Professional Documents
Culture Documents
David Kolb
John McCumber
Associate Editor
Anthony J. Steinbock
POLITICS,
RELIGION,
AND ART
Hegelian Debates
Contents
Acknowledgments
vii
Part 1. Foundations
1
2
Reconguring Spirit
Douglas Moggach
Group Formation and Divisions in the Young
Hegelian School
Wolfgang Bunzel and Lars Lambrecht
27
47
66
96
118
147
164
Post-Kantian Perfectionism
Douglas Moggach
179
203
231
15
257
281
301
321
Index
345
Contributors
357
Acknowledgments
This project was undertaken with the support of a Killam Research Fellowship, awarded by the Canada Council for the Arts, and with funding
from the Social Sciences and Humanities Research Council of Canada,
and the University of Ottawa Research Chair in Political Thought. Visiting Fellowships from Sidney Sussex and Kings Colleges, University of
Cambridge; the Centre for History and Economics, Cambridge; and the
University of Sydney provided me with ideal working environments and
with stimulating intellectual contacts during the preparation of this text.
The manuscript was completed at the University of Sydney, where I now
hold an honorary professorship. Earlier versions of my own contributions
to the volume were delivered in Italian in the School of Historical and
Political Studies, University of Padua, and at the University of Urbino.
I am deeply grateful to the contributors to this volume for their
exemplary work, patience, and unflagging support. Among colleagues
in Australia, Europe, and North America, I wish in particular to thank
Claudio Cesa, with whom I have maintained a long-standing friendship.
Others who provided valuable critical input were Thomas Besch, Remo
Bodei, Paul Leduc Browne, Diego Bubbio, Widukind de Ridder, Giovanni
Fiaschi, Kieran Furlong, Moira Gatens, Stephen Gaukroger, Istvan Hont,
David Kolb, Melissa Lane, David Macarthur, Koula Mellos, Martin Ruehl,
Gareth Stedman Jones, Lawrence Stepelevich, and Massimiliano Tomba.
Thanks are due, too, to two anonymous reviewers of the manuscript for their careful scrutiny and criticisms; to John McCumber, Henry
Carrigan, Jenny Gavacs, Heather Antti, and the staff at Northwestern
University Press for their encouragement and aid; and to my research assistants, Charles Dumais, Fadi Abboudy, and Sascha Maicher. I also thank
indexer Janet Russell for her outstanding work.
My appreciation for my family is boundless. Alison, Iain, and Catriona have enthusiastically accompanied me on adventures abroad,
and have shown remarkable understanding and forbearance of my work
habits and frequent absences.
I dedicate this volume to the memory of my aunt, Helen Liota,
who, with her sisters, was my first and best teacher.
vii
Part 1
Foundations
Reconguring Spirit
Douglas Moggach
Context
German idealism, in the works of Kant, Fichte, and Hegel, effected a
philosophical revolution in its new conceptions of reason and of reasons
legislative ability for morality and politics. The core of Hegels idealism
is the unity of thought and being, a unity brought about by the historical
realization of reason in the world. In his Philosophy of Right (182021)
Hegel had raised the speculative claim that the real is rational, and the
5
6
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rational is real;2 but this claim appeared ambiguous. The reality or effectiveness of reason might be taken to characterize a historical process, still
incomplete, or it might invest the existing order with rational legitimacy.
Do the prevailing forms of religion, politics, and society satisfy the standards of reason and freedom, and how are these standards themselves
to be understood and defended? Answers to these questions tended to
divide the Hegelian heritage. The Hegelian school was a loose association, whose shifting political landscape and lively internal polemics are
documented in this volume. United initially by a project of publishing
versions of Hegels Berlin courses in aesthetics, religion, history, and so
on, members of the school produced eighteen volumes of his lectures,
of varying editorial reliability, between 1832 and 1845.3 Rifts appeared
early among Hegels students over the interpretation of his philosophy
and its relation to politics, religion, and art.
Initially on theological grounds, David Friedrich Strauss (1808
1874) proposed a distinction in 1837 among Right, Center, and Left
Hegelianism, depending on whether faith and reason were taken to be
compatible: Right Hegelians defended orthodox Christianity on philosophical grounds, Left Hegelians reformulated Christian doctrines in
light of Hegels logic, and Center Hegelians wavered between both positions. These designations quickly assumed broader political meanings,
though individual positions represented in the school were far more diverse. The fragmentation of the school accelerated in the 1830s in response to harsh criticisms of Hegel voiced by conservatives, who accused
him of pantheism, or dissolving God into nature. Conservatives stressed
the transcendence of God, his separation from the world and humanity,
mediated by the person of Christ as the sole incarnation of the divine. In
parallel, as our authors show in this volume, a conservative political theology of personal monarchical rule, and of a mystical bond between king
and people (which precluded any mechanical constitutional document), aimed to repudiate demands for popular sovereignty. As a result
of these attacks, some of Hegels followers stressed their own orthodoxy
and their concurrence with existing political and religious authorities
(though even these accommodationists generally continued to advocate
reforms). Others adopted more radical conclusions. The Hegelians were
quickly at the center of political contestation in the period known as the
Vormrz, the prelude to the German Revolutions of March 1848.
Conservative attacks on Hegel came from various quarters, as indicated by our authors: like the diversity among Hegelians, Vormrz conservatism was no unified phenomenon, either. These attacks were in
part orchestrated by the crown prince of Prussia, who succeeded to the
throne as Friedrich Wilhelm IV in 1840. He viewed Hegelianism, of all
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S P I RI T
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religion, and philosophy have the same content but merely a different
form, or are the oppositions among them sharper and more intractable?
Has Hegel correctly established the hierarchical ordering of these levels,
whereby religion is set above art because it appeals to representational
thought, and not to sensuous intuition? Among the Hegelians of the
Vormrz, the linkage between art and the forms of objective spirit (as
awareness and practice of freedom) is accorded great stress, and art itself
is seen as a proof of the effectiveness of reason in reshaping the material order. It is thus frequently elevated above religion in the hierarchy
of the absolute. In combat with the religiosity of the post-Napoleonic
Restoration, the Hegelians whom we study here tend to view religion as
a form of alienated spirit, or spirit unaware of its own activity; and they
question Hegels claims about religions identity of content with philosophy. These approaches strike us with their modernity, their foreshadowing of non-metaphysical readings of Hegel which are increasingly
prominent in the literature, though not always with the same expressly
political inflections.5 The thinking of the Hegelian school is not that of
shallow imitators, but reveals philosophical depth in its questioning and
responses.
In completing the Enlightenment project, exploring what is involved in the historical realization of reason, and rethinking the forms of
objective spirit, new ideas of freedom and community emerge. As Bruno
Bauer (18091882) presents the issue, the Hegelian heritage splits along
two axes, the Fichtean and the Spinozist, which Hegel himself had attempted to fuse.6 Those who pursue the Fichtean route, like Bauer himself, stress the principles of singularity and autonomy, developing the
dialectic of the will, which Hegel presents in the Philosophy of Right as
requiring the conscious, individual enactment of universal interests. This
is a doctrine of rational self-legislation, in contrast to arbitrary will or
divine command. For Bauer, universality is not a property merely distributed or shared unself-consciously among its many particular bearers, but
must be regarded by individuals as having normative status: it is taken
up or posited by them, and is directive of action. Autonomy is the principle of spontaneity or choice, disciplining itself under universal rules.
The alternate, Spinozist route from Hegel, followed by D. F. Strauss and
Ludwig Feuerbach (18041872), leads to the affirmation of universality as community or shared interests, while placing less emphasis on the
formal side, the element of individual willing. In Feuerbach and Karl
Marx (18181883), it leads to the idea of a collective species-being, damaged by particularistic and egoistic activities, but potentially retrievable
through changes in social relationships. Both the Fichtean and the Spinozist reading of Hegel stress the importance of universality, a general
9
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S P I RI T
10
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Objectives
The first objective which our authors pursue in this volume is to establish the dynamism and variety of post-Hegelian thinking in the Vormrz,
the period prior to the Revolutions of 1848. The examination we undertake here allows us to refine the conventional division of the Hegelian
school into Right, Left, and Center, showing how these categories
do not capture the complexity and diversity of positions represented.
We cannot merely dismiss these categories, which have strong political
resonance, as though they were unfounded or irrelevant; but we can
problematize them, seeing each faction as much more internally variegated, the boundaries between them as porous, and the place of individual figures as much more fluidly defined. We suggest instead finer
discriminations among members of the school. Thus we can consider
some of those usually assigned to the Hegelian right or center as being
intimately involved in debate and dialogue with their more critical and
politically engaged colleagues, and even making contributions to critical
thought themselves; Hotho and Rosenkranz so appear in this volume.
The complexity and range of issues debated in the Hegelian school re-
11
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12
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13
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Contributions
The authors in this volume investigate how conflicting readings of Hegel arise among his students in the period of the Revolutions of 1848, in
response to specific problems in the structure of Hegelian philosophy.
They trace the evolution of these positions in polemical engagements
with other political and philosophical currents, and ask what results
14
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ensue from the application of these ideas to concrete social and political
issues. In answering these questions, our authors themselves exhibit the
diversity of approaches characteristic of recent scholarship. Both striking parallels and divergences emerge among our texts, attesting to the
openness and dynamism of the field and suggesting areas for further
research.
While this volume challenges conventional depictions of the split
between Right and Left Hegelians, it proposes new and suppler differentiations within the Hegelian movement. In their chapter on group
formation and divisions in the school, Wolfgang Bunzel and Lars Lambrecht argue that considerable ideological differences exist among its
members, and these grow more marked throughout the period culminating in the Revolutions of 1848. Bunzel and Lambrecht examine the
conceptual and geographic topography of the Hegelian school, tracing
its networks of personal communication, the formation (often fleeting)
of specific nuclei around journals and personalities, and the responses of
its members to local conditions. Thus, significant differences exist within
Prussia, which set the bastion of state power, Berlin, at odds with the periphery: especially with the old university town of Halle, and with remote
East Prussia, the home of Kant. The repercussions of these differences
continue to be felt in the debates among the Hegelians themselves. The
Prussian contingents of Hegelians are further differentiated from the
South Germans, who are closer to indigenous liberal traditions. Arnold
Ruge emerges as a central organizer and arbiter among the members
of these groups. His intellectual career in the Vormrz can be followed
through texts by Collenberg-Plotnikov and Calvi, and Ruge thus appears as one of the central figures in this volume. His journals, the Hallische Jahrbcher, later Deutsche Jahrbcher (183843), provided an important
public focus for the movement, although the founding of rival Hegelian
publications, addressing a similar audience, gradually eroded his dominant influence. Indicating the plurality of positions adopted in the Hegelian contentions of the Vormrz, Bunzel and Lambrecht argue that this
diversity was never integrated under a single set of concepts. Hegelianism represents not a homogeneous bloc but a multifaceted movement,
with a limited group coherence. The specificity of the Hegelian movement, especially of its politically engaged, critical components, lies in its
cultural and historical function, exerting an influence far beyond the
strictly philosophical domain. The goal it pursued through its publishing activity was to promote an active and critically aware public sphere,
engaging in a broad and open discussion of theological, aesthetic, and
political questions. An analogy might be suggested with the eighteenthcentury intellectual circles of Edinburgh and Glasgow, disseminating
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Enlightenment conceptions to a broader public.17 Though the phenomenon of critical Hegelianism was short-lived, the discussions it initiated
retain their relevance and interest, as this volume seeks to elucidate.
To establish the critical credentials of Hegelianism in its encounter with recalcitrant forms of anti-modernism, Hegels successors in the
Vormrz found it necessary to rethink the conceptual apparatus of the
system. This process involved reassessments of the nature of religion and
its place in the systematics of absolute spirit, the trinity of philosophy,
religion, and art, distinguished by their capacity to reveal the formative
power of reason at work in the world. Paul Redding, in his chapter entitled The Metaphysical and Theological Commitments of Idealism:
Kant, Hegel, Hegelianism, identifies this formative power as the central theme of idealist constructivism, an idea also developed by Tom
Rockmore in his contribution. Redding distinguishes two forms of this
idea, which he designates weak and strong transcendental idealism. PreKantian metaphysics considers the fundamental structures of a mindindependent world, whereas Kant directs us to attend to reasons constitutive activities themselves. Kants own account of metaphysics can,
however, be read either as skepticism about cognitive access to things
in themselves (weak TI, where, although idealistic about the forms of
cognition, the departure from the old metaphysical standpoint is less
marked, or perhaps not even attempted) or as a more robustly constructivist program (strong TI, a science of logic and rational activity where
the traditional objects of metaphysics, including the idea of God, are
seen as products of reason). Neither form of transcendental idealism is
to be equated with the idealism of Berkeley, which reduces matter to
perception, but which is a spiritual realism about God and the soul. Hegel develops a strong transcendental idealist program, while criticizing
the voluntarism and Augustinianism still latent in Kants account. Later
developments such as Feuerbachs revert in part to naturalism and the
older metaphysical tradition, treating human nature as a metaphysically
given essence. Hegel requires that we treat this essence idealistically and
historically. If Hegels is not an orthodox theism, his position cannot be
assimilated to atheism either because it retains an idea of God, not as
the existent being of traditional metaphysics, but in relation to the rational activities and norms of human communities. While admitting no
independent existents outside such activities, Hegels metaphysics does
not imply the nullity or dispensability of ideas, such as God (the idea of
universality), which are integral to these practices themselves. Hegels
thought thus remains a fruitful alternative to that of his followers.
As well as the underlying metaphysics, the manifest structure of
absolute spirit is also a matter of contention among Hegelians. Is Hegel
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17
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18
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efforts to personalize power, that is, to found its legitimacy in the states
monarchical personality, and he indicates variants in this approach, in
the historical school of law, early positivism, and especially in the works
of F. J. Stahl. He argues that the idea of legal personality was dependent
upon underlying theological convictions, since the personality and sovereignty of the state were conceived in analogy to the creative personality of God. As in Breckmans account, the personalization of power also
underwrites the view of individual proprietors in civil society; Thornhills
text differentiates types of conservative thought (e.g., Stahl vs. Gerlach),
depending on the degree to which these rights of private persons were
admitted. Personality in civil society is circumscribed and defined by
proprietary claims. Each conservative doctrine thus endorsed a political
order sanctioning (at most) restricted rights of possession, while largely
precluding constitutive or participatory rights and freedoms.
In contrast to personalism, many (but not all) Left Hegelians19
tended to stress collective rights and shared essence or species-being,
though the democratic implications of this position were not fully or consistently worked out; Breckman in particular detects a tendency among
the Hegelians to retreat from the full force of this insight and to reinvest
personality in various guises. A republican model of the legal person
is at least adumbrated, enjoying actively shared rights and commonly
structured freedoms. In this respect, Thornhill maintains, the Hegelians
looked beyond their own immediate intellectual milieu, anticipating the
democratic debates on legal personality among German legal theorists
in the imperial period and the Weimar Republic. Breckman and Thornhill offer differing assessments of the degree to which the debate on personalism shaped Marxs thought, and his idea of the social subject. The
question is the extent to which Marx retains a transformed idea of rights.
To what extent can we recognize persistent effects of Marxs Kantian inheritance? This is a persistent problem in the literature.20
The republicanism nurtured in the Hegelian school did not merely
involve the repudiation of conservative personalist politics, but sought
to offer positive prescriptions which could give substance to the idea of
popular sovereignty. Norbert Waszeks chapter presents the Hegelians
grappling with the concrete problem of modern political institutions.
While it is frequently conceded that Hegelian ideas contributed, during the 1830s and 1840s, to the emergence of theories of political opposition in Germany, it has also been maintained that Hegels political
philosophy itself lacks such a theory. After establishing the historical
context of European debates on an institutionalized opposition, and reviewing arguments in Hegels own texts, Waszek challenges the conclusion that the Hegelian system cannot readily accommodate a theory of
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21
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S P I RI T
objective medium, whereas religion was a surrender to passivity and selfloss; religious belief thus upheld an alienated political order, and resisted efforts to realize reason and freedom in conscious and objective
forms.23 Other Hegelians, such as H. G. Hotho and Arnold Ruge, offered
differing appreciations of the role of art in Hegels philosophy and in
the modern world; of the relations between art and religion; and of the
meaning of Hegels contentious thesis of the end of art, the exhaustion
of arts capacity to depict complex modern subjectivity. The chapter by
Bernadette Collenberg-Plotnikov takes up these questions, drawing on
her own extensive work in the Hegel archives. After reviewing Hegels
aesthetics, its logic, and the relation it establishes between art, nature,
culture, and history, Collenberg-Plotnikov distinguishes two broad lines
in the reception of aesthetics within the school, typified by Hotho and
Ruge (together with his coauthor Theodor Echtermeyer). These stand
for the Old and the Young Hegelians respectively, the right and the left
of the Hegelian school, though many of its members resist classification,
or vary their stances in response to specific issues. Against Hegels logical determination of art, Hotho tends toward subjectivism and psychologism, and is prepared to make concessions to Romanticism: for example,
he weakens the force of Hegels thesis of the end of art, rendering it
as an attitude of resignation toward the banality of modern life. Meanwhile, Ruge takes up battle decisively against Romanticism, which he condemns for bolstering the power of the throne and the conservative elements. (While Ruge appears ready to brand all varieties of Romanticism
as mere nostalgia and irrationalism, this is clearly an unwarranted generalization; but it is to be understood as a politically conditioned riposte
to one type of Romantic thinking prominent in the Vormrz.) Whereas
Hotho subjectivizes art, Ruge sociologizes it. Collenberg-Plotnikov draws
implications for contemporary thinking about art and the ubiquitous
manipulation of images.
Collenberg-Plotnikov considers the earlier phases of aesthetic
thought in the Hegelian school, and Margaret A. Rose examines a significant, if often overlooked, contribution to the latter. Roses text, Karl
Rosenkranz and the Aesthetics of the Ugly, follows developments in
Hegelian aesthetics up to the period immediately after the failed Revolutions of 1848. Contextually, she shows the inapplicability of conventional labels to describe the work of a specific figure, a theme also addressed explicitly by Stewart in the present volume. Theoretically, she
traces the further elaboration of Hegelian aesthetics, both in integrating
the literary and pictorial arts of the mid-nineteenth century (including
the poetry of Hegels pupil Heinrich Heine) and also in anticipating
subsequent artistic trends, including a new appreciation of the signifi-
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cance of the ugly for art and for the depiction of modern life. The chapter focuses on Karl Rosenkranz, whom D. F. Strauss had described in
1837 as a member of the Hegelian Center rather than the Left or
Right. In an 1840 comedy entitled The Center of Speculation, Rosenkranz
parodied this categorization, and expressly repudiated the place which
Strauss had assigned to him. In his Aesthetics of the Ugly (sthetik des Hsslichen) of 1853, previously little studied in English, Rosenkranz defended
comedy itself as a liberating force. The text recalls Aristotles comments
on comedy in his Poetics, and extends Hegels own analyses. Confronting
the ugly, aesthetics takes up the opposite of beauty within itself, yielding
a more concrete and differentiated account of its own domain. Rosenkranz argued that caricature and other current forms of comedy not
only depict the ugly but also signal a liberation from it. While distancing himself from Heines more extreme and blasphemous expressions,
he proposed a theoretical vindication for the critical use of irony and
parody among radical Young Germans and Left Hegelians, writing in
conditions of Prussian censorship. Rosenkranzs aesthetic views can be
compared to those of Bauer and Ruge, although he remained critical of
the latter. The Aesthetics of the Ugly places Rosenkranz, at least temporarily, among the more radical Hegelians of his time. His assessment of the
ugly is relevant not only to the understanding of nineteenth-century art,
but to contemporary repudiations of classical standards of beauty.
Our contributions thus identify important Hegelian critiques of
politics, culture, and society. That the social question was a central theme
in Hegelian criticism is not an uncontested view, however, even among
contributors to this volume. Todd Gooch discusses the development of
Ludwig Feuerbachs religious critique in the 1830s and 1840s in the context of his polemical engagements with a series of adversaries, including
F. J. Stahl, Schelling, and Heinrich Leo. Goochs reconstruction also involves the influence of Jacobi and the pantheism controversy of a previous generation, and the religious movement known as the Awakening
(in contrast to the more secular and rationalist Enlightenment), which
rallied various anti-Hegelian elements. Gooch stresses the political dimensions of Feuerbachs critique, the attack on personalism, and the issue of hypostasis (or essence treated as an independent existent: here
the projection of the divine as a species-concept of the human), a question also addressed in Beisers chapter in this volume. Gooch takes issue, however, with Breckmans contention that the social question, as a
problem of economic exclusion and deprivation, was a defining feature
in these debates, or at least in Feuerbachs interventions in them. Gooch
considers this reading anachronistic, and argues that the kind of egoism
at stake in Feuerbachs criticisms is largely of religious derivation. Gooch
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finds in Feuerbach less a positive social vision than a critique of the religious consciousness and its political implications, a therapeutic rather
than prescriptive approach. The relation between the social question and
Hegelian criticism thus remains an issue open for further investigation.24
Frederick Beiser argues that Max Stirner deserves to be taken very
seriously as a philosopher, and that he in some ways represents the end
point of the German critical tradition since Kant. Stirner radicalizes the
Kantian critique of hypostasis, or the setting up of false universals; and he
criticizes Kant, Hegel, and his Hegelian contemporaries for retaining an
idea of universality which, he contends, constricts and oppresses the particular will, diverting it from its genuine satisfactions into subservience
to illusory ideals. In place of a universalistic ethic, he sets a particularist
program based on voluntarism, non-cognitivism, ethical egoism, and hedonism, recalling in some respects, as Beiser notes, Stoic self-sufficiency
or ataraxia, but more aggressive in the pursuit of pleasures, and devoid
of any idea of natural harmony. Beiser discusses Stirners arguments in
his major work, The Ego and Its Own (Der Einzige und sein Eigentum), examining the concept of ownness as a variety of freedom, in which conscious self-interest and self-fashioning define an autonomous, or at least
spontaneous, stance toward the world and other subjects, anticipating
a posture that will later be struck by Nietzsche. Beiser also relates ownness to debates among Hegelians on property and the social question,
and discusses the polemics, with Marx and others, provoked by Stirners
work. The text concludes with a reflection on Stirners anarchism, noting its distinctive and problematic character.
Lucien Calvi offers a complementary perspective to Bienenstocks
on the encounter of Hegelianism with French social thought, and agrees
with our other contributors on the centrality of interactions between
religion and politics. He takes up the narrative of Arnold Ruges career,
begun in this volume by Collenberg-Plotnikov and by Bunzel and Lambrecht. The latter end their chapter on the eve of Ruges emigration, and
Calvi resumes the story with Ruge now in Paris, actively pursuing his organizational and journalistic work. Calvis text follows Ruges attempts
to build alliances with representatives of republicanism and socialism in
France, and documents the rifts that open among them over questions
of religion. Like Bienenstock, Calvi indicates contrasting appreciations
of religion and its potential role as a mobilizing or intrinsically conservative force, and shows how these views divided German and French
thinkers in the 1840s, hampering Ruges efforts to secure a common
front prior to 1848. Calvi then examines closely the causes of the split
between Ruge and Marx over the editorial and political direction of the
Deutsch-franzsische Jahrbcher, Ruges latest collaborative effort to replace
24
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25
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S P I RI T
tive activity in the world. For them, spirit is not a transcendent force but
an immanent dynamic that is operative, in distinct ways, in the historical
process as one we construct. They renew the critical impetus of the Enlightenment and direct it against powerful adversaries, old and new. The
optimism of the members of the Hegelian school is tempered by a recognition of the modern culture of diremption and its dangers, but their
new thinking on politics, religion, and art stakes out positions both original and notable, and initiates debates which continue to agitate our contemporary world.
Notes
1. See, for example, Paul Redding, Analytical Philosophy and the Return of
Hegelian Thought (Cambridge, Eng.: Cambridge University Press, 2007).
2. G. W. F. Hegel, Elements of the Philosophy of Right, ed. Allen W. Wood,
trans. H. B. Nisbet (Cambridge, Eng.: Cambridge University Press, 1991), 20.
3. G. W. F. Hegel, Werke: Vollstndige Ausgabe durch einen Verein von Freunden
des Verewigten, 18 vols. (Berlin: Duncker und Humblot, 183245). For recent
critical editions, see note 10 below.
4. The classic study is Erich Jordan, Die Entstehung der konservativen Partei und
die preussischen Agrarverhltnisse vor 1848 (Munich: Duncker und Humblot, 1914).
5. See, for example, Katerina Deligiorgi, Hegel: New Directions (Chesham,
Eng.: Acumen, 2006); and, in the same volume, critical comments on nonmetaphysical readings by Rolf-Peter Horstmann, Substance, Subject, and Infinity: A Case Study of the Role of Logic in Hegels System, 6984.
6. Bruno Bauer, Charakteristik Ludwig Feuerbachs, Wigands Vierteljahrschrift 3 (1845): 86146.
7. G. W. F. Hegel, Smtliche Werke, ed. H. Glockner, vol. 12, Vorlesungen ber
die sthetik (Stuttgart: Frommann, 1964), 88, 9091.
8. Calvi, and Bunzel and Lambrecht in this volume, draw heavily on archival sources on Ruge.
9. For example, Douglas Moggach and Winfried Schultze, Bruno Bauer:
ber die Prinzipien des Schnen: De pulchri principiis: Eine Preisschrift, mit einem Vorwort
von Volker Gerhardt (Berlin: Akademie Verlag, 1996).
10. See G. W. F. Hegel, Gesammelte Werke (Hamburg: Meiner, 1968 ).
11. See, for example, Ian Hunter, Rival Enlightenments (Cambridge, Eng.:
Cambridge University Press, 2001).
12. Hegel, Elements of the Philosophy of Right, 20 and 260.
13. For example, Sarah Maza, The Social Imaginary of the Revolution:
The Third Estate, the National Guard, and the Absent Bourgeoisie, in The Age
of Cultural Revolutions: Britain and France, 17501820, ed. Colin Jones and Dror
Wahrman (Berkeley: University of California Press, 2002), 10623.
14. For a first rough approximation, see Douglas Moggach, Republican-
26
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28
W O L F GANG
BUNZ E L
AND
LARS
LAMB RECHT
29
GR O UP F O RMAT I O N
HE G E L I A N S CHO OL
AND
DI V I S I O NS
I N
THE
YOUNG
The second stage essentially covers the year 1838, the first twelve
months of the existence of the Hallische Jahrbcher, which quickly became
the literary and organizational center of Young Hegelianism. Its oppositional character appeared clearly from the start: the announcement of
the journal not only publicly named as potential contributors some of
the Gttingen Seven who had been expelled from Hanover by King
Ernst August, but also identified as collaborators several former members of the Burschenschaften, among them Ruge himself, who had spent
long years in prison for their activities. Besides, from the beginning the
journal decisively took up the defense of David Friedrich Strauss. In relation to the so-called Cologne troubles (Klner Wirren, 183739),9 seen as
a power struggle between church and state, and in the Leo dispute, the
Young Hegelians intervened directly in the religious and political conflicts of the day as representatives of a decidedly engaged and current
philosophical perspective. They evinced a largely unshaken confidence
in the Prussian state, from which they expected not only protection and
support but also a clear recognition of freedom of thought and political
liberalism.
This attitude changed in the third stage of Young Hegelianism,
from early 1839 to mid-1841, during which time the Hallische Jahrbcher
experienced the high point of its effectiveness. When in 1839 a Prussian state councilor declared in his text On the Guarantees of Prussian Conditions (ber die Garantien der preussischen Zustnde) that Prussia needed
no constitution, Echtermeyer and Ruge expressed sharp opposition in
their article Karl Streckfuss and Prussianism (Karl Streckfuss und das
Preussenthum). With Friedrich Kppens book, Frederick the Great and
His Opponents (Friedrich der Grosse und seine Widersacher), published in mid1840, the effort to convince the leaders of the Prussian state to pursue
progressive policies reached its final peak. At the same time, the Enlightenment was identified as a root of Young Hegelianism, in addition
to the Reformation.10 In this context, Echtermeyer and Ruge together
wrote their important series of articles Protestantism and Romanticism:
Understanding the Times and their Contradictions (Der Protestantismus und die Romantik: Zur Verstndigung ber die Zeit und ihre Gegenstze)11 published between October 1839 and March 1840. When in
May 1840 the conciliatory Prussian minister of culture and religion Karl
von Altenstein died, and shortly thereafter Friedrich Wilhelm IV succeeded to the throne of Prussia, Hegelianism not only forfeited its role
as a philosophical tendency enjoying state protection, but the Left Hegelian school came into direct opposition to the Prussian state. Since the
Young Hegelians thus lost all prospects of university employment, they
were forced to earn their living as independent authors. Their discon-
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Jahrbcher began to appear, there did not yet exist in Berlin an independent grouping of Young Hegelians, and the few individuals who could be
counted in the Left contingent at this time passed unnoticed, given the
strong dominance of their orthodox colleagues. Since Ruge and Echtermeyer, for reasons of self-definition, wanted to distance themselves
from Hegels workplace, only a few contributions from Berlin authors
appeared in the first year of publication of their journal. But even in the
Prussian capital the first stirrings of Young Hegelian group formation
can be detected in this early phase. An important role was played here
by Eduard Meyen, a Berliner by birth. After he assumed the direction of
the Litterarische Zeitung, in early 1838, simultaneously with the founding
of the Hallische Jahrbcher, he transformed his paper into a publication
which was essentially indebted to Young Hegelian thinking. While up
till then, as was customary in review journals, new publications had been
presented neutrally, without ideological evaluation, Meyen permitted his
reviewers to address general philosophical and aesthetic issues of the
day, just as the Hallische Jahrbcher did. In this way the Litterarische Zeitung
became a gathering place for younger, mainly Berlin intellectuals associated with Hegelianism, including Ludwig Buhl, Moriz Carriere, Max
Duncker, and Theodor Mgge. This circle, consisting of authors, journalists, and philosophers, could not be further consolidated, however,
since Meyen had to give up his editorship after only a year.
Parallel to this was the wider grouping known as the Doktorklub,
a debating circle of younger academics from various faculties. Among
these were Bruno Bauer, a theology graduate; the geographer and historian Adolf Rutenberg (Bauers brother-in-law); Karl Friedrich Kppen,
a teacher of German and history; and the student of administration and
economics (Kameralwissenschaften) Karl Marx. What united these members, despite all their differences in worldview, was an interest in philosophical argument and a certain proximity to Hegel. Conspicuously, the
members of the Doktorklub at first made no efforts at joint publishing ventures. Some time elapsed before they discovered the Hallische Jahrbcher
as their journal; only Kppen appeared in it in the first year of its publication. Both of these groups, however, can be seen as the real core of
the heterogeneous Berlin fraction of Young Hegelianism.
The Leo controversy was the occasion that prompted discernibly
increased participation in Ruge and Echtermeyers journal by leftist
Berlin Hegelians. If in consequence of the dispute many of the early
contributors detached themselves from the Hallische Jahrbcher, the controversy also promoted an effective solidarity among the young generation of Hegelians. The two editors were compelled to compensate for
their losses in personnel, and purposefully sought out new contributors.
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It was noted that while up till then Berlin colleagues had been largely neglected, the Prussian capital undoubtedly possessed the largest reservoir
of academic intelligence in the Germanic realms. During a weeklong
trip to Berlin in late November 1838, which Ruge undertook primarily
to discuss with Altenstein and state councilor Johannes Schulze the endangered survival of his journal, he also made contact with those among
his younger colleagues whose literary position was clear enough to invite
a strengthening of ties.12 Among these was Eduard Meyen, who had just
defended the position of the Hallische Jahrbcher in a pamphlet against
Heinrich Leo. Since Ruge openly encouraged those he spoke with to
seek out and enroll their like-minded friends and acquaintances as contributors, several people came into contact with the central organ of
Young Hegelianism even though they had only loose connections with
the movement itself. An example is Moriz Carriere.13
For the young Berlin Hegel-adepts, and for Karl Nauwerck,14 a
sympathizer who maintained an independent ideological profile, participation in the Hallische Jahrbcher as a result of this regrouping of
contributors meant a lasting increase in prestige. Only now could they
have an appreciable literary effect, and be taken note of by the broader
public. This changed public status also contributed to a heightened
self-consciousness, which in turn promoted the formation of a specific,
regionally defined group identity. Thus Meyen, as the first among the
circle of Berlin Young Hegelians to contribute to the Hallische Jahrbcher,
felt called upon to bring to Ruges attention the position of the other,
educated Berlin, whereas Ruge always entertained distinct mental reservations about the Prussian capital.15 From this marginalized position
there gradually emerged a particular self-conception among the freethinking intellectuals resident there: we in the capital, as Meyen expressed it.16 He wrote to Ruge, for example, on January 14, 1840: I might
gently . . . express the wish that you do not leave entirely unattended our
Berlin culture, which strives to combine energy with urbanity.17
In 1839 and 1840 the two circles of Berlin Young Hegelians were
decimated: Carriere left the Meyen circle in spring 1839, setting off on a
scantily provisioned two-year voyage to Italy; and Bruno Bauer, already in
the process of moving from the right to the left faction, was transferred
in autumn 1839 to Bonn, where he taught as a Privatdozent. The consequent reduction in the number of members led to the gradual opening
and integration of the groups which had previously been largely separate. Contacts across the existing boundaries came to be established, and
both groups finally merged into a larger, if amorphous, association. This
fusion process began in 1840, with the arrival in Berlin of the Young
Hegelian Karl Riedel, who in 1838 and 1839 had edited in Nuremburg
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the Atheneum for Science, Art, and Life (Athenum fr Wissenschaft, Kunst und
Leben), a monthly for educated Germany, in collaboration with Georg
Friedrich Daumer. Already in summer 1840 Riedel had formulated the
idea of establishing in Berlin a successor publication with the same name,
and in the following months he began a close collaboration with Meyen.
Since the paper was to have a Young Hegelian orientation, but also to be
a Berlin weekly,18 with clearly local content, Riedel had to recruit suitable colleagues who knew the terrain and would be on-site. In preparing
for the founding of this periodical, the members of the Meyen circle and
the Doktorklub were also in touch. Thus in early 1841 Meyen was not only
frequently together19 with Rutenberg, but also made the acquaintance
of Riedels intimate friend Marx, and himself befriended Kppen.20 All
five were ultimately contributors to the Athenum.
This newspaper played an important role in the newly configured
group structure in the Prussian capital. Meyens letter of March 20, 1841,
gives a clear reference to this. Here he reported to his friend Wilhelm
Mller von Knigswinter: We have a literature club that meets every
evening in a cozy tavern. Everyone you know among our acquaintances
belongs: Eichler, Mgge, Buhl, etc., and then Riedel, Cornelius, Ferrand, Arthur Mller, Carriere, Friedrich Reinarz, Marx (from Trier),
Kppen, etc. We often stay at the tavern till late into the night. A centralization is gradually taking place, and the Athenum is providing a good
foothold.21 Although the Athenum was not intended to compete with
the Hallische Jahrbcher, but rather to hold the flanks in support of its
work, its founding was nonetheless a palpable expression of the changed
self-understanding of the Berlin Young Hegelians. They no longer saw
themselves as a regional offshoot of a center established in Halle or
later in Dresden, but rather as an independent formation, whose exposed position in the Prussian capital gave them a pioneering function
in the further development of the movement. The public appearance of
the group was marked by a celebration prepared for one of the leading
representatives of South German liberalism, the politician and journalist Karl Theodor Welcker, on September 28, 1841, in Berlin. The initiative for this event came from Theodor Mgge, Adolf Rutenberg, and
Friedrich Zabel; almost the entire circle of the Athenum newspaper took
part in the concluding feast: Ludwig Eichler, Eduard Flottwell, Eduard
Meyen, Karl Nauwerck, and Karl Riedel, as well as Bruno Bauer and Karl
Friedrich Kppen.
Ruge perceived the behavior of the Berlin Young Hegelians as arrogant, and decisively tried to maintain the hegemonic position of the
Jahrbcher. To the power shift within the Young Hegelian movement, he
reacted by dissociation:22 he ostentatiously refrained from participat-
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Nonetheless, undoubtedly facilitated by Edgar, he quickly made the acquaintance of the new group members. Because of the prominence he
had achieved in the meantime, it appeared that he was the real head
of the Berlin Young Hegelians. This appearance is deceptive, however.
Here we witness an increasing dichotomy, most notably if we observe the
provenance of the Jahrbcher contributors. While the Bauers, who had
not taken part in the Athenum, had unrestricted access to the Jahrbcher
by virtue of their radical worldview, Ruge appreciably limited the possibility of publication for most of the other members of the Berlin circle
(Nauwerck being the exception.) The growing presence of Bruno and
Edgar Bauer corresponds to the effacement of the other Berliners; and
since Bruno Bauer gradually gathered a horde of dependents around
him, we can speak of the emergence in the Prussian capital of a second,
independent grouping of Young Hegelians.
Simultaneously, a further process of change occurred within the
former Athenum circle. On June 5, 1842, Bruno Bauer reported to his
friend Karl Marx: The Literatenklub, which I attend frequently, and in
which the politicians have sundered and purged themselves from the
poets, has become thoroughly atheistic.24 As their public literary possibilities were restricted, members of this circle began to rely more heavily
on direct personal communication through regular meetings and discussions. They adopted bohemian manners, which shocked and repelled
observers, and the group came to attention mainly through its scandalous practices.25 At their meetings they seem to have discussed whether
or not to constitute themselves formally as an atheistic union, though it
is impossible to determine how seriously these discussions were meant,
or whether they were staged to spread false information, to irritate and
provoke their adversaries. Originally intended ironically, the name The
Free (Die Freien) was quickly naturalized by the group, as an expression
of their own self-understanding.
There are various views in the literature as to who properly belonged to Die Freien. It is certain, however, that the core of the Athenum
circle, consisting of Ludwig Buhl, Eduard Meyen, Theodor Mgge, and
Adolf Rutenberg, must be included, reinforced by Karl Friedrich Kppen, Max Stirner, Eduard Flottwell, Julius Leopold Klein, and, from 1843
on, Friedrich Sass. Bruno and Edgar Bauer doubtless had multiple contacts with this group, and occasionally expressed solidarity with its members, but, despite views to the contrary,26 they adopted a thoroughly independent position among Berlin intellectuals. (This is evidenced by the
fact that in the General Literary News [Allgemeine Literatur-Zeitung], which
Bruno Bauer edited between December 1843 and October 1844, not a
single article by the Freien appeared.)27 Karl Nauwerck, too, often consid-
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the Deutsche Jahrbcher and the Rheinische Zeitung. Both Herweghs TwentyOne Sheets from Switzerland (Einundzwanzig Bogen aus der Schweiz, 1843) and
Ruges and Marxs coedited German-French Annals (Deutsch-franzsische
Jahrbcher, 1844) had a mere handful of contributors.32 This was also
the case with the short-lived periodicals which the two Young Hegelian
groupings resident in Berlin mounted after the split with Ruge: the arguments in the Allgemeine Literatur-Zeitung (1844) and the Norddeutschen
Bltter (184445) were predominantly provided by the Bauer brothers
themselves;33 and Ludwig Buhls Berlin Monthly (Berliner Monatsschrift,
1844), as well as Eduard Meyens no longer available North German Review
(Norddeutsche Revue, 1844), contained only essays by the few members of
their own circle.34 The same is true of Karl Nauwercks Berlin Leaves (Berliner Bltter, 1844); in 1846 he made another attempt to found a political
monthly, but the state forbade it. By the mid-1840s, no more common
group activities can be detected, and even in Berlin, where Young Hegelianism endured the longest, the movement ebbed away.
Symbolic Topography
Additional complications arise in the already complex phenomenon of
group formation from the fact that the leading figures in Young Hegelianism began from early on to develop a symbolic frame of reference to
describe their own positions in the movement. Spatial demarcations were
preferred as ways of transferring ones own ideological location into a
more broadly understood system of signs. Thus the factual geographical
data of the Young Hegelian group structures were reconfigured as a symbolic topography. For example, the competition between the Hallische
Jahrbcher and the Berlin Annals of Scientific Criticism ( Jahrbcher fr wissenschaftliche Kritik) assumed a particular importance because the place
of editorship of the former had been selected by Echtermeyer and Ruge
for symbolic reasons. Halle had been an eminently important center of
the early Enlightenment, but also of the Reformation, and its university in the late seventeenth and eighteenth centuries had been the site
of bitter feuding between philosophy and theology. Ruge and Echtermeyer naturally had this prehistory in mind when they baptized their
journal the Hallische Jahrbcher. The contradiction to Berlin, expressed
implicitly in the title and articulated explicitly on numerous occasions,
derives from several sources. Although the University of Berlin, at least
in its foundational phase, figured as a product of the Prussian reform
era, and Hegels long period of activity there (181831) distinguished it
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sharply from other universities, its recent establishment meant that it was
largely lacking in traditions, compared with these institutions. Since Berlin was the capital of Prussia and the seat of the government, moreover,
doubts inevitably arose about the universitys independence, exposed as
it was to stronger political pressures.35 While Berlin can rightly be called
the center both in respect to political power in Prussia and also in its
orthodox exposition of Hegelian philosophy, the provincial University
of Halle belonged to the periphery. Precisely because of its marginal
location, Halle could be declared a kind of anti-center,36 where properly understood Hegelian philosophy had its home, a philosophy which
dared to think beyond the masters own prescriptions, and if necessary
even against him. Young Halle37 thus formed the competitive counterconcept to the old Berlin of conservative Hegel exegetes.
The initial, intra-Prussian dualism between Halle and Berlin,
which Ruge and Echtermeyer had constructed in order to position themselves, was soon transposed into a multipolar field of forces. This process
began with the actual or promised collaboration of several scholars from
Wrttemberg on the Hallische Jahrbcher: Ferdinand Christian Baur, David
Friedrich Strauss, Friedrich Theodor Vischer, and Eduard Zeller, as well
as Georg Friedrich Creuzer, Karl August Klpfel, Reinhold Kstlin, and
Friedrich Reiff. The most notable contributor in the first two years of
the journals existence was undoubtedly the theologian David Friedrich
Strauss, from Ludwigsburg. His theological position, especially as he developed it in his research on The Life of Jesus, can indeed be considered
the most radical statement of Left Hegelian views in this period. It
is quite apparent that besides Ruge and Echtermeyer, there existed in
southwestern Germany a grouping of Young Hegelians who can be rightfully seen as the spearhead of the movement in its early phase.38 The
editors of the Jahrbcher took account of this fact. After they and their
comrades were sharply attacked by orthodox Protestants in the 1838
39 Leo controversy, but found no backing from the Prussian authorities, Ruge and Echtermeyer expressed their distancing from Berlin by
fictitiously signing their article Karl Streckfuss und das Preussenthum
by a Wirtemberger [sic].39 They wanted to create the impression that
D. F. Strauss had written this article.40 In this way Ruge and Echtermeyer
staged a calculated shadow fight between two supposed camps in the
movement, one critical and one supportive of Prussia, the critique being
formulated from the observation post of a representative of the constitutional state of Wrttemberg. (Despite Friedrich Wilhelm IIIs promise in 1815, Prussia still did not have a constitution that would permit
the participation of the people in governmental activities.) Thus, while
maintaining the illusion of amity toward Prussia, the Hallische Jahrbcher
could exercise a cushioned form of dissidence.
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Wrttemberg as the embodiment of radical philosophical positions and as the homeland of constitutionalism and liberalism only temporarily occupied an important place on the symbolic map of Young
Hegelianism. With Strausss displacement by Ludwig Feuerbach as the incarnation of radical thinking in 1839, and his withdrawal from the circle
of contributors to Ruges journal in 1841, the corresponding regional
designation lost its signifying function. After Friedrich Wilhelm IVs accession to the throne (1840) it was replaced by a new orientation point,
East Prussia.41 This geographically most remote region was characterized not only by its long tradition of critical and enlightened thought,
most notably by Kants activities in Knigsberg, but also by the relatively
liberal legislation prevailing there,42 due primarily to the efforts of its
leading official, the Oberprsident Theodor von Schn.43 It was especially
the relatively mild hand of the censorship that allowed Prussias easternmost province to become a palladium of moderate freedom of expression, since publications and journals could appear there that would
have been banned in the rest of Prussia. It was no accident that the two
most widely discussed pamphlets to appear in the wake of Friedrich Wilhelm IVs accession, Four Questions, Answered by an East-Prussian (Vier Fragen, beantwortet von einem Ostpreussen, 1841) and Woher und wohin? (Whence
and Whither? 1842), were by East Prussian authors: the liberal Johann
Jacoby, and Theodor von Schn himself. The influential place in the philosophy faculty of the University of Knigsberg held by Hegels student
Karl Rosenkranz, a friend of Ruges, also awakened hopes of establishing
a new regional center there. These expectations quickly came to naught
as the Prussian government intensified its repression after 1841, leading
among other consequences to the forced removal of the Jahrbcher to the
Saxon city of Dresden.
This change of place, which drove Ruge out of Prussia forever, gave
new life and a previously unknown acuity to the conflict existing from
the very beginning between the location of editorship and Berlin.
If the editors of the Jahrbcher had already expressed frequent doubts
about the Prussian capital, it now became one of the main objects of
critique. We thoroughly despise this capital,44 Ruge states categorically
in a letter of February 24, 1841, to Christian Gottlieb Werner. Thus the
Berlin-based Young Hegelians found themselves in a precarious situation. They were exposed to repeated attacks from the government and
from colleagues opposed to Hegel, but they also had to respond to the
strong reservations that Ruge formulated as he observed the intellectual
scene in the capital.45 Instead of loyal allies in a struggle for a common
cause, they were regarded by the editors of the Jahrbcher as uncertain
coalition partners, even as ideological competitors, who might at any
time prove traitorous and pass into the enemy camp. Nonetheless Ruge
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lad. He visits me every so often, and yesterday we went for a walk. If I ever chose
another friend of beauty [Schnheitsfreund], it would be nobody else but him.
Maybe hell be your successor. Karl Friedrich Kppen, Ausgewhlte Schriften in
zwei Bnden, Mit einer biographischen und werkanalytischen Einleitung, ed. Heinz Pepperle (Berlin: Akademie Verlag, 2003), 418.
21. Marx-Engels-Jahrbuch 1 (1978), 341.
22. From the vantage point of an editor in need of manuscripts, who had
to deal with the conflicting claims of competing Hegelian factions, and who thus
felt himself authorized in his role of ideological controller, Ruge commented on
this situation in a letter to Adolf Stahr on September 8, 1841: Im in a bad situation. The whole Prussian staff is abandoning the Jahrbcher: Vatke, Schaller and
the like. This culture and, partly, this scholarship is a painful loss. So the sluicegates are open, and the Young Germans, the unphilosophical and so unfree, or
only occasionally free people are throwing themselves at the Jahrbcher. I expect
a time of the most violent crisis. Arnold Ruge, Briefwechsel und Tagebuchbltter aus
den Jahren 18251880, ed. Paul Nerrlich, 2 vols. (Leipzig, 1886), 1:239.
23. See Wilhelm Klutentreter, Die Rheinische Zeitung von 1842/43 in der politischen und geistigen Bewegung des Vormrz, 2 vols. (Dortmund: Ruheus, 196667).
24. Marx-Engels-Jahrbuch 3 (1980), 302.
25. See the chapter of the same name in Essbach, Die Junghegelianer, 29095.
26. Commonly both are counted, without further explanation, among
the Freien. See, for example, William J. Brazill, The Young Hegelians (New Haven,
Conn., and London: Yale University Press, 1970), 80; Marx-Engels-Jahrbuch 1
(1978), 429; Heinz Pepperle and Ingrid Pepperle, eds., Die Hegelsche Linke: Dokumente zu Philosophie und Politik im deutschen Vormrz (Leipzig: Reclam, 1985), 927.
This misunderstanding might arise from the inaccurate recollection of Ruges
brother Ludwig, who claimed at over forty years remove that the Bauer brothers were integral members of this group. Ruge, Briefwechsel, 1:286, footnote 1.
27. On the other hand, Ludwig Buhls Berliner Monatsschrift (1844) contained a contribution by Edgar Bauer, besides texts by himself, Meyen, Stirner,
and a few others. This shows that the mutual delimitation of the circle was asymmetrical.
28. So, for example, by Ludwig Rugesee Ruge, Briefwechsel, 1:286, footnote 1; Marx-Engels-Jahrbuch 1 (1978), 433; Pepperle and Pepperle, Die Hegelsche
Linke, 927.
29. Essbach has also proposed a distinction among three Young Hegelian factions in Berlin: a core around Rutenberg, Nauwerck, and Meyen, who
represent a socially critical republican radicalism; a second core around Buhl,
Stirner, Jordan, Meyen, Kppen and E. Bauer, representing an anti-authoritarian
radicalism critical of all parties; and a third core . . . to which, besides Bruno
Bauer, Ernst Jungnitz, Julius Faucher, Szeliga, E. Bauer and Karl Schmidt belong. Essbach, Die Junghegelianer, 42. This division has the disadvantage, however,
of deriving primarily from ideological criteria, but largely concealing personal
affinities. Essbachs treatment of overlaps (Essbach, Die Junghegelianer, 42) obscures the operative boundaries among the particular groups and the persons
belonging to them.
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the patriotic national upswing arose that led to Prussias rebirth, and we now
consistently witness the reemergence of this same free, faithful spirit. Berlin in
contrast seems more cosmopolitan, more diverse, richer, but also less decisive
and characterful. Athenum, no. 14 (April 10, 1841): 209.
43. In a letter to Christian Gottlieb Werner on February 24, 1841, Ruge
even described the East Prussian Oberprsident Schn as the political [David
Friedrich] Strauss. Ruge, Briefwechsel, 1:221.
44. Ruge, Briefwechsel, 1:221. In a letter to Robert Eduard Prutz on November 18, 1842, after one of his infrequent visits to the capital, Ruge expressed outrage at the general vileness and folly of Berlin life. Ruge, Briefwechsel, 1:286.
45. Ruge was of the view that the center had to orient itself toward the
periphery if it wanted to make intellectual progress. Thus he wrote to Karl
Nauwerck on June 7, 1842: Berlin, though, must imitate the provinces. Bunzel,
Hundt, and Lambrecht, Zentrum und Peripherie, 196.
46. On December 16 Moritz Fleischer, in a letter to Dagobert Oppenheim,
was still spreading the information that Ruge complains . . . that Berlin is now so
little represented [in the Deutsche Jahrbcher]. Marx-Engels-Jahrbuch 1 (1978), 361.
47. See Martin Hundt, Junghegelianer in Paris, in Deutsch-franzsischer
Ideentransfer im Vormrz, ed. Bernd Fllner and Gerhard Hhn, Jahrbuch Forum
Vormrz Forschung 82002 (Bielefeld, Ger.: Aisthesis, 2003), 33451.
Part 2
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not believe in either. His considered opinion was that such beliefs were
just a matter of individual needs. Kant himself felt no such need.12
The situation is really no clearer in the case of Hegel. On the surface, Hegels attitude to religion seemed both clear and affirmative. In
his series of lectures on the philosophy of religion given at the University
of Berlin in 1827, for example, he claimed that the content of philosophy, its need and interest, is wholly in common with that of religion.
The object of religion, like that of philosophy, is the eternal truth, God
and nothing but God and the explication of God,13 and on the surface
this seems to be in obvious opposition to the efforts of Kant to separate
theoretical philosophy from religious belief. However, this is not as obvious as it first appears. While the content of philosophy for Hegel may be
the same as that of religion, God, to so describe that content is to do so
from the perspective of religion rather than philosophy. But from the
perspective of philosophy this content may indeed be unrecognizable to
those who relate to this content solely from the perspective of religion.
For Hegel, effectively extending Kants account of the role of symbolism and analogy in religion, religions make present, in a type of picturing or narrative form, a content that philosophy presents conceptually,
and Hegel is unambiguous about which of these forms of presentation
is the most adequate from an epistemic point of view. In short, philosophy can give an account of the truths that religions encode, and it can
give an account of the limitations that inhere within the form in which
they encode them. On the other hand, religion can tell us nothing further about the truths that philosophy conveys, nor can it convey any real
sense of the limitations of philosophical presentation. Thus Hegel was
resolutely opposed, for example, to the efforts of the Romantic philosopher F. D. E. Schleiermacher to show that religion conveyed a sense of
the utter dependence of the thinker on existence conceived as a whole,
or God. For Hegel, this assumption simply testified to an inadequate approach to philosophy and an inadequate grasp of the nature of conceptual thought, not to the limitations of conceptual thought, per se.
Furthermore, Hegels personal relations to religion were themselves
ambiguous. In his own early theological writings he was critical of orthodox Christianity and clearly attracted to the aesthetic paganism that
had gripped German high culture in the wake of Winckelmanns classicist retrieval of ancient aesthetics in the mid-eighteenth century and the
popularization of Spinozist pantheism in the 1780s.14 By the time of the
mature philosophy he professed from the chair in philosophy at the University of Berlin in the 1820s, his attitude to Christianity, the consummate religion, had undoubtedly become more positive. However, exactly
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what it implied for the question of belief remains controversial. As the respectable, middle-class family man that he had become in Berlin, Hegel
outwardly led the life of a Lutheran, but this image seemed out of step
with what he taught about religion in the lecture hall. Thus, it is said that
reading her husbands posthumously published lectures on the philosophy of religion had caused the devout and pious widow, Marie Hegel,
extreme distress.15
Indeed, the unorthodox nature of Hegels attitude to Christianity
had attracted attention from the time of his arrival at Berlin in 1818.
Only a few years after his appointment, Hegel had started to attract accusations of pantheism and, a little later, atheism from more orthodox
thinkers. Even to his closest associates, Hegels mature attitudes to religious belief would seem to have been far from clear. When the smoldering issue of the implication of his philosophy for religion erupted after
his death, both Left Hegelians like Ludwig Feuerbach, who saw the
truth of Hegels God as no more than an anthropological projection of
the human spirit, and their right opponents, for whom Hegels philosophy was nothing less than a full-blooded form of theism, could claim to
represent the essential character of Hegelian thought.
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the philosophy of Berkeley, and Kant himself, in the Refutation of Idealism added to the second edition of the Critique of Pure Reason, held
Berkeley as a central representative of the idealism that he was there
refuting. Becoming clear about the proclivities of idealist philosophies
of religion demands that we get clear on what idealism as a philosophy is
and what its metaphysical commitments are, and in the first instance this
requires bringing out the deep differences separating idealism from the
philosophy that Berkeley referred to as immaterialism.
In a letter to J. S. Beck on December 4, 1792, Kant helpfully clarified the relation of his idealism to Berkeleys philosophy. Countering the
claim of those who had identified his critical idealism with the philosophy of Berkeley, Kant explains: For I speak of ideality in reference to
the form of representation while they construe it as ideality with respect
to the matter, i.e., ideality of the object and its existence itself.16 By appealing to the distinction between form and matter (a very un-Berkeleian
distinction), Kant, we might say, describes his philosophy as involving a
reversal of Berkeleys idealism. As a material idealistan idealist about
matterBerkeley had reduced matter to ideas subjectively conceived,
and so reduced matter to mind, and importantly and ultimately, to the
mind of God. While Berkeley called himself an immaterialist, the nonprivative description given by a later editor, Alexander Frazer, is perhaps
more appropriate: Berkeley was basically a type of realist, a spiritual
realist.17 That is, Berkeley affirmed as ultimately real immaterial spirit in
both its finite and infinite varieties, the soul and God.
Such an affirmation of the existence of an immaterial divine being
was hardly surprising for an early eighteenth-century philosopher, let
alone a bishop. Spiritual realism had been the default position in early
modern philosophy, even among natural philosophers such as Newton,
who believed that God had preexisted the material world and created it
ex nihilo at some particular time.18 While affirming the material world,
Newton, like other theists, nevertheless made it, with respect to both its
existence and its properties, ontologically dependent on spiritGod.
Berkeley was simply more radical in his portrayal of this relation. God did
not need to have created something beyond spirit, something that we erroneously, on Berkeleys view, conceive of as matter, in order for everything that we experience as existing to exist. Moreover, Berkeley did this
on the basis of principles firmly rooted in that part of his philosophy
that was particularly anathema to the later self-describing idealistshis
empiricism. Neither space nor time is able to be perceived, and so according to Berkeley, we have no reason to believe in their reality. For
his part, Newton had required something like the idea of God as a spaceoccupying immaterial being for the metaphysical foundations of his own
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Kants ambiguity about the status of metaphysics is central, I believe, for correctly understanding Hegels relation to Kant. In short, it
might be said that Hegel pursues the project of Strong TI and is critical
of those aspects of Kant representing Weak TI. Moreover, Hegel attempts
to diagnose the source of the ambiguity in Kant: Kant had reduced reason to the workings of subjective finite consciousness. But rather than
imply the existence of some infinite divine consciousness along the lines
of Berkeleys or Newtons God, Hegel appealed to a type of rationality
embodied in historically evolving communities as that which could not be
reduced to the operations of a type of isolated Cartesian mind. Moreover, Hegel saw this subjectivist aspect of Kants philosophy of which he
was critical as closely connected with Kants idea of Godeffectively,
the orthodox Christian idea of God. And while, contra Kant, Hegel insisted that we can know God, the Strong TI behind this claim produced
a conception of God, and of the mode of that Gods existence, that was
far from an orthodox Christian one. And if it is the case that the idea of
God is generated out of reasons own operations, why should its content
be denied to rational subjects?
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living body. Kant may have wanted to keep his philosophy free from the
content of prevailing religious belief, but as commentators such as John
Rawls, Frederick Beiser, and Richard Bernstein have pointed out, his
moral philosophy especially bears the stamp of a Christian, and in particular an Augustinian, approach to morality.32 What Kant shared with
Augustine, the exclusive focus on the human will in matters of morality,
was expressed clearly at the start of the Groundwork for the Metaphysics of
Morals: It is impossible to think of anything at all in the world, or indeed
even beyond it, that could be considered good without limitation except
a good will.33
It is perhaps to overstate the case to say, as some commentators
do, that Augustine invented the concept of the will, but this at least captures the extent of Augustines departure from the moral thought of the
Greeks. This departure was first and foremost established at the level of
theology. Albrecht Dihle has pointed out, for example, that even within
the monotheistic pagan theology of later antiquity, God, while having
the desire to create and govern the universe . . . does not create ex nihilo. He moulds what was without shape, he animates what was without
life, he brings to reality what was merely a potential. And, above all, he
does not transcend the order which embraces himself as well as his creatures.34 But the biblical cosmology that Augustine was to attempt to synthesize with Platonic thought was completely different. Augustines God
of the Old Testament was a transcendent God who created the world in
an act of will, and in Augustines version, did so on the basis of ideas in
the divine mind. Moreover, the Old Testament God within whom Augustine located Platos ideas was a God whose will was expressed in the
form of laws, as in the story of the Decalogue, and again, as Remi Brague
has pointed out, such an idea of divine law as issuing from some act of
divine legislation was a notion almost foreign to both Greek philosophy
and Greek religion.35
I want to suggest that it was this Augustinian, peculiarly voluntaristic version of Platonism implicit within Kants thought that would have
aroused the ire of Swabians like Schiller and Hegel. As Lawrence Dickey
has pointed out, a common feature of the form of Protestantism of the
Duchy of Wrttemberg within which Schiller and Hegel were raised was
a Pelagian, anti-Augustinian outlook that was generally in line with the
outlook of the German Aufklrung.36 This tradition, it is commonly said,
tended toward anti-authoritarian and practically oriented, eschatological alternatives to orthodox Lutheranism. In contrast to the orthodoxy,
in which Augustines kingdom of God was located in an otherworldly
beyond, in the Swabian variant it was regarded as achievable on earth.37
The form of Christian Neoplatonism on which this tradition drew, with
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its idea of the world as permeated by the processes of nous, had encouraged political philosophies that fed republican movements as in the
English Civil War.38 In contrast, the more orthodox Augustinian theology, in which order was seen as imposed on mere brute matter, was often
invoked to counter the self-organizing conceptions of community found
among the republicans.
These Swabian versions of Lutheran thought, apparently influenced by the German mystical theologies of late medieval figures like
Meister Eckhart and early modern ones like Nicholas of Cusa and Jacob Bhme, are said to have been heavily Neoplatonist in character, and
often skirted close to the type of heresy that was in the early eighteenth
century to gain the description pantheism. Friedrich Christoph Oetinger, an influential eighteenth-century preacher active in the Duchy of
Wrttemberg, had described God as the purest activity, in which he is
that which acts, the activity itself, and that which is acted.39 There was
no gap between God and nature, claimed Oetinger; God was the vital
center of every creature, life itself.40 For thinkers coming from such a
background, there was much to be objected to in Kants approach to the
topics of reason and God.
In Kants Critique of Pure Reason we find a revealing comment which
sheds light on his very different understanding of Plato. In his account
of Platos ideas in treating the ideals of pure reason, he attributes to
Plato the notion of a divine mind within which the ideas exist. An
ideal, Kant says, was to Plato, an idea in the divine understanding.41 But
as the editors of a recent English edition of Kants Critique of Pure Reason point out, the idea of a divine mind as container of the ideas did
not originate until the syncretistic Platonism from the period of the
Middle Academy and was later adopted by Platonists as diverse as Philo
of Alexandria, Plotinus and Saint Augustine, and became fundamental
to later Christian interpretations of Platonism.42 Moreover, even with
Plotinus and Proclus, it is contestable that the one that is the object of
pagan Neoplatonic philosophy and theology can be equated with what
we normally regarded as a mind.43 It had been the tension between Augustines voluntaristic idea of God as creator of the world ex nihilo and
the Neoplatonic conception of the emanation of the world that had returned in the form of the disputes between the voluntarism of medieval
nominalists such as Ockham and Neoplatonic opponents of voluntarism
such as Meister Eckhart. Remnants of these same disputes, I suggest,
emerged in the context of the reception of Kants idealist reshaping of
philosophy at the end of the eighteenth century, when Platonist ideas
underwent a revival in the German states.
In his early essay Faith and Knowledge from 1802, we find He-
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Kants philosophy. But what was left when one eliminated the unknowable thing-in-itself from Kants philosophy was still meant to be taken in
the spirit of critical philosophy.
I have suggested that from the perspective of Strong TI, the objects
of metaphysics are no longer hidden to reason because they are products of reason. If this truly reflects Hegels attitude to metaphysics, then
it must imply that God is similarly, for him, an entity that exists not in
itself, and so potentially hidden from human cognition, but exists necessarily in relation to the rational capacities in which finite humans share.
God prototypically has the form of being in and for itself, and for Hegel such for-selfness requires being for another. To exist as God, God
requires finite human minds who acknowledge such a God.47
Does this mean that the left or atheist Hegelians were correct,
and that Hegel was basically an atheist and humanist for whom God was
simply an ideal projection? This position, it would seem, could only be
half right. For Hegel there could be no independently existing God of traditional theism, and so this description captures Hegels critique of theological realism. But it could not, I suggest, capture the full extent of his
idealism. Thus an account such as Feuerbachs erroneously presupposes a
human essence from which the idea of God could be a projection, but for
Hegel, the human essence was itself to be treated idealistically rather
than realistically. Moreover, appeals to atheism will miss the mark if
the idea of God to which one denies existence is itself regarded as the
source of the problem. For an idealist it is not the existence of God that
is crucial but the idea of God operative in ones cognitive economy. Hegel could not be an orthodox humanist or an atheist for the same reason
that he could not be an orthodox theist. His thought, it would seem, fits
into neither traditional category.
In Hegels idealist metaphysics of spirit, the existence of individuals as free and rational beings is dependent on their mutual recognition
of each other as free and rational beings.48 Considered in abstraction
from such practices, the historical development of which he charts in the
Phenomenology of Spirit, we are just members of another animal species,
mere elements of external nature. Moreover, implicit in our recognition of each other as free and rational beings is an implicit recognition
of the norms of freedom and rationality to which we hold ourselves and
each other. Such norms cannot be considered as merely equivalent to
descriptive generalizations about what we do in our practices, and this
is where God is located in Hegels account. To the extent that I affirm
my own reality as a being subject to norms, I am justified in affirming
the separable reality of God as the representable locus of these norms.
However, metaphysicallymeant in the conventional sense of what is
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ley seems later to have tempered this earlier strong identification of spirit and
will with one in which understanding plays an equal role; however, this issue
remains unresolved in his philosophy.
28. Kant, Critique of Pure Reason, Axx.
29. Sebastian Gardner in Kant and the Critique of Pure Reason (London:
Routledge, 1999) points out this ambiguity of Kants use of metaphysics and
draws from it a distinction between analytic and idealist ways of interpreting
the first Critique, with similarities to the distinction between what I call weak
and strong TI (22 and 3033). I have developed this further in Continental Idealism: Leibniz to Nietzsche (London: Routledge, 2009).
30. Kant, Critique of Pure Reason, A314/B370.
31. See, for example, Nicholas Walker, Hegel and the Gospel According
to Immanuel, in Hegel: New Directions, ed. Katerina Deligiorgi (Chesham, Eng.:
Acumen, 2006).
32. John Rawls, Lectures on the History of Moral Philosophy (Cambridge, Mass.:
Harvard University Press, 2000), 294; Frederick C. Beiser, Moral Faith and the
Highest Good, in The Cambridge Companion to Kant and Modern Philosophy, ed.
Paul Guyer (Cambridge, Eng.: Cambridge University Press, 2006), 594; and Richard Bernstein, Radical Evil: Kant at War with Himself, in Rethinking Evil: Contemporary Perspectives, ed. Maria Pia Lara (Berkeley: University of California Press,
2001), 78.
33. Immanuel Kant, Groundwork of the Metaphysics of Morals, ed. Mary
Gregor, intro. Christine M. Korsgaard (Cambridge, Eng.: Cambridge University
Press, 1997), 4:393. Jerome Schneewind describes Kants moral philosophy as
combining aspects of voluntarist and anti-voluntarist traditions, with the notion
that equates the good with that which is willed by a will governed by the moral
law as a clearly voluntarist inheritance. In his early attempts at theodicy Kant
worked with the voluntarist idea that to be good is simply to be what God wills.
He gave up on the thought that God creates all possibilities; but he never abandoned the account of goodness inchoately expressed in the early fragments. In
the mature theory this point emerges in Kants identification of practical reason with a free will governed by the moral law. J. B. Schneewind, The Invention
of Autonomy: A History of Modern Moral Philosophy (Cambridge, Eng.: Cambridge
University Press, 1998), 512.
34. Albrecht Dihle, The Theory of Will in Classical Antiquity (Berkeley: University of California Press, 1982), 4.
35. Rmi Brague, The Law of God: The Philosophical History of an Idea, trans.
Lydia G. Cochrane (Chicago: Chicago University Press, 2007). Thus Brague
claims that for the Greeks, the gods are not the source of law. A god never issues
a commandment (22). There was an exception, however, in Plato, especially in
The Laws, in Collected Dialogues Including the Letters, ed. Edith Hamilton and Huntington Cairns (Princeton: Princeton University Press, 1961), 2627.
36. Dickey, Hegel: Religion, Economics, and the Politics of Spirit.
37. Thus Dickey points out: This tradition . . . took ethical and eschatological elements from widely divergent sources in the history of Christian thought
and formed from them an anthropology of fallen and restored man that allowed
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Given their extensive subsequent use, what is striking here is that these
distinctions were originally applied to a single, very specific issue.
Subsequently, however, they were extended to other debates and
used to summarize much broader tendencies. Right Hegelianism was
taken to be the view that Hegels philosophy was consistent with orthodox Christian doctrines, such as the immortality of the soul, the personhood of God, and the divinity of Christ, and indeed that it provided them
a philosophical anchoring. By contrast, Left Hegelianism was taken to be
the claim that Hegels philosophy undermined or demystified Christianity by showing it to be an inadequate form of knowing. While this later
formulation of the distinction is clearly related to Strausss, it is considerably broader and vaguer.
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Even during Hegels own lifetime, his philosophy was attacked for being
inconsistent with Christianity. These initial debates were originally carried out on a rather limited textual basis since, prior to the publication
of his posthumous Lectures on the Philosophy of Religion in 1832, there were
only scattered treatments of religion and religious topics in his published works.
Hegel received a theological education at the Tbingen Seminary,
and shortly after his graduation he wrote several essays on religion, which
were only discovered and published at the beginning of the twentieth
century.5 These include his pieces The Positivity of the Christian Religion and The Spirit of Christianity and Its Fate. After he had settled in
Jena, Hegel wrote an important article entitled Faith and Knowledge,
which was published in 1802 in the journal that he edited together with
F. W. J. Schelling, the Kritisches Journal der Philosophie.6 This work offers a
critique of the philosophy of religion of Kant, Jacobi, and Fichte. Hegels first systematic account of religion appears in the Religion chapter of the Phenomenology of Spirit (1807), in which he quickly runs through
Zoroastrianism, Hinduism, Egyptian polytheism, Greek polytheism, and
finally Christianity. Here he gives a historical-conceptual account of the
development of these religions in a way that anticipates his later Lectures
on the Philosophy of Religion. When Hegel came to treat Absolute Spirit
in the Encyclopaedia of the Philosophical Sciences (1817, 2nd ed. 1827, 3rd
ed. 1830) he included a brief section on religion,7 which together with
art and philosophy constitute the highest triad of the system. However,
his very cursory account treats only Christianity and not the other historical forms of religion, which had been explored in the Phenomenology.
When Hegel came to Berlin in 1818, he had written comparatively
little about religion and published even less. During his years in Berlin he lectured on the philosophy of religion four times, in 1821, 1824,
1827, and 1831, in addition to giving a course in 1829 on the proofs of
the existence of God.8 It was during these years, and presumably in part
due to these lectures that his philosophy of religion first came under
critical examination. There were critics and admirers both inside and
outside the lecture hall.9
In response to his critics, Hegel authored book reviews in the Jahrbcher fr wissenschaftliche Kritik. One of these, published in 1829,10 was a
review of his student Carl Friederich Gschels work.11 Gschel (1784
1861) was one of Hegels most ardent defenders, and Hegel was very positively disposed toward this work and its portrayal of the unity of Christianity and speculative philosophy. In the third edition of the Encyclopaedia
(1830) he refers to it again, recommending it to his readers.12 Hegel also
wrote a review of five different works critical of various aspects of his
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known) published a monograph on Hegels Encyclopaedia of the Philosophical Sciences in which they argued that Hegel failed to mention this
key doctrine since it did not accord with the immanent nature of his system.30 Hegel responded in the aforementioned joint book review of five
different works critical of his philosophy.31 He writes:
Since he does not find the mentioned doctrine [immortality] in the
philosophy, which he intends to analyze [Hegels]for the author
[Schubarth] in this philosophy Spirit is not raised above all the categories, which include ceasing-to-be, destruction, death, etc., despite
other just as explicit determinations.32
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of the friend of his youth, Richter, whose charges were the original occasion for these debates. Bachmanns 1835 rejoinder, entitled Anti-Hegel,
notes Rosenkranzs failure to enter into a discussion of the actual question at issue.51 He condemns Rosenkranzs appeal to the authority of
Gschel, and states his agreement with the younger Fichtes refutation
of Gschels views in The Idea of Personality (Die Idee der Persnlichkeit).52
Gschels purported reconstruction of Hegels position is rather, he argues, a radical departure from the Hegelian system.
In response to the charges raised by the younger Fichte, Gschel
published in 1835 his On the Proofs for the Immortality of the Human Soul
(Von den Beweisen fr die Unsterblichkeit der menschlichen Seele).53 This work
presents some traditional proofs for the immortality of the soul and
then proceeds to explore the proofs offered by Hegels speculative philosophy. Gschel points out an analogy between the three traditional
proofs for the existence of Godthe cosmological, the teleological, and
the ontologicaland the traditional proofs for the immortality of the
soul. Each proof works by inferring from something given, that is, the
existence of the world, the purposefulness of the world, or the concept
of the most perfect being, to the desired conclusion, that is, the existence of God. The proofs for the immortality of the soul function in
the same manner. The cosmological proof of immortality starts with the
immediate existence of the indivisible soul and infers to its immortality.
Likewise the teleological proof takes as its point of departure the purposefulness of human action and infers to the immortality of the soul in
order to achieve or realize this purposefulness. Finally, the ontological
proof notes that humans have a concept of the indestructibility of the
soul, from which it infers (rather dubiously) that it must exist. The task
of contemporary philosophy is then to grasp these proofs in a speculative manner. This entails recognizing that the first proof is based on the
self-consciousness of the human soul (and its indivisibility), the second on
the consciousness of God (and His purposefulness), and finally the third,
which unites the first and the second, on the self-conscious consciousness of
God. Thus, we have a speculative development which leads to the concept of immortality, indeed, to a proof of it. Gschel denies that he is
distorting Hegel or attributing to him views unsupported by his texts.
Kasimir Conradi (17841849) followed in 1837 in a work which
attempts to construct a new theory of immortality based on Hegelian
premises.54 Here one sees a shift in defensive strategy. While Gschel
was determined to demonstrate a textual basis for immortality in Hegel, Conradi recognized that one must rather construct such a theory in
his name. The object was to answer Fichtes charges that Hegels philosophy, because of its secular character, was incapable of producing such
a theory.
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the individualwas similarly criticized for being at odds with the traditional view of God as a genuinely personal divinity. Hegels view was seen
as reducing the divine to a mere structure or movement of thought, and
concerns were voiced that it could open the door for more radical claims
that God is simply a projection of the human imagination with no basis
in an objective reality.
This was already an issue during Hegels lifetime. In 1823 the theologian Friedrich August Gottreu Tholuck (17991877), Hegels colleague in Berlin, published The Doctrine of Sin and the Redeemer (Die Lehre
von der Snde und vom Vershner).60 This work takes the form of a dialogue
between two interlocutors about different theological issues. At the end
of the book there appear a series of appendixes which go into more detail about individual issues. In the second of these, Tholuck addresses
the question of pantheism. While he does not mention Hegel by name,
he alludes to his target when he writes, It is the newest direction of philosophy that an idealist pantheism is the only true philosophy.61
Hegel attempted to refute the charge in the second, revised edition of the Encyclopaedia in 1827. His preface contains a long footnote in
which Tholuck is singled out for criticism.62 Hegel returns to this issue
later in the work:
The mitigation of the reproach of Atheism into that of Pantheism has
its ground therefore in the superficial idea to which this mildness has
attenuated and emptied God. As the popular idea clings to its abstract
universality, from which all divine quality is excluded, all definiteness
is reduced to the non-divine, the secularity of things, thus remains in
fixed undisturbed substantiality. On such a presupposition, even after
philosophy has maintained Gods absolute universality and the consequent untruth of the being of external things, the hearer still clings
to his belief that secular things retain their being, and form all that is
definite in the divine universality. He thus changes that universality into
what he calls the pantheistic: Everything is(empirical things, without
distinction, whether higher or lower in the scale, are)all possess substantiality; and sothus he understands philosophyeach and every
secular thing is God. It is only his own stupidity, and the falsifications
due to such misconception, which generate the illusion and the allegation of such pantheism.63
Hegel thus argues that the charge of pantheism is based on a fundamental misconception of the nature of the divine, which results in part from
nineteenth-century Romanticisms retreat into subjectivism. He argues
that even what he regards as the crudest form of polytheism, Hinduism,
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is not a genuine pantheism that sees the divine in everything. Even it sees
the divine only in good or grand things. In a polemical footnote, he dismisses Tholucks capacity to investigate religion philosophically.64
Despite Hegels defense, the charge persisted. An anonymous work
entitled On the Hegelian Doctrine, or: Absolute Knowing and Modern Pantheism
(Ueber die Hegelsche Lehre, oder: Absolutes Wissen und moderner Pantheismus)
was published in 1829.65 Johann Eduard Erdmann identifies the author
of this work as one Hlsemann,66 otherwise unknown. The charge of
pantheism is only issued at the end of the work, when the author compares Hegels philosophy with Spinozas pantheism67 and makes clear his
opposition to Hegel,68 who is alleged to undermine Christianity and devalue the Christian God. Hegel responded to this polemically in his joint
review.69 Almost line by line Hegel responds to errors and absurdities in
the work, apparently not taking the charge of pantheism very seriously,
as it is never worked out meaningfully in the text he is criticizing.70
I. H. Fichte was one of Hegels main critics on this point. A text of
1832 declares his opposition to the un-Christian nature of Hegels philosophy.71 He views Hegels recent death as a turning point in philosophy,
a shift from pantheism to a true Christian philosophy. To underscore the
contrast to pantheism, Fichte designated his position speculative theism. Fichtes stated goal is to restore a personal God to philosophy, and
in his later writing he continues to criticize Hegels conception of the
divine as an ongoing process.72
Christian Hermann Weisse, while closer to Hegel, also wished to
avoid pantheistic errors.73 In 1833 Weisse published his The Idea of the Divinity (Die Idee der Gottheit),74 intended as part of an independent system
of philosophy of religion, based, however, on Hegels speculative methodology. The book contains three parts, on different conceptions of the
divine: (1) the ontological concept or pantheism, (2) the cosmological
concept or deism, and (3) the teleological concept. The discussion of
pantheism75 is intended to demonstrate the personhood of God, but far
from being critical of Hegel, it often borrows from his works, particularly
his Lectures on the Proofs of the Existence of God.
C. F. Bachmann also takes up this issue,76 criticizing Hegels doctrine of the Trinity as an empty formalism that has nothing to do with the
view presented in the New Testament.77 Rosenkranzs counterattack78 accused Bachmann of failing to understand Hegels speculative philosophy
and of remaining stuck at a previous stage of philosophical development,
under the influence of Jacobis deism. In Anti-Hegel, Bachmann violently
rejected the charge of being a deist.79 He insists that he is a theist who
believes in the personhood of God and claims that his sole goal is to
combat Hegels conception of the deity as a mere concept. As he sees it,
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Hegels view leads to the absurd result that the apostles failed to conceive
the divine adequately since they did not understand it speculatively.80
In 1834 Carl August Eschenmayer (17681852) made the provocative suggestion that Hegel denies Christs claim to be the truth and placed
his own philosophy higher than the Christian revelation.81 Hegel wishes
to regard the appearance of the divine on the earth as an act of the
human development of reason.82 Eschenmayer proposes to test Hegels
claim that his philosophy contains the Christian principle of the Gospels and demonstrates it conceptually. The work proceeds by critically
analyzing individual passages from Hegels texts in detail. Eschenmayer
emphatically rejects Hegels concept of God, arguing, for example, God
is not an idea, which a philosopher can set up in his circle of speculation.83 On the contrary, the God of the Bible is not a concept or an idea,
but a self-conscious being. He claims, The eternal God can never be
captured in a process. 84 The biblical deity is eternal and not in a process
of development in the way Hegels speculative Idea develops through
history. Hence Hegels philosophy is inconsistent with Christianity.
A Tbingen theologian, Ferdinand Christian Baur (17921860),
joined the fray with his Christian Ghosts (Die christliche Gnosis) of 1835.85
This work contends that Hegel has been misrepresented by his critics,
and defends him against the charge of pantheism. It is the nature of
the divine to reveal itself and to come to consciousness in finite human
consciousness. But critics who assume that this leads to the belief that no
divine consciousness can exist independently of human consciousness
misunderstand the doctrine of immanence.86 Baur writes, What is the
fiercely criticized and often misinterpreted assertion that God, as Spirit,
is only for Spirit, if not the indisputable claim that God sees himself in all
spirits, that the collectivity of finite spirits is the self-conscious reflection
of the divine being opened up to them and reflected in them, that God
in this sense is everything in everything? This alone is the true concept
of the immanence of God in the world.87
In his 1837 work The Philosophy of Our Age (Die Philosophie unserer
Zeit), Julius Schaller (18071868), a Privatdozent in philosophy at Halle,
offers a defense of Hegel against a number of criticisms, especially of
pantheism, and insists that his conception of the divine is consistent with
the Christian God.88 He surveys different accounts of the doctrine of personalityincluding that of I. H. Fichteand tries to demonstrate the
comparative strength of Hegels position. He attempts to refute two recurring criticisms: (1) that conceiving of God as the development of the
self-consciousness of humanity through history precludes conceiving of
Him as an independent being, and (2) that the person of God amounts
simply to the consciousness and knowledge of Him in the minds of
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Michelet thus seems to agree with Baur, whom he quotes directly, that
the proper Hegelian conception is that of an immanent deity. He is
therefore critical of the Hegelians who posit a supernatural God in a
transcendent realm.
Carl Philipp Fischers (18071885) The Idea of Divinity (Die Idee der
Gottheit), published in 1839, takes Hegels philosophy of immanence to
exclude the possibility of any independent external God.92 Hegels pantheism, the author argues, consists in the unity of God and the world:
That the substance of God and the world is one and the same and
that therefore God as a self-knowing spiritual substance is world spirit
thought in its truth, while self-conscious individuals are not selfgrounded and closed subjects, and thus eternal spirits, but rather
accidental and thus disappearing figures of the One and the universal substanceHegelian pantheism asserts this just like Spinozist
pantheism, albeit in the former the subjective version of the absolute
predominates and in the latter the objective version.93
He continues, As long as the essence of God and the world are thought
to be identical, the personhood of God, the absolute unity of his inner
being, will and spirit cannot be grasped.94 Although he accuses Hegel of
pantheism, the author is positively inclined toward his speculative meth-
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as a whole. But this conception seems to undermine the view that Christ
was himself uniquely divine. Again, the concern was that a key point in
orthodox dogmatics was being replaced with a secular view.
The debate about Christology centered on the work of David
Friedrich Strauss. The publication of his The Life of Jesus in two volumes
in 183536103 signaled the beginning of a major controversy that cost
him his job and defined his life forever after. This work applied a criticalhistorical method to the Gospels in order to examine their accounts of
Christ. In his analysis Strauss concludes again and again that the miracles attributed to Christ were merely the fabrications of believers after
the fact. These stories about the life and works of Christ are merely the
shared folklore of the religious community at an early stage of the Christian religion. Such beliefs are time-bound products of the age and circumstances in which they were born. Thus, to understand them, one
must first understand the historical development of the religion.
Strauss regarded his work as a combination of critical-historical
biblical exegesis and speculative philosophy. First, he took seriously the
immanentism attributed to Hegel, which precluded the possibility of
any supernatural dimension required for miracles. Second, the critical
method was used to identify and eliminate the mythical elements of
Christianity so that only its metaphysical or philosophical truth remains.
This approach was then thought to be in line with Hegels claim that
philosophical knowing is higher than religious knowing and encompasses it. Third, Strauss shared Hegels belief that the goal of philosophy
was to reconcile and overcome alienation. Christs message of the unity
of the human and the divine thus superseded the Judaic conception of
God as absolutely other. For Strauss, this unity and reconciliation were
conceived not in terms of a single person, Christ, but in terms of all humanity. Unfortunately, he writes, the believers have reintroduced this
alienation by confining the reconciliation to a single person. The goal
now is to overcome alienation by grasping God and humanity as complementary dialectical concepts. Gods essence is defined in contrast to humanity, and humanity in contrast to God. Although Strausss goal was to
demonstrate the truth of Christianity, it was perceived as an attempt to
undermine the authority of the scriptures and the religious belief based
on them. It was criticized both by defenders of Hegel who wanted to uphold orthodoxy, and thus took the book to be a radical departure from
Hegels conservative intentions with respect to the divinity of Christ,
and by orthodox Hegel critics, who saw it as confirming their suspicions
of the dangerously secular consequences of Hegels philosophy. In the
following years, Strauss issued revised editions of the book to meet the
many criticisms raised against it.
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85
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demythologizing Christianity, including those of Bultmann and Gogarten. One can also mention Strausss importance as the founder of the
field of modern critical Bible studies and his immeasurable influence on
the studies of the life of Christ that followed in the second half of the
century and into the twentieth century: Renan, Harnack, Loisy, Wrede,
Schweitzer, and others. (2) Hegel himself was the forerunner of later attempts at a historical-cultural understanding of Christianity in the works
of Dilthey, Nietzsche, Troeltsch, and others. (3) Feuerbach and Marx
can be regarded as founders of the now flourishing fields of psychology
and sociology of religion. (4) Less well known but no less interesting is
the constellation of problems surrounding relativism, historicism, subjectivism, nihilism, and alienation. These are issues that are traditionally associated with the twentieth century and existentialism, but a closer
look reveals that all of these issues were already being debated in the
1830s and 40s in the context of the disputes over the heritage of Hegels philosophy. Thus, to understand theology in the nineteenth and
twentieth centuries, it is necessary to have a fundamental grasp of the
arguments surrounding Hegels philosophy of religion in the first half
of the nineteenth century.
As is clear from the current booming interest in Kierkegaards philosophy of religion and his criticism of Hegel, these issues continue to
have a resonance in the field today. With the reflections presented here,
it is possible to understand Kierkegaards objections in the context in
which they were originally conceived. In this context it becomes clear
that Kierkegaard was merely one voice in the debates that followed in the
wake of Hegels death. The direction toward a religious faith based on the
individual subject, which seems attractive to so many thinkers nowadays,
was the result of a critical encounter with the discussions of Hegels proponents and critics. Kierkegaard saw that the critical challenges issued
to Christianity by critical Bible studies and by scientific methods could
not be met on their own terms. He saw clearly how Christian apologists
continually fought losing battles by trying to combat these challenges
with the use of the same methodology as the critics. He thus realized
that if Christianity was going to survive this onslaught, it must retreat
into a sphere that is immune from all criticism from scientistic reason.
Motivated by this intuition, he developed his conception of Christianity
based on the unique individual and subjective thinking. Paradoxically,
however, he ended up closer to the radicals who seemed to want to tear
down religion since he took away from the apologists many of their most
prized tools and, further, issued an unforgiving criticism of the church
and cultural Christianity. The fundamental structure of the problem
that he was confronted with is still with us today: the demands of science
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Notes
1. For an account of the development of the German schools of Hegelianism, see the following: William J. Brazill, The Young Hegelians (New Haven, Conn.:
Yale University Press, 1970); Jacques DHondt, Hegel et hglianisme (Paris: Presses
Universitaires de France, 1982); George Lasson, Was heisst Hegelianismus? (Berlin:
Reuther & Reichard, 1916); John Edward Toews, Hegelianism: The Path Toward
Dialectical Humanism, 18051841 (Cambridge, Eng.: Cambridge University Press,
1980); Warren Breckman, Marx, the Young Hegelians, and the Origins of Radical
Social Theory: Dethroning the Self (Cambridge, Eng.: Cambridge University Press,
1999); David McLellan, The Young Hegelians and Karl Marx (London and Basingstoke: Macmillan, 1970); Ingrid Pepperle, Junghegelianische Geschichtsphilosophie
und Kunsttheorie (Berlin: Akademie Verlag, 1978); and Douglas Moggach, ed.,
The New Hegelians: Politics and Philosophy in the Hegelian School (Cambridge, Eng.:
Cambridge University Press, 2006).
2. David Friedrich Strauss, Das Leben Jesu, 2 vols. (Tbingen: Osiander,
183536). In English as The Life of Jesus Critically Examined, ed. Peter C. Hodgson,
trans. George Eliot (Ramsey, N.J.: Sigler, 1994).
3. David Friedrich Strauss, Streitschriften zur Vertheidigung meiner Schrift ber
das Leben Jesu und zur Charakteristik der gegenwrtigen Theologie (Tbingen: Osiander, 1837), 95126. In English as In Defense of My Life of Jesus Against the Hegelians,
trans. Marilyn Chapin Massey (Hamden, Conn.: Archon Books, 1983), 3866.
For a further account of these distinctions, see John Edward Toews, Right, Centre, and Left: The Division of the Hegelian Schools in the 1830s, in Hegelianism,
20354.
4. Strauss, Streitschriften, 95; Strauss, Defense, 38 (translation modified).
5. G. W. F. Hegel, Hegels theologische Jugendschriften (1907), ed. Herman
Nohl, reprint (Frankfurt am Main: Minerva, 1966). In English as Early Theological Writings, trans. T. M. Knox and Richard Kroner (Philadelphia: University of
Pennsylvania Press, 1975).
6. G. W. F. Hegel, Glauben und Wissen oder die Reflexionsphilosophie
der Subjektivitt, in der Vollstndigkeit ihrer Formen, als Kantische, Jacobische
und Fichtesche Philosophie, Kritisches Journal der Philosophie 2 (1802): 1188.
Reprinted in Vermischte Schriften, 2 vols., ed. Friedrich Frster and Ludwig Boumann, vols. 1617 (183435) of Georg Wilhelm Friedrich Hegels Werke: Vollstndige
Ausgabe, 18 vols., ed. Ludwig Boumann et al. (Berlin: Duncker und Humblot,
183245), 16:3157. Also in G. W. F. Hegel, Smtliche Werke: Jubilumsausgabe in 20
Bnden, ed. Hermann Glockner (Stuttgart: Friedrich Frommann Verlag, 1928
41), 1:277433. (Henceforth cited in abbreviated form as Jub.) In English as Faith
89
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and Knowledge, trans. Walter Cerf and H. S. Harris (Albany: State University of
New York Press, 1977).
7. Hegel, Encyclopedia of the Philosophical Sciences in Outline and Critical
Writings, ed. Ernst Behler (New York: Continuum, 1990) 46571; Hegel, Jub.,
6:3057; Hegel, Encyclopedia Logic: Part One of the Encyclopedia of the Philosophical
Sciences (hereafter EL), trans. T. F. Gerats, W. A. Suchting, H. S. Harris, 564
71; Hegel, Jub., 10:45358.
8. See G. W. F. Hegel, bersicht ber Hegels Berliner Vorlesungen, in
the edition of Hegels Berliner Schriften: 18181831, ed. Johannes Hoffmeister
(Hamburg: Meiner, 1956), 74349.
9. Rudolf Haym reports that in his lectures Hegel offended a Catholic auditor, who first raised a formal complaint against him and then, when Hegel addressed the issue in the next class, stormed out of the lecture hall together with
a group of students. R. Haym, Hegel und seine Zeit (Berlin: Gaertner, 1857), 509ff.
See also Hegel, Berliner Schriften: 18181831, 57275.
10. G. W. F. Hegel, Ueber: Aphorismen ber Nichtwissen und absolutes Wissen im Verhltnisse zur christlichen GlaubenserkenntnissEin Beitrag zum Verstndnisse
der Philosophie unserer Zeit. Von Carl Friederich G . . . . l. Berlin, bei E. Franklin,
1829, Jahrbcher fr wissenschaftliche Kritik, 1829, nos. 99102, pp. 789816; and
nos. 1056, pp. 83335. Reprinted in Hegel, Vermischte Schriften, vols. 1617 in
Hegels Werke, 17:11148. Also in Hegel, Jub., 20:276313. In English as Review of
K.F. Gschels Aphorisms, parts 1 and 2, trans. Clark Butler, Clio 17 (1988): 369
93; part 3, trans. Clark Butler, Clio 18 (1989): 37985. Reprinted in Miscellaneous
Writings of G. W. F. Hegel, ed. Jon Stewart (Evanston: Northwestern University
Press, 2002), 40129.
11. Carl Friederich G. . . . . l, Aphorismen ber Nichtwissen und absolutes Wissen im Verhltnisse zur christlichen GlaubenserkenntnissEin Beitrag zum Verstndnisse
der Philosophie unserer Zeit (Berlin, 1829).
12. G. W. F. Hegel, Encyclopdie der philosophischen Wissenschaften im Grundrisse, 3rd ed. (Heidelberg: Osswald, 1830), 564, p. 576 (Hegel, Philosophy of
Mind, trans. William Wallace and A. V. Miller [Oxford: Clarendon Press, 1971],
564, p. 576; Hegel, Jub., 10:454): To know what God as spirit isto apprehend
this accurately and distinctly in thoughtsrequires careful and thorough speculation. It includes, in its forefront, the propositions: God is God only so far as he
knows himself: his self-knowledge is, further, a self-consciousness in man and
mans knowledge of God, which proceeds to mans self-knowledge in God. See
the profound elucidation of these propositions in the work from which they are
taken: Aphorisms on Knowing and Not-Knowing, etc., by C.F. G . . . l. Berlin 1829.
13. G. W. F. Hegel, 1. ber die Hegelsche Lehre, oder: absolutes Wissen und
moderner Pantheismus. (Leipzig 1829). bei Chr. E. Kollmann. S. 236. 2. ber Philosophie berhaupt und Hegels Enzyklopdie der philosophischen Wissenschaften insbesondere. Ein Beitrag zur Beurtheilung der letztern. Von Dr. K.E. Schubarth und Dr. L.A.
Carganico. Berlin 1829. in der Enslinschen Buchhandlung. S. 222. 3. Ueber den
gegenwrtigen Standpunct der philosophischen Wissenschaft, in besonderer Beziehung auf
das System Hegels. Von E.H. Weisse, Prof. an der Universitt zu Leipzig. Leipzig
1829. Verlag von Joh. Ambr. Barth. S. 228. 4. Briefe gegen die Hegelsche Encyklopdie
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der philosophischen Wissenschaften. Erstes Heft, vom Standpuncte der Encyklopdie und
der Philosophie. Berlin 1929. bei John. Chr. Fr. Enslin. S. 94. 5. Ueber Seyn, Nichts
und Werden. Einige Zweifel an der Lehre des Hrn. Prof. Hegel. Berlin, Posen und Bromberg, bei E.S. Mittler 1829. S. 24, Jahrbcher fr wissenschaftliche Kritik, 1829, first
article ( July), vol. 2, nos. 10, 11, pp. 7788, nos. 13, 14, pp. 97109; second article
(August), vol. 2, nos. 37, 38, 39, pp. 293308, no. 40, pp. 31318; third article
(December), nos. 117, 118, 119, 120, pp. 93660. Hegel only managed to treat
two of the five works in this review.
14. G. W. F. Hegel, ber die unter dem Namen Bhagavad-Gita bekannte Episode
des Mahabharata. Von Wilhelm von Humboldt. Berlin, 1826, Jahrbcher fr wissenschaftliche Kritik, 1827, first article ( January), nos. 7, 8, pp. 5163; second article
(October 1827), nos. 18188, pp. 144192.
15. G. W. F. Hegel, Vorlesungen ber die Philosophie der Religion: Nebst einer
Schrift ber die Beweise vom Daseyn Gottes, 2 vols., ed. Philipp Marheineke, vols. 11
12 (1832) in Hegels Werke. English editions: G. W. F. Hegel, Lectures on the Philosophy of Religion, 3 vols., trans. E. B. Speirs and J. Burdon Sanderson (New York:
Humanities, 1972). G. W. F. Hegel, Lectures on the Philosophy of Religion, 3 vols., ed.
Peter C. Hodgson, trans. R. F. Brown, P. C. Hodgson, and J. M. Stewart with the
assistance of H. S. Harris (Berkeley: University of California Press, 198487).
16. Georg Wilhelm Friedrich Hegels Werke: Vollstndige Ausgabe, 18 vols., ed.
Ludwig Boumann et al. (Berlin: Duncker und Humblot, 183245).
17. C. H. Weisse, ber die eigentliche Grenze des Pantheismus und des
philosophischen Theismus, Religise Zeitschrift fr das katholische Deutschland,
1833, vol. 1, pp. 3151, pp. 14353, pp. 22739; vol. 2, pp. 99119, pp. 24469.
18. Immanuel Hermann Fichte, Hegels Vorlesungen ber die Philosophie der
Religion, nebst einer Schrift ber die Beweise vom Daseyn Gottes, herausgegeben von
Dr. Ph. Marheinecke. 2 Bnde. Berlin 1832 . . . , Heidelberger Jahrbcher der Literatur, 1833, vol. 26, nos. 5557, 6263, p. 880, pp. 88196, pp. 897907, pp. 978
92, pp. 9931008, pp. 100910.
19. F. A. Staudenmaier, Georg Wilhelm Friedrich Hegels Vorlesungen ber
die Philosophie der Religion. Nebst einer Schrift ber die Beweise vom Daseyn Gottes. Herausgegeben von D. Philipp Marheineke. Erster Band XVI u. 376 S. Zweiter Band
483 S. Berlin 1832 bei Duncker u. Humblot, Jahrbcher fr Theologie und christliche
Philosophie, vol. 1, no. 1 (1834): 97158.
20. Karl Rosenkranz, G. W. F. Hegels Vorlesungen ber die Philosophie der Religion. Nebst einer Schrift ber die Beweise vom Daseyn Gottes. Herausgegeben von Dr.
Philipp Marheineke. Band I. XVI u. 376 S. Band II 483 S. (Auch als eilfter und
zwlfter Band von Hegels smmtlichen Werken.) Berlin bei Duncker und Humblot 1832, Jahrbcher fr wissenschaftliche Kritik, first article, nos. 7173 (April
1833): 56281; second article, nos. 8182 (May 1833): 64155.
21. G. W. F. Hegel, Vorlesungen ber die Philosophie der Religion, 2 vols., ed.
Philipp Marheineke, vols. 1112 in Hegels Werke, 2nd ed. (Berlin: Duncker und
Humblot, 1840 [1832]).
22. Hegel, Philosophie der Religion, 2nd ed., vi. (Hegel, Jub., 15:8).
23. Hegel, Philosophie der Religion, 2nd ed., vi. (Hegel, Jub., 15:8).
24. A good example of this is Michelets Vorlesungen ber die Persnlichkeit
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Gottes und Unsterblichkeit der Seele oder die ewige Persnlichkeit des Geistes (Berlin:
Ferdinand Dmmler, 1841), which combines two of the main points of contention.
25. For this debate, see Carl Ludwig Michelet, Geschichte der letzten Systeme
der Philosophie in Deutschland von Kant bis Hegel, 2 vols. (Berlin: Duncker und
Humblot, 183738), 2:63845; Wilhelm Sthler, Zur Unsterblichkeitsproblematik in
Hegels Nachfolge (Mnster: Universitas-Verlag, 1928); Gerald Frankenhuser, Die
Auffassung von Tod und Unsterblichkeit in der klassischen deutschen Philosophie in Immanuel Kant bis Ludwig Feuerbach (Frankfurt am Main: Haag und Herchen, 1991);
Walter Jaeschke, Persnlichkeit Gottes und Unsterblichkeit der Seele, in his
Hegel Handbuch: Leben-Werk-Schule (Stuttgart: J. B. Metzler, 2003), 51015; Johann
Eduard Erdmann, Grundriss der Geschichte der Philosophie, 2 vols. (Berlin: Verlag
von Wilhelm Hertz, 1866), 2:65054.
26. Philipp Marheineke, Die Grundlehren der christlichen Dogmatik als Wissenschaft, Second, Completely Reworked Edition (Berlin: Duncker und Humblot,
1827), 592601, pp. 38187.
27. Ibid., 594, p. 382.
28. Ibid., 599, pp. 38586.
29. Ibid., 600, p. 386.
30. K. E. Schubarth and K. A. Carganico, Ueber Philosophie berhaupt, und
Hegels Encyclopdie der philosophischen Wissenschaften insbesondere: Ein Beitrag zur
Beurtheilung der letztern (Berlin: Enslin, 1829), 142ff.
31. Hegel, 1. ber die Hegelsche Lehre.
32. Ibid., third article, p. 959.
33. [Ludwig Feuerbach], Gedanken ber Tod und Unsterblichkeit aus den Papieren eines Denkers, nebst einem Anhang theologisch-satyrischer Xenien, herausgegeben
von einem seiner Freunde (Nuremberg: J. A. Stein, 1830). In English as Ludwig
Feuerbach, Thoughts on Death and Immortality: From the Papers of a Thinker, Along
with an Appendix of Theological-Satirical Epigrams, trans. James A. Massey (Berkeley:
University of California Press, 1980).
34. C. H. E. Paulus, Ueber die Unsterblichkeit des Menschen und den Zustand des
Lebens nach dem Tode, auf den Grund der Vernunft und gttlicher Offenbarung, 2nd
supplemented and improved ed. (Reutlingen: Joh. Conr. Mcken, 1831).
35. B. H. Blasche, Philosophische Unsterblichkeitslehre, oder: Wie offenbart sich
das ewige Leben? (Erfurt and Gotha: Flinzer, 1831).
36. Friedrich Richter, Die Lehre von den letzten Dingen: Eine wissenschaftliche
Kritik, aus dem Standpunct der Religion unternommen: Erster Band, welcher die Kritik der
Lehre vom Tode, von der Unsterblichkeit und von den Mittelzustnden enthlt (Breslau:
In Joh. Friedr. Korn des lteren Buchhandlung, 1833). (See also Zweiter Band: Die
letzten Dinge in objectiver Rcksicht oder die Lehre vom jngsten Tage [Berlin: Richter,
1844].)
37. Friedrich Richter, Die neue Unsterblichkeitslehre: Gesprch einer Abendgesellschaft, als Supplement zu Wielands Euthanasia (Breslau: Georg Friedrich Aderholz,
1833).
38. C. H. Weisse, Die Lehre von den letzten Dingen. Eine wissenschaftliche Kritik,
aus dem Standpunct der Religion unternommen, von Dr. Friedrich Richter von Magde-
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burg. Erster Band. Breslau, 1833. XV. 245 S. gr. 8, Jahrbucher fr wissenschaftliche
Kritik, nos. 4142 (September 1833): 32127, 32934.
39. Ibid., 323.
40. Ibid., 334.
41. C. H. Weisse, Die philosophische Geheimlehre von der Unsterblichkeit des
menschlichen Individuums (Dresden: Ch. F. Grimmer, 1834). Weisse reprints his
previous book review of Richters Die Lehre von den letzten Dingen in an appendix
to this work, pp. 6280.
42. Weisse, Die philosophische, 36ff.
43. Ibid., 46ff.
44. C. Fr. Gschel, Die neue Unsterblichkeitslehre. Gesprch einer Abendgesellschaft, als Supplement zu Wielands Euthanasia. Herausgg. von Dr. Friedr. Richter,
von Magdeburg. Breslau bei Georg Friedrich Aderholz 1833. 79 S. kl. 8, Jahrbucher fr wissenschaftliche Kritik, first article, January 1834, nos. 13, pp. 14,
pp. 916, pp. 1722; second article, nos. 1719, pp. 13135, pp. 13847.
45. Gschel, Die neue Unsterblichkeitslehre, 13944.
46. I. H. Fichte, Die Idee der Persnlichkeit und der individuellen Fortdauer (Elberfeld: Bschler, 1834).
47. Carl Friedrich Bachmann, Ueber Hegels System und die Nothwendigkeit einer
nochmaligen Umgestaltung der Philosophy (Leipzig: Fr. Chr. Wilh. Vogel, 1833).
48. Ibid., 309.
49. Karl Rosenkranz, Hegel: Sendschreiben an den Hofrath und Professor der
Philosophie Herrn Dr. Carl Friedrich Bachmann in Jena (Knigsberg: August Wilhelm
Unzer, 1834).
50. Ibid., 12830.
51. Carl Friedrich Bachmann, Anti-Hegel: Antwort an Herrn Professor Rosenkranz in Knigsberg auf dessen Sendschreiben, nebst Bemerkungen zu der Recension meiner
Schrift ber Hegels System in den Berliner Jahrbcher von Herrn Professor Hinrichs in Halle:
Ein unentbehrliches Actenstck zu dem Process gegen die Hegelsche Schule ( Jena: Crker,
1835), 137, 166ff. Here the Bemerkungen zu der Recension meiner Schrift ber Hegels
System appear at the end of the text in an independent section, pp. 17398.
52. Bachmann, Anti-Hegel, 167.
53. Carl Friedrich Gschel, Von den Beweisen fr die Unsterblichkeit der menschlichen Seele im Lichte der spekulativen Philosophie, Eine Ostergabe (Berlin: Duncker
und Humblot, 1835).
54. Kasimir Conradi, Unsterblichkeit und ewiges Leben: Versuch einer Entwickelung des Unsterblichkeitsbegriffs der menschlichen Seele (Mainz: Kupferberg, 1837).
55. Poul Martin Mller, Tanker over Muligheden af Beviser for Menneskets Uddelighed, med Hensyn til den nyeste derhen hrende Literatur,
Maanedskrift for Litteratur 17 (1837): 172, 42253. Reprinted in Mllers Efterladte
Skrifter, 3 vols. (Copenhagen, 183943), 2:158272. In French as Rflexions sur
la possibilit de prouver limmortalit de lhomme en rapport avec la littrature
rcent sur le sujet, in Lectures philosophiques de Sren Kierkegaard: Kierkegaard chez
ses contemporains danois, ed. and trans. Henri-Bernard Vergote (Paris: Presses Universitaires de France, 1993), 149213. See also Carl Henrik Koch, Den danske ide-
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74. C. H. Weisse, Die Idee der Gottheit: Eine philosophische Abhandlung: Als wissenschaftliche Grundlegung zur Philosophie der Religion (Dresden: Ch. F. Grimmer,
1833).
75. Ibid., 12138, 196233.
76. Bachmann, Ueber Hegels System, 28283.
77. Ibid., 297310.
78. Rosenkranz, Hegel: Sendschreiben, 12324.
79. Bachmann, Anti-Hegel, 16162.
80. Ibid., 162.
81. C. A. Eschenmayer, Die Hegelsche Religions-Philosophie verglichen mit dem
christlichen Princip (Tbingen: Heinrich Laupp, 1834).
82. Ibid., iv.
83. Ibid., 152, p. 125.
84. Ibid., 152, p. 126.
85. Ferdinand Christian Baur, Die christliche Gnosis oder die christliche
Religions-Philosophie in ihrer geschichtlichen Entwiklung (Tbingen: C.F. Osiander,
1835), 700ff.
86. Ibid., 7045.
87. Ibid., 706.
88. Julius Schaller, Die Philosophie unserer Zeit: Zur Apologie und Erluterung
des Hegelschen Systems (Leipzig: J.C. Hinrichs, 1837), 268323.
89. Ibid., 293ff.
90. Michelet, Geschichte der letzten Systeme der Philosophie, 2:64548.
91. Ibid., 2:646.
92. Carl Phil. Fischer, Die Idee der Gottheit: Ein Versuch, den Theismus speculativ
zu begrnden und zu entwickeln (Stuttgart: S.G. Liesching, 1839).
93. Ibid., x.
94. Ibid., xxi.
95. Michelet, Vorlesungen ber die Persnlichkeit Gottes und Unsterblichkeit der
Seele oder die ewige Persnlichkeit des Geistes.
96. Ibid., 22324.
97. Ibid., 248ff.
98. Ibid., 272ff.
99. [Bruno Bauer], Die Posaune des jngsten Gerichtes ber Hegel den Atheisten
und Antichristen: Ein Ultimatum (Leipzig: Otto Wigand, 1841). For an account of
this text, see Douglas Moggach, The Philosophy and Politics of Bruno Bauer (Cambridge, Eng.: Cambridge University Press, 2003), 99118.
100. Moggach, Philosophy and Politics of Bruno Bauer, 100.
101. [Bauer], Die Posaune, 6770.
102. See Michelet, Geschichte der letzten Systeme der Philosophie, 2:64859; Erdmann, Grundriss der Geschichte der Philosophie, 2:65460; Toews, Hegelianism, 165
75, 25587; Brazill, Young Hegelians, 95132.
103. Strauss, Das Leben Jesu.
104. Baur, Die christliche Gnosis, 707ff.
105. Ibid., 715.
106. Ibid.
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107. J. Chr. F. Steudel, Vorlufig zu Beherzigendes bei Wrdigung der Frage ber
die historische oder mythische Grundlage des Lebens Jesu, wie die kanonischen Evangelien
dieses darstellen u.s.w. (Tbingen: Fues, 1835).
108. G. C. Adolph Harless, Die kritische Bearbeitung des Leben Jesu von Dr. Dav.
Friedr. Strauss nach ihrem wissenschaftlichen Werthe beleuchtet (Erlangen: C. Heyder,
1835).
109. Carl A. Eschenmayer, Der Ischariotismus unserer Tage: Eine Zugabe zu dem
jngst erscheinen Werke: Das Leben Jesu, von Strauss (Tbingen: Fues, 1835).
110. Christoph Benj. Klaiber, Bemerkungen ber das Leben Jesu kritisch bearbeitet von Dr. Fr. Strauss (Stuttgart: Beck & Frnkel, 1836).
111. Ibid., 7088.
112. A. Tholuck, Die Glaubwrdigkeit der evangelischen Geschichte, zugleich eine
Kritik des Lebens Jesu von Strauss, fr theologische und nicht theologische Leser dargestellt
(Hamburg: Friedrich Perthes, 1836), 78.
113. Johann Peter Lange, Ueber den geschichtlichen Charakter der kanonischen
Evangelien, insbesondere der Kindheitsgeschichte Jesu mit Beziehung auf das Leben Jesu
von Strauss (Duisburg, 1836).
114. Wilhelm Hoffmann, Das Leben Jesu, kritisch bearbeitet von Dr. D. F. Strauss:
Geprft fr Theologen und Nichttheologen (Stuttgart: P. Balz, 1836).
115. Bruno Bauer, review of writings on Strauss by Steudel, Klaiber, Hoffmann, Lange, Harless, Sack, Baader, and Eschenmayer, in Jahrbcher fr wissenschaftliche Kritik (1837), no. 41, pp. 32128; no. 42, pp. 32936; no. 43, pp. 337
43. (As was customary, the title of the review was simply the titles of the books
under examination.)
116. Strauss, Streitschriften, 95126; Strauss, Defense, 3866.
117. Strauss, Streitschriften, 6768; Strauss, Defense, 1314.
118. Strauss, Streitschriften, 76ff.; Strauss, Defense, 21ff.
119. Carl Friedrich Gschel, Beitrge zur spekulativen Philosophie von Gott und
dem Menschen und von dem Gott-Menschen: Mit Rchtsicht auf Dr. D.F. Strauss Christologie (Berlin: Duncker und Humblot, 1838).
120. See Walter Jaeschke, Urmenschheit und Monarchie: Eine politische
Christologie der Hegelschen Rechten, Hegel-Studien 14 (1979): 73107; 83ff.
121. Gschel, Beitrge zur spekulativen Philosophie, 53ff.
96
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of Right, the monarch is a moment of the state regarded as a great architectonic edifice, a hieroglyph of reason.20 Of course, Hegel had his
own theory of the necessity of a personal monarch at the pinnacle of a
state founded on the value of subjectivity. But in contrast to Stahl, Hegel
insisted merely that the monarch is important because an edifice of legal
norms cannot itself make decisions. Someone is needed to finally say I
will and thereby cause a transition from discussion to actuality. However, Hegel immediately clarified that this reliance on a personal decision does not imply that the monarch may act arbitrarily. Rather, in an
ultimate reduction of personal power, Hegel maintained that in a fully
organized state, it is only a question of the highest instance of formal
decision, and all that is required in a monarch is someone to say yes
and to dot the i.21 In Stahls view, Hegel thereby negated the real,
determinate personality and recognized only personality in abstracto
as the vehicle of a Spirit whose telos leads toward the overcoming of personality.22 Writing in the 1845 edition of his Philosophy of Right in Historical
Perspective, Stahl expressed no surprise about the outbreak of democratic
republicanism among Hegels younger disciples, believing as he did that
Hegels governmentalist standpoint had already negated the principle
of transcendent authority.
Stahls political personalism expressed at a sophisticated level the
more basic effort of Prussian conservatives to reinvest monarchy with the
majesty of divine ordination. In reaction against the threat of a democratic disembodiment of power, as well as against constitutionalisms displacement of sovereignty into the impersonal rule of law, the personalist
political theology of the Prussian Restoration attempted to incorporate
power once again. This impulse may be seen powerfully at work in the
influential thought of the pietist nobleman Ludwig von Gerlach, who
combined Carl Ludwig von Hallers essentially feudal notion of power as
Herrschaft, or personal sovereignty, with an insistence upon the divine origins of what he called the institutions of personality and patriarchy.23
The restorationist vision epitomized by Gerlach struggled throughout
the 1820s with more progressive impulses lingering on from the Reform
era, with conservatives like Hengstenberg and Gerlach finally gaining
the position of intimate counselors to the aging Friedrich Wilhelm III
by the mid-1830s. The kings openness to this Christian political theology remained moderate compared to the crown prince, Friedrich Wilhelm, who steeped himself in theology and surrounded himself with a
coterie of pietist fundamentalists and Christian Romantics. Not surprisingly, when Friedrich Wilhelm IV came to the throne in 1840, he quickly
reneged on some vague promises of constitutional reform and turned
toward his dream of creating a Christian-German state in Prussia.
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versity in Berlin. The most significant expression of this policy was the
summons to Schelling and Stahl to come to Berlin to slay the dragonseed of Hegelian pantheism. Schelling accepted the chair held by
Hegel up to his death in 1831, and Friedrich Julius Stahl took the position held by the eminent Hegelian philosopher of law Eduard Gans until
his death in 1839. Observing these developments, Karl Marx described
Schelling as Prussian policy sub specie philosophiae,26 and in an open letter to Arnold Ruge, Marx claimed of Friedrich Wilhelm IV, He is the
sole political person. In one way or another, his personality determines
the system. . . . The King of Prussia has tried to alter the system by means
of a theory which in this form his father really did not have.27
Yet in fact it did not take Friedrich Wilhelms heavy hand to bring
the politico-theological issue of personality into the consciousness of
left-wing Hegelians like Marx. Indeed, it had been a central concern
of Hegelian thought throughout the 1830s. The ongoing assault from
conservative theologians and political writers, as well as the more sophisticated critiques from personalist thinkers like Schelling and Stahl, contributed significantly to the breakdown of the Hegelian school. This is
a topic that cannot be explored in any depth in the present essay, except to note that particularly after the publication of David Friedrich
Strausss The Life of Jesus (1835), many conservative Hegelians, such as
Karl Friedrich Gschel, found it prudent to disavow Strauss and insist on
the full compatibility of the Hegelian system with the notion of a transcendent personal God and His worldly correlate, the sovereign monarch. Conversely, a smaller group of Hegelian philosophers engaged in
progressively more radical attempts to undermine the Christian idea of
personhood.
If Karl Ludwig Michelet was correct in claiming that the personality of God dominated the history of philosophy in the 1830s, then Feuerbachs Thoughts on Death and Immortality, published anonymously in 1830,
already staked out a radical position right at the outset of the decade.
His critique of the doctrine of personal immortality centered upon a
speculative and historical examination of the idea of the personal God
of Christianity. Against the religion of the pure self, the person as the
single spirit, the task is now to found a kingdom of the Idea, of thought
which contemplates itself in all that exists and is conscious of itself.28
Although the pantheism that Feuerbach espoused in 1830 would soon
give way to atheism, one insight from the Thoughts survived to become a
major part of his mature philosophy, namely the idea that belief in the
personal God is a product of human egotism, that in worshipping God as
a person, the devout receives back the image of human personality.29
It is perhaps not surprising that Feuerbachs Thoughts drew little
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theological approach to democracy intersected with a radical social program. For example, in On the History of Religion and Philosophy in Germany
(1832) Heinrich Heine argued that Spinozas identification of infinite
thought and infinite substance as attributes of the absolute substance
bore directly on the epochal task of the nineteenth century, namely the
true reconciliation of spirit and matter. Heine described this pantheistic
campaign against the Christian dualism as the open secret of German
philosophy, although he conceded it was the French Saint-Simonians
who successfully transformed pantheism into an activist program.42 The
new Christianity of the Saint-Simonians may have adopted the esotericsounding slogan rehabilitation of matter, but this quasi-religious goal
manifested itself as a political program focused on neighborly love, overcoming poverty, and the redistribution of wealth. Surveying the SaintSimonians, F. W. Carov asserted that they had introduced political and
industrial pantheism in Europe.43 For Heine, pantheism demanded a
struggle for the welfare of Matter, the material happiness of nations,
not, like the materialists, from a contempt for the spirit, but because we
know that the divinity of humans reveals itself also in their corporeal
form, that misery destroys or debases the body, Gods image, and thereby
also brings the spirit to ruin. With the vision of an end to material scarcity through the social organization of work and wages, Heine claimed
to break with the revolutionary asceticism of the past:
The great word of the revolution pronounced by St. Just, Bread is the
right of the people, is translated by us, Bread is the divine right of
man. We are fighting not for the human rights of the people, but for
the divine rights of humanity. In this and in much else we differ from
the men of the revolution. We do not wish to be sans-culottists, nor frugal citizens, nor unassuming presidents; we are for founding a democracy of terrestrial gods, equal in glory, in blessedness, and in sanctity.44
Heine did not go so far as to attack private property per se; rather, like the
Saint-Simonians, he sought a relatively moderate equilibrium between
the social advantages of private property and the socially harmful effects
of the principle of private inheritance. By contrast, Moses Hesss The Sacred History of Humanity (Die heilige Geschichte der Menschheit, 1837) equates
the transition from monotheism to pantheism with the change from
the regime of private property to the community of goods (Gtergemeinschaft). Regarding this process as the fulfillment of a divine plan, Hess
asserted that the end of private property will necessarily come as soon as
humanity recognizes the incarnation of the divine in the holy alliance
of social life.45
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At the beginning of the nineteenth century, the concept of personality held a central place in all contemporary ideas of private property.
Whether in the tradition of Locke, Kant, or Hegel, the right to private
property was based on the antecedent right of personality. Even antiliberal Christian thinkers developed a variant of this argument, whereby
they grounded the right of private property through a further analogy
between the personal God and the created individual as the image of
God, specifically an analogy between God and the patriarch who possesses property on the basis of a kind of sovereignty within his domain,
regardless how small that domain might be. Despite differences, the essence of this form of argument appears in the neo-feudalism of a Ludwig
von Haller or Ludwig von Gerlach, as well as in the personalist metaphysics of a Friedrich Julius Stahl. Common to all of them is the construction of a series of analogies that move from the sovereign God to the
sovereign monarch to the sovereign individual, the latter presenting a
conservative Christian form of what C. B. MacPherson once called possessive individualism.46
In the German states in the 1830s and 1840s, above all in Prussia,
this Christian personalism became an important target of an increasingly radical critique of civil society. This point is worth emphasizing, because for radicals it was this conservative Christian personalism and not
liberalism in the style of Western modernity that presented the most immediate and tangible example of egoism, antisocial individualism, and
the negative effects of private property. This complex intersection of religious and social motifs finds exemplary expression in a passage from
Hess: Since the time of the patriarchs, the belief has ruled that the individual, upon dying, returns not to the general creator, to God, but to his
father. This fantasy inverts the eternal and the temporal; it assigns finite
attributes to the infinite, and infinite to the finite. The same inversion
spiritually consecrates the system of inheritance with its whole range of
attendant consequences. Hess means to say that the asserted right of
inheritance depends on the belief in personal immortality, on the belief
in the eternal integrity of the person who may thus rule over his property equally in life and death. The modern age, Hess continued, knows
better, since it is growing more and more conscious of the true nature of
divinity. Genuine self-consciousness tells us that our individual lives are a
loan of capital which will revert to the creditor upon our deaths: the
eternal right of property belongs to the eternal God alonethe great
whole; individuals and even specific nations, by contrast, can acquire
nothing for eternity, insofar as they are temporary and limited.47
Two years before Hess, in 1836, Feuerbach had attacked Stahls
effort to justify private property through the analogy between the sov-
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(1844), Feuerbach was already moving away from the universalizing idea
of human essence that had animated The Essence of Christianity toward an
increasingly strong emphasis on the sensuous, needful, individual human
being.56 Arnold Ruge also grew uneasy with some of the implications
of Young Hegelian humanism, as well as with the communist position
he had flirted with during his collaboration with Marx on the Deutschfranzsische Jahrbcher. Impressed, if not fully convinced by Stirners insistence on the actual person, Ruge agonized over the obliterating
generality of both communism and Feuerbachean humanism.57 Undoubtedly, he continued to hold radical democratic views and a socially
oriented account of personhood, positions that would place him on the
far Left of the Frankfurt Parliament in 1848. Nonetheless, he came to
worry that the social construction of the person imperiled the rights
and freedoms for which he had fought, because the primacy of society
threatened to undermine the reality of the person who is the bearer of
those rights and freedoms.58 Ruge never succeeded in reconciling this
new rights-based concern for personhood with his commitment to the
actualization of the civic and social dimensions of the person; but the
problem that led him to retreat from communism in 1844 has dogged
radical thought ever since.
Marx seemed immune to these anxieties. The Holy Family, completed
in collaboration with Friedrich Engels near the end of 1844, echoed the
structure of earlier Young Hegelian critiques of Christian personalism,
even as Marx condemned Feuerbach and Stirners turn to an actual
person as a theological construct. The malleability of the categories of
personality and the theological suggest that Marx was no longer really
concerned with the theistic discourse of personality as such; rather, he
reached for a powerful, polemical language that would discredit his rivals on the politico-philosophical Left.59 At stake was the credibility of
any conception of personhood outside that of the social individual. Here
again it is important to be clear as to what I am claiming. Marx was clearly
concerned with enhancing the conditions of individual human development, with human flourishing, in the words of a recent author.60 Yet
Marxs claim that the free development of each is the precondition of
the free development of all is couched in terms that repeatedly elevate
the social above the individual, species-being above particularity. It may
well be that Marxs vision of a fully realized social union that overcomes
individuals alienation from their communal essence does not exclude
the possibility of future conflicts between individual interests and the
common good, but that possibility exists more because Marx does not
explicitly rule it out, rather than because he positively accommodates
it. Marx seems to have had little interest in discussing the persistence of
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individual interests at odds with the common; or, more likely, he believed
that such conflict would diminish as its social sources were overcome.
Marxs efforts to envision the institutional structure of the future society
remained exceptionally vague at best, but any suggestion of how such
a society might mediate between individual interest and the common
good is conspicuously missing. Indeed, by mid-1843 Marx indicted the
entire discourse of liberal individual rights, with its core assumption that
any meaningful conception of freedom must suppose some degree of
tension or distinction between the individual and the society that shapes
her or him. Inadvertently and fatefully, in the quest for human emancipation from all external authority, in the search for the preconditions of
the fullest individual self-realization, Marx left vacant the very center of
the discourse of rights, the person as the bearer of rights and freedoms.
With a single metaphoric leap, Marx traversed the ground separating
theism from liberalism and dispensed with the focal concerns of modern
juristic discourse. Having slipped from theistic personality to all forms of
legal personhood, Marx never returned to the question of the individual
person except to deride it.
Notes
This essay condenses themes treated in much greater detail in Warren
Breckman, Marx, the Young Hegelians, and the Origins of Radical Social Theory: Dethroning the Self (Cambridge, Eng.: Cambridge University Press, 1999).
1. Claude Lefort, The Political Forms of Modern Society, ed. J. B. Thompson
(Cambridge, Mass.: MIT Press, 1986), 256.
2. Ibid., 303.
3. Karl Ludwig Michelet, Vorlesungen ber die Persnlichkeit Gottes und Unsterblichkeit der Seele (Berlin: Dmmler, 1841), 7; and [Friedrich Wilhelm Carov],
Hegel, Schubarth und die Idee der Persnlichkeit in ihrem Verhltniss zur preussischen
Monarchie, von Dr. Immanuel Ogienski, Hallische Jahrbcher, nos. 6873 (March
1841): 269.
4. T. W. Adorno, Glosse ber Persnlichkeit, in Stichworte: Kritische Modell, vol. 2 (Frankfurt am Main: Suhrkamp Verlag, 1969), 639.
5. This distinction is underscored in Jan Olof Bengtsson, The Worldview of
Personalism: Origins and Early Development (Oxford: Oxford University Press, 2006).
6. J. E. Erdmann, A History of Philosophy, vol. 3, trans. W. S. Hough (London: Sonnenschein, 1899), 20.
7. I. H. Fichte, Bericht ber meine philosophische Selbstbildung, als Einleitung zu den Vermischte Schriften und als Beitrag zur Geschichte nachhegelscher
Philosophie, Vermischte Schriften zur Philosophie, Theologie und Ethik, vol. 1 (Leipzig,
1869), 62.
8. Schelling quoted in Bernard M. G. Reardon, Religion in the Age of Roman-
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and Wiesbaden: Steiner, vol. 1, 1980; vol. 2, 1999). The three images described
may be seen in volume 2 of Bttners work: Gott als Schpfer und Erhalter der Welt
(fig. 58), Jngstes Gericht (fig. 56), and In Erwartung des Weltgerichts (fig. 117).
26. Marx to Feuerbach, October 3, 1843, in Collected Works, vol. 3 (Moscow:
Progress, 1975), 350.
27. Marx, Letters from the Deutsch-Franzsische Jahrbcher, in Collected
Works, 3:139.
28. Feuerbach to Hegel, November 22, 1828, in Briefwechsel (18171839),
vol. 1, ed. W. Schuffenhauer and E. Voigt (Berlin: Akademie Verlag, 1984).
29. Ludwig Feuerbach, Thoughts on Death and Immortality, trans. James
Massey (Berkeley: University of California Press, 1980), 23.
30. Feuerbach to Christian Kapp, January 1835, in Briefwechsel, vol. 1.
31. D. F. Strauss, The Life of Jesus, ed. George Eliot (Philadelphia: Fortress,
1972), 770.
32. Bruno Bauer, The Trumpet of the Last Judgement Against Hegel the Atheist and
Antichrist, trans. Lawrence Stepelevich (Berkeley, Calif.: Edwin Mellen, 1989), 67.
33. See D. F. Strauss, In Defense of My Life of Jesus Against the Hegelians,
trans. Marilyn Chapin Massey (Hamden: Archon Books, 1984). On Bauers position in the Right Hegelian attack on Strauss, see John Toews, Hegelianism: The
Path Toward Dialectical Humanism, 18051841 (Cambridge, Eng.: Cambridge University Press, 1980), 291307.
34. Douglas Moggach, The Philosophy and Politics of Bruno Bauer (Cambridge, Eng.: Cambridge University Press, 2003), 73 and 109. See also his chapter in this volume.
35. Ludwig Feuerbach, Zur Kritik der Positive Philosophie, in Gesammelte
Werke, vol. 8, ed. W. Schuffenhauer (Berlin: Akademie-Verlag, 1973), 207.
36. Ludwig Feuerbach, Towards a Critique of Hegels Philosophy, in The
Fiery Brook: Selected Writings of Ludwig Feuerbach, trans. Zawar Hanfi (New York:
Anchor Books, 1972), 59.
37. I discuss a French variant of this critique of Hegel as an incarnation
in Politics in a Symbolic Key: Pierre Leroux, Romantic Socialism and the Schelling Affair, Modern Intellectual History 2 (2005): 6186. This article also appears as
Politik in symbolischer Tonart: Pierre Leroux, der romantische Sozialismus und
die Schelling-Affre, in Hegelianismus und Saint-Simonismus, ed. Hans-Christoph
Schmidt am Busch et al. (Paderborn: Mentis Verlag, 2007), 20128.
38. Heinrich Heine, Religion and Philosophy in Germany, trans. John Snodgrass (Albany: State University of New York Press, 1986), 160.
39. Ludwig Feuerbach, Das Wesen des Christenthums (Leipzig: Otto Wigand,
1841), 440.
40. Arnold Ruge, Die Presse und die Freiheit, in Anekdota zur neuesten
deutschen Philosophie und Publicistik (Zrich: Verlag des literarischen Comptoirs,
1843), 96.
41. Feldmann quoted in Wolfgang Essbach, Die Junghegelianer: Soziologie
einer Intellektuellengruppe (Munich: Wilhelm Fink Verlag, 1988), 229.
42. Heinrich Heine, Historisch-kritische Gesamtausgabe der Werke, vol. 8/1, ed.
Manfred Windfuhr (Hamburg: Hoffmann und Campe, 1981), 15354.
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both its tasks of social displacement and the paradoxical formulae that it
uses to fulfill this task. This is quite apparent in the Enlightenment. For
example, Kants account of the legitimate state as a state that founds itself in its own originary act of rationally free self-causality, spontaneously
generating laws that all people recognize as the necessary terms of their
freedom, might already be viewed as a knowing reflection on the fact
that theorys function is, if necessary by paradoxical means, to institute
points of ultimate regress for society, so that a society can stabilize potential experiences of its contingency around reliable points of ascription.
In the aftermath of the Enlightenment, however, theorys self-reflexivity
became more emphatic, and debates about political form were often
conducted in terms that show insight into theorys societal functions and
the subterfuges that these require. Indeed, the period of theoretical history examined by this chapter, the longer wake of the Enlightenment
and the French Revolution, might be described as a semantic interim. This
was a period in which the ancient form of the states personality had
been deeply disrupted by the concepts of citizenship and the rights of
man expressed in the French Revolution, and in which theory evolved
as intensely alarmed both by the problems of contingency to which it
referred and by the disjuncture between its conceptual structure and the
realities that it confronted. Because of this disruption, postrevolutionary
theory struggled to produce reliable models of legal and political ascription from its inherited body of concepts, it was forced to reflect on and
recognize its own precariousness, and it often deployed its concepts with
an implicit recognition of their artifice and their inadequacy for explaining their social objects. As a result of this, political theory was at this time
divided into two widely polarized lines, both of which showed a high
degree of self-consciousness. Some theorists of this era sensed, remotely,
that the paradox of rational freedom in the states person was now redundant and openly paradoxical, and that a new conceptual structure
had to be devised for the state. Indeed, such theories reflected on the
theoretical apparatus underlying European politics, and they began to
identify a collusion between the semantic vocabularies of politics and
prevalent reactionary practice. They therefore committed themselves to
explaining how these vocabularies might be refashioned in order to facilitate new processes of political foundation. At the same time, however,
many theorists resisted the onset of rights and citizenship as structural
principles of the state, and they often resorted to desperate and wittingly
paradoxical strategies to reconsolidate the personal state as an enduring reference, orat mostto reconfigure the state by integrating the
citizen as one of its constitutive elements. In both lines of reflection,
therefore, theory, meta-theoretically, reflected on its interwovenness
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with the social realities that it described and prescribed, it grasped its
own construction around issues of contingency, and at times it deliberately articulated its arguments with their semantic function in mind.
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prince is inclined not to contravene the law,19 and to ensure that laws
are communicated in procedurally correct manner.20 Consequently, it
is also fundamental to the princely state that it wills the existence of a
legal-political condition in which all subjects are treated as equals (that
is, as rights-holding persons) under law and as endowed with a firmly
delineated and assured legal position.21 In Stahls thought, therefore,
the princely state replicates the unity of reason and freedom in Gods
own person: this state, although freely constructed by the prince, has a
necessary and inviolable legal order, and those subject to the state obtain
necessary rights through this legal order. The legal order of the state,
however, is always spontaneously generated by the state itself, and the origin of laws and rights is absolutely external to particular citizens. Rights,
in fact, are elements of statehood that the state enforces as it expresses
its own innate divine personality.
At the center of Stahls theory is an attempt to describe a state
whose laws are both entirely contingent yet also capable of being plausibly applied as absolutely valid general norms. The laws of the state, he
argued, derive solely from the will of the prince, and as such they have a
content that is entirely positive. The princely will is a principle of legislative freedom and rationality in the state, which has no source outside
itself and spontaneously causes itself, ex nihilo, as the source of law. This
will, therefore, is the source of law in its absolute positivity. As emanations of a princely will, however, Stahl also insisted that these laws are
not reducible to their merely positive content, but they also contain a
paradoxically authenticated validity. The symbolic form of the princely
will allows the state to assume a legal personality which, in positively authorizing laws, also confers unshakably authoritative status on these laws.
The fact that the princely will is a princely will, existing in formal analogy
(though not identity) to Gods will, means that the self-causing origin of
law is always more than merely this, and in its legislative freedom, paradoxically, it creates laws that are also absolutely necessary and liberating
for those subject to them. Underlying Stahls thought, in consequence,
it is possible to identify a theoretical moment where European political
thought clearly comprehended that its task was to provide formulae for
stabilizing political contingency, and where, in accepting this task, it was
prepared to utilize even the most implausible paradoxes to obscure or to
create immovable or indubitable security for this contingency. Indeed,
Stahls recourse to the idea that the will of the prince is both positively
decisionistic and the source of a metaphysically necessary legal order appears desperately and in fact absurdly knowledgeable about the paradoxical functions of theory and its need to institute an ultimate reference for
power and law.22
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The desperate self-reflexivity of theory at this time is also underlined in early German legal positivism, whose moderate conservative
theoretical premises are exemplified by the works of Georg Friedrich
Puchta. Puchta argued that the state must necessarily be viewed as a person and that the most legitimate state is organized around a monarch.
He therefore defined the legitimate exercise of power as the right of a
person.23 In proposing this argument, however, he also explained that
the state, although centered in a monarchs person, is formed through
its integral relation with the law and it constantly presupposes the law in
order to explain and to validate its authority. The state might exist as a
distinct or privileged element in public law: it might even act as a necessary complement to the law, executing law through its constitutional
competence.24 However, for Puchta, the state is always a legal personality: it presupposes the law and a generalized consciousness of law,
and it can only act as a state on the condition that the law, and the rights
embedded in the law, determine the application of its power.25 The unity
of the state and law is thus the primary source of political legitimacy.
In this, however, Puchta emphasized that the state does not become an
agent under law through any concrete process of legal formation or any
interaction with factual or natural legal persons. The state is not a substantial legal person, comprising factual or organic faculties. The state in
fact emerges as a legal person through a simple act of legal self-causality.
The state, as an agent under law, is a juridical fiction which both state
and law construct for themselves because they recognize this fiction as
necessary for rendering the acts and statutes of the state plausible and
likely to obtain compliance. The origin of the states personality, thus,
lies in the ability of the state to generate an account of itself through reference to law, and to recognize itself as bound by law and rights through
this act of self-construction.26 The states legal personality is always a fictitious personality, which the state, reflecting earlier ideas of rational
self-causality, articulates for itself as the self-deduced or autogenetic precondition of its actions. Like Stahl, therefore, Puchta clearly reflected
on the ineliminable contingency at the core of state power. However,
whereas Stahl insisted on the princely person as the founding element
of the states legitimacy, Puchta was prepared even to accept the states
fictionalization of itself in law as the basis of its claim to act as the author
of rationally valid legislation. Puchtas work, in fact, might be viewed as
a last and most desperate endeavor to invoke the paradox of absolute
personality to underwrite laws. The absolute personality, here, originates
solely in the states openly paradoxical projection of itself as such.
In the early decades of the nineteenth century, theorys awareness
of its paradoxical function was not exclusive to conservative political
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by their wills. This universal will is formed as the state integrates the legal claims and volitional demands of legal persons throughout society,
and, once formed, this will acts both as the rational embodiment and
as the guarantor of these claims and demands.33 Specifically, first, the
state incorporates and guarantees rights of citizens, under the category
of abstract right, as the formal or particular rights of legal persons and
property owners. Then, second, the state also incorporates and guarantees morally founded rights, either as the particular rights of conscience
or the formalistic rights of universal ethical imperatives. In both of these
cases, these rights are absolutely necessary preconditions of the states
rational-personal form. However, these rights are also finally insufficient
foundations of the states existence as a rational will. The states will
only becomes truly rational and substantial, and it only assumes a fully
evolved legal/constitutional personality if, at one and the same time, it
actively integrates all particular rights and successfully transforms these
rights into reliably universalized laws, which it can then transmit across
all different societal locations. The personality of Hegels state is, therefore, formed by its incessantly emergent and unstable rationality, and
this rationality constitutes itself by integrating, mediating, and universalizing, in the form of legal rights, the many claims to rights made by the
many particular wills that it incorporates.34
The crucial innovative point in Hegels approach to the states personality is that he argued that the state cannot evolve an integrative rational personality if it remains particularly attentive to all the needs and
all the rights-claims of all the positive persons throughout civil society.
Attention to the particular needs of persons would burden the state with
unmanageably pluralized and mutually exclusive commitments. Moreover, it would limit the freedoms transmitted in laws to the freedoms
of particularized and singularly interested persons and it would make
it impossible for the state to express its personality in generally or rationally legitimized laws. In fact, Hegel claimed that in order for a state effectively to integrate and preserve the legal claims of particular persons
and to constitute itself as a rational person through this integration, it
must also be able to negate these persons in their primary quality as persons, it must be able to negate the rights to which, as particular persons
in their different social functions, they think that they are entitled, and
it must be able to legislate across all society a set of general laws that disarticulate rights and freedoms from possessive or unilaterally purposive
motives. Underlying the states rationality, therefore, is not a simple legal
duplication of the rights-claims of particular persons as they factually
exist in society. This, for Hegel, would simply represent an inversion of
the metaphysical fiction that states are based in absolute personalities.
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Instead, he argued that the states rationality is formed through the specific abolition of all the absolute or positively finite forms of personality
that persons assume in their social practices and so, also, through the
transformation of rights of particular persons and particular rationalities into rights of universal persons and universal rationalities. The state,
in other words, obtains its constitution as an author of legitimate laws by
sublating the absoluteness of other personalities and by ensuring that
these personalities become other to themselves, and so obtain their necessary rights, in an emerging common structure of rationality, which it
as a rational stateboth embodies and practically enacts. The substance
of the states rational personality, consequently, evolves from the contingent negation of personality, and the function of the states person is to
guarantee rights and duties that other persons recognize as necessary
only through the process of their self-negation.
On one hand, therefore, Hegel saw the positing of metaphysical
personality, both in the state and in the singular person, as an oppressive fiction of political self-causality, employed to stabilize chimerical
and unaccountable forms of order. On the other hand, however, he did
not definitively relinquish the claim that legitimate laws have a rationalpersonal origin, and he saw the rational personality as the necessary
shape of a modern state that integrates citizens on the basis of their
claim to rights. For the states personality to be a truly rational personality, however, it must renounce all positive-metaphysical foundations,
and it must construct itself through the constitutive negation of all absolute persons, including itself. At the heart of Hegels state, thus, is the
knowledge that European political thought, in its desire to obscure the
original contingency of political form, has founded itself on falsely positivized preconditions, and these increasingly act to obstruct humanitys
accomplishment of its rational freedom. To obtain true legitimacy, the
state must revisit its original contingency, and it must find ways of incorporating this contingency and of constructing a rational constitution
that do not merely insinuate an absolute personality, as Gods likeness,
as the immediate premise of its legitimacy. In fact, to be other than paradox, the state must accept that there is no founding order for rational
political life, and it must accept that contingency, or the negation of
positive essence, is the factual though dialectical precondition of its own
evolving rationality. The state can only obtain a legitimate personality if
it accepts itself as formed through the self-negating contingency of all
social process, and so as the absolute other of all primary self-causing
personality. The state, therefore, can only become the free author of rational laws if it subjects itself to a socially infinite negation of all absolute
or primary claims to rationalized legislative authority.
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originate.41 Gods personality, in short, is the ideal personality of humanity. It is the personality of the species that has been falsely externalized
and stabilized against the human being in the shape of a divine/metaphysical person. This metaphysical personality becomes a viciously alienating paradox at the center of the human world, and it acts endlessly to
dominate and to withhold the conditions of freedom from humanity.
Human freedom, consequently, can only be founded at that moment
where the metaphysical personality of God is recognized as paradoxical,
where it is interpreted as the residue of a human personality or of many
human personalities,42 and where God is recuperated by humanity as
humanitys own idea of itself.
Bauer, Strauss, and Feuerbach thus all proposed a model of authentic personality in which Gods absolute freedom as a person is obtained only as God becomes finally other to himself in and as humanity.
Thus, while Hegel had suggested that the historico-temporal expansion
of Gods personality, incorporating the embedded freedoms of all particular persons, would ultimately realize this personality, as spirit, in the
realm of human facts, the Young Hegelians argued that the paradox of
personalism must be brought to a definite and categorical end, and that
Gods metaphysical person must finally become a determinately human
person. Like Hegels account of personality, this perspective also contains emphatic legal and political implications. Indeed, the desire among
the Young Hegelians to emphasize Gods anthropological dimension is
clearly bound up with a desire to alter the states personality, and their attempt to reconstruct religious personality as an account of human freedom necessarily also proposes a reconstruction of the state as a state
of human freedomthat is, as a state of citizens. In consequence, the
Young Hegelian attacks on religious personalism also have fundamentally to do with questions of law and rights, and their anthropological
interpretation of Gods personality is directly tied to a theory of human
freedom under law.
In his early works, for example, Bauer incorporated in his theory of
religion a specific account of the law, and he examined religious histories
as articulated moments in the formation of human freedom as a condition of legally formed liberty.43 He described the Christian scriptures as
figuring the stage-by-stage development of humanitys consciousness of
freedom, in which freedom first evolved with the negation of the autocratic personality of God in Old Testament theocracy44 and progressively
took self-conscious shape in the revealed religion of the New Testament, in which people interpret the new laws of faith as their own law.45
The evolutionary structure of human reason, he thus claimed, moves
toward a condition of self-consciousness under its own laws, in which
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laws lose all trace of metaphysical heteronomy.46 Following Bauers antitheological turn in the late 1830s, then, he revised these views to claim
that all religion places humanity beneath a tyrannical law,47 and that
only a final overcoming of religion can bring liberation from false law.
The state, he concluded, is the sole form in which the infinity of reason can become reality.48 Religion has no legal existence outside the
state, and it cannot generate reliable conditions of freedom and entitlement.49 Authentic law, consequently, can only be instituted by a strong
republican state, and it is only in a state comprising active citizens that
fully self-conscious ideas of freedom under law can be realized.
Underlying Bauers later legal arguments is the suggestion that a
legitimate state cannot be based in laws derived from formal or abstract
principles, and that the constitutional order of a legitimate state must reside in a substantially formed personality. After the failure of the Frankfurt Parliament in 184849, for example, Bauer claimed that the inability
of the German liberal factions to engender a viable constitutional state
had been internally connected with their incapacity to free themselves
from metaphysical ideas of law and state and to found politics and law
on a decisively expressed common will.50 Most strikingly, he argued that
the emancipatory ambitions of the constitutionalists around 1848 failed
because they were unable to grasp the law as a vital terrain for the formation of freedom and powerfully asserted rights. The revolutionaries,
he argued, had remained obligated to a formalistic cult of law which,
owing to its obsession with codification and the paragraphing of state
power, failed to recognize the difference between the state of formal law
and the state of free citizens: it ultimately suffocated every sign of life
with its pedantically oppressive formalism.51 Bauer applied this analysis
most particularly to the positivist orientation in German constitutional
theory. He saw positivism as responsible for a conception of constitutional rights that comprehended rights not as the vital legal claims and
freedoms of citizens, but merely as the formally allocated attributes of legal persons. Underlying positivism was thus a thin constitutional personalism, directly analogous to the fiction of personality expressed by the
metaphysical God, and this personalism had cruelly impeded the emergence of political freedom as a shared and substantial realm.52 Underlying Bauers political thought is thus the suggestion that, to be a state of
freedom, the state must always become other to its abstract metaphysical
personal form, and its legal order must reflect a fully and actively human
law. The state as absolute person is always an unfree person, and the state
can only renounce this personality if other persons become formative of
its laws.
Feuerbach also clearly emphasized the legal and political implica-
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human as the humans own law, so the state becomes human as a state
under constitutional law. For Feuerbach, in consequence, the constitution of the state is the states human law, and this law is instituted as the
law of citizens who, in forming constitutional laws, actively reclaim their
externalized essence from the state.
Traces of this emancipatory legal conception are also implicit in
the hermeneutical or dialogical turn in Feuerbachs work. Human beings, Feuerbach argued, are fundamentally defined as such by the fact
that they have the ability to speak with and to understand one another,
and they have the ability to understand one another because they share a
common species-being. In speaking, a human being speaks with another
human being as a member of the same species, and these two beings
understand each other because of the species life that encompasses and
unites them. The speech-acts that are conducted between two human
beings are a species function and they always involve an intersubjective
elaboration of capacities and insights that are common to all people.56
The human being is thus closest to the realization of its species-life when
it speaks with others, when it integrates other people in its own selfhood,
and when, in so doing, it discloses and reinforces its founding commonality with other people. For Feuerbach, this means that the human
being is at its most authentic when it throws off its form as an absolute or
monadic person, when it allows itself to be shaped and transfigured by
other human beings, and when it acknowledges that other persons are
immediately and dialogically co-implied in its own formation.
This dialogical notion of human authenticity has clear legal dimensions. The main implication of this hermeneutical turn is that the particular human being becomes most fully human as it becomes other to
itself, and it becomes other to itself as it communicatively reflects itself
as unified with other persons. In this respect, the particular person is an
analogue to God and to the state. As the absolute person of God and the
absolute person of the state share the telos that they become other to
themselves and guarantee freedom in so doing, so the particular person
of the human being also has the telos that it obtains integrity as it becomes other to its primary personal self. By analogy, then, just as the God
and state become other to themselves as bearers of law, the particular
human being that has become other to its first absolute person is also a
bearer of a distinctively human law. Indeed, it is implicit in the dialogical structure of Feuerbachs thought that that moment when a human
person, communicatively, becomes other to its own original or personal
form, and when it integrates others into its account or reflection of itself,
is the genetic or formative moment of truly human law. The authentic
subject of law, consequently, cannot be a formal or absolute person. The
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on an anthropological critique of personalism, the Young Hegelians attempted finally to dislodge the traces of metaphysical paradox in European politics, and in their implicitly experiential reference to the term of
the citizen they proposed a final demystification, or deparadoxification,
of political power.
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instinctual or organic legal sense of people engaged in natural labor,64 and that commonly fulfilled labor, as a shared act of transformative
working on the natural world, might be defined as the source of substantial rights, constitutive of legitimate political order.
Third, and most importantly, Marx also argued that capitalist legal
states have their irreducible foundation in false persons. As discussed,
Marx saw the public law of capitalist states as based in fictions of citizenship and constitutional legitimacy. In conjunction with this, he also saw
the private law of capitalist states as founded in the fictions of freedom
enshrined in rights of purposive autonomy and free acquisition under
Roman law.65 Although purporting to give legal sanction to personal
freedoms, these principles of private law depend on a construction of
the human person that obliterates all real freedom: they construct the
human person as an isolated and withdrawn monad, whose freedoms
are defined in purely purposive or possessive categories and whose pursuit of these freedoms is occluded against all social relationships and
shared interests.66 Capitalist states, in other words, manufacture legal
persons by reducing the personality of social and legal agents to those
abstracted attributes that are required for the imputation of economic
accountability and the stabilization of contractual predictability. The
asocial subject of the legal person, Marx thus claimed, is the central
though paradoxicalreference around which modern capitalist (both
public and private) law is consolidated, and all legal rights and entitlements are constitutively extrapolated from this self-serving legal reference. By referring to the asocial legal person, all societys lawsboth
public and privateare able to authorize themselves, and this subject, as
a secularized absolute person, makes itself available, in infinite iterability, to support all public and private legal structure. This asocial subject,
however, can only ever be a chimerical form of human subjectivity: it is
a form of subjectivity that does not factually exist, but which is placed as
a fictional and simplificatory legal stratum across the authentic reality of
human subjects in order to arrange them as points of legal and political
imputation. For Marx, therefore, a sociopolitical reality guaranteeing
authentic freedoms would reflect a condition in which all traces of this
fictitious legal personality had been erased. A sociopolitical reality of
this kind would be predicated on human subjectivity as a state of social being, in which particular life was unified with the totality of all
human relationships, and in which legal claims and freedoms expressed
natural and reciprocal relationships between genuine human subjects.67
At the legal center of Marxs earliest works, therefore, is an implicit account of personality underlying legitimate law (both public and
private) as a social subject. This social subject emerges beneath the absolute personality of capitalist law when human beings observe that they
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Notes
1. See Thomas Aquinas, Summa Theologiae, ed. and trans. D. Bourke and A.
Littledale, 61 vols. (London and New York: Blackfriars, in conjunction with Eyre
and Spottiswoode, 1969), 5:21. On this, see John L. Farthing, Thomas Aquinas and
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Gabriel Biel: Interpretations of St. Thomas Aquinas in German Nominalism on the Eve of
the Reformation (Durham, N.C., and London: Duke University Press, 1988), 10.
2. For a brilliant analysis of this, see Bernard Willms, Kontingenz und
Konkretion: Wilhelm von Ockham als Wegbereiter des neuzeitlichen Rechtsund Staatsdenkens, in Die Rolle der Juristen bei der Entstehung des modernen Staates,
ed. Roman Schnur (Berlin: Duncker und Humblot, 1986), 1350; 35. For a broader
theory of the relation between law, modernity, and contingency, see Niklas Luhmann, Das Recht der Gesellschaft (Frankfurt am Main: Suhrkamp, 1993), 280.
3. On this, see Meyrick H. Carr, Realists and Nominalists (Oxford: Oxford
University Press, 1946), 97. For a recent semantic account of God as the originary paradox of social form, see Hugues Rabault, Sens et porte de loeuvre
de Niklas Luhmann: Un libralisme dsenchant? Droit et socit 65 (2007): 175
89; 176.
4. This quasi-secularist conception of the state can be found in many different variants. However, the classical examples of the transposition of divine
authority from God to the princely or territorial states are found in the political
doctrines emerging through the consolidation of political reflection and the
rejection of antinomianism in the era of the Reformation. Luther himself opposed the idea that the state could exist in any kind of analogy to God. However,
after 1522 Melanchthon began to endorse a doctrine of political ius-naturalism,
and he ascribed far greater weight to the first use of the law (the usus politicus or
civilis) than Luther was prepared to do. (See Adolf Sperl, Melanchthon zwischen
Humanismus und Reformation: Eine Untersuchung ber den Wandel des Traditionsverstndnisses bei Melanchthon und die damit zusammenhngenden Grundlagen seiner Theologie [Munich: Kaiser, 1959], 141.) Melanchthon in fact described law as the
voice of God (Philipp Melanchthon, Oratio de dignitate legum, in Melanchthons Rechts- und Soziallehre, ed. Guido Kisch [Berlin: De Gruyter, 1967], 23440;
240); he argued that the law of God is inscribed in the minds of men, so that
they obtain a rule from God which governs worldly laws (Philipp Melanchthon,
De dignitate legum oratio, in Kisch, Melanchthons Rechts- und Soziallehre, 210
13; 224); and he claimed, against Luther, that there exists a politically relevant
law of nature, which God has buried in each mind (Philipp Melanchthon, Die
haupt artickel un furnemesten puncten der gantzen heyligen schrifft [Augsburg: Grimm,
1522], 54). The custodian of this natural law, he then concluded, is the pious
prince of a territorial state: it is, he explained, the calling of kings to set laws,
to create peace, and to reinforce the civil regiment with laws and arms (Philipp
Melanchthon, Ein christliche Ermanung an den hochgebornen Knig Ferdinandum, jetzt
jungst zu Speyer geschriben [1529], 3). Princely laws thus act to illustrate Gods
marvelous wisdom, and they bring all subjects of the prince into a direct relation to Gods own law. After Melanchthon, Martin Bucer pursued this argument
still further. He argued that princely rule is ordained by God (Martin Bucer,
Vom Ampt der Oberkait, in Deutsche Schriften, ed. G. Seebass, 15 vols. [Gtersloh: Gerd Mohn, 1984], vol. 6/2: Zum Ius Reformationis: Obrigkeitsschriften aus dem
Jahre 1535, pp. 1738; 36) and that princely legislation assists in the establishment of Gods realm (p. 28). He consequently concluded that there is a necessary divine order in the worldly exercise of political authority, and this order is
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most effectively instituted when pious princes hold offices of state (Martin Bucer,
Dialogi, in Deutsche Schriften, 6/2, pp. 39188; 49).
5. See Gottfried Wilhelm Leibniz, Mditation sur la notion commune de
la justice, in Rechtsphilosophisches aus Leibnizens ungedruckten Schriften, ed. Georg
Mollat (Leipzig: Robolsky, 1885), 5681, 76; and Christian Wolff, Grundstze des
Natur- und Vlckerrechts (Halle: Renger, 1754), 47.
6. I share with Ian Hunter the belief that Kant reconstructed Scholastic
ideas, but thoroughly disagree with his claim that Kant and the metaphysicians
of the Enlightenment sought to return to an anti-positivistic concept of natural
law (see Ian Hunter, Rival Enlightenments: Civil and Metaphysical Philosophy in Early
Modern Germany [Cambridge, Eng.: Cambridge University Press, 2001], 323).
There seem to be a number of problems with this thesis; it rests not lastly on
the belief that Kant was a metaphysician, whichI thinkis at least debatable.
In my view, Kants philosophy was specifically not, in any meaningful sense of
the word, metaphysical, and it was thoroughly committed to the construction
of positive forms for law and state. My opposition to Hunter here also includes
a wider opposition to the historiographical analyses of Reinhart Koselleck. Koselleck argued that the rights claims and constitutional models of the Enlightenment developed metaphysical ideas to assert a claim to domination over
the state, and that the Enlightenment undermined the positive foundations of
statehood that had emerged through the early formation of the state as a positive
political actor (see Reinhart Koselleck, Kritik und Krise: Ein Beitrag zur Pathogenese
der brgerlichen Welt [Freiburg: Alber, 1959], 101). Despite my deep admiration
for Kosellecks work, my position is antithetically related to his claims. My view
is that the concepts of rights in the Enlightenment specifically reinforced the
political autonomy of the state that had been tentatively consolidated through
the transition from feudal to early modern forms of power.
7. Immanuel Kant, Grundlegung zur Metaphysik der Sitten, in Werkausgabe, ed.
Wilhelm Weischedel, 12 vols. (Frankfurt am Main: Suhrkamp, 1976), 7:88.
8. Immanuel Kant, Zum Ewigen Frieden, in Werkausgabe, 11:195251; 205.
9. See, for example, Theodor Schmalz, Handbuch des rmischen Privatrechts:
Fr Vorlesungen ber Justinianische Institutionen, 2nd ed. (Knigsberg: F. Nicolovius,
1801). For a still excellent critical explanation of the construction of the personality of the state in Roman law, see Rudolph Sohm, Ein Lehrbuch der Geschichte und
des Systems des Rmischen Privatrechts (Leipzig: Duncker und Humblot, 1899), 189.
10. Here my theory of structural principles and their secular displacement
might be placed in a certain relation to Carl Schmitts argument that all aspects
of political theory are secularized theological concepts (Carl Schmitt, Politische
Theologie [Berlin: Duncker und Humblot, 1922], 46) and especially to his later
argument that each era of human history revolved around a dominant structural
principle (Carl Schmitt, Der Begriff des Politischen [Berlin: Duncker und Humblot,
1932], 97115). This argument might be brought into still closer relation to
Hans Blumenbergs suggestion that theoretical modernity is determined by the
self-grounding rationality of humanity, which transforms originally absolutetheological accounts of meaning and so asserts itself as specifically authorized
and self-reliant. (See Hans Blumenberg, Skularisierung und Selbstbehauptung
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[Frankfurt am Main: Suhrkamp, 1966], 255.) Unlike these views, however, this
analysis shares with Niklas Luhmann the belief that dominant conceptual constructs are paradoxes around which a society consolidates and describes its functions. These paradoxes cannot necessarily be made transparent to anthropological processes and experiences, and human interests, needs, and demands have
secondary status in forming these concepts. On Luhmanns account of the paradoxes of the political system, see Niklas Luhmann, Staat und Politik: Zur Semantik der Selbstbeschreibung politischer Systeme, Politische Vierteljahresschrift,
special edition 15: Politische Theoriengeschichte: Probleme einer Teildisziplin der Politischen Wissenschaft (1984), 99125; 100.
11. On the sense of political theory as the self-description of politics,
see Niklas Luhmann, Die Politik der Gesellschaft (Frankfurt am Main: Suhrkamp,
2000), 31971.
12. Joseph de Maistre, Considrations sur la France (Lyon: J. B. Plagaud,
1847), 81.
13. Louis de Bonald, Thorie du pouvoir politique et religieux dans la socit
civile, 3 vols. (Paris: Adrien le Clere, 1843), 1:1, 11819.
14. F. W. J. Schelling, ber das Wesen deutscher Wissenschaft, in Werke,
ed. Manfred Schrter, 12 vols. (Munich: Beck and Oldenbourg, 192754),
4:37794; 387.
15. Friedrich Julius Stahl, Die Philosophie des Rechts, 3rd ed., 3 vols. (Heidelberg: J.C.B. Mohr, 1856), vol. 2/2: Rechts- und Staatslehre auf der Grundlage christlicher Weltanschauung: Die Staatslehre und die Principien des Staatsrechts, p. 413.
16. Ibid., 2/2:258.
17. On the unity of monarchism and legal statehood in Stahl, and the resultant critique of this among the Young Hegelians, see Douglas Moggach, The
Philosophy and Politics of Bruno Bauer (Cambridge, Eng.: Cambridge University
Press, 2003), 9394.
18. Stahl, Die Philosophie des Rechts, 2/2:13839.
19. Ibid., 2/2:257.
20. Friedrich Julius Stahl, Die Philosophie des Rechts, vol. 2/1: Rechts- und
Staatslehre auf der Grundlage christlicher Weltanschauung: Die allgemeinen Lehren und
das Privatrecht, p. 235.
21. Friedrich Julius Stahl, Der christliche Staat und sein Verhltniss zu Deismus
und Judenthum: Eine durch die Verhandlungen des Vereinigten Landtags hervorgerufene
Abhandlung (Berlin: Ludwig Oehmigke, 1847), 62.
22. See Luhmanns comment on the principle of credo quia absurdum
informing political theology. Niklas Luhmann, Die Unbeliebtheit der Parteien,
Die politische Meinung 37 (1992): 511; 8.
23. G. F. Puchta, Cursus der Institutionen, 3 vols. (Leipzig: Breitkopf & Hrtel, 1841), 1:64.
24. Ibid., 1:29.
25. Ibid.
26. Ibid., 2:268.
27. G. W. F. Hegel, Vorlesungen ber die Philosophie der Religion II, in Werke in
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47. Bruno Bauer, Das Entdeckte Christentum: Eine Erinnerung an das achtzehnte
Jahrhundert und ein Beitrag zur Krisis des neunzehnten (Zrich: Verlag des literarischen Comptoirs, 1843), 12.
48. Bruno Bauer, Die evangelische Landeskirche Preussens und die Wissenschaft
(Leipzig: Otto Wigand, 1840), 104.
49. Ibid., 100.
50. Bruno Bauer, Russland und das Germanenthum (Charlottenburg: Egbert
Bauer, 1853), 45.
51. Ibid., 93.
52. Bauer also attributed the failure of the Revolution of 1848 to the
political weakness of the constitution, and he attributed this to the religious affiliations of its authors. See Bruno Bauer, Die brgerliche Revolution in Deutschland
seit dem Anfang der deutsch-katholischen Bewegung bis zur Gegenwart (Berlin: Gustav
Hempel, 1849), 51, 26062.
53. Feuerbach, Das Wesen des Christenthums, 99.
54. Ibid., 22829.
55. Ibid., 468.
56. Ibid., 36.
57. Ibid., 124.
58. Karl Marx, Kritik des Hegelschen Staatsrechts, vol. 1, in Karl Marx and
Friedrich Engels, Werke, 43 vols. (Berlin: Dietz, 195868), 203333; 263. For a
parallel reading of Marx as a critic of metaphysics, see Friedrich Vosskhler, Der
Idealismus als Metaphysik der Moderne: Studien zur Selbstreflexion und Aufhebung der
Metaphysik bei Hlderlin, Hegel, Schelling, Marx und Heidegger (Wrzburg: Knigshausen & Neumann, 1996), 380, 39596.
59. Friedrich Engels and Karl Marx, Die heilige Familie, in Werke, 2:7223; 118.
60. Ibid., 2:233.
61. Ibid., 2:118.
62. Karl Marx, Zur Judenfrage, in Werke, 1:34777; 35253.
63. Ibid., 1:364.
64. Karl Marx, Debatten ber das Holzdiebstahlgesetz, in Werke, vol. 1, 119, 116.
65. Ibid., 63.
66. Marx, Zur Judenfrage, 1:36465.
67. Karl Marx, konomisch-philosophische Manuskripte, in Marx, Frhe Schriften,
ed. J.-J. Lieber and P. Furth (Stuttgart: Cotta, 1962), 60665; 597.
68. Ibid., 593.
69. Ibid., 370.
Part 3
An appropriate starting point for this chapter is the following apparent contradiction: on the one hand, there is a large consensus among
historians of political thought that, in the 1830s and 1840s, Hegelian
ideas exerted a considerable influence on the way in which a political
opposition was conceived in Germany. The role of Hegel and his school
is said to have been particularly strong in the debate about the status
and function of political parties.1 The names of eminent Hegelians such
as Karl Rosenkranz (18051879) and Arnold Ruge (18031880) have
often been mentioned in this context. More recent work on the German
contribution to a theory of political opposition has added the name of
Eduard Gans (17971839), which has become increasingly prominent
with the revival of interest in that author.2
And yet, on the other hand, an explicit theory of opposition appears to be lacking in Hegels principal text,3 the Elements of the Philosophy
of Right.4 At any rate, that text at the center of his political philosophy
does not appear to contain such a theory; and among many of Hegels
readers who have sought it there has been a feeling of having been misled. If Hegels crucial text is almost silent on the question of parliamentary opposition, and not enough room is made for such a theory, how
could Hegel have come to be the founding father of a school eventually
distinguished for pioneering in this field? The paradox is striking . . .
The following remarks are intended to supply certain elements of
an answer to the legitimate question posed by this paradox which has left
such a considerable number of Hegels readers perplexed. I shall challenge the conventional view that a theory of opposition is almost absent
from Hegels philosophy, and attempt to arrive at a more balanced evaluation. And second, I shall attempt to analyze the central, highly original,
and somewhat neglected role of Eduard Gans in the elaboration of a
theory of opposition. A short conclusion will indicate the impact of Gans
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on the better-known Hegelians or Young Hegelians views on opposition, as expressed by, for example, Rosenkranz and Ruge.
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famous Encyclopedia of Political Sciences (Staatslexikon)17 of Carl von Rotteck (17751840) and Carl Welcker (17901869)a key document of
the early liberalism of southwest Germanyconfirms this orientation,
and leads to conclusions hardly different: the opposition is discussed
in several articles within that work, a number of them written by Welcker
himself. In these presentations reference to the British model is once
again constant, pretty well ubiquitous.18 This subject is dealt with in vol. 5
(1837; pp. 66162), in one of Welckers own articles, under the revealing
title: Fox and Pitt and their politics; political parties, party of government and opposition; Tories and Whigs. This perspective is maintained
to the end of the fifteenth and last volume of the encyclopedia (1843)
with articles such as political constitution (Staatsver fassung) and systematic opposition.
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As a matter of fact, in his Elements of the Philosophy of Right, Hegel conceives the estates as a mediating organ between the government at
large on the one hand and the people in their division into particular
spheres and individuals on the other.24 And since mediation appears
to presuppose that there was a conflict to be resolved, Hegel immediately hurries to minimize such a possibility: It is only through their mediating function that the Estates display their organic quality, i.e. their
incorporation in the totality. In consequence, their opposition is itself
reduced to a [mere] semblance [Schein].25 This assertion reminds us of
a well-known passage from Hegels Philosophy of History:
The common conception of the state tends to make a division between the government on the one hand and the people on the
other . . . Thus, the government and people are treated as separate
entities . . . but [this] opposition . . . is overcome in the concept of
the state. . . . The rational concept of the state has left such abstract
antitheses behind it; and those who treat them as if they were necessary
know nothing of the nature of the state.26
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2.
3.
4.
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A statement so clear, so general, and so strong cannot decently be minimized or even interpreted away, as is done by those who, tongue in
cheek, suspect Hegel of supporting the opposition only when it was in
favor of the king (of Wurttemberg).34 And those who consider Hegels
above-quoted option as a contingent political evaluation only, and thus
marginal to his system,35 fail to recognize just how central politics were
for Hegels thought. The critique of religion and politics was the pathway that led the young Hegel to philosophy, and politics remained for
him a preoccupation throughout his life.
2. The Lectures on Natural Right and Political Science (see note 31)
that Hegel delivered in 181718 in Heidelbergclose in time to the
final stage of his career, its peak even, in Berlinaccord to the idea of
opposition, without any doubt, a much more significant place than his
published Philosophy of Right. Of the longish paragraph (section 156) of
the 181718 lectures in which Hegel insists upon the necessity of an opposition, it is sufficient to quote the striking extracts that follow:
An estates assembly cannot be regarded as having actually engaged
in activity until it includes an opposition . . . If . . . the assembly were
unanimously in favour of the government, it would not be fulfilling its
vocation or attaining its goal. Of necessity there must be an opposition
within the assembly itself; the cabinet must have the majority in an assembly, but the opposition must necessarily be there as well.36
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which can be considered as Ganss last word on the issue: (c) the remarkable document On Opposition, dated November 2, 1837 (a further account of this source will follow).
While avoiding undue repetition, a brief reminder of the earlier
evidence is not out of place in order to get the perspective on the later
text right. From his 182829 presentation onward, and without ceasing
to underline that point, Gans introduces the relevant part of his lectures
by showing that an opposition, far from being merely accidental or contingent, and limited to the political life of England or another country
in particular, is in the interest of every state, and thus necessary.48 Gans
emphasizes this point of view by directing the attention of his audience
to the negative consequences of the absence of the opposition: Where
the state does not have to deal with an opposition, it declines into stagnation;49 since the original German for stagnation is Faulheit, the final
clause of this quotation might even be translated, [the State] will rot.
In his 183233 lectures, Gans goes even further in his justification of
the opposition by adding that the opposition has to be systematic, as the
negation must not be contingent.50 This is an important addition to his
previous presentation. For, to begin with, systematic opposition was
a somewhat provocative slogan at the time, and then, with the term of
negation, Gans alludes to a category of Hegels Logic, a strategy whose
significance will soon be revealed.
At least two further aspects of Ganss earlier treatment ought to
be recalled, implications of his theory of opposition that he spelled out
as necessary consequences in the process of realizing the full activity of
an opposition. The first is the opening of the assemblys meetings and
debates to the public: Public access [ffentlichkeit] is not only useful
and good, but even necessary. The people thereby gain an insight into
the common good.51 In his 183233 lectures, Gans adds the argument
that an assembly, whenever there is no public access to its debates, can
easily be pressurized by the government; and, in order to emphasize this
argument, he refers to assemblies that are not open to the public as
eingeschlossena term that might be rendered in a neutral way as
closed, but could also be translated as captured or locked up.52
Second, Gans considers freedom of the press to be a necessary consequence of the public character of the debates:
The public character of the estates assemblies leads to freedom of the
press. Freedom of the press is a good thing. What is bad in it will disappear and the [true] core will remain. As long as freedom of the press
remains precarious, freedom of speech in the assembly will also come
under pressure.53
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For Gans as for Hegel, freedom of the press might indeed have undesirable consequencesfor example, the press is able to manipulate its
readers. But Gans seems to share an optimism, inherited from the Enlightenment, which implies the conviction that the truth, in the end, will
prevail. At any rate, Gans concludes: A state would be weak if it were
unable to bear the press. Censorship contains something unpleasant.54
Obviously, behind these two aspects that Gans presents in the context of
his theory of oppositionpublic access to debates and freedom of the
pressthere also emerges the even wider topic of public opinion and
the public sphere (ffentlichkeit) in general. Public opinion, says Gans in
a striking formulation, is the highest tribunal of the present times.55
Bearing in mind these remarks on his previous presentations, we
turn to his 1837 document On Opposition, which in view of his untimely death (1839) might be considered his last word and legacy on the
issue of opposition. The circumstances of its publication are remarkable and deserve to be recounted. Since the Prussian censorship kept
an eye on all his activities, Gans used cunning to get this text, written in
early November 1837, beyond his lecture hall and to a wider readership.
He sent his handwritten text, as if it were a personal letter, to Wilhelm
Dorow, a professor and pioneer of Oriental archaeology at the University of Halle, but also a collector of autographs, of which he regularly
published facsimile samples. The two men had probably arranged previously that Dorow would publish Ganss manuscript in this manner, and if
they did Dorow would indeed seem to have kept his word on the matter,
for he published the text twice, in 1838, and in a second edition of 1841
where Ganss text is dated November 2, 1837.56
Gans begins his account by way of a critique of the attitude
according to him widespread in the Germany of his time, but more
generally characteristic of the immaturity of a political systemwhich
identifies all opposition to the government with high treason: those opposed to the government are traitors. Against that attitude he insists
strongly on the necessity of an element of opposition or of negation in
any and every civilized State, but also in each cultivated individual,
and furthermore in every family which has crossed the threshold from
patriarchalism.57
As for what concerns the individual, he says, this element of opposition can be justified by two arguments. First of all, it is better to take account of the dialectical nature of the human being, who has a consciousness of selfwhich the animal does not haveand who is thus double:
at the same time both object and subject, at the same time the one who
knows (der Wissende) and that which is known (das Gewusste). Second,
it is necessary to remember that the individual needs to form himself,
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and this is accomplished by way of conflicts, all at the same time external
and internal, equally with his circle of contacts as with himself.58
The existence of an opposition, let alone contradictions within the
family, seems less obvious, since the measure or the substance of the
family is love. But Gans insists, with Hegel, on the fact that the family
does not constitute a simple union, or unity. The family is above all the
mediation of differences, and develops in three phases: there exist at the
beginning two different personalities, autonomous and equal in power.
Over a second period, these personalities voluntarily renounce their independence; and it is only by way of that complete renunciation that, in
a third phase, a union emerges, some new identity. The differencea
sort of oppositionbetween the partners becomes thus a necessary
condition of the development of the course of love. When, later, the
members of a family leave the familial intimacy to win their subsistence
within civil society, the conflicts characteristic of this last-named will have
their repercussions within the family. They will introduce a new and additional source of opposition, and of contradictions. But, Gans underlines, a family as such which loses this element of opposition and its free
articulation will lack relish and be attended with ennui.59
In the same text, Gans finally underlines that opposition is equally
indispensable on the level of the State; it is only by means of debate that
it is possible to arrive at a truth in politics. The party in government
will therefore always need an oppositional interlocutor, which will counterpoint measures proposed with suggestions and critical comment. The
negative side will be necessaryGans underlines explicitly that it was
England which served as a model for his reflections: he rehearses the
well-known anecdote in which Pitt the Younger, finding himself unopposed, had wanted to purchase an opposition with his own funds. Gans
also repeats the expression His Majestys Opposition, attributing it incorrectly to the parliamentarian George Tierney, instead of to John Hobhouse. The government, Gans hammers the point again, is enriched
by the opposition: the opposition must be listened to and its arguments
taken account of in the adoption of policies.60
The text culminates, and closes, with a vibrant plea on behalf of opposition and its free exercise. If, Gans writes, the opposition is put under
oppression, if a government restricts itself to putting only obstacles in its
path, still the opposition will not disappear. A different development will
have been facilitated: the opposition which could have been worthy and
responsible will degenerate into intrigue and cabal, which eat away
at the State like an abscess; and the deplorable result will be anarchy,
the dissolution of the State.61
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Conclusion
By way of conclusion, it might be worthwhile to bring up again and explicate a recurring argumentative strategy in Gans: to underline the necessity of the opposition, he makes of it a negation; and he recalled the
constitutive role of the negative in the Logic of Hegel, a work in which
contradiction is a fundamental principle: it is the root of all movement
and all vitality.62 It is thus possible to say that the technique followed by
Gans consists in drawing the political consequences of Hegels Logic. In
other words, Gans plays the Science of Logic against the Elements of the Philosophy of Right in order to go farther than his master Hegel into the question of political opposition, and to elaborate a true theory of opposition.
This strategy was followed by numerous adepts of the Hegelian school
and affords evidence of the pioneering role of Gans. From the early
1840s onward, Arnold Ruge proceeded to elaborate, beginning with
the notion of logical contradiction, a genuine theory, that of a party of
political opposition. For Ruge, the opposition, like moreover the negative in general, was conceived as a constructive principle, in philosophy
as in political history.63 A little later, the Bauer brothers appear to have
pushed in the same direction. In an anonymous pamphlet of 1843, State,
Religion and Party, sometimes ascribed to Bruno, but more likely by Edgar
Bauer, a distinction between State and government is made in a manner
that allowed an integration of the opposition to government into an enlarged conception of the State. There again, the opposition is described
as a dialectical process, in which the negation has a vital role to play.64
Almost at the same time, Karl Rosenkranzwho had been closer to Hegel, and was also more of a moderateconceived the different political
parties as elements of the State. He asserted that the political debates
between these parties made it possible, by means of a healthy competition, to detect the path of progress in history; such a progress manifesting itself not as the realization of the program of one party among
several, but more on the model of the cunning of history: it reveals itself
only behind the back of the actors, by way of the conjunction and interaction of different projects.65
Notes
An earlier version of this paper was read at the 10th international conference of the International Society for the Study of European Ideas: The European Mind: Narrative and Identity, held in Malta, July 2006, in the session
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on German Idealism and Modernity, chaired by Douglas Moggach. A modified French version of this chapter was published in the journal Revue franaise
dhistoire des ides politiques 25 (2007): 89107. The work on this English version
was supported by an ANR/DFG grant (under the title: Ides sociales et idalisme. Rceptions de doctrines sociales franaises dans le champ daction de
lidalisme allemand.) This help is gratefully acknowledged.
1. See, for example, the article by Wolfgang Jger on opposition in the influential encyclopedia Geschichtliche Grundbegriffe: Historisches Lexikon zur politischsozialen Sprache in Deutschland, 8 vols., ed. O. Brunner, W. Conze, and Reinhart
Koselleck (Stuttgart: Klett-Cotta, 19722004), 4:469517, particularly 499, 502,
etc., which insists heavily and repeatedly on the impact of the Hegelians.
2. New editions of Ganss writings, in several languages, confirm this new
interest. See also the following two books: Johann Braun, Judentum, Jurisprudenz
und Philosophie: Bilder aus dem Leben des Juristen Eduard Gans, 17971839 (BadenBaden: Nomos, 1997); and Reinhard Blnkner, Gerhard Ghler, and N. Waszek,
eds., Eduard Gans (17971839): Politischer Professor zwischen Restauration und Vormrz
(Leipzig: Universittisverlag, 2002). For Ganss stand on the question of opposition, see the following articles: J. Braun, Die Lehre von der Opposition bei Hegel
und Gans, Rechtstheorie 15 (1984): 34383; N. Waszek, Freiheit und Verfassung:
Von Hegel zu Gans, Archives for Philosophy of Law and Social Philosophy 78 (1992):
46071; and Iring Fetscher, Eduard Gans ber Opposition und Karl Rosenkranz ber den Begriff der politischen Partei, Hegel-Studien 32 (1997): 16169.
3. In his contribution to the Geschichtliche Grundbegriffe (see above, note 1),
4:495, Wolfgang Jger expresses this deception eloquently: Hegel philosophische Schriften liessen fr politische Parteien und parlamentarische Opposition
keinen Platz.
4. G. W. F. Hegel, Elements of the Philosophy of Right, ed. Allen W. Wood,
trans. H. B. Nisbet (Cambridge, Eng.: Cambridge University Press, 1991) (henceforth cited in abbreviated form as EphR). For the original German text, I am
using the following edition: G. W. F. Hegel, Grundlinien der Philosophie des Rechts
(henceforth cited as GPhR), ed. Eva Moldenhauer and K. M. Michel (Frankfurt:
Suhrkamp, 1970) (vol. 7 of the Theorie Werkausgabe [henceforth cited as TWA] in
20 vols.).
5. It is striking and characteristic that the following encyclopediaDictionnaire de philosophie politique, ed. Philippe Raynaud and Stphane Rials, 3rd
ed. (Paris: Presses Universitaires de France, 2003)representative of the French
tradition as it is, does not contain an entry on opposition.
6. Compare Jger, Geschichtliche Grundbegriffe, 48285.
7. Compare the three classical studies of Sir John PlumbEngland in the
Eighteenth Century (Harmondsworth, Eng.: Penguin Books, 1950); The First Four
Georges, 12th ed. (London: Batsford, 1975); and Sir Robert Walpole, vol. 1: The Making of a Statesman; vol. 2: The Kings Minister (London: Cresset, 195660)with
the more recent study by A. S. Foord, His Majestys Opposition 17141830 (Oxford:
Clarendon, 1964).
8. Foord, His Majestys Opposition, 154.
9. Ibid., 1.
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of gods who are all equally magnificent, equally holy, and equally
happy. . . . We . . . demand nectar and ambrosia, purple robes, delicious scents, sensual pleasures, splendor, dances of laughing nymphs,
music and comedies. . . . To your censorious reproaches we reply in
the words of a Shakespearean fool: Dost thou think, because thou art
virtuous, there shall be no more cakes and ale? [Twelfth Night, act 2,
scene 3, line 1056; Heine replaces ale by sweet champagne.] The
Saint-Simonians had some such ideas and plans. But they were on unfavorable soil, and they were suppressed, at least for some time, by the
materialism all around them.4
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This may explain why it is often assumed, and usually doubtless far too
quickly, that Gans was the teacher who, himself being under the influence of Saint-Simonism, would have taught Marx that civil society is
more important than the State, and that it had equally determined its
functioning.15 But Saint-Simonism never led Gans to any such conclusion. Such an assumption presupposes a concept of civil society which
developed much later than Hegel, and indeed much later than Gans. As
Manfred Riedel has shown in an excellent study dedicated to the concept of civil society,16 it is not possible to clarify the meaning of any use
of that concept without locating it within the tradition which is its provenance: it is necessary to link it to Kant and to Wolff, and beyond these
authors to the Aristotelian notion of koinonia politik, for it is only within
that ambit that it becomes possible to comprehend what Hegel achieved:
because Hegel had still been aware of the ancient identity of the civil
(brgerlich) and of the political, he was in a position to understand the
separation of society from the State as a historical processand to accord that process its proper value. Because and to the extent that he was
a disciple of Hegel, Gans did not fall prey to the danger of a post festum
interpretation of the concept of civil society: in his preface to his edition
of Hegels Philosophy of Right (1833), he very adequately underlines the
fact that it is the State which is, for Hegel, the whole life of liberty.17
Those parts of economic and social life which during the Middle Ages
had developed to some extent in separation from political lifein the
language of Hegel, in abstraction or singularization from the Statewould
be understood anew, but organically; that is, in the State, in the political
sphere.18 Civil society is and remains included in the political sphere,
that of history: that is what Gans wished to say when he wrote in his Looking Back on Persons and Situations that civil society could not be raised to
the State, and that civil society will always retain a subordinate situation
within the state, just as within the idea is included the inferior sphere
of reflection.19
Civil society has a subordinate situation within the State, but an extremely important one, because it is there and only there that the human
being has value as a human being, that the human being has worth because he is a human being, not because he is a Jew, Catholic, Protestant, German, Italian, etc.20 Gans had plainly perceived the importance
of this Hegelian analysis. His critique of the plans made by the SaintSimonians to eliminate any and all competition concerns precisely this
point: if these plans were adopted, Gans wrote in his course of 183233,
the harmony of the Simonians would annihilate all reflection, all activity, all individual liberty.21 But the person also belongs to oneself.22
It is also primarily through Hegels eyes that Gans perceived the
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historical development of civil society, and the formation of a populace (Pbel). It is in effect Hegels text which Gans follows, very closely,
in his courses of 182829 and 183233 on natural right. Equally possibly,
Gans could have heard from Hegels own mouth how important the social question was: where Hegel had said that the important question of
how poverty can be remedied is one which agitates and torments modern societies especially,23 Gans in his course of 182829 says that the
means of knowing how to deal with poverty is an insoluble problem,
because poverty is the shadow of wealth. Extreme wealth will produce
extreme poverty.24 In his courses of 183233 Gans again sharpened his
analysis, doubtless following a visit he had just made to factories in England, which let him see with his own eyes the gravity of the social problems engendered through the development of industrial society. Poverty, which is in England definitely too greatas Gans himself puts
itand the formation of a populace which has no means of existence
at all, and cannot survive anymore, bring about a problem which to him
is new, and acute.
It is at this point that Gans refers to the Saint-Simonians. Here, he
says, they alone were rightthey alone, which is to say that only the
Saint-Simonians, and not Hegel, were right! But in what were they right?
Here is how Gans explains his position in his Looking Back on Persons and
Situations: the Saint-Simonians, he says,
have put a finger on a gaping wound of the times. They have justly observed that in reality slavery does not yet belong to the past, that it is, to
be sure, in the course of being eliminated formally, but that materially
it exists in a very complete form. Just as at an earlier time the master
confronted the slave, later the patrician the plebeian, then the feudal
seigneur the vassal, thus now the do-nothings (or idle) confront the
worker. Let one visit the factories of England and one will find hundreds of men and women who, emaciated and unhappy, sacrifice their
health and happiness in life to live in the service of only one man,
simply to be able to subsist miserably. Is it not slavery, when a man is exploited like an animal, even if he could still be free to die of hunger?25
Here Gans goes back, almost word for wordthe example of England
being set asideto the Saint-Simonians description of the exploitation of man by man in the sixth sance of the Doctrine of Saint-Simon
(1829): he takes over the comparison between the wage-earning modern
and slavery,26 the opposition of the do-nothings to the workers, the
latter described by the Saint-Simonians as a class of proletarians 27the
point deserves to be notedand finally, the condemnation of exploi-
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tation. The fact that Gans cites the Saint-Simonians does not by itself
mean that he was in agreement with all their theories, or with the fundamentals of their analysis. Here, as in many other cases, it is necessary
to distinguish clearly between citation and what by contrast amounts to
agreement. The fact that Gans adopted the Saint-Simonians characterization of wage-earning as slavery does not mean that he took up all
of their philosophy of history. In reality, he is a long way from wishing
to take it up: as fully as he wished to keep his distance from their philosophy of religion, he also wished thoroughly to remain at a distance
from the philosophico-historical scaffolding of the Saint-Simonians,
which he treated as a scientific consideration of secondary importance.28 Gans had markedly little sympathy with their abstract contrast
between ages called respectively organic and critical, and in addition
he had little sympathy with the thesis of a recurring antagonism which
characterized the ages called critical. The Saint-Simonians, when they
evoked the thesis of an antagonism between two classes, probably
thought of Kants Idea of a Universal History, a text which had made a
profound impression on Auguste Comte. The term antagonism had
in any event not been used by Hegel, certainly not in the context of
his philosophy of history, and on this question Gans associated himself
with the approach of his master: it is that approach which he wished
to recover, for example when he said that the ideas we have there are
much too abstract to be capable of accounting for history. Here too, the
comparison with the development of the Marxian conception of history
is interesting. It may well be that the Saint-Simonian philosophy of history constituted in effect a first formulation of the Marxist theory of history as class struggle, which came later. However, the fact that Gans cites
these formulations does not mean that he would have felt any inclination to accept that philosophy of history. What Gans took from the SaintSimonians concerns uniquely, in my opinion, their analysis of contemporary society: contrary to other authors, they have well understood that
today slavery is not over, that it is by no means exclusively a property of
the past.
And this Hegel, despite his acute sense of history, did not understand. The populace, Gans wrote, is a fact, but not a right. It is necessary
to gain an understanding of what the facts are grounded on, and then
do away with that. (Der Pbel ist ein Faktum, aber kein Recht. Man muss zu
den Grnden des Faktums kommen knnen und sie aufheben.)29 His use of the
term Faktum, rather than the German term Tatsache, already shows the
analysis encountering a difficulty whose solution is not obvious: facts
understood as Tatsachen can be observed and taken into consideration in
an analysis which would realize their meaning, and the right, the reason
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to which they belong: what Hegel wanted to express by way of his celebrated equivalence of the rational to the effectively real: what is rational
is effectively realthat which is effectively real is rational. But a fact
(Faktum) like that of the populace is not so easily reconcilable with reason, and with the right which becomes effective in history. This is why
according to Ganscontra Hegelit is necessary to do away with it.
Hegel, in his Philosophy of Right, had already given an account of the
formation of the populace. He had also, as has been said, emphasized
that poverty, even extreme poverty, does not of itself make a populace,
or rabble. What engenders the populace is only the disposition associated with poverty, by inward rebellion against the rich, against society, the government, etc. Hegel had condemned that disposition of
the spirit: for him, it constituted the evil (das Bse). But he had also
attempted to explain its formation: he said that because people in civil
society are dependent on contingency, they
become frivolous and lazy, like the lazzaroni of Naples, for example.
This in turn gives rise to the evil that the rabble do not have sufficient
honour to gain their livelihood through their own work, yet claim that
they have a right to receive their livelihood. No one can assert a right
against nature, but within the conditions of society hardship at once
assumes the form of a wrong inflicted on this or that class.30
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and then do away with that. From this answer, Gans did not draw revolutionary conclusions. It is easy to understand why: only someone who believes that the development of civil society determines the whole of history, and therefore also political history, and the transformation of the
State, could conclude that doing away with the populace might also lead
to an abolition of the State. But Gans, as we have seen, never shared this
belief. For him as for Hegel, it is the koinonia politike, the political community, which is primary; and it is primary not only in a chronological
sense, but also and in the first place in a conceptual one. Gans never
doubted that man is a political animal, whose goal is to live in common
with others, in communities like that of the family, or also the State. This
is why the means whereby he proposes in the end to do away with the
populace are not revolutionary means, like thosesuch as abolition of
the familywhich the Saint-Simonians recommended.
All the revolutionary means proposed by the Saint-Simonians are
expressed in markedly religious termsone could cite here, for example, the idea of a universal association, in German Vergesellschaftlichung. This idea, in any case the very term association, does not seem
to have been used by Saint-Simon, but only by Saint-Simonians, such as
Enfantin and Olinde Rodrigues.31 The sources are not clear: in his Looking Back on Persons and Situations, Gans refers to Fourierwho had earlier made this principle of association the subject of an obscure book,
written in formulaic style32and was perhaps thinking of the Treatise
on Domestic-Agricultural Association (Trait de lassociation domestique-agricole,
1812), known later under the title Theory of Universal Unity (1834).33 He
refers also to Jules Lechevalier, and again to others, who have confused
the banner of their doctrine with that of Fourirism.34 Manifestly, Gans
was not enthralled by the way in which these ideas were elaborated, and
one could easily understand why: the term association, which was used
as a concept opposed to those of struggle and antagonism, had a
very clear pacifist connotation,35 and it was that which could not find
favor in Ganss eyes: according to him, as we have seen, competition and
struggle could not be excluded from civil society. Above all, the fact to
which he could not give his agreement was that by this watchword the
Saint-Simonians wished not simply to characterize a sort of communaut
solidaire between individuals, but also to call for the creation of an entirely new regime, a social order to be organized from above, beginning
from a State established at the center. In this new social order, property
would be transferred to the State, metamorphosed into a community of
workers. The State would now be a universal system of banks, a central system, and it would administer the organization of production and
of consumption.36 Gans did not fail to subject this idea to ridiculefor
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civil society, when it is thus maintained in order by the police . . . will arrive at an organized condition which will divide into, on the one hand,
the rich, the possessors of goods, or those who have the wherewithal on
which to live, and, on the other hand, those others who do not have the
wherewithal, or any consciousness of an assured existence.
This contrasts clearly with the description Hegel had given of the distribution into estates within civil society. Ganss thesis owes much more to
Saint-Simonian writings. But when he deplores the fact that in Paris the
populace would still not be organized, unlike in London, and when
he argues that what is required is its organization into corporations
for these are the association of torn-apart sections of civil society (die
Vergesellschaftlichung der zerrissenen Teile der brgerlichen Gesellschaft)it is,
on the contrary, of Saint-Simonian conceptions of which he takes leave,
in order to reconnect with the Hegelian philosophy of right. According
to him, it is not the State, it is the police (Polizey), which is to say an
exterior foresight (eine usserliche Vorsorge), which must maintain order
within civil society: in France, there are no corporations, the question
only arises of knowing whether it would not be good to form some41
or, to clarify what must be meant here: the question only arises of knowing whether it would not be a good thing to help workers organize
themselves.
What Gans attacks most violently in this context is the famous
Loi Le Chapelierthe law which had forbidden such associations in
France, in respect of those political objectives which perhaps might
have been able to insinuate themselves there.42 Did Gans himself think
that some corporationsto which one might almost refer by the term
trade unionsshould also have the right to be political organizations?
It is not clear. What is, however, very clearand this is the main point I
have wanted to bring out in this chapteris that according to Gans such
organizations, if they have to be set up, have to come from civil society,
not from the State. Disaffection with Saint-Simonism, and proximity to
Hegel, show extremely clearly in this matter. In a comment on one of the
paragraphs of his Philosophy of Right (section 290), Hegel seems in effect
to have noted that
for some time now, organization has always been directed from above,
and efforts have been devoted for the most part to this kind of organization, despite the fact that the lower level of the masses as a whole can
easily be left in a more or less disorganized state. Yet it is extremely important that the masses should be organized, because only then do they
constitute a power or force; otherwise, they are merely an aggregate, a
collection of scattered atoms.43
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Notes
An earlier version of this paper was published in German, Die soziale
Frage im franzsisch-deutschen Kulturaustausch: Gans, Marx und die deutsche
Saint-Simon Rezeption, in Eduard Gans (17971839): Politischer Professor zwischen
Restauration und Vormrz, ed. Reinhard Blnkner, Gerhard Ghler, and Norbert
Waszek (Leipzig: Leipziger Universittsverlag, 2002), 15375. The work on the
English version of this paper was supported by the ANR/DFG research program
Ides sociales et idalisme. Rceptions de doctrines sociales franaises dans le
champ daction de lidalisme allemand. This help is gratefully acknowledged.
1. Eduard Gans, Rckblicke auf Personen und Zustnde (Berlin: Veit, 1836),
reprinted with an introduction, notes, and bibliography by N. Waszek (StuttgartBad Cannstatt: Frommann-Holzboog, 1995).
2. See N. Waszek, Eduard Gans on Poverty and on the Constitutional Debate, in The New Hegelians: Politics and Philosophy in the Hegelian School, ed. Douglas Moggach (Cambridge, Eng.: Cambridge University Press, 2006), 2449.
3. Gans, Rckblicke, 94.
4. H. Heine, On the History of Religion and Philosophy in Germany, in
The Hartz Journey and Selected Prose, trans. and ed. Ritchie Robertson (London:
Penguin Books, 2006), 24950.
5. Gans, Rckblicke, 92.
6. Gans, Rckblicke, 9495.
7. Karl Marx, Critique of Hegels Philosophy of Right: Introduction, in
Early Writings, trans. Rodney Livingstone and Roger Benton (Harmondsworth,
Eng.: Penguin Books, 1981), 244.
8. See Michel Espagne, Le saint-simonisme est-il jeune-hglien? in
Regards sur le saint-simonisme et les saint-simoniens, ed. Jean-Ren Derr (Lyon:
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Post-Kantian Perfectionism
Douglas Moggach
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transparent relations which, ideally, prevailed in the Greek political community, it had conceived of citizens in relations mediated by property.
Roman thought thus introduced a tension into the idea of citizenship
between juridical and political status, between the abstract legal person and the active co-legislator.5 Italian Renaissance humanists were far
from unanimous in their views of the political significance of property
and wealth;6 recent research distinguishes Greek and Roman influences
in these debates.7 It was primarily the new commercial realities of the
eighteenth century, however, which led to a profound reappraisal of the
Aristotelian tradition, with Scottish theorists in the vanguard, but with
important representatives in France, the German territories, and elsewhere.8 In reverting to a position reminiscent of Aristotle, members of
the Hegelian school seem perhaps oblivious to these fundamental conceptual changes.
If we were to apply the older interpretative approach to the Left
Hegelians, one which saw them as purely religious or philosophical critics, with little to say about concrete social issues, this inadvertence would
not be surprising. In these readings, the Left Hegelians were depicted
as mere way stations on the road (whether upward or downward) leading from Hegel to Marx.9 This interpretation also connects with criticisms like those of Engels regarding die deutsche Misere, or German
political, economic, and cultural retardation, capable of generating only
vapid intellectual posturing, but no serious political engagement or understanding:10 a claim whereby Engels and Marx sought to distinguish
themselves from their own milieu. It would be evidence of the Left Hegelians disinterest in or ignorance about the pressing questions of the day,
confirming their status as isolated intellectuals, detached from political
and social struggles. Yet, beginning with the work of Ingrid Pepperle11 in
the 1970s, and ranging through recent studies in several languages,12 this
older framework has now been quite effectively dismantled, and republicanism has been established as a fruitful perspective in which to view the
writings of figures like Eduard Gans, Arnold Ruge, Ludwig Feuerbach,
and Bruno Bauer, as well as the young Marx and Engels themselves.
Are the views of the Left Hegelians on the opposition of citizenship and chrematistic then an anachronistic reversion to discredited republican positions? I want to argue that they are not. They are forwardlooking, and informed both by new ethical conceptions and by insights
into the characteristics and problems of modern civil society. Recognition of fundamental social change, the diversity and conflict of interest
based in the modern division of labor, makes a reversion to Aristotelian
models impossible, insofar as these models had presupposed a homogeneous citizenry; and recognition of the Kantian revolution in ethics
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that Kant had reserved for virtue or the good: the concept of autonomy
comes to be related not only to inner morality, but to political institutions and practices; and political virtue is required of republican citizens
as a means of holding in check the distorting effects of private interest.
This broadening of the sense of autonomy has two principal effects on
the theoretical structure of post-Kantian ethics: first, motives for action,
which Kant had excluded from the sphere of right, now become relevant
to the assessment of political acts, in that political autonomy and virtue
enjoin the practice of universal norms; and second, the effects of action
must be taken into account insofar as they extend or constrict the operation of right. The result is a teleological ethical theory, with the furtherance of freedom and autonomy as its central value.
This post-Kantian perfectionism differs from pre-Kantian forms,
but shows a superficial resemblance to older republican theories suspicious of mercantile interests. This appearance belies the rich reworking
of Kantian themes, and the new diagnosis of modernity, which acknowledges right and subjective spontaneity, but also the opposition of interests as these arise from civil society itself. In the Hegelian school this
attitude is not restricted to Bruno Bauer, who shares important parts of
the perfectionist program with Eduard Gans,16 Ludwig Feuerbach,17 and
Karl Marx.18 For Bauer, a universal interest emerges in modernity only
through the practice of political virtue, whereby private interests, rooted
in the division of labor, are consciously reshaped through critique, and
through participation in the struggle for rational political and social institutions. This perfectionism is not sanguine about the prospects for
transformation, but recognizes the urgency and the difficulty of the task
in conditions of fragmentation or diremption,19 the result of social and
economic changes wrought with the onset of modernity.
Pre-Kantian Perfectionism
Perfectionism is the doctrine that the development of certain capabilities is of intrinsic and not merely instrumental value;20 and that it is of
supervening value, providing the appropriate and predominant end for
ethical orientation. Taking aim primarily at perfectionist doctrines inspired by Leibniz, Kant had described these as forms of rational heteronomy, based on intelligible goods taken to be independent of the
moral will itself.21 Besides Leibnizian-Wolffian happiness as spiritual and
intellectual thriving, Aristotelian eudaimonia as the development of virtue would also be a rationally heteronomous end in this sense.22 This
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perfectionism is inadmissible for Kant because even though it favors intelligible over merely sensible goods, it considers them as prior to, and
foundational for, duty. The moral will is thus determined, teleologically,
by an appeal to a value outside itself, and this is inconsistent with Kants
sense of autonomy. Perfectionism is also consequentialist in that it assesses moral actions in their effects, rather than solely in their maxims.
We can distinguish pre- and post-Kantian forms.
The pre-Kantian perfectionism of Christian Wolff,23 deriving primarily from Leibniz, though with an admixture of other sources, is a cognitivist, consequentialist ethic, based on an idea of human nature and
the requisites of its material and intellectual thriving. Normatively, it calls
upon the state, through active intervention, to secure these conditions for
its subjects, and thus to promote happiness. In Wolffian perfectionism,
the imperative to leave the state of nature and enter civil society is based
on the natural-law requirement that we perfect ourselves in our physical,
intellectual, and spiritual capacities. Relations with others in the state of
nature are not necessarily conflictual, but in the absence of stable organizational forms, we are incapable of reliably orienting our actions toward
our own and our mutual betterment.24 Once we have entered civil society,
the need for perfection remains the overriding consideration for determining rights and duties, which encompass labor and its prerequisites.25
Perfection involves cooperation, which is not to be left to spontaneous
initiatives26 (ineffective or self-defeating without proper direction), but to
be coordinated by the state. Wolff thus espouses a baroque welfare state
whose objective is to guarantee decent living conditions, education, housing, and preservation of the environment (water, forests, etc.).27 These
are to be secured under the aegis of an interventionist tutelary regime, an
enlightened absolutism. While Wolff recognizes certain residual rights in
civil society, their exercise is conditional on their ability to promote perfection or happiness, and no appeal is allowed from happiness to rights.
What is of fundamental importance for Wolff is the result of action, its
contribution to welfare in a broad sense. Within civil society, moreover,
the basic actors are not rights-bearing individuals, but households: quasiAristotelian composite societies aiming at physical, cultural, and economic reproduction, and headed by a master. Within these households,
there exists a complementarity of interests between masters and servants
(employees contracting for a wage, although Wolff seems to find a place
even for serfdom under certain conditions),28 in that each has a necessary, mutually beneficial, functionally and hierarchically differentiated
role to play in the perfection of the household and its members.
A variant of Wolffs perfectionism is developed by Karl von Dalberg,29 the last arch-chancellor of the Holy Roman Empire before its
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dissolution, and later one of the leading figures in the Napoleonic Confederation of the Rhine. He is a post-Kantian chronologically, but not
conceptually, as he tries, in response to the new juridical thinking inspired by Kant, to undergird Wolffs theory with reflections on the anthropological factors that limit spontaneity, and that require perfection
to be fostered in the first instance by political authorities. In his naturalistic account of happiness and its constraints, Dalberg stresses the inefficacy of spontaneous acts to achieve the objective of perfection. This
failure is rooted in fixed attributes of human nature, its tendency toward
inertia30 and its preference for immediate and effortless gratification.31
For Dalberg the immobilizing weight of private interest is an anthropological constant, perhaps representing a version of original sin in the eyes
of this Catholic prelate. It is the task of the enlightened state to awaken
the dormant energies of its people, and to direct these efforts toward the
common good of happiness, including spiritual development. Partial associations are to be restricted, as they foster private interests potentially
at odds with the common good;32 but in general the state should rely as
much as possible on education rather than coercion to attain the ends of
general felicity. Despite Dalbergs mildness, it is theories of this type that
Kant, in Theory and Practice, describes as the greatest possible despotism,33 since they attempt to prescribe to individuals the ways to attain
their own happiness, and so disregard spontaneity and rights.
Kantian Criticisms
Kants juridical thought and his opposition to perfectionist theories
are based on his distinction between empirical practical reason (whose
domain is das Wohl, the good in the sense of individual happiness or
need-satisfaction) and pure practical reason: the wills capacity to be
self-determining (spontaneity) and its capacity to be self-determining
through the moral law (autonomy). In Kants late work, The Metaphysics
of Morals,34 pure practical reason is described as underlying two distinct
spheres of activity: that of morality, or das Gute, where full autonomy
in Kants sense of moral self-legislation can be practiced; and the juridical sphere, or right (das Recht, or conformity to the conditions of free
agency for all subjects). Against Aristotle and Aristotelian republicanisms, Kant depoliticizes the virtues, situating them in the sphere of morality, as aids or motivational supports for the moral will and duty. Perfection is not repudiated, but recast as an individual duty to oneself; and it
is sharply distinguished from happiness as material satisfaction, which is
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Post-Kantian Replies
If, then, there is to be a conceptually post-Kantian perfectionism, it
would take cognizance of Kants criticisms of earlier forms, and would
retain the stress on self-determination and spontaneity. It would aim
to promote freedom, rather than happiness; and it would rethink the
boundaries between welfare, right, and virtue. Bruno Bauer exemplifies
such a theory.38 Drawing on current ethical thinking, we can distinguish
its metaethical and normative dimensions.39
1. Metaethically, post-Kantian perfectionism can be described as
a cognitivist non-naturalist ethics. It is cognitivist because the universal
maxims of actions can be derived from proper (theoretically guided) reflection on the historical process, and raise truth claims: we know what
we must do, when we determine the principal contradictions which limit
the practice of freedom at any specific time.40 It is non-naturalist because the conditions for autonomy do not make reference to a putative human nature and the empirical conditions for its thriving, but to a
transcendental capacity to free the will from the causal effects of sensibility and desire; that is, they refer to spontaneity in a Kantian sense. It is
perfectionist because it holds that the development of capabilities, here
the capacity of self-determination, is of intrinsic, indeed ultimate, value.
It posits the overriding importance of autonomy, including its political
conditions;41 yet it differs from deontological accounts like Kants because it sees autonomy as a value to be realized in the self and in the
world, rather than as an implicit property of the moral will.42 Unlike
pre-Kantian perfectionism, the end to be promoted is freedom rather
than happiness; and the obstacles to perfection are not rooted in a permanent human nature, but are thoroughly historical and subject to our
intervention.
Post-Kantian perfectionism assumes the validity of Kants criticisms of earlier perfectionist theories, and builds on Kantian foundations, but it seeks to stress Hegelian Wirklichkeit, the effective realization
of reason in the objective world, or the fusion of concept and objectivity
as a historical process. Hence perfectionism after Kant builds in two dimensions: one is that of the self-relating individual, who acts from the
knowledge of freedom (here freedom is constitutive of the act itself, and
not only an external end); the other is an objective, permanent striving,
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affirmation of particularity, but its reworking in light of general principles which specify the ends of action. Thus it is no contradiction if
Bauer speaks of modern society as at the same time highly particularistic
(heteronomously determined by private economic and sectarian interests) and yet largely unbestimmt or indeterminate, insofar as its members
have not submitted themselves to the critique and discipline of universal
self-consciousness.47 Determinacy issues from the critique of the positive
and the particular, and not from enacting immediate interests.
Bauer also criticizes his fellow Left Hegelians D. F. Strauss and
Ludwig Feuerbach for remaining fixed in what he calls a substantiality
relation:48 for them, the universal is substance, not subject; extension,
not thought. Unlike Stirner, they recognize universality, and grasp this
as an immanent process or species-being, rather than a transcendent
force; but they conceive it as a merely generic universal, a given, shared
property, and not a spontaneous, personal acquisition. On this account,
individuals are merely unreflective moments of the whole, exhibiting
its properties without having critically internalized them. Bauer insists,
rather, that we conceive individuals as spontaneous beings capable of
relating to and adopting general interests through their own acts and in
their own way. Leaving the idea of individual agency underdeveloped,
Strauss and Feuerbach thus miss the implications of the Kantian turn.49
Perfectionist Freedom
For Bauer, modern freedom consists in critique, involving theoretical
assessment of given values and practices, and an examination of their
validity claims; but it also mandates practical intervention, challenging
and expunging all irrational relations and institutions.50 In his account
of universal self-consciousness and the standpoint of principled determinacy, Bauer adapts Kantian practical reason. In taking up the standpoint
of the general interest, and rationally deliberating on the maxims of
their action, ethical subjects exhibit spontaneity, liberating themselves
from determination by external causes or unexamined inner drives. Because they actpoliticallyon universal maxims, they exhibit autonomy. Bauer extends the idea of autonomy by taking Kantian moral premises as a basis for political and juridical actions and relations. He thus
replaces virtue into the sphere of right, from which Kant had extracted
it; but this shift is occasioned by a new conception of civil society and
its limits, and is not a theoretical regression behind Kant. The idea of
political virtue means that the ends of political (as well as moral) action
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require universalistic sanction and rational justification, based on promoting the conditions for freedom. Personal advantage or welfare may
not override considerations of the general good. Recognizing the ability of all subjects to claim moral and juridical equality, this universality
repudiates inherited distinctions of rank, status, rights, and privileges.51
Wolffs hierarchical world is unacceptable to the new perfectionism. But
the economic interests of modern emancipated individuals must also be
submitted to critique.
Bauer also historicizes autonomy by linking it with perfection as
historical progress. Actions are justified consequentially by their contribution to the good cause of freedom, and to the overcoming of alienation, and they are guided by an understanding of the historical process
as one of alienation and liberation through reason. The cognitivist aspects of the theory are clear in its reflection on history and the dominant
contradictions of the present. The realization of reason requires that the
relations and institutions of the external world conform to subjective intent and insight; perfectionism traces the process whereby this accord is
achieved, and assesses historical obstacles to it.
Bauers non-naturalistic cognitivism does not invoke permanent
anthropological dispositions or traits, but presents a phenomenological progression of consciousness and forms of social life, as animated by
changing conceptions and practices of freedom. According to this view,
human nature is not fixed, but self-producing. It is true that the will always
contains particular and universal dimensions: our immersion in our immediate circumstances, and our ability to abstract from them and to modify them, thereby determining our own ends. But these are mere forms,
whose contents are neither invariant nor arbitrary, but produced under
specific and changing historical conditions. The will in its spontaneity,
its capacity to be self-causing, relates in various ways to this given material. Historically, the experience of the intrinsic duality of the will has
engendered alienation, and diremption, or separation and opposition
of its aspects. Alienation occurs when subjects recognize a universal, but
fail to see it as their own capacity for self-legislation. Instead, they transpose it outside themselves, as if it were a property of a transcendent force
or being; 52 they then experience contradictions resulting from this act
of self-mutilation, and must reconfigure their relationship to themselves
and their world, giving rise to new experiences and new limitations.
As the basis for his ethical program, Bauer develops a comprehensive account of alienation in history, whose religious and political dimensions, while distinct, share common defining attributes. The religious arena is for Bauer one of fetishistic self-abasement, resting on the
(dialectically necessary) positing of a universal outside the self, which
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can now, with the advance of enlightenment, be reclaimed as finite spirits own work, a finite spirit elevated and freed by the very experience
of self-loss. At its origins, the Christian principle, the unity of God and
man, expressed in religious form an essential historical truth: that individuals have a universal dimension, and are not merely mired in particularity. They are capable of rational freedom, transforming themselves
and objective conditions, and becoming agents of progress and general
interest. But religion has now become a merely positive principle in Hegels sense, devoid of the rational justification it once enjoyed, and manipulated by churches and sects seeking to perpetuate themselves and
their privileges.53 Second, Bauer outlines a dialectic of the state and the
modern economy, where narrow economic interests confine personality
and limit political engagement, giving rise to new political despotisms.54
These two forms of alienation have in common what Bauer calls a transcendent universal, or an abstract beyond: an idea of universality, freedom, and irresistible power separated off into a distinct realm, which
corresponds to and confirms the isolation and rigid egoism of empirical
individuals. This alienated relation, for Bauer, is the common root of
religion and of irrational and oppressive state forms. His alternative,
before 1848, is an immanent universality, the idea of a community of republican subjects able to formulate and enact universal interests in their
own lives. Breaking the traditional hierarchical order of estate society,
modernity releases individuals to reconstruct social relations, either by
simply following the bent of private interest or by struggling against irrational institutions, seeking to disseminate justice throughout all spheres
of activity. This new kind of freedom, universal self-consciousness, requires individuals to disavow their immediate interests and identities
wherever these conflict with higher aims. Bauer understands his position
as advocating a comprehensive, non-exclusionary, modern republican
freedom.
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complement moral subjectivity; the practice of right comes to be suffused with the values of Sittlichkeit or ethical life. Supporting this change
are important historical considerations. It is especially necessary in modern conditions of civil society. In the analysis of these conditions, Hegel
is a guide, but does not offer definitive solutions. If virtue must pervade
the practice of politics, if the good (das Gute) is to direct the right (das
Recht ), this necessity is based, in part at least, on the recognition that the
ways of organizing the pursuit of welfare (das Wohl ) impinge fundamentally on the very possibility of right, and on the forms of its enactment.
The historical relations of modern civil society, and not a fixed human
nature, pose obstacles to the exercise of spontaneity, and to the attainment of freedom and perfection.
The analysis of the social question in the Vormrz reveals two sets of
issues, which require the reconfiguring of Kantian practical reason. The
first problem is exclusion, the denial of the possibility of free external
causality to all. The sphere of right can be illegitimately constricted by
the economic institutions whose ends are individual welfare. This constriction occurs when, as a result of polarization and ensuing poverty in
civil society, individuals are deprived of access to the means of activity in
the objective world, and thus are denied freedom. Kant had foreclosed
the problem by restricting full and active membership in civil society to
those who were economically independent, leaving servants equal with
their employers before the law, but less than fully enfranchised;55 but this
exclusion came to be seen as incompatible with the universalistic claims
of right. Fichte had early recognized the problem, and had based his 1800
Closed Commercial State on this realization.56 For all its problematic surveillance and intrusiveness, Fichtes interventionist state is conceived by
him to promote the conditions of freedom, and not happiness; it is thus
an early example of a post-Kantian perfectionist doctrine. It is intended
to preserve the possibility of free causality and labour for all subjects.
In describing modern civil society (while impugning the Fichtean
state), Hegel had grasped the importance of poverty and exclusion, but
had been unable to envisage a solution to these problems; he did, however, recognize that they vitiated membership in the political community,
without which modernity offered the spectacle of constant diremption
and conflict.57 This becomes a leitmotif of subsequent Hegelian reflection, and of perfectionist theories in particular. When Eduard Gans takes
up the problem of civil society immediately after Hegels death, he does
not misunderstand Hegels normative intentions, but already sees the social question in a much different light. As Norbert Waszek has shown,58
Gans, critically reading Saint-Simon, defends the association of workers
and syndical organization, in order to offset the disparity in bargaining
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power between owners of capital and individual employees. The problem Gans addresses is not poverty as the result of individual misfortune
or malfeasance, but the monopolistic structure of the emergent market
itself. At the same time, Gans stresses the educative and ethical power of
property, seeing the right of inheritance as enjoining upon proprietors a
claim to treat their goods as a trust for future generations, thus mitigating
the idea of absolute dominion. According to Gans, the Saint-Simonian
socialists of his day were fundamentally wrong in wishing to collectivize
property, which is an essential component of modern subjectivity.
Likewise, in the 1840s, Bauers assessment of the social question
leads him to the conclusion that modern poverty, and the existence
of disenfranchised urban workers, pose a fundamental obstacle to the
emergence of a rational political order.
The final, but also admittedly the most difficult task which remains for
the state in this respect [the attainment of a rational political order] is
the freeing of the helots of civil society [brgerlichen Heloten], who must
struggle daily with matter, who must conquer sensuousness for the universal, without becoming truly personally conscious in this struggle of
the universal which they serve.59
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tion is the critique of particularism, the tendency of property to disfigure the political domain. The danger is that individuals become frozen
in their private spheres of interest, while the universal is arrogated by
the state as a transcendent power, acting in the interests of the ruling
groups. In this account, virtue and commerce are in conflict because
the market promotes heteronomy and the opposition of interests. It inclines subjects to maximize property to the detriment of their political
commitments. This is a repetition of the older republican criticism of
chrematistic, which Bauer attempts to vindicate through his reflections
on the course of the French Revolution and its aftermath. Originating
as an emancipatory struggle against irrational privilege and hierarchy,
the revolution became, after the overthrow of the Jacobins, a vehicle for
rapacity and imperial conquest in the interests of the French bourgeoisie.66 The postrevolutionary world, according to Bauer, is on the verge
of dissolution and diremption into an indeterminate mass society. Individuals in such a world are particularistic in pursuit of their immediate
interest, but indeterminate: they surrender the powers of spontaneity
and autonomy which modernity uniquely makes possible. The tutelary
state appears not only in the guise of Wolffian interventionism, but as a
complement to failures of autonomy in modern civil society.67 Republican perfectionism must vanquish these new forms of heteronomy,68
transposing virtue into the practices of right.
This solution is rendered even more imperative because the interests that comprise modern civil society are not only diverse, but also opposed to each other. Unlike the hierarchically differentiated but harmonious society of Christian Wolff, or the compossibility of external spheres
of activity posited by Kant, Bauer sees civil society as marked by incompatible and conflicting private interests.69 The political problem for him
is not merely to accommodate these interests through compromise and
pragmatic adjustment. Since these positions are still defined heteronomously, they are inadmissible as principles of political action unless they
pass the test of the common good. They must thus be changed before
they can be harmonized, or rather, they must change themselves. This is
what the analysis of the social question reveals.
In his critique of contemporary liberalism, Bauer contends that
emancipation is not the work of mercantile interests; he shares with
the older republicanism the view that these interests are inimical to the
values of citizenship, adducing arguments from heteronomy in support
of his position. While, unlike older Aristotelian republicanisms, he is
not averse to the expansion of the market, he recognizes that economic
processes engender new and profound social dislocations. He contrasts
a virtuous citizenry, or the people as a self-determining political entity, to
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mass society on the grounds that the former has immunized itself from
the dissolving and exclusionary effects of property and private interest,
in order to act decisively and determinately in the general interest.70
The future republican state must assure the extension of relations of
right, reciprocity, and justice throughout all spheres of activity. The practices of right are to reform the institutions of welfare. The condition of
possibility of such a state is a virtuous citizenry, for whom autonomy is a
political as well as moral value.
Lest this appeal to virtue seem vacuous, it should be placed in the
context of the political program which Bauer defended energetically but
unsuccessfully in 1848.71 He advocated the rejection of the monarchical
constitution as a mere concession from the fullness of power, whose arbitrary character remained intact. Instead, the legislature itself should issue a constitution irrevocably on the authority of the people, as an act of
popular sovereignty. The lower house was to seize legislative and political
initiative against the obstreperous representatives of the landed interest
in the upper chamber, and to use its power to develop the home market, and to encourage foreign trade. On the basis of these immediate
gains, it would be possible to extend and consolidate the sphere of right,
with the aim of suffusing all social relations with justice. Political virtue meant the execution of this program with determination and clarity.
These measures were not intended as Wolffian interventions to promote
happiness among the subjects of an enlightened absolutism, but as republican freedom at work: spontaneity and autonomy giving themselves
the conditions for their own exercise. This is the heart of post-Kantian
perfectionism.
On the other hand, lest the concrete measures Bauer proposed
seem to be fairly conventional, and not to require elaborate theoretical
underpinning, it is worth recalling his own demarcation from liberalism.
Besides his arguments from heteronomy, he views liberal constitutionalism, or power-sharing with the king and landed interests, as a theoretically unacceptable compromise between the diametrically opposed principles of monarchical and popular sovereignty, for Bauer the defining
question of 1848.72 Beyond this, however, the political order will remain
imperfect as long as the social question, the exclusion and alienation of
labor, remains unresolved.
Bauers writings after the failure of the Revolutions of 1848 are
highly problematic, and have no place in an account of perfectionist ethics.73 His Vormrz critique, however, is of abiding interest. It traces forms
of domination and heteronomy concealed in contemporary economic
relations, and defends modern republican options, the extension and
promotion of the sphere of right, and the virtues of active citizenship.
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Notes
Earlier versions of this paper were delivered at the Centre for History and
Economics, Kings College, Cambridge; and at the Faculty of Political and Historical Studies, University of Padua. Thanks are due to the participants in these
sessions, especially Giovanni Fiaschi, Melissa Lane, Gareth Stedman Jones, and
Massimiliano Tomba. The author acknowledges the generous support of the
Canada Council for the Arts (through a Killam Research Fellowship) and of the
Social Sciences and Humanities Research Council of Canada.
1. Istvan Hont and Michael Ignatieff, eds., Wealth and Virtue: The Shaping of
Political Economy in the Scottish Enlightenment (Cambridge, Eng.: Cambridge University Press, 1983); Raimund Ottow, Markt, Tugend, Republik (Berlin: Akademie
Verlag, 1996); Fania Oz-Salzberger, Scots, Germans, Republic and Commerce,
in Republicanism: A Shared European Heritage, ed. Martin van Gelderen and Quentin Skinner (Cambridge, Eng.: Cambridge University Press, 2002), 2:197226.
2. Gareth Stedman Jones, An End to Poverty? A Historical Debate (New York:
Columbia University Press, 2004).
3. Istvan Hont, Jealousy of Trade: International Competition and the Nation-State
in Historical Perspective (Cambridge, Mass.: Harvard University Press, 2005).
4. This is the principal theme of the papers in Hont and Ignatieff, Wealth
and Virtue.
5. On citizenship under the Roman Empire, see J. G. A. Pocock, The
Ideal of Citizenship Since Classical Times, in Theorizing Citizenship, ed. Ronald
Beiner (Albany: State University of New York Press, 1995), 2952. Compare Hegel, who contrasts Greek solidarity to Roman society as a plurality of separate
points: G. W. F. Hegel, The Phenomenology of Mind, trans. J. B. Baillie (New York:
Harper and Row, 1967), 49799. See also G. W. F. Hegel, The Philosophy of History,
trans. J. Sibree (New York: Dover, 1956), 317. When, in the dying days of the Republic, Cicero reformulates the Stoic distinction between katorthoma and kathekon, he may have in mind the Roman differentiation of active magistrates and
(relative to the Greeks) passive citizens, whose typical virtues are also distinct,
the former being held to a higher standard: Marcus Tullius Cicero, De Officiis
(Cambridge, Mass.: Harvard University Press, 1913). Cicero has been criticized
for incoherence in holding simultaneously an intersubjective-discursive and a
monological-declarative, or political and judicial, account of citizenship: Cary
Nederman, Rhetoric, Reason, and Republic: Republicanisms Ancient, Medieval, and Modern, in Renaissance Civic Humanism: Reappraisals and Reflections, ed.
James Hankins (Cambridge, Eng.: Cambridge University Press, 2000), 24959;
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but Ciceros reference is probably to two different audiences, and is not a case
of genuine incoherence. On the more remote Stoic origins of the ethical terms
Cicero employs, see Luca Fonnesu, Dovere (Florence: Nuova Italia, 1998), 813.
6. On this question, see the essays in Hankins, Renaissance Civic Humanism.
7. Eric Nelson, The Greek Tradition in Republican Thought (Cambridge, Eng.:
Cambridge University Press, 2004).
8. Hont, Jealousy of Trade. On German receptions, see Norbert Waszek,
The Scottish Enlightenment in Germany, and Its translator, Christian Garve
(174298), in Scotland in Europe, ed. Tom Hubbard and R. D. S. Jack (Amsterdam: Rodopi, 2006), 5571; Douglas Moggach, Schiller, Scots, and Germans:
Freedom and Diversity in The Aesthetic Education of Man, Inquiry 51 (2008): 16
36. Oz-Salzberger, Scots, Germans, 197226, offers a contrasting perspective.
9. A representative example is Sydney Hook, From Hegel to Marx: Studies in
the Intellectual Development of Karl Marx (Ann Arbor: University of Michigan Press,
1962).
10. Friedrich Engels, Deutscher Sozialismus in Versen und Prosa, in Karl
Marx and Friedrich Engels, Werke, vol. 4 (Berlin: Dietz, 1972), 232. This idea is
central to Friedrich Engels and Karl Marx, Die heilige Familie oder Kritik der kritischen
Kritik: Gegen Bruno Bauer und Konsorten (Frankfurt am Main: Literarische Anstalt,
1845 / Berlin: Dietz, 1973).
11. Ingrid Pepperle, Junghegelianische Geschichtsphilosophie und Kunsttheorie
(Berlin: Akademie Verlag, 1978); Heinz Pepperle and Ingrid Pepperle, eds., Die
Hegelsche Linke: Dokumente zu Philosophie und Politik im deutschen Vormrz (Frankfurt
am Main: Rderberg, 1986).
12. See, for example, M. C. Massey, Christ Unmasked: The Meaning of the Life
of Jesus in German Politics (Chapel Hill: University of North Carolina Press, 1983);
Stephan Walter, Demokratisches Denken zwischen Hegel und Marx: Die politische Philosophie Arnold Ruges (Dsseldorf: Droste, 1995); Warren Breckman, Marx, The
Young Hegelians, and the Origins of Radical Social Theory: Dethroning the Self (Cambridge, Mass.: Cambridge University Press, 1999); Etienne Balibar and Grard
Raulet, eds., Marx dmocrate (Paris: Presses Universitaires de France, 2001); Massimiliano Tomba, Crisi e critica in Bruno Bauer (Naples: Bibliopolis, 2002); Arnold
Ruge, Aux origines du couple franco-allemande: Critique du nationalisme et rvolution
dmocratique avant 1848, trans. and ed. Lucien Calvi (Toulouse: Presses Universitaires du Mirail, 2004); Douglas Moggach, The Philosophy and Politics of Bruno
Bauer (Cambridge, Eng.: Cambridge University Press, 2003); and Douglas Moggach, ed., The New Hegelians: Politics and Philosophy in the Hegelian School (Cambridge, Eng.: Cambridge University Press, 2006).
13. Sarah Maza, The Social Imaginary of the French Revolution: The
Third Estate, the National Guard, and the Absent Bourgeoisie, in The Age of Cultural Revolutions: Britain and France 17501820, ed. Colin Jones and Dror Wahrman (Berkeley: University of California Press, 2002), 10623.
14. On perfectionism or Vollkommenheit, see Immanuel Kant, Critique of
Practical Reason, trans. L. W. Beck (New York: Macmillan, 1956), 3342; and Immanuel Kant, Groundwork of the Metaphysics of Morals, trans. H. J. Paton (New
York: Harper and Row, 1964), 11011. Paul Frankss illuminating work on post-
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Kantian skepticism suggested to me the possibility that there might be an analogous way of examining perfectionism. See Paul Franks, All or Nothing: Systematicity, Transcendental Arguments, and Skepticism in German Idealism (Cambridge, Mass.:
Harvard University Press, 2005), 146200.
15. Norbert Waszek, Eduard Gans on Poverty and on the Constitutional
Debate, in Moggach, New Hegelians, 2449.
16. On Gans, see the texts by Myriam Bienenstock and Norbert Waszek in
this volume.
17. On Feuerbach, see Breckman, Marx, the Young Hegelians, 90130; Daniel
Brudney, Marxs Attempt to Leave Philosophy (Cambridge, Mass.: Harvard University Press, 1998), 25108; and David Leopold, The Young Karl Marx: German Philosophy, Modern Politics, and Human Flourishing (Cambridge, Eng.: Cambridge University Press, 2007), 183218. See also the text by Todd Gooch in this volume.
18. Breckman, Marx, the Young Hegelians, 27997; Brudney, Marxs Attempt,
299322; Leopold, Young Karl Marx, 21845. Leopold does not sufficiently bring
out the Kantian elements in Marxs 1844 manuscripts: alienation, or the vitiation
of subjects in their vital activities, can be understood as heteronomy, and, implicitly, emancipated labor as autonomy. The result is to obscure the specifically
post-Kantian character of Marxs perfectionism.
19. G. W. F. Hegel, Vorlesungen ber die sthetik I, in Smtliche Werke, ed.
H. Glockner, vol. 12 (Stuttgart: Frommann-Holzboog, 1964), 88, 9091.
20. Leopold, Young Karl Marx, 185. See also Thomas Hurka, Perfectionism
(New York: Oxford University Press, 1993).
21. Kant, Critique of Practical Reason, 3342; Kant, Groundwork, 11011.
Compare John Rawls, Themes in Kants Moral Philosophy, in Kants Transcendental Deductions, ed. Eckart Frster (Stanford, Calif.: Stanford University Press,
1989), 97. In contrast to Aristotelian and Leibnizian perfectionisms, Benthams
utilitarianism can be conceived as a system of empirical heteronomous principles
designating objects of sensibility and desire as determining grounds for the will
(or at least offering no qualitative grounds for distinction among pleasures).
22. Both these doctrines also include physical development among the
conditions of perfection.
23. On Wolffs political thought, see Emanuel Stipperger, Freiheit und Institution bei Christian Wolff (16791754) (Frankfurt am Main: Lang, 1984); on his
ethics, J. B. Schneewind, The Invention of Autonomy (Cambridge, Eng.: Cambridge
University Press, 1998), 43244.
24. Christian Wolff, Institutiones juris naturae et gentium (1754), in Gesammelte Werke, vol. 26, ed. M. Thomann (Hildesheim: Olms, 1969), paragraphs 186
89; Christian Wolff, Principes du droit de la nature et des gens, extrait du grand ouvrage
latin (1758; Caen: Centre de Philosophie Politique et Juridique, 1988), 8889. It
is interesting to note that despite Wolffs high regard for Confucianism, which
he considers as a rationalist ethic, his views on the state of nature and its incumbent difficulties are close to those of a passionate critic of Confucius, Mo Ti (or
Mo Tzu). Active in the fifth century b.c., Mo Ti developed what might be called
a proto-utilitarian perfectionism, arguing against Confuciuss rosy view of the
past that it was a time of discord, because individuals (even within the family, the
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see J. B. Schneewind, Kant and Stoic Ethics, in Aristotle, Kant, and the Stoics: Rethinking Happiness and Duty, ed. Stephen Engstrom and Jennifer Whiting (Cambridge, Eng.: Cambridge University Press, 1996), 28688.
42. While also non-naturalist, Kants ethics are cognitivist in a different
sense, based not on history as a record of struggles for liberation, but on an indubitable fact of reason, which is timelessly available to imperfectly rational beings.
Fonnesu, Dovere, 3137.
43. Moggach, Bruno Bauer, 1112.
44. See the text by Frederick Beiser in this volume.
45. That such a reference is not entirely anachronistic is evidenced by Bauers views of Jewish emancipation in Prussia, which he construes, highly problematically, as the defense of a particularistic identity. See Douglas Moggach,
Republican Rigorism and Emancipation in Vormrz Germany, in Moggach, New
Hegelians, 11435.
46. See, for example, Bruno Bauer, Der Fall und Untergang der neuesten Revolutionen (Berlin: Verlag von Gustav Hempel, 1850), part II. Der Aufstand und Fall
des deutschen Radikalismus vom Jahre 1842, vol. 1, 107.
47. On die Masse and its problems, see Moggach, Bruno Bauer, 15062.
48. On Strauss, see Bruno Bauer, Rezension: Die christliche Glaubenslehre in ihrer geschichtlichen Entwicklung und im Kampf mit der modernen
Wissenschaft. von D.F. Strauss. 2 Bde. 18401841, Deutsche Jahrbcher, nos. 21
24 ( January 2528, 1843): 8195; on Feuerbach, see Bruno Bauer, anonymous,
Charakteristik Ludwig Feuerbachs, Wigands Vierteljahrschrift 3 (1845): 86146.
49. Feuerbachs perfectionism also retains markedly pre-Kantian elements.
See Brudney, Marxs Attempt, 25108.
50. Bruno Bauer (anon.), Die Posaune des jngsten Gerichts ber Hegel den
Atheisten und Antichristen: Ein Ultimatum (Leipzig: Otto Wigand, 1841), 82.
51. See Massimiliano Tomba, Exclusiveness and Political Universalism in
Bruno Bauer, in Moggach, New Hegelians, 91113.
52. For Stirner, in contrast, alienation occurs simply because subjects recognize a universal at all; he does not distinguish genuine and spurious universality.
53. Bauer distinguishes his view from those of Enlightenment critics of religion because he recognizes the historical necessity of alienation, and does not
attribute its causes to contingent factors or deceptions. Moggach, Bruno Bauer,
4851.
54. Bruno Bauer, Theologische Schamlosigkeiten, Deutsche Jahrbcher fr
Wissenschaft und Kunst, nos. 11720 (November 1518, 1841): 46579; (anon.),
Bekenntnisse einer schwachen Seele, Deutsche Jahrbcher, nos. 14849 ( June 23
24, 1842): 58996; Rezension: Die Geschichte des Lebens Jesu von Dr. von Ammon,
in Anekdota zur neuesten deutschen Philosophie und Publizistik, ed. Arnold Ruge, vol. 2
(Zrich und Winterthur: Verlag des literarischen Comptoirs, 1843), 163.
55. Kant, Theory and Practice, 7479. The status of women remains
problematic in all these accounts.
56. J. G. Fichte, Der geschlossne Handelsstaat, in Gesamtausgabe, vol. 1/7
(Stuttgart: Frommann, 1988), 37141.
57. G. W. F. Hegel, Elements of the Philosophy of Right, ed. Allen W. Wood,
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Part 4
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Hegel gave his aesthetics lectures four times in Berlin between 182021
and 182829, without preparing a publishable version prior to his death
in 1831. It was his student Heinrich Gustav Hotho to whom, among other
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friends of the deceased, the task of editing the lecture manuscripts for
publication was conferred. In 1835 the first volume of the Aesthetics appeared, followed by two subsequent volumes in 1837 and 1838, and a
slightly revised second edition in 184243.26 These lectures, and especially the published version, were highly influential. Their effects were
not confined to the field of philosophy. They also gave rise to largely
empirical studies in art history.
This tendency toward empirical treatment was not limited to approaches to art, but penetrated many fields of knowledge, as almost all
Hegelians sought answers to the new questions of the day in this impetus
toward the phenomenal world. Hegels philosophy had to be shown to
be compatible with the constant progress occurring in the individual sciences. Two features especially promoted the adoption of this philosophy
in the empirical sciences of art: the fact that Hegel in his Aesthetics illustrated his philosophical theses with concrete examples of works drawn
from different epochs and cultures in world history; and his philosophical
grounding of the interpretation of art as itself a historical phenomenon.
In the perspective of the Hegelians, Hegel thereby laid the basis for
art history as a methodologically independent field of historical science.
It is still customary today to designate Hegel the father of art history.27
Hotho himself was not only active as the editor of the Hegelian
Aesthetics but also as one of the first academic representatives of the discipline of art history.28 Both research fields, the philosophical and the empirical, were at first still closely connected. The purely empirical attitude
of the mere art connoisseur was despised by the Hegelians. Their own
methodological principle was to integrate empirical analyses in a speculative philosophical framework. Paradigmatic is Hothos conception of a
speculative art history, which he understood as an empirical extension
of the philosophy of art, and at the same time as a philosophical embedding of art history.29
Equally characteristic with this combination of philosophy and empirical research in relation to art is Hothos attempt not only to write
about art for an informed publicwhich scarcely yet existedbut
also to be active as a poet. Hothos ambition was to influence public
life through broad artistic, critical activities. The aim was less to publish specialized technical studies than to contribute to educating the
aesthetic consciousness of the population.30 Despite differences in content among Hegels successors, Ruges engagement with art has a similar
profile. Besides his scientific treatment of art, Ruge was also active as an
author and translator of literary classics, as well as an art critic.31
In all these fields, philosophical reflection proper, art history, and
art criticism, a series of characteristic traits crystallizes, besides the stron-
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Hegel had described art as the unity of aesthetic experience and historical culture. Both in the application of the philosophical concept of
art to art history and criticism, and in philosophical reflection itself, further developments isolated and absolutized certain aspects of the concept of art, like form, content, expression, history, and culture. We can
distinguish two lines of argumentation that transform Hegels concept
of art, splitting it into a polar opposition.
On the one hand, subjectivity is taken as the starting point of reflection on art. From this perspective, art is interpreted through the specific effects which flow from its formal appearance, independent of any
possible conceptually identifiable content. This approach privileges aesthetic experience and the psychology of the subject in producing or experiencing art; the analysis is of such a subjects aesthetic consciousness.
Art is thus nothing other than an objective correlate of this aesthetic
consciousness. On the other hand, history is taken as the starting point of
aesthetic reflection. From this perspective, one considers art the bearer
of contents, focusing on the material art object and its properties or
social conditions. Art is thus whatever is recognized as art by the institutions of the art world. Hegelian authors come to stress either the subjective, or the historical and objective, side.
This split affects the Hegelian movement itself. Against the common background of extended empirical and historical knowledge, a
cultural-historical understanding of art derived from Hegel, and the
weakening of the thesis of the end of art, the Hegelians develop distinct,
indeed opposed, views of art, and divide into two camps, even if vaguely
defined.
The Hegelians who initiate this discussion immediately after Hegels
death place the experience of the aesthetic subject at the center of their
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attention. This is especially clear with Hotho,40 who from the side of both
production and reception thematizes the subjective capacity as such, and
no longer, with Hegel, the rational structure of artistic accomplishment.
In Hothos explications of aesthetic subjectivity there emerge characteristic distinctions from the analyses of Kant, Fichte, and Hegel, who stress
its rational character. Hothos own position, connecting aesthetic subjectivity ultimately to unrationalizable feeling, approaches the Romantic
tradition. At the level of production, Hotho takes the concept of fantasy to be fundamental, reducing the cultural-historical embeddedness
of art to the achievement of the creative subject: the genius as a great
individual. At the level of reception, in place of the cultural community
as addressee of the artwork, there appears the individual enjoying and
immersed in art, together with his modes of perception.41
This tendency toward subjectifying and psychologizing art is linked,
by this line of Hegels succession, with a continuing interest in the completion of the systematics of aesthetics. In order to grasp adequately the
whole development of art in its logical construction, supposedly in Hegels sense, his theory of art forms, which distinguished only three basic
phases, was subject to refinement and further differentiation. Hotho is
especially relevant here, as are Karl Rosenkranz and Friedrich Theodor
Vischer, who temporarily at least were close to the Young Hegelians. In
his aesthetics lectures, Hegel tries to make plausible in the historical development of art an immanent systematic, which he had established elsewhere, in the Encyclopedia. But the lectures remain in this respect an experimental field, in which Hegel reaches no definitive conclusions.42
In contrast, Hotho claims to close the gaps in the system of aesthetics with a Platonic-metaphysical speculative art history as the unity of
art, history (Historie), and philosophy. Philosophy is to provide an irrefragable criterion for the assessment of historical phenomena, to permit
judgments of art which follow stringently from philosophical systematics. Once the goal of art-historical development and of aesthetic knowledge is reached, the cultural-historical (geistesgeschichtliche ) meaning of
the past is revealed.43 Hotho links this completion of the philosophical
systematic with the tacit aim of correcting Hegels philosophical views of
art, adapting them to the changed conditions of scientific and artistic
discussion.
Hotho not only transposes these changed accents into publications
appearing in his own name but, as editor of Hegels aesthetic lectures,
also modifies his teachers material in the direction of this new understanding of art. The discovery of student manuscripts of Hegels lectures
has subsequently proven this.44 These transformations led to various
inconsistencies in the edited Hegelian Aesthetics, which have been remarked ever since.
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egorically distinct from it. Art indeed relates to history, and is objectified
in works; but as a phenomenon of absolute spirit, art is no purely historical, material phenomenon. For Hegel, historical facticity and artistic
constitution of meaning stand in constant reciprocal interaction.
With varying degrees of radicalism, the Young Hegelians turn another Hegelian thesis on art, that spirit can recognize itself only in its objectifications, into the primacy of historical facticity as Wirklichkeit. Ruge
sets art not only in relation to the becoming of the absolute in time;50
he also describes the immanent law of art as spirit in the world, which
can so little abstract from sensuousness that it can only come to appearance and be effective in the world of the senses.51 Art for Ruge has moreover the task of imitating (abzubilden) reality. Only reluctantly is the right
of the artist conceded to draw arbitrarily. He should rather renounce
his right to construct freely, but rather imitate [abbilden].52 Art has no
content in itself, but receives its content from the historical reality which
it imitates. The functions and developmental regularities of art are not,
in contrast to the Old Hegelians, isolated, elevated into an autonomous
aesthetic region, but partake of the one historical reality.
This imitative character of art does not mean a reduction to a mere
doubling of the given. Rather, imitation here implies opening up for
progress in the consciousness of freedom the meaning hidden in the
daily intercourse with things: The artist does not just reproduce what he
sees; and seeing is constructing and composing. Seeing rightly and penetrating the object is the most essential act in the creation of the second
world that the poet forms.53 Corresponding to this pragmatic tendency,
the Young Hegelians maintain the conviction that knowledge gained in
art must not simply remain confined to it. Art becomes a function of a
social utopia. Art not only imitates reality but works upon it, considering
reality from the viewpoint of freedom and evolving models which must
themselves become reality to satisfy the postulates of freedom. Art in this
conception is philosophically a testament to human freedom, but also
a motor of its practical attainment. The declared aim is to have practical effect on our people, and through literary creations to prepare the
greater creation of a free and happy era.54 Like the philosopher, the
artist must become the apostle of the future.55 Hegels action-theoretic
approach to aesthetics, which understands art as the work and as the
orientation point of a historical community, is recast in an activist mold.
Thus Ruge and his collaborators anticipate the definitive reconciliation
of men with their surrounding reality to occur in concrete history, particularly in the free state. Art, like philosophy, becomes the handmaiden
of history; through the propagation of concrete contents, it supports a
rational state, one promoting enlightenment and humanity.
For this reason, too, the Left Hegelians cannot allow Hegels thesis
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of the end of art to stand for the present age.56 Even in the (German)
present, the classical spirit of Greek art-religion can and must penetrate popular customs, which until now have been lacking in it.57 Here
Old and Young Hegelians agree that art in modernity is just as satisfactory
a form of self-reflection as science; hence the subtitle of both the central
organs of the Hegelian Left, Hallische and Deutsche Jahrbcher, journals
for science and art. Also shared with the Old Hegelians is the culturalcritical interpretation of the Hegelian thesis, understood as a diagnosis
of contemporary alienation. From this diagnosis, however, wholly different consequences flow: for the Left, it is not enough to render the
prose of daily life more bearable by transfiguring it in an autonomous
world of art and in inwardness; rather, art and science have a functional
relation to the mastery of the social and political problems of the day.
Art, however, does not derive its power of conviction and its practical potential from itself, but from correct political consciousness.
Thus Ruge praises Vormrz literature for making the opposition into
poetry.58 It becomes a common creed of the Hegelian Left that such
a correct consciousness is appropriate to artists, and should speak from
their works. They consider art a political instrument, indeed as a weapon.
Those who, like Rosenkranz, did not accept this Jahrbcher dogma were
soon ejected from the circle of collaborators.
It would be wrong, though, to conclude from the political progressivism of the Young Hegelians that they were unconditional proponents
of an aesthetic modernism. Their reversal of the thesis of the end of art
led them, like the Old Hegelians, to retain the classical ideal of art, which
remains valid as a criterion despite all concessions to the demands of the
time.59 Not only the content, humanity, was maintained in the classical
ideal, but also the form. The Young Hegelians applied this concept of
art, derived especially from Goethe and Schiller in literature, to activist
tendencies in political matters. This combination led to a dualism of
criteria,60 a separation of form and content in judgments. Works such as
agitational poems, which would have to be rejected on aesthetic grounds
because of their unclassical principles of composition, could still be defended because of their political partisanship for the cause of freedom.
For all his sympathy with their politically progressive content, Ruge offers a criticism of Georg Herweghs poems in formal perspective.61 In any
event, Herwegh is not himself to blame for this defect. A harmonious
art, perfected in form and content, is only possible, according to Ruge,
under conditions of fully emancipated social life.62
The chief concern of the Left Hegelian understanding of art is
thus less a philosophical than a strategic issue: What was sought was an
aesthetic theory compatible with the political goal of humanistic eman-
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cipation.63 Among the criteria of judgment, consequent political partisanship generally trumped artistic form. In a word, political freedom,
whole and undiminished, is the religion and poetry of our times.64
The Critique of Romanticism as the Paradigm of Young
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on.71 The most important catchwords are the denunciation of subjectivism and arbitrariness.72 The manifesto has been described as a grandiose document of partiality, arising from concern about the loss of a position of spiritual freedom acquired after centuries of difficult struggle,
whose effects on political reality could be calibrated according to a law
of causality, in Echtermeyers and Ruges view.73
The originator of the Romantic disease (Ungeistes) is rapidly identified in the manifesto. While diverse authors had performed unholy preliminary work for Romantic ideology, it is Schellings philosophy that
above all develops the principle of Romanticism.74 Here the manifesto
takes aim not at Schellings late positions, which he presents in Berlin
in the 1840s as a philosophy of revelation, but rather at his early System
of Transcendental Idealism (1800). This principle consists in Schellings
aestheticizing of thought, which is characteristic of his transcendental
idealism. The manifesto explains that at the center of Schellings system
stands perceiving spirit (anschauende Geist), not spirit becoming conscious
of itself. The absolute unity of knowledge with its object, the principle
and ground of all philosophy, cannot for Schelling be attained through
genuinely philosophical means. It is rather a matter of intuition, more
specifically of intellectual intuition. Art now assumes a central place in
Schellings system, as intellectual intuition made objective. In Ruge and
Echtermeyers account, this focusing on intuition is disastrous, because
it replaces reason with subjective arbitrariness. It is this defective subjectivity which reflects itself in aesthetics, instead of reason realizing itself in
historical actuality.75 The authors of the manifesto reproach Schellings
deviation from the path of enlightenment, and his barely concealed hostility to spirit which typifies the Romantic conception in general. The focus on intuition leads to an inappropriate underdetermination of spirit,
which underwrites a reactionary conception of history.76
The linkage of pragmatic tendencies, progressive political views, and
classical artistic ideals is also programmatic in Ruge and Echtermeyers
manifesto. They here apply their classically inspired artistic ideal exclusively against Romanticism and its regressive political consequences: the
alliance of the Romantics with the political Restoration. The Weimar classics are ranged on the opposing side, that of progress and enlightenment.
The manifesto proposes the ideal of synthesizing the principles of Schiller and Goethe: freedom, history, willing and doing, on the one hand;
culture and morality (Sitte), nature, and immediate subjective being on
the other, striving to combine Schillers subjective idealism and Goethes
ideal subjectivity into the objectivity of a real idealism as midpoint.77
In contrast to this ideal, Echtermeyer and Ruge disapprove of Jean
Pauls world-despising irony in the most extreme subjective idealism.
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In his humor, nothing remains but the self and its enjoyment, the I, in
whose inner world the objective world must shatter.78 Whereas Hegel
had explained Romantic irony as a misunderstanding of the Fichtean
structure of the reflexive self, the authors of the manifesto go further.
They detach irony from any philosophical or poetological interest and
stylize it as pure arbitrary will, a private, immediate subjectivism.79 In
irony persiflage80 is elevated to a principle. The lascivious Friedrich
Schlegel fares even worse than Jean Paul. His Lucinde succeeds in proving that Romanticism is nothing else than the inverted world.81
The effects sink even deeper: The final completion of Friedrich Schlegel . . . , the incarnate spirit of Lucinde, the palpable personification of ironic
genius82 appears to the authors in Friedrich von Gentz.83 His dandyish
self-understanding is the concrete embodiment of Schlegels ironic subject. Where the pure aesthetic comes to be the center of life-activity,
momentary pleasure becomes the ultimate value, and ethical principles
hopelessly break down.84
As the manifesto does not come up with other significant appraisals
of Romantic theory and its artistic practice, we can dispense with further
consideration of this polemic. It would be superfluous to reproach the
authors of the manifesto for misunderstanding the achievements of the
Romantics. The historical assessment of Romanticism has fundamentally
changed since their time, but the manifesto did contribute importantly
to the left image of Romanticism from Marx to Lukacs, the theories
of socialist realism, and the prevailing conception of Romanticism in
the nineteenth century.85 It would be equally superfluous to dwell on
the complete failure of the manifesto to bring about its intended socialpolitical effects.86 In 1843 the victory of conservatism led to the banning
of the Jahrbcher and to Ruges emigration.
What matters from the aesthetic point of view is rather the paradigmatic attempt to enlist art in the service of a political cause, the cause
of progress. If Ruge and Echtermeyer denounce the Romantics for remaining stuck in the realm of fixed ideas,87 this reproach can easily be
turned against the authors of the manifesto themselves: What they call
romantic is bitterly indicted by the critics of non-art, who are tormented
by the fixed idea that poets must improve the world, and must do so according to the prescriptions of those who know what the best of all possible worlds would look like.88 On this point, though holding diametrically opposed political ideals, the Left Hegelians are in agreement with
the Romantics, at least the more fanatical among them. In both cases, art
is instrumentalized in pursuit of extra-artistic ideological ends.
Criticism of the Romantics by Ruge and Echtermeyer is linked in
various ways with the polemics conducted by representatives of so-called
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of images with which people live. Here reemerges the tendency to anthropologize and psychologize the aesthetic, as in Hotho. The same is
true for the Left Hegelian instrumentalization of the beautiful for extraaesthetic ends, which can now be analyzed from the perspective of ideology critique and cultural history.98
The rejection of a concept of art often manifested in the art
world, one that is alien from life and monopolistically determined, is
readily understandable. But we must ask whether freeing the direction
of aesthetic reflection from art can really perform the explanatory function which is claimed for it. When the sciences of the image assert that
the empirical fact of a growing number of images means that these images thereby become a medium of reflection, they are advancing a highly
questionable proposition.
Hegels thesis implies rather that without a concept of art, one
can express nothing about the meaning of images for human selfunderstanding. So Hegel develops the concept of art as the fundamental aesthetic concept. This does not at all mean that aesthetic reflection
must restrict itself to art. It does mean that aesthetic reflection must
begin with art. Thus, for Hegel nature appears beautiful because man
projects into nature the artistic experience of an aesthetic made by man
for man. This projection is the presupposition for mans recognizing
himself in nature and experiencing it as for him.99
For the question of the relation of art to the everyday aesthetic,
what is decisive is that for Hegel, the key aesthetic function of art does
not lie in a traditionalistic concept of art as metaphysically grounded
hierarchy. Its key function consists in a different manner of reflectively
relating to things, in a grounding relation. What the extra-artistic aesthetic is in its cultural meaning is first clarified from within art. For art
is not simply the application of aesthetic means, but, as Hegel puts it,
art always thematizes, reflects, and brings to consciousness the possible
meaning of the aesthetic presentation. If we are not to fall back into selfincurred aesthetic immaturity,100 we must, with Hegel, explore the function of art in culture, and its meaning in making concrete the wisdom
of the peoples.101
Notes
1. On Young Hegelian aesthetics, art theory, and criticism, see Ingrid
Pepperle, Junghegelianische Geschichtsphilosophie und Kunsttheorie (Berlin: Akademie Verlag, 1978), esp. 109225; Peter Uwe Hohendahl, Literaturkritik in der
Epoche des Liberalismus, in Geschichte der deutschen Literaturkritik (17301980),
ed. P. U. Hohendahl (Stuttgart: Metzler, 1985), 129204; Karl Heinz Bohrer, Die
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Kritik der Romantik: Der Verdacht der Philosophie gegen die literarische Moderne (Frankfurt am Main, 1989), esp. 182220; Norbert Oellers, Die Hallischen Jahrbcher
und die deutsche Literatur, in Philosophie und Literatur im Vormrz: Der Streit um
die Romantik (18201854), ed. Walter Jaeschke (Hamburg: Meiner, 1995), 141
52; Karl Lwith, Von Hegel zu Nietzsche: Der revolutionre Bruch im Denken des 19.
Jahrhunderts (1941: Hamburg, 1981), esp. 31720; Gnther Groth, Arnold Ruges Philosophie unter besonderer Bercksichtigung seiner sthetik: Ein Beitrag
zur Wirkungsgeschichte Hegels (phil. diss., Hamburg, 1967); Jost Hermand,
Der deutsche Vormrz, in his Von Mainz nach Weimar (17931919): Studien zur
Deutschen Literatur (Stuttgart: Metzler, 1969), 174210; Sanna Pederson, Romantic Music Under Siege in 1848, in Music Theory in the Age of Romanticism, ed. Ian
Bent (Cambridge, Eng.: Cambridge University Press, 1996), 5774.
2. See especially Pepperle, Junghegelianische Geschichtsphilosophie, 13439.
3. See Wolfgang Essbach, Die Junghegelianer: Soziologie einer Intellektuellengruppe (Munich: Fink, 1988).
4. Arnold Ruge (18021880) was actively involved in the nineteenthcentury opposition movement. Ruge studied philology and philosophy in Halle,
Jena, and Heidelberg, where he was arrested in 1824 as a member of a banned
student patriotic society, the Jnglingsbund, whose aim was the national unity
of Germany and political reform. Detained during a yearlong enquiry, he then
spent 182530 as a condemned prisoner in the fortress of Kolberg. From 1831 to
1841 he lived as a schoolteacher, after his Habilitation as a Privatdozent, and then
as an independent author in Halle, where he began writing in defense of freedom of the press and of religion, and popular sovereignty.
At this time Ruge began his critical examination of Hegels philosophy,
which, linked to his political engagement, marked his subsequent thought. He
also met Ernst Theodor Echtermeyer. Together, against the opposition of the
Old Hegelian Jahrbcher fr wissenschaftliche Kritik, these two admirers of Hegel
founded, in 1838, the Hallische Jahrbcher fr deutsche Wissenschaft und Kunst. Soon
the Young Hegelians were trooping to this journal and to the busy Ruge. When,
in early 1841, the Prussian government banned the Jahrbcher for their liberal
tendency, Ruge transferred the editorship to Dresden, outside Prussian territory,
and changed the title to the Deutsche Jahrbcher fr Wissenschaft und Kunst. By the
beginning of 1843, this journal underwent the same fate. (See also the chapter
by Lambrecht and Bunzel in this volume.)
In the following years, Ruges standpoint rapidly changed. In Paris he
worked on Karl Marxs Vorwrts, and in 1844 they published together the Deutschfranzsische Jahrbcher. By winter 1844 Ruge withdrew from collaboration with
Marx, denouncing communism and advocating a bourgeois-democratic republic. (See the chapter by Calvi in this volume.) In 1847 he returned to Germany
via Zrich, where he collaborated with the radical liberal publicist Julius Frbel.
In Leipzig Ruge opened a bookshop and press, to publish writings on current
political events. In 1848 he edited the left-democratic newspaper Die Reform, first
from Leipzig, then from Berlin. He was elected in the same year to the Frankfurt National Assembly as a representative of the extreme left, but resigned in
October, frustrated by the daily business of politics. He was exiled because of
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his participation in the Berlin Democratic Congress. After stopping in Paris and
Brussels, in 1849 Ruge, together with Giuseppe Mazzini and Alexandre LedruRollin, established in London a European Democratic Committee, to promote
a pan-European republic. Ruge spent the last thirty years of his life in Brighton,
England. After the Battle of Kniggrtz in 1866, Ruge increasingly withdrew from
his earlier political stances, and came to see Bismarcks politics as offering Germany a respectable future. At Bismarcks personal request, from 1877 onward
Ruge was granted a stipend from the Reich in recognition of his work for German
unity. A large part of Ruges literary remains are now held at the International
Institute for Social History, Amsterdam.
5. N. Oellers, Vorwort, in E. T. Echtermeyer and A. Ruge, Der Protestantismus und die Romantik: Zur Verstndigung ber die Zeit und ihre Gegenstze: Ein Manifest, ed. N. Oellers (Hildesheim: Gerstenberg, 1972), iviii (quotation on iii).
The main text is a reprographic reprint of the first edition in Hallische Jahrbcher
fr deutsche Wissenschaft und Kunst (1839), col. 195355; 19612004, 211321,
216164, 24013, 240920, 243335, 244180, (1840), col. 41728, 43346,
497502, 50512.
6. Friedrich Sengle, Biedermeierzeit: Deutsche Literatur im Spannungsfeld zwischen Restauration und Revolution 18151848, 3 vols. (Stuttgart: Metzler, 197180),
3:541.
7. Heinrich Heine, Zur Geschichte der Religion und Philosophie in
Deutschland (preface to the second edition, 1834), in Werke und Briefe in zehn
Bnden, ed. Hans Kaufmann (Berlin and Weimar: Aufbau-Verlag, 1972), 5:170.
8. Ludwig Salomon called the Hallischen Jahrbcher the most important
periodical of these years in Germany. (Ludwig Salomon, Geschichte des deutschen
Zeitungswesens von den ersten Anfngen bis zur Wiederaufrichtung des Deutschen Reiches,
3 vols. [Aalen: Scientia, 1973; reissue of the Oldenburg and Leipzig edition,
19001906], 3:495.) With its claim not only to reflect the spirit of the times,
but to advance the rights of freedom, this journal fell like a wolf upon a herd
of newspaper-sheep. (Oellers, Die Hallischen Jahrbcher, 144.) Salomon
cites Rudolf Haym, who sympathetically recalled a half-century later this most
distinguished manifestation of German journalism and the most effective organ
of that part of the Hegelian School who turned the pacific realm of absolute
idealism into a warlike and conquering one. We seized every newly appearing
issue and gladly followed the brave leaders as they pressed ahead in this vociferous game against a new enemy and onto new terrain, convinced that victory was
inscribed on their banners. (Cited in Salomon, Geschichte des deutschen Zeitungswesens, vol. 3: 492; cf. Oellers, Die Hallischen Jahrbcher, 152.) Among the
numerous contributors to the journal were well-known authors such as Friedrich
Wilhelm Carov, Johann Gustav Droysen, Ludwig Feuerbach, Jacob Grimm,
Hermann Friedrich Wilhelm Hinrichs, Heinrich Laube, Karl Rosenkranz, Adolf
Stahr, David Friedrich Strauss, and Friedrich Theodor Vischer. See the chapter
by Lambrecht and Bunzel in this volume.
9. Jena Schmid, 1830.
10. Schill und die Seinen (Stralsund: Lffler, 1830).
11. Halle: Verlag der Buchhuchhandlung des Waisenhauses, 1832.
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12. A. Ruge, Neue Vorschule der sthetik: Das Komische mit einem komischen Anhange (Halle: 1837; Hildesheim: reprint OLMS, 1975).
13. Echtermeyer and Ruge, Der Protestantismus und die Romantik; this is cited
hereafter according to N. Oellerss reprint; also reprinted in Jaeschke, Philosophie
und Literatur im Vormrz, 192325.
14. These lectures are devoted to aesthetics, that is, the philosophy or
science of the beautiful, specifically the beautiful in art [Kunstschnen]. We exclude the beauty of nature [Naturschne]. (G. W. F. Hegel, Philosophie der Kunst oder
sthetik, nach Hegel, im Sommer 1826 [lecture notes of Hermann von Kehler], ed.
Annemarie Gethmann-Siefert and Bernadette Collenberg-Plotnikov [Munich:
Fink, 2004], 1.)
15. Ibid., 2.
16. G. W. F. Hegel, Vorlesungen ber die Philosophie der Kunst, Berlin 1823, [lecture notes of Heinrich Gustav Hotho], ed. A. Gethmann-Siefert, Vorlesungen:
Ausgewhlte Nachschriften und Manuskripte (Hamburg: Meiner, 1998), 13.
17. Hegel, Philosophie der Kunst 1823 (Hotho), 13.
18. Ibid., 211.
19. Ibid., 31. On the place of art as a phenomenon of absolute, not of
objective, spirit, see A. Gethmann-Siefert, Die Kunst ( 556563), in G. W. F.
Hegel Enzyklopdie der philosophischen Wissenschaften (1830), Ein Kommentar zum
Systemgrundriss von Hermann Dre, A. Gethmann-Siefert, Christa Hackenesch, Walter
Jaeschke, Wolfgang Neuser und Herbert Schndelbach (Frankfurt am Main: Suhrkamp,
2000), 31774, esp. 31929.
20. Hegel, Philosophie der Kunst 1823 (Hotho), 5.
21. We find that art is a way in which man has brought to consciousness
the highest ideas of his spirit; we find that the peoples have set down their highest intuitions in the representations of art. Wisdom, religion, are contained in
[the] art forms, and art alone provides the key to the wisdom and religion of
many peoples . . . This is the object that we wish to consider scientifically, indeed
in a philosophically scientific manner [philosophisch wissenschaftlich]. (Hegel, Philosophie der Kunst 1826 [Kehler], 2.)
22. In his aesthetics lectures, as already in his Differenz-Schrift (1801), Hegel
defends the position that the artwork is indeed the product of the individual,
of the genius, but belonging to mankind. (G. W. F. Hegel, Vergleichung des
Schellingschen Prinzips der Philosophie mit dem Fichteschen, in Jenaer Kritische
Schriften I, new ed., ed. Hans Brockard and Hartmut Buchner [Hamburg: Meiner,
1979], 94.)
23. On Hegels concept of the artwork, see especially A. Gethmann-Siefert,
Die Funktion der Kunst in der Geschichte: Untersuchungen zu Hegels sthetik, HegelStudien supplement 25 (Bonn: Bouvier, 1984), 285316; and A. GethmannSiefert, Einfhrung in Hegels sthetik (Munich: Fink, 2005), 37104 and 26374.
For an interpretation of Hegels aesthetics from an action-theoretical standpoint,
see Einfhrung in Hegels sthetik, 20232; and Rainer Wiehl, ber den Handlungsbegriff als Kategorie der Hegelschen sthetik, Hegel-Studien 6 (1971): 13570.
24. See A. Gethmann-Siefert, Hegel ber das Hssliche in der Kunst: Zum
Problem der Musealisierung und sthetisierung der Knste, in Hegels sthetik:
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Die Kunst der PolitikDie Politik der Kunst, ed. Andreas Arndt, Karol Bal, and Henning Ottmann, second part (Berlin, 2000; Hegel-Jahrbuch, 1999), 2141; Francesca
Iannelli, Das Siegel der Moderne: Hegels Bestimmung des Hsslichen in den Vorlesungen
zur sthetik und die Rezeption bei den Hegelianern (Paderborn: Fink, 2007).
25. Hegel, Philosophie der Kunst 1823 (Hotho), 4.
26. See G. W. F. Hegel, Vorlesungen ber die sthetik, ed. H. G. Hotho, 3 vols.
(Berlin, 183538, 184243).
27. See Ernst H. Gombrich, Hegel und die Kunstgeschichte, in HegelPreis-Reden 1977, Ernst H. Gombrich, Dieter Henrich, and Manfred Rommel (Stuttgart:
Belser, 1977), 728, esp. 7; Stephan Nachtsheim, Kunstphilosophie und empirische
Kunstforschung 18701920, Kunst, Kultur und Politik im Deutschen Kaiserreich
7 (Berlin: Gebruder Mann, 1984), esp. 12 and 30; Hans Belting, Das Ende der
Kunstgeschichte: Eine Revision nach zehn Jahren (Munich: Beck, 1995), esp. 13439.
28. See Elisabeth Ziemer, Heinrich Gustav Hotho 18021873: Ein Berliner
Kunsthistoriker, Kunstkritiker und Philosoph (Berlin: Reimer, 1994).
29. See B. Collenberg-Plotnikov, Hothos Vorstudien fr Leben und
Kunst als Entwurf einer spekulativen Kunstgeschichte, in H. G. Hotho, Vorstudien fr Leben und Kunst, ed. B. Collenberg-Plotnikov (Stuttgart-Bad Cannstatt:
Frommann-Holzboog, 2002), ixlxxxv; B. Collenberg-Plotnikov, Philosophische Grundlagen der Kunstgeschichte im Hegelianismus: Zu H.G. Hothos Vorlesungen ber sthetik oder Philosophie des Schnen und der Kunst (1833), in
H. G. Hotho, Vorlesungen ber sthetik oder Philosophie des Schnen und der Kunst, Berlin, 1833 (lecture notes of Hegels son Immaniuel), ed. B. Collenberg-Plotnikov
(Stuttgart-Bad Cannstatt: Frommann-Holzboog, 2004), xixxcix.
30. Wolfgang Beyrodt, Kunstgeschichte als Universittsfach, in K unst und
Kunsttheorie 14001900, ed. Peter Ganz (Wiesbaden: Harrassowitz, 1991), 317.
31. Outside the context of art, Ruge also acted as a mediator between
Hegelian philosophy and empirical research, especially through his translation
of a masterpiece of English positivismthe History of Civilization in England by
Henry Thomas Buckle (2 vols., London: Parker 185761; German translation:
Geschichte der Civilisation in England, trans. A. Ruge, 2 vols. [Leipzig and Heidelberg: Winter, 186061]).
32. In 1841 Ruge recognizes in Georg Herweghs activist lyrics a true new
birth, a fulfilled revolution (A. Ruge, Neue Lyrik, Deutsche Jahrbcher [1841]:
251 and 256). Friedrich Theodor Vischer formulated it retrospectively: We believed then that we were standing before a political revolutionin this we were
correctbut also before the birth of a wholly new art, which seemed to us as
the necessary fruit of the revolutionand this was clearly a beautiful dream.
(F. T. Vischer, Kritische Gnge, ed. Robert Vischer, 6 vols., second expanded edition [Munich: Meyer & Jesson, 191422], 5:ix).
33. See Gnter Oesterle, Entwurf einer Monographie des sthetisch
Hsslichen: Die Geschichte einer sthetischen Kategorie von Friedrich Schlegels Studium-Aufsatz bis zu Karl Rosenkranz sthetik des Hsslichen als Suche
nach dem Ursprung der Moderne, in Zur Modernitt der Romantik, ed. Dieter
Bnisch (Stuttgart: Metzler, 1977), 21797; Gnter Oesterle and Ingrid Oesterle,
Gegenfssler des IdealsProzessgestalt der KunstMmoire processive der
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Geschichte: Zur sthetischen Fragwrdigkeit von Karikatur seit dem 18. Jahrhundert, in Nervse Auffangorgane des inneren und usseren Lebens, Karikaturen,
ed. Klaus Herding and Gunter Otto (Giessen: Anabas, 1980), 87130; Iannelli,
Das Siegel der Moderne.
34. Echtermeyer and Ruge, Der Protestantismus und die Romantik, 23; originally published in Hallische Jahrbcher (1839): 2121.
35. Cf. Max Schasler, Uber Idealismus und Realismus in der Historienmalerei Eine Parallele zwischen M. v.Schwinds, Kaiser Rudolph, der gen Speyer
zum Sterben reitet und Ad. Menzels Friedrichs II und Josephs II Zusammenkunft in Neisse, Die Dioskuren 3 no. 40/41 (1858): 14344 and 146.
36. F. T. Vischer, Die Abdankung Karl V. von Louis Gallait und der Kompromiss der flandrischen Edeln von Carl Bifve: Gedanken bei Betrachtung der
beiden belgischen Bilder (1844), in Vischer, Kritische Gnge, 5:8995.
37. Anton Springer, Der humoristische Idealismus, in his Geschichte der
bildenden Knste im 19. Jahrhundert (Leipzig: Brockhaus, 1858), 10824; originally
published in Die Gegenwart 12 (1856): 71926.
38. Moriz Carrire, Ueber Symbol, personificirende Idealbildung und Allegorien der Kunst mit besonderer Rcksicht auf Kaulbachs Wandgemlde im
neuen Museum zu Berlin, Augsburger Allgemeine Zeitung, no. 63 (1856): 10013;
and no. 64 (1856): 101722.
39. See A. Gethmann-Siefert and Otto Pggeler, eds., Welt und Wirkung von
Hegels sthetik Hegel-Studien supplement 27 (Bonn, 1986), 11738, esp. 12528.
40. See Hotho, Vorstudien fr Leben und Kunst; and Hotho, Vorlesungen ber
sthetik.
41. See Collenberg-Plotnikov, Hothos Vorstudien fr Leben und Kunst;
and Collenberg-Plotnikov, Philosophische Grundlagen der Kunstgeschichte.
42. See A. Gethmann-Siefert, Phnomen versus System in Phnomen versus System: Zum Verhltnis von philosophischer Systematik und Kunsturteil in Hegels
Berliner Vorlesungen ber sthetik oder Philosophie der Kunst, ed. A. Gethmann-Siefert
(Bonn: Bouvier, 1992) (Hegel-Studien supplement 34), 939; and A. GethmannSiefert, Gestalt und Wirkung von Hegels sthetik (introduction), in Hegel,
Philosophie der Kunst 1823 (Hotho), xccxxiv, esp. xccxii. See also her Einfhrung
in Hegels sthetik, 3846.
43. See Collenberg-Plotnikov, Philosophische Grundlagen der Kunstgeschichte.
44. Cf. G. W. F. Hegel, Vorlesung ber sthetik, Berlin 1820/21 (lecture notes
of Ascheburg), ed. Helmut Schneider (Frankfurt am Main: Lang, 1995); Hegel,
Philosophie der Kunst 1823 (Hotho); Hegel, Philosophie der Kunst 1826 (Kehler);
G. W. F. Hegel, Philosophie der Kunst, Berlin 1826 (lecture notes of von der
Pfordten), ed. A. Gethmann-Siefert, Jeong-Im Kwon, and Karsten Berr (Frankfurt am Main: Suhrkamp, 2005). On the transformation of the theses documented in the manuscripts in Hothos edition of Hegels sthetik, see the studies
by A. Gethmann-Siefert, e.g., H.G. Hotho: Kunst als Bildungserlebnis und die
Kunsthistorie in systematischer AbsichtOder die entpolitisierte Version der
Erziehung des Menschen, in Kunsterfahrung und Kulturpolitik im Berlin Hegels,
ed. O. Pggeler and A. Gethmann-Siefert, Hegel-Studien supplement 22 (Bonn:
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58. H. Heine, Atta Troll, in Werke und Briefe in zehn Bnden, 1:344.
59. Note Heines ironic comments on the philistine Ruge: He has freedom in his head [im Geiste], but not yet in his limbs, and though he enthuses
about Hellenic nudity, he cant yet decide to peel off his modern barbarian trousers, or even the Christian-Germanic undergarments of morality [Sittlichkeit].
The Graces look smilingly on this inner struggle. (H. Heine, Aphorismen und
Fragmente, in Werke und Briefe in zehn Bnden, 5:427.)
60. Pepperle, Junghegelianische Geschichtsphilosophie und Kunsttheorie, 158;
and Hohendahl, Literaturkritik, 14951.
61. The otherwise beautiful diction suffers from many inaccuracies [Uncorrektheiten] . . . one must seriously warn against their taking hold, at a time when
it is necessary, in addition to acquiring civic freedom, to save from a barbaric reaction not only the free thinking of our great forebears, but also its perfected
form. (A. Ruge, Smmtliche Werke, 2:273.)
62. But this appearance [of a fully developed art] can only occur if Germany works its way to a free openness in its political relations [freien Oeffentlichkeit
seiner Staatsverhltnisse], if the reforming process can proceed from the subjectivity of feeling and the inwardness of merely theoretical thinking to the stage
where spirit perceives as realized in objective reality the freedom won through
knowledge, and willingly and actively joins forces with it. (Echtermeyer and
Ruge, Der Protestantismus und die Romantik, 23; originally published in Hallische
Jahrbcher ([1839]: 2121.)
63. Hohendahl, Literaturkritik, 152.
64. Ruge, Smmtliche Werke, 2:271.
65. The key texts are assembled in Klaus Peter, ed., Die politische Romantik in
Deutschland: Eine Textsammlung (Stuttgart: Reclam, 1985).
66. Ruge to K. Rosenkranz, December 12, 1839, in Arnold Ruges Briefwechsel und Tagebuchbltter aus den Jahren 18251880, ed. Paul Nerrlich, 2 vols.
(Berlin:Weidmann, 1886), 1:178.
67. Ruge to D. F. Strauss, March 16, 1839, in Arnold Ruges Briefwechsel und
Tagebuchbltter, 1:192.
68. See Adolf Stahr, Kleine Schriften zur Litteratur und Kunst, 4 vols. (Berlin,
187175), 1:40910; and Oellers, Vorwort, viiviii. In his 1846 article Unsre
Classiker und Romantiker seit Lessing, Ruge reproduces the text of the manifesto almost completely and without substantial modification.
69. Oellers, Die Hallischen Jahrbcher und die deutsche Literatur, 149.
70. See O. Pggeler, Hegels Kritik der Romantik (1956; Munich, 1998).
71. See Oellers, Vorwort, v; and Oellers, Die Hallischen Jahrbcher
und die deutsche Literatur, 149.
72. The principle of Romanticism . . . consists in this, that the subject
holds fast to the singular, to the I, in the Protestant process of self-appropriation.
Thus it remains fixed in the negation of the universal, persisting in this empty
movement. The I, as such, is the positive; it is unable to understand the truth
in the objective. Thus the objective, drawn into the I, disappears into the bottomless pit of the self, which remains as it is, instead of purifying, transfiguring,
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against liberal and national currents. Later, as one of the fathers of censorship
policies promulgated in the Carlsbad Decrees of 1819, Gentz became, next to
Metternich, one of the most hated symbols of reaction in the Vormrz.
84. See Bohrer, Die Kritik der Romantik, 21020.
85. See Oellers, Vorwort, esp. ivi; and Oellers, Die Hallischen Jahrbcher und die deutsche Literatur, 152.
86. Immediately after its publication, Ruge complains, resignedly: From
day to day and month to month we sink further; and the swing gets vertiginously
faster toward dumb Christianity and support for the aristocracy, and vulgar, lying theology. (Ruge to K. Rosenkranz, April 4, 1840, in Arnold Ruges Briefwechsel
und Tagebuchbltter, 1:214.) Two years later Ruges general assessment is that the
Justemilieu of Romanticism is everywhere at the helm. (Ruge to M. Carrire,
March 3, 1842, in Arnold Ruges Briefwechsel und Tagebuchbltter, 264.)
87. Echtermeyer und Ruge, Der Protestantismus und die Romantik 50; originally published in Hallische Jahrbcher (1839): 2444.
88. Oellers, Die Hallischen Jahrbcher und die deutsche Literatur, 150.
89. Pertinent to this assessment is Robert Prutzs comment: Young Germany was in the most decisive and explicit antagonism to previous Romanticism,
but in essentially romantic form. It wanted to do away with the one-sidedness
of our previous literary culture [Bildung], it wanted to draw literature closer to
life, and to revive its exhausted body by contact with politics, philosophy and
theology, but it used exclusively literary means to do this; it wanted simply to
raise literature beyond itself, but it succumbed in the midst of this effort to the
same literary caste-spirit to which the Romantics had paid homage. It wanted
to be a political and social party, but turned into a mere literary coterie. (R. E.
Prutz: Die deutsche Literatur der Gegenwart. 1848 bis 1849, 2 vols. [Leipzig: Voigt &
Gnther, 1859], 2:6.)
90. Hohendahl, Literaturkritik, 175.
91. Ibid., 155.
92. See Gethmann-Siefert, H.G. Hotho: Kunst als Bildungserlebnis;
Collenberg-Plotnikov, Hothos Vorstudien fr Leben und Kunst als Entwurf
einer spekulativen Kunstgeschichte.
93. Hotho, Vorstudien fr Leben und Kunst, 376.
94. Echtermeyer and Ruge, Der Protestantismus und die Romantik 82, originally published in Hallische Jahrbcher (1840): 512.
95. See Gethmann-Siefert, Die Funktion der Kunst in der Geschichte, 163235;
and Gethmann-Siefert, Einfhrung in Hegels sthetik, 13763 and 34760.
96. Hegel, Philosophie der Kunst 1823 (Hotho), 204.
97. See Oesterle, Entwurf einer Monographie des sthetisch Hsslichen,
254.
98. In empirical image-science [Bildwissenschaften], see the essays by Hans
Belting and Horst Bredekamp: H. Belting, Bild-Anthropologie: Entwrfe fr eine
Bildwissenschaft (Munich: Fink, 2001); and H. Bredekamp, Thomas Hobbes: Der Leviathan: Das Urbild des modernen Staates und seine Gegenbilder, 16512001, 2nd ed.
(Berlin: Akademie Verlag, 2003).
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99. See K. Berr, Hegels Konzeption des Naturschnen (phil. diss. Hagen,
2009), http://deposit.fernuni-hagen.de/1659/1/Dissertation_Karsten_Berr.pdf.
100. See Willibald Sauerlnder, Iconic Turn? Eine Bitte um Ikonoklasmus, in Iconic Turn: Die neue Macht der Bilder, ed. Christa Maar and Hubert Burda
(Cologne: Dumont, 2004), 40726, 422; and B. Collenberg-Plotnikov, Die
Funktion der Kunst im Zeitalter der Bilder, Zeitschrift fr sthetik und Allgemeine
Kunstwissenschaft 50, no. 1 (2005): 13953.
101. See note 21.
11
Karl Rosenkranzs Aesthetics of the Ugly (sthetik des Hsslichen) was first
published in Knigsberg by the Verlag der Gebrder Borntrger in
1853. Since then it has been republished several times in Germany in
the last few decades (in, for example, 19731 as well as in 1990, 1996, and
20072) and been translated into languages including Italian (1986) and
French (2004).3 Where many other works by nineteenth-century Hegelians on aesthetics have now been forgotten or relegated to discussions
in academic journals and books, Rosenkranzs Aesthetics of the Ugly is still
referred to in public discussions of contemporary art and aesthetics in
Germany as a work which has focused attention on the ugly as well as the
beautiful in art.
Only recently, the critic Jens Biski refers in a discussion of Umberto
Ecos On Ugliness of 2007 to Rosenkranzs Aesthetics of the Ugly as having
raised awareness of the ugly in aesthetics, if as the shadow side and
negation of the beautiful.4 Earlier discussions of, or references to, the
importance of Rosenkranzs Aesthetics of the Ugly for both nineteenth- and
twentieth-century art and aesthetics as well as for the aesthetics of the
ugly per se are to be found in works by Hans Robert Jauss, Theodor W.
Adorno, and others.5 Rosenkranzs Aesthetics of the Ugly has been seen
by several recent commentators as important for its turning of idealist
aesthetics toward an analysis of the ugly as a part of an aesthetics of the
beautiful, and is also of interest both for its analysis of the interaction
of the ugly with the comic in caricature and for the importance given
by it to caricature at a time when that form was the subject of political
as well as aesthetic criticism. It has further been suggested that one of
the impetuses behind Rosenkranzs Aesthetics of the Ugly was Hothos 1835
edition of Hegels Lectures on Aesthetics, which Rosenkranz had reviewed
in 1836 in the Jahrbcher fr wissenschaftliche Kritik. The text of this review was used for the article on Hegels Aesthetics of 1836 in Rosenkranzs Critical Explanations of the Hegelian System (Kritische Erluterungen
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des Hegelschen Systems) of 1840 (pp. 177217), which also states (p. 202)
that the concept of humor must find its place inside the concept of the
beautiful.6 Brigitte Scheer concludes her recent analysis of the Aesthetics
of the Ugly by suggesting further that with Rosenkranzs treatment of the
ugly in caricature, idealistic aesthetics in the narrow sense is left behind,
in spite of the binding of his theory to Hegelian metaphysics, and the
first step is made towards the full recognition [Erkennung] of the ugly in
the art of the modern.7
Hegels Lectures on Aesthetics had dealt with the arts from the earliest
recorded times to those of the early nineteenth century,8 but had also
spoken of their end and not only given poetry supremacy over music
and the visual arts, but philosophy over aesthetics. As Kliche and others
note in their commentaries to Rosenkranz,9 there is no systematized aesthetics of the ugly to be found in Hegels works, although comments on
its appearance in the history of art are made.10 Art at its height was for
Hegel the expression of the idea of the true, the good, and the beautiful.11 Modern art when ugly (see, for instance, Hegels comments on the
1828 exhibition of paintings in Berlin referred to in following passages)
is inferior art. Rosenkranzs Aesthetics of the Ugly is one attempt at an aesthetics by Hegelians after Hegel that not only takes up and challenges
issues discussed in Hegels Aesthetics as edited by Hotho (including the
inadequacy of modern caricature and wit and the supposed decline of
the arts in the modern world), but also discusses artists and writers of the
mid-nineteenth century who could not be covered by Hegel himself.
Karl Rosenkranz (18051879), the official biographer of Hegel,12
is said to have become acquainted with Hegel (17701831) in the last
year of the latters life. Prior to that Rosenkranz had studied theology in
Berlin from April 1824 with Schleiermacher, Marheineke, and Neander,
and had heard Henning lecture on Hegels Encyclopedia. Rosenkranz had
then continued his study of Hegels teachings while in Halle from Easter
1826, having attended Hinrichss lectures on the Aesthetics in 1826 and
those of Daub on the Philosophy of Religion in the following year, and having made a study of the Phenomenology and Science of Logic. From these
studies of Hegels thought, Rosenkranz is said to have transformed his
earlier Romantic view of the world as one divided into the self and the
other into an integrated system in which the Absolute is understood
as having revealed itself in nature and history.13 Having published his
Aesthetic and Poetic Notes (sthetische und poetische Mitteilungen) in Magdeburg in 1827 and been appointed to the philosophical faculty in Halle
in 1828, Rosenkranz embarked on a study of the History of German Poetry
in the Middle Ages (Geschichte der deutschen Poesie im Mittelalter, 1830)14 as a
contribution toward the study of the development of Spirit in German
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between both the old and the young Germany and the parties of philosophers.24 Among others given masks in Rosenkranzs farce, Christian Hermann Weisse (whose relevance to Rosenkranzs Aesthetics will be discussed)
appears in the play as Ubique and Ludwig Feuerbach as Gluthbach.
Although the conservative theologian Eduard Hengstenberg had
praised Rosenkranzs comedy, one other of those depicted in it, Arnold
Ruge (18021880),25 had criticized it in both a letter to Rosenkranz of
January 1840 and in an article for the Hallische Jahrbcher of August 4,
1840 addressed to Rosenkranz. In this article, To Rosenkranz on his
comedy The Center of Speculation (An Rosenkranz ber seine Komdie
Das Centrum der Speculation),26 Ruge criticizes Rosenkranzs comedy, first
on the literary grounds that it was a contradiction in terms in being a
critical comedy;27 second for what Ruge describes with some exaggeration as the insulting depiction of himself in the character of the lionlike Leo rugiens, which he claims had enabled Hengstenberg to attack
him further in a review of the play; and third for the fact (although
apparently contradictory to Ruges criticism of the piece as a critical
or philosophic, rather than a realistic, comedy) that Rosenkranz had
decided upon no winner among the philosophers, but had let them be
dispersed by the two farcical gendarmes.28
In addition to writing an analysis of the comic in his New Primer of
Aesthetics: The Comic with a Comic Appendix (Neue Vorschule der sthetik: Das
Komische mit einem komischen Anhange, the title being a reference to Jean
Pauls Vorschule der sthetik) in 1837, Ruge had written on the comedies of
Aristophanes as well as on the wit of Heine29 in the late 1830s and after,
and had condemned Heines use of irony to deflect from the expression
of his real feelings, as well as the frivolity of his wit.30 Heine (a student of
Hegel who had turned from the study of law to the writing of prose, fiction, and satire as well as poetry) is also criticized by Rosenkranz in the
Aesthetics of the Ugly for the frivolity of his more blasphemous works.31
It is in his Aesthetics of the Ugly that Rosenkranz nonetheless provides
a defense of caricature itself as a liberating force that goes beyond the position of Hegel on caricature as presented by Hotho,32 and which can also
be said to implicitly provide support for at least some (if not all) of the esoteric as well as exoteric uses of comedy practiced by radical Young Germans writing under the Prussian censorship of the 1840s and by some of
the Young Hegelians themselves.33 Rosenkranzs own fear of censorship
when writing on Hegels republican period in his biography of Hegel in
the early 1840s has been recorded and commented upon by Schumm,34
while problems with his liberal ideas at the time of the Revolution of
1848, and subsequent disappointments, are discussed by Kliche.35
As mentioned previously, Rosenkranz under the mask of Glden-
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stern had already remarked with some irony in The Center of Speculation
that he had found it difficult to decide whether he belonged to the
old or young Germany.36 Even if Rosenkranz can also be seen in
other works such as his Poetry and Its History (Die Poesie und ihre Geschichte)
to have argued for a literature that would be more than mere political
invective,37 his defense of caricature in Aesthetics of the Ugly cannot be
overlooked as having contributed in the context of his time to a radical
rather than a conservative defense of that form,38 where others had
viewed it with suspicion on political as well as aesthetic grounds.39
For Rosenkranz it will, moreover, specifically be caricature that is
able to both depict and go beyond the ugly by making the latter comic.
In the introduction to his Aesthetics as edited by Hotho, Hegel had described caricature as not only exaggerating a characteristic, but as being
characteristic of the ugly, which is itself a distortion (Zudem zeigt sich
das Karikaturmssige ferner als die Charakteristik des Hsslichen, das
allerdings ein Verzerren ist),40 and had later described the fantastic caricature as having been unable to depict the true Ideal.41 Such a view of
caricature would seem to be very different from that of Rosenkranz as
presenting, in its best examples, a release from the ugly.
Although written up in only seven months between October 1852
and May 1853, Rosenkranzs Aesthetics of the Ugly can, moreover, be traced
back to the late 1830s,42 when Rosenkranz was still concerned with the
legacy of Hegels philosophy, and to several other Hegelian as well as
pre-Hegelian sources.43 Dieter Kliche writes in his commentary to Rosenkranzs Aesthetics of the Ugly, following Rosenkranzs comments on chapters 2325 of G. E. Lessings Laocoon of 1766, in the opening note to his
Aesthetics of the Ugly,44 that the ugly had already been the subject of analysis not only in Lessings Laocoon, where it had been described as being
capable of eliciting emotions pertaining to both the laughable and the
terrifying, but also in an essay of 1795 by the young Friedrich Schlegel,
On the study of Greek poetry (ber das Studium der griechischen
Poesie),45 not specifically discussed by Rosenkranz,46 where the ugly
had been described as an element of modern art, but as one to be overcome.47 Kliche also suggests, following Rosenkranzs endnote to p. 5 of
his Aesthetics of the Ugly, that it was Christian Hermann Weisses System of
Aesthetics as Science of the Idea of Beauty (System der sthetik als Wissenschaft
von der Idee der Schnheit) of 1830 that had first attempted a systematic and
dialectical analysis of the ugly as an organic part of the idea of the beautiful.48 For Weisse, summarizes Kliche, it was the contradiction between
the reality in which the beautiful was to be found and the general idea of
it that forced beauty to appear as its own contradiction and to be related
not only to the sublime, but also to both the ugly and the comic.49
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more radical Hegelians.61 While Ruge speaks of the beginning of a reconciliation with Rosenkranz, in a letter to Franz Rhl of July 21, 1875,62
he also appears to ignore Rosenkranzs own skepticism about the division of the early Young Hegelians into left, right, and center with regard
to Strausss theological (or Christological) questions when he writes, in
reply to a claim by Rhl regarding Rosenkranz, that if Rosenkranz makes
himself the center of Hegelian philosophy, Leo the right wing,63 and
Ruge the left, then Ruge cannot say where the Hegelian school itself is,
as Rosenkranz was never in his opinion the central sun (Centralsonne) of
it. Rosenkranz, according to Ruge, had only moved in comet-like digressions (kometarische Ausschweifungen) and had made the mistake of moving too far away from the logical center (von dem Logischen Centrum); a
reference, it would seem, to Rosenkranzs divergence from Hegel in his
Science of the logical idea (Wissenschaft der logischen Idee) of 1858.64
In his entry on Rosenkranz in the Allgemeine Deutsche Biographie,65
Carl Prantl writes that the philosopher had been wary of accepting
Strausss characterization of him as being in the center (Centrum) of
Hegelian philosophy in both his The Center of Speculation of 1840 and his
Critical Explanations of Hegels System (Kritische Erluterungen zu Hegels System) of the same year.66 (Rosenkranz later criticizes Strausss own
tenets in his Critique of the Principles of the Straussian Doctrine [Kritik der
Principien der Straussschen Glaubenslehre] of 1845.) Rosenkranz is further
judged by Prantl as remaining wholly true to Hegel only in the areas of
natural philosophy and psychology (see Prantl, p. 215), and of diverging
from him in the areas of ethics and the philosophy of law as well as in his
science of the logical idea and aesthetics.67
It is in particular Rosenkranzs raising of caricature to a place of
importance in his aesthetics of the ugly that, together with his investigation of the ugly and the comic as a part of the beautiful, makes his aesthetics different from those of both Hegel as edited by Hotho and others
of his time, and of relevance to the modern understanding of the arts of
both the nineteenth century and after.
Umberto Ecos novel The Name of the Rose (1980) is but one influential work of the late twentieth century to return to the ideasupported
by the publication in 1839 of the medieval manuscript held in Paris
known as the Tractatus Coislinianus 68that Aristotelians could also have
seen comedy as cathartic and as a liberation from the laughably ugly.69
Not all historians of aesthetics70 appear to have noted, however, that the
title and part of the substance of Rosenkranzs Aesthetics of the Ugly can
also refer to Aristotles comments on comedy in his Poetics and his claim
in its chapter 5 that comedy deals with the laughable that is a species
of aischros,71 a word that is generally translated in nineteenth-century
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It is then added that the older Dutch masters were able to show human
nature with both artistic freedom and cheerfulness.
Rosenkranz himself defends both Hegel and Hotho against those
who claim that their defense of the Dutch genre painters was merely of
their realism (see Rosenkranz, Aesthetics of the Ugly, p. 211), and he also
quotes in his note to this passage (see Rosenkranz, p. 448ff.) the above
lines from Hegel on the cheerfulness of Dutch art. Other works by German artists painting after the death of Hegel were also (despite Hegels
criticisms of contemporary artists) to emulate the Dutch masters (see, for
example, the works of the Dsseldorf artist Eduard Geselschap [1814
78]), as well as to use caricature to produce humor from the commonplace in nature (as, for example, in the works of the Dsseldorf school
artists Adolph Schroedter [180575] and J. P. Hasenclever [181053]).
Arnold Ruge had already commented favorably on some of the
more modern paintings of the Dsseldorf Academy of Art (the birthplace of the Dsseldorfer Malerschule or Dsseldorf school of painting)
in his article The Spirit of the Age in the Dsseldorf Academy (Der
Zeitgeist in der Dsseldorfer Akademie) of 1838.80 Instead of speaking of the end of art as a whole, Ruge describes the age as seeing the
endor, at least, the decay or laying wasteof poetry (Die Zeit ist jetzt
poetisch verwahrlost)81 and a desire for a new expression of the ideal,
which would appear to us in a living and material (incarnate) way to
move us. It is, according to Ruge, this need that contemporary painting
has been seeking to satisfy. The self-mocking poetry as well as the philosophy of the present have proved wanting (Ruge, Spirit of the Age,
p. 189). It is, moreover, not the religious, more spiritual art of the academys Nazarene directors, Peter Cornelius (17831867) and Wilhelm
von Schadow (17881862), which Ruge praisesSchadows poetic
Mignon of 182628 is also commented upon critically by Hegel in his
Aesthetics as edited by Hotho (see Aesthetics, trans. Knox, vol. 2, p. 857)
for not adequately portraying the complexity of the situation in which
Mignon finds herselfbut the reaction to them of independent and
rational artists such as G. E. Lessings great-nephew Carl Friedrich Lessing (180880).82
For Ruge the storming of the Bastille would be a better topic for
contemporary art than the seven wise and foolish virgins which Ruge
says he had seen Schadow painting in his studio.83 To Ruge even The Storming of Iconium (Sturm von Ikonium) by H. F. Plddemann (180968) and
Lessings Hus Before the Council of Constance (Huss vor dem Concil), while
still concerned with the history of religion, mark the real awakening
of new epochs. Realism, but not imitation, is Ruges catchphrase here,
although the works explicitly praised by him may also be said to have
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imitated other, earlier works of history and fresco painting. The genre
painter Rudolf Jordan (181087) is then also praised for the truth of
his work, including its humor, in his representation of the fisher folk of
Heligoland in his Engagement on Heligoland (Verlobung auf Helgoland), as
is also Adolph Schroedter as the painter of Don Quixote reading and Sir
John Falstaff recruiting.84 Ruge even goes on to suggest here that humor
and sensual love85 stand to the extreme left of the sacred art of the directors of the academy and that it is they, the unholy,86 who achieve what
the holy or sainted (die Heiligen) had wanted to achieve in the realms
of both beauty and truth.87
For Rosenkranz in his Aesthetics of the Ugly, however, it is not so much
the opposition of the comic genre painters to the holy or sacred as the
liberation from the negation of the sublime in the commonplace that
derives from their humorous depiction of everyday life that is important.88 In his discussion of contemporary genre painting, Rosenkranz,
like Hegel, criticizes those modern works that have depicted the banality of everyday life all too realistically and without an atom of wit
(see Rosenkranz, Aesthetics of the Ugly, p. 211, on the paintings of cooks,
fruit sellers, schoolboys, mothers repairing stockings, and bootmakers
repairing boots as well as of pastors in dressing gowns and idlers in taverns), but he defends artists who have moved beyond the ordinary (das
Gewhnliche) and the paltry (das Kleinliche) through irony and humor. He
praises (p. 213) in particular among the Dsseldorf school of painters
the humor (Komik) of J. P. Hasenclever in his The Dancing Lesson (Tanzstunde), The Artists Studio (Maleratelier), The Tea Party (Theegesellschaft),
and Jobs as Nightwatchman ( Jobs als Nachtwchter).89
Hasenclevers The Artists Studio of 1836 90 had used both realism
and irony to parody the copy of the Louvres Borghese Warrior used in the
academys antique class (and discussed by G. E. Lessing in his Laocoon
with regard to Winckelmanns analysis of the question of which action is
represented by it) by showing an artist holding aloft a wine bottle rather
than a sword or spear. In addition to this, Hasenclever appears to have
parodied the gesture of the radical Hussite preacher in the historical
painting The Hussite Sermon (Hussitenpredigt) of 1836 by Carl Friedrich
Lessing (the artist praised by Ruge), where a chalice is held aloft to
represent the claim that those other than priests should be able to administer the sacrament.91 Paintings by Hasenclever such as The Sentimental One (Die Sentimentale) of 1846 had (as in Schroedters The Sorrowing
Tanners [Trauernde Lohgerber] of 1832) further parodied the sorrowing
gestures that are to be found in many Nazarene as well as late Nazarene
works following Schadow and Cornelius.92
Rosenkranzs foreword to the Aesthetics of the Ugly begins (p. iii)
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with the question: An aesthetics of the ugly? And why not? Aesthetics
itself, Rosenkranz goes on to say, is a collective name for a group of concepts which can be divided into three classes. These are concerned with
(1) the idea of the beautiful, (2) the understanding of its production,
and (3) the system of arts, or the representation of the idea of the beautiful in art in a certain medium. Already in his discussion of the first point
as involving the metaphysics of the beautiful, Rosenkranz moves on to
the idea that an investigation of the beautiful must involve one into the
ugly as das Negativschne (a composite word that brings together the
idea of the beautiful with that of its negative pole and which might
be translated into English as the negative aspect [or side] of the beautiful).93 Turning to his concept of the ugly, Rosenkranz speaks (p. iv)
of how he has developed the concept of the ugly as the middle point
(Mitte) between that of the beautiful and the comic and of a cosmos of
the ugly and its metamorphoses from its earliest chaotic and asymmetric
forms to the many different forms of the disorganization of the beautiful, as well as of how (p. v) the ugly produces caricature instead of the
Ideal. Rosenkranz adds (p. vi) that he realizes that while attempting to
cover a wide range of examples, he will only be making a start on the
study of this neglected topic. Turning again to the subject of the comic,
Rosenkranz writes (p. vii) that it (das Komische) is impossible without the
ingredient of ugliness that is released by it and is formed back (zurckgebildet) into the freedom of the beautiful.
In several sections of Rosenkranzs work, the comic is defended as
a way to the liberation of the spirit from the base and the ugly, and the
ugly is thereby made part of the aesthetic dialectic, but it is above all in
the concluding section on caricature (pp. 386ff.) that a defense of that
form, which was then still much politically mistrusted, is to be found.
Rosenkranz, however, does not prize mere satire in the caricature
(see also pp. 422ff.),94 but adds that the ideal caricature must also have
an element of the fantastic or imaginative able to bring about the freedom from that which it is distorting, and which can lead to the metamorphosis of the ugly (see especially p. 424). Beginning (p. 386) with
a description of the beautiful (das Schne) as appearing either as the
sublime or as its opposite in the merely pleasing (das Gefllige), Rosenkranz adds that the beautiful may also appear as the absolute that unites
the sublime and the pleasing in itself in perfect harmony.95 Still dependent upon the concept of the beautiful, the ugly (das Hssliche) is then
described (p. 387) as turning the sublime into the common, the pleasing into the displeasing or the repulsive (das Widrige), and the absolute
beautiful into caricature, in which dignity (Wrde) can become bombast
(Schwulst), and charm (Reiz) coquetry (Koketterie). Caricature is in this
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respect the high point in the formation of the ugly, but also enables the
crossing over into the comic through the contrast between itself and that
which it distorts.96
Caricature is already understood here as a reflexive process of
distortion productive of the comic rather than as a static image of the
ugly,97 and is then further described (in contrast to other definitions of
it) as being more than exaggeration. Furthermore (see pp. 38990), the
creation of a lack of proportion in a caricature is said to force us to bring
into our minds (subintelligieren)98 proportionality in its stead: the caricature thus gives us an idea of the beautiful while presenting us with its
distorted image.99
Rosenkranz suggests (p. 390) that the secret of caricature is, moreover, that harmony is produced again from disharmony in it (see also
Ecos On Ugliness, p. 152). Rosenkranz had collected many hundreds of
caricatures over the years between 1835 and 1853 while he was working
on his Aesthetics of the Ugly (Rosenkranz [p. 390] refers to Grandvilles The
Small Sorrows of Human Life [Petites misres de la vie humaine] of 1843 as
well as to Aristophanes caricature of Socrates in his Clouds [pp. 392
93]), and it would have been obvious to him that many of these caricatures had in fact made their point from within what could be described
as a pictorially or poetically harmonious whole. Rosenkranzs Aesthetics of
the Ugly can for this, as for other reasons, not just be seen as a justification of the ugly or the distorted in art, since the latter is almost always
superseded on the level of both the individual and the general in the
caricatures discussed by him.
Rosenkranzs Aesthetics of the Ugly also distinguishes between the involuntary caricature found in the real world (die Welt der wirklichen
Erscheinung) and artistic caricature (p. 393). It is here, moreover, that
Rosenkranz speaks explicitly of the satiric function of artistic caricature
(p. 394) and finds it not only in the visual arts (from Leonardo through
Hogarth to contemporaries such as Gavarni and Wilhelm von Kaulbach,
as well [p. 415] as Cruikshank, Phiz, and [p. 423] Daumier) but also in
literature, from the ancient parody (travesty) known as the Battle of
the Frogs and Mice (Batrachomyomachie) onward. Rosenkranz (p. 417) also
refers to the satirical journals Punch, Charivari, and Kladderadatsch (the
latter begun by David Kalisch and others after the German Revolutions
of 1848), having also noted (p. 415) how great cities like London, Paris,
and Berlin100 make fun of themselves (sich persiflieren) in their cockneys,
badauds, and Buffeys. (Herr Buffey was the character of a busybody
used by Adolf Glassbrenner in his satires of Berlin society of the late
1830s and early 1840s.)101 In all of these comic works Rosenkranz (see
pp. 41213) finds a drive to realize the Ideal. (Caricature is further de-
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scribed [p. 414] as having to represent the Idea in the form of its opposite [die Unidee] in a concrete medium.) He further argues that a history of the form from Aristophanes through Calderon and Shakespeare,
Cervantes, Rabelais, Swift and Boz (Dickens), Tieck and Jean Paul, to
Voltaire and Gutzkow102 will show this to be a canon which cannot be
ignored or decried, as can be the case with examples of bad caricature.
(Rosenkranzs typology of the bad caricature also suggests criteria for
the ideal caricature.)103
Such examples of good caricature are for Rosenkranz also examples of ideal content, wit, freedom, and daring as well as delicacy and
humoristic elasticity.104 Rosenkranz, moreover, concludes his study of
caricature, and the Aesthetics of the Ugly as a whole, with the claim that
caricature is able to dissolve (auflsen) the repulsive (das Widrige) in the
laughable, in being able to absorb (aufnehmen) all the forms of the ugly,
but also the beautiful, into itself (p. 432). This is achieved, moreover,
through the humor that drives the caricature into the fantastic or fanciful.105 It is also here, in his combination of both Hegel and Weisse with
what may be described as a nineteenth-century Aristotelian theory of
comedy as both the depiction of and liberation from the laughably ugly,
that Rosenkranz develops a more dynamic and radical Hegelian defense
of both ancient and modern caricature as the representation and liberation from the ugly in nature than either Hegel or his contemporaries
appear to have done. This also makes his text of interest still to the historian of Hegelianism as well as to observers of the development within
modern art of both the Aesthetics of the Ugly106 and of caricature.107
Although not recognized in all commentaries on his work, it is above all
Rosenkranzs concluding analysis of caricature as a liberation from the
ugly that marks a new and radical departure in both the analysis of the
ugly as part of an aesthetics of the beautiful and the analysis of caricature
as a cathartic and liberating form in his time.108
Conclusion
Although David Friedrich Strausss designation of Rosenkranz as taking
a middle position between those on the left and right of Hegel had related largely to the theological questions dealt with by Strauss in his Life
of Jesus, and had been treated with some skepticism by Rosenkranz himself, it has become usual for Rosenkranz to be categorized as either a
member of the Hegelian Center109 or even (following Ruge) as a more
reactionary or right-wing Hegelian.110 A careful study of Rosenkranzs
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long life and writings will show, however, that each of these categorizations will tell us very little about either his changing reception of Hegels
thought or of his varying personal as well as political and philosophic
attitudes to other Hegelians of his time.111 It is perhaps significant, moreover, that Rosenkranzs more radical Aesthetics of the Ugly is said to have
met with either misunderstanding or a lack of interest from many of his
contemporaries. Only nowwith the development in modern and postmodern art of a more global interest in both the ugly and the comic in
the arts, as well as with the growth in historical understanding of the
role played by the censorship of caricature in mid-nineteenth-century
Germany112is the radicalism of Rosenkranzs Aesthetics of the Ugly
being investigated further.
Notes
1. See Karl Rosenkranz, sthetik des Hsslichen (Knigsberg: Gebrder
Borntrger, 1853), reprinted with a foreword by Wolfhart Henckmann (Darmstadt: Wissenschaftliche Buchgesellschaft, 1973). All citations of Rosenkranzs
sthetik des Hsslichen are to this edition, unless otherwise noted.
2. See Karl Rosenkranz, sthetik des Hsslichen (Stuttgart: Reclam, 1990,
1996, and 2007), with an essay by Dieter Kliche and list of works referred to by
Rosenkranz.
3. While commentaries may be found on some other of Rosenkranzs publications in English-language works on the Hegelians (as in, for instance, John E.
Toews Hegelianism: The Path Toward Dialectical Humanism, 18051841 [Cambridge,
Eng.: Cambridge University Press, 1980] on Rosenkranzs earlier writings and
autobiography of his early life in his Von Magdeburg bis Knigsberg of 1873), little
has yet been published in English on the sthetik des Hsslichen of 1853.
4. Jens Biski, Umberto Eco: Die Geschichte der Hsslichkeit: Panorama des
Widrigen, review in the Sddeutsche Zeitung supplement of October 9, 2007, of On
Ugliness, ed. Umberto Eco (London: Harvill Secker, 2007), which was published
in German as Die Geschichte der Hsslichkeit (Munich: Carl Hanser Verlag, 2007).
5. Hans Robert Jauss, Die nicht mehr schnen Knste (Munich: Fink, 1968);
Theodor W. Adorno, sthetische Theorie (Frankfurt am Main: Suhrkamp, 1970);
Gnter Oesterle, Entwurf einer Monographie des sthetisch Hsslichen: Die
Geschichte einer sthetischen Kategorie von Friedrich Schlegels Studium-Aufsatz
bis zu Karl Rosenkranz Die sthetik des Hsslichen als Suche nach dem Ursprung
der Moderne, in Zur Modernitt der Romantik, ed. D. Bnsch (Stuttgart: Metzler,
1977), 21797; Holger Funk, sthetik des Hsslichen: Beitrge zum Verstndnis negativer Ausdrucksformen im 19. Jahrhundert (Berlin: Agora Verlag, 1983); Werner
Jung, Schner Schein der Hsslichkeit oder Hsslichkeit des Schnen Scheins (Frankfurt
am Main: Athenum, 1987); and the collection of conference papers entitled
Im Schatten des Schnen: Die sthetik des Hsslichen in historischen Anstzen und aktuellen Debatten, ed. Heiner F. Klemme, Michael Pauen, and Marie-Luise Raters
(Bielefeld: Aisthesis Verlag, 2006).
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6. Rosenkranz had also written the article on Aesthetics for the Brockhaus Conversationslexikon der Gegenwart in 1838; see also Wolfhart Henckmanns
foreword to the 1973 reproduction of Rosenkranzs sthetik des Hsslichen, v
xxi; x.
7. See Brigitte Scheer, Zur Theorie des Hsslichen bei Karl Rosenkranz,
in Klemme, Pauen, and Raters, Im Schatten des Schnen, 14155; 154 (my translation).
8. See also Robert Wicks, Hegels Aesthetics: An Overview, in The Cambridge Companion to Hegel, ed. Frederick C. Beiser (Cambridge, Eng.: Cambridge
University Press, 1993); 34877.
9. See Dieter Kliches essay in the Reclam edition of Rosenkranzs sthetik
des Hsslichen of 2007, entitled Pathologie des Schnen: Die sthetik des Hsslichen von Karl Rosenkranz, 458ff.
10. Hegel, as edited by Hotho, recognized the presence of the ugly in
Northern religious art, but also saw it as being canceled out by the depiction of
inner nobility; see Hegels Aesthetics: Lectures on Fine Art, trans. T. M. Knox (from
Hothos revised edition of 1842) (Oxford: Oxford University Press, 1975), 2:884;
see also Annemarie Gethmann-Siefert, Hegel ber das Hssliche in der Kunst,
in Hegels sthetik: Die Kunst der PolitikDie Politik der Kunst, pt. 2, Hegel-Jahrbuch
(Berlin: Akademie Verlag, 2000), 2141; and Marie-Luise Raters, Metaphysische Schnheit und sthetische Hsslichkeit: Die Brandbreite der Kunst in Hegels Vorlesungen ber die sthetik, in Klemme, Pauen, and Raters, Im Schatten des
Schnen, 11739.
11. See also Kliche, Pathologie des Schnen, 464ff.
12. See Rosenkranzs G. W. F. Hegels Leben (1844), written when Rosenkranz was a professor at Knigsberg.
13. See Toews, Hegelianism, 160, on Rosenkranzs Von Magdeburg bis Knigsberg of 1873.
14. See also Eugen Japtok, Karl Rosenkanz als Literaturkritiker (doctoral
diss., Freiburg im Breisgau, 1964), on both this and Rosenkranzs other early
aesthetic and literary works.
15. See also Toews, Hegelianism, 161ff.
16. See ibid., 16364.
17. See also Henckmann, foreword, viii; and David McLellan, The Young
Hegelians and Karl Marx (London: Macmillan, 1969), 3.
18. See also Toews, Hegelianism, 2034; and Henckmann, foreword, vi, who
also refers to the article by Rudolf Unger, Karl Rosenkranz als Aristophanide in
the Deutsche Vierteljahrsschrift fr Literaturwissenschaft und Geistesgeschichte (henceforth referred to as DVLG) 11 (1933): 128.
19. See Karl Rosenkranz, Das Centrum der Spekulation, eine Komdie (Knigsberg, 1840), reproduced together with G. F. L. Lindners Der von hegelscher Philosophie durchdrungene Schuster-Geselle oder der absolute Stiefel (The Cobblers Apprentice
Impressed by Hegelian Philosophy, or the Absolute Boot) of 1844 and Otto Friedrich
Gruppes Die Winde oder ganz absolute Konstruktion der neuern Weltgeschichte durch
Oberons Horn, gedichtet von Absolutus von Hegelingen (The Winds, or the Wholly Absolute Construction of Modern World History Through Oberons Horn, by Absolute of
the Hegelings), Leipzig, 1831, in the volume Hegel Spiele (Hegel Games), edited by
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Heiner Hfener (Donauwrth: Rogner und Bernhard, 1977). Rosenkranz refers to Gruppes satire in his farce of 1840 and also mentions Gruppes parody
of Hegels lecturing style (Kathedermanier) in his sthetik des Hsslichen of
1853 (393), but without quoting the satirical caricature of himself in Gruppes
play (see Gruppe, 110, in Hfener, Hegel Spiele, 180) as ein absoluter, frommer
Mann (an absolute, pious man).
20. See Rosenkranzs collection of diary extracts, Aus einem Tagebuch: Knigsberg Herbst 1833 bis Frhjahr 1846 (Leipzig: Brockhaus, 1854), 174. Rosenkranz
also notes in this entry that Strausss designation of him as standing at the center
of Hegelian thought had in the first instance had to do with the christologische
Frage (the Christological question, as raised by Strauss in his Das Leben Jesu;
see also McLellan, The Young Hegelians and Karl Marx, 2ff.), but that it had been
broadened and that this had led to jealousy on the part of Michelet and others
that he should apparently be given such a central position in the history of Hegelian philosophy.
21. See Rosenkranz, Das Centrum, 82ff., in Hfener, Hegel Spiele, 318ff. The
crowd of Hegelinge claim that philosophy is mature enough to watch over
(berwachen) itself, and the Hegeliter that it guarantees the most splendid results for the State from its battles.
22. See Rosenkranz, Das Centrum, 92, in Hfener, Hegel Spiele, 328.
23. Rosenkranz praises Glassbrenner in diary entries of 1840 and 1845 in
his Aus einem Tagebuch, 183 and 278.
24. Rosenkranz, Aus einem Tagebuch, 74 and 310.
25. On Ruge, see also Lars Lambrecht and Karl-Ewald Tietz, eds., Arnold
Ruge (18021880): Beitrge zum 200. Geburtstag (Frankfurt am Main: Lang, 2002).
26. See Arnold Ruge, An Rosenkranz ber seine Komdie Das Centrum
der Speculation, 1840, in Arnold Ruge, Werke und Briefe, vol. 3, Literarische Kritiken
18381846 (Aalen: Scientia Verlag, 1988), 14752; and Ruge to Rosenkranz on
January 3, 1840, in Arnold Ruge, Werke und Briefe, vol. 10, Briefwechsel und Tagebuchbltter aus den Jahren 18251847 (Aalen: Scientia Verlag, 1985), 199200.
27. Ruge suggests on p. 148 of his review of Rosenkranzs Das Centrum der
Speculation that he prefers the humor and realism of such as Boz (Dickens), Walter Scott, Fielding, The Vicar [of Wakefield], and the Paris Charivari.
28. Ruges review suffers from its mixing of personal defense with literary
criticism and also appears to have missed some of Rosenkranzs concluding ironies related to his parodic imitation (and ironic Aufhebung) of the Berliner
Posse, in which he comically depicts the lack of understanding of philosophic
issues by the two gendarmes. (See also Rosenkranzs 1840 response to Ruges
criticisms in his Aus einem Tagebuch, 173.)
29. See Ruges Heine und seine Zeit (Heine and His Age) of 1838 and
1846 and Heine und unsere Zeit (Heine and Our Age) of 1843 and 1846
in Arnold Ruge, Werke und Briefe, 3:138 and 3960. (Heine later complained to
Campe in a letter of January 3, 1847, about Ruges attacks on him.)
30. See also Gnter Oesterle, Integration und Konflikt: Die Prosa Heinrich
Heines im Kontext oppositioneller Literatur der Restaurationsepoche (Stuttgart: Metzler,
1972), 92ff., on this particular criticism of Heine, as well as on other writings
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on humor and frivolity of the time such as the Hegelian F. T. Vischers ber das
Erhabene und das Komische: Ein Beitrag zu der Philosophie des Schnen (On the Sublime and the Comic: A Contribution to the Philosophy of the Beautiful) of 1837. Rosenkranz refers in the sthetik des Hsslichen to Vischers sthetik oder Wissenschaft des
Schnen (Aesthetics or Science of the Beautiful) of 1846 and praises his article on the
caricaturists Gavarni and Tpffer of 1846, although Henckmann has also seen a
more general criticism of Vischer in Rosenkranzs work; see Henckmann, foreword, xvi.
31. See Rosenkranz, sthetik des Hsslichen, 267.
32. Hegel, as edited by Hotho, had opposed the fantastic caricature
to the true Ideal in the conclusion of part 1 of his Aesthetics, when discussing
the then popularity of the originality of wit and humour (see Hegel, Aesthetics, 1:295). Oesterle, Integration, 138n14, also comments on earlier eighteenthcentury oppositions of caricature to the ideal.
33. On the latter, see also Margaret A. Rose, Reading the Young Marx and
Engels: Poetry, Parody and the Censor (London and Totowa: Croom Helm and Rowman and Littlefield, 1978).
34. See K. Schumm, Briefe von Karl Rosenkranz ber seine HegelBiographie, DVLG 11 (1933): 2942; 4041.
35. See Kliche, Pathologie des Schnen, 471ff. Kliches conclusion that
the disappointment of Rosenkranzs liberal ideas led to his aesthetics of the ugly
becoming, in contrast to Friedrich Schlegels theory of the ugly, an aesthetics
of resignation, in which the ugly is accepted as a necessary part of life, appears,
however, to overlook the role given caricature in Rosenkranzs work of 1853 as a
liberation from the ugly.
36. See Gldenstern in Rosenkranz, Das Centrum, 74 (Hfener, Hegel Spiele,
310); and Henckmann, foreword, vi.
37. See also Henckmann, foreword, xxxxi.
38. See also the conclusion of Rosenkranzs defense of Cervantes in his
sthetik des Hsslichen, 66, where he appears to suggest that caricature inspired by
genius can help change circumstances the State and its police cannot.
39. See also Mary Lee Townsend, Forbidden Laughter: Popular Humor and
the Limits of Repression in Nineteenth-Century Prussia (Ann Arbor: University of
Michigan Press, 1992) and Europische Karikaturen im Vor- und Nachmrz, Forum
Vormrz Forschung Jahrbuch 2005, vol. 11, ed. H. Fischer and F. Vassen (Bielefeld: Aisthesis Verlag, 2006).
40. See Hegel, Aesthetics, 1:1819; and Hegels Vorlesungen ber die sthetik,
ed. H. G. Hotho (183538 and 184243 on the basis of Hegels 1823, 1826, and
182829 Berlin lectures), in G. W. F. Hegel, Werke in 20 Bnden, ed. Eva Moldenhauer and Karl Markus Michel, vols. 1315 (Frankfurt am Main: Suhrkamp
Verlag, 1970 ff.); vol. 13 (Frankfurt am Main 1970), 35. Rosenkranz (who did not
himself attend Hegels lectures) refers to Hothos edition of 183538.
41. See Hegel, Aesthetics, 1:295.
42. Henckmann, foreword, p. x, notes that Rosenkranz had written to Varnhagen von Ense toward the end of 1837 that he was already busy at that time with
a dialectical development of the subject of the ugly and the comic in which he
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had shown caricature to be the transition from the ugly to the comic, and that
he was then already gathering some of the material (and caricatures) that he
would use for his manuscript of 185253. (See Rosenkranz to Varnhagen on November 19, 1837, in the Briefwechsel zwischen Rosenkranz und Varnhagen von Ense, ed.
Arthur Warda [Knigsberg: Graefe und Unzer, 1926], 59: Das ist eine Entwicklung des Hsslichen und Komischen, wo ich den Begriff der Karikatur als den
Uebergang vom Hsslichen zum Komischen stringent nachgewiesen habe.)
43. Rosenkranz, sthetik des Hsslichen (240 and 451, and 307 and 455) also
makes reference to Schopenhauers Die Welt als Wille und Vorstellung (The World as
Will and Idea) of 1819 as well as (on other pages) to Kant, Schiller, Goethe, and
Hegel, among others.
44. See Rosenkranz, sthetik des Hsslichen, 435.
45. See also Henckmann, foreword, xviii.
46. Rosenkranz discusses Schlegels Geschichte der Poesie der Griechen und
Rmer (History of the Poetry of the Greeks and the Romans) of 1798.
47. See Kliche, Pathologie des Schnen, 461ff.
48. See Kliche, Pathologie des Schnen, 464. See also Oesterle, Entwurf; and Funk on sthetik des Hsslichen, on Weisse and Rosenkranz; as well as
Richard Qubicker, Karl Rosenkranz, eine Studie zur Geschichte der Hegelschen Philosophie (Leipzig: Erich Koschny [L. Heimanns Verlag], 1879), 77ff., on Rosenkranzs differences from Weisse.
49. Christian Hermann Weisses System der sthetik als Wissenschaft von der
Idee der Schnheit, 3 vols. (Leipzig: Hartmann, 1830), 1:210, describes the comic
as aufgehobene Hsslichkeit (superseded, canceled out, or dissolved ugliness),
oder als die Wiederherstellung des Schnheit aus ihrer absoluten Negativitt
welche die Hsslichkeit ist (or as the restoration of beauty from its absolute
negativity, which is ugliness).
50. See Weisse, System der sthetik, 1:182; and see also Rosenkranz, sthetik
des Hsslichen, 5, on this limitation. One other theorist discussed by Rosenkranz
in his notes to p. 5 is August Wilhelm Bohtz, whose ber das Komische und die
Komdie: Ein Beitrag zur Philosophie des Schnen (On the Comic and the Comedy: A
Contribution to the Philosophy of the Beautiful) of 1844 Rosenkranz suggests had
discussed the ugly (das Hssliche) as the inversion (turning upside down) of the
beautiful (see Rosenkranz, sthetik des Hsslichen, 435).
51. See Weisse, System der sthetik, 1:210 and 217ff. on die komische Phantasie (the comic imagination).
52. See ibid., 1:210 (my translation). See also 1:22930 on the negation of
the ugly in humor.
53. See ibid., 2:216.
54. See Rosenkranz, sthetik des Hsslichen, 435.
55. Rosenkranz sthetik des Hsslichen, p. 435, quotes from Ruges New
Primer of Aesthetics, 93.
56. See also Rosenkranz sthetik des Hsslichen, 425 f., on the phantastische
Karikatur (the fantastic caricature).
57. Die Hegelsche Rechte; Texte aus den Werken von F. W. Carov, J. E. Erdmann,
K. Fischer, E. Gans, H. F. W. Hinrichs, C. L. Michelet, H. B. Oppenheim, K. Rosenkranz
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und C. Rssler, ed. Hermann Lbbe (Stuttgart: Frommann, 1962), for example,
places Rosenkranz on the right wing of the Hegelians with a mixture of political
writings of both a liberal and a more conservative nature from differing periods
of Rosenkranzs life and without looking at works such as the sthetik des Hsslichen.
58. Letter to Rhl, March 28, 1878, in Arnold Ruge: Briefwechsel und Tagebuchbltter, vol. 11, Briefwechsel 18481880 (Aalen: Scientia Verlag, 1985), 412.
59. Ruge appears frequently to have wanted to place Rosenkranz on the
right rather than in the center after 1840. David McLellan, The Young Hegelians
and Karl Marx, 29, notes that Ruge, following Rosenkranzs criticisms of the
growing radicalism of the Hallische Jahrbcher after 1840, had described the contributors to the subsequent Deutsche Jahrbcher as consisting of more traditional
Hegelians such as Rosenkranz, then Strauss and F. T. Fischer, and, finally, the
atheists Bruno Bauer and Feuerbach. Ruge also criticizes Rosenkranz in a letter to him of April 1842 (in Arnold Ruge: Briefwechsel 182547, 10:271) for finding Ruge too radical an editor. Rosenkranz also criticizes die Bauersche Fraction des Junghegelianismus (the Bauer faction of Young Hegelianism) for the
cynicism of its atheism in an entry from 1842 in his Aus einem Tagebuch, 110
11, and later claims (Rosenkranz, Aus einem Tagebuch, p. 116 from 1843) to have
predicted the banning of the Deutsche Jahrbcher. (On Bauer, see also Douglas
Moggach, The Philosophy and Politics of Bruno Bauer [Cambridge, Eng.: Cambridge
University Press], 2003.)
60. Ruge: Briefwechsel, 11:413.
61. Ibid., 11:346.
62. Ibid., 11:38586.
63. Ruge had earlier noted in his review of Rosenkranzs Das Centrum der
Speculation that Leo had appeared in it as der Historiker (historian) who calls
the two policemen on stage to get rid of Ruge and the troublesome Hegelian
friends the historian describes there as Papageien, or parrots. In notes from
1839 recorded in his Aus einem Tagebuch, 46ff., Rosenkranz describes Leo as believing Hegelian philosophy to be pagan and the Hegeling Ruge that it should
engage in practical reform. And see also Ruges criticism of Leo in his Der literarische Kampf mit der Reaktion (The Literary Battle with the Reaction), in
Arnold Ruge: Werke und Briefe, vol. 4, Politische Kritiken 18381846 (Aalen: Scientia,
1988), 11472.
64. See also Rosenkranzs Meine Reform der Hegelschen Philosophie (Knigsberg, 1852). Qubicker, Karl Rosenkranz, 15, nonetheless praises Rosenkranz for
having developed Hegels Logic further.
65. See Carl Prantl, Joh. Karl Friedrich Rosenkranz, in Allgemeine Deutsche
Biographie, vol. 29 (Leipzig: Verlag von Duncker und Humblot, 1889), 21315.
66. See also Rosenkranz, Aus einem Tagebuch, 173ff.
67. Prantl, Joh. Karl Friedrich Rosenkranz, 215, suggests that Rosenkranz follows Weisse rather than Hegel in his aesthetics, but Rosenkranz also
clearly wishes to go beyond Weisse in the sthetik des Hsslichen.
68. See Lane Cooper, An Aristotelian Theory of Comedy with an Adaptation
of the Poetics and a Translation of the Tractatus Coislinianus (Oxford: Blackwell,
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100. See also Karl Rosenkranz, Die Topographie des heutigen Paris und Berlin
(The Topography of Modern-Day Paris and Berlin) (Knigsberg, 1850).
101. Rosenkranz can also be said to point here to how figures such as the
badaud (a cousin of the flneur) were caricatured in some nineteenth-century
works as a release fromrather than as a depiction ofcity alienation; see Margaret A. Rose, Flaneurs & Idlers (Bielefeld: Aisthesis Verlag, 2007).
102. Rosenkranzs inclusion of nineteenth-century writers such as Dickens
and Gutzkow also points to a modern interest in the comic character studies and
sketches of his time; on the latter, see Martina Lauster, Sketches of the Nineteenth
Century: European Journalism and Its Physiologies, 183050 (Basingstoke and New
York: Palgrave Macmillan, 2007).
103. See Rosenkranz, sthetik des Hsslichen, 41213.
104. See ibid., 413; and see also Scheer, Zur Theorie des Hsslichen bei
Karl Rosenkranz, 154.
105. Rosenkranz, sthetik des Hsslichen, 432: Dass sie in ihrer Verzerrung
schn werde, unsterblicher Heiterkeit voll, ist jedoch nur mglich durch den
Humor, der sie ins Phantastische bertreibt.
106. See also Ursula Franke, Jenseits von schn und hsslich: Eine Skizze
im Blick auf die Gegenwartskunst, in Klemme, Pauen, and Raters, Im Schatten
des Schnen, 289304. Dieter Kliche ends his essay on Rosenkranz (Pathologie
des Schnen, 482) with the suggestion that the first poetic protagonist of Rosenkranzs sthetik des Hsslichen was Baudelaire and his Fleurs du Mal, but more also
needs to be said in this context of Rosenkranzs emphasis on caricature as liberation from the ugly.
107. One of the texts used by Rosenkranz, C. F. Flgels history of the grotesque comic (Geschichte des Groteskkomischen, 1788) (see also Rosenkranz on Justus Msers Harlequin oder die Verteidigung des Groteskkomischen [Harlequin or the Defense of the Grotesque Comic] of 1761), has also found new
publics in recent decades following Wolfgang Kaysers study of the grotesque in
art and literature of 1957.
108. Other influences on Rosenkranzs work include Alexander von Humboldts Kosmos: Entwurf einer physischen Weltbeschreibung, the explorers philosophic
attempt to find and show a unity in nature, published in Berlin from 1845 to
1858. (See also Rosenkranz, sthetik des Hsslichen, 438, on Humboldt.) Rosenkranz describes his own undertaking as a Kosmos des Hsslichen (Cosmos
of the Ugly) in his foreword, p. iv. It is also interesting to note that Humboldt
himself showed interest in the growth of caricature in contemporary works, such
as those of Wilhelm von Kaulbach (see also Rosenkranz, sthetik des Hsslichen,
398, on Kaulbachs caricatures for Goethes Reineke Fuchs, published 1846), when
he wrote to Wilhelm von Schadow about the latters Der moderne Vasari (1854;
The Modern Vasari) that Schadow should also investigate the tendency to treat
sublime objects in a burlesque and playful manner (Kaulbach in frescoes) in
contemporary art (see Humboldt to Schadow, quoted in Heinrich Finke, Aus
den Papieren Wilhelm von Schadows, Hochland 9 [1912]: 14780; 148). (Both
Humboldt and Schadow had been caricatured by Kaulbach.) Oesterle, Entwurf, 296n294, following Varnhagen, also refers to a letter from Humboldt to
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Rosenkranz about the latters sthetik des Hsslichen (see also Funk, sthetik des
Hsslichen, 245). And on Kaulbach as well as on Rosenkranz on caricature, see
Bernadette Collenberg-Plotnikov, Klassizismus und Karikatur: Eine Konstellation der
Kunst am Beginn der Moderne (Berlin: Gebr. Mann, 1998.) (My thanks also go to
Bernadette Collenberg-Plotnikov, Rodney S. Livingstone, and Douglas Moggach
for their comments on and assistance with this essay.)
109. Ingrid Pepperle, for example, has described Rosenkranz as belonging
on both political and theoretical grounds to the liberal center (dem liberalen
Zentrum) of the Old Hegelians in her Junghegelianische Geschichtsphilosophie und
Kunsttheorie (Berlin: Akademie Verlag, 1978), 134.
110. One of the more liberal passages quoted by Lbbe from Rosenkranz,
which appears to undermine the designation of the latter as a right-wing Hegelian, contains a Habermasian defense of the opening up of the public sphere
with the increased freedom given clubs and reading groups following the 1848
revolutions; see Rosenkranz, Die Bedeutung der gegenwrtigen Revolution und
die daraus entspringende Aufgabe der Abgeordneten (The Meaning of the
Present Revolution and the Task of the Deputies Deriving from It) in Lbbe,
Die Hegelsche Rechte, 143ff.
111. See also McLellan, The Young Hegelians; and Toews, Hegelianism, on the
problems of categorizing the Young and Old Hegelians.
112. Rosenkranz himself comments on the changing laws governing the
publication of caricatures in his time when he notes in the Miscellen, 35354,
of his Aus einem Tagebuch, how new freedom for caricatures had even led to the
pious (die Frommen) publishing ones against David Friedrich Strauss.
Part 5
12
Together with David Friedrich Strausss The Life of Jesus (183536), Ludwig Feuerbachs epochal work, The Essence of Christianity (Das Wesen des
Christentums, 1841), has come to represent the radical challenge posed
to traditional Christian doctrines by a younger generation of Hegels
disciples. A significant advance in English-language research on Feuerbach was marked by the publication of several books and articles in the
late 1970s and early 1980s by James Massey, John Toews, and Marilyn
Chapin Massey, who each sought in different ways to illuminate the
political significance of the superficially apolitical works of these two
leading Young Hegelians.1 Whereas previous Feuerbach commentators
such as Marx Wartofsky and Eugene Kamenka viewed Feuerbachs rhetorical and aphoristic prose as an obstacle to the comprehension of his
principal philosophical claims, in a paper entitled Censorship and the
Language of Feuerbachs Essence of Christianity (1841) Chapin Massey
argued that the linguistic strategies employed by Feuerbach in this work
were necessitated by the political circumstances in which he wrote and
directly related to the underlying purpose of his book. In opposition to
the prevailing interpretation of Essence of Christianity as an expression of
bourgeois complacency, Chapin Massey sought to identify an undercurrent of social critique in Feuerbachs book to which the adjectives
revolutionary and practical-critical (which are borrowed from Marxs
Theses on Feuerbach) can appropriately be applied.
More recently, Warren Breckman has pointed out a tendency on
the part of earlier interpreters to presume that a sudden shift in the
focus of attention of the Young Hegelians occurred sometime around
1844.2 On the view that Breckman seeks to overcome, whereas Strauss,
Bruno Bauer, and Feuerbach were inspired by Hegels philosophy to develop increasingly poignant attacks against the traditional faith, it was
left to Arnold Ruge, Marx, Friedrich Engels, and Moses Hess to draw out
the political implications of these criticisms of theology and to discover
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not explicitly acknowledged, nor does Feuerbach ever spell out his understanding of the relationship between theory and practice. Indeed,
despite his obvious identification with the revolutionary cause, there
are some indications that, throughout most of his career, his interest in
politics remained relatively peripheral.7 Three years before his death in
1872, after having moved to Nuremberg, where he lived with his family
under severely strained financial circumstances, Feuerbach became a
dues-paying member of the Social Democratic Workers Party founded
by August Bebel and Wilhelm Liebknecht.8 Prior to this time, however,
in spite of his close association with a number of leading radical figures,
Feuerbach hesitated to identify himself too closely with any particular
political doctrine.
Because Feuerbach never addressed issues of political theory at any
length, information about his views must be gleaned from isolated and
sometimes obscure comments contained in his published writings on
religion, his reviews of other peoples books, and his personal correspondence. On the basis of these sources, in this chapter I hope to clarify the
nature of the practical concerns that motivated Feuerbachs theorizing
about religion. Although the argument developed here draws heavily on
the work of Breckman, in the end I find his portrayal of Feuerbach as
a social critic who was deeply troubled by the historical development of
civil society, that sphere of social life where the rules of the market prevail and individuals pursue their self-interest, to be misleading.9 Breckmans reading of Feuerbach is anachronistic insofar as it emphasizes a
concern with the social question that is more properly attributed to a
subsequent generation of radical German intellectuals who enthusiastically embraced Feuerbachs analysis of Christianity, but developed it in
ways that suited their own revolutionary purposes. The political implications of Feuerbachs analysis of Christianity ought not to be confused
with its historical influence.
Although many early German socialists rallied around the flag of
Feuerbachian humanism, there does not seem to be a direct conceptual
path that leads from Feuerbachs claims about the human species-essence
to a socialist position in political philosophy. The students who invited
Feuerbach to Heidelberg in 1848 believed that he had securely established the eternal rights of man on the sole true foundation of nature.10
Because Feuerbach does not in any of his writings propose a theory of
natural law, however, the manner in which he is supposed to have done
so is far from obvious. The nature and extent of these rights, how they
are derived from Feuerbachs claims about the human species-essence,
and the form of political organization that they call for are all matters
that are left unresolved.
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Feuerbachs ideas were embraced by people of significantly different political persuasions, although these differences are sometimes
obscured by the fact that a number of distinct positions on the left side
of the political spectrum had not yet been clearly distinguished at the
time when Feuerbachs influence was at its height. Terms like socialism and communism, for example, were only beginning to be incorporated into the European political vocabulary, and were capable of assuming a number of different meanings.11 During the 1840s, Feuerbach
occasionally identifies himself as a communist, but he invariably adds
some qualification, and the sense that he attaches to the word is unclear.
The following fragment, probably written in 1844, is typical: What is
my principle? Ego and alter ego, egoism and communism, for both are
as inseparable as head and heart.12 Apparently Feuerbach is unwilling to
sacrifice the interests of the individual to those of society as a whole or
vice versa, but the statement is by no means self-explanatory.13 In other
places Feuerbach sounds more like a pragmatic liberal than a socialist.
In a letter written in April 1848, Feuerbach expresses the view that a republic is the only form of state that corresponds to the dignity of the
human essence, but he is willing to accept a constitutional monarchy
provisionally. For now and the immediate future I want nothing further
than the complete realization and establishment of the rights and freedoms unanimously claimed by all German people; whether this occurs in
a monarchy or a republic makes no difference to me.14
Marx famously remarked that the philosophers have only interpreted the world, whereas the point is to change it.15 In spite of Chapin
Masseys effort to defend Feuerbach against this charge by pointing out
a practical-critical dimension of Essence of Christianity, Marxs judgment
is correct to the extent that philosophy was a vocation that Feuerbach
never aspired to leave behind. Although he sometimes has extremely
negative things to say about egoism, there are good reasons not to identify the kind of egoism that Feuerbach is concerned to expose with the
acquisitiveness that characterizes brgerliche Gesellschaft or civil society
(a term that is noticeably absent from Feuerbachs vocabulary). Feuerbachs primary target is more properly conceived as a kind of epistemological egoism that subordinates the pursuit of truth as an end in itself to
the satisfaction of inclinations that are irrelevant to this task. Bourgeois
or not, at least in Essence of Christianity and during the years leading up
to its publication, Feuerbachs overriding concern is to preserve and defend the achievements of the modern philosophical and scientific tradition (i.e., Wissenschaft broadly conceived) against what he perceives to
be a fundamental threat posed by pseudo-philosophers who enjoy the
patronage of a reactionary aristocracy.
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In Philosophy and Christianity Feuerbach emphasizes the importance of viewing the controversy resulting from Leos accusations in the
proper historical perspective. For Feuerbach, Leos opposition to the
Young Hegelians is only the most recent of a series of cases, occurring
over several centuries, in which theology has sought to curtail the freedom of philosophical inquiry. Feuerbach views the entire development
of modern philosophy and science as a process through which the philosophical principle has gradually sought to distinguish itself from the
theological one, with which it is fundamentally incompatible. This thesis was developed by Feuerbach in three major works on the history of
modern philosophy published during the 1830s, and is a central theme
running through Essence of Christianity.
Ostensibly, Leo is not opposed to philosophy per se, but only to
those philosophical doctrines that are fundamentally incompatible with
the teachings of the church. What Leo in fact opposes, in Feuerbachs
view, is the disinterested pursuit of truth as an end in itself. Reason, for
the would-be Christian philosopher, is only a means to be employed in
the service of an apologetic defense of the tenets of orthodoxy, the truth
of which is presupposed at the outset of philosophical inquiry. The religious speculators want to serve two masters: faith and reason, but in
doing so they satisfy neither reason nor faith.39 In agreement with Jacobi, and in disagreement with the late Schelling and those influenced
by him, Feuerbach categorically rejects the possibility of a philosophical
faith, which he regards as a contradiction in terms. Because the rules of
logic are universally valid and there is no difference between the sense
organs of Christians and non-Christians, the idea of Christian philosophy is no more intelligible than the idea of Christian mathematics or
Christian botany.
It is interesting to note that Feuerbachs rejection of the speculative reconciliation of religious and philosophical truth begins to be articulated in the politically charged context of his response to Leo. In his
public denunciation of the Young Hegelians, Leo had given voice to the
suspicion harbored by many Christians that Hegels philosophy, despite
its employment of Christian terminology, was incompatible with the historic faith. Put on the defensive, as Breckman has observed, the Right
Hegelians had responded to the Strauss controversy by ceding nearly
everything to the Christian personalists.40 This led to increased polarization within the Hegelian camp, one expression of which was Feuerbachs
effort to demonstrate the untenability of the accommodation that the
right-wing Hegelians had sought between Christian doctrine and philosophical science.
In Philosophy and Christianity, Feuerbach argues that the difference
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and not merely as they appear to the subject. In order to develop a clear
and distinct conception of God as he is in himself, reason negates the
anthropomorphic predicates, but the resulting conception of God as a
universal, impersonal being is no longer religiously efficacious. The immutable, impassible, abstract God of metaphysical reflection is not the
same God who so loves the world that he sends his only begotten son to
suffer death on a cross. It is only when several properties, themselves
contradictory [e.g., passibility and impassibility, or finitude, which is entailed by personality, and infinitude], are united in a single being, and
this being is conceived personally, that is, personality is especially emphasized, only then is the origin of religion forgotten.48
The genetic-critical method that Feuerbach employs in Essence
of Christianity, which criticizes dogma and reduces it to its natural elements, has no other purpose than to explain on the basis of reason and
empirical evidence the origin of the allegedly pure, empirical facts
about which one is only informed through revelation to which the positive philosophers had appealed.49 Whereas these facts are supposed to
have been produced through the free activity of the personal God whose
nature eludes all rational determination, Feuerbach shows them to have
been produced by the religious imagination, operating beyond the restrictions of rational necessity in the service of the human heart, which
knows no other law than the satisfaction of its own desires. This is the
sense of Feuerbachs reference (in the preface to the second edition of
Essence of Christianity) to the personalists conception of God as an idol
(Gtzenbild). The image (Bild) of God that is engraved in the personalists imaginations, before which they prostrate themselves, and to which
they sacrifice their humanity, is an idol of their own making. The true
ens realissimum, of which this image is but a distorted reflection, is the
human species-essence.
In the preface to the second edition of Essence of Christianity, Feuerbach commented that he had through the most apolitical, but, unfortunately, intellectually and morally necessary illumination [Aufklrung]
of the obscure essence of religion, fallen out of favor with the politicians.50 In light of the preceding discussion, it is not difficult to surmise
the cause of this disfavor. The argument developed by Feuerbach in Essence of Christianity that God is the imaginary personification of concepts
that are constitutive of human nature is first expressed as a refutation of
the claim made by the positive philosophers that the personality of God
cannot be deduced by rational means, and can only be known through
the positive historical facts in which it is revealed. The precondition for
such knowledge is submission to the authority of revelation. In Stahls
philosophy of right, the lordship (Herrschaft) of the person of God be-
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comes the ultimate basis of all public right (ffentliche Recht), the preservation of which is the raison detre of the state. Although he does
not emphasize this implication of his ostensibly apolitical analysis of
religious consciousness in Essence of Christianity, by demonstrating the unintelligibility of the concept of an infinite person, Feuerbach succeeds
in undermining the ideological justification of the paternalistic Christian state that Friedrich Wilhelm IV had taken upon himself to establish.
Thus, it was as much by his demystification of divine personhood as by
the breakthrough to materialism with which he has been credited in
the Marxist tradition that Feuerbach placed in the hands of the left
bourgeois-democratic forces a powerful weapon in their struggle against
the ideology and politics of the feudal-aristocratic reaction.51
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compelling evidence to support Breckmans admittedly tentative suggestion that Feuerbachs critique of Christian personalism was influenced
by Saint-Simonian ideas. When, in the Stahl review, Feuerbach claims
that there can be no such thing as a Christian theory of property rights
such as Stahl had sought to produce, he does not mean to deny the right
to own property. His point is merely to show how far removed Stahls attempt to base property rights on Christian principles is from the spirit of
true Christianity.
Certainly Feuerbach is concerned to expose the egoism that underlies a number of religious beliefs and attitudes. For Feuerbach, religious
consciousness is not only false in the sense that it erroneously mistakes
an illusion for reality. What is more insidious is the moral self-deception
that it often involves. The humility of the religious believer (at least the
kind of believer against whom Feuerbachs invective is directed) disguises
an underlying pride. The unmerited riches of grace, including the privileged access to truth enjoyed by the devout soul in a state of heightened
religious emotion, are riches that the believer has unwittingly bestowed
on himself. Hope in the world to come is also hope for the passing away
of the real world that frustrates my desires. Belief in miracles is belief in
an omnipotent cosmic ruler who is able to suspend the laws of nature
in order to grant my wishes. Nevertheless, the sort of egoism that Feuerbach associates with belief in personal immortality and miracles cannot
be simply equated with the pecuniary egoism that, in the minds of several early socialists, is the distinguishing feature of a civil society based
exclusively on market relations. One finds, for example, an explicit attempt to relate these two forms of egoism in Moses Hesss essay On the
Nature of Money (ber das Geldwesen, 1845). For Hess, Christianity
is the theory, the logic, of egoism. The classic site of egoistic praxis on the
other hand is the modern Christian business world [Krmerwelt].55 My
point is that this explicit linkage is not yet made by Feuerbach. When,
in Essence of Christianity, Feuerbach uses the term filthy to describe the
practical standpoint, what he is condemning is not the selfish motivations of shopkeepers and industrialists. Feuerbachs contempt is directed toward those who lack the capacity for objectivity, whose beliefs
are determined not by evidence and reason, but by their own subjective
inclinations, by Phantasie and Gemt. What is filthy about this attitude is
that it is fundamentally disingenuous. It is vice masquerading as virtue
cowardice and sloth either pretending to be, or mistaking themselves
for, a genuine love of truth.
The paragraph from the preface to the first edition of Essence of
Christianity which ends with the disclosure of Feuerbachs underlying
therapeutic or practical intent begins with the enigmatic observation
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that although his book is full of evidence cited from ancient sources, the
book itself was written in the modern age and for the modern age.56
After going on to observe that the Socratic injunction to know thyself
would be an appropriate epigram for his book, Feuerbach proclaims
that Schein, which generally means illusion but in a philosophical context appearance, is the characteristic feature of the age to which his
book is addressed: our politics are illusory, our morality is illusory, our
religion is illusory, our science is illusory.57 Although this comment
clearly has a polemical edge, it is not written off the cuff. Feuerbach is
engaging in a play on the words essence (Wesen) and appearance
(Schein). His intention is to contrast the essence of genuine Christianity
(which, he maintains, has ceased to exist as a real historical force) with
what he takes to be the inauthentic, self-contradictory Christianity of his
contemporaries. The true, anthropological essence of religion does not
conflict with philosophy because it has nothing to do with reason. The
false, theological essence of Christianity is false precisely because theology aims to systematize rationally the contents of faith in the form of
doctrines, and in so doing, unwittingly combines two essentially irreconcilable principles, Phantasie and Vernunft.
Contrary to what is generally assumed, in Essence of Christianity
Feuerbach does not present us with an argument against the existence
of God. Rather than seeking to persuade his modern readers to become
atheists, Feuerbachs therapeutic aim is to help them to recognize that
in fact they already are. In Philosophy and Christianity, Feuerbach had confronted the conservative critics of the Young Hegelians with the following accusation: You notice the unbelief of others, of your opponents,
but fail to notice that you yourselves do not believe what you imagine
yourselves to believe, that your faith is merely self-deceptionmerely
a miscarriage of unbelief that has not achieved the requisite degree of
maturity and development.58 The Christian philosophers lack both the
humility to be true Christians (which, for Feuerbach, involves the renunciation of reason) and the courage to embrace atheism (which is where
reason left to its own devices inevitably leads). Essence of Christianity is
Feuerbachs attempt to justify this claim by describing the essence of
true Christianity on the basis of its historical appearances in the works
of patristic and medieval authors (to which evidence drawn from Luthers writings is appended in the second edition), and contrasting this
authentic unphilosophical faith with the disbelieving faith (unglubige
Glaube) of the speculative theists who seek to justify their faith by pseudoscientific means.
By the spring of 1845, when he drafted his Theses on Feuerbach,
Marx stood at a more critical distance from Feuerbach than he had when
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radical doctrines in a single book, The Ego and Its Own (Der Einzige und
sein Eigentum), which appeared at the end of October 1844.3 All his other
writings are minor and occasional articles and reviews.4 Stirners book
became something of a succs de scandale. His Left Hegelian friends
were surprised to find themselves the target of relentless criticism. Ludwig Feuerbach and Moses Hess wrote replies to it. The longest and most
thorough rebuttal appears in Marxs The German Ideology (Die deutsche Ideologie). Marx, for one, took Stirner very seriously: virtually two-thirds of
Marxs manuscript is devoted to a rebuttal of Sankt Max.5 After its brief
notoriety, though, Stirners book was quickly forgotten. When the Left
Hegelian circles disbanded by the mid-1840s, Stirner led an insecure
and pathetic existence. His attempt to start a business failed; he resorted
to occasional journalism; and he was in and out of debtors prison. He
died not yet fifty, the result of an allergic reaction to an insect bite.
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The source and basis of the law is not the people, the state, or God, but
my own will alone, what I want or decide to do as an individual. That
Stirner is an individualist voluntarist is clear from many statements in The
Ego and Its Own. For example, he writes, I decide if right is in me; outside
me there is no right. If it is right for me, it is right (208; 170).6
The second element of Stirners egoism is the pursuit of selfinterest. Stirner defines egoism in terms of seeking ones own advantage:
But whom do you think of as an egoist? A person who, instead of living
for an idea . . . and sacrificing his personal advantage for it, lives only for
his personal advantage (31; 32). He constantly contrasts the egoist with
the idealist. While the idealist is someone who lives for the sake of ideals,
which require self-sacrifice, the egoist is someone who pursues self-interest.
The egoist is someone who values himself above all other things.
It is important to see that these elements, individual voluntarism
and ethical egoism, are distinct. It is possible to be an individual voluntarist and not an egoist. Even if I recognize my own will as the source of
value, I might value some cause or ideal more than my own advantage.
According to individual voluntarism, should I decide to sacrifice myself,
then the mere fact that I make that decision means that it is right. Hence
it would be a mistake to assume that because my will is the source of
all value, the only real value is self-interest. Conversely, it is possible to
be an egoist and not an individual voluntarist. Someone might seek his
personal advantage but not think his will alone the source of the law; he
might believe in a moral law higher than his own will and feel guilty for
his pursuit of self-interest.
In his own vague way, Stirner is aware of these distinctions. He
states that someone who values his autonomy above all things, who sees
his will as the source of law, can still choose to sacrifice his happiness
for someone else (32324; 257). Conversely, he writes that someone can
be an egoist, seeking his own advantage, but not recognize that his will
is the source of law; this person he calls an involuntary egoist (39; 37).
Although Stirner sees the distinction between these doctrines, his ultimate aim is to connect them. He wants involuntary egoists to become
voluntary ones, so that people will not only seek their self-interest but
also value it. The goal of philosophical criticism is to make people selfconscious of the source of the lawtheir personal will aloneso that,
in good conscience, they seek their self-interest. Once I see that my will
alone is the source of value, Stirner hopes, I will not sacrifice myself for
some cause or idea but I will only live for myself.
Stirner is not advancing psychological egoism, that is, the doctrine
that people necessarily act according to their self-interest, so that it is
the sole motive of all actions. If that were the case, preaching egoism
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would be pointless. What troubles Stirner is precisely that people all too
often sacrifice themselves for abstract and impersonal ideals. They have
a natural tendency to hypostatize abstract principles, and then to submit
to them, allowing themselves to be exploited and enslaved. Altruism is all
too human, all too common: Now is unselfishness unreal and nowhere
present? On the contrary, nothing is more ordinary! (65; 58). Since
Stirner is preaching egoism, which he thinks is rare and difficult, his position would seem to be more accurately defined as ethical egoism, that is,
the doctrine that we ought to seek our own self-interest.
It is necessary, however, to qualify this reading. Although Stirner
does not think that people necessarily seek their self-interest, and that
they all too often sacrifice themselves for ideals, he still holds that there
is something natural and instinctive about seeking our self-interest.
However much I attempt to restrain it, and however much I pretend to
be following selfless ideals, self-interest remains under the surface and
reasserts itself.7 Honesty and frankness demand that we acknowledge its
subconscious presence and power. So there is still some element of psychological egoism to Stirner after all, though it is a more modest version
of that doctrine, according to which people naturally, but not necessarily, seek their self-interest. The point of his ethical egoism is to get moral
command and nature in attunement when the voice of nature is all too
often repressed and stunted by false ideals.
For good reasons, ethical egoism has been the standard reading
of Stirner. Recently, however, David Leopold has challenged it.8 He argues that the fundamental concern of Stirnerian egoism is not really selfinterest but self-mastery or autonomy, and he goes so far as to say that
Stirnerian egoism should be distinguished from the individual pursuit
of self-interest. 9 To prove his point, Leopold claims that Stirner refuses
to endorse egoism in the usual sense, that is, the selfish pursuit of ones
own advantage,10 and he notes that Stirner disapproves of being enslaved
to ones own desires. Although Leopold is certainly correct to stress
Stirners concern with autonomy, it is necessary to stress that Stirner does
not think that self-mastery alone is sufficient for egoism. The purpose of
autonomy is to realize my own ends, to seek my own advantage. If this
were not the case, Stirner could not disapprove of those idealists who
sacrifice themselves for a cause they freely choose. Hence Stirners egoism demands both recognition of autonomy and pursuit of self-interest.
Neither is sufficient on its own: involuntary egoists pursue self-interest
but do not recognize autonomy; and idealists are autonomous but sacrifice themselves. So self-interest is integral to Stirners concept of egoism
after all. It is apparent not only from the connotations of Egoismus but
also from Stirners very definition of it (cited above).
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Of all pleasures, Stirner gives a special importance to physical pleasure. I develop a proper egoistic interest, he writes, only when I have
fallen in love with the corporeal self, when I take pleasure in myself as
a living flesh-and-blood person (13; 16). This hedonism comprises first
and foremost sexual satisfaction (59; 53). One of the great attractions
of egoism, Stirner believes, is that it gives sexual liberation, the freedom
to satisfy desires that have been repressed for ages by Christian moralizing. Some of the most passionate passages in The Ego and Its Own appear
when Stirner preaches against Christian chastity, which he accuses of
stunting normal and healthy human urges and feelings (59, 66; 53, 58).
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own particular ego, the self that exists right here and now (167; 135).
The Kantian-Fichtean transcendental ego is simply an abstraction, and
to believe in its reality only a hypostasis. Second, because the will that is
the source of the law is only my individual will. Kant, Fichte, Hegel, and
Feuerbach are all correct to preach the ideal of autonomy, to proclaim
that the will is the source of moral value; but they go astray in thinking
that there is some universal or rational will above and beyond my individual will. The belief in a universal or rational will is only another form
of hypostasis. The final goal of critique, liberation, is realized only when
my individual will rules supreme, recognizing no laws whatsoever above
itself. Liberation means having the freedom to pursue my self-interest,
making it alone my law, whatever it might be.
Stirner takes to the end, then, two central principles of Kantian
criticism: (a) nominalism, i.e., that whatever exists must be determinate,
and (b) voluntarism, i.e., that the will is the sanction and source of all
value. If we hold a and b, Stirner claims, we must accept individualistic
voluntarism because there is no universal or rational will above and beyond my own individual will; any belief in such a will is hypostasis, faith
in ens rationis. It is ultimately only my individual will that counts because
(a) only individuals exist, only the determinate is real, and (b) anything
more than my individual will is only an abstraction, so that to live by it
would be to sacrifice my life for an idea.
Fundamental to Stirners critique of the critical tradition is his reformulation of its ideal of autonomy. Stirner accepts the basic Kantian
ideal, and indeed radicalizes it. But here again he thinks that his predecessors have not gone far enough, taking this concept to its ultimate
end. Kant, Fichte, and Hegel all think that the source of autonomy is my
rational will, which is the source of universal laws, which bind everyone
alike insofar as they are rational beings. Autonomy means for them making and acting on universal laws, which bind me to act on all occasions,
even if I do not want to do so. For example, if I lay down the universal
imperative never to lie, then I have to tell the truth even when it humiliates me. For Stirner, however, the idealist conception of autonomy as
the self-imposition of the law is still a form of hypostasis, of self-imposed
servitude, because it imposes a constraint upon my will. If we think the
concept of autonomy to the end, my will cannot be subject to the law. If
my will makes the law it can just as easily and rightfully break it. So, in
submitting their individual will to the law, past critical thinkers have still
not removed the last vestiges of heteronomy.
Autonomy means for Stirner, then, not making laws by my will and
imposing them on my will, but making laws simply according to what
suits my individual will. If it is my will that gives authority to the law, I can
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make whatever law I want. Furthermore, I can change the law whenever
I want, so that it is impossible for the law to impose a constraint upon my
will. Hence Stirner reminds us that if I were to give the law to myself,
it would be only my command, which I can refuse in the very next moment (214; 174).
Stirners central contribution to the critical tradition is that, long
before Nietzsche, he took criticism away from religion and into the domain of morality itself, claiming that moral laws too were a form of hypostasis. Kant, Fichte, Hegel, and Feuerbach used criticism to defend
morality against religion and metaphysics; but they never turned criticism against morality itself. For Stirner, however, morality, no less than
religion, is a form of heteronomy, of self-surrender where I sacrifice myself for the sake of some abstract rules or ideals. Morality holds us prisoner, a rigid unbending master (68; 60). It is a form of internal slavery,
which is even worse than the external slavery imposed on us by the state,
because it demands not only the right actions but also the right intentions
(55; 50).
Stirner sees belief in moral laws as a residue of the Judeo-Christian
legacy. The attempt to separate morality from religion fails because belief
in moral laws ultimately involves belief in a divine lawgiver. The moralist
shudders at the thought of incest, bigamy, fratricide because he believes
in divine commands, because he has faith in their divine author. Stirner
writes of moral man: As much as he rages against pious Christians, so he
remains to the same extent a Christian himself, namely, a moral Christian. In the form of morality Christianity holds him prisoner, and indeed
as a prisoner under faith (4849; 45).
Anticipating Nietzsche, Stirner thinks that because he creates his
own values, the egoist is beyond good and evil.12 The moralist will regard
the egoist as an immoralist because he does not act on the principles of
morality, and because he seems to derive a special pleasure from vice. But
this is a mistake, Stirner tells us, because the egoist will do moral actions
if they suit his will and satisfy his needs; he will do moral and immoral
acts indifferently, depending on which suit him best or what fits his will
(59; 53). Morality demands fidelity or loyalty, that one stands by his party,
cause, ideal. But ownness acknowledges no such demand. Sometimes
one must commit immoral actions to act on ones own (261; 210).
Stirners claim to culminate the critical tradition has been contested by none other than Marx himself. It was Marxs chief criticism of
Stirner in The German Ideology that he too had fallen prey to hypostasis,
and that his ego was no less an abstraction than Hegels spirit or Feuerbachs humanity. Rather than getting rid of the concept of the divine,
Stirner had divinized his own individual ego. Although Stirner claimed
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because he does not think that criticism is an end in itself. Criticism is essentially a theoretical activity, and so remains in the realm of pure thinking alone; it is the most complete and radical form of such thinking; but
pure thinking alone does not achieve the ends of egoism. No less than
Marx, Stirner was skeptical of Bauers devotion to pure theory, because
it was impotent in the realm of practice. It was valid as a critique of the
ideology of the government; but by itself it could do nothing against the
power of government (164; 132). Since the critical philosopher believes
in the power of thinking, he makes a fetish out of criticism itself; criticism is the fetishists fight against festishism. If criticism is to be consistent, it must examine itself; and if it is truly self-critical, it must dissolve
itself, because the only ultimate reality that it leaves, the only presuppositionless principle, is my existence, the I am of the concrete existing
individual, the egoist. Once the egoist realizes that he is the only reality
beyond criticism, he will turn toward living like an egoist, because he
will see that there is no authority above himself (167; 135). So consistent
thought leads to the dissolution of thought itself. If I am committed to
reason, Stirner says, then I must, like Abraham, sacrifice what is closest
to me (165; 134).
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where I make myself who I am, so that I am only what I will to be and not
what someone else wills me to be. He associates self-determination with
self-creation. Hence he writes: I am only I insofar as I make Myself, i.e.,
that another does not make me but I must be my own work (256; 207).
Further: I do not presuppose myself, because I in every moment posit or
create myself . . . I am creator and creature in one (167; 135). The language of self-creation is strikingly reminiscent of Fichte, an association
that Stirner acknowledges (199; 163). He makes it clear, however, that
the I that he has in mind is not the transcendental I but the empirical
and individual I, namely, Max Stirner himself.
At first sight Stirners concept of ownness is a specific conception
of freedom. It seems to be an egoistic version of the existentialists concept of radical freedom, according to which the self is what it makes
itself. It is important to note, however, that Stirner goes to great pains to
distinguish his concept of ownness from the ideal of freedom. Freedom had been the rallying cry of the liberals of his day, their alpha
and omega. But Stirner is very eager to distinguish his ideal from theirs.
While he insists that only ownership brings true freedom, he also thinks
that ownership involves more than freedom, at least in its traditional liberal sense. Freedom for Stirner is an essentially negative value, that is, it
frees me from restraints, constraints, and obstacles; but it does not give
me anything, nor does it tell me what to do (171, 180; 141, 148). If I were
to achieve absolute freedom, I would still be left with nothing (172, 177;
142, 14546). So how, he asks, can freedom be the highest good, the sovereign value? Stirner explains that though ownness includes the idea of
freedom, it also involves something more: namely, the power to get what
I want (18384; 149). What distinguishes the free man (der Freie) from
the owner (der Eigner) is that the owner has power (173; 143). Power
takes priority over freedom, Stirner argues, because if I have power then
I can become free; but if I am free, then I do not necessarily have power
(18384; 149).
Stirner gives other interesting reasons why ownness is prior to freedom. Ownness is for him something like the ataxaria of the ancient sage,
the tranquility one enjoys whether on the throne or in chains (17374;
142). While freedom is a difficult ideal to achieve because I am often
caught in constraining circumstances, I always have ownness, which cannot be taken away from me. Even if I am enslaved, I still have myself.
Although my master might whip me, I am still myself because I will be
busy plotting how to take my revenge on him. Ownness is therefore a
more basic value than freedom itself. If freedom is to be a value, it must
be so for me (177; 145). Chasing after freedom as the highest ideal could
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What is my own is not the tree but my power over it. For Stirner, there
is no instrinsic limit to how much I can own. I am entitled to whatever
property that I can appropriate (279, 284; 223, 227). Unlike the communists, Stirner is happy to recognize the value of having property, of getting and keeping what belongs exclusively to myself alone. However, he
does not accept a right to permanent ownership, that is, the right to possess a thing, to keep it and hand it down to others, even after I die and
have no power to control it. The idea of a right to property, independent
of my power to keep and control it, is just another spook (307; 245).
Stirner has his own egoistic solution to the problem of poverty,
which had so bothered his liberal and communist contemporaries. Poverty disappears when the poor learn to take what they need. They will
become free and owners themselves only when they rebel, refusing to respect laws of property. Their slogan should be: Greif zu und nimm, was
du brauchst! (Seize and take what you need) (286; 229). The rich will
lose their power over the poor whenever the poor begin to exercise their
own power and refuse them obedience. For their services they should
demand higher prices and better reward; if their masters or employers
threaten to hire someone else, they will find no one, because scabs will be
reckoned with. Stirners solution to the problem of poverty would seem
to lead to a war of all against all; Stirner not only admits but welcomes
this (286, 288; 229, 230). He especially refuses to accept socialist or communist solutions to the problem of poverty, because these will make the
individual dependent on the state. The communists were right to rebel
against the rich and the powerful; but they were even more cruel in
handing over property to the community (28687; 22930). This simply
replaced one tyrant (the rich) with another (the collective).
Anarchism
Stirner is notorious for his anarchism, and it is as such that he usually
appears in the history of philosophy. There can be little doubt that he
deserves the reputation. If we take anarchism to mean the view that
government or the state should be abolished, Stirner easily qualifies as
an anarchist. Like all anarchists, Stirner advocates the dissolution of the
state, and he enjoins disobedience to it. Stirner declares expressly in The
Ego and Its Own that the egoist and the state are utter enemies, and that
there will never be peace between them (214; 175). I am the mortal enemy of the state, who forever wavers between the alternatives: the state
or myself (284; 227). The source of their antagonism is simple. Since
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the egoist regards only his will as legitimate, the source of all value and
law, he cannot recognize any authority over himself. The state, for its
part, also sees only its will as legitimate, as the source of all value and law.
Hence the egoist and the state are locked in interminable, irreconcilable
conflict. The egoist declares war against the state, while the state regards
the egoist as a criminal (216, 219; 176, 179).
It is, however, a unique form of anarchism that Stirner puts forward in The Ego and Its Own. The voluntarist and individualist strands of
his thought make his anarchism distinctive. Stirners voluntarism means
that, unlike many anarchists, he does not appeal to a higher moral law
to judge the power of the state. Normally, anarchists do not equate right
with power, for the simple reason that such an equation seems to justify
the existence of the state, which usually has more power than the individual. Stirners individualism means that he has none of the faith in
communal life characteristic of most forms of anarchism. Stirner does
not want the community to replace the state because he fears that the
community will dominate the individual no less than the state. In his view,
the communists have abolished one form of tyrannythe stateonly to
create anotherthe collective or community (287, 347; 22930, 275).
Stirner envisages anarchic society as a collection of disparate individuals, each of whom pursues his own self-interest. These individuals join
together into a group whenever it serves their interest; but they will just
as soon abandon it whenever it ceases to do so. It is not that Stirner expects egoists to lead a completely isolated existence; he even stresses the
social nature of human beings (342; 271). But he limits the kinds of social life in which they participate. He makes a sharp distinction between
a society (Gesellschaft) and a union (Verein). A society makes a claim over
individuals and uses them for its ends, whereas a union is simply an instrument of individuals to serve their ends and it has no claim over them
(344, 35051; 27273, 277). What binds together a society is law, which
is enforced by the state; but what joins together a union is nothing more
than mutual self-interest (347; 275).
Behind Stirners anarchism lies a very grim view of the state. For
Stirner, the very essence of the state consists in power, and its structure
in lordship and servitude (214; 17475). This view follows straightforwardly from his voluntarism. Since law is only the will of the sovereign,
and since there is no intrinsic difference between law and command,
every state is a form of despotism (214; 174). There is no intrinsic difference between different forms of state: all attempt to tyrannize over the
individual. It makes no difference whether one, some, or all rule. If the
state is a republic where everyone rules, people simply despotize over
one another. The egoist cannot recognize even the laws of a republic; for
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even if he agrees with them and helps to create them, he binds his will,
making it impossible for him to change it (215; 175).
True to his voluntarism, Stirner rejects the theory of natural rights
(210211; 171). It is sheer hypostasis to assume such rights, he argues, as
if they exist and have authority apart from the will that makes or grants
them. All talk about natural rights is simply another lingering remnant
of the Christian tradition: the idea of the equality of all souls before
God (206; 168). Since right depends on law, and law upon the will, the
only rights are those permitted by the sovereign will. The only rights the
state permits are those that it bestows; and the only rights the anarchist
recognizes are those that he makes or takes. Since law depends on superior power, the only rights will be those that are effectively defended or
protected. Hence there are two conditions necessary for a right: a will
that commands, and power to enforce it. Stirner insists upon the second
condition as much as the first: What you have the power to be, that you
have the right to be. . . . I am entitled to everything for which I have the
power. I am justified in toppling Zeus, Jehovah, God, etc., if I can; but if
I cannot, these Gods would have a right against myself and would remain
in power (2078; 169). Stirner endorses explicitly the old adage that
might makes right: Who has power, he has right; if you do not have the
former, so you do not have the latter (211; 173).
Such a theory of right appears to have serious consequences regarding the justification for punishment. If might makes right, the sovereign loses his right to punish whenever he lacks power to enforce the law.
Hence if I commit a crime and successfully elude punishment, I have
done nothing wrong. Impunity is then the prerogative of every successful criminal. Such a consequence would be very problematic for someone like Hobbes, who is intent on justifying the power of the state; but
for Stirner, who is equally intent on undermining that power, such a consequence is eagerly embraced. He explicitly affirms a right to impunity:
One says that punishment is the right of the criminal. But impunity is
just as much his right. If his enterprise succeeds that is also his right; but
if it does not, that is also his right. Where you make your bed you must
sleep in it (213; 173).
But, given his voluntarist principles, one might well ask how Stirner
can be an anarchist at all. If right consists in nothing more than power,
and if the state is successful in keeping a grip on the means of power,
then ipso facto the state has the right to rule. The fitting conclusion of
Stirners voluntarism would then seem to be the Hobbesian Leviathan
after all. Stirner does not draw this conclusion, however, because he
thinks that the state, which exists only as one individual or group, has no
more legitimacy to rule than any other individual or group. If there are
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other individuals or groups, who also have power, the state cannot claim
any exclusive right to compel obedience. Arguably, the state has more
power than the individual, and therefore (since right is might) the right
to rule over him. It is striking, however, that Stirner does not believe
that states are such powerful entities, or that they can completely silence
individuals intent on disobeying them. Individuals too, if they only join
together, have effective power to resist the sovereign. The optimism behind Stirners anarchism comes not from any belief in the goodness of
human nature, still less the hope that there will be some utopia where
all men will love one another, but from his conviction that all individuals
or groups have it in their power, if they only act resolutely, to undermine
the authority, and eventually to topple governments. No government
can last for long, in his view, if the individuals who live under it withdraw
their obedience (237; 19192).
It is one of the salient features of Stirners anarchism that he constantly stresses the responsibility of the individual for his own fate. If he
is not free, that is because he has not demanded respect and because
he has allowed others to push him around; if he is poor, that is because
he has undervalued himself and not taken what he needs. The poor
are guilty that there are the rich (353; 279). The reason that the state,
church, nation have power over me, he claims, is that I disrespect myself (316; 252). To undermine the state, Stirner does not advocate active
rebellion but passive disobedience (354; 27980). The attitude of the
egoist toward the state should be one of constant rebelliousness and refractoriness (Widerspenstigkeit) (216; 176). The egoist will obey the laws
when it is in his interest; but when it is not, he will disobey them, at least
as long as he can avoid punishment (219; 179). He will do all in his
power to disobey and disrespect authority whenever doing so serves his
own interests.
Notes
1. John Henry MacKay, Max Stirner: Sein Leben und sein Werk (Berlin: Selbstverlag des Verfassers, 1914). MacKays biography is still the main source on Stirners life.
2. Though Stirner does not explicitly refer to Thrasymachus, he was well
trained in the classics, especially Platos Republic. According to MacKay (Max
Stirner, 40), Stirner studied the work mit vielem Fleisse with Boeckh in the Sommersemester of 1833.
3. The major modern edition of the work is Max Stirner, Der Einzige und
sein Eigentum, ed. Ahlrich Meyer (Stuttgart: Reclam, 1972). The best and most
recent translation is by David Leopold, The Ego and Its Own (Cambridge, Eng.:
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Cambridge University Press, 1995). References in the text above are first to the
German edition, then to Leopolds translation. Though I have cited Leopolds
edition, all translations from the German are my own.
4. All Stirners other writings have been collected and edited by John
Henry MacKay in Max Stirners Kleinere Schriften (Berlin: Zack, 1914).
5. On the importance of Stirners challenge for Marxs intellectual development, see Paul Thomas, Karl Marx and the Anarchists (London: Routledge &
Kegan Paul, 1980), 12574.
6. See also Der Einzige und sein Eigentum: Ist es Mir recht, so ist es recht
(208; 171); Recht ist, was Dir recht ist (226; 183).
7. See, for example, the passage on 201; 164.
8. See David Leopold, Stirners Anarchism, in The New Hegelians, ed. Douglas Moggach (Cambridge, Eng.: Cambridge University Press, 2006), 18285.
9. Ibid., 182.
10. Leopold takes Stirners description of egoism in the customary sense
out of context. Stirner describes egoists in this sense as Eigenntzige auf ihren
Vorteil bedacht, nchtern, berechend, usw (81; 70). However, in this passage he
does not disapprove of egoists in this sense but simply describes Bauers attitude
toward them. Though he later disapproves of vulgar egoists, it is not because
they seek their self-interest but because they are possessed and make a fetish out
of money (82; 70).
11. Before Der Einzige und sein Eigentum Stirner shows a clear affinity for
some Romantic positions, specifically, the primacy it gave to art. See his early essay Kunst und Religion in Kleinere Schriften, 25868.
12. The concept appears explicitly in Stirners early essay Die Mysterien
von Paris, in Kleinere Schriften, 28889. Stirner writes that man is erhaben ber
Tugend und Laster, ber Sittlichkeit und Snde.
13. Karl Marx and Friedrich Engels, Werke, vol. 3 (Berlin: Dietz, 1973),
42223.
14. Stirner, Kleinere Schriften, 34550.
15. See Stirner, Der Einzige und sein Eigentum, 15967; 12935. See also 393
440; 30614.
16. See, for example, William Brazill, The Young Hegelians (New Haven,
Conn.: Yale University Press, 1970), 219.
14
Despite a number of important recent publications in the field,1 studies of the Hegelian school continue to face formidable obstacles. The
philosophical and political language of the Young Hegelians seems perhaps dated and certainly complex. It is precise and technical, but also
difficult to render adequately in translation. Translations which might
serve students or a broader reading public are indeed rare. The works
of even the best known among the members of the Hegelian school,
like Bruno Bauer, remain largely inaccessible. Germanists who are interested in the history of ideas in the nineteenth century, but who are
intimidated by the gigantic scaffolding of the Hegelian system and its
critical appendages, often consider Young Hegelian texts too abstract,
too philosophical, while philosophers tend to view them as not philosophical enough, as too journalistic, or as too closely tied to a particular
intellectual context. It is assuredly the case that this intellectual context,
that of Germany and Europe in the 1830s and 1840s, is central to the
works of many on the Hegelian Left, and in particular to those of Arnold
Ruge. This historical rootedness should not be seen as a defect or a limitation. Reconstructing this intellectual and historical context is essential
to understanding the relevance of the Hegelian Left to current political
and theoretical debates.
If we take the example of France, research on the Hegelian Left
has appeared largely as a specialized subfield of work on either Hegel
or Marx. There is considerable dynamism in both these adjacent fields.
Numerous scholarly studies on Hegel have been produced,2 and translations of his works are frequent. These include recent retranslations3
which aim for greater fidelity to the original than the older, now canoni301
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The year 1989 marked the bicentenary, both festive and solemn, of the
French Revolution. But it was also the beginning of the explosion, or
implosion, of the Soviet system and its offshoots in central and southeastern Europe. It marked the end of the system issuing more or less directly
from the 1917 Russian Revolution, which explicitly saw itself as a continuation, reproduction, and universal extension of the French Revolution. The collapse of the Soviet system had its European corollaries, of
which the two most apparent were the rapid disappearance of the German Democratic Republic, and in the opposite direction, the slow and
dramatic dismemberment of the socialist federation formerly made up
of the peoples of what was Yugoslavia.
These enormously important long-term developments draw our
attention to two closely linked phenomena: on the one hand, the revival
in Europe of the national, or nationalist, phenomenon, often incorrectly
called ethnic, or also communitarian, with all its attendant imprecision
and emotive charge; and on the other hand, the paradoxical situation of
that intellectual, social, and political international force called, in a simplifying fashion, Marxism; that is, all the diverse theoretical and practical
forms of Marxism-Leninism that had emerged since the Russian Revolution of 1917. This body of thought had, since the 1970s, fallen into
growing discredit, while at the same time, faced with what is known as
Western democracy, or liberal democracy (despite the contradiction
partial, at leastbetween democracy and liberalism), this discredit was
accompanied by a more theoretically than politically motivated return
to Marx, described by Raymond Aron in May 1968 as an inexhaustible7 theorist and critic of economic, social, political, and intellectual
modernity.8
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These historical phenomena of nationalism and the crisis of Marxism are decisive for understanding the contemporary importance of the
Hegelian Left. Grouped around Arnold Ruge, and adumbrated in his
texts of 184344, are the principal elements constitutive of a long-term
historical reality which culminated in 198990, and whose effects are
still being felt today. This reality is that of nationalisms that had long
been at odds in Europe, in confrontations which were either being surmounted, or which persisted or were even revived in dramatic military
and political conflicts. The reality is also that of democracy, with its principles and practices, as the result of a revolutionary process of which
1789 and 1792, 1830 and 1848, provide, if not the model, at least the
example. Finally, it is the opposition, at least partial, between revolutionary democracy, linked to the heritage of 1789, and Marxism, or what
became of Marxism with the Revolution of 1917 and its consequences:
in this sense, it has been said that the beginning of the implosion of the
Soviet system in 198990 was a victory of 1789 and of humanism over the
Russian Revolution.9
From the point of view of intellectual history, one should add to
the aspects already citednationalisms, the revolutionary sources of
democracy, and the historical fate of Marxisman additional consideration, at once intellectual and political: the thought of Hegel, and more
generally Hegelianism in all its different currents. On the one hand,
as was observed in the 1970s by the Germanist Pierre Bertaux, an early
member of the Resistance against the Hitlerian seizure of France and
much of Europe at the beginning of the 1940s, and a commissioner of
the republic at Toulouse with the Liberation, an important part of the
articulation between the Jacobin French Revolution and the MarxistLeninist revolution in Russia occurred in Germany, with the transition
from Hegel to Marx.10 In addition, it was especially around the thought
and the texts of Hegel that political discussion crystallized in Germany
during the Vormrz period (183048) among minority circles that could
be generally designated progressive, in contrast to the larger and more
powerful camp of conservatism and reaction. This discussion was given
impetus by the gradual completion, after Hegels death in November
1831, of his Berlin lectures by his former students, colleagues, and
friends.11 It involved thinkers from Heinrich Heine to the young Marx,
by way of Young Germany, the Hegelian Left, and true socialism, as
represented, for example, by Moses Hess.
Despite the vigor and asperity of their numerous and often obscure mutual polemics, the critical and progressive intellectual currents
and personalities of the Vormrz share more areas of agreement than
of divergence. The principal point of convergence of these diverse cur-
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rents and personalities is the double and partly contradictory character of their relation to Hegels thought on politics and history. On the
one hand, this thought was generally criticized as an intellectual prop of
the established order, or the order reestablished in 1815 and confirmed
after 1830. Hegel was taken to offer a theoretical justification for this
intolerable regime. On the other hand, it was within Hegelianism, reoriented or revised, that the bases of its own transcendence were to be
sought. This critical, even revolutionary transcendence implied ideally
the overcoming of the established order in Germany in all the various
spheres of intellectual, political, and social life.
To a great extent, Heine already in the early 1820s, Young Germany
in the 1830s, the Young Hegelians from the late 1830s to 1844, and true
socialism after 1845 largely shared this analysis. The critique of Hegel
and the reorientation of Hegelianism were effected to a considerable
degree through an opposition between the abstraction of philosophical
theory and the concrete immediacy of human existence. Philosophical
abstraction was held to be conservative by nature and function, because
of its proximity to its theological origins. Critical distancing in Hegelianism thus involves notions dealing with life and the right to life (das
Recht zu leben) or with the right to movement (Bewegung), a very frequent
term in Young German texts, or with youth and change. It is this eminently revolutionary right to life that Heine invoked in an important
text, long unpublished, from the early 1830s, on different conceptions
of history (Verschiedenartige Geschichtsauffassung).12 It is this right to living,
this imprescriptible right to movement and change, that all these critical
intellectuals seek to introduce, reintroduce, or accentuate in Hegelian
thought, and through it, ideally, in the social and political reality of which
it presented itself as the simple description or theory. The critique of
Hegelianism in the name of life is thus an internal critique, an attempt
to turn Hegels thought, as it was understood, toward ends which, in its
public exposition at least, it often seemed to ignore, whether through
opportunistic prudence or conservative conviction: political life as the
realization of individual and collective liberty, the autonomous life of
the nation or the people, but also the human right to live a materially
decent life, as the condition of all intellectual and political freedom.
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a huge noble estate. Among the Young Hegelians, he was perhaps the
least theoretical, the most conscious of political and journalistic practice, and thus also the closest, in human and intellectual terms, to the
literary movement of Young Germany (especially Heinrich Laube and
Karl Gutzkow),13 which, it is too often forgotten, formed the other wing
of the critical movement issuing from Hegel.
Of all the Young Hegelians, it is undoubtedly Ruge who took
political reflection and activity most seriously. He served as a deputy from
Breslau in the Frankfurt Parliament of 1848, seated with the Donnersberg group representing the extreme Left of republicans and socialists.
In his case the term Hegelian Left has the most direct and least metaphorical meaning. Within the vast, conflictual, nebulous world of the
Young Hegelians, he was not always in the leading ranks, and was neither
the most powerful nor the most brilliant. Among the best-known figures,
he lacked Bruno Bauers theological, then anti-theological competence,
and his ferocious, slightly nihilistic polemical style.14 Bauer, the leading
figure in the group of the Free (die Freien) in Berlin in the early 1840s,
opposed to the widespread apathy of the masses, whether bourgeois
or proletarian, the extreme radicalism of an ultracritical philosophy of
self-consciousness (Philosophie des Selbstbewusstseins). Ruge was far from
possessing Marxs powerful erudition, theoretical depth, or diabolical
sarcasm. As the son of a small Rhenish industrialist, Moses Hess, who
would side with Marx against Ruge in the debates of 184344 on proletarian socialism (or communism) as the future of humanity, knew far
better the reality of economic life, but also the different currents and
representatives of socialism and the workers movement in France and
elsewhere. As for Feuerbach, the best known of all these figures after
Marx, he acted as the spiritual father of the entire Hegelian Left. Explicitly or implicitly, it was Feuerbachs innovative reflections on philosophy
and religion, particularly Christianity, that provoked and structured the
Young Hegelian debate. Everyone wanted to publish his articles, Ruge
especially in his Hallische Jahrbcher fr Wissenschaft und Kunst, from 1838
to 1841, then in his Deutsche Jahrbcher in Dresden from 1841 to 1843.
Ruges exposure to Hegel was belated and may appear quite superficial. He did not study directly under the master, nor under one of his
students, as Marx did, for example, with the jurist Eduard Gans in Berlin.
He began to read Hegel only from 1833 onward, with the posthumous
publication of the Berlin lectures. His early political education in the
first years of the post-Napoleonic Restoration was as a young German
patriot seeking national unity. As a student of theology, philosophy, and
philology at the Universities of Halle, Jena, and Heidelberg from 1821 to
1824, he joined the Youth League ( Jugendbund, also known as Jnglings-
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the same time by Edgar Quinet23 of a possible future revolutionary mission for German philosophy from Kant to Hegel, via Fichte and Schelling; this might compensate, at least in the realm of theory, for Germanys
deeply worrying political retardation.24
Plans for the Deutsch-franzsische Jahrbcher (German-French Annals)
were worked out, at least in outline, by Ruge and Marx in Dresden in
May 1843. The editor of the journal was originally to have been Julius
Frbel,25 a German of radical opinions then living in exile in Zurich.
Often in the company of Moses Hess (Marx being absent until October),
Ruge spent the summer of 1843 in Paris, trying to convince a broad spectrum of French writers, journalists, and politicians, from liberals, republicans, and socialists of varying stamp to communists, to participate in
the innovative venture of the Deutsch-franzsische Jahrbcher.
In early 1846, Ruge told the story of these numerous interviews,
right up to their final failure: there were no French contributors to the
sole issue of the Jahrbcher that appeared in 1844. This account fills the
first volume of a large two-volume retrospective, over 400 pages long, entitled Two Years in Paris (Zwei Jahre in Paris).26 It describes the various personalities whom Ruge encountered, and the discussions which he had
with them. Among these were Etienne Cabet, editor of the newspaper
Le populaire, and author of the famous Voyage to Icaria 27 (183839), which
went through five editions before 1848; Thodore Dzamy,28 whom Ruge
characterizes as clearly materialist; Flora Tristan;29 the Fourierist Victor Considrant,30 editor of the daily La dmocratie pacifique, whom Ruge
found sympathetic; the heterodox Catholic Lamennais, author of Words
of a Believer; 31 the republican socialist Louis Blanc, who in November 1843
warmly endorsed the Jahrbcher project and explained its importance in
a lengthy article published in Pierre Lerouxs Revue indpendante;32 the
anticolonialist and abolitionist Victor Schlcher;33 and the republican
Ledru-Rollin.34 For a time, Ruge had also hoped to secure the collaboration of the very active Pierre Leroux,35 but especially of Lamartine,36 with
whom he had been in contact, and probably also of George Sand,37 as
these two authors were the most prestigious of the possible recruits.
Following quickly upon the Franco-German crisis of 1840 over the
always contentious issue of the Rhine,38 the project of a Franco-German
alliance set out in Ruges 1843 text is conceived in a revolutionary sense.
France is to occupy the side of the effective revolution, of life, of practice, while Germany engages with thought, philosophy, and theory. On
the French side, the heritage of revolution begun in 1789 and reactivated in 1830 is enriched by a workers movement, of socialist or communist character, which was in full development. On the German side,
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the dynamic forces are those of critical thought derived from Hegel, that
is, of Young Hegelianism applied to the complementary domains of religion, philosophy, politics, and social life.
But for Ruge it is not simply a matter of juxtaposing or adding
French political and social practice to German critical thought. It is
rather a question of mutual enrichment: French practice is called upon
to vivify German thought, to endow it with concrete content and aims,
while German thought is to lead French activism finally to gain consciousness of what it truly is, and thus to come fully into possession of
itself, notably by divesting itself of the Christian elementsLamennais,
for examplewhich continue to encumber it, and which pose an obstacle to its more complete development.
What disinclined the French whom he consulted to collaborate in
the Deutsch-franzsische Jahrbcher was especially the anti-religious, even
atheistic attitude of Ruge and his German friends, all of whom were
strongly marked by Feuerbachs humanist anthropology. By a strange
misdirection, it was precisely around the banner of philosophical and
political humanism that Ruge thought he could unite the broad ideological spectrum among his French contacts, alongside the Germans who
would be participating in the journal. Most of these Germans were neoHegelians of Feuerbachian coloration: Engels, Marx, Hess, and Ruge
himself. In addition, there were Heine, who had himself had a partly
Hegelian education in Berlin in the 1820s, the poet Georg Herwegh,39
and Johann Jacoby,40 a very brave and tenacious democrat from East
Prussia.
It is precisely the definition of this humanism that posed the
greatest difficulties for the Franco-German synthesis which Ruge proposed. The French who were solicited for this project, even the socialists
and communists among them, found this Young Hegelian humanism
unacceptable because of its anti-religious implications.41 This was not
only for reasons of personal conviction, but because it was feared that
such a position would alienate the popular classes to whom these theorists appealed. It would lead to a loss of political efficacy.
The open attack on Christianity conducted by Ruge and the Young
Hegelians was thus one of the primary causes of the failure of the Jahrbcher project. It was not, however, the sole cause. Also at issue were the
definition of the republic (res publica, a term without an exact German
equivalent, as Ruge and Marx admitted) and the interpretation of the
clash of nationalisms in the 1840s.
What Ruge retains from the failure of his Franco-German synthesis
is the idea of an end to the confrontation of opposing nationalisms. His
text Patriotism (Der Patriotismus), written in spring 1844 and pub-
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lished only in 1846, in the second volume of his Two Years in Paris, radicalizes the argument developed in Toward an Understanding of 1843. Of
the humanism which he proposes to his French interlocutors, Ruge now
says essentially two things. First, he opposes humanism to patriotism,42
what we would today call nationalism. He explains this, in Feuerbachian
perspective, in exactly the same way as religion, namely as the result of
the alienation of human beings in favor of an abstract and imaginary
entity which they have created for themselves, and to which they are
prepared to sacrifice themselves intellectually and even physically, even
to the death in the case of war. Second, the objective of humanism is
the suppression of all possible alienations: of religion, of patriotism and
militarism, but also of labor in its miserable, deadening daily reality. The
aim of humanism is the liberation of humanity in general, of all human
beings, of all the classes of civil society, of all those, Ruge explains,
who are strictly speaking sacrificed to the devouring community (Gemeinwesen) of modern civil society.43 This aim is not restricted to any particular social group which might be intellectually favored on the grounds
that it is more alienated and even more miserable than the others. With
explicit reference to Hegels distinction between state and civil society as
the system of needs and labor, Ruge advances his proposal of a passage
from civil society, the site of generalized alienation and unhappiness, to
a humane society44 respectful of life and the right to life, and promoting harmonious development.
Thus, starting from Hegel and his theory of the state and civil society, Ruge proposes to counter both the unhappy political reality of
Germany and the difficulties of an alliance with the French, whom he
deems to be still too exclusively political and religious, but insufficiently
social and philosophical. Respect for human life, finally freed from the
various oppressions which weigh it down, is a means of liberation and a
condition of thriving, both for concrete individuals, and for humanity
as a whole.
Ruges proximity to the young Marx here is striking, even if the latter
speaks of the particular alienation of the proletariat in respect to labor,
while Ruge invokes a generalized alienation touching all classes of civil
society. It is, however, in March 1844, at the moment of their closest
intellectual proximity, especially on the subject of alienation, that there
occurs a personal and political break between Ruge and the still Feuerbachian Marx, on the issue of communism as the possible and desirable future of humanity.45
Superficially, the break was provoked by financial problems aris-
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Notes
An earlier version of this paper was delivered at the German Historical
Institute in Paris.
1. See, for example, Solange Mercier-Josa, Thorie allemande et pratique franaise de la libertDe la philosophie la politique et au socialisme (Paris: LHarmattan,
1993); Jean-Marie Paul, Dieu est mort en Allemagne: Des Lumires Nietzsche (Paris:
Payot, 1994) (esp. 157216 on the Hegelian heritage); and Douglas Moggach,
ed., The New Hegelians: Philosophy and Politics in the Hegelian School (Cambridge,
Eng.: Cambridge University Press, 2006).
2. See, for example, Gwendoline Jarczyk and Pierre-Jean Labarrire, De
Kojve Hegel: 150 ans de pense hglienne en France (Paris: Albin Michel, 1996);
Andr Stanguennec, Hegel: Une philosophie de la raison vivante (Paris: Vrin, 1997);
Jacques DHondt, Hegel: Biographie (Paris: Calmann-Lvy, 1998); Jean-Franois
Kervgan, Hegel et lhglianisme (Paris: Presses Universitaires de France, 2005);
and Jean-Louis Vieillard-Baron, Hegel, penseur du politique (Paris: Le Flin, 2006).
3. See, for example, G. W. F. Hegel, Phnomnologie de lesprit, trans. JeanPierre Lefebvre (Paris: Aubier, 1991); G. W. F. Hegel, Cours desthtique, 3 vols.,
trans. Jean-Pierre Lefebvre and Veronika von Schenk (Paris: Aubier, 199597);
and G. W. F. Hegel, Principes de la philosophie du droit, trans. Jean-Franois Kervgan (Paris: Presses Universitaires de France, 1998; new revised and expanded
edition, 2003). There are older translations of these texts: by Jean Hyppolite for
the Phnomnologie de lesprit (see note 4, below); by Samuel Janklvitch for the
Leons sur lesthtique (Paris: Aubier, 194445); and by Andr Kaan, with a preface
by Jean Hyppolite, for the Philosophie du droit (Paris: Gallimard, 1940).
4. G. W. F. Hegel, Phnomnologie de lesprit, trans. Jean Hyppolite (Paris: Aubier, 193941).
5. See, for example, Isabelle Garo, Marx, une critique de la philosophie (Paris:
Seuil, 2000); tienne Balibar and Grard Raulet, eds., Marx dmocrate: Le Manuscrit de 1843 (Paris: Presses Universitaires de France, 2001); and in a less scholarly
genre, Jacques Attali, Karl Marx ou lesprit du monde (Paris: Fayard, 2005; reissued,
Paris: Le Livre de Poche, 2007).
6. Arnold Ruge, Aux origines du couple franco-allemande: Critique du nationalisme et rvolution dmocratique avant 1848, ed. and trans. Lucien Calvi (Toulouse:
Presses Universitaires du Mirail, 2004).
7. Raymond Aron, Equivoque et inpuisable, UNESCO Conference,
May 1968, on the 150th anniversary of Marxs birth, published in Arons Dune
Sainte Famille lautre: Essais sur les marxismes imaginaires (Paris: Gallimard, 1969),
277307.
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1835), corresponds to three different German titles: Zur Geschichte der Religion
und Philosophie in Deutschland (1835), Die Romantische Schule (1833 and 1836), and
Elementargeister (1837). Heinrich Heine, Smtliche Schriften, 5:357703.
22. Franois Mignet, Histoire de la Rvolution franaise depuis 1789 jusquen
1814, 2 vols. (Paris: Perrin, 1824).
23. Edgar Quinet, De la rvolution et de la philosophie, Revue des deux
mondes, December 1, 1831.
24. Lucien Calvi, Le soleil de la libert : Henri Heine (17971856), lAllemagne,
la France et les rvolutions (Paris: Presses Universitaires de Paris-Sorbonne, 2006).
25. Since 1841, Julius Frbel (18051893) had been editor of the Literarisches Comptoir in Zurich and Winterthur. In the 1830s and 1840s the Swiss Confederation, like Paris and France, was a place of refuge and of publication for
German liberals and radicals.
26. Arnold Ruge, Zwei Jahre in Paris: Studien und Erinnerungen, 2 vols.
(Leipzig: Wilhelm Jurany, 1846).
27. tienne Cabet (17881856), French republican and socialist, was
elected to the Assembly after July 1830, and in 1833 he founded the journal Le
populaire. Besides his Voyage en Icarie, translated into German in 1847, he published many other works, particularly an 1842 booklet with the significant title Le
dmocrate devenu communiste malgr lui.
28. Thodore Dzamy (18031850) was secretary to Cabet and a collaborator on the Populaire. He criticized Lamennais and the retention of Christian references in socialism and communism (M. Lamennais, rfut par lui-mme, 1841).
29. Flora Tristan (18031844), socialist and feminist militant whose name
is often associated with George Sand.
30. Victor Considrant (18081893), a student at the cole Polytechnique
in 1826, was leader of the Fourierist school after Fouriers death in 1837. In 1832
he founded the journal La phalange, and in 1843, La dmocratie pacifique.
31. The abb Flicit de Lamennaisor La Mennais(17821854), initially a traditionalist, distanced himself from Restoration conservatism, especially
after 1830. The founding of the liberal Catholic journal Lavenir in 1832 was disavowed by the pope, but Lamennais continued to radicalize his position, even
adopting socialistic formulas in his Paroles dun croyant, a work of 1833, translated
into German in 1834. He was elected to the Assembly in 1848.
32. On this article, see Lucien Calvi, Prsentation, in Ruge, Aux origines
du couple franco-allemande, 4451. Louis Blanc (18111882) was a brillant republican journalist, opposed to the July monarchy. He was a member of the provisional government in 1848, an admirer of Robespierre and of Jacobinism, and
a partisan of a state socialism. He published Lorganisation du travail in 183940,
a work reissued nine times up to 1850, and translated into German in 1847. His
Histoire de dix ans: 18301840 was published between 1841 and 1844.
33. Victor Schoelcher (18041893), a republican member of the grande
bourgeoisie, was minister of the marine at the beginning of the Revolution of
1848, and deputy for the Antilles. He belonged to the left and extreme left group
referred to as the Mountain.
34. Alexandre-Auguste Ledru-Rollin (18071874), a Parisian lawyer, had
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been a deputy since 1841, and was a member of the provisional government in
1848. In exile for twenty years under Napoleon III, he was a member, along with
Ruge and the Hungarian patriot Kossuth, of the European Democratic Central
Committee, founded in London in 1850 by the Italian republican Mazzini.
35. Pierre Leroux (17971871), a Saint-Simonian autodidact, had espoused republicanism since the 1820s, and was among the first to use the word
socialism in its modern sense. He helped reorient the journal Le globe from
liberalism to Saint-Simonianism after July 1830, and in 1843 set up the Revue indpendante. He was a deputy in June 1848.
36. Alphonse de Lamartine (17801869), renowned poet since the early
1820s, served as a diplomat in Italy, became a member of the Acadmie Franaise
in 1830, and a deputy in 1834. He was a very popular member of the provisional
government in 1848. He effectively defended the tricolor flag against the red
flag, but was eliminated from the political scene by Louis-Napoleon Bonaparte,
the future Napoleon III.
37. George Sand, pseudonym of Aurore Dupin (18041876), was a successful novelist and pioneer of womens emancipation. She had links with republican, humanitarian, and socialist circles, especially with the Revue indpendante
and with Pierre Leroux. Her novels were quickly translated into German and left
their mark on Young Germany, and afterward on the Hegelian Left. Ruge wrote
an introduction to a translation of her works published by Wigand in Leipzig
between 1843 and 1846 (ber George Sand und die Tendenzpoesie, in Arnold
Ruge, Smtliche Werke, 2nd ed. [Mannheim: J.P. Grohe, 184748], 3:35878).
38. This crisis also originated in the Eastern Question, that is, the fate of
the Ottoman Empire, and in the isolation of France on this subject, faced with
the coalition of victorious powers in 1815: Russia, the United Kingdom, Austria,
and Prussia. See Calvi, Prsentation, 5863.
39. Georg Herwegh (18171875) was a German democratic poet who published several works in exile, for example his Poems of a Living Man (Gedichte eines
Lebendigen) in 184143 with Frbel in Zurich. Moving to Paris in 1844, like Ruge
and Marx, he organized a corps of volunteers there in 1848 to assist the revolutionaries in Baden.
40. Johann Jacoby (18051877) published in 1841 a pamphlet entitled
Four Questions Answered by an Inhabitant of East Prussia (Vier Fragen, beantwortet von
einem Ostpreussen). This was in response to the refusal by the new king of Prussia,
Friedrich Wilhelm IV, to permit evolution toward a constitutional system of government, as his father had promised in 1813.
41. In November 1843, Louis Blanc wrote in La revue indpendante, on the
subject of the Deutsch-franzsische Jahrbcher project and Young Hegelian atheism,
the doctrine of Hegel bordered on atheism; and . . . it was atheism that the most
fervid disciples of Hegel retained from his heritage . . . Atheism in philosophy
corresponds to anarchy in politics . . . The liberty that came from philosophy
[of the Enlightenment: Blanc cites Diderot and dHolbach] was only a false liberty . . . and individual right, and what is absolute about it, is not, cannot be the
basis of democracy. This was well understood by the immortal adversary of Voltairianism, the great Jean-Jacques [Rousseau]. Rousseau, according to Blanc,
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prevents, or at least inhibits, us from understanding Marx as finally another philosopher, as someone who contributes to, but does not finally
resolve, the problems of philosophy.
Engelss uninformed analysis is wrong on all the main points,
and hence misleading as concerns an interpretation of Marx. Here I
will simply pass over in silence details in Engelss discussion, such as his
notorious view that Kants problem of the thing in itself can be solved
through praxis and industry.3
Engels, who was impressed by Darwin, mistakenly thinks philosophical questions can be solved through scientific discoveries in such
fields as biology. He conflates the evolutionary problem of the origin
of human beings from nature with the very different problem of knowledge in general. As concerns the relation of thought and being, Engels
is doubly in error. On the one hand, merely to accept the Darwinian explanation of biological evolution casts no light at all on the problem of
knowledge. On the other hand, a materialist approach to knowledge as
Engels depicts it is problematic. For as Fichte already showed,4 there is no
way to explain knowledge on the basis of an object lying outside experience but allegedly known within it. Further, if Marx favored materialism
as Engels understands it, then his position would be of no conceivable
interest.
Engelss account of the role of Feuerbach in the formulation of
Marxs position should also be challenged. Engels would only be correct in this regard on two conditions: (1) if Marxs position were in fact
significantly influenced by his reading of Feuerbach, and (2) if Marxs
position were a form of materialism. Both claims are, I believe, false.
Marxs position took shape unusually quickly. Though it later develops, the development works out insights at which Marx had already
arrived before he entered into contact with Engels and before he begins
to discuss Feuerbach. The most important remarks on Feuerbach occur
in the Paris Manuscripts (1844) and in the Theses on Feuerbach, which
were both written only after Marx entered into contact with Engels. Elsewhere I have argued in detail that Marxs position includes three fundamental elements, including a critique of Hegel, especially the latters
Philosophy of Right; a critique of contemporary capitalism as it existed
toward the middle of the nineteenth century; and a revised theory of
modern industrial society.5 The basic outline of Marxs critique of Hegel was initially worked out in two papers written in 1843.6 The critique
of capitalism, which is already emerging in these papers, very rapidly
assumes a form whose outline never later changes as early as the Paris
Manuscripts, where Marx also sketches his own alternative model of modern industrial society.
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ence to know the world as it really is. Aesthetic realism is an artistic style,
which is employed in artistic production, and which is sometimes said, for
instance by Marxist writers on aesthetics, to be cognitively preferable.
Kants form of representationalism presupposes a commitment to
metaphysical realism, or to the claim to know the mind-independent
world as it really is. This commitment, which goes all the way back at least
to Parmenides, remains popular. But no argument has ever been devised
to show we can reliably claim to know the mind-independent world as
it is. If a representation is the only access to the object, then we cannot
know that a representation corresponds to it, for instance, through comparison, direct intuition, or in any other way. In fact, if the object really
were mind-independent, then there would be no epistemological link to
it and it could not be known. Kant arrives at a similar conclusion through
his concept of the thing in itself. Since the thing in itself, which can without contradiction be thought but cannot be given in experience, is by
definition beyond cognition, we cannot successfully claim to represent
it. Hence, on strictly Kantian grounds there is in fact no prospect of solving the problem of knowledge through a representationalist strategy.
There are two consequences of the failure of a representationalist
approach to knowledge. One concerns Kants relation to the venerable
representationalist epistemological strategy, which is common to rationalists like Descartes and empiricists like Locke. This strategy reaches
a peak in Kant. Though representationalism is still popular, after Kant
there is no reason to be a representationalist. The other concerns the
alternative. If there is no way to know a mind-independent object as it
is, if we can never credibly claim to correctly represent it, then, on pain
of falling into skepticism, the other alternative appears to be to argue we
can know a mind-dependent object.
Kants Copernican revolution is frequently mentioned but not
often studied in detail. The available literature is confused and confusing. The most comprehensive recent discussion comes to the conclusion
that there is no relation, none whatsoever, between Kant and Copernicus.9 In this respect, it is at least interesting to note that Kants contemporaries Reinhold and Schelling understood Kant in terms of a proposed
Copernican revolution in philosophy.
This is not the place to develop a full-scale analysis of this key part
of the critical philosophy. Suffice it to say that Kant, like such other antiCartesians as Hobbes and Vico, argues in effect that knowledge is possible if and only if the subject can in some sense be said to construct
what it knows as a condition of knowing it. For these and other thinkers,
construction of the object becomes a necessary condition of any reliable
claim to know it.
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alism, from Kant at least through Marx. Since Hegel, who emphasized
identity in difference, post-Kantian German idealism has been known as
philosophy of identity (Identittsphilosophie).
The history of post-Kantian German idealism is composed of a series of efforts to reformulate and develop the concept of constructivism,
hence the position to which it belongs. In the process, Kants original
theory, which is resolutely a priori, anti-psychologistic, nonsocial, and
nonhistorical, is transformed into a very different theory, inspired by
Kants position, but which, unlike it, is a posteriori, psychologistic, social, and historical. The result is to extend and complete Kants critical
philosophy not according to its letter but rather according to different
interpretations of its spirit at the evident cost of turning it inside out, so
to speak.
As post-Kantian German idealism is usually described, the main figures are Fichte, Schelling, and Hegel, each of whom, in ways consistent
with his own interests, contributes to the later development of Kantian
insights, including constructivism.
Since this is neither a history of idealism, nor of German idealism,
nor of constructivism, it is not necessary to describe the post-Kantian
evolution of German idealism in any detail. In the present context, it will
be sufficient to limit the discussion of thought in this period to several
rapid remarks.
We can begin with Fichte, who is in some ways a pivotal figure. At
a time when many observers claimed to be the only ones to read Kant
correctly, all the main post-Kantian idealists read Kant through Fichtes
eyes. Fichte represented himself as an orthodox Kantian; and Schelling
was, until he broke with Fichte, a self-described Fichtean.
Fichte claims to be a transcendental philosopher precisely in the
Kantian mode. He further describes his own position as transcendental
philosophy. Yet he leaves transcendental philosophy, at least as Kant understands it, behind. For Kant, transcendental philosophy is by definition
a priori. Fichte effects the transition from the a priori to the a posteriori
plane through rethinking the Kantian subject as finite human being.
In terms Husserl later popularized, we can say that Kant is opposed to
psychologism. Unlike the British empiricists, who are concerned with
human knowledge, Kant is concerned with the transcendental logic of
knowledge in general. The Kantian subject, which is not a human being,
is a mere epistemological construct, which performs a particular role in
Kants theory of knowledge at the obvious cost of opening a gap between
the conditions of knowledge and whatever human beings are capable
of doing. Fichte, who rethinks the subject as finite human being, closes
this gap. He rejects representationalism in favor of the view that experi-
331
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334
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history emerged out of an earlier turn away from being, Foucaults positivistic account of history as composed of disconnected epistemes, and
Lyotards idea that postmodernism differs from modernism in the rejection of overarching explanations. Marx advances a historical account of
the same phenomena based on economic development. His account is
based on two related theorems. The first is contained in the model of
modern industrial society in terms of a fundamental distinction between
superstructure and base.25 The base refers to the economic organization
of the means of production, and the superstructure refers to all other,
noneconomic, cultural phenomena, including philosophy, law, and so
on. The well known relation of superstructure and base is interpreted in
two main ways. One is as a unilateral relation, in which the base is said
to determine the superstructure. And the other is as an interaction in
which each determines the other. In both cases, Marx holds that changes
in the economic base lead eventually to changes in its superstructure.
The second theorem is a claim about social conflicts and social crises, which transform society and, as a direct result, human history. Marx,
who defines social relations in general fashion, at least leaves the door
open to a form of society lying beyond modern industrial capitalism,
hence beyond the influence of the economic process. He famously
claims that human history only begins when, in the transition to communism, capitalism is left behind. This conviction derives from an analysis
of the underlying economic structure of society. In this respect, Marx
identifies two economic mechanisms ingredient in historical change.
One is due to the variable relation between material productive forces
and the existing relations of production. By the term conflict Marx,
following Hegel, endeavors to think social contradictions. According to
Marx, social conflicts arise when the development of productive forces
comes into conflict with the existing relations of production, leading to
social revolution. By revolution, Marx means adaptive social change,
which stops short of deeper social transformation, for instance in the
transition from capitalism to communism. Marx is realistic in suggesting
that a social order, which is based on a particular constellation of social
forces, never disappears before all its productive forces have developed.
The other mechanism is due to periodic crises resulting from underconsumption. Marx sometimes romantically suggests that capitalism will
finally founder on such a crisis. One cannot rule it out, but there seems
no particular reason to support such an inference.
Marxs theory of capitalism is in effect a theory of the modern
world. In the many discussions of modernity, there seems little awareness that capitalism is so to speak the main motor, even the driving force,
of the modern world. It would be a mistake either simply to accept or to
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reject Marxs theory of capitalism without criticism. There are numerous questionable points in Marxs theory of capitalism. One, which has
attracted much attention, is his theory of surplus value and his general
theory of value.26 Another is his theory of economic crisis. I think these
and other points should be discussed. Suffice it to say here that this is
the most wide-ranging theory of capitalism, and hence the most wideranging theory of the modern world. As long as capitalism remains central to modern life, I suspect Marxs theory will remain the most useful
theory we are likely to have.
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Marx follows Hegel in claiming that what we know when we know is the
product of the mind, which reconstructs its cognitive object as a condition of knowing it.
It has already been pointed out that Marx, like all the German idealists, bases his approach to knowledge on an identity between subject and
object, knower and known. The differences between Marx and Hegel
as concerns knowledge are mainly a question of emphasis. Hegel studies knowledge in general, but Marx is solely concerned with knowledge
of the social world. Hegel turns away from mind-independent reality as
even a potential object of knowledge in focusing on the phenomenal
content of experience. Marx desires to cognize the social world we in
fact experience, or, as he says, what is given in the head as well as in
reality.30
Marx takes up the same problem, in almost the same words, in
the famous afterword to the second German edition of Capital. Here he
stresses the need to describe social development not in terms of the historical sequence of economic categories, but rather in terms of the relation among categories in modern bourgeois society.31 One seeks to describe the subject matter as if it followed from an a priori construction.32
In treating the cognitive object as if it were an a priori construction, Marx
is close to the position Fichte outlines in the Wissenschaftslehre. Marx, like
Fichte, treats the a priori and the a posteriori as two perspectives on
the same object.33 Yet in equating reality with what we experience, he
overlooks the distinction, basic to all the German idealists, between the
mind-independent external world and phenomena, in a word, the basic
difference between what is in itself and what we in fact experience. Marx
simply conflates one with the other in failing to note that there is no way
reliably to know that we know the world, or even the social world, as it
is. To think otherwise is to think, as Kant is sometimes read, that the observer constructs a representation of the mind-independent world as it
is.34 For a representationalist approach, in which there is no other access
to reality, there is no way reliably to know that representations correctly
represent. In reacting to Kant, Hegel, the phenomenologist, stresses this
point in his description of knowledge as a process of trial and error.
Marx, who overlooks the difference between his project and Hegels, is
doubly incorrect. First, he incorrectly accuses Hegel of transforming the
real world into an idea. Second, he incorrectly contrasts our conception
of the world with the material world, which, through a categorial framework, he seeks to translate into, or again to grasp through, thought. Yet
if the world as we experience it depends on our categorial framework,
then categories and cognitive objects are interdependent and a clear
distinction between them cannot be drawn.35
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Notes
1. See Tom Rockmore, Marx After Marxism (Oxford: Blackwell, 2002).
2. Friedrich Engels, Ludwig Feuerbach and the End of Classical German Philosophy, ed. C. P. Dutt (New York: International, 1941), pt. 2.
3. This view is criticized by Lukcs. See Georg Lukcs, History and Class
Consciousness, trans. Rodney Livingstone (Cambridge, Mass.: MIT Press, 1971),
13133.
4. See J. G. Fichte, First Introduction to the Science of Knowledge
(1797), in The Science of Knowledge, ed. and trans. Peter Heath and John Lachs
(Cambridge, Eng.: Cambridge University Press, 1982), 328.
5. See Rockmore, Marx After Marxism.
6. See Karl Marx, Writings of the Young Marx on Philosophy and Society, ed. and
trans. Loyd D. Easton and Kurt H. Guddat (Garden City, N.Y.: Doubleday Anchor, 1967), Critique of Hegels Philosophy of the State, 151202, and Toward
the Critique of Hegels Philosophy of Law: Introduction, 24964.
7. See Georg Lukcs, Lenin: A Study on the Unity of His Thought, trans.
Nicholas Jacobs (Cambridge, Mass.: MIT Press, 1970).
8. See Tom Rockmore, On Constructivist Epistemology (Lanham, Md.: Rowman and Littlefield, 2005).
9. Hans Blumenberg, The Legitimacy of the Modern Age, trans. Robert M. Wallace (Cambridge, Mass.: MIT Press, 1983).
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10. Immanuel Kant, Critique of Pure Reason, trans. Allen W. Wood and Paul
Guyer (Cambridge, Eng.: Cambridge University Press, 1998), B181, p. 273; Bxiii,
p. 109.
11. See Tom Rockmore, Kant and Idealism (New Haven, Conn.: Yale University Press, 2007).
12. Kant, Critique of Pure Reason, Bxiii, p. 109.
13. Ibid., Bxliv, p. 123.
14. For want of a better term, I shall designate the second form of activity, which will occur under communism, as free human activity. See Karl Marx,
Theories of Surplus Value, vol. 3 (Amherst, N.Y.: Prometheus, 2000), 257: But free
time, disposable time, is wealth itself, partly for the enjoyment of the product,
partly for free activity whichunlike laboris not dominated by the pressure of
an extraneous purpose which must be fulfilled, and the fulfillment of which is
regarded as a natural necessity or a social duty, according to ones inclinations.
15. See chapter 7, Aspects of the Historical Relation, in Tom Rockmore,
Fichte, Marx, and the German Philosophical Tradition (Carbondale: Southern Illinois
University Press, 1980), 12044.
16. Karl Marx, Early Writings, trans. and ed. Tom Bottomore (New York:
McGraw-Hill, 1964), 158.
17. Ibid., 126.
18. Karl Marx and Friedrich Engels, The German Ideology: Part 1, trans. and
ed. Chris Arthur (New York: International, 1970), 94.
19. Georg Lukcs, Zur Ontologie des gesellschaftlichen Seins (Darmstadt and
Neuwied: Luchterhand, 1986), vol. 14, p. 739.
20. He identifies three elements as necessary to reawaken a genuine Marxian ontology at this time. These include a critique of contemporary bourgeois
ideology, a critique of the Stalinist approach to Marxism, and a study of the
Hegelian residue in Marx. See Lukcs, Zur Ontologie des gesellschaftlichen Seins, vol.
13, pp. 11213.
21. See G. W. F. Hegel, System of Needs, 189208, in Philosophy of Right,
trans. H. B. Nisbet, ed. Allen W. Wood (Cambridge, Eng.: Cambridge University
Press, 2005), 22739.
22. See Hegel, Philosophy of Right, 67, pp. 9798.
23. See Hegel, Philosophy of Right, 67, pp. 9798.
24. Marx and Engels, German Ideology, 50.
25. See the Preface in Karl Marx, A Contribution to the Critique of Political
Economy, trans. S. W. Ryazanskaya, ed. and intro. Maurice Dobb (New York: International, 1970), 1923.
26. See Karl Marx and the Close of His System (by Eugen Bhm-Bawerk) and
Bhm-Bawerks Criticism of Marx (by Rudolf Hilferding), edited with an introduction by Paul M. Sweezy (New York: Augustus M. Kelley, 1949), 3118.
27. See Marxs letter to his father (1837), in Writings of the Young Marx on
Philosophy and Society, 4050.
28. See Reification and the Consciousness of the Proletariat, in Lukcs,
History and Class Consciousness, 83222.
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Index
345
346
I N DE X
347
I N DE X
348
I N DE X
349
I N DE X
350
I N DE X
351
I N DE X
352
I N DE X
353
I N DE X
354
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self-mastery, 13
self-realization: in Fichte, 331; in Marx,
114, 138; in Schelling, 331; in Stirner,
288
self-reflexivity: and aesthetics, 2056,
21213; in art, 211; and political personalism, 12229; of political theory in
modern period, 119, 12021; in Young
Hegelians, 118, 135
sexuality, in Stirner, 287
social conflict, in Marx, 335
socialism: critique of Hegel, 304; difference from republicanism and Marx,
24; and Feuerbach, 25960
social ontology, 33334, 341
social question: and Feuerbach, 259;
and freedom, 19095; in fulfillment of
Enlightenment program of emancipation, 9; Gans on, 19, 165, 16667, 174;
and incomplete rationality of modern
life, 910; and Left Hegelians, 20, 180,
181. See also poverty
sovereignty: popular sovereignty movement, 12, 17, 100101, 1067, 111; and
theological personalism, 9798, 110,
123, 258
Soviet system, implosion of, 302, 315
space and time, 5253
species-being: and alienation, 110; as
collective immortality, 16; democratic
implications of, 106; in Feuerbach,
13435, 259, 27071; as incarnation,
106, 269; in Marx 8, 105, 113; and
theological personalism, 130; and universality, 188
Spinoza, Baruch, 8, 16, 7677, 105, 107
spirit: in Berkeley, 54; as freedom, 12;
in Hegel, 78, 15, 6061, 125; and
immortality, 16, 70; non-metaphysical
readings of, 2425; in pantheism debate, 75, 80; and personal monarchs,
101. See also absolute spirit
spontaneity: and autonomy, 8; in Kant,
184, 185; in post-Kantian perfectionism, 186, 18889, 191, 193, 200n65; in
pre-Kantian perfectionism, 182
Springer, Anton, 209
Stahl, Friedrich Julius: background,
26263; Feuerbach on, 22, 261, 277;
on freedom of God, 26566; and
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Contributors
FREDERICK BEISER has been a major contributor to work on the history o f m odern philosophy, especially the history o f German philosophy
(Kant and German idealism) and the English Enlightenment. His book
The Fate ofR eason: German Pltilosophyfrom Kant toFichte won the Thomas].
Wilso n Prize for the Best First Book. His other publications include Enlightenment, R evol:ution, Romanticism: The Genesis of German P olitical Thought,
1790-1800; German Idealism: The StrugglAgainst Subjectivism; The Romantic
i mperative: Tlte Concept of Early German Romanticism; Sc/tiller as Pltilosoplter:
A Re-Examination; and, as edito r, The Cambridge Companion to H egel.
MYRIAM BIENENSTOCK holds the c hair of German philosophy at the
U niversite Fra rn;:ois Ra belais in Tours, France . For m a ny years she taught
at the H ebrew University in J erusale m, and sh e h as h eld the Ma rtin Euber Chair a t th e Goe the Unive rsity in Frankfurt, Ge rma ny. H e r p rincipal
publications include H egel, 1 preinier systhne: La philosopltie de l'esp'rit; Politique dujeune H egel; a nd La raison pratique au XXe siec/: Trajets et figures, coedited with Andre Tosel. She has also published on Kant, H erder, Fichte,
Sch elling, Ma rx, a nd political philosophy a nd J e wish tho ught. Among
h er articles in English are contributions to the R. S. Cohe n Festschrift
Science, Mind and Art, the Routledge Encyclopedia of Philosophy, and Knowledge and Politics: Case Studies in the R elationship Between ~Epistemology and
Political Philosophy a nd Modern Judaism.
WARREN BRECKMAN is an associate professor of m o d ern European
in tell ectual histo ry a t the University o f Pennsylvania . H e is the a uth or of
Marx, the Young H egelians, and tlte Origins of Radical Social Theory: Dethroning the Seif a nd European Romanticisin: A Brief H istory with Documents. H e is
curre ntly writing a book e ntitled "Adve ntures of the Symbolic: Postmarxism and Democra tic Theory." H e is the executive edito r of the Journal of
the Hist01)' of Ideas.
WOLFGANG BUNZEL teach es m od ern Germa n literature at the Institut fiir d e utsch e Philologie at the U niversity of Munich and is coeditor
of the I nternationalesj ahrbuch der Bettina-von-A rnim Gesellschaft. H e coedited (with Pe ter Stein and Florian Vassen ) Romantik und Vormiirz; edited
357
358
CONTRIBUTORS
Be ttina von Arnim 's Briefwechsel; and coedited (with Lars Lambrecht)
antru1n und Perip!terie: Arnold Ruge im Briefwecltsel '11tit Jungltegelianern in
Berlin.
LUCIEN CALVIE is a professor o f G erma n language a nd litera ture at the
University of To ulo use 11-Le Mirail, h aving ta ught previo usly in Nancy,
Montpellie r, a n d Gre n oble. His r esearch d eals with Ge rman receptions
of the Fre n ch Revo lutions o f 1789 , 1830, a nd 1848;Jaco binism, Rom anticism, and liberalism; a nd the German Vonniirz pe riod a nd th e origins
of Marxism. His publication s include Marx et la Revolutionfran(aise (with
Fra n <;:ois Furet); Le renard et /,es raisins: La Revolution fran(aise et Les intellectuels alk11tands, 1789-1845; a nd "Le Soleil de la liberte": Henri H eine (1 7971856), l'Al/,emagne, la France et les revol:utions. H e translated and edi ted Arn o Id Ruge's A ux origines du couple.franco-alle11tand: Critique du nationalis11te
et revolution democratique avant 1848.
BERNADETTE COLLENBERG-PLOTNIKOV studied art history, Latin
languages, and philosophy a t the U niversities of Bochum, Paris, Ko nstanz, and Berlin. Sh e is currently private d ocent (Priva tdozentin) in the
Institute of Philo so phy of the Fe rnUniversitat, Hagen, and lecturer at
the Fo lkwang University o f Arts, Essen. She is the a utho r of Klassizismus
und K arikatur: Eine Konslellalion der Kunst am Beginn der Moderne and the
editor of H einri ch Gustav H o tho 's Vorstudien fur Leben und Kunst and
H o tho 's Vorksungen uberAsthetik oder Philosophie des Schonen un d der Kunst.
She coedited (with Anne m arie Ge thma nn-Siefert) H egel's lectures on
Philosophie der Kunst oder Asthetik (afte r th e lecture n otes of Ke hler in
1826); (with A. Gethma nn-Siefert a nd Lu De Vos) Die geschichlliche Bedeutung der Kunst und die Bestim11tun g der Kunste; a nd (with A. Ge thmannSiefert) Zwisclten Pltilosopltie u nd Kunstgesclticltte.
TODD GOOCH is an assistant p rofessor o f philoso phy a nd r eligion at
Eastern Kentucky U niversity. H e is th e auth o r of T he Nu11tinous and M odernity: An Interpretation ofRudolf Otto's Philosophy of Religion and has published a rticles o n Max Stimer a nd Max Sch ele r. H e is currently interested in the relatio nship be tween Fe u e rbach 's earlie r a nd later views o n
religion.
LARS LAMBRECHT teach es p olitical socio logy a nd social theory in th e
Departme nt of E con o mics a nd Po litics a t the U nive rsity of H amburg.
He also teach es philosophy at the Unive rsity of Bre m e n, in coo peration
with the Germa n section of the European U NESCO Chair of Philosophy. H e is editor of the series }orscltungen zum j ungltegelianismus. His
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CONTRIBUTORS
publications include Arnold Ruge (1802-1880): Beitriige win 200. Geburtstag and ]ungltegelianismus als antifascltistiscltes Forsclmngsprograimn. He h as
edited issues o f Foruin Vonniirz Forschung a nd the lnternationales ] ahrbuch
der Bettina-von-Arnim Gesellscltafl. H e h as recently edited Hegemoniale Weltpolitik und Krise des Staates a nd coedited Osteuropa in der Sicht der 1848er
Revolutionen und des j ungltegelianismus: L iteratur, P ltilosopltie und Politik a nd
(with Wolfgang Bunzel) Zentrum und Peripherie: Arnold Ruge iin Bri.efwechsel mit jungltegelianern in Berlin a nd Entstehen des Offentliclten-Eine andere
Politik.
DOUGLAS MOGGACH is Distinguish ed U niversity Professor a nd Research Chair in Political Thought a t the U niversity of Ottawa and is a n
h on ora ry professor of philosophy at the University o f Sydney. His visiting
appointm e nts include Clare H all, Sidney Sussex, a nd Kin g's Colleges,
Cambridge; the Centre for History and Economics, Cam bridge; an d the
Scu ola Normale Sup erio re di Pisa. H e h as published exte n sively in German philosoph y and aesthetics. Among his books are The Pltilosoph')' and
Politics of Bruno Bauer and, as editor, The New llegelians: Politics and Philos0/Jh')' in the H egelian School. H e also publish ed , with Winfried Schultze, the
first edition of a m anuscript by Bruno Bau er on Kant's aesth etics (Bruno
Bauer: Uber die Prinzipien des Schonen: De pulchri principiis: Eine Preisschrift,
1nit einem Vorwort von Volker Gerhardt).
PAUL REDDING is a p rofessor of philosophy a t the Unive rsity of Sydney.
H e is the auth or of H egel's H ermeneutics, The Logic ofAffect, Analytic Philos0/Jh')' and the R eturn of Hegelian Thought and Continental Idealism: L eibniz to
Nietzsche. In 2004 h e was elected as a fellow to the Australia n Academ y of
the Humanities for his conU'ibution s to the study of post-Kantian idealist
philosophy.
TOM ROCKMORE is a professor of philosophy at Duquesn e University.
H e has taught a t Yale, Fordh am, and Wesleyan universities. His recen t
boo ks include In Kant s Wake: Philosophy in the Twentieth Century; H egel, ldealisin and Analytic Philosophy; On Constructivist Epistemowgy; On Foundationalism: A Strategy for Metaphysical Realism; Before and After Hegel: A H istorical
l ntmduction to H egel s Thought; a nd Marx After Marxism: An Introduction
to the Philosophy of Karl Marx; and h e coedited (with Da niel Breazeale)
Rights, Bodies and Recognition: New Essays on Fichte's Foun dations of Natural
Right.
MARGARET A. ROSE h as h eld university teaching posts and r esearch
fellowships in Ge rma n studies as well as the histo ry of ideas, including the
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CONTRIBUTORS