V

Form

9 90 -PF

Return of Private Foundation

or Section 4947( a)(1) Nonexempt Charitable Trust Treated as a Private Foundation Note . The foundation ma y be able to use a co py of this return to satis fy state re p ortin g re q uirements
07 /01 , 2010, and ending

OMB No 1545-0052

Department of the Treasury Internal Revenue Service

^O J 7

For calendar year 2010 . or tax year beainnina

06 /3 0, 20 11

G Check all that apply

Name of foundation

Initial return H Amended return

L_J Initial return of a former public charity Address change Name change

Final return

A Employer identification number

M FARVIEW FOUNDATION 35514300 >m

-4 Number and street (or P O box tiu,nuer ii mad is nut deiiveredto street address) Ruurn/suite
B

31-1633189
Telephone number ( see page 10 of the instructions,

P 0 BOX 64713; TRUST TAX SERVICES

City or town, state, and ZIP code
C D 1

(651)
If exemption application is pending , check here . .

466-8710
. . . . . . ^ H 01 ^

Foreign organizations , check here

Un

ST.

PAUL , MN 55164-0713
X Section 501(c)(3) exempt private foundation
Other taxable p rivate foundation
E

H Check type of organization' I

2 Foreign organizations meeting the 85% test , check here and attach computation If private foundation status was terminated under section 507(b )(ttALcheck here . F

Section 4947(a)(1) nonexem p t charitable trust

Fair market value of all assets at end J Accounting method Accrual Cash of year (from Part 11, col (c), line Other (specify) -----------(Part 1, column (d) must be on cash basis.) 16) ^ $ 20 760. Analysis of Revenue and Expenses (The
total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see pa g e 11 of the instructions))
1 Contributions fts grants, etc , received ( attach schedule)

I,. El

If t h e f oun d ation is to a 60 -mont h termination under section 507(b)( 1)(B(, check here . ^

(a) Revenue and expenses per books

(d) Disbursements
(c) Adjusted net income for charitable purposes ( cash basis onl y)

(b) Net investment income

2 3

Check ^

if the foundation is not required to attach Sch B . . .

Interest on savings and temporarycash investments

Dividends and interest from securities ,

5a Gross rents . . . . . . . . . . . . . . . .
b Net rental income or (loss) d 6a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all 114,399 . assets on line 6a

22 , 464 .

7 r 8 9

Capital gain nt intome(ro (t1cPar^ {V, t ^) hlr^Vlfr Net short-terms capital gain Income modifications . . . . . . . . .
Q , U)

22 , 464.

10 a Gross sales less idturps and allowances b Less Cost of goods said

c Gross profit or I(loss) atta ,p -y, cschul

11

Other income ( a ttach "BCRhdIHe^ ^V

12
13

Total. Add lines 1 throu g h 11

Compensation of officers, directors, trustees, etc ,

131. 22 , 595

STMT 1 22 , 464.
NON NON

14 y 15

Other employee salaries and wages Pension plans, employee benefits

. . . . . . .

NONE
NON E

Q 90

d 16a Legal fees (attach schedule) . . . . . . . . CL X b Accounting fees (attach schedule) L a 17

18

c Other professional fees (attach schS2l1t '. 2 , Interest . . . . . . . . . . . . . . . . . .

Taxes (attach schedule) (see page 14 of 0S tTctJs)

164.
101.

131.

33

19 E 20

Depreciation (attach schedule) and depletion , Occupancy . . . . . . . . . . . . . . . . Travel, conferences, and meetings . . . . Printing and publications . . . . . . . . . . . . . Other expenses (attach schedule) NON NON NON

fl 21 to 22 r 23 0 24

NON

Total operating and administrative expenses

a
25
26

Add lines 13 through 23 .........

Contributions, gifts, grants paid . . . . .
Total eexpenses and disbursements Add lines 24 and 25

265.
107 000.

131. 131.

NON NON

33
107 , 000

107 265.
- 84 670 .

107 , 033

27
a

Subtract line 26 from line 12

Excess of revenue over expenses and disbursements

b Net investment income (if negative, enter -0-) c Adjusted net income (if ne g ative, enter -0-). .
For Paperwork Reduction Act Notice, see page 30 of the instructions . OE 1410 1 000

22 , 333.
SSA Form 990-PI (2010)

QK5372 F938 10/14/2011 12:07:05

35514300

Form 990-PF(2010) Balance Sheets Attached schedules and amounts in the description column should be f or endo f -year amounts only ( See i nstructions ) Beginning of year

31-1633189
End of year

Page 2

( a) Book Value

( b) Book Value

( c) Fair Market Value

1 2 3 4

Cash - non-interest-bearing . . . . . . . . . . . . . . . . . Savings and temporary cash investments . . . .. . . . . Accounts receivable ^ -----------------------Less- allowance for doubtful accounts ^ -------------Pledges receivable ^ ------------------------Less allowance for doubtful accounts ^ ______________ Grants receivable . . . . . . . . . . . . . . . Receivables due from officers, directors , trustees , and other
disqualified persons ( attach schedule ) ( see page 15 of the instructions)

13 , 485.

20 760.

20 , 760

5 6

Other notes and loans receivable ( attach schedule) ^ Less: allowance for doubtful accounts ^ NONE -------------Inventories for sale or use Prepaid expenses and deferred charges . .

8 9

Q 10 a Investments - U S and state government obligations ( attach schedule). .

b Investments - corporate stock ( attach schedule ) , STMT .4. ,

c Investments - corporate bonds (attach schedule ). . . . . . . .
11 Investments - land, buildings, ^ and equipment basis ____________________ accumulated depreciation ^ Less (attach schedule ) --------------------

91 , 944.

12 13
14

Investments - mortgage loans

. . . . . . . . . . . . . . . .

Investments - other ( attach schedule) . . . . . . . . . . . . .

Land, buildings, and ^ equipment basis _____________ Less accumulated depreciation) --------------------(attach schedule )

15 16

Other assets ( describe Total assets ( to be

^ --------------------- ) completed by all filers see the

instructions Also, see page 1, item I ) .

17 18 ca 19
20

105 429.

20 , 760.

20 , 760

Accounts payable and accrued expenses , , , , , , , , _ , . Grants payable Deferred revenue , , , , , , , , , , , , , , , , , , , , , , , . . . . . . . . . . . . . . . . . . . . .

Loans from officers, directors, trustees , and other disqualified persons

M 21 22 23

Mortgages and other notes payable ( attach schedule) , , , , , Other liabilities ( describe ^ -------------------)

Total liabilities ( add lines 17 through 22) .

Foundations that follow SFAS 117, check here ^ and complete lines 24 through 26 and lines 30 and 31.
W 24 25 co 26 Unrestricted . . . . . . . . . . . . . . . . . Temporarily restricted . . . . . . . , , , , , , , , , , , , , , , , , , , ,

Permanently restricted . . . . . . . . . . . . . . . . . . . .

LL
0 27
28 29

Foundations that do not follow SFAS 117, check here and complete lines 27 through 31.
Paid-in or capital surplus, or land, bldg , and equipment fund

Capital stock , trust principal , or current funds , , , . , . . _ , . 821 , 886.

821 886 -801 , 126.

Retained earnings, accumulated income, endowment , or other funds .

30

Tota l net assets

or f un d b a l ances

( see page

1 7 of t h e

Z
31

instructions ),,,,,,,,,,,,,,,,,,
Total liabilities and net assets /fund balances ( see page 17 of the instructions ) . . ....................

105 429.

20 , 760.

105 429.

20 , 760.

Fg r,M Anal ysis of Chan g es in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column ( a), line 30 ( must agree with end-of-year figure reported on prior year ' s return ) . . . . . . . . . . . . . . . . . . . . . . . . . 2 Enter amount from Part I, line 27a , , , . . . . . . . ....... 1 2 105 , 429. -84 , 670.

3 Other increases not included in line 2 ( itemize ) ^

------------------------------------4 Add lines 1 , 2, and 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ___ 5 Decreases not included in line 2 (itemize) ^ 6 Total net assets or fund balances at end of year ( line 4 minus line 5) - Part II , column ( b), line 30

SEE STATEMENT 5

3
4 5 6

1.
20 , 760. 20 , 760. Form 990-PF (20101

JSA OE 1420 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

31-1633189
Form 990-PF (2010) Page 3 How acquired D-D asn .na

97TIM

Capital Gains and Losses for Tax on Investment Income

( a) List and describe the kind ( s) of property sold (e g ,real estate , 2-story brick warehouse , or common stock , 200 shs. MLC Co) (c) Date acquired (mo , day, yr ) (d) Date sold ( mo , day, yr.)

la
b c d e

SEE PART IV DETAIL

(e) Gross sales price

( f) Depreciation allowed ( or allowable)

( g) Cost or other basis plus expense of sale

( h) Gain or (loss) ( e) plus ( f) minus (g)

a b c d e
Complete only for assets showing gain in column ( h) and owned by the foundation on 12 / 31/69 ( i) F M.V. as of 12/31/69 ( j) Adjusted basis as of 12 / 31 /69 ( k) Excess of cot. (i) over col. (j), if any ( 1) Gains (Col. (h) gain minus col . ( k), but not less than -0-) or Losses (from col. (h))

a b c d e 2 Capital gain net income or (net capital loss) If gain , also enter in Part I. line 7 { If (loss), enter -0- in Part I , line 7 3 Net short-term capital gain or ( loss) as defined in sections 1222( 5) and (6). If gain, also enter in Part I , line 8, column ( c) (see pages 13 and 17 of the instructions). If (loss) , enter -0- In Part I, line 8. ............................... } 2 22 , 464.

Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ElYes No If "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part. 1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries.
Base pe riod years
Calendar year ( or tax year beginning in)

(b) Adjusted qualifying distributions

( c) Net value of nonchantable -use assets

Distribution ratio ti ( col (b) divided by col (c))

2009 2008 2007 2006 2005 2

3

1S8 , 686. 140 534. 863. 831. 50 , 772.

166 303 494 454 344

, S98. 377. 700. 961. 236. 2

3 4 5 6 7 8

0.95250843347 0.46323221602 0.00174449161 0.00182653019 0.14749183700 1.56680350829 0 . 31336070166

71 , 238.

Total of line 1, column (d)

Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years . . . . . . _ . . Enter the net value of noncharitable -use assets for 2010 from Part X, line 5 Multiply line 4 by line 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4 5 6 7 8

22 , 323.
223.

Enter 1%of net investment income ( 1% of Part I , line 27b) , , , , , , , , , , , , , , , , , , , , Addlines5and6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . Enter qualifying distributions from Part XII, line 4 Part VI instructions on page 18. . . . . . . . . . . . . . , , , , , ,

22 , 546. 107,033.

If line 8 is enual to or greater than line 7 . check the box in Part VI . line 1b . and complete t hat D art using a 1% tax rate . See the

JSA
OE 1430 1 000

Form 990-PF (20 1 0)

QK5372 F938 10/14/2011 12:07:05

35514300

Form990-PF (2010)

31-1633189
^ and enter 'N/A" on line 1 .

Page 4
age 18 of the instructions)

Excise Ta x Based on Investment Income (Section 4940 ( a). 4940 (b). 4940( e). or 4948 - see
la Exempt operating foundations described in section 4940(d)(2), check here Date of ruling or determination letter -------------( attach copy of ruling letter rf necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check

223.

^ FU and enter 1% of Part I, line 27b , , , , , , , , , , , , , , , , , , , , , , , , , , , , , c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b). 2 3 4 5 6 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) Add lines 1 and 2 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) , . , Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- . . . . . . . . . . . . . Credits/Payments a 2010 estimated tax payments and 2009 overpayment credited to 2010 , , , , b Exempt foreign organizations-tax withheld at source d Backup withholding erroneously withheld 7 8 9 10 11 . . . . . . . . . . . . c Tax paid with application for extension of time to file (Form 8868) , , , , , , , . . . . . . . . . . . . . . . . . Total credits and payments. Add lines 6a through 6d . . . . . Enter any penalty for underpayment of estimated tax Check here 6a 6b 6c 6d 101. NONE NONE , . , 2

here

3 4

223. NONE

223.

. . . . . . . . . . . . . . . . . . . . u if Form 2220 is attached . . . . . . . ^ ^ ^

7
8

101. 122.

Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed

9
10 Ii Yes 1a

Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid , , , , , , , Enter the amount of line 10 to be Credited to 2011 estimated tax ^ Refunded

Statements Regarding Activities

la b During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? of the instructions for definition)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb X If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities c d Did the foundation file Form 1120-POL for this year?
(1) On the foundation

No X

, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
12) On foundation managers ^ $

1c

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers ^ $ 2 X Has the foundation engaged in any activities that have not previously been reported to the IRS? , , , , , , , , , , , , , , If "Yes,"attach a detailed description of the activities Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes . . . . . . . . . . . , 3 4a 4b 5 X X X

e 2

4a

Did the foundation have unrelated business gross income of $1,000 or more during the year? . . . . . . . . . . . . . . . . Was there a liquidation, termination, dissolution, or substantial contraction during the year? , , , , , , , , , , , , , , , , If "Yes,"attach the statement required by General Instruction T Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

b If "Yes," has it filed a tax return on Form 990-T for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 5

6 7

X X

7 8a

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes,"complete Part 11, col (c), and Part XV Enter the states to which the foundation reports or with which it is registered (see page 19 of the

STMT 6 instructions) ^ ------------------------------------------------------------------b 9 If the answer is 'Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G21f "No,"attach explanation . . . . . . . . . . . . . . . . . Is the foundation claiming status as a private operating foundation within the meaning of section 4942(()(3) or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV on page 9 X 27)? If "Yes," complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8b X

10

Form 990-PF (2010)

JSA OE 1440 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

Form 990-PF (2010) Statements Regarding Activities (continued)

11

31-1633189

Page 5

At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see page 20 of the instructions) . . . . . . . . . . . . . . . . . . 11 X X X Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 20087 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? . . . . . Website address

12

13

14
15 16

N]A----------- -------------------------------------BANK The books are in care of Telephone no ^ -_(651) 466_8710__-__-_-_ N.-A --------------------NQ71 __ __ ______ ZIP+4 Located at ^ 101 _E_FIFTH_ ST_ ST_PAUL Section 4947( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here . . . . . . and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . . . . . . . . . . . . ^ 15 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over a bank , securities , or other financial account in a foreign country? See page 20 of the instructions for exceptions and filing the name of the forei g n count ry . . . . . . . . . . . . . . . . . . . . . . . . . . . for Form TD F 90-22 1 If "Yes," enter requirements . . . . . ^ Q Yes 16 No X

Statements Regarding Activities for Which Form 4720 May Be R equired

File Form 4720 if any item is checked in the "Yes " column , unless an exception applies.
1 a During the year did the foundation ( either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . . . . . (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes Yes Yes u Yes X No N. X X No (3) Furnish goods , services, or facilities to ( or accept them from ) a disqualified person? u Yes No

Yes

No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? . . . . . . . . (5) Transfer any income or assets to a disqualified person ( or make any of either available for the benefit or use of a disqualified person )? . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) Agree to pay money or property to a government official? ( Exception . Check foundation agreed to make a grant to or to employ the official for a " No" if the period after

L1 No

termination of government service, if terminating within 90 days ( . . . . . . . . . . . . . . . .

u Yes

a No

b If any answer is "Yes" to la(1)-(6 ), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941(d )- 3 or in a current notice regarding disaster assistance ( see page 22 of the instructions )? c Did the foundation 2 engage in a prior year in any of the acts income ( section 4942 ) described in la, other than . . . .. . . . acts, that 1c X a private lb Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . ^ excepted was were not corrected before the first day of the tax year beginning in 2010? . . . . . . . . . . . . . . . . . . . . . . . . . . . Taxes on failure to distribute ( does not apply for years the foundation operating foundation defined in section 4942 (j)( 3) or 4942 (j )(5)) a At the end of tax year 2010, did the foundation have any undistributed income ( lines 6d and 6e, Part XIII) for tax year ( s) beginning before 20102 . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," list the years ^ _---______ --------- ,---------b Are there any years listed ( relating to incorrect in 2a for which the foundation u Yes a No

is not applying the provisions of section income? ( If applying section

4942(a))2) to 2b

valuation of assets ) to the year ' s undistributed

4942 ( a)(2)

all years listed , answer "No " and attach statement - see page 22 of the instructions .) . .

. . . . . . . . . . . . . . . . . . .

c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here ^ ---- ' ---------- '---------- '---------3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? . . . . . . . . . . . b If "Yes," did it have excess disqualified Commissioner under section the 10 -, 15-, or 20-year business holdings . . . . . . . . . . , , . , . , , , , , , in 2010 as a result of (1) any purchase u Yes u X No or

by the foundation

persons after May 26 ,

1969, (2 ) the lapse of the holding period?

5-year period ( or longer period approved by the by gift or bequest , or (3) the lapse of C, Form 4720, to determine if the 3b 4a X Schedule

4943 ( c)(7)) first phase

to dispose of holdings acquired ( Use

foundation had excess business holdings in 2010) . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . .

4a Did the foundation invest during the year any amount in a manner that would j eopardize its charitable purposes? . . . . . . . b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could jeopardize its charitable ouroose that had not been removed from ieooardv before the first day of the tax year beamnina in 20107

4b

Form 990-PF (2010)

JSA OE 1450 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

Form 990-PF (2010)

ORO"
5a

31-1633189 Statements Regarding Activities for Which Form 4720 May Be Required (continued)
. Yes Yes Yes No

Page 6

During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e)) ' . . . . . . (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? (3) Provide a grant to an individual for travel, study, or other similar purposes?. . . . . . . . . . . (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions) . . . . . . . (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? . . . . . . . . . . . . . . . . .

X No X No

0 Yes Yes

No

a No . 5b

If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)? Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . ^

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant ? . . . . . . . . . . . . . . . . . . . If "Yes,"attach the statement required by Regulations section 53 4945-5(d) F ]Y es No

6a

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . EA N o , , _ . . , _ , _ Y es E]Yes No 7b 6b X

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? If "Yes" to 6b, file Form 8870 7a b At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? , If 'Yes," did the foundation receive any proceeds or have any net income attributable to the transactions

Information About Officers, Directors , Trustees, Foundation Managers , Highly Paid Employees, and Contractors
1 List all officers , directors, trustees , foundation managers and their compensation ( see Dage 22 of the instructions).
( a) Name and address
(b) Title, and average hours per week devoted to p osition (c) Compensation ( If not paid , enter -o -) ( d) Contributions to employee benefit plans and deferred com p ensation

(e) Expense account, other allowances

--------

------------------------

-0--------------------------------------

-0_

_0-

--------------------------------------

--------------------------------------

Compensation of five highest-paid employees (other than those included on line 1 - see page 23 of the instructions). If none . enter "NONE."
(a) Name and address of each employee paid more than $ 50,000 (b) Title, and average hours per week devoted to position lc) Compensation (d) Contributions to employee benefit pl an s and deferre d (e) Expense account, o ther allowances

-------------------------------------NONE

NONE

NONE

NONE

----------------------------------------------------------------------------------------------------------------------------------------------------Total number of other employees paid over $50 ,000 ..................................... . . No- I NONE Form 990-PF (2010)

JSA 0E 1460 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

31-1633189
Form 990-PF (2010) Page 7

Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees, and Contractors (continued)
s rive nignesipata maepenaeni contraciors Tor proressionaf services ( see pag e is or the mstrucuonsf . IT none , enter
( a) Name and address of each person paid more than $50,000 (b) Type of service

tnvrvt. -

(c) Compensation

---------------------------------------------------------NONE

NONE

----------------------------------------------------------------------------------------------------------------------------------------------------------------------------

---------------------------------------------------------Total number of others receivin g over $50,000 for p rofessional services . . ^ NONE

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses

1 NONE -----------------------------------------------z

------ -- --- - -

---------------------------------------------------------------------------------------------------------------------------------------------------------

3 ----------------------------------------------------------------------------4 -----------------------------------------------------------------------------

I Ii' :U

Summary of Proaram -Related Investments (see nacre 24 of the instructions)

Amount

Describe the two largest program -related investments made by the foundation during the tax year on lines 1 and 2

1NONE ----------------------------------------------------------------------------2 ---------------------------------------------------------------------------------------------------------------------------------------------------------

All other program -related investments See page 24 of the instructions

3NONE ----------------------------------------------------------------------------Total . Add lines 1 throu g h 3 . . ^ Form 990-PF (2010)

JSA OE 1465 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

Form 990-PF ( 20 10) 31-1633189 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,

Page 8

see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . , , , , , b Average of monthly cash balances c Fair market value of all other assets (see page 25 of the instructions) , , , , , , , , , , , , , , , , , , , d Total (add lines 1a, b, and c) e Reduction claimed for blockage or other factors reported on lines 1a and . . . . . . . . . . . . . . . . 11e 1c (attach detailed explanation) Acquisition indebtedness applicable to line 1 assets ............................ 2 1

la

43,270. 29,053. NONE 72,323.

3
4

.... ...... . ......... Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see page 25 of the instructions) ................................................

Subtract line 2 from line 1d ..

2 3

NONE 72,323. 1,085. 71,238. 3,562.

5
6

Net value of noncharitable-use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4

4 5

Minimu m investmen t return . Enter 5% of line 5 . .. . . . . . . . . .. . . . . . . . . . . . . . . .. . Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating and do not complete this part.) foundations and certain foreign organizations check here ^ . . . . . . . . . . . . . . Minimum investment return from Part X, line 6 . . . . . . . . . . . . . Tax on investment income for 2010 from Part VI, line 5 , . _ . _ 2a 223 . 2b Income tax for 2010. (This does not include the tax from Part VI.) Add lines 2a and 2b ............................... ........... Distributable amount before adjustments Subtract line 2c from line 1 . . . . . . . . . . . . . . . .. Recoveries of amounts treated as qualifying distributions . . . . . . . . . . . . . . . . . . . . . . . . . Add lines 3 and 4 . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . Deduction from distributable amount (see page 25 of the instructions) . . . . . Distributable amount as adjusted Subtract line 6 from line 5. Enter here and on Part XIII, ........ ..... line1 ...................................... 1

1 2a b c 3 4 5 6 7

3,562.

2c 3 4 5 6 7

223. 3,339. NONE 3,339. NONE

Qualifying Distributions ( see page 25 of the instructions)

1 a b
2

Amounts paid (including administrative expenses ) to accomplish charitable , etc., purposesExpenses , contributions , gifts, etc - total from Part I, column ( d), line 26 , , , , , , , , , , , , , , , , , Program - related investments - total from Part IX-B
Amounts paid to acquire assets used ( or held for use) directly in carrying out charitable, etc., purposes ........................ .......................

la 1b
2

107 , 033.

NONE NONE NONE

107

3 a b
4

Amounts set aside for specific charitable projects that satisfy the Suitability test ( prior IRS approval required ) . . . . . . . . . . . . . . . . . Cash distribution test ( attach the required schedule)

. . . _ . . . . . . . . _
, _ , , .

3a 3b
4

Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII , line 4

, 033.

5 6

Foundations that qualify under section 4940 (e) for the reduced rate of tax on net investment income. 5 Enter 1 % of Part I, line 27b ( see page 26 of the instructions ) , , , , , , , , , , , , , , , , , , , , , 223. _ _ . . .. . . 6 Adjusted qualifying distributions . Subtract line 5 from line 4 106 , 810. Note - The amount on line 6 will be used in Part V, column ( b), in subsequent years when cal culati ng whether the foundation qualifies for the section 4940 ( e) reduction of tax in those years.
Form 990-PF (2010)

JSA OE 1470 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

10

31-1633189
Form 990-PF ( 2010) Page 9

Undistributed Income ( see page 26 of the instructions)

1 Distributable amount for 2010 from Part XI , (a) Corpus (b) Years prior to 2009 (c) 2009 (d) 2010

line 7
2

....................
. . . . . . . . , 20 , 20 NON

3 , 339.

Undistributed income, if any , as of the end of 2010

Enter amount for 2009 only

b Total for prior years 20 3

NON

Excess distributions carry over , if any , to 2010

a From 2005 ......

b From 2006 c From 2007 , , , , , ,

29 , 814.
NONE NONE

d From 2008 ...... e From 2009 ......

f 4 a
b

125 , 823. 150 , 356.

305 , 993.

Total of lines 3a through e . . . . . . . . . . . Qualifying distributions for 2010 from Part XII,

line 4 ^ $

107,033.
NON
NON

Applied to 2009, but not more than line 2a , . ,

Applied to undistributed income of prior years ( Election required - see page 26 of the instructions ) . . . .

Treated as distributions out of corpus ( Election required - see page 26 of the instructions ) . . . . . . . Remaining amount distributed out of corpus . . Excess distributions carryover applied to 2010 (if an amount appears in column (d), the same amount must be shown in column (a) )

NON

d Applied to 2010 distributable amount e 5

3 , 339.
103 , 694.
NON NONE

6
a

Enter the net total of each column as indicated below:

Corpus Add lines 3f, 4c, and 4e Subtract line 5 income. Subtract

409 687.
NON

b Prior years' undistributed line 4b from line 2b .............. c Enter the amount of prior years ' undistributed income for which a notice of deficiency has been issued , or on which the section 4942( a) tax has been previously assessed . . . . . . . . . . Taxable line 6c from line 6b d Subtract amount - see page 27 of the instructions e Undistributed income for 2009 . Subtract line 4a from line 2a Taxable amount - see page 27 of the instructions . . . . . . . . . . . f Undistributed income for 2010 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2011 ............... Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942 ( g((3) (see page 27 of the

NON

NON NON

NONE

instructions ) . . . . . . . .
8

. .

NON
29 r $14 .

Excess distributions carryover from 2005 not applied on line 5 or line 7 (see page 27 of the instructions) . . . . . . . . . . . . . . . .

9
10 a b c d e

Excess

distributions carryover to 2011. 379 873.

Subtract lines 7 and 8 from line 6a , , , , , , , Analysis of line 9 Excess from 2006 . . . Excess from 2007 . Excess from 2008 . Excess from 2009 . . . Excess from 2010 . . . NONE NONE 125 , 823. 150

, 356.
Form 990-PF (2010)

103,694.

JSA OE 1480 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

11

Form 990-PF (20 10 ) 31-16 33189 FOFT.api Private O p erating Foundations (see p a g e 27 of the instructions and Part VII-A, q uestion 9 )

Page 10 NOT APPLICABLE

1a b
2a

If the foundation has received a ruling or determination letter that it is a private operating foundation , and the ruling Is effective for 2010 , enter the date of the ruling . . . . . . . . ^ Check box to indicate whether the foundation is a orlvate ooerattna foundation described In section
Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed _ _ _ _ _ _ _ 85%of Ime 2a
Qualifying distributions from Part XII, line 4 for each year listed

4942 ( 11(3) or

4942111(5)
( e ) T ota l

Tax year
( a) 2010 (b) 2009

Prior 3 years
( c) 2008 (d) 2007

b
C

Amounts included in line 2c not used directly for active conduct of exempt activities . . . . .

Qualifying

distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . . . . . .

3 a

Complete 3a, b, or c for the alternative test relied upon 'Assets' alternative test - enter (1) (2) Value of all assets . Value of assets qualifying under section b 4942(II(3((BI(i1. . . 'Endowment' alternative enter 2/3 . . test-

of minimum invest-

ment return shown in Part X, line 6 for each year listed C . .

'Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a55((,

or royalties)
(2)

. . . . ,

Support from general public and 5 or more exempt organizations as provided in section 4942

(I)(3)(BIGo( . . .
(3)

. . .

Largest amount of supfrom exempt port an organization . . . . .

(4) Gross investment income ,

Supplementary Information (Complete this part only if the foundation had $5 , 000 or more in assets at any time during the year - see page 28 of the instructions.)
1 a Information Regarding Foundation Managers: List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) N/A List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. N/A 2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship , etc., Programs Check here ^ MX if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed-

b The form in which applications should be submitted and information and materials they should include

Any submission deadlines.

d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions , or other factors:
J0A OE1490 1000 Form 990-PF (2010)

QK5372 F938 10/14/2011 12:07:05

35514300

12

31-1633189
Form 990 PF (2010) Page 11

Supplementary Information (continued) Grants and Contributions Paid Durina the Year or Aooroved for Future Payment
Recipient Name and address ( home or business )
If recipient is an individual , show any relationsh i p to an y n macontrinager butor or s ntial Foundation sta t us o f

recipient

Purpose of grant or contribution

Amount

a Paid during the year SEE STATEMENT 16

Total

............................................... . NO- 3a

107 000.

b Approved for future payment

Total

3bI Form 990-PF (2010)

JSA OE 1491 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

13

31-1633189
Form 990-PF (2010) Page 12

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated Unrelated business income (a) Busine s s code (b) Amount Excluded b section 512, 513, or 514
(c) Exclusion code (d ) Amount

Related (e) ex emp t or

function income the instructionsf

1 Prc gram service revenue. a b c d e If 9 Fees and contracts from government agencies 2 Me mbership dues and assessments , , . , 3 Int, rest on savings and temporary cash investments 4 Dn dends and interest from securities 5 Ne rental income or ( loss) from real estate
a b

Debt-financed property _ , _ _ , _ . , . Not debt-financed property . . _ . . . ,

,

6 Ne i rental income or (loss) from personal property 7 Otl er investment income

. . . . . . . . ,
18

8 Gai n or (loss ) from sales of assets other than inventory 9 Ne income or ( loss) from special events

22 , 464.

. .

10 Gn ss profit or ( loss) from sales of inventory . 11 Otl er revenue a b c d e 12 Su )total Add columns ( b), (d), and (e) . . . 13 Total . Add line 12, columns (b), (d), and (e) . . . . (See worksheet in line 13 instructions on page 29 to verify calculations.)

FEDERAL TAX REFUND

01

131.

22
. . . . . . . . . . . . . . . 13

595
22,59S.

1,71117^9 M- Relationship of Activities to the Accomplishment of Exempt Purposes

Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See page 29 of the instructions.)

NOT APPLICABLE

Form 990-PF (2010)

JSA OE 1492 1 000

QK5372 F938 10/14/2011 12:07:05

35514300

14

Form 990-PF (20 10)

Page 13 31-163 3189 Transfers To and Transactions and Relationships With Noncharitable Information Regarding Exempt Organizations directly or indirectly ( other than engage section in any of the following with any other organization 527, relating to described political Yes No

Did

the

organization 501(c)

in section

of the Code

501(c)(3 )

organizations ) or in section

organizations? a Transfers from the reporting foundation to a nonchantable exempt organization of (1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Other assets b Other transactions (1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment , or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(1) 1b(2) 1b(3) lb(4) 1b(5) lb(6) 1c the fair X X X X X X X market . . . . . . . . . ............... . . a(1) 1a(2) X X

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) Loans or loan guarantees c . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) Performance of services or membership or fundraising solicitations . . . . Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . . . . . . . . . . . . . . . . . . . . answer to any of the above is "Yes," complete given the following reporting schedule foundation Column If the (b) should always received show value of the goods, other assets, or services by the foundation

d If the

less than

fair market

2a
h

Is

the

foundation

directly

or

indirectly

affiliated

with,

or

related

to,

one

or

more
. .

tax-exempt
. . . .

organizations
. . . . . . . u Yes No

described in section 501(c) of the Code (other than section 501(c)13)) or in section 5277 . . If "Voc " rmmnlotp tho fnllnwinn cchnrfudn (al Name of organization ( b) Type of organization

. . . .

(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true correct , and complete Declaration of preparer ( other than taxpayer or fiduciary ) is based on all informationof which preparer has any knowledge l^c^S Signature of officer or trustee Print /Type preparer ' s name Pr rer's signat

Paid ICHARD HAWORTH

Use Only

JSA OE 1493 1 000

QK5372 F938 10/14/2011 12:07:05

FORM 990-PF - PART IV CAPITAL (AINS AND LnSSFS FOR TAX ON INVESTMENT INCOME
Kind of Property Gross sale price less ex enses of sale Depreciation allowed / allowable Cost or other Description FMV 9 as of Adl. basis as of 9 Excess of FMV over ad basis D Date acquired Gain or ( loss ) Date sold

47.00

1.309 CALVERT SOCIAL EQUITY PORT CL A PROPERTY TYPE: SECURITIES 40.00 1132.672 CALVERT SOCIAL EQUITY PORT CL A PROPERTY TYPE: SECURITIES 33,663.00 7.147 NEW ALTERNATIVES FD INC PROPERTY TYPE: SECURITIES 304.00 821.151 NEW ALTERNATIVES FD INC PROPERTY TYPE: SECURITIES 28,202.00 2.329 PARNASSUS FD SBI PROPERTY TYPE: SECURITIES 82.00 1024.683 PARNASSUS FD SBI PROPERTY TYPE: SECURITIES 29,644.00

12/24/2009 7.00 12/03/2008 6,728.00 01/04/2010 -23.00 12/31/2008 4,069.00 12/30/2009 12.00 12/30/2008 11,671.00

12/20/2010

12/20/2010

40,391.00

12/21/2010

281.00

12/21/2010

32,271.00

12/20/2010

94.00

12/20/2010

41,315.00

TOTAL GAIN( OSS)

......

.........................................

22,464.

JSA OE 1730 2 000

QK5372 F938 10/14/2011 12:07:05

35514300

16

FARVIEW FOUNDATION 35514300

31-1633189

FORM 990PF, PART I - OTHER INCOME --------------------------------REVENUE AND EXPENSES PER BOOKS

DESCRIPTION

FEDERAL TAX REFUND TOTALS

131. -------------131. ---------------------------

STATEMENT
XD576

2000

QK5372 F938 10/14/2011

12:07:05

35514300

17

FARVIEW FOUNDATION 35514300

31-1633189

FORM 990PF, PART I - OTHER PROFESSIONAL FEES -------------------------------------------REVENUE AND EXPENSES PER BOOKS

DESCRIPTION

NET INVESTMENT INCOME

CHARITABLE PURPOSES

CUSTODIAN & MANAGEMENT FEES

(A

164. --------------

131. --------------

33. --------------

TOTALS

164. --------------

131. ---------------------------

33. --------------

QK5372 F938 10/14/2011

12:07:05

35514300 18

STATEMENT

FARVIEW FOUNDATION 35514300

31-1633189

FORM 990PF, PART I - TAXES -------------------------REVENUE AND EXPENSES PER BOOKS

DESCRIPTION

FEDERAL TAX TOTALS

101. -------------101. --------------

STATEMENT
X D576

2000

QK5372 F938 10/14/2011 12:07:05

35514300

19

FARVIEW FOUNDATION 35514300

FORM 990PF, PART II - CORPORATE STOCK ------------------------------------------------------------------------BEGINNING BOOK VALUE

31-1633189

DESCRIPTION

CALVERT SOCIAL FUND NEW ALTERNATIVES FUND PARNASSUS TOTALS

33,703. 28,515. 29,726. --------------91,944. ---------------

QK5372 F938

10/14/2011

12:07:05

35514300 20

STATEMENT

FARVIEW FOUNDATION 35514300

31-1633189

FORM 990PF,

PART III

- OTHER INCREASES IN NET WORTH OR FUND BALANCES

DESCRIPTION

AMOUNT

ROUNDING
TOTAL

1. ----------------------------------------

STATEMENT
XD576

2 000

QK5372 F938 10/14/2011 12:07:05

35514300

21

FARVIEW FOUNDATION 35514300

31-1633189

------------------------------------------STATE(S) WHERE THE FOUNDATION IS REGISTERED ------------------------------------------------------------------------------------MD

STATEMENT

XD576 2 000

QK5372 F938 10/14/2011 12:07:05

35514300

22

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------

RECIPIENT NAME: INSTITUTE NOETIC SCIENCE ADDRESS: 101 SAN ANTONIO ROAD PETALUMA, CA 94952-9524 RELATIONSHIP:

NONE PURPOSE OF GRANT: EDUCATION

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ................................

2,000.

RECIPIENT NAME: FRIENDS OF THE EARTH ADDRESS: 1717 MASSACHUSETTS AV, SUITE 600 WASHINGTON, DC 20036 RELATIONSHIP: NONE PURPOSE OF GRANT: ENVIRONMENTAL FOUNDATION STATUS OF RECIPIENT: N/A
TMnTTTTT n1' (2PTTMT DATn

10,000.

RECIPIENT NAME: ENDANGERED SPECIES COALITION ADDRESS:

PO BOX 65195 WASHINGTON, DC 20035 RELATIONSHIP: NONE

PURPOSE OF GRANT: WILDLIFE PROTECTION FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ....................

3,000.

STATEMENT XD576 2 000 QK5372 F938 10/14/2011 12:07:05 35514300 23

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------

RECIPIENT NAME:
JUSTICE THROUGH MUSIC ADDRESS:

PO BOX 9576 WASHINGTON, DC 20016 RELATIONSHIP: NONE PURPOSE OF GRANT: VOTING ACTIVISM
FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

20,000.

RECIPIENT NAME: PITZER COLLEGE ADDRESS: 1050 NORTH MILLS ROAD CLAREMONT , CA 91711 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

RECIPIENT NAME: PUTNEY SCHOOL ADDRESS: 418 HOUGHTON BROOK RD PUTNEY, VT 05346 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

STATEMENT

X05762000

QK5372 F938 10/14/2011

12:07:05

35514300

24

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------

RECIPIENT NAME:

LEAGUE OF CONSERVATION VOTERS ADDRESS:

1920 L STREET, NW SUITE WASHINGTON, DC 20036 RELATIONSHIP: 800

NONE PURPOSE OF GRANT: FUNDING

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

5,000.

RECIPIENT NAME: PACIFIC ENVIRONMENT ADDRESS: 251 KEARNY STREET, 2ND FLOOR SAN FRANCISCO, CA 94108 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

1,000.

RECIPIENT NAME: FCNL EDUCATION FUND ADDRESS: 245 SECOND STREET, NE WASHINGTON, DC 20002 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

3,000.

STATEMENT

XD5762000

QK5372 F938 10/14/2011 12:07:05

35514300

25

FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS,

31-1633189 GIFTS, GRANTS PAID

RECIPIENT NAME: WILDNERNESS SOCIETY ADDRESS:

1615 N STREET, NW WASHINGTON, DC 20036 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT
FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

2,000.

RECIPIENT NAME: CLASS ACTS ARTS INC ADDRESS: 8100 GEORGIA AVENUE SILVER SPRING, MD 20910 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

1,000.

RECIPIENT NAME: THE MARYLAND VOTERS FOR ANIMALS ADDRESS: P.O. BOX 6423 ANNAPOLIS, MD 21401 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

6,000.

STATEMENT
XD5762000

10 -

QK5372 F938 10/14/2011

12:07:05

35514300

26

FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3

31-1633189 CONTRIBUTIONS, GIFTS, GRANTS PAID

RECIPIENT NAME: SEVEN PILLARS ADDRESS: P.O.BOX 82

NEW LEBANON, NY 12125 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT

FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

1,000.

RECIPIENT NAME: WILD EARTH GUARDIANS ADDRESS: 312 MONTEZUMA AVE, SUITE A SANTA FE, NM 87501 RELATIONSHIP: NONE PURPOSE OF GRANT: FUNDING FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

RECIPIENT NAME: DEFENDERS OF WILDLIFE ADDRESS:

1130 17TH STREET WASHINGTON, DC 20036 RELATIONSHIP: NONE

PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

2,000.

STATEMENT

11

XD576 2 000

QK5372 F938 10/14/2011 12:07:05

35514300

27

FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS,

31-1633189 GIFTS, GRANTS PAID

RECIPIENT NAME: BACK TO THE WILD RESCUE ADDRESS: P.O. BOX 423 CASTALLA, OH 44824 RELATIONSHIP: NONE

& REHAB

PURPOSE OF GRANT: GENERAL SUPPORT

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

10,000.

RECIPIENT NAME: FRIENDS OF FREDERICK COUNTY ADDRESS: 4 EAST CHURCH STREET FREDERICK, MD 21701 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

10,000.

RECIPIENT NAME: AMAZON WATCH ADDRESS: 1350 CONN. AVE. NW #1100 WASHINGTON, DC 20036 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

2,000.

STATEMENT
XD576

12

2000

QK5372 F938 10/14/2011 12:07:05

35514300

28

FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS,

31-1633189 GIFTS, GRANTS PAID

RECIPIENT NAME: INTERSPECIES COMMUNICATION PROJECT ADDRESS: 301 HIDDEN MEADOW FRIDAY HARBOR, WA 98250 RELATIONSHIP:

NONE PURPOSE OF GRANT: GENERAL SUPPORT

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

3,000.

RECIPIENT NAME: ENVIRONMENTAL FILM FESTIVAL ADDRESS: 1228 1/2 31ST STREET NW WASHINGTON, DC 20007 RELATIONSHIP: NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

RECIPIENT NAME: IMCW ADDRESS: PO BOX 3

CABIN JOHN, RELATIONSHIP:

MD 20818-1223

NONE PURPOSE OF GRANT: GENERAL SUPPORT FOUNDATION STATUS OF RECIPIENT: N/A

AMOUNT OF GRANT PAID

............................................

2,000.

STATEMENT XD5762000 QK5372 F938 10/14/2011 12:07:05 35514300 29

13 -

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID -----------------------------------------------------------------------------------------------------------------------------

RECIPIENT NAME: POGO ADDRESS: 1100 G STREET NW WASHINGTON, DC 20005-3806 RELATIONSHIP:

NONE PURPOSE OF GRANT: GENERAL SUPPORT

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ...........................................

2,000.

RECIPIENT NAME: ALL SPECIES PROJECT ADDRESS: 5644 CHARLOTTE KANSAS CITY, MO 64110 RELATIONSHIP: NONE PURPOSE OF GRANT: ENVIRONMENTAL FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ..........

4,000.

RECIPIENT NAME: BIONEERS COLLECTIVE HERITAGE INST ADDRESS: 1607 PASEO DE PERALTA, SUITE 3 SANTA FE, NM 87501 RELATIONSHIP: NONE PURPOSE OF GRANT: ENVIRONMENTAL FOUNDATION STATUS OF RECIPIENT: N/A
IM(TTNTT r)P (')1TTT M^TTI

1,000.

STATEMENT
XD576

14 -

2000

QK5372 F938 10/14/2011 12:07:05

35514300

30

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------

RECIPIENT NAME: UPAYA ZEN CENTER ADDRESS: 1404 CERRO GORDO ROAD SANTA FE, NM 87501 RELATIONSHIP: NONE

PURPOSE OF GRANT: SOCIAL

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

1,000.

RECIPIENT NAME: BOULDER INSTITUTE FOR NATURE & HUMAN SPIRIT ADDRESS: 18679 W 60TH AVE BOULDER, CO 80403 RELATIONSHIP: NONE PURPOSE OF GRANT: ENVIRONMENTAL FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

RECIPIENT NAME: JANE GOODALL INSTITUTE ADDRESS: 8700 GEORGIA AVE SILVER SPRING, MD 20910 RELATIONSHIP: NONE PURPOSE OF GRANT: EDUCATION FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

3,000.

STATEMENT
X1)576

15

2000

QK5372 F938 10/14/2011

12:07:05

35514300

31

31-1633189 FARVIEW FOUNDATION 35514300 FORM 990PF, PART XV, LINE 3 - CONTRIBUTIONS, GIFTS, GRANTS PAID ---------------------------------------------------------------

RECIPIENT NAME: DEMOCRACY NOW ADDRESS:

PO BOX 693
NEW YORK, NY 10013 RELATIONSHIP: NONE

PURPOSE OF GRANT: SOCIAL

FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

2,000.

RECIPIENT NAME: LINK MEDIA INC ADDRESS: PO BOX 2008

SAN FRANCISCO, RELATIONSHIP:

CA 94126

NONE PURPOSE OF GRANT: SOCIAL FOUNDATION STATUS OF RECIPIENT: N/A AMOUNT OF GRANT PAID ............................................

1,000.

TOTAL GRANTS

PAID:

107,000. -----------------------------

STATEMENT XD5762000 QK5372 F938 10/14/2011 12:07:05 35514300 32

16 -

SCHEDULE D (Form 1041)

Department of the Treasury Internal Revenue Service
Name of estate or trust

OMB No 1545-0092

Capital Gains and Losses

^ Attach to Form 1041 , Form 5227 , or Form 990 -T. See the Instructions for Schedule D (Form 1041 ) ( also for Form 5227 or Form 990 -T, if applicable).

2010

Employer identification number

FARVIEW FOUNDATION 35514300

Note : Form 5227 filers need to complete only Parts 1 and lI .. Short-Term Capital Gains and Losses - Assets Held One Year or Less
(a) Description of property (Example 100 shares 7% preferred of 'Z" Co 1 (b) Date acquired (mo , day, yr.) (c) Date sold (mo , day, yr) (d) Sales price

31-1633189

(e) Cost or other basis (see instructions)

( fl Gain or ( loss( for ( ^ ca) year Subt r ac t (e)from (d)

la

b 2 3 4

Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b . . . . . . . . . . . . . . . . . . . . Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824, , , , , , , , , , , , , , , , , , ,

lb 2 3 4 5

-4

Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts _ . . . _ . . . Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2009 Capital Loss Carryover Worksheet ........................... _ 5 Net short-term gain or (loss). Combine lines 1a through 4 in column (f). Enter here and on line 13, column (3) on the back . . ^ T1 l1 Lonq-Term Capital Gains and Losses - Assets Held More Than One Year
(a) Description of property (Example 100 shares 7% preferred of Z" Co (b) Date acquired (mo, day, yr) (c) Date sold (mo, day, yr ) (d) Sales price

-4
( f) Gain or ( loss) for Subt r act (e) from (d)

(e) Cost or other basis (see instructions)

6a

b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b, , , , , , , , , , , , , , , , , , , , , , 7 8 9 10 11 12 Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824 , , , , , , , , , , , , , , ,

6b 7 8 9 10 11 12 (

22 , 468

Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts , , , , , , , , , , , Capital gain distributions,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,,,, Gain from Form 4797, Part I , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Long-term capital loss carryover. Enter the amount, if any, from line 14 of the 2009 Capital Loss Carryover Worksheet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net long -term gain or (loss). Combine lines 6a through 11 in column (f). Enter here and on line 14a, column (3) on the back . . ^

) 22 , 468

For Paperwork Reduction Act Notice, see the Instructions for Form 1041.

Schedule D (Form 1041) 2010

JSA 0F1210 2 000

QK5372 F938 10/14/2011 12:07:05

35514300

33

Schedule D (Form 1041) 2010

Page 2

Summary of Parts I and II Caution : Read the instructions before completing this part.
13 14 Net short-term gain or (loss ) . . . . . . . . . . . . . . . . . . . Net long -term gain or (loss): a Total for year,,,,,,,,,,,,,,,,,,,,,,,,,,,, b Unrecaptured section 1250 gain (see line 18 of the wrksht.). , , c 28% rate gain . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 14a 14b 14c

(1 ) Beneficiaries' (see instr.)

(2) Estate's or trust's

(3) Total
-4 22 , 468.

22 , 464. 15 15 Total net gain or (loss). Combine lines 13 and 14a , , . . . . . ^ Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part 1, line 4a) If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part IV If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary

16

Capital Loss Limitation Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of: . . . a The loss on line 15, column (3) or b $3,000

16

Note : If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital Loss Carryover Worksheet on page 7 of the instructions to figure your capital loss carryover

Tax Computation Using Maximum Capital Gains Rates

Form 1041 filers . Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and there is an entry on Form 1041, line 2b( 2), and Form 1041, line 22, is more than zero. Caution : Skip this part and complete the worksheet on page 8 of the instructions if. Either line 14b, col. (2) or line 14c, col (2) is more than zero, or Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero Form 990 -T trusts. Complete this part only if both lines 14a and 15 are gains, or qualified dividends are included in income in Part I of Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the worksheet on page 8 of the instructions if either line 14b, col. (2) or line 14c, col. (2) is more than zero. 17 18 19 Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) Enter the smaller of line 14a or 15 in column (2) 18 but not less than zero the estate's or trust's qualified dividends Enter
from Form 1041, line 2b(2) (or enter the qualified dividends included in income in Part I of Form 990-T) 20 21 Add lines 18 and 19 If the estate or trust is filing Form 4952, enter the 19 20

17

22 23 24 25

21 amount from line 4g; otherwise, enter -0- . . ^ Subtract line 21 from line 20 If zero or less, enter -0- . . . . . . . . . . . Subtract line 22 from line 17. If zero or less, enter -0- . . . . .. . . . . . . . Enter the smaller of the amount on line 17 or $2,300 , , , , , . . . . _ . Is the amount on line 23 equal to or more than the amount on line 247 B Yes. Skip lines 25 and 26; go to line 27 and check the "No" box. No. Enter the amount from line 23 , Subtract line 25 from line 24 Are the amounts on lines 22 and 26 the same?
u YeS. Skip lines 27 thru 30 , go to line 31 u NO . Enter the smaller of line 17 or line 22

22 23 24

26 27

25 26
27

28 29 30 31

Enter the amount from line 26 (If line 26 is blank, enter -0-) . . . . . . . . . . 1 28 29 Subtract line 28 from line 27 . . . . . . . . . .. . . . . . . .. . . . . . Multiply line 29 by 15%( 15) . . . . . . . . . . . . .. . . . . . . . . . . . .. . . . Figure the tax on the amount on line 23. Use the 2010 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) . . . . . . . . . . . . . . . . . . . . . Add lines 30 and 31 ................................. Figure the tax on the amount on line 17. Use the 2010 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , Tax on all taxable income . Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule G, line la (or Form 990-T, line 36) . . . . . . . . . . . .

30 31 32 33 34
Schedule D (Form 1041) 2010

32 33 34

JSA 0F1220 2 000

QK5372 F938 10/14/2011 12:07:05

35514300

34

SCHEDULE D-1 (Form 1041)

Department of the Treasury Internal Revenue Service

Continuation Sheet for Schedule D (Form 1041)

^ See instructions for Schedule D (Form 1041). ^ Attach to Schedule D to list additional transactions for lines 1 a and 6a.

0MB No 1545-0092

2010
( f) Gain or (loss) Subtract ( e) from (d)

Name of estate or trust FARVIEW FOUNDATION 35514300

Employer identification number 31-1633189

( b) Date acquired (mo, da y, y r) ( c) Date sold (mo., day , yr) ( e) Cost or other basis ( see instructions )

LEM

Short-Term Capital Gains and Losses - Assets Held One Year or Less
( a) Description of property (Example 100 sh 7% preferred of 'Z* Co) (d) Sales price

la 1.309 E Q UITY 7.147 INC 2.329

CALVERT SOCIALPORT CL A NEW ALTERNATIVES FD PARNASSUS FD SBI

12 / 24 / 2009 01 / 04 / 2010 12 / 30 / 2009

12 / 20 / 2010 12 / 21 / 2010 12 / 20 / 2010

47.00 281.00 94.00

40.00 304.00 82.00

7.00 -23.00 12.00

lb Total. Combine the amounts in column (f) Enter here and on Schedule D, line lb
For Paperwork Reduction Act Notice, see the Instructions for Form 1041 .
JSA 0F1221 3 000

. I

-4.00

Schedule D-1 (Form 1041) 2010

QK5372 F938 10/14/2011 12:07:05

35514300

35

Schedule D-1 (Form 1041) 2010 Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number

Page 2

FARVIEW FOUNDATION 35514300 Long-Term Capital Gains and Losses - Assets Held More Than One Year
(a) Description of property ( Example 100 sh. 7% preferred of 'Z' Co ) ( b) Date ( c) Date sold acquired day, ( mo , yr)

31-1633189
(e) Cost or other basis (see instructions) (f) Gain or (loss) Subtract (e) from (d)

6a 1132.672 CALVERT SOCIAL E QUITY PORT CL A 821.151 NEW ALTERNATIVES FD INC 1024.683 PARNASSUS FD SBI

12 / 03 / 2008 12 / 31 / 2008 12 / 30 / 200 8

12 / 20 / 2010 12 / 21 / 2010 12 / 20 / 2010

40 391.00 32 271.00 41 315.00

33 663.00 28 202.00 29 644.00

6 1 728.00 4 , 069.00 11 671.00

6b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 6b

. I 22,468.00 Schedule D-1 (Form 1041) 2010

JSA 0F1222 3 000

QK5372 F938 10/14/2011 12:07:05

35514300

36