6HWUDGLRFDQDOH&++

6HWXOHVWHFRPSXVGLQWUXQUHFHSWRUUDGLR9P$VLXQHPLWDWRUUDGLRWHOHFRPDQGDFXEXWRDQH

6HWXOSRDWHILXWLOL]DWFDGLVSR]LWLYGHFRPDQGDUDGLRVDXVLVWHPGHDODUPDUDGLR
(PLWDWRUXOUHVSHFWLYUHFHSWRUXOXWLOL]HD]DFRGVDULWRUJHQHUDWSULQSURFHGHXOEUHYHWDW.(//24$VWIHOVH
SRDWHREWLQHVHFXULWDWHPD[LPDSULQFRPELQDWLDFKHLLGHFULSWDUHVLFRGFHSHUPLWHSURJUDPDUHDGDUQX
SHUPLWFLWLUHDVFDQDUHDFRGXULORU'XSDLQURODUHDGLVSR]LWLYHORUUDGLRUHFHSWRUXOYDDFFHSWDGRDU
HPLWDWRDUHOHLQURODWH0D[LPGHGLVSR]LWLYHUDGLRSRWILLQURODWHSHXQUHFHSWRU&++WHOHFRPHQ]L
GHWHFWRUL3,5FRQWDFWHPDJQHWLFHWF
6HUHFRPDQGDIRORVLUHDGHWHFWRULORU3,5UDGLR37;UHVSHFWLYFRQWDFWPDJQHWLF&7;
5HFHSWRUXODUHLHVLULGHUHOHXVHSDUDWHJDOYDQLFILHFDUHUHOHXHVWHHFKLSDWFXXQOHGGHVWDUH5HFHSWRUXO
FRQWLQHVLRLHVLUHRSHQFROHFWRUQRWDWFX6FHSRDWHILXWLOL]DWSHQWUXFRPDQGDXQXLEX]]HU
5HFHSWRUXO&++SRDWHILXWLOL]DLPSUHXQDFXXUPDWRDUHOHGLVSR]LWLYH(/0(6
x 7HOHFRPHQ]LFXFRGVDULWRU80%$1+':+&++7&++7&++7
x 'HWHFWRU3,5FXFRGVDULWRU37;FRQWDFWPDJQHWLFUDGLR&7;+&7;+
x (PLWDWRUFXFRGIL[FD537LQDIDUDPRGXOXLGHWHVWUDGLR

3HRULFHFDQDODOUHFHSWRUXOXLSXWHPVDLQURODPPDLPXOWHGLVSR]LWLYHUDGLRGDUQXPDUXOWRWDOGH
HPLWDWRDUHUDGLRQXSRDWHVDGHSDVHDVFDGHEXF'LVSR]LWLYXOUDGLRDOOHDYDVWHUJHGLQPHPRULH
FRGXOSULPXOXLHPLWDWRU
'DFDGRULWLVDVWHUJHWLGLQPHPRULDUHFHSWRUXOXLXQHPLWDWRUDWXQFLWUHEXLHVWHUVWRDWDPHPRULDDGLFDWRDWH
HPLWDWRDUHOHWUHEXLHVFVWHUVH,QFD]XOXWLOL]DULLXQXLHPLWDWRUFXPDLPXOWHFDQDOHH[53&++7
GXSDLQURODUHHPLWDWRUXOYDFRPDQGDVLFDQDOHOHYHFLQHFRUHVSXQ]DWRUDUHGHH[GDFDLQURODPEXWRQXO
DOHPLWDWRUXOXL&++7SHFDQDOXODWXQFLSULPHOHWUHLEXWRDQHDOHPLWDWRUXOXLYRUFRPDQGDSULPHOHWUHL
FDQDOH,QFD]XOXWLOL]DULLHPLWDWRDUHORU37;&++QXPDLSULPHOHFDQDOHVHSRWXWLOL]DSHQWUX
DODUPDUHFDQDOXOVHIRORVHVWHDXWRPDWSHQWUXDODUPHOHGHVDERWDMWDPSHU
&DUDFWHULVWLFLGHIXQFWLRQDUH

$FWLYDUHDHPLWDWRUXOXLSURJUDPDWLQURODWDFWLRQHD]DUHOHXOFRHVSXQ]DWRUGHSHUHFHSWRUFRQIRUP

WLPSLORUSURJUDPDWLODSFWGLQVHFWLXQHDGHSURJUDPDUHDO&++DGLFD
 0RQRVWDELOLPSXOVFXWHPSRUL]DUHLQWUHVHFVLRUH
 %LVWDELO212))ILHFDUHFRPDQGDVFKLPEDVWDUHDUHOHXOXL
)XQFWLRQDUHDLHVLULL6
)XQFWLRQDUHDLHVLULL6RSHQFROHFWRUVXQWGDWHGHMXPSHUL-3VL-3
-3SXV
-3VFRV

-3SXV
'RXDLPSXOVXULSXQHUHODPDVDODILHFDUH
DFWLYDUHDOXQXLUHOHX
8QLPSXOVODGH]DFWLYDUHDXQXLUHOHX
6HPQDOJHQHUDWGRDUGHUHOHXO

-3VFRV
GDFDXQHPLWDWRUWULPLWHVHPQDOGH
EDWHULHGHVFDUFDWDDWXQFLLHVLUHD6
IXUQL]HD]DVHPQDOSHUPDQHQWGHVWDUH
GHEDWHULHGHVFDUFDWD

7HPSRUL]DUHDLHVLULL6 VHSRDWHVHWDFXMXPSHUXO-3-3 VFXUWVHF-3 VFRVVHF

0RQLWRUL]DUHDEDWHULHGHVFDUFDWD DFHDVWPRGGHIXQFWLRQDUHHVWHYDODELOGRDUSHQWUXHPLWDWRDUHOH
37;&7;VL533DOSDLUHDOHGXOXLELFRORULQGLFDSULQQXPDUXOGHSDOSDLULFDQDOXOSHFDUHHVWH
HPLWDWRUXOFXDFXPXODWRUXOGHVFDUFDW,HVLUHD6FRPXWDODPDVDGDFD-3HVWHSXVVFXUW
6FKLPEDQGEDWHULDGHVFDUFDWDLQHPLWDWRDUHVHDQXOHD]DDXWRPDWVHPQDOL]DUHDEDWHULHLGHVFDUFDWH

$ODUPDGHVDERWDMWDPSHU ,QFD]XOGHVFKLGHULLFXWLHLUHFHSWRUXOXLVDXLQFD]XOGHVFKLGHULLFDSDFXOXL

GHWHFWRULORU37;VDX&7;+VHDFWLYHD]DUHOHXODOUHFHSWRUXOXLLQGLFDQGDVWIHOHYHQLPHQWXOGH
VDERWDM

0RGXOGHIXQFWLRQDUHVLVWHPGHDQWLHIUDFWLHUDGLR
5HFHSWRUXO&++SRDWHVDIXQFWLRQH]HFDXQVLVWHPGHDQWLHIUDFWLHUDGLRSHQWUXDFWLYDUHDDFHVWXLPRGGH
IXQFWLRQDUHWUHEXLHVFRVMXPSHUXO-3
,QVWDODUHILJ

5HFHSWRUXO&++HVWHSURLHFWDWSHQWUXIXQFWLRQDUHLQLQWHULRUq&/RFDWLDXQGHVHLQVWDOHD]DWUHEXLH
IHULWGHXPH]HDODVLVDILHGHSDUWHGHFDEOXULOHGHIRUWDVWDWLLUDGLRVLDOWHHFKLSDPHQWHFHSRWJHQHUD
LQWHUIHUHQWHUDGLR(VWHUHFRPDQGDWLQVWDODUHDUHFHSWRUXOXLODRLQDOWLPHGHP'DFDHVWHQHFHVDU
LQVWDODUHDDPDLPXOWRUUHFHSWRDUHDWXQFLVHUHFRPDQGDSDVWUDUHDXQHLGLVWDQWHGHPLQLPPLQWUHHOH
,QVWDODUHDDSURDSHGHVROVDXPRQWDUHDOXLLQEHFLUHGXFHIRDUWHPXOWUD]DGHDFWLXQH6HUHFRPDQGD
YHULILFDUHDFDOLWDWLLUHFHSWLHLUDGLRLQDLQWHGHPRQWDUHDILQDOD$QWHQDUHFHSWRUXOXLVHRULHQWHD]DVSUH
SDPDQW

)LJ

6HWDUHDLHVLULORUGHUHOHXFD12VHUHDOL]HD]DFXDMXWRUXOMXPSHULORUSR]LWLRQDWHVXEUHOHX
3URJUDPDUHD&++

,QDLQWHDLQFHSHULLSURJUDPDULLVFRDWHWLFDSDFXOHPLWDWRUXOXL


,QURODUHDWHOHFRPHQ]LORUPD[EXF
D DSDVDWLEXWRQXOGH35* SHQWUXPD[LPVHF OHGXOELFRORUHVWHURVX/DVDQGEXWRQXOOHGXOHVWH
DSULQVSHURVXVHDSULQGHOHGXOUHOHXOXL$VWIHOVHLQGLFDIDSWXOFDVLVWHPXOHVWHLQPRGXOGH
SURJUPDUH
E $SDVDWLEXWRQXOGH35* SHQWUXPD[GHVHFSHQWUXDOHJHUHDUHOHXOXLGRULW ODILHFDUHDSDVDUH
DOEXWRQXOXLGH35*VHDSULQGHOHGXOUHOHXOXLXUPDWRU
F $SDVDWLEXWRQXO35* SHQWUXPDLPXOWGHVHF OHGXOWUHFHLQYHUGH
G ,QIXQFWLHGHWLSXOHPLWDWRUXOXLSURJUDPDWVHSURFHGHD]DDVWIHO
x
7HOHFRPHQ]LDSDVDWLGHRULVXFFHVLYEXWRQXOWHOHFRPHQ]LL,QFD]XOHPLWDWRDUHORUFXPDL
PXOWHFDQDOHFXPDUIL&++7QXPDUXOGHRUGLQHDOEXWRQXOXLDSDVDWGHWHUPLQDFDQDOXOSHFDUH
VHLQUROHD]DHPLWDWRUXOGHH[GDFDDSDVDPEXWRQXOGHSHHPLWDWRUXO&++7DWXQFLSHSULPHOH
FDQDOHDOHOXL&++YDILLQURODWSULPHOHWUHLEXWRDQH%XWRQXODOHPLWDWRUXOXLQXSRDWH
FRPDQGDFDQDOXOUHOHXODOUHFHSWRUXOXLFDQDOXOHVWHUH]HUYDWSHQWUXVDERWDM

x
x
x



37;3,5LQDLQWHGHSURJUDPDUHSXQHWLMXPSHUXOGHFDQDODOGHWHFWRUXOXLSH&DQDOXO VL
LQFKLGHWLFDSDFXO SHQWUXHOLPLQDUHDFRQWDFWXOXLGHWDPSHUSULQPLVFDUHDPDLQLLQIDWD
GHWHFWRUXOXLUHDOL]DWGRXDWUDQVPLVLL
&7;+VL&7;+ FRQWDFWHPDJQHWLFHUHDOL]DWLGRXDWUDQVPLVLLSULQPLVFDUHDPDJQHWXOXL
537 VHWDWLWUDQVPLWDWRUXOLQPRGXOGHIXQFWLRQDUHGRULWVLGHVFKLGHWLXQXOGLQWUHFHOH
LQWUDUL1XPDUXOGHRUGLQHDOLQWUDULLDFWLYDWHGHWHUPLQDFDQDOHOHSHFDUHYRUILLQURODWHLQWUDULOHGH
SH53GHH[LQFD]XODFWLRQDULLLQWUDULLGHSH53DXWRPDWVHYDLQURODSHFDQDOXOVLDO
&++FHOHGRXDLQWUDULDO53
$WHQWLHPRGXOGHWHVWUDGLRSHQWUX53QXSRDWHILXWLOL]DWFX&++
SDOSDLUHDOHGXOXLELFRORULQYHUGHVHPQLILFDVIDUVLWXOSURFHGXULLGHLQURODUH

3URJUDPDUHDWHPSRUL]DULLHVLULORU
D DSDVDWLEXWRQXO35*DOUHFHSWRUXOXLSHQWUXPDLPXOWGHVHF GDUPDLSXWLQGHVHF OHGXOWUHFH
LQ5RVXDSRLLQYHUGHDVWIHOVHLQGLFDLQWUDUHDLQPRGXOGHSURJUDPDUHDOLHVLULORU
E DSDVDWLEXWRQXO35* SWPD[VHFSHQWUXDOHJHUHDUHOHXOXLGRULWSHQWUXILHFDUHDSDVDUHVH
DSULQGHOHGXO5RVXDOUHOHXOXLXUPDWRU
F DSDVDWLEXWRQXO35*SWPDLPXOWGHVHF OHGXO ELFRORUWUHFHLQURVX
G $SDVDWLEXWRQXOGH35* /HGXOWUHFHLQYHUGHLQGLFDQGLQFHSHUHDSHULRDGHLGHWHPSRUL]DUHDO
FDQDOXOXLUHVSHFWLY'XSDH[SLUDUHDWLPSXOXLGRULWPD[KDSDVDWLLQFDRGDWDEXWRQXO35* 
OHGXOWUHFHLQURVX
H 'XSDVHFOHGXOYDSDOSDLLQYHUGH LQGLFDQGVIDUVLWXOSURFHGXULLGHWHPSRUL]DUHDOLHVLULORU
0RGXOGHIXQFWLRQDUH%,67$%,/SHQWUXSURJUDPDUHDLHVLULLGHUHOHX212))ODSXQFWXOGDSDVDWL
EXWRQXO35*VXFFHVLYGHRULFXXQLQWHUYDOGHPD[VHFLQWUHGRXDDSDVDULVXFFHVLYH


6WHUJHUHDWXWXURUHPLWDWRDUHORUGLQPHPRULH
7LQHWLDSDVDWEXWRQXO35* OHGXOWUHFHLQ5RVXLDUGXSDVHFWUHFHLQYHUGH'XSDVHFOHGXO
LQFHSHVDSDOSDLDLQDFHVWPRPHQWHOLEHUDWLEXWRQXO35* $VWIHOVHVWHUJGLQPHPRULDUHFHSWRUXOXL
HPLWDWRDUHOHGDUWHPSRUL]DULOHLHVLULORUUHVSHFWLYPRGXULOHGHIXQFWLRQDUHUDPDQQHVFKLPEDWH3HQWUX
LQURODUHDWHOHFRPHQ]LORUQRLVHSURFHGHD]DFRQIRUPSDVLORUGHVFULVHLQVHFWLXQHD

,QSRUWDQWSDVLLGLQVHFWLXQHDVLVHSRWUHDOL]DGRDUFXWHOHFRPHQ]LLQURODWH
$WHQWLHHURULOHGHSURJUDPDUHVXQWVHPQDOL]DWHSULQSDOSDLUHDUDSLGDDOOHGXOXLURVX,QFD]XOLQFDUHQXVH
UHDOL]HD]DQLFLRRSHUDWLHVLVWHPXOLVHDXWRPDWGXSDVHFGLQPRGXOGHSURJUDPDUH
&DUDFWHULVWLFL
x 5HFHSWRUUDGLRFRQIRUPVWDQGDUGHORU&((HFVL((&
x LHVLULGHUHOHX121&L]RODWHJDOYDQLF9$&$VDX9'&$
x QXPDUXOPD[LPGHGLVSR]LWLYHUDGLRFHVHSRWLQURODEXF
x VHPQDOL]DUHEDWHULHGHVFDUFDWDSHFDQDOSULQSDOSDLUHDOHGXOXL
x UHOHXSURJUDPDELOPRQRVWDELOVHFKVDXELVWDELO212))
x UHFHSWRUXOHVWHHFKLSDWFXOHGFXGRXDVWDULFDUHVHPQDOL]HD]DVWDUHDGLVSR]LWLYXOXLFRQWDFWGH
WDPSHU
x LHVLUHGHFRQWUROGHWLS6RSHQFROHFWRU$9SHQWUXFRQWUROXOXQHLVLUHQHVRQHULLH[WHUQH
x FRQVXPLQVWDQGE\P$r 9'&SOXVP$LQFD]XODFWLRQDULLUHOHHORU

)XQFWLRQDUHDUHFHSWRUXOXL&++FDVLVWHPGHDODUPDUDGLRLQGHSHQGHQW

6HVFRDWHMXPSHUXO-3 DVWIHOUHFHSWRUXO&++GLVSXQHGHIXQFWLLOHXQXLVLVWHPGHDODUPDUDGLR
([HPSOXGHVLVWHPPLQLPDOFRPSXVGLQWURVLUHQDVXUVDGH9'&RSWLRQDOFXDFXPXODWRUWDPSRQ
GHWHFWRUL&7;VL37;SURJUDPDWLSHFDQDOXODOUHFHSWRUXOXLLDUWHOHFRPHQ]LOHYRUILSURJUDPDWHSH
FDQDOXODOUHFHSWRUXOXL
5HFHSWRUXO&++XWLOL]DWFDVLVLVWHPGHDODUPDDUHXUPDWRDUHOHFDUDFWHULVWLFL
x ]RQHUDGLR
x PD[LPGHHPLWDWRDUHUDGLRVHSRWLQURODLQVLVWHP
x DUPDUHGH]DUPDUHSULQWHOHFRPHQ]LOH(/0(6
x PHPRULHGHDODUPDSULQQUGHSDOSDLULDOOHGXOXLVHLQGLFD]RQDSHFDUHVDSHWUHFXW
HYHQLPHQWXOGHDODUPD
x WUDQVPLWHUHDHYHQLPHQWXOXLGHSDQLFDSULQDSDVDUHDWLPSGHPLQLPVHFDOEXWRQXOXLDO
WHOHFRPHQ]LL
x LHVLULGHUHOHX1&12DFDURUIXQFWLRQDUHHVWHGHVFULVPDLLRV
x LHVLUHD'LQGLFDVWDUHDDUPDWGH]DUPDW
x LHVLUHD'XWLOL]DELOSHQWUXRULFHDSOLFDWLHGHDUPDUHGH]DUPDUHH[DUPDUHGH]DUPDUHFX
EXWRQXODOWHOHFRPHQ]LLFXFDQDOH
x LHVLUHD'LHVLUHGHDODUPDUHSHQWUXVLUHQDVDXIODVK
x LHVLUHD'LHVLUHSHQWUX]RQHOHVXSUDYHJKHDWH+WDPSHUVDXSDQLFD
x LHVLUHRSHQFROHFWRU$9SHQWUXDFWLYDUHDXQHLVLUHQH
x ODDUPDUHLPSXOVXULODGH]DUPDUHXQLPSXOV
x LQGLFDPHPRULDGHDODUPDLQFD]GHGH]DUPDUHGXSDXQHYHQLPHQWGHDODUPD
LPSXOVXUL
x /HGELFRORUFXXUPDWRDUHOHVWDUL
x $UPDUHURVX
x 'H]DUPDUHYHUGH
x $ODUPDSDOSDLHSHURVXSDQDFDQGVLVWHPXOHVWHDUPDWGXSDGH]DUPDUHDVLVWHPXOXLPDL
SDOSDLHLQFDPLQXWH
x $YHUWL]DUHEDWHULHGHVFDUFDWDGXSDGH]DUPDUHSDOSDLHYHUGH1XPDUXOSTOSDLULORULQGLFD
]RQDGHSHFDUHDYHQLWVHPQDOXO
x 2SULUHDDODUPHORUGXSDDODUPHVXFFHVLYH
x 0HPRUDUHDVWDULLGHDUPDWGH]DUPDWLQFD]XOLQWUHUXSHULLWHQVLXQLLGHDOLPHQWDUH
&RQILJXUDUHDVLVWHPXOXLGHDODUPDUDGLRXWLOL]DQGUHFHSWRUXO&++







6FRDWHWLMXPSHUXO-3(IHFWXDWLRSHUDWLDGHVWHUJHUHDWXWXURUHPLWDWRDUHORUGLQPHPRULH
FRQIRUPSXQFWXOXL
6HWDWLLQILHFDUHGHWHFWRUUDGLRSHFDQDOXOLQFKLGHWLFDSDFXOVLLQURODWLOILHFDUHGHWHFWRUSH
FDQDOXO'HWHFWRUXOFDUHDIRVWLQURODWSULPXODXWRPDWDSDUWLQH]RQHLGHDODUPDUH
GHWHFWRUXOQUDSDUWLQH]RQHLGHDODUPDLDUGHWHFWRUXODOOHDVHLQUROHD]DDXWRPDW]RQHLD
D'HWHFWRUXOYDDSDUWLQHLDU]RQHLDOOHD]RQHLVLDVDPDLGHSDUWHSDQDOD
GHWHFWRUXO'HFLSHILHFDUH]RQDVHSRDWHLQURODPD[LPGHWHFWRULUDGLR
,QURODWLSHFDQDOXORWHOHFRPDQGDFXQXFDQDOSHQWUXDUPDUHDGH]DUPDUHDVLVWHPXOXL,Q
FD]XOXWLOL]DULLXQXLWHOHFRPHQ]LFXFDQDOHSULPXOEXWRQVHSRDWHXWLOL]DSHQWUXDUPDUHD
GH]DUPDUHDVLVWHPXOXLLDUFHODODOWEXWRQVHSRDWHXWLOL]DSHQWUXDFWLRQDUHDXQXLGLVSR]LWLY
DX[LOLDUGHH[VHSRDWHFRPDQGDRXVDGHJDUDM,QUROLQGEXWRQXODOWHOHFRPHQ]LLSHFDQDOXO
VHLQUROHD]DDXWRPDWVLEXWRQXODOWHOHFRPHQ]LLSHFDQDOXO
3URJUDPDWLFDQDOXOSHPRGELVWDELO212))LDUWHPSRUL]DUHDFDQDOHORUVLVHWDWLSH
SHULRDGDGRULWDPD[RUH

)LJ6FKHPDGHFRQH[LXQHDOVLVWHPXOXLGHDODUPD&++FXGHWHFWRULUDGLRLQURODWLXWLOL]DQG
VLUHQDGHH[WHULRUVWDQGDUGDOLPHQWDWRU9'&PLQLPP$FXUHQWXOQHFHVDUSWVLUHQD
&DQDOXOVLVXQWLHVLULGHUHOHX12

6FKHPDFRQH[LXQH&++VLVLUHQD%0

6HWDULMXPSHUODVLUHQD%0
-6 SXV
-/ SXV
/  SXV
6 SXV
6 SXV
 SXV