tuyn , hoc
truyn hnh...
C U
8526

Thit b ra da, cc thit b tr gip hng
hi...
C U
8527

My thu dng cho in thoi v tuyn,
in bo....
0 7
8528

My thu hnh ... 5 7
8529

Cc b phn dng cho my nhm 8525
n 8528
U U
8535

Thit b in chuyn mch hay bo v
mch in ...
5 5
8536

Thit b in ngt mch hay bo v
mch in ...
3 5
8537

Bng...iu khin hoc phn phi in... 5 5
8540

n in t v ng in t... 3 3
8542

Mch in t tch hp v vi linh kin
in t
0 5
8544

Dy, cp ... cch in... cp si quang... 5 5
8701

My ko (tr my ko thuc nhm 8709) 6 7
8702

Xe t ch 10 ngi tr ln k c li xe 6 7
8703

Xe t... ch yu ch ngi 6 7
8704

Xe c ng c dng vn ti hng ho 6 7
8705

Xe chuyn dng ... 6 7
8706

Khung gm lp ng c... 6 7
8707

Thn xe (k c ca-bin)... 3 7
8708

Ph tng...xe c ng c... 5 7
8709

Xe ti, loi t hnh ... dng trong nh
my, kho tng...
5 7
8711

M t (k c mopeds) v xe p... 5 7
8714

Ph tng ca xe thuc cc nhm t 8711
n 8713
5 7
8716

R-moc... 5 5
9001

Si quang hc v b si quang ... cp si
quang...
5 5
9704

Tem bu in hoc tem thu... C U
Ph lc D2
Lch trnh loi b hn ch v quyn kinh doanh xut khu
Ghi ch :
U = Cha cam kt
* Trong Ph lc D2 , lch trnh loi b i vi quyn kinh doanh xut khu c tnh t ngy cc cng
ty lin doanh bt u c cho php theo khon 7(D) , iu 2 , Chng I ca Hip nh ny
(Nm)
0901

C ph, rang hoc cha rang ... cht thay th c ph 7
1006

La go U
2502

Pi-rt st cha nung 5
2509

phn 5
2511

Sun-pht bari t nhin , cc-bo-nt b-ri t nhin 5
2519

Ma-gi cc-bo-nt t nhin... 5
2524

A-mi-ng 5
2525

Mi ca , k c mi ca tch lp ; ph liu mi ca 5
2526

Qung steatite t nhin ...; talc 5
2527

Qung cryolite t nhin; qung chiolite t nhin 5
2528

Qung bo-rt t nhin ... a xt bo-rc t nhin ... 5
2529

Felspar ; l-xt; n-ph-lin...; fluorpar 5
2530

Cht khong cha c chi tit hoc ghi ni khc 5
2601

Qung st v qung st c lm giu... 5
2602

Qung mng- gan ... qung mng-gan c lm giu ... 5
2603

Qung ng v qung ng c lm giu 5
2604

Qung ni-ken v qung ni-ken c lm giu 5
2605

Qung c-ban v qung c-ban c lm giu 5
2606

Qung nhm v qung nhm c lm giu 5
2607

Qung ch v qung ch c lm giu 5
2608

Qung km v qung km c lm giu 5
2609

Qung thic v qung thic c lm giu 5
2610

Qung crom v qung crom c lm giu 5
2611

Qung vn-ph- ram v... c lm giu 5
2612

Qung u-ran hoc thori... 5
2613

Qung molipden v qung molipden c lm giu 5
2614

Qung tiatn v qung ti tan c lm giu 5
2615

Qung niobi , tantali , vanadi hay zinconi ... 5
2616

Qung kim loi qu ... 7
2617

Cc qung khc v cc qung c lm giu 5
2618

Xi ht nh (xi ct) t cng nghip luyn thp hoc st 3
2701

Than ; than bnh, than qu bng... 3
2707

Du v cc sn phm khc t chng ct hc n... 5
2708

Nha chng... v than cc nha chng... 5
2709

Du m ... dng th U
2711

Kh t t du m v cc loi kh hydrocacbon khc U
2712

Du la ng... sp pa-ra-phin... v sn phm tng t 3
2713

Cc du m, bi-tum du m v cc ph thi khc... 5
2714

Bi-tum v nha ng , dng t nhin... 5
2715

Hn hp nha bi-tum... 5
2716

Nng lng in 7
4001

Cao su thin nhin ... 7
4002

Cao su tng hp ... 7
7102

Kim cng hoc cha gia cng ... U
7103

qu ... bn qu, hoc cha c gia cng... U
7104

qu hoc bn qu tng hp hoc ti to... U
7105

Bi v bt ca qu hoc bn qu t nhin... U
7106

Bc... cha gia cng ... U
7108

Vng (k c vng m bch kim) cha gia cng... U
PH LC E
VIT NAM
Thu nhp khu nng nghip
Ghi ch : * cc mc thu sut p dng sau 6 nm t khi Hip nh c hiu lc
M s theo Biu thu
nhp khu ca Vit
Nam nm 1999
M t nhm mt hng Thu sut
MFN ca Vit
Nam nm
1999
Thu sut cam
kt thc hin
sau 3 nm k
t khi Hip
nh c hiu
lc
Nhm Phn nhm (%) (%)
0204

Chng 2
Tht cu hoc d , ti , p lnh hoc p
ng

0204 10 00 - Tht cu non, c con, na con b dc khng
u, ti hoc p lnh
- Tht cu khc ti hoc p lnh :
20 10
0204 21 00 - - Tht c con v na con b dc 20 10
0204 22 00 - - Tht pha c xng khc 20 10
0204 23 00 - - Tht lc 20 10
0204 30 00 - Tht cu non, c con , na con b dc khng
u , p ng
20 10

- Tht cu loi khc , p ng:

0204 41 00 - - Tht c con v na con b dc 21 10
0204 42 00 - - Tht pha c xng khc 20 10
0204 43 00 - - Tht lc xng 20 10
0204 50 00 - Tht d 20 10
0206

B phn ni tng ca : ln, tru, b , cu, la ,
la ti , p lnh hoc p ng dng lm
thc phm

0206 10 00 - Ca tru, b ti hoc p lnh 20 15

- Ca tru, b , p ng:

0206 21 00 - - Li 20 15
0206 22 00 - - Gan 20 15
0206 29 00 - - B phn khc 20 15
0206 30 00 - Ca ln, ti hoc p lnh 20 15

- Ca ln , p ng :

0206 41 00 - - Gan 20 15
0206 49 00 - - B phn khc 20 15
0206 80 00 - Ca loi ng vt khc , ti hoc p lnh 20 10
0206 90 00 - Ca loi ng vt khc , p ng 20 10
0207

Tht v cc b phn ni tng ca gia cm
thuc nhm 0105 , ti , p lnh hoc p
ng dng lm thc phm

- Ca vt , ngng hay g Nht bn:

0207 34 00 - - Gan bo, ti hoc p lnh 20 15
0207 35 00 - - Loi khc, ti hoc p lnh 20 25
0207 36 00 - - Loi khc , p ng 20 15

0208

Tht khc v cc b phn ni tng khc ti,
p lnh hoc p ng dng lm thc phm

0208 10 00 - Ca th 20 10
0208 20 00 - i ch 20 10
0208 90 00 - Loi khc 20 10

Chng 4

0406

Pho mt v sa ng

0406 10

- Pho mt ti (k c pho mt t vng sa),
cha ln men v sa ng dng lm pho mt :

0406 10 10 - - Pho mt ti (k c pho mt t vng sa),
cha ln men
30 10
0406 10 20 - - Sa ng dng lm pho mt 15 10
0406 20 00 - Pho mt mi bt hoc pho mt lm thnh bt
cc loi
30 10
0406 30 00 - Pho mt ch bin cha mi bt hoc cha
lm thnh bt cc loi
30 10
0406 40 00 - Pho mt vn xanh 30 10
0406 90 00 - Loi khc 30 10

0409 00 00 Mt ong thin nhin 20 10
0410

Thc phm gc ng vt cha c chi tit
hoc ghi ni khc

0410 00 10 - T chim 20 5
0410 00 90 - Loi khc 20 5

Chng 7

0701

Khoai tay , ti hoc p lnh

0701 90 00 -Loi khc 30 20
0702 00 00 C chua , ti hoc p lnh 30 20
0703

Hnh , hnh tm , ti , ti ty , cc loi rau h
hnh ti khc, ti hoc p lnh

0703 10 00 - Hnh, cc loi hnh tm 30 20
0703 20 00 - Ti 30 20
0703 90 00 - Ti ty v cc loi rau h hnh ti 30 20

0704

Bp ci, hoa l, xu ho , ci xon v cc loi
rau n tng t, ti hoc p lnh.

0704 10 00 - Hoa l v hoa l km chu rt 30 20
0704 20 00 - Ci Brussels 30 20
0704 90 00 - Loi khc 30 20
0705

Rau dip v rau dip xon, ti hoc p lnh

- Rau dip :

0705 11 00 - - Rau dip cun 30 20
0705 19 00 - - Loi khc 30 20

- Ru dip xon :

0705 21 00 - - Rau dip xon r c 30 20
0705 29 00 - - Loi khc 30 20
0706

C rt , c ci du , c ci ng non lm
rau trn (sa-lt) , cn c, c ci ri v cc loi
c r n c tng t ti hoc p lnh

0706 10 00 - C rt v c ci 30 20
0706 90 00 - Loi khc 30 20

0707 00 00 Da chut v da chut ri, ti hoc p lnh 30 20
0709

Rau khc, ti hoc p lnh

0709 10 00 - Cy A-ti-s 30 15
0709 20 00 - Mng ty 30 15
0709 30 00 - C tm 30 20
0709 40 00 - Cn ty , tr loi cn c 30 15

- Nm v nm cc :

0709 51 00 - - Nm 30 20
0709 52 00 - - Nm cc 30 20
0709 60

- Qu dng Capsicum v Rimenta

0709 60 10 - - t qu 30 20
0709 60 90 - - Loi khc 30 20
0709 70 00 - Rau Bi-na, rau Bi-na New Zenland, rau Bi-
na trng trong vn khc
30 20
0709 90 00 - Loi khc 30 20
0710

Rau cc loi ( hoc cha hp chn hoc luc
chn), p ng

0710 10 00 - Khoai ty 30 20
0710 30 00 - Rau Bi na , ra Bi na New Zealand hoc rau
Bi na trng trong vn
30 15
0711

Rau cc loi bo qun tm thi (v d: bng
hi xt lu hunh, ngm mui, ngm nc
lu hunh hoc ngm trong dung dch bo
qun khc), nhng khng n ngay

0711 20 00 - -liu 30 15
0711 30 00 - N bch hoa 30 15

Chng 8

0806

Nho, ti hoc kh

0806 10 00 - Ti 40 25
0806 20 00 - Kh 40 25
0808

To ty, l v qu mc qua, ti

0808 10 00 - To 40 25
0808 20 00 - L v qu mc 40 25
0810

Qu khc, ti

0810 10 00 - Du ty 40 15
0810 20 00 - Qu mm xi, du tm v nhn du 40 15
0810 30 00 - Qu l gai, qu l chua , en , trng, 40 15
0810 40 00 - Qu man vit qut, qu vit qut, cc loi
qu thuc h vaccinium
40 15
0810 50 00 - Qu ki-uy (kiwi) 40 15

Chng 10

1002 00 00 La mch en 3 3
1003 00 00 La mch 3 3
1004 00 00 Yn mch 3 3
1007 00 00 La min 10 5
1008

Kiu mch , k , ht cy thc chim (canary
seed), cc loi ng cc khc

1008 10 00 Kiu mch 10 5
1008 20 00 K 10 5
1008 90 00 Ng cc khc 10 5

Chng 11

1101 00

Bt m hoc bt meslin

1101 00 10 - Bt m 20 20
1102

Bt ng cc, tr bt m hoc bt meslin

1102 10 00 - Bt la mch en 20 15
1102 20 00 - Bt ng 20 15
1102 90 00 - Bt ng cc khc 20 15
1103

Ng cc dng v mnh , dng bt th hoc bt
vin

- Dng v mnh, bt th:

1103 13 00 - Ca ng 10 10
1104

Ng cc c ch bin theo cch khc (v d :

xt v , nghin v mnh , nghin vn, lt ,
nghin th) , tr go thuc nhm 1006; mm
ng cc cn nguyn xay, v mnh hoc tn

- Ng cc ch bin cch khc (v d: xt
v, nghin vn, lt hoc nghin th:

1104 23 00 - - Ng 10 10

Chng 12

1201 00 00 u tng ht hoc mnh 10 5
1202

Lc v hoc lc nhn cha rang , hoc cha
ch bin cch khc , hoc cha v mnh

1202 10 00 - Lc v 10 10
1202 20 00 - Lc nhn, hoc cha v mnh 10 10
1203 00 00 Ci da 10 10
1206 00 00 Ht hng dng, hoc cha v mnh 30 10
1207

Qu v ht c du khc , hoc cha v
mnh

1207 20 00 - Ht bng 10 5

Chng 15

1507

Du u tng v cc thnh phn ca du u
tng , hoc cha tinh ch nhng khng
thay i thnh phn ho hc.

1507 90

- Loi khc:

1507 90 10 - - Du tinh ch 40 30
1508

Du lc v cc thnh phn ca du lc hoc
cha tinh ch nhng khng thay i thnh
phn ho hc

1508 90

- Loi khc

1508 90 10 - - Du tinh ch 40 30
1509

Du -liu v cc thnh phn ca du -liu,
hoc cha tinh ch nhng khng thay i
thnh phn ho hc

1509 10 00 - Nguyn cht 5 5
1509 90

- Loi khc

1509 90 10 - - Tinh ch 40 30
1510

Du khc v cc thnh phn ca chng ch thu
c t -liu , hoc cha ch bin nhng
cha thay i thnh phn ho hc, k c h
hp ca cc loi du ny hoc cc thnh phn
ca cc loi du ny vi du hoc thnh phn
ca du thuc nhm 1519

1510 00 10 - Du th 5 5

- Loi khc

1510 00 91 - - Du tinh ch 40 30
1511

Du c v cc thnh phn ca du c, hoc
cha ch bin nhng cha thay i thnh phn
ho hc

1511 10

- Du th:

1511 10 10 - Du c 5 5
1511 10 90 - Loi khc 5 5
1511 90

- Loi khc

1511 90 90 - - Loi khc 40 30
1512

Du ht hng dng, du cy rum, du ht
bng v cc thnh phn ca chng, hoc
cha tinh ch nhng cha thay i thnh phn
ho hc

- Du ht hng dng , du cy rum v cc
thnh phn ca chng

1512 11 00 - - Du th 5 5
1512 19

- Loi khc :

1512 19 10 - - Du tinh ch 40 30
1513

Du da, du c hoc du ba-ba-su v cc
thnh phn ca chng hoc cha tinh ch
nhng cha thay i thnh phn ho hc

- Du da v cc thnh phn ca du da:

1513 19

- Loi khc

1513 19 10 - - - Du tinh ch 40 30
1514

Du ht ci , du ca ci du, du m tt v
cc thnh phn ca chng hoc cha tinh
ch nhng cha thay i thnh phn ho hc

1514 10 00 - Du th 5 5
1514 90

- Loi khc :

1514 90 10 - - Du tinh ch 40 30
1515

M v du thc vt ng c khc (k c du
Jojoba) v cc thnh phn ca chng, hoc
cha tinh ch nhng cha thay i thnh phn
ho hc

1515 90

- Loi khc:

- - Loi khc:

1515 90 99 - - Loi khc 40 30
1516

M du ng vt hoc thc vt v cc thnh
phn ca chng qua hydro ho, este ho
lin hp , ti este ho hoc eledin ho ton b
hoc tng phn , hoc cha tinh ch, nhng
cha ch bin thm

1516 10 00 - M, du ng vt v cc thnh phn ca
chng
40 30
1516 20 00 - M, du thc vt v cc thnh phn ca
chng
40 30
1517

Margarin , c hn hp v ch phm dng
n lm t m hoc du ng thc vt hoc cc
thnh phn ca cc loi m hoc du khc
nhau thuc chng ny , tr m, hoc du n
c , hoc cc thnh phn ca chng thuc
nhm 1516.

1517 10 00 - Margarin , tr margarin dng lng 40 30

Chng 16

1601 00 00 Xc xch v cc sn phm tng t lm t tht
, t cc b phn ni tng hoc tit; cc sn
phm thc n t cc sn phm
50 40*
1602

Tht cc b phn ni tng, tit ch bin
hoc bo qun khc

1602 10 00 - Ch phm thun cht 50 40*
1602 20 00 - Sn phm t gan ng vt 50 40*

- Sn phm t gia cm thuc nhm 0105

1602 31 00 - T g ty 50 40*
1602 32 00 - - Sn phm t g 50 40*
1602 39 00 - - Sn phm t gia cm khc 50 40*

- Sn phm t ln

1602 41 00 - - Tht mng nguyn ming v ct mnh 50 40*
1602 42 00 - - Tht vai nguyn ming v ct mnh 50 40*
1602 49 00 - - Loi khc, k c cc sn phm pha trn 50 40*
1602 50 00 - Sn phm t tru b 50 40*
1602 90 00 - Loi khc k c cc sn phm ch bin t tit
ng vt
50 40*
1603 00 00 Sn phm tinh chit v nc p t tht, t c
hoc ng vt gip xc, ng vt thn mm
hoc ng vt khng xng sng sng di
nc khc
50 30
1604

C c ch bin hay c o qun;
trng c mui (caviar) v sn phm thay th
trng c mui ch bin t trng c

- C nguyn con hoc c ming nhng cha
bm nh:

1604 11 00 - - T c hi 50 40
1604 12 00 - - T c trch 50 40
1604 13 00 - - T c trch cm v c Sc-din (Sardiners) ,
B-rt-ling (brisling) hoc sprats
50 40
1604 14 00 - - T c ng 50 40
1604 15 00 - - T c thu 50 40
1604 16 00 - - T c trng 50 40
1604 19 00 - - T c khc 50 40
1604 20 00 - C c ch bin hoc bo qun cch
khc
50 40
1604 30 00 - Trng c mui v sn phm thay th trng c
mui
50 40
1605

ng vt gip xc, thn mm v ng vt
khng xng sng di nc khc , c
ch bin hoc bo qun

1605 10 00 - Cua 50 40
1605 20 00 - Tm con v tm prawns 50 40
1605 30 00 - Tm hm 50 40
1605 40 00 - ng vt gip xc khc 50 40
1605 90 00 - Loi khc 50 40

Chng 18

1806

S-c-la v ch phm n c cha ca cao

1806 10 00 - Bt ca cao pha thm ng hoc cht
ngt khc
30 20
1806 20 00 - Ch phm khc dng khi hoc ming c
trng lng trn 2 kg hoc dng lng, bt
nho, bt mn , bt ht hay dng khc ng
trong thng hoc gi sn trng lng trn 2kg.
30 20

Chng 19

1902

Cc sn phm bt nho (pasta) hoc cha
nu hoc nhi (tht hoc cc cht khc) hay
ch bin cch khc nh cc loi m que
(spaghety) , m ng (macaroni), m si, m dt
, gnocchi , roavioli, caneloni ; cut-cut
(couscous) hoc cha ch bin

- Cc sn phm bt nho cha nu chn, cha
nhi, hoc cha ch bin cch khc:

1902 11 00 - - C cha trng 50 40
1902 19 00 - - Loi khc 50 40
1902 20 00 - Cc sn phm bt nho nhi, hoc
cha nu chn hoc ch bin cch khc
50 40
1902 40 00 - M cut-cut (couscous) 50 40
1903 00 00 Cc sn phm t tinh bt sn v sn phm
thay th ch bin t tinh bt dng mnh, ht,
bt ry hay dng tng t.
50 40

Chng 20

2001

Rau, qu, qu hch v cc phn n c khc
ca cy, ch bin hoc bo qun bng gim
hay a xt a-x-tch

2001 10 00 - Da chut v da chut ri 50 40
2001 20 00 - Hnh 50 40
2001 90 00 - Loi khc 50 40
2002

C chua ch bin hoc bo qun cch khc
tr bo qun bng a xt a-x-tch hoc bng
gim

2002 10 00 - C chua nguyn qu hoc c chua ming 50 40
2002 90

- Loi khc:

2002 90 10 - - C chua dng lng st 50 40
2002 90 90 - - Loi khc 50 40
2003

Nm v nm cc, ch bin hoc bo qun
cch khc tr bo qun bng a xt a-x-tch
hoc bng gim

2003 10 00 - Nm 50 40
2003 20 00 - Nm cc 50 40
2004

Rau khc, ch bin hoc bo qun di cc
hnh thc khc tr bo qun bng a xt a-x-
tch hoc bng gim, p ng, tr cc sn
phm thuc nhm 2006

2004 10 00 - Khoai ty 50 40
2004 90 00 - Rau khc v hn hp cc loi rau 50 40
2005

Rau khc, ch bin hay bo qun di cc
hnh thc khc tr bo qun bng a xt a-x-
tch hoc bng gim, nhng khng p ng,
tr cc sn phm thuc nhm 2006

2005 10 00 - Rau ch bin thun cht

2006

Rau, qu, qu hch, v qu v cc phn khc
ca cy, c bo qun bng ng ( do
nc , ph ng hoc ht tinh)

2006 00 10 - Qu, ht 50 40
2006 00 90 - Loi khc 50 40
2007

Mt , nc qu ng, mt qu nghin, bt qu
nghin, bt qu nghin c c, nu chn,
hoc cha pha thm ng hay cht ngt khc

2007 10 00 - Ch phm thun nht 50 40

- Loi khc :

2007 91 00 - - Qu h chanh 50 40
2007 99 00 - - Loi khc 50 40
2008

Qu, qu hch v cc phn khc ca cy,
ch bin, bo qun cch khc, hoc cha
pha thm ng hay cht ngt khc hoc ru
, cha c chi tit hoc ghi ni khc


- Qu hch, lc v ht khc, hoc cha pha
trn vi nhau :

2008 11

- - Lc

2008 11 10 - - - Lc chao du v loi tng t 50 40
2008 11 20 - - - Lc bc ng 50 40
2008 11 90 - - - Loi khc 50 40
2008 19

- - Loi khc, k c hn hp 50 40
2008 19 10 - - - Ht iu 50 40
2008 19 90 - - - Loi khc 50 40
2008 20 00 - Da 50 40
2008 30 00 - Qu h chanh 50 40
2008 40 00 - L 50 40
2008 50 00 - M 50 40
2008 60 00 - Anh o 50 40
2008 70 00 - Mm xi 50 40
2008 80 00 - Dy ty 50 40

- Loi khc, k c dng hn hp, tr loi
thuc phn nhm 200819:

2008 91 00 - - Li cy c 50 40
2008 92 00 - - Dng hn hp 50 40
2008 99 00 - - Loi khc 50 40
2009

Nc qu p (k c hm nho) v nc rau p
cha ln men v cha pha ru , hoc cha
pha thm ng hay cht ngt khc

-Nc cam p:

2009 11 00 - - p ng 50 40
2009 19 00 - - Loi khc 50 40
2009 20 00 - Nc bi p 50 40
2009 30 00 - Nc p t qu h chanh 50 40
2009 40 00 - Nc da p 50 40
2009 50 00 - Nc c chua p 50 40
2009 60 00 - Nc nho p (k c hm nho) 50 40
2009 70 00 - Nc to p 50 40
2009 80 00 - Nc p t mi loi qu hoc rau khc 50 40
2009 90 00 - Nc p hn hp 50 40

Chng 22

2201

Cc loi nc , k c nc khong t nhin
hoc nhn to v nc c ga, cha pha thm
ng hoc cht ngt khc hay hng liu;
nc v tuyt

2201 90 00 - Loi khc 50 40
2202

Cc loi nc , k c nc khong v nc c
ga , pha thm ng hoc cht ngt khc
hay hng liu v ung khng cha cn ,
khng bao gm nc qu p hoc rau p thuc
nhm 2009

2202 10

- Cc loi nc , k c nc khong v nc
c ga pha thm ng hoc cht ngt khc
hay hng liu:

2202 10 10 - - Nc gii kht c hng liu hoa qu
(cam, hanh, du...)50
40

2202 10 20 - - Nc c-la v cc loi tng t 50 40
2202 10 90 - - Loi khc 50 40
2202 90 00 - Loi khc 50 40
2203 00 00 Bia sn xut t ht ng cc ny mm (malt) 100 80
2207

Cn -ti-lch cha b lm bin tnh c nng
80% tr ln; cn -ti-lch v ru mnh khc
b lm bin tnh mi nng

2207 10 00 - Cn -ti-lch cha b lm bin tnh c nng
80% tr ln.
50 40
2207 20

- Cn e-ti-lch c v ru mnh khc b
lm bin tnh mi nng

2207 20 90 - - Loi khc 50 40
2209 00 00 Gim v cht thay th gim lm t a xt a-x-
tch
50 20

Chng 23

2304 00 00 Bnh kh du v ph liu rn khc hoc
cha xay hay dng vin , thu c t qu
trnh chit xut du u tng
10 10
2309

Ch phm dng lm thc n cho ng vt nui

2309 10 00 - Thc n cho ch hoc cho mo ng gi
bn l
10 10
2309 90

- Loi khc:

2309 90 10 - Thc n cho tm 10 10
Thu xut khu sn phm cng nghip
M s theo Biu thu
xut nhp khu ca
Vit Nam nm 1999
M t mt hng Thu sut
MFN ca Vit
Nam nm 1999
Thu sut cam
kt thc hin
sau 3 nm k
t khi Hip
nh c hiu
lc
Nhm Phn nhm (%) (%)

Chng 33

3303 00 00 Nc hoa v nc thm 50 30
3304

M phm hoc cc trang im v cc ch
phm dng da (khng phi dc phm) ,
k c cc ch phm chng nng hoc bt
nng; cc ch phm dng trang im
mng tay, mng chn

3304 30 00 - Ch phm trang im mng tay, mng
chn
50 30

- Loi khc

3304 99 00 - - Loi khc 50 30
3305

Ch phm dng cho tc

3305 10 00 - Du gi u (Shampoo) 50 40
3305 30 00 - Gm 50 30
3305 90

- Loi khc :

3305 90 10 - - Thuc nhum tc 50 30
3305 90 90 - - Loi khc 50 30

Chng 34

3401

X phng, cc cht hu c hot ng b mt
v cc ch phm dng nh x phng ,
dng thi, ming , bnh hoc cc hnh dng
khc , c hoc khng c cha x phng,
giu, mn x, pht v vi khng dt,
thm tm, trng hoc ph x phng hoc
cht ty

3401 20 00 - X phng dng khc (ch p dng i vi
Phi x phng)
50 30
3402

Cht hot ng b mt hu c (tr x
phng); cc ch phm hot ng b mt, cc
ch phm dng git ra (k c cc ch
phm ph tr dng git ra) v cc ch
phm lm sch, c hoc khng cha x
phng , tr cc loi thuc nhm 3401

3402 90

- Loi khc

3402 90 90 - Loi khc (ch p dng i vi cht ty ra
lm ph phm dng cho tc)
20 10

Chng 37

3701

Bn km chp nh (dng thay phim) v
phim chp nh dng phng, c ph lp nhy
sng, cha phi sng, bng vt liu bt k,
tr giy, ba hoc vt liu dt ; phim in ngay
dng phng, c ph lp nhy sng , cha
phi sng, hoc cha ng gi

3701 30 00 - Tm bn km chp nh v phim loi khc ,
vi mt chiu trn 255 mm
15 10
3702

Phim chp nh dng cun, c ph lp
nhy sng, cha phi sng, bng loi vt liu
bt k tr giy, ba hoc vt liu dt; phim in
ngay dng cun, c ph lp nhy sng
cha phi sng

- Loi khc khng c dy l ko phim, vi
chiu rng khng qu 105 mm

3702 31 00 - - chp nh mu (nhiu mu) 30 20
3702 54 00 - - Vi chiu rng trn 16mm, nhng khng
qu 35mm, v chiu di khng qu 30 mm,
tr loi dng cho n chiu
30 20
3702 55 00 - - Vi chiu rng trn 16 mm, nhng khng
qu 35 mm, v chiu di trn 30mm
30 20
3702 56 00 - - Vi chiu rng trn 35 mm 30 20
3703

Giy nh , bi v vi dt , c ph lp nhy
sng, cha phi nng

3703 20 00 - Loi khc, dng cho chp nh mu (nhiu
mu)
30 20

Chng 48

4804

Giy v ba kraft khng trng, dng cun
hoc t, tr loi thuc nhm 4802 hoc 4803

- Giy gi hng , loi "kraftliner":

4804 11 00 - - Loi cha ty 30 20

Chng 64

6406

Cc b phn ca giy dp; (k c m giy
hoc cha gn ln , tr ngoi ming,
lt ca giy dp c th tho ri, gt giy v
cc sn phm tng t; ght, ng giy, cc
sn phm tng t v cc b phn ca
chng)

6406 99 00 - - Bng vt liu khc 20 10

Chng 73

7323

B n, nh bp, cc loi gia dng khc
v cc b phn ri ca cc loi , bng st
hoc thp; bi nhi bng st hoc thp;
ming c ni v c ra, nh bng, bao tay
v cc loi tng t bng st hoc thp

7323 99 00 - - Loi khc 30 20

Chng 84

8408

ng c t trong khi ng bng sc nn ,
ng c i--den (diesel) hoc ng c bn
i--den (diesel)

8408 20

- ng c y dng cho xe thuc chng
87:

- - Dng cho xe khng thuc chng 87

8408 20 21 - - - Dng cho xe thuc nhm 8711, 8703 40 30
8415

My iu ho khng kh, gm c mt qut
chy bng m t v cc b phn lm thay
i nhit v m k c cc loi my
khng iu chnh m mt cch ring bit

8415 83

- - Loi khng km theo b phn lm lnh:

8415 83 10 - - - Cng sut t 90000 BTU/h tr xung 50 30
8415 83 20 - - - Cng sut trn 90000BTU/ h 40 30
8415 83 90 - - - Loi khc 30 20
8415 90

- Cc b phn:

8415 90 19 - - Loi khc 30 20
8418

My lm lnh, my lm v thit b lm
lnh hoc lm ng lnh khc, loi dng
in hoc loi khc; bm nhit tr my iu
ho khng kh thuc nhm 8415

8418 30

- My ng lnh, dng t, dung tch khng
qu 800 lt

8418 30 10 - - Dung tch n 200 lt 50 30
8418 30 90 - - Dung tch trn 200 lt n 800 lt 30 20
8418 40

- My ng lnh block ng, dung tch
khng qu 900 lt:

8418 40 10 - - Dung tch n 200 lt 50 40
8418 40 90 - - Dung tch trn 200 lt n 900 lt 30 20
8418 50

- T, t ngn, quy hng , t by hng c
chc nng lm lnh hoc lm ng lnh ;
cc loi dng c chc nng lm lnh hoc
ng lnh tng t:

8418 50 10 - - C dung tch n 200 lt 50 40
8418 50 90 - - C dung tch trn 200 lt 30 20
8419

My, thit b cng xng hoc cho phng th
nghim , lm nng bng in hoc khng
bng in x l cc loi vt liu bng qui
trnh thay i nhit nh nung, nu, nng,
chng ct, sy, lm bay hi, lm kh, c c
hoc lm lnh, tr cc my hoc dng c
dng cho gia nh; bnh un nc nng ngay
hoc bnh cha nc nng, khng dng in

- My v cc thit b khc :

8419 81 00 - - Dng lm nng ung hoc nu
hay hm nng n
30 20
8421

My ly tm, k c my lm kh bng ly tm;
my v thit b lc hay tinh ch cht lng
hoc cht kh

8421 21

- - Dng lc v tinh ch nc :

8421 21 10 - - Dng in, cng sut lc n 500 lt/h 20 15
8450

My gic gia nh hoc my git chuyn
dng cho cc hiu git, k c my git km
lm th

- My git c sc cha khng qu 10kg vi
kh mt ln git :

8450 11 00 - - My git t ng hon ton 50 40
8450 12 00 - - My git khc c b phn sy kh bng
ly tm
50 40
8450 19 00 - - Loi khc 50 40
8450 20 00 - My git c sc cha t 10kg vi kh tr
ln mt ln git

8450 90 00 - Cc b phn khc 50 40
8481

Vi, van v cc loi vt dng tng t dng
cho ng ng, ni hi, b cha hay cc loi
tng t k c van h p sut v van kim
sot nhit

8481 80

- Cc thit b khc :

8481 80 60 - - Van ng ng nc 20 15

Chng 85

8508

Dng c c in thao tc th cng, c lp
sn ng c in

8508 10 00 - Khoan tay cc loi 10 5
8516

Dng c in un nc nng tc thi hay
bnh in un v duy tr nc nng, dng c
un in th trong nc, dng c si in
hay thit b sy t; thit b un tc v lm
u bng nhit in (v d : my sy tc,
my un tc, dng c kp tc) v my sy
kh tay; bn l in; dng c nhit in khc
dng cho gia nh; cc loi in tr nung
nng bng in ngoi cc loi dng c thuc
nhm 8545

8516 60

- Cc loi l, bp khc; ni nu, cho un ,
m un, v nng v l nng:

8516 60 20 - - m un nc 40 30
8516 60 30 - - Bp l 40 30
8516 60 90 - - Loi khc 40 30
8523

Bng, a trng (cha ghi) dng ghi m
hoc ghi cc hin tng tng t khc, tr

cc sn phm thuc chng 37
8523 13

- - C chiu rng trn 6,5mm

8523 13 20 - - - Bng my vi tnh 20 15
8525

Thit b truyn pht dng cho in thoi v
tuyn (radio), in bo v tuyn, pht thanh
v tuyn, hoc truyn hnh , c hoc khng
gn vi thit b thu hoc thit b ghi hoc sao
m thanh; camera v tuyn truyn hnh;
camera ghi hnh nh lm nn v camera ghi
hnh nh khc.

8525 20

- Thit b truyn gn vi thit b thu:

8525 20 10 - - My in thoi khng dy (in thoi di
ng)
20 10
8525 40 00 - Camera ghi hnh nh lm nn v camera
ghi hnh nh khc
30 20
8527

My thu dng cho in thoi v tuyn, in
bo, truyn thanh v tuyn, c hoc khng
lp t trong cng mt hp vi thit b ghi
hoc sao m thanh hoc vi ng h

8527 90

- Cc thit b khc:

8527 90 10 - - My nhn tin 15 10
8529

Cc b phn chuyn dng hay ch yu dng
cho cc my thuc nhm 8525 n 8528

8529 10 00 - ng ten v b phn x ca ng ten ; cc b
phn sn phm km
30 20

Chng 90

9006

My nh (tr my quay phim); cc loi n
nhy chp nh v bng n nhy tr n
phng thuc nhm 8539

9006 53 00 - - My nh loi khc cho phim cun kh
rng 35mm
30 20

Chng 95

9504

Vt phm dng cho gii tr, cho cc tr
chi trn bn hoc trong phng khch,
k c bn dng cho tr chi c ng c
hoc chuyn ng (pinball) , ba-a, bn
c bit dng cho tr chi sng bc
(casino) v thit b dng chi ky t
ng (chng hn bowling)

9504 10 00 - Tr chi video dng vi my v tuyn 50 30
truyn hnh
9504 90 00 - Loi khc 50 30
PH LC F
Ph lc v Dch v Ti chnh
Cc bn tho thun rng Ph lc v Dch v Ti chnh ca Hp nh v
Thng mi Dch v (GATS) ca WTO c a vo Hip nh ny dn
chiu mt cch tng ng nh c quy nh y ti y , ngoi tr
Khon 3 v Khon 4 ca Ph lc .
Nhm lm r hn, cc Bn hiu rng:
1. Cc dn chiu ti Ph lc v Dch v Ti chnh ca GATS n "Thnh
vin" v "cc Thnh vin" s c ngha l "Bn" v "cc Bn" mt cch tng
ng trong Hip nh ny; v
2. Cc dn chiu ti Ph lc v Dch v Ti chnh ca GATS n iu 1 ca
GATS s c ngha l iu 1 ca Chng III ca Hip nh ny.
Ph lc v Di chuyn Th nhn
Cc Bn tho thun rng Ph lc v Di chuyn Th nhn ca Hip nh v
Thng mi Dch v (GATS) ca WTO c a vo Hip nh ny dn
chiu mt cch tng ng nh c qui nh y ti y .
Nhm lm r hn, cc Bn hiu rng :
1. Cc dn chiu ti Ph lc v Di chuyn Th nhn v GATS n "Thnh
vin" v "cc Thnh vin" s c ngha l "Bn" v "cc Bn" mt cch tng
ng trong Hip nh ny;
2. Cc dn chiu ti Ph lc v Di chuyn Th nhn ca GATS n "Hip
nh" s c ngha l Chng III ca Hip nh ny; v
3. Cc dn chiu ti Ph lc v Di chuyn Th nhn ca GATS n "cc Phn
III v IV ca Hip nh" s c ngha l cc iu 5, 6, 7 v 8 ca Chng III
ca Hip nh ny.
Ph lc v Vin thng
Cc Bn tho thun rng Ph lc v Vin thng ca Hip nh v Thng mi
Dch v (GATS) ca WTO c a vo Hip nh ny dn chiu mt
cch tng ng nh c quy nh y ti y, ngoi tr Khon 6 v
Khon 7 ca Ph lc .
Nhm lm r hn , cc Bn hiu rng cc dn chiu ti Ph lc v Vin thng
ca GATS n "Thnh vin" v "cc Thnh vin" s c ngha l "Bn" v
"cc Bn" mt cch tng ng trong Hip nh ny.
Ti liu Tham chiu Vin thng
Cc bn tho thun rng Ti liu Tham chiu Vin thng ("Ti liu Tham
chiu") ca Hip nh v Thng mi Dch v (GATS) ca WTO , nh c
quy nh trong ti liu nh km theo ti liu GATS/SC/90/Suppl.2 ca WTO,
c a vo Hip nh ny dn chiu mt cch tng ng nh c quy nh
y ti y .
Nhm lm r hn, cc Bn hiu rng cc dn chiu trong Ti liu Tham chiu
n "Thnh vin" v "cc Thnh vin" s c ngha l "Bn" v "cc Bn" mt
cch tng ng trong Hip nh ny .
PH LC G - HOA K
Danh mc cc Ngoi l ca iu 2
Danh mc cc Ngoi l ca iu 2 ca Hoa K l Danh mc cc Ngoi l Ti hu quc ca iu 2
ca Hoa K trong Hip nh Chung v Thng mi Dch v ("GATS") ca WTO, c iu chnh
theo tng thi k.
L trnh cc cam kt thng mi dch v c th
1. Tr khi c quy nh khc i ti khon 2 , L trnh Cam kt c th ca Hoa K l L trnh cc
Cam kt c th ca Hoa K trong Hip nh Chung v Thng mi Dch v ("GATS") , v c
iu chnh trong tng thi k .
2. i vi dch v ti chnh nu ti tiu mc (x) v (xi) ca khon 5(a) ca Ph lc v Dch v Ti
chnh ca GATS , c tham chiu nh mt b phn ca Hip nh ny , L trnh Cam kt c th
ca Hoa K l L trnh Cam kt c th ca Hoa K trong WTO GATS c iu chnh theo tng
thi k, vi nhng sa i nh sau :
A- i vi phng thc 1) (Giao dch qua bin gii) , Hoa K khng cam kt trong ct tip cn th
trng .
B- i vi phng thc 3) (Hin din thng mi ) , ch cho php thnh lp vn phng i din.
VIT NAM
Bng l trnh cam kt thng mi dch v c th
i. cc cam kt nn chung
Cc lnh vc-ngnh Cc gii hn v tip cn th trng Cc gii hn v i
x quc gia
p dng cho tt c cc lnh
vc - ngnh ca ph lc ny
(1) & (2) Nh c quy nh ti tng lnh
vc/ ngnh ca mc II.
(3) Tr khi c qui nh khc trong tng
lnh vc v ngnh c th ca Ph lc
ny:
Cng ty Hoa K c tin hnh hot
ng thng mi ti Vit Nam theo Lut
u t nc ngoi ti Vit Nam i vi
cc hnh thc: Hp ng hp tc kinh
doanh, x nghip lin doanh, x nghip
100% vn Hoa K, BOT v BTO.
i vi hin din thng mi c
thnh lp ti Vit Nam vo ngy Hip
nh c hiu lc. Vit Nam dnh c
i x c qui nh ti giy php ca
hin din thng mi vo ngy Hip nh
c hiu lc hay s i x ti Ph lc ny,
tu thuc s i x no tt hn.
Vic thnh lp chi nhnh ca cc cng ty
Hoa K l cha c cam kt v cc lut
v qui nh v chi nhnh ca cc cng ty
nc ngoi ang trong qu trnh son tho
(1) & (2) Nh Quc
hi qui nh ti mc II
v ti tng lnh vc/
ngnh ca mc II
(3) Nh c qui nh
ti tng lnh vc/
ngnh ca mc II v
k ton trng phi l
cng dn Vit Nam
i vi mt vn
bt k lin quan n
u t trong dch v
m khng c nu
trong Ph lc G, cc
qui nh ca Ph lc
H s c p dng.
Tuy nhin, trong
trng hp c xung
t gia mt quy nh
trong chng IV, Ph
lc H hoc th trao
i, v mt quy nh
ghi ti Ph lc G th
quy nh ca ph lc
Cc cng ty Hoa K c php t vn
phng i din ti Vit Nam . Cc vn
phng ny khng c tin hnh hot
ng thu li nhun ti Vit Nam .
Vic thnh lp v hot ng ca cc nh
cung cp dch v c vn u t trc tip
ca Hoa K chu s cp php, bo m
rng ch cp php ph hp vi
Chng 3 cng nh cc cam kt v tip
cn th trng v i x quc gia c
qui nh c th ti cc lnh vc v ngnh
ca Ph lc ny.
Cc x nghip c vn u t trc tip ca Hoa
K c Chnh ph v chnh quyn a
phng Vit Nam cho thu t .Thi gian
thu t ph hp vi thi gian hot ng ca
cc x nghip ny v c qui nh trong giy
php u t .
(4) Cha cam kt tr cc bin php lin
quan n nhp cnh v lu tr tm thi
ca cc th nhn ca cc nhm sau:
(a) Cc nh qun l , gim c iu hnh
v cc chuyn gia m ngi Vit Nam
khng th thay th ca mt cng ty cua
Hoa K thnh lp vn phng i din ,
chi nhnh hay cng ty con trn lnh th
Vit Nam , lu chuyn tm thi trong ni
b cng ty ,, c php nhp cnh cho
thi gian lu tr ban u l 3 nm v sau
c gia hn ph thuc vo thi hn
hot ng ca cc n v ny ti Vit
Nam .
(b) Cc nh qun l , gim c iu hnh
v cc chuyn gia nc ngoi m ngi
Vit Nam khng th thay th tham gia
vo hot ng ca cc x nghip , u t
ca Hoa K ti Vit Nam , c cp giy
php nhp cnh v c tr di hn ph
hp vi thi hn ca cc hp ng u
t c lin quan hay cho thi gian lu tr
ban u l 3 nm tu theo trng hp
no ngn hn v sau c gia hn
ph thuc vo thi hn hp ng lm
vic gia h v cc n v ny;
(c) Ngi cho bn dch v - nhng
ngi khng sng ti Vit Nam v khng
nhn s tr lng t bt k ngun no
ti Vit Nam , v nhng ngi tham gia
vo hot ng lin quan n vic i
din cho mt nh cung cp dch v vi
mc ch m phn bn dch v ca
nh cung cp dch v m (I) vic
khng c cho trc tip cung cp dch
v. Thi gian nhp cnh ca nhng
G s p dng i vi
xung t . Ph lc
H v th trao i s
khng c hiu hay
p dng theo cch c
th tc b cc
quyn ca mt Bn
c qui nh ti Ph
lc G.
(4) Nh tip cn th
trng
ngi cho bn dch v ny khng qu
90 ngy.
Ii. cc cam kt v tng lnh vc v ngnh c th
Cc lnh vc - ngnh Cc gii hn v tip cn th trng Cc gii hn v i x
quc gia
1. cc dch v kinh
doanh .
A. Cc dch v ngh
nghip
(a) Cc dch v Php l
(PCPC 861 tr dch v
hnh ngh lut Vit
Nam )
(b) Cc dch v k
ton, kim ton (PCPC
862)
(c) Cc dch v t vn
v thu (PCPC 863)
(d) Cc dch v kin
trc (PCPC 8671)
(e) Cc dch v k
thut (PCPC 8672)
(f) Cc dch v k thut
ng b (PCPC 8673)
B. Cc dch v v vi
tnh v cc dch v lin
quan (PCPC 841-849)
C. Cc dch v kinh
doanh khc
(a) Cc dch v qung
co (PCPC 871 tr cc
dch v qung co i
vi mt hng ru v
thuc l)
(b) Cc dch v nghin
cu thm d th trng
(PCPC 864 tr 86402)
(c) Cc dch v t vn
qun l (PCPC 865)
(1) Khng hn ch
(2) Khng hn ch
(3) Cc nh cung cp dch v Hoa K
c th cung cp dch v di cc hnh
thc chi nhnh , cng ty 100% vn Hoa
K , cng ty lin danh Vit Nam - Hoa
K.
Lut s Hoa K khng c tham gia
t tng vi t cch l ngi bo cha
hay i din cho khch hng trc to
n Vit Nam .
Thi hn hot ng ca chi nhnh cng
ty lut Hoa K l 5 nm k t ngy cp
php v c th c gia hn 5 nm
mt
Chi nhnh cng ty lut Hoa K , cng ty
lut 100% vn Hoa K , lin doanh gia
cng ty lut Hoa K v cng ty lut Vit
Nam c t vn lut Vit Nam nu
lut s t vn c bng tt nghip i
hc l ca Vit Nam v p ng y
cc yu cu nh i vi mt lut s
Vit Nam tng t
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch tr vic lp chi
nhnh l khng c php v :
Trong vng 3 nm k t khi Hip nh
c hiu lc vic cp php s c xt
duyt theo tng trng hp v s
lng s do B Ti chnh quyt nh
cn c vo tnh hnh pht trin ca th
trng Vit Nam .
Cc cng ty c cp php phi c
t nht 5 ngi (ngi nc ngoi hay
ngi Vit Nam ) c chng ch kim
ton vin do B Ti chnh Vit Nam cp
hoc do cc t chc ngh nghip nc
ngoi cp c B Ti chnh Vit Nam
tha nhn , v ng k hnh ngh
kim ton Vit Nam trn 1 nm
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
(4) Cha cam kt ngoi cc
cam kt nn chung
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt nn chung
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt nn chung
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt chung
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
c hiu lc , cc cng ty kim ton c
vn u t Hoa K , sau khi c cp
php , ch c cung cp dch v cho
cc doanh nghip c vn u t nc
ngoi v c d n c s ti tr ca
nc ngoi Vit Nam .
(4) Cha cam kt ngoi cc cam kt
nn chung
(1) Khng hn ch
(2) Khng hn ch
c hiu lc vic cp php s c xt
duyt theo tng trng hp v s
lng s do B Ti chnh quyt nh
cn c vo tnh hnh pht trin ca th
trng Vit Nam .
c hiu lc , cc cng ty cung cp dch
v c vn u t Hoa K ch c cung
cp dch v cho cc doanh nghip c
vn u t nc ngoi v cc d n c
s ti tr ca nc Vit Nam .
nn chung
(1) Khng hn ch
(2) Khng hn ch
Trong vng 2 nm u k t khi thnh
lp v hot ng cc x nghip 100%
vn Hoa K ch c cung cp dch v
cho cc x nghip c vn u t trc
tip nc ngoi ti Vit Nam .
Cc cng ty Hoa K phi c ng k
hot ng hp php ti Hoa K.
nn chung.
(1) Khng hn ch
(2) Khng hn ch
cam kt chung
(1) Cha cam kt
(2) Khng hn ch
(3) Khng hn ch
cam kt chung
(1) Khng hn ch
(2) Khng hn ch
cam kt chung
cho cc x nghip nghip 100% vn
Hoa K ch c cung cp dch v cho
cc x nghip c vn u t trc tip
nc ngoi ti Vit Nam .
Cc cng ty Hoa K phi c ng k
hot ng hp php ti Hoa K
Cc nh cung cp dch v Hoa K v
cc cng ty cung cp dch v c vn
u t trc tip ca Hoa K khng
c php thc hin cng vic kho
st a hnh , a cht cng trnh, a
cht thu vn v mi trng tr trng
hp c Chnh ph Vit Nam cho
php.
nn chung
(1) Khng hn ch
(2) Khng hn ch
Trong vng 2 nm u t khi thnh
lp , cc x nghip 100% vn Hoa K
ch c cung cp dch v cho cc
doanh nghip c vn u t nc
ngoi ti Vit Nam .
chung
(1) Khng hn ch
(2) Khng hn ch
(3) Ch thng qua lin doanh hay hp
ng hp tc kinh doanh vi i tc
Vit Nam c php mt cch hp
php kinh doanh cc dch v qung co
Phn gp vn ca pha Hoa K khng
vt qu 49% vn php nh ca lin
doanh. 5 nm sau khi Hip nh c hiu
lc hn ch ny s l 51% v 7nm
sau khi Hip nh c hiu lc s khng
c hn ch v t l gp vn t pha Hoa
K trong cc lin doanh.
chung
(1) Cha cam kt
(2) Khng hn ch
ng hp tc kinh doanh .
Phn gp ca cc cng ty Hoa K trong
lin doanh khng vt qu 49% vn
php nh ca lin doanh, 5 nm sau
khi Hip nh c hiu lc hn ch v
vn ny s l 51%.
7 nm sau khi Hip nh c hiu lc
c thnh lp cng ty 100% vn u
t Hoa K.
nn chung
(1) Khng hn ch
(2) Khng hn ch
ng hp tc kinh doanh v 5 nm sau
khi Hip nh c hiu lc c lp cng
ty 100% vn u t Hoa K
chung
ii. cc dch v thng tin
lin lc
A. Cc dch v vin
thng (PCPC 752)
a. Cc dch v vin
thng tr gi gia tng :
- Dch v in t
(PCPC 7523**)
- Dch v th thoi
(PCPC 7523**)
- Dch v truy cp c
s d liu v thng tin
trn mng (PCPC
7523**)
- Dch v fax nng cao
hay gia tng tr gi bao
gm lu tr v gi ,
lu tr v truy cp
(PCPC 7523**)
- Dhc v chuyn i
m , hiu
- Dch v x l d liu
v thng tin trn mng
(PCPC 843**)
B. Cc dch v vin
(1) Ch thng qua hp ng kinh doanh
vi cc nh khai thc trm cng ca
Vit Nam
(2) Khng hn ch
(3) Ch thng qua hp ng hp tc
kinh doanh vi i tc Vit Nam c
php cung cp dch v vin thng .
Lin doanh vi i tc Vit Nam c
php kinh doanh dch v vin thng sau
2 nm (3 nm i vi cc dch v
internet) k t khi Hip nh c hiu lc
v phn gp vn ca phi Hoa K
khng qu 50% vn php nh ca lin
doanh.
Cc x nghip lin doanh khng c
php xy dng mng ng trc v
quc t ring m phi thu chng t
cc cng ty khai thc dch v Vit Nam .
(4) Cha cam kt
Vit Nam
(2) Khng hn ch
php kinh doanh dch v vin thng .
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
(4) Cha cam kt
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt chung.
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt chung
(1) Cha cam kt
(2) Cha cam kt
(3) Cha cam kt
cam kt chung
thng c bn :
- Dch v truyn s liu
chuyn mch gi
(PCPC 7523**)
- Dch v truyn s liu
chuyn mch knh
(PCPC 7523**)
- Dch v in bo
(PCPC 7523**)
- Dch v in tn
(PCPC 7523**)
- Dch v fax (PCPC
7521**+7523**)
- Dch v thu knh
ring
(PCPC 7522**+7523**)
- Cc dch v thng tin
v tuyn (bao gm
mobile, cellular v v
tinh)
c. Dch v in thoi c
nh bao gm ni ht ,
ng di trong nc
v quc t (PCPC
7521)
B. Cc dch v nghe
nhn:
- Cc dch v sn xut
v phn phi phim
(PCPC 9611 tr bng
video)
- Cc dch v chiu
phim (PCPC 9612)
Lin don vi i tc Vit Nam c
4 nm k t khi Hip nh c hiu lc
v phn vn gp ca pha Hoa K
khng qu 49% vn php nh ca lin
doanh .
Cc lin doanh khng c php xy
dng mng ng trc v quc t
ring m phi thu chng t cc cng
ty khai thc dch v Vit Nam
nn chung.
Vit Nam
(2) Khng hn ch
php kinh doanh dch v vin thng .
Lin doanh vi i tc Vit Nam c
6 nm k t khi Hip nh c hiu lc
v phn vn gp ca pha Hoa K
khng vt qu 49% vn php nh
ca lin doanh .
chung
* Vit Nam s xem xt vic tng gii
hn gp vn ca Hoa K trong lnh vc
vin thng khi Hip nh c xem xt
li sau 3 nm .
(1) Cha cam kt
(2) Cha cam kt
kinh doanh hay lin doanh vi i tc
c php cung cp cc dch v ny
mt cch hp php ti Vit Nam .
Phn ng gp vn ca pha Hoa K
khng vt qu 49% vn php nh
ca lin doanh v 5 nm sau khi Hip
nh c hiu lc hn ch v vn ny s
l 51%/.
chung
iii) cc dch v xy
dng v cc dch v k
thut ng b c lin
(1) Cha cam kt
(2) Khng hn ch
(1) Cha cam kt
(2) Khng hn ch
quan .
- Thi cng xy dng
nh cao tng (PCPC
512)
- Thi cng xy dng
cc cng trnh k thut
dn s (PCPC 513)
- Cng tc hon thin
cng trnh nh cao
tng (PCPC 517)
- Cc cng tc thi cng
khc (PCPC 511, 515,
518)
cho cc x nghip c vn u t trc
tip nc ngoi ti Vit Nam .
Cc cng ty cung cp dch v Hoa K
phi c ng k hot ng hp php ti
Hoa K .
chung
(3) Khng hn ch
cam kt chung .
iv. cc dch v phn
phi .
- Dch v bn bun ,
bn l
- Dch v i l tr i
l cho cc php nhn
nc ngoi ;
- Dch v mn danh
(ph thuc vo qu
trnh xy dng lut
php v mn danh).
Tr i vi cc mt
hng du m , cc sn
phm ca du m , kh
t , phn bn , thuc
tr su , bia ru ,
thuc l , thuc cha
bnh , kim loi v
qu , cht n , gov
bt m.
(1) Cha cam kt
(2) Khng hn ch
(3)
a, Ph thuc vo cc hn ch c quy
nh ti Ph lc D, 3 nm sau khi Hip
nh c hiu lc c lp lin doanh
vi i tc Vit Nam v phn gp vn
ca cc cng ty Hoa K trong lin
doanh khng vt qu 49% vn php
nh ca lin doanh , 6 nm sau khi
Hip nh c hiu lc hn ch v vn
ny s c bi b .
b. Ph thuc vo cc hn ch c quy
nh ti ph lc D, 7 nm sau khi Hip
nh c hiu lc c lp cng ty 100%
vn u t Hoa K.
Vic thnh lp cc n v ph thuc
bn l (ngoi n v th nht) s c
xem xt theo tng trng hp.
nn chung.
(1) Cha cam kt
(2) Khng hn ch
(3) Khng hn ch
cam kt nn chung .
V. cc dch v gio dc
.
(Trong cc ngnh k
thut khoa hc t
nhin v cng ngh)
(1) Cha cam kt
(2) Khng hn ch
(3) Ch di hnh thc lin doanh
c lp trng 100% vn Hoa K.
nn chung.
(1) Cha cam kt
(2) Khng hn ch
(3) Cc gio vin nc ngoi
ging dy trong trng v
vn u t Hoa K phi c
thc tin ging dy 5 nam
v c B Gio dc v o
to cng nhn.
vi. cc dch v ti chnh
A. Cc dch v bo
(1) Khng hn ch i vi :
- Cc dch v bo him cho cc x
(1) Khng hn ch
(2) Khng hn ch
him.
(a) Bo him nhn th
v tai nn (PCPC 8121
tr bo him sc kho)
(b) Bo him phi nhn
th (PCPC 8129)
(c) Ti bo him v
nhng ti bo him
(PCPC 81299*)
(d) Cc dch v h tr
cho hot ng bo
him (bao gm cc
dch v mi gii v i
l) (PCPC 8140)
B. Cc dch v ngn
hng v cc dch v ti
chnh khc nh c
lit k di y :
(a) Nhn tin gi v
cc khon tin t cng
chng .
(b) Cho vay cc hnh
thc, bao gm tn dng
tiu dng , tn dng th
chp, bao tiu v cc
giao dch thng mi
khc .
(c) Thu mua ti chnh
.
(d) Tt c cc giao dch
thanh ton v chuyn
tin bao gm cc th
tn dng , ghi n , bo
n , sc du lch v hi
phiu ngn hng
(PCPC 81339)
(e) Bo lnh v cam
kt
(f) Mi gii tin t .
(g) Qun l ti sn ,
nh qun l tin mt
qun l danh mc u
t , mi hnh thc qun
l u t tp th , qun
l qi hu tr, cc dch
v trng coi bo qun ,
lu gi v u thc.
(h) Cc dch v thanh
ton v quyt ton i
nghip c vn u t nc ngoi ,
ngi nc ngoi lm vic ti Vit Nam
.
- Cc dch v ti bo him.
- Cc dch v bo him trong vn ti
quc t .
- Cc dch v mi gii bo him v mi
gii ti bo him .
- Cc dch v t vn , gii quyt khiu
ni , nh gi ri ro .
(2) Khng hn ch
(3) Khng hn ch tr :
Vic thnh lp chi nhnh ph thuc vo
tin trnh xy dng Lut kinh doanh bo
him .
c thnh lp lin doanh vi i tc
c php kinh doanh dch v bo
him ca Vit Nam . Phn gp vn ca
pha Hoa K khng vt qu 50% vn
php nh ca lin doanh .
c lp cng ty 100% vn Hoa K.
Cc cng ty cung cp dch v c vn
u t Hoa K khng c kinh doanh
cc dch v i l bo him
Cc cng ty cung cp dch v c vn
u t Hoa K khng c kinh doanh
cc dch v bo him bt buc l : bo
him trch nhim dn s ca ch xe c
gii , bo him trong xy dng v lp
t , bo him i vi cc cng trnh
du kh v cc cng trnh d gy nguy
him n an ninh cng ng v mi
trng . Hn ch ny s c bi b
i vi lin doanh l 3 nm sau khi
Hip nh c hiu lc , v i vi cng
ty 100% vn Hoa K l 6 nm sau khi
Hip nh c hiu lc .
i vi vic ti bo him , doanh
nghip bo him lin doanh , cng ty
100% vn Hoa K v chinh cc cc
cng ty bo him Hoa K phi ti bo
him vi cng ty bo him Vit Nam
mt t l ti thiu l 20% v 5 nm sau
khi Hip nh c hiu lc hn ch ny
s c bi b .
(3) Khng hn ch tr i vi
kinh doanh bo him bt
buc.
cam kt chung.
(1) Cha cam kt tr i vi
cc dch v thng tin ti
chnh B (I) v (I)
(2) Khng hn ch
(3) Khng hn ch tr nhng
quy nh sau :
a) thnh lp v hot ng
ti Vit Nam , chi nhnh cc
ngn hng Hoa K, ngn
hng con ca Hoa K v
ngn hng lin doanh Vit
Nam - Hoa K phi np n
xin giy php.
b) iu kin thnh lp chi
nhnh ngn hng Hoa K ti
Vit Nam :
- Vn do Ngn hng m cp
phi ti thiu l 15 triu la
M .
- Ngn hng m c vn bn
bo m chu mi trch
nhim v cam kt ca chi
nhn ti Vit Nam .
c) iu kin thnh lp ngn
hng lin doanh Vit Nam -
Hoa K hay ngn hng con
100% vn Hoa K.
- Vn iu l ti thiu l 10
triu la .
d) Cc n v ti chnh ngn
hng 100% vn Hoa K
khng c nhn th chp
bng quyn s dng t .
Sau 3 nm k t khi Hip
nh c hiu lc , cc n v
ti chnh ngn hng 100%
vn u t Hoa Kch c
quyn nhn ti sn th chp
bng quyn s dng t ca
cc x nghip c vn u t
nc ngoi ti Vit Nam v
c c quyn s dng t
m c th chp cho cc
khon vay trong trng hp
mt kh nng thanh ton
vi cc ti sn ti chnh
bao gm cc chng
khon , cc sn phm
ti chnh pht sinh v
cc cng c thanh ton
khc .
(i) Cung cp v chuyn
thng tin ti chnh v
x l d liu ti chnh
v cc phn mm ca
cc nh cung cp cc
dch v ti chnh khc .
(j) T vn , trung gian
mi gii v cc dch v
ti chnh ph tr khc
lin quan n cc hot
ng ti cc mc (a)
n (k) k c tham
chiu v phn tch tn
dng , t vn v
nghin cu u t , t
vn v th c v v
chin lc v c cu
cng ty .
(k) Bun bn cho ti
khon ca mnh hay
cho ti khon ca
khch hng ti s giao
dch chng khon ,
trn th trng chng
khon khng chnh
thc OTC hay trn cc
th trng khc , nhng
sn phm sau :
(i) Cc sn phm ca
th trng tin t (bao
gm sc, hi phiu ,
chng ch tin gi);
(ii) ngoi hi .
(iii) cc sn phm ti
chnh pht sinh bao
gm , nhng khng
hn ch , cc hp
ng giao dch k hn
(futures) v quyn
chn (options);
(iv) c sn phm da
trn t gi hi oi v
li sut bao gm cc
sn phm nh khon
v (swaps) , cc hp
ng t gi forward.
(v) cc chng khon c
chung
(1) Cha cam kt tr i vi cc dch
v thng tin ti chnh B (I) v (I)
(2) Khng hn ch
(3) Khng hn ch tr nhng qui nh
sau:
a. Cc nh cung cp dch v ti chnh
Hoa K c php cung cp dch v ti
Vit Nam thng qua cc hnh thc php
l : chi nhnh ngn hng Hoa K , ,
ngn hng lin doanh Vit Nam - Hoa
K , cng ty thu mua ti chnh 100%
vn Hoa K , v cng ty mua ti chnh
lin doanh Vit Nam - Hoa K .
b) Trong vng 3 nm k t khi Hip
nh c hiu lc , hnh thc php l duy
nht thng qua cc nh cung cp
dch v Hoa K khc (ngoi ngn hng
v cng ty thu mua ti chnh ) c th
cung cp cc dch v ti chnh ti Vit
Nam l lin doanh vi i tc Vit Nam
. Sau thi gian hn ch ny s c
bi b .
c) Sau 9 nm k t khi Hip nh c
hiu lc cc ngn hng Hoa K c
php thnh lp ngn hng con 100%
vn Hoa K ti Vit Nam . Trong thi
gian 9 nm cc ngn hng Hoa K
c th thnh lp ngn hng lin doanh
vi i tc Vit Nam trong phn gp
vn ca i tc Hoa K khng thp hn
30% nhng khng vt qu 49% vn
php nh ca lin doanh .
d) Vit Nam c th hn ch , trn c s
i x quc gia , vic tham gia c phn
ca cc ngn hng Hoa K ti cc ngn
hng quc doanh c c phn ho
nh mc tham gia c phn ca cc
ngn hng Vit Nam .
e) Trong vng 8 nm u , k t khi
Hip nh c hiu lc , Vit Nam c th
hn ch quyn ca mt chi nhnh ngn
hng Hoa K nhn tin gi bng ng
Vit Nam t cc php nhn Vit Nam
m ngn hng khng c quan h tn
dng theo mc vn php nh ca chi
nhnh ph hp vi biu sau . Sau thi
gian cc hn ch ny s c bi
b .
Nm th 1 : 50% (vn php nh
chuyn vo )
khon vay , ph sn hay gii
th cc x nghip vay n .
e) iu kin thnh lp cng
ty thu mua ti chnh 100%
vn Hoa K v cng ty thu
mua ti chnh lin doanh Vit
Nam - Hoa K:
- Cc ch u t phi kinh
doanh 3 nm lin tc c li.
- Vn iu l ti thiu n v
c thnh lp n v l 5
triu la M .
f) Sau 3 nm k t khi Hip
nh c hiu lc Vit Nam
dnh i x quc gia y
i vi quyn tip cn Ngn
hng trung ng trong cc
hot ng ti chic khu ,
swap , forward.
cam kt chung .
(1) Cha cam kt
(2) Khng hn ch
(3) Khng hn ch
cam kt nn chung.
th chuyn nhng ;
(vi) cc cng ty c th
thanh ton v ti sn
ti chnh khc , k c
vng nn;
(i) Tham gia vo vic
pht hnh mi loi
chng khon , k c
bo lnh pht hnh v
cho bn nh i l
(theo cch cng khai
hoc theo tho thun
ring) v cung cp cc
dch v lin quan n
vic pht hnh .
Nm th 2 : 100%
Nm th 3 : 250%
Nm th 4 : 400%
Nm th 5 : 600%
Nm th 6 : 700%
Nm th 7 : 900%
Nm th 8 : i x quc gia y .
c hiu lc , Vit Nam c th hn ch
quyn ca mt chi nhnh ngn hng
Hoa K nhn tin gi bng ng Vit
Nam t cc th nhaan Vit Nam m
ngn hng khng quan h tn dng
theo mc vn php nh ca chi nhnh
ph hp vi biu sau .
Sau thi gian cc hn ch ny s
c bi b .
Nm th 1 : 50% (vn php nh
chuyn vo)
Nm th 2 : 100%
Nm th 3 : 250%
Nm th 4 : 350%
Nm th 5 : 500%
Nm th 6 : 650%
Nm th 7 : 800%
Nm th 8 : 900%
Nm th 9 : 1000%
Nm th 10 : i c quc gia y
Trong thi hn bo lu , khng c nm
no t l huy ng tin ng c 2 knh
trn y ca chi nhnh ngn hng Hoa
K vt mc i x quc gia .
f) Sau 8 nm k t khi Hip nh c
hiu lc , c nh ch ti chnh c vn
u t Hoa K c php pht hnh
th tn dng trn c s i x quc gia
.
g) Chi nhnh ngn hng Hoa K khng
c t cc my rt tin t ng ti
cc a im ngoi vn phng ca
chng cho ti khi cc ngn hng Vit
Nam c php lm nh vy . Chi
nhnh ngn hng Hoa K khng c
lp cc im giao dch ph thuc .
nn chung .
(1) Cha cam kt
(2) Khng hn ch
(3) Cc nh cung cp dch v chng
khon Hoa K ch c lp vn phng
i din ti Vit Nam
nn chung
vii. cc dch v y t lin
quan.
- Cc dch v bnh vin
(PCPC 9311)
- Cc dch v cha
rng v khm bnh
(PCPC 9312)
(1) Khng hn ch
(2) Khng hn ch
(3) Cc cng ty cung cp dch v Hoa
K c cung cp dch v thng qua
thnh lp cc c s cha bnh 100%
vn Hoa K , lin doanh vi i tc Vit
Nam hay khng thng qua hp ng
hp tc kinh doanh .
Vn u t ti thiu cho bnh vin l 20
triu USD , phng khm a khoa l 2
triu USD v phng khm chuyn khoa
l 1 triu USD .
chung
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt chung
viii. cc dch v du lch
v dch v l hnh lin
quan
A. Cc dch v khch
sn v nh hng bao
gm :
- Cc dch v xp ch
khch sn (PCPC
64110).
- Cc dch v cung cp
thc n (PCPC 642) v
ung (PCPC 643)
B. Cc dch v i l v
iu phi du lch l
hnh (PCPC 7471)
(1) Khng hn ch
(2) Khng hn ch
K cng vi vic u t xy dng
khch sn nh hng c php cung
cp dch v thng qua thnh lp lin
doanh vi i tc Vit Nam hay x
nghip 100% vn Hoa K .
chung v gim c khch sn hay nh
hng phi thng tr ti Vit Nam .
(1) Khng hn ch
(2) Khng hn ch
K c cung cp dch v di hnh
thc lin doanh vi i tc Vit Nam .
Phn gp vn ca pha Hoa K khng
vt qu 49% vn php nh ca lin
(1) Khng hn ch
(2) Khng hn ch
(3) Khng hn ch
cam kt chung.
(1) Khng hn ch
(2) Khng hn ch
(3) Cc hng dn vin du
lch trong lin doanh phi l
cng dn Vit Nam
Cc cng ty cung cp dch v
c vn u t Hoa K ch
c kinh doanh dch v a
khch vo du lch Vit Nam .
cam kt chung
doanh , v 3 nm sau khi Hip nh c
hiu lc hn ch ny l 51% v 5 nm
sau khi Hip nh c hiu lc hn ch
ny s c bi b .
chung.
PH LC H - VIT NAM
Ph hp vi cc quy nh ti iu 2, Chng IV, Chnh ph nc Cng ho
x hi ch ngha Vit Nam (Vietnam) bo lu quyn ban hnh hoc duy tr
cc ngoi l v i x quc gia i vi cc lnh vc v vn sau :
1. Vit Nam c th ban hnh hoc duy tr nhng ngoi l i vi ngha v
dnh i x quc gia cho cc khon u t theo Hip nh ny trong cc lnh
vc hay i vi nhng vn c quy nh di y.
Pht thanh, truyn hnh; sn xut, xut bn v phn phi cc sn phm vn
ho ; u t trong lnh vc bo him, ngn hng, mi gii, kinh doanh chng
khon, tin t v cc dch v c lin quan khc ; thm d v khai thc khong
sn ; xy dng, lp t, vn hnh cng sng, cng bin, ga hng khng ; vn
ti hng ho v hnh khch bng ng st, ng hng khng, ng b,
ng bin, ng sng ; nh bt c v hi sn ; kinh doanh bt ng sn .
2. Nhng lnh vc Vit Nam c th yu cu d n u t phi gn vi vic
pht trin ngun nguyn liu trong nc .
Ch bin giy, du thc vt, sa, ng ma, ch bin g (tr d n s dng
g nhp khu )
Yu cu pht trin ngun nguyn liu trong nc i vi cc lnh vc ni trn
c th c duy tr ti 5 nm k t ngy Hip nh c hiu lc.
3. Nhng lnh vc Vit Nam c th yu cu d n u t phi xut khu t
nht 80% sn phm :
Sn xut xi mng, cc loi sn v sn xy dng, gch p lt v s v sinh,
nha PVC v cc sn phm nha khc, giy dp, hng mau mc, thp xy
dng, bt git, sm lp t v xe my, phn bn NPK, ung c cn, thuc
l, giy (bao gm giy in, giy vit, giy photocopy).
Yu cu xut khu t nht 80% sn phm i vi cc lnh vc ni trn c th
c duy tr ti 7 nm k t ngy Hip nh ny c hiu lc .
4. Tr trng hp on ny quy nh khc (bao gm cc on t 4.1 n 4.6),
cc ngoi l sau y v i x quc gia c p dng i vi khon u t
theo Hip nh ny ca cc cng dn v cng ty Hoa K trong tt c cc lnh
vc, bao gm nhng khng hn ch cc lnh vc c nu ti cc on 1, 2, 3
ca Ph lc ny.
4.1. Yu cu v vn u t.
(a) Sau ngy Hip nh ny c hiu lc, cc cng dn hoc cng ty Hoa K
c php gp vn, tng vn v ti u t bng bt k ng tin no, k c
tin ng Vit Nam c ngun gc t mi hot ng hp php ti Vit Nam .
(b) Nhng yu cu sau chnh sch th c duy tr ti 3 nm k t ngy Hip
nh ny c hiu lc :
(i) Cc cng dn hoc cng ty Hoa K phi gp t nht 30% vn php nh
ca lin doanh tr trng hp mc gp thp hn c cc c quan cp php
u t chp thun ;
(ii) Vn php nh ca doanh nghip c vn u t ca Hoa K khng c
thp hn 30% vn u t tr trng hp mc thp hn c cc c quan cp
php u t chp thun ;
(iii) Cng dn hoc cng ty Hoa K l mt bn trong lin doanh vi cng dn
hoc cng ty Vit Nam phi dnh cho bn Vit Nam quyn c u tin mua
trc phn chuyn nhng quyn li trong lin doanh . Doanh nghip 100%
vn ca cc cng dn hay cng ty Hoa K ti Vit Nam phi dnh cho cc
cng dn v cng ty Vit Nam quyn c u tin mua trc phn chuyn
nhng quyn li bt k ca doanh nghip . Trong mi trng hp nh vy,
quyn c u tin mua trc ch c th c thc hin nu ngh chuyn
nhng ca cc cng dn v cng ty Vit Nam c cc iu kin chnh tng
t nh ngh ca bt k bn th ba no v gi mua, thi hn v phng thc
thanh ton . Vic chuyn nhng nh vy phi c cc c quan cp giy
php u t chp thun ; v
(iv) Cc cng dn hoc cng ty Hoa K cha c php thnh lp cng ty c
phn . Doanh nghip c vn u t hoc s hu ti Vit Nam ca cc cng
dn hoc cng ty Hoa K khng c pht hnh c phiu, tri phiu ra cng
chng ti Vit Nam.
(c) Cc cng dn v cng ty Hoa K khng c php mua qu 30% c phn
ca mt doanh nghip Nh nc c c phn ho.
4.2 T chc v qun l lin doanh :
Vit Nam c th duy tr nhng yu cu sau y trong thi hn ti a ti 3 nm
k t khi Hip nh ny c hiu lc :
(a) Tng gim c hoc Ph Tng gim c th nht phi l cng dn Vit
Nam ; v
(b) Mt s vn quan trng nht lin quan n t chc v hot ng ca
doanh nghip gm : b nhim hay min nhim Tng Gim c, Ph Tng
gim c th nht, K ton trng ; sa i v b sung iu l doanh nghip ;
duyt quyt ton thu chi ti chnh hng nm, quyt ton cng trnh v vay vn
u t phi c quyt nh theo nguyn tc nht tr.
4.3. Gi v ph mt s hng ho v dch v do Nh nc qun l :
Vit Nam ang trong qu trnh ci cch h thng gi xy dng mt h
thng gi v ph thng nht . Nhm to dng mi trng kinh doanh khng
phn bit i x v hp dn hn, Vit Nam s :
(a) ngay sau ngy Hip nh ny c hiu lc, (i) khng p dng cc loi gi v
ph mi hoc phn bit i x nng hn ; v (ii) xo b s phn bit v gi v
phsi lp t in thoi, dch v vin thng (tr gi thu bao in thoi ni
ht), nc v cc dch v du lch ;
(b) trong vng (02) nm k t ngy Hip nh ny c hiu lc, tng bc xo
b s phn bit v gi v ph ng kim phng tin vn ti, ph cng bin
quc t v cc thu bao in thoi ni ht ; v
(c) trong vng (04) nm, k t ngy Hip nh ny c hiu lc, tng bc xo
b s phn bit v gi v ph i vi tt c cc hng ho v dch v khc, bao
gm nhng khng hn ch, gi in v vn ti hng khng .
4.4. Tr cp v h tr ca Chnh ph :
Nhng tr cp v h tr ca Chnh ph dnh cho doanh nghip trong nc,
bao gm vic giao t cho cc d n u t, cc khon tn dng u i, cc
chng trnh h tr nghin cu - pht trin v gio dc v cc hnh thc h
tr khc ca Chnh ph c th khng dnh cho cng dn hoc cng ty ca
Hoa K .
4.5. S hu, s dng t ai v nh :
(a) Cc cng dn hoc cng ty Hoa K khng c php s hu t ai v
nh . Cc nh u t Hoa K ch c php thu t nhm mc ch u t.
(b) Doanh nghip c vn u t Hoa K cha c php th chp quyn s
dng t ti cc t chc tn dng nc ngoi hot ng ti Vit Nam hoc
chuyn nhng ti sn u t gn vi thu t trong thi hn thu t .
4.6. Khng ph thuc vo cc bo lu ni trn v i x quc gia i vi vic
s hu, s dng t ai v nh , Vit Nam to iu kin thun li cho vic
tin hnh th chp v chuyn nhng quyn s dng t lin quan n cc
khon u t theo Hip nh ny bao gm vic xo b trong vng 3 nm k t
khi Hip nh ny c hiu lc cc hn ch v th chp v chuyn nhng
quyn s dng t nu ti mc 4.5. (b).
PH LC H - HOA K
1. Chnh ph Hp chng quc Hoa K c th ban hnh hoc duy tr nhng
ngoi l i vi ngha v dnh i x quc gia
1
cho cc khon u t theo
Hip nh ny trong cc lnh vc hay i vi nhng vn c quy nh
di y :
Nng lng nguyn t ; mi gii hi quan ; cp giy php cho hot ng
truyn thng qung b, khai thc dch v cng cng, hoc cc trm v tuyn
v tr, cng ty thng tin v tinh COMSAT ; cc tr cp hoc h tr, bao gm
cc chng trnh h tr vay vn ca Chnh ph, bo lnh v bo him ; lp
t cp ngm di bin v cc bin php ca bang v a phng m Hoa K
ban hnh hoc duy tr i x quc gia theo cc hip nh u t song bin ca
mnh c k t ngy 1 thng 1 nm 1995 n ngy Hip nh ny c hiu
lc.
i c ti nhu quc c p dng trong cc lnh vc v vn nu trn.
2. Chnh ph Hp chng quc Hoa K c th ban hnh hoc duy tr cc ngoi
l i vi ngha v dnh i x quc gia v i x ti h quc cho cc khon
u t theo Hip nh ny trong cc lnh vc hay i vi nhng vn c
quy nh di y :
Thu sn ; vn ti hng khng, vn ti bin v cc dch v c lin quan; ngn
hng ; bo him ; chng khon v cc dch v ti chnh khc ; cho thu quyn
khai thc khong sn v quyn lp t ng ng i qua t ca Chnh ph ;
truyn tn hiu v tinh mt chiu ti tn nh (DTH), cc dch v truyn hnh
qua v tinh qung b trc tip (DBS) v dch v m thanh k thut s .
1 Vic i x ca mt Bang, vng lnh th hoc vng u tr thuc Hp chng quc Hoa K, i x
quc gia l s i x khng km thun li hn s i x, trong hon cnh tng t, dnh cho cc
khon u t ca cc cng dn v cng ty Hoa K c tr hoc thnh lp theo cc lut v quy nh
ca cc Bang, vng lnh th hoc vng u tr khc thuc Hoa K .
Ph lc I
Danh mc Minh ho cc Bin php u t lin quan n
Thng mi (TRIMs)
1. TRIMs khng ph hp vi ngha v i x quc gia c quy nh ti
khon 4 iu III ca GATT 1994 bao gm cc bin php c tnh bt buc
hoc c th c thi hnh theo quy nh ca php lut trong nc hoc theo
quyt nh hnh chnh, hoc vic tun th cc bin php l cn thit
c hng u i v cc bin php ny yu cu :
A. doanh nghip phi mua hoc s dng sn phm c xut x hoc t ngun
gc trong nc, bt k l yu cu i vi sn phm c th, i vi khi lng
hoc gi tr ca cc sn phm trong nc, hay theo t l khi lng hoc gi
tr sn xut trong nc ca doanh nghip ; hoc
B. Vic mua hoc s dng cc sn phm nhp khu ca mt doanh nghip ch
c gii hn mc lin quan ti khi lng hoc gi tr sn phm trong
nc m doanh nghip xut khu .
2. TRIMs khng ph hp vi ngha v phi loi b nhng hn ch chung v
s lng c quy nh ti khon 1 iu XI ca GATT 1994 gm cc bin
php c tnh bt buc hoc c th c thi hnh theo php lut trong nc
hoc quyt nh hnh chnh, hoc vic tun th cc bin php l cn thit
c hng u i, v cc bin php ny hn ch :
A. Vic doanh nghip nhp khu cc sn phm s dng cho sn xut trong
nc hoc c lin quan sn xut trong nc ca doanh nghip c di hnh
thc hn ch chung hoc hn ch trong tng s tnh theo s lng hay gi tr
sn xut trong nc ca sn phm m doanh nghip xut khu .
B. Vic doanh nghip nhp khu cc sn phm s dng cho sn xut trong
nc hoc c lin quan n sn xut trong nc ca doanh nghip bng
cch hn ch doanh nghip tip cn ngoi t ch mc lin quan n s ngoi
t thu c ca doanh nghip .
C. Vic doanh nghip xut khu hoc bn cc sn phm xut khu, bt k
hn ch i vi sn phm c th, i vi khi lng hoc gi tr ca cc sn
phm hay l theo t l khi lng hoc gi tr sn xut trong nc ca doanh
nghip .

Toan Van Hiep Dinh Thuong Mai Viet My - 359

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Toan Van Hiep Dinh Thuong Mai Viet My - 359

Uploaded by

Copyright:

Available Formats

TON VN HIP NH THNG MI VIT M 1

You might also like