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A Q U A d r A N T H E A LT H c O M P U b L i c AT i O N
October 2011
Associate Clinical Professor Department of Psychiatry Washington University School of Medicine St. Louis, Missouri
Gregory W. Mattingly, MD
Program Moderator Professor of Psychiatry and Neuroscience University of Cincinnati Director, Schizophrenia Program UC Health University Hospital Cincinnati, Ohio
Henry A. Nasrallah, MD
Professor of Psychiatry Director, Psychotic Disorders Program University of Illinois Medical Center Chicago, Illinois
Peter J. Weiden, MD
is a registered trademark of Dainippon Sumitomo Pharma Co., Ltd. Sunovion Pharmaceuticals Inc. is a U.S. subsidiary of Dainippon Sumitomo Pharma Co., Ltd. 2011 Sunovion Pharmaceuticals Inc. All rights reserved. 9/11 LUR519-11
Gregory W. Mattingly, MD
Associate Clinical Professor Department of Psychiatry Washington University School of Medicine St Louis, Missouri
Henry A. Nasrallah, MD
Professor of Psychiatry and Neuroscience University of Cincinnati College of Medicine Director, Schizophrenia Program UC Health University Hospital Cincinnati, Ohio
Peter J. Weiden, MD
Professor of Psychiatry Director, Psychotic Disorders Program University of Illinois Medical Center Chicago, Illinois Disclosures
Dr Mattingly receives research support from Astra Zeneca; Ayerst; Dainippon Sumitomo Pharma Co. Ltd.; Forest Laboratories, Inc.; GlaxoSmithKline; Janssen; Johnson & Johnson; Eli Lilly and Company; Lundbeck A/S; Ortho-McNeil-Janssen Pharmaceuticals, Inc.; Merck & Co.; New River Pharmaceuticals Inc.; Novartis; Organon Pharmaceuticals USA Inc.; Pfizer Inc; Sanofi-Synthelabo; Schwabe/Ingenix; Sunovion Pharmaceuticals Inc.; Shire; Solvay Pharmaceuticals, Inc.; Takeda Pharmaceuticals North America, Inc.; Vanda Pharmaceuticals Inc.; and Wyeth Pharmaceuticals Inc. He is or has served on speakers bureaus for Abbott Laboratories; Forest Pharmaceuticals; GlaxoSmithKline; Janssen; Eli Lilly and Company; Ortho-McNeil-Janssen Pharmaceuticals, Inc.; and Shire. Dr Mattingly is or has been a consultant for Forest; Eli Lilly and Company; Ortho-McNeil-Janssen Pharmaceuticals, Inc.; Pfizer Inc; Shire; and Vanda Pharmaceuticals Inc. Dr Nasrallah is a consultant/advisor for AstraZeneca; Janssen, L.P.; Merck; Novartis; Pfizer Inc.; and Sunovion Pharmaceuticals Inc. He is an investigator for Forest Pharmaceuticals; Janssen, L.P.; Otsuka; Roche; and Shire. In addition, Dr Nasrallah has served as a meeting participant/ leader for Genentech, Inc.; Merck; Novartis; and Sunovion Pharmaceuticals Inc. He has also conducted scientific study/trials for Forest Pharmaceuticals; Janssen, L.P.; Otsuka; and Roche. Dr Weiden has received grant support from The National Institute of Mental Health (NIMH); Novartis; Ortho-McNeilJanssen, Inc.; and Sunovion Pharmaceuticals Inc. He has served as a consultant for Biovail Corporation (now Valeant Pharmaceuticals International, Inc); Bristol-Myers Squibb; Delpor, Inc.; Genentech, Inc.; Lundbeck; Novartis; and Ortho-McNeil-Janssen, Inc. He has also served as a speaker for Merck; Novartis; Ortho-McNeil-Janssen, Inc.; Pfizer Inc; and Sunovion Pharmaceuticals Inc.
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Figure 1
Although the exact location of hippocampal pathology in schizophrenia is currently a topic of active research, a postmortem study by Benes and colleagues demonstrated alterations in one particular region CA2and in one particular cell type nonpyramidal cells.
(N-Methyl-D-aspartate) receptors and believe it is involved in the clinical symptoms of schizophrenia.7 Although the exact location of hippocampal pathology in schizophrenia is currently a topic of active research, a postmortem study by Benes and colleagues demonstrated alterations in one particular regionCA2and in one particular cell typenonpyramidal cells. The hippocampus is a particularly complex structure, and this study may also be instructive in the kind of fine-grained analysis that may be necessary to reveal functionally significant brain alterations in a complex disease such as schizophrenia (Figure 2).8
planning and producing new ideas, and mediating social interactions. The finding of insufficient activation in this region was elegantly illustrated by a classic study conducted by Andreasen and colleagues.9 In this study, the Tower of London task was used to engage prefrontal brain function in drug-nave patients with schizophrenia, nondrug-nave patients with schizophrenia, and control subjects. Brain activation was measured with single photon emission computed tomography (SPECT) imaging. The Tower of London task requires shifting balls of varying size between several pegs until they are arranged in order of decreasing size. Cerebral perfusion with xenon 133 was measured during the task with a SPECT scanner.9 During the Tower of London task, the difference in regional cerebral blood flow between active and control conditions increased in all three groups, with drugnave patients with schizophrenia showing the highest level of cerebral blood flow in both the control and active conditions. However, when the regional blood flow within predefined regions of interest was compared with overall brain perfusion, control subjects showed the greatest increase in blood flow in the left mesial frontal region. Neither drug-nave nor drug-exposed patients with schizophrenia showed this increase.9 A more recent study by Horga and colleagues correlated brain activation, as measured by fluorodeoxyglucose positron emission tomography (FDG-PET), with active verbal auditory hallucinations in patients with schizophrenia. This study used patients with schizophrenia without verbal auditory hallucinations as a control group, and all patients were drug-naveallowing the investigators to examine the neurologic correlates of the disease of schizophrenia without the confounding factor of neuroleptic treatment. Observations included increases in activity in left superior and middle temporal gyri and hypoactivation in the bilateral hippocampi (Figure 3, page SA-6).10
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Figure 2
CA2
CA2
Pyramidal
Pyramidal
CA2
CA2
Nonpyramidal
Nonpyramidal
P=0.037 A scattergram plot of the x,y coordinates of every pyramidal neuron (upper panel) and nonpyramidal neuron (lower panel) in the stratum pyramidale of sectors CA14 in the hippocampal formation of a normal control (left) and schizophrenic (right) subject. There was on average approximately 2000 pyramidal neurons (small dots) and 200 nonpyramidal neurons (filled circles) throughout the cornu ammonis subfields of the subjects in both groups.
Benes FM, et al. Biol Psychiatry. 1998;44:88-97. 1998 Society of Biological Psychiatry.
Particularly promising areas of schizophrenia research, known as pharmacogenomics, combine genetic information with pharmacologic treatment and evaluate genetic correlates with functional neuroimaging. Given the importance of dopamine for the pathophysiology of schizophrenia, much research has been devoted to examining genes related to dopamine transport, connectivity, or signal transduction. For example, the catechol-O-methyltransferase (COMT) gene is by far the most frequently studied in association with schizophrenia. COMT degrades catecholamine, including dopamine, and has been linked to an increased risk of psychosis. It is particularly concentrated in the extrasynaptic spaces of the prefrontal cortex and hippocampus two areas shown to sustain damage in patients with schizophrenia.15,16
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Figure 3
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Brain regions showing differences in relative glucose metabolic rate (rGMR) in patients with schizophrenia with auditory verbal hallucinations (multivariate analysis using partial least squares).
Horga G, et al. J Psychiatry Neurosci. 2011. doi: 10.1503/jpn.100085. [Epub ahead of print.] 2011 Canadian Medical Association.
COMT degrades catecholamine, including dopamine, and has been linked to an increased risk of psychosis.
Other genes related to dopamine functioning currently under investigation in schizophrenia areto name a fewDRD2, which encodes the dopamine receptors D2 subtype and enhances engagement of prefrontal-striatal pathways; RGSR, which encodes the RGS protein, which is thought to modulate postsynaptic dopamine signal transduction via G alpha-GTP binding; PPP1R1B, which encodes the dopamineand cAMP-regulated phosphoprotein of molecular weight 32 kDa (DARPP-32), which is a key integrator of information in dopaminoceptive neurons; and AKT1, which encodes the AKT1 protein putatively involved in signal transduction in the noncanonical dopaminergic pathway.17-20 As the disease of schizophrenia becomes better understood, genes related to other neurotransmitters are receiving more attention. Dysbindin is one example. It is a protein whose gene is located at chromosome 6p22.3, one of the most promising susceptibility loci in schizophrenia linkage studies. In one animal study, overexpression of dysbindin increased extracellular basal glutamate levels and release of glutamate. Conversely, dysbindin protein knockout reduced the release of glutamate, suggesting that dysbindin may affect glutamate release by upregulating molecules in presynaptic machinery.21
Other approaches to understanding the genetic basis of schizophrenia include identification of genes through genome-wide association studies and investigation of epistatic relationships.15 Research examining the role of genetics in determining response to antipsychotics has yielded practical clinical information about potential dose adjustments and side effects modulated via CYP enzyme metabolization.22 As a clinical and neuropathologic entity, schizophrenia currently may be as difficult to characterize as it is to treat. However, all of its complexities and challenges also provide enticement for researchers and clinicians who work at the forefront of psychiatry, and who uncover new aspects of this disease on a regular basis.
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capacity for recovery and integration into the community.24 Several factors contribute to the disease burden in schizophrenia, including persisting symptom burden, comorbid substance abuse, poor social skills, and unsupportive family and community environments.25 For these and other reasons, many patients with schizophrenia are nonadherent with pharmacotherapy, which can lead to poor outcomes, including relapse and hospitalization.26,27 In 2005, Andreasen and colleagues challenged the field of psychiatry by proposing a consensus definition of remission in schizophrenia, suggesting, although there is no cure, that this outcome is possible even in such a difficult population. This consensus definition of remission requires scores of mild or less for a period of 6 or more months on select items of the Brief Psychiatric Rating Scale (BPRS), the Positive and Negative Syndrome Scale (PANSS), the Scale for the Assessment of Negative Symptoms (SANS), and the Scale for the Assessment of Positive Symptoms (SAPS).28 This definition did spur much further research, but reported rates of remission have been varied (no higher than 38% in recent studies).29,30
Figure 4
T1-weighted magnetic resonance images in the sagittal and coronal plane, with the right hippocampus marked in blue, comparing baseline (A and B) and endpoint (C and D) of the patient in the schizophrenia exercise group with the largest increase in hippocampal volume (from 3.898 cm3 to 4.667 cm3; +19.7%).
Pajonk F-G, et al. Arch Gen Psychiatry. 2010;67(2):133-143. 2010 American Medical Association. All Rights Reserved.
Elevated cardiovascular risk factors in patients with schizophrenia include elevated body-mass index, smoking, diabetes, hypertension, and metabolic syndrome.33-35 It should be noted, however, that metabolic disturbances in patients with schizophrenia are not solely the result of treatment with antipsychotic agents, as some increased risk factors were documented in this population before the advent of antipsychotics as well as in treatment-nave patients.31 The consequences of increased metabolic and cardiovascular risk factors in patients with schizophrenia are severe. Compared with the general population, patients with schizophrenia die as many as 30 years earlier.36,37 Heart disease is the most common cause of death in this population.36 In addition to increased metabolic and cardiovascular risk factors, patients with
Metabolic disturbances in patients with schizophrenia are not solely the result of treatment with antipsychotic agents.
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Figure 5
EPS and TD
Insulin Resistance
Weight Gain Insulin Resistance CHD Elevated Glucose Hyperlipidemia
Elevated Glucose
Hyperlipidemia
schizophrenia also have a higher burden of medical illness.38,39 Unfortunately, despite the elevated risk factors and poor outcomes from comorbid cardiovascular and metabolic illnesses, patients with schizophrenia receive very little treatment for these disorders. In 2009, the UNITE survey found that many psychiatrists who treat patients with schizophrenia do not follow guidelines for the monitoring of cardiovascular and metabolic disorders. Thus, according to this study, only 30% of patients with schizophrenia reported ever having been weighed, and only 12% reported ever having had their waist measured.40 Both patients with schizophrenia and their psychiatrists face significant challenges when it comes to treating the disorder and caring for the individuals overall physical health.
psychiatric patients is lower than in patients with physical disorders. A study by Cramer and colleagues found that, on average, patients receiving antipsychotics took approximately 58% of the recommended amount of medication, whereas patients with physical disorders took 76%.41 In the treatment of schizophrenia, nonadherence presents a particularly challenging barrier to improving patient outcomes, because some elements of the disease itselfsuch as poor insightcontribute to a lack of adherence.26 Expert consensus clinical guidelines published in 2003 reported the surveyed responses of nearly 50 well-known researchers regarding the definition and rates of nonadherence in patients with schizophrenia. The authors of the study defined noncompliance in the following way42: Compliant: misses <20% of medication Partially compliant: misses 20%80% of medication Noncompliant: misses >80% of medication According to the above definition, the experts estimated that 43% of their patients were compliant. However, the average rate of compliance in the research literature is only 28%. The survey summary leading to the expert consensus guidelines demonstrates that even experts in schizophrenia may overestimate compliance in their patients, and that definitions of compliance may vary considerably. Nonadherence in patients with schizophrenia begins early and increases with time. Velligan and colleagues described their experience with the first 68 patients recruited into a 5-year study of adherence in patients with schizophrenia.43 During the first 2 weeks after hospital discharge, 25% of patients with schizophrenia, including those living in group homes, missed one or more doses of antipsychotic medications. This rate of nonadherence was demonstrated even under close supervision (staff monitoring, pill counts, and blood-level analysis). Home visits by the investigators revealed numer-
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ous barriers to adherence, including poor understanding of drug regimen and the roles of prior and current medications, as well as chaotic living arrangements.43 A review of the literature regarding outpatient nonadherence in patients with schizophrenia noted that, by 1 year after hospital discharge, nonadherence rates rose to at least 50%, and by 2 years after discharge, to at least 75%.44 From the clinicians perspective, the perception of good adherence in their practice may not be consistent with the reality that many patients who seem adherent are in fact not. It is difficult to predict which patients are going to take their medications as prescribed. Clinicians usually base their assessment of adherence on patient reports and apparent clinical state. However, it is not always the case that, if a patient is in a good clinical state, he or she is adherent. This example of backward reasoning (ie, the patient is better so he/she must be taking the medication as prescribed) can have a significant consequence on prescribing behavior.
Figure 6
48 72 96 120 144 168 Weeks after stopping oral neuroleptic therapy abruptly
192
Computed survival functions based on findings from studies that discontinued maintenance oral neuroleptic drugs in patients with schizophrenia. Data are the percentage of patients whose conditions remained stable vs the weeks after the abrupt stoppage of treatment (n=1006). Dashed lines indicate 95% confidence intervals. Inset: time to a 50% relapse risk (7.5 months).
Viguera AC, et al. Arch Gen Psychiatry. 1997;54:49-55. 1997 American Medical Association. All Rights Reserved.
where adherence was carefully tracked over follow-up, Subotnick and colleagues demonstrated that periods of partial adherence (50%75% of prescribed dosage) and relatively brief periods (24 weeks) of partial or full nonadherence with oral antipsychotic therapy put patients with schizophrenia at significant risk for relapse (hazard ratio, 3.728.5).48 Even relatively smaller medication gaps in otherwise stable patients with schizophrenia can have a noticeable impact on the likelihood of relapse. In a pharmacy refill study of Medicaid patients with schizophrenia chosen for their relative stability during the previous year, a study by Weiden and colleagues demonstrated that, in patients with schizophrenia with partial adherence to oral antipsychotic therapy, the length of the therapy gap predicted rehospitalization (Figure 7, page SA-10).49 In addition to directly affecting patient outcomes by allowing psychotic symptoms to continue unabated, nonadherence has several indirect but deleterious effects. The 2009 consensus guidelines that addressed the problem of nonadherence in patients with
Even relatively smaller medication gaps in otherwise stable patients with schizophrenia can have a noticeable impact on the likelihood of relapse.
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Figure 7
tients life. Because the patients subjective experience can affect adherence, it is important for clinicians to also take both objective safety and subjective distress very seriously in overall pharmacologic management.50
Weiden PJ, et al. Psychiatr Serv. 2004;55:886-891. Adapted with permission from Psychiatric Services (Copyright 2004). American Psychiatric Association.
It is important for clinicians to also take both objective safety and subjective distress very seriously in overall pharmacologic management.
schizophrenia summarized the research literature on this topic. Incorrect inferences by the clinician can result in inappropriate treatment plans for the patient. When a patient appears to not respond to treatment with a particular agent, the psychiatrist may conclude that the patient needs augmentation or switching, whereas the poor response may be due to the patient simply not taking his or her medication.27 It is also important to consider the effect that nonadherence can have on the physician/patient relationship. If the psychiatrist approaches adherence as a type of behavior in which the patient obeys the clinician, the therapeutic relationship may be damaged, leading to potential further negative repercussions for the patients treatment.27 Patient and clinician responses to factors that affect adherence can differ considerably. As shown in Figure 8, when a potentially troublesome side effect emerges, the patient can experience acute distress and respond by reducing adherence to the antipsychotic regimen. The clinician may focus more on the objective severity of the side effect rather than on the subjective distress it causes the patient. The clinicians behavior typically is motivated by evaluating the safety concern that the particular side effect poses, rather than how much it interferes with the pa-
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problems as identified by the patient rather than the clinician; motivational interviewing to help facilitate motivation for positive change; and family intervention to help educate and motivate family members in encouraging ongoing medication adherence. In fact, involving family members in treatment and offering family psychoeducation may encourage adherence and reduce hospitalizations and relapses.52 It is also important to appreciate the potential role of persistent symptoms as barriers to adherence and to address them not only with pharmacotherapy but also with effective behavioral interventions. Likewise, many patients have environmental barriers to adherence, such as difficulty remembering to take medication without supervision, getting to appointments, and refilling prescriptions. Interventions such as cognitive adaptation training (CAT) may be helpful in addressing these barriers, together with good case management.52 Although adherence is driven by multiple factors, recent research provides some guidance for understanding and addressing this complex component of improved outcomes in patients with schizophrenia. Acknowledgement The faculty wish to acknowledge Katia Zalkind, MS, for her contributions to this manuscript.
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Many patients have environmental barriers to adherence, such as difficulty remembering to take medication without supervision.
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