UMTS Radio Network KPI

Contents
1 Radio Key Performance Indicators (R99).................................................................................................1 1.1 Coverage rate...........................................................................................................................................1 1.2 Call Establishment Indicators..................................................................................................................1 1.2.1 RRC Connection Establishment Success Rate (Service-related) ............................................2 1.2.2 RRC Connection Establishment Success Rate.........................................................................3 1.2.3 RAB Establishment Success Rate............................................................................................4 1.2.4 Radio Access Success Rate......................................................................................................5 1.2.5 Call Block Rate.........................................................................................................................5 1.3 Call Maintain Indicators ..........................................................................................................................6 1.3.1 Cell Radio Call Drop Rate........................................................................................................6 1.3.2 Cell CS Call Drop Rate............................................................................................................7 1.3.3 Cell PS Call Drop Rate.............................................................................................................7 1.3.4 Relocation Success Rate...........................................................................................................8 1.4 Mobility Management Indicators...........................................................................................................11 1.4.1 RNC software handover success rate (include softer handover) ..........................................11 1.4.2 Cell soft handover success rate(including softer)..................................................................12 1.4.3 Intra-frequency hard handover success rate ..........................................................................13 1.4.4 Inter-frequency hard handover success rate...........................................................................14 1.4.5 Inter-RAT CS Handover Success Rate (UMTS->GSM) .......................................................17 1.4.6 Inter-RAT PS Handover Success Rate(UMTS->GPRSby UTRAN) ................................18 1.4.7 Inter-RAT PS Handover Success Rate(GPRS->UMTS) .......................................................19 1.5 System Resources Indicators.................................................................................................................20 1.5.1 Flow Indicators.......................................................................................................................20
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1.5.2 System Resources Utility Rate...............................................................................................23 1.5.3 Uplink Block Error Rate ........................................................................................................25 1.5.4 PS Downlink Retransmit Rate (RLC)....................................................................................26 2 HSDPA Key Performance Indicators.......................................................................................................29 2.1 Successful HSDPA PS Traffic Establishment Rate ..............................................................................29 2.2 HSDPA PS Call Drop Rate ...................................................................................................................29 2.3 HSDPA Mobillity Management Indicators ...........................................................................................30 2.3.1 HS-DSCH Intra-frequency Serving Cell Success Rate..........................................................30 2.3.2 Successful Rate of handover from HS-DSCH to 2G ............................................................30 2.4 HSDPA System Resources Indicators....................................................................................................31 2.4.1 HSDPA Average Cell Throughput..........................................................................................31 2.4.2 Cell HSDPA Data Retransmit Rate........................................................................................31 3 HSUPA Key Performance Indicators.......................................................................................................33 3.1 HSUPA PS Establishment Success Rate................................................................................................33 3.2 HSUPA PS Call Drop Rate....................................................................................................................33 3.3 HSUPA Mobility Management Indicators.............................................................................................34 3.3.1 Cell E-DCH Soft Handover Success Rate..............................................................................34 3.3.2 Success Rate of Handover from E-DCH to 2G .....................................................................34 3.4 HSUPA System Resources Indicators....................................................................................................35 3.4.1 Cell E-DCH Throughput .......................................................................................................35 3.4.2 Cell HSUPA Mac-es Retransmit Rate....................................................................................35

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1 Radio Key Performance Indicators (R99)

1.1 Coverage rate
Performance Indicator Name Coverage rate Indicator Meaning Radio network coverage rate reflect the availability of the network. Cell coverage rate is closely related to the capacity because UMTS cell breathes according to the capacity; More important, different service has different rate and different coverage. Therefore, network coverage rate differentiates based on user number and service type. This Indicator has direct impact on user take and confidence on the product. Indicator Definition KPI formula FRSCPR, Ec/IoS RSCP represents received signal code power; Ec/Io represents received pilot signal quality; RSCP R & Ec/IoS represents whether its fulfilling, R& S are thresholds of RSCP and Ec/Io respectively. If RSCP R and Ec/IoS, F= 1; If one or neither of the conditions is met, F= 0. Discard the exceptional value of RSCP and Ec/Io that greatly exceed the normal range of value. The formula means the area is covered if received signal code power and signal code quality reach the threshold. It reflects the percentage of test spots of which F equals 1 Because coverage and coverage rate vary with different services. Therefore, F is different based on services when computing coverage rate. Note: coverage rate refers to area coverage rate, not marginal coverage rate which is more complicated and not considered here. Applied Counter Explanation Cell -> Node B -> RNC -> CN Statistics Time Granuity Statistics Area Granuity Indicator Value

Remark Get data by DT

1.2 Call Establishment Indicators

Call success rate is one of the most important indicators reflecting UMTS performance and an indicator which the operator pays much attention to. A complete call completion rate has several layers of meaning: paging success rate paging, RRC connection establishment success rate and RAB assignment establishment success rate. A complete call process goes from US receiving paging message from CN to RAB assignment, which can also be classified into originated call and terminated call process. Signaling
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process is as follows:

After RAB assignment success, UE can initiate the function of CS voice service (telephone) and PS data serviceweb page scaning. When UE received paging in connect state (including CELL_PCH/URA_PCH/CELL_DCH/CELL_FACH), its not within range of KPI discussion because there are no consecutive signal process (no RRC establishment happening and RAB assignment process probably).

1.2.1 RRC Connection Establishment Success Rate (Service-related)

Performance Indicator Name RRC Establishment Rate(service-realated) Indicator Meaning It reflects UE acceptance capability of RNC or cell. RRC connection establishment complete indicates that UE establish signal connection with the network. RRC connection establishment is categorized into two kinds: one is service-related; the other is not related to the service (such as location update, inter-system cell reselection and registration). The former indicates call completion rate which can be used as the basis for channel configuration adjustment; the latter reflects system load. Indicator Definition It defines whether to establish connection or not and whether on dedicated channel or on public channel. RRC connection establishment success rate (service-related) is the rate of RRC connection establishment success number to RRC connection establishment attempt number. The corresponding signals are RRC CONNECTION SETUP COMPLETE messages received by RNC and RRC CONNECTION REQ received by RNC. This indicator shall be recorded based on different service catagory. 2 Connection Success Statistics Time Granuity 15 min, 30 min, 1 hour, 1 day, Statistics Granuity Cell >99% Area Indicator Value

Chapter 3 HSUPA Key Performance Indicators

Formula: RRC connection establishment success rate(service-related) RRC connection establishment success number(service-related)/RRC connection establishment attempt(service-related)100% noteRRC connection requests may contain the number of RRC connection establishment messages resent. Applied Couter Explanation RRC 4) RRC 4) Remark Due to specific radio environment and network capacity, one call may cause several RRC connection establishement request messages sent; In this case, RRC connection establishment success rate shall differentiate whether RRC connection establishment request message is resent or not. RRC connection establishment request of one call is regarded as one time of RRC connection establishment request. Connection Establishment Request Number service-related (C301230854+C301230855+C301230856+C301230857+C301230861+C301230862+C301230863+C30123086 Connection Establishment Success Number service-related (C301230874+C301230875+C301230876+C301230877+C301230881+C301230882+C301230883+C30123088

1.2.2 RRC Connection Establishment Success Rate

Performance Indicator Name RRC Connection Statistics Time Granuity 15 min, 30 min, 1 hour, and 1 day, Statistics Granuity Cell Establishment Success Rate Indicator Meaning It reflects UE acceptance capability of RNC or cell. RRC connection establishment success indicates that UE establish signal connection with the network. RRC connection establishment is categoried into two kinds: one is service-related; the other is not related to the service (such as location update, inter-system cell reselection and registration). The former indicates call completion rate which can be used as the basis for channel configuration adjustment; the latter reflects system load. Indicator Definition RRC connection establishment success rate (service-related) is the rate of RRC establishment success number to RRC establishment attempt number. The corresponding signals are RRC CONNECTION SETUP COMPLETE messages received by RNC and RRC CONNECTION REQ received by RNC. This indicator shall be recorded based on different service catagory. Formula: RRC connection establishment success rate(service-related) RRC connection establishment success number/RRC connection establishment attempt100% Applied Counter Explanation RRC Connection Establishment Success Number (C301230874+C301230875+C301230876+C301230877+C301230878+C301230879+C301230880+C3012308 81+C301230882+C301230883+C301230884+C301230885+C301230886+C301230887+C301230888+C30123 0889+C301230890+C301230891+C301230892+C301230893) 3 Area Indicator Value

UMTS Radio Network KPI

RRC

Connection

Establishment

Attempt

Number

(C301230854+C301230855+C301230856+C301230857+C301230858+C301230859+C301230860+C3012308 61+C301230862+C301230863+C301230864+C301230865+C301230866+C301230867+C301230868+C30123 0869+C301230870+C301230871+C301230872+C301230873) Remark Due to specific radio environment and network capacity, one call may cause several RRC connection establishment request messages sent; In this case, RRC connection establishment success rate shall differentiate whether RRC connection establishment request message is resent or not. RRC connection establishment request of one call is regarded as one time of RRC connection establishment request.

1.2.3 RAB Establishment Success Rate

Performance Name RAB Establishment 15min, 30 min, 1 hour, and 1 day, Cell >99% Success Rate Indicator Meaning RAB establishment success is the final step of the service indicating successful User Plane connection. Indicator Definition Indicator Statistics Time Granuity Statistics Area Granuity Indicator Value

RNC RAB ASSIGNMENT REQUEST RAB ASSIGNMENT RESPONSE

. . .

CN

* it can be several responses RAB establishment is started by CN and executed by UTRAN. RAB is the bearer of user interface used for transmission of voice & data and multimedia service between UE and CN. First UE shall have RRC connection established and then RAB set up, then a basic call can be made an UE enter the state of call making. RAB setup success rate is the rate of RAB assignment setup request number to RAB assignment setup response. The corresponding signalings are RAB ASSIGNMENT REQUEST RAB setup request KPI formula RAB setup success rate (CS RAB assignment setup success RAB number +PS RAB assignment setup success RAB number)/(CS RAB setup request RAB number+PS RAC setup request RAB number)100% Applied Counter Explanation and RAB ASSIGNMENT RESPONSE(RAB setup complete). RAB setup success rate is recorded by CS and PS.

Chapter 3 HSUPA Key Performance Indicators

CS RAB assignment setup success RAB number = (C301230784+C301230785+C301230786+C301230787) CS RAB setup request RAB number(C301230767+C301230768+C301230769+C301230770) PS RAB assignment setup success RAB number(C301230800+C301230801+C301230802+C301230803) PS RAB setup request RAB number(C301230792+C301230793+C301230794+C301230795) Remark

1.2.4 Radio Access Success Rate

Performance Indicator Name Radio Success Rate Indicator Meaning It reflects UE acceptance capability of RNC or cell and directly has impact on users feeling.towards the network. Indicator Definition When thinking of radio access success rate, we think RRC connection setup success rate and RAB assignment success rate as a whole. Taking RRC setup request number as denominator and RAB assignment setup success number as numerator, we use the following formula to calculate service connection rate. KPI formula: Radio Access Success Rate RAB Setup Success RateRRC Connection Setup Success Rate(servicerelated)100% Note: The result may be incorrect in the case when SCCP setup fails, which is practically neglected in the engineering. Applied Counter Explanation Please refer to the counters of RRC connection setup success rate(service-related) and RAB setup success rate. Remark Access 15 min, 30 min, 1 hour, , 1 day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

1.2.5 Call Block Rate

Performance Indicator Name Call Block Rate Indicator Meaning It reflects UE acceptance control capability of RNC and cell. Indicator Definition KPI formula: Call block rateacceptance refused service number/ acceptance request service number100% Applied Counter Explanation 5 15 min, 30 min,, 1hour, 1day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

UMTS Radio Network KPI

C301320170/ C301320166
Remark

1.3 Call Maintain Indicators

1.3.1 Cell Radio Call Drop Rate
Performance Indicator Name Radio Call Drop Rate Indicator Meaning It reflects commnunication maintaining capability of the system which is a key factor affecting users take on the network. Indicator Definition 15 min, 30 min,, 1 hour, , 1 day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

RNC RAB RELEASE REQUEST

CN

RNC

CN IU RELEASE REQUEST

RNC sends RAB release request message to CN. When UE is missing or inactivated or its due to UTRAN, RNC send Iu connection release request to CN, requesting Iu connection with UE. KPI formula: Call drop rate =( RAB release number request by UTRAN for CS domain + RAB release number for Iu connection release request by UTRAN for CS domain + RAB release number request by UTRAN for PS domain + RAB release number for Iu connection release request by UTRAN for PS domain )/Successful RAB establishment number for CS domain +successful RAB establishment number for PS domain 100% Applied Counter Explanation Cell RAB release request counter (CS + PS) (C301230085+C301230087+C301230088+C301230089+C301230092+C301230093+C301230758+C3012307 59+C301230760+C301230099+C301230101+C301230102+C301230103+C301230106+C301230107+C30123 0761+C301230762+C301230763+C301230130+C301230131+C301230132+C301230134+C301230135+C301 230140+C301230141+C301230142+C301230144+C301230145) Cell 30) Remark RAB establishment complete counter CS + PS (C301231197+C301231198+C301231199+C301231200+C301231227+C301231228+C301231229+C3012312

Chapter 3 HSUPA Key Performance Indicators

1.3.2 Cell CS Call Drop Rate

Performance Indicator Name Call Drop Rate Indicator Meaning It reflects commnunication maintaining capability of the system and is a key factor affecting users take on the network. Indicator Definition CS call drop rate=( RAB release number request by UTRAN for CS domain + RAB release number for Iu connection release request by UTRAN for CS domain) / Successful RAB establishment number for CS domain100% Applied Counter Explanation Cell RAB Release Request Counter (CS) (C301230085+C301230087+C301230088+C301230089+C301230092+C301230093+C301230758+C3012307 59+C301230760+C301230130+C301230131+C301230132+C301230134+C301230135) Cell RAB Establishment Complete Counter (CS)(C301231197+C301231198+C301231199+C301231200) Remark 15 min, 30 min, 1 hour,, 1 day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

1.3.3 Cell PS Call Drop Rate

Performance Indicator Name Call Drop Rate Indicator Meaning It reflects commnunication maintaining capability of the system and is a key factor affecting users take on the network. Indicator Definition PS call drop rate=( RAB release number request by UTRAN for PS domain + RAB release number for Iu connection release request by UTRAN for PS domain) / Successful RAB establishment number for PS domain100% Applied Counter Explanation Cell RAB Release Request Counter (CS+PS) (C301230099+C301230101+C301230102+C301230103+C301230106+C301230107+C301230761+C3012307 62+C301230763+C301230140+C301230141+C301230142+C301230144+C301230145) Cell RAB Establishment Complete Counter (CS+PS)(C301231227+C301231228+C301231229+C301231230) Remark 15 min, 30 min, 1 hour,, 1 day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

UMTS Radio Network KPI

1.3.4 Relocation Success Rate

Performance Indicator Name Relocation Success Rate Indicator Meaning It reflects commnunication maintaining capability of inter-RNC handover and is a key factor affecting users take on the network. Indicator Definition 15 min, 30 min, 1 hour, , 1 day, RNC Statistics Time Granuity Statistics Area Granuity Indicator Value

Chapter 3 HSUPA Key Performance Indicators

UE

SRNC

CN

DRNC

RELOCATION_REQUIRED RELOCATION_REQUEST RELOCATION_CMD RELOC_COMMIT RELOC_DETECT UTRAN_MOBILITY_INFO UTRAN_MOBILITY_INFO_CONF IU_RELEASE_CMD RELOC_CMP RELOC_REQ_ACK

KPI formula: Success Rate of RNC Outgoing Relocation with UE not Involved for CS Domain =1 (fail number of RNC Outgoing Relocation with UE not Involved for CS Domain)100% Success Rate of RNC Outgoing Relocation with UE Involved for CS Domain =1 (Fail number of RNC Outgoing Relocation with UE Involved for CS Domain/ number of RNC Outgoing Relocation Preparation Requests with UE Involved for CS Domain)100% Success Rate of RNC Outgoing Relocation with UE not Involved for PS Domain =1 (Fail Number of RNC Outgoing Relocation with UE not Involved for PS Domain / Number of RNC Outgoing Relocation Preparation Request with UE not Involved for PS Domain)100% Success Rate of RNC Outgoing Relocation with UE Involved for PS Domain =1 (Fail Number of RNC Outgoing Relocation with UE Involved for PS Domain / Number of RNC Outgoing Relocation Preparation Request with UE Involved for PS Domain)100% Success Rate of RNC Incoming Relocation with UE not Involved for CS Domain =1 (Fail Number of RNC Incoming Relocation with UE not Involved for CS Domain / Number of RNC Incoming Relocation Preparation Request with UE not Involved for CS Domain)100% Success Rate of RNC Incoming Relocation with UE Involved for CS Domain =1 (Fail Number of RNC Incoming Relocation with UE Involved for CS Domain / Number of RNC Incoming Relocation Preparation Request with UE Involved for CS Domain)100% Success Rate of RNC Incoming Relocation with UE not Involved for PS Domain =1 (Fail Number of RNC Incoming Relocation with UE not Involved for PS Domain / Number of RNC Incoming Relocation Preparation Request with UE not Involved for PS Domain)100% Success Rate of RNC Incoming Relocation with UE Involved for PS Domain =1 (Fail Number of RNC Incoming Relocation with UE Involved for PS Domain / Number of RNC Incoming Relocation Preparation Request with UE Involved for PS Domain)100% Applied Counter Explanation

UMTS Radio Network KPI

Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE not Involved for CS Domain; Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE not Involved for CS Domain; Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE not Involved for CS Domain(16); Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE not Involved for CS Domain (1718); Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE Involved for CS Domain (1925) Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE Involved for CS Domain(2633); Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE Involved for CS Domain (34) Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE Involved for CS Domain (3545); Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE not Involved for PS Domain (4652) Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE not Involved for PS Domain (5360) Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE not Involved for PS (61); Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE not Involved for PS Domain (6263); Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE Involved for PS Domain (6470) Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE Involved for PS Domain (7178) Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE Involved for PS Domain (79) Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE Involved for PS Domain (8090) Relocation Recording Counter-> Number of RNC Incoming Requests with UE not Involved for CS Domain (91 97) Relocation Recording Counter-> Number of RNC Incoming Failure with UE not Involved for CS Domain (98 102) Relocation Recording Counter-> Number of RNC Incoming Requests with UE Involved for CS Domain (103 109) Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE Involved for CS Domain (110114) Relocation Recording Counter-> Number of RNC Incoming Relocation Requests with UE not Involved for PS Domain (115121) 10

Chapter 3 HSUPA Key Performance Indicators

Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE not Involved for CS Domain (122126) Relocation Recording Counter-> Number of RNC Incoming Relocation Requests with UE Involved for CS Domain (127133) Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE Involved for CS Domain (134138) Remark

1.4 Mobility Management Indicators

UMTS handoff includes softer handoff, soft handoff and hard handoff. Handoff process involves measurement control, compress mode and handoff judgement etc, and cell breath makes handoff even more frequent. Handoff is a important part of system mobility management and handoff success rate is a key factor evaluating mobility management performance of the system. Handoff success rate is grouped into soft handoff success rate, hard handoff success rate and inter-system handoff, which reflects handoff performance of the whole system.

1.4.1 RNC software handover success rate (include softer handover)

Performance Indicator Name Software handover success rate Indicator Meaning It reflects the success of RNC soft handover. Soft handover can ensure UE communication quality and improve UE OoS. Setting of the size of soft handover area is closely related to system capacity. Users can sense the indicators indirectly. Indicator Definition Soft handover refers to the process that MS starts communication with a new BTS while maintaing the communication with the previous BTS. During the process, multiple channels are activated (funcation as diversity in TCH) and handover happens between intra-frequency channels, which effectively reduces call drop rate. Soft handover is carried out within the same frequency in different BTS and diversity signal make selection and combination in RNC. Soft handover is classified into the operation of Iub radio link and of Uu activation set update. Operation of Iub radio link include RADIO LINK ADDITION, RADIO LINK REMOVAL, and RADIO LINK ADDITION AND REMOVAL. Operation of Uu activation set update is the same as operation of Iub radio link. Therefore, by statistics of ACTIVE SET UPDATE message and ACTIVE SET UPDATE COMPLETE message, we can get handover success rate. 15 min, 30 min, 1 hour, , 1 day, RNC Statistics Time Granuity Statistics Area Granuity Indicator Value

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UMTS Radio Network KPI

UE ACTIVE SET UPDATE A ACTIVE SET UPDATE COMPLETE

UTRAN

B
KPI Formula Soft handover success rate (soft handover request number soft handover fail number) / soft handover request number100% Applied Counter Explanation Soft handover request(including softer) counter(RNC)-> C301100386 Soft handover failure(including softer) counter(RNC) -> (C301100387+C301100388+C301100389+C301100390+C301100391+C301100392+C301100393+C301100394+ C301100395+C301100396+C301100397) Remark

1.4.2 Cell soft handover success rate(including softer)

Performance Name Cell handover success rate Indicator Meaning It reflects the success of cell soft handover. Soft handover can ensure UE communication quality and improve UE OoS. Setting of the size of soft handover area is closely related to system capacity. Users can sense the indicators indirectly. Indicator Definition Refer to RNC soft handover success rate KPI formula Cell soft handover success rate (cell soft handover request number cell soft handover failure number)/ cell soft handover request number100% Applied Counter Explanation Cell soft handover request(including softer) counter (in cell) -> C301390302 Cell soft handover failure (including softer) counter (in cell)-> (C301390303+C301390304+C301390305+C301390306+C301390307+C301390308+C301390309+C301390310 +C301390311+C301390312+C301390313) Remark 15 min, 30 min, 1 hour,, 1 day, Indicator Statistics Time Granuity Statistics Granuity Cell Area Indicator Value

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Chapter 3 HSUPA Key Performance Indicators

1.4.3 Intra-frequency hard handover success rate

Performance Name Intra-frequency Indicator Meaning Concerning RNC intra-frequency hard handover, there are two cases: when Iur exists (handover when transmitting fast-rate data), intra-frequency hard handover may be made instead of soft handover; when Iur does not exist, hard handover may be made. Therefore making statistics of intra-frequency hard handover within RNC is meaningful. It reflects the success rate of intra-frequency hard handover which can be basis to adjust radio parameter and is a realatively key factor affecting users take on the network. Indicator Definition Intr-frequency hard handover include intra-RNC intra-frequency hard handover and inter-RNC intra-frequency hard handover. As to intra-RNC intr-frequency hard handover, the statistics is made by cell (including handover in and out) and by RNC; As to inter-RNC intra-frequency hard handover, it includes handover in and handover out. 1intra-RNC intra-frequency hard handover: By cell: intra-frequency hard handover success rate(cell outgoing) intra-frequency hard handover success number/intrafrequency hard handover attempt number(serving cell)100% intra-frequency hard handover success rate(cell outgoing handover)= intra-frequency hard handover success number (serving cell) /intra-frequency hard handover attempt number100% By RNC: intra-frequency hard handover success rate(intra-RNC) intra-frequency hard handover success number / intrafrequency hard handover attempt number100% 2Inter-RNC intra-frequency hard handover intra-frequency hard handover success rate(inter-RNC outgoing handover) intra-frequency hard handover success number/intra-frequency hard handover attempt number100% intra-frequency hard handover success rate(inter-frequency incoming handover) null hard 15 min, 30 min, 1 hour,, 1 day, Cell or RNC handover success rate Indicator Statistics Time Granuity Statistics Area Granuity Indicator Value

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UMTS Radio Network KPI

Applied Counter Explanation Intra-RNC cell intra-frequency hard outgoing handover success rate = (C301410340(C301410341+C301410342+C301410343+C301410344+C301410345+C301410346+C301410347+C301410348+C 301410349+C301410350+C301410351))/C301410340 Intra-RNC cell inter-frequency hard incoming handover success rate = (C301410352(C301410353+C301410354+C301410355+C301410356+C301410357+C301410358+C301410359+C301410360+C 301410361+C301410362+C301410363))/C301410352 Intra-RNC intra-frequency hard handover success rate = (C301110398(C301110399+C301110400+C301110401+C301110402+C301110403+C301110404+C301110405+C301110406+C3 01110407+C301110408+C301110409))/C301110398 Inter-RNC intra-frequency hard outgoing handover success rate = C301110423/C301110422 Remark The statistics is made by cell and RNC

1.4.4 Inter-frequency hard handover success rate

Performance Indicator Name Inter-frequency hard 15 min, 30 min, 1 hour,, 1 day, 14 Cell or RNC Statistics Time Granuity Statistics Area Granuity Indicator Value

Chapter 3 HSUPA Key Performance Indicators

handover success rate Indicator Meaning It reflects the success rate of inter-frequency hard handover which can be basis to adjust radio parameter and is a realatively key factor affecting users take on the network. Indicator Definition Inter-frequency hard handover involves the change of radio frequency band between UE and UTRAN, the triggering and decision of which may need inter-frequency measurement supporting compressed mode. Inter-frequency hard handover includes intra-RNC inter-frequency hard handover and inter-RNC inter-frequency hard handover. As to intra-RNC inter-frequency hard handover, the statistics is made by cell (including incoming and outgoing handover) and by RNC; As to inter-RNC inter-frequency hard handover, it includes incoming and outgoing handover.
UE UTRAN

PHYSICAL CHANNEL RECONFIGURATION

PHYSICAL CHANNEL RECONFIGURATION COMPLETE

Intra-RNC intra-frequency hard handover

15

UMTS Radio Network KPI

Inter-RNC inter-frequency hard handover KPI Formula: 1Intra-RNC intra-frequency hard handover: 1) statistics made by cell: Inter-frequency hard handover success rate(inter-cell outgoing handover) Inter-frequency hard handover success number / Inter-frequency hard handover attempt number(serving cell)100 Inter-frequency hard handover success rate(inter-cell incoming handover) Inter-frequency hard handover success number(serving cell) / Inter-frequency hard handover attempt number 100 2statistics made by RNC: Inter-frequency hard handover success rate(intra-RNC) Inter-frequency hard handover success number / Interfrequency hard handover attempt number100 2Inter-RNC inter-frequency hard handover Inter-frequency hard handover success rate(outgoing handover) Inter-frequency hard handover success number / Inter-frequency hard handover attempt number 100 Inter-frequency hard handover success rate(outgoing handover) Inter-frequency hard handover success number / Inter-frequency hard handover attempt number 100 Applied Counter Explanation Intra-RNC Cell Hard Outgoing Handover Success Rate= (C301410364(C301410365+C301410366+C301410367+C301410368+C301410369+C301410370+C301410371+C301410372+C 16

Chapter 3 HSUPA Key Performance Indicators

301410373+C301410374+C301410375))/C301410364 Intra-RNC Cell Hard Incoming Handover Success Rate = (C301410376(C301410377+C301410378+C301410379+C301410380+C301410381+C301410382+C301410383+C301410384+C 301410385+C301410386+C301410387))/C301410376 Intra-RNC Hard Handover Success Rate = (C301110410(C301110411+C301110412+C301110413+C301110414+C301110415+C301110416+C301110417+C301110418+C3 01110419+C301110420+C301110421))/C301110410 Intra-RNC Hard Outgoing Handover Success Rate = C301110425/C301110424 Remark The statistics is made by cell and RNC

1.4.5 Inter-RAT CS Handover Success Rate (UMTS->GSM)

Performance Indicator Name Inter-RAT CS Handover Success Rate (UMTS->GSM) Indicator Meaning It reflects the success rate of inter-RAT handover which can be reference for network planning & optimizing work and is a realatively key factor affecting users take on the network. It reflects stability and reliability of CS hard handover between radio subsystems (UMTS GSM and radio coverage between 3G and 2G. network. Handover from GSM to UMTS is not considered. Indicator Definition Inter-RAT handover is used to change UE access system in Cell-DCH state either by UE or UTRAN. Inter-RAT handover needs inter-RAT measurement supporting compression mode and is classified into inter-RAT CS handover success rate and inter-RAT PS handover success rate. Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell or RNC Indicato r Value

UE

RNC Relocation required

CN

2GMSC Prepare handover

Handover from UTRAN command

Relocation command

Prepare handover response

Handover commplete

17

UMTS Radio Network KPI

UMTS->GSM CS Handover KPI formula In cell Inter-RAT cell CS handover success rate UMTS->GSM = 1-(CS inter-RAT cell outgoing handover failure number / CS inter-RAT cell outgoing handover preparation number100 ) In RNC Inter-RAT CS handover success rate UMTS->GSM = 1-(CS inter-RAT outgoing handover failure number / CS inter-RAT outgoing handover preparation number 100) Applied Counter Explanation Inter-RAT inter-cell handover statistics data ->CS inter-RAT inter-cell outgoing handover failure number= (C301491109+C301491110+C301491111+C301491112+C301491113+C301491114+C301491115) Inter-RAT inter-cell handover statistics data -> CS inter-RAT inter-cell outgoing preparation attempt number = C301491108 Inter-RAT handover statistics data -> CS inter-RAT outgoing preparation failure number = (C301130585+C301130586+C301130587+C301130588+C301130589+C301130590+C301130591) Inter-RAT handover statistics data -> CS inter-RAT outgoing preparation attempt number = C301130584 Remark The statistics is made by cell and RNCUMTSGSM

1.4.6 Inter-RAT PS Handover Success Rate(UMTS->GPRS by UTRAN)

Performance Indicator Name Inter-RAT PS Handover Success Rate (UMTS->GPRS) Indicator Meaning It reflects the success rate of handover between UMTS and GSM which can be reference for network planning and optimization work and is performance indicator affecting users take on the network. Indicator Definition Inter-RAT PS handover can be originated either by UE or by UTRAN. PS outgoing handover originated by UTRAN is classified into Uu PS handover process (CELL CHANGE ORDER FROM UTRAN message) and Iu context information acquiring process. PS outgoing handover by UE is triggered by cell reselection process and context information can be acquired in Iu. Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell or RNC Indicator Value

18

Chapter 3 HSUPA Key Performance Indicators

UE

NODEB Cell change order from UTRAN

RNC

3G SGSN

2G MSC

BSS

[A] [B] Iu Release Command RL Del Req RL Del Resp Iu Release Complete

UMTS->GPRS PS Handover KPI formula: In cell: Inter-RAT cell PS handover success rate UMTS->GPRS = 1-(PS inter-RAT cell outgoing handover failure number / PS inter-RAT cell outgoing handover request number100) In RNC: Inter-RAT PS handover success rate UMTS->GPRS = 1-(PS inter-RAT outgoing handover failure number / PS inter-RAT outgoing handover request number100) Applied Counter Explanation Inter-RAT inter-cell handover statistics data->PS inter-RAT inter-cell outgoing handover request number = C301491116 Inter-RAT inter-cell handover statistics data -> PS inter-RAT inter-cell outgoing handover failure number = (C301491117+C301491118+C301491119+C301491120+C301491121+C301491122) Inter-RAT handover statistics data -> PS inter-RAT outgoing handover request number = C301130604 Inter-RAT Remark Its categorized by cell and RNC. handover statistics data -> PS inter-RAT outgoing handover failure number = (C301130605+C301130606+C301130607+C301130608+C301130609+C301130610)

1.4.7 Inter-RAT PS Handover Success Rate(GPRS->UMTS)

Performance Indicator Name Inter-RAT PS Handover Success Rate (GPRS -> UMTS) Indicator Meaning It reflects success condition of PS hard handover between radio subsystem GPRS->UMTS and indicates stability and reliability of the handover. Indicator Definition PS handover triggers RRC connection establishment request message represented by RNC receiving RRC CONNECTION REQUEST from UE and the establishment is successful represented by RNC receiving RRC CONNECTION COMPLETE from UE. The reason of PS outgoing handover RRC connection establishment originated 19 Statistics Time Granuity 15 min, 30 min, 1 hour,, 1 day, Statistics Area Granuity Cell or RNC Indicator Value

UMTS Radio Network KPI

by UE is Inter-RAT cell re-selection and PS incoming RRC connection establishment originated by UTRAN is InterRAT cell change order. In succedent Iu RAB assignment message, serial number of PDCP and GTP-U is included.
UE Serving RNC CN

1. UE initiated signalling connection establishment

2. Direct Transfer

3. Radio Access Bearer Establishment

GPRS->UMTS PS Handover KPI formula In cell Inter-RAT cell PS handover success rate GPRS -> UMTS = PS inter-RAT cell incoming handover success number / PS inter-RAT RNC incoming request number100 In RNC Inter-RAT PS handover success rate GPRS->UMTS = PS inter-RAT cell incoming handover success number / PS interRAT RNC incoming request number100 Applied Counter Explanation Inter-RAT inter-cell handover statistics data ->PS inter-RAT inter-cell incoming RNC request number = C301490701 Inter-RAT inter-cell handover statistics data -> PS inter-RAT inter-cell incoming success number = C301490702 Inter-RAT handover statistics data -> PS inter-RAT inter-cell incoming RNC request number = C301130611 Inter-RAT handover statistics data -> PS inter-RAT inter-cell incoming RNC request number = C301130612 Remark Its categorized by cell and RNC

1.5 System Resources Indicators

1.5.1 Flow Indicators
1.5.1.1 Iu Throughput
Performance Name Iu Throughput Indicator Meaning 20 15 min, 30 min, 1 hour,, 1 day, Indicator Statistics Time Granuity Statistics Granuity RNC Area Indicator Value

Chapter 3 HSUPA Key Performance Indicators

If reflects Iu load. Indicator Definition Iu throughput statistics is made of the throughput in Iu transmission layer and is not related to physical transmission media. Due to the possible asymmetry of uplink & downlink data throughput, there are two indicators used: Iu uplink throughput and Iu downlink throughput. Here uplink and downlink is leveled at RNC. KPI formula Iu uplink throughputdata throughput sending from ATM layer in Iu interface Iu downlink throughputdata throughput received at ATM layer in Iu interface Unit is BYTE Applied Counter Explanation Iu uplink throughput = C301190887+C301190891 Iu uplink throughput = C301190885+C301190889 Remark This counter records PVC flow by OMC-R. Formula: in R5VcInfo table, Link Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUCS and DBS_IFTYPE_IUPS. Its the total of PVC incoming uplink and outgoing downlink before scheduling.

1.5.1.2 Iu CS traffic throughput

Performance Indicator Name Iu CS traffic 15 min, 30 min, 1 hour,, 1 day, RNC throughput Indicator Meaning If reflects system load in Iu CS domain which will help users to know the traffic in CS domain. Indicator Definition Iu CS traffic throughput statistiscs is made of the flow in CS Iu user interface (IuUP). Due to possible asymmetry of uplink and downlink data throughput, there are two indicators used concering Iu CS throughput: Iu uplink traffic throughput and Iu downlink traffic throughput. Here uplink and downlink is leveled at RNC. KPI Formula: Iu CS uplink traffic throughputuplink data throughput on user interface in Iu CS domain Iu CS downlink traffic throughputdownlink data throughput on user interface in Iu CS domain Unit is BYTE Applied Counter Explanation Iu Iu flow flow statistics statistics data data-> -> CS CS Iu Iu user user interface interface uplink downlink data data throughput throughput = = C301141035+C301141036+C301141037+C301141038 C301141039+C301141040+C301141041+C301141042 Remark Statistics Time Granuity Statistics Area Granuity Indicator Value

21

UMTS Radio Network KPI

1.5.1.3 Iu PS Traffic Throughput

Performance Indicator Name Iu PS traffic 15 min, 30 min, 1 hour,, 1 day, RNC throughput Indicator Meaning It reflects Iu PS load and helps users to know PS traffic comprehensively. Indicator Definition Iu PS traffic flow statistiscs is made of the flow in PS Iu user interface (GTP-U). Due to possible asymmetry of uplink and downlink data flow, there are two indicators used concering Iu PS flow: Iu uplink traffic flow and Iu downlink traffic flow. Here uplink and downlink is leveled at KPI formula Iu PS uplink traffic flowuplink data throughput on UI in PS Iu domain Iu CS downlink traffic flowdownlink data throughput on UI in PS Iu domain Unit is BYTE Applied Counter Explanation Iu flow statistics data -> uplink data throughput on user interface in PS Iu domain = C301141043+C301141044+C301141045+C301141046 Iu flow statistics data -> Remark downlink data throughput on user interface in PS Iu domain = C301141047+C301141048+C301141049+C301141050 Statistics Time Granuity Statistics Area Granuity Indicator Value

1.5.1.4 Iub Throughput

Performance Indicator Name Iub Throughput Indicator Meaning It reflects Iub PS load and helps users to know traffic comprehensively. Indicator Definition Iub throughput statistics is made of the throughput in Iub transmission layer and is not related to physical transmission media. Due to the possible asymmetry of uplink & downlink data throughput, there are two indicators used: Iub uplink & downlink throughput. Here uplink and downlink is leveled at RNC. KPI formula Iub uplink throughputdata throughput sending from ATM layer in Iub interface Iub downlink throughputdata throughput received at ATM layer in Iub interface Unit is BYTE Applied Counter Explanation OMC-R performance counter ->Iub ATM throughput -> uplink data throughput at ATM layer in Iub(record after incoming scheduling) = C301210004 OMC-R performance counter ->Iub ATM throughput -> downlink data throughput at ATM layer in Iub(record 22 15 min, 30 min, 1 hour,, 1 day, RNCNode B type Statistics Time Granuity Statistics Area Granuity Indicator Value

Chapter 3 HSUPA Key Performance Indicators

after outgoing scheduling) = C301210006 Remark This counter records PVC throughput by OMC-R. Formula: in R5VcInfo table, Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUB. Its the total of PVC incoming (uplink) and outgoing (downlink) before scheduling.

1.5.1.5 Iur Throughput

Performance Indicator Name Iur Throughput Indicator Meaning It reflects Iur PS load and helps users to know traffic comprehensively. Indicator Definition Iur throughput statistics is made of the throughput in Iur transmission layer and is not related to physical transmission media. Due to the possible asymmetry of uplink & downlink data throughput, there are two indicators used: Iub receiving & sending throughput. KPI formula Iur uplink throughputdata throughput sending from ATM layer in Iur interface Iur downlink throughputdata throughput received at ATM layer in Iur interface Unit is BYTE Applied Counter Explanation OMC-R performance counter ->Iur ATM data throughput -> receiving data throughput at ATM layer in Iur(record before incoming scheduling) = C301210004 OMC-R performance counter ->Iur ATM data throughput -> downlink data throughput at ATM layer in Iub(record before outgoing scheduling) = C301210006 Remark This counter records PVC throughput by OMC-R. Formula: in R5VcInfo table, Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUR. Its the total of PVC incoming uplink and outgoing before scheduling. 15 min, 30 min, 1 hour,, 1 day, RNCneighboring RNC Statistics Time Granuity Statistics Area Granuity Indicator Value

1.5.2 System Resources Utility Rate

1.5.2.1 Average Load of the Processor
Performance Name Average load of the process Indicator Meaning It reflects equipment load and provides reference for equipment expansion. Indicator Definition 23 15 min, 30 min, 1 hour,, 1 day, RNC Indicator Statistics Time Granuity Statistics Area Granuity Indicator Value

UMTS Radio Network KPI

Its average load of the processor. KPI formula: Average load of the processoraverage load Applied Counter Explanation Data statistics of RNC processor load ->average load = C301220001 Remark

1.5.2.2 Cell Code Resource Utility Rate

Performance Name Cell Code Resource 15 min, 30 min, 1 hour,, 1 day, Cell Utility Rate Indicator Meaning It reflects the utility of downlink code resources and provides reference for network planning &optimization. Indicator Definition UMTS downlink scrambling code sets number is restricted to be 512, each cell is provided with a main scrambling code. A main scrambling code corresponds to a spectrum spreading code tree, the value of each level of code tree is defined as the value of spreading factor. Main scrambling codes are used to differentiate cells. Downlink channel codes are used to differentiate users in different cells. The characteristics of this spreading code tree is that the occupancy of one node will lead to the congestion of subcode tree nodes and directly connected high-level nodes. Indicator Statistics Time Granuity Statistics Area Granuity Indicator Value

S F= 4 S F= 8 S F= 128 S F= 512

Below the red are av ailable c odes

S preading Code Tree Therefore, cell code resources occupancy rate represents the ratio of assigned code resource to all code resource
which can correctly show the code resource of the serving cell. KPI formula Cell code resource utility rate=1 SF=4, code nodes number /4 SF=8, code nodes number /8 SF=16, code nodes number /16 SF=32, code nodes number /32 SF=64, code nodes number /64 SF=128, code nodes number /128 SF=256, code nodes number /256 SF=512, code nodes number /512 Applied Counter Explanation Cell code resource statistics data->code resource average utility rate= 1-C301272114/C301272115 Remark

24

Chapter 3 HSUPA Key Performance Indicators

1.5.2.3 Paging Congestion Rate

Performance Indicator Name Paging Congestion Rate Indicator Meaning It reflects the utility of radio paging channel and is a Indicator that users can sense directly. Indicator Definition Paging congestion rate indicates the failure of RNC sending paging messages on PCCH due to resource limitation. KPI formula Paging congestion rate paging sending unsuccessful number /necessary paging sending number on paging record100% Applied Counter Explanation Paging sending unsuccessful number = C301292174 necessary paging sending number on paging record = C301292167 Remark 15 min, 30 min, 1 hour,, 1 day, Cell Statistics Time Granuity Statistics Area Granuity Indicator Value

1.5.2.4 Iu Congestion Rate

Performance Indicator Name Iu congestion rate Indicator Meaning It reflects the utility of radioand equipment and is a Indicator that users can sense directly. Indicator Definition Iu congestion rate indicates RAB establishment refusal due to lack of resource. The triggering point is in RANAP RAB ASSIGNMENT RESPONSE and failure reason is No Resource AvailableandTqueuing Expiry. KPI formula Iu congestion rate[Iu congestion number]/[RAB establishment attempt number]100% Applied Counter Explanation Iu RAB Remark congestion assignment establishment number attempt counter number counter = = (C301050013+C301050065+C301050775+C301050776+C301050805+C301050806) (C301050916+C301050917+C301050918+C301050919+C301050938+C301050939+C301050940+C301050941) 15 min, 30 min, 1 hour,, 1 day, RNC Statistics Time Granuity Statistics Area Granuity Indicator Value

1.5.3 Uplink Block Error Rate

Performance Indicator Name 25 Statistics Time Granuity Statistics Area Granuity Indicator Value

UMTS Radio Network KPI

Uplink Block Error Rate Indicator Meaning

15 min, 30 min, 1 hour,, 1 day,

Cell

Block error rate of transmission channel indicates signal quality in radio interface affecting handover, power control & acceptance and can be used as the reference for radio resource management. This Indicator reflects network interfering situation and is an indirect Indicator reflecting network planning quality. Indicator Definition It reflects block error rate in received uplink transmission block during statistics period. KPI is classified by traffic type and RAB type and is counted by best cells. If soft handover exists, BER is counted of multiple radio links. KPI formula Upling block error rate(error block number in uplink blocks received /received uplink blocks number)100% Applied Counter Explanation Error Received Remark uplink transmission block number = (C301431058+C301431059+C301431060+C301431061+C301431066+C301431067+C301431068+C301431069) block number of uplink transmission blocks received = (C301431033+C301431034+C301431035+C301431036+C301431041+C301431042+C301431043+C301431044)

1.5.4 PS Downlink Retransmit Rate (RLC)

Performance Indicator Name PS Downlink Retransmit Rate(RLC layer Indicator Meaning It reflects downlink retransmit rate of services of RLC Layer on PS channel. Downlink retransmit rate is an important quality indicator of PS and is a key part of PS network planning and optimization. PS downlink retransmit rate reflects data tranmitting rate. In 2.5G network, downlink retransmit rate of GPRS is KPI. Downlink retransmit rate is valid for making statistics of acknowledge mode (AM). Indicator Definition PS downlink retramsit rate records retransmitted number of RLC PDU in PS domain sent by RNC(Data PDU only). PS downlink transmit number records transmitted number of RLC PDU in PS domain sent by RNC(Data PDU only). KPI formula: Cell PS downlink retransmit rate PS downlink RLC retransmit block number / PS downlink RLC retransmit block number100 Applied Counter Explanation Cell RLC throughput data ->retransmitted RLC package number in AM = C301370703 Cell RLC throughput data->RLC package number sent= C301370704 26 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

Chapter 3 HSUPA Key Performance Indicators

Remark

27

2 HSDPA Key Performance Indicators

2.1 Successful HSDPA PS Traffic Establishment Rate
Performance Indicator Name Successful HSDPA PS Traffic Establishment Rate Indicator Meaning Indicator Definition KPI formula HSDPA PS traffic establishment success rate SUM Cell data. HSDPA PS traffic establishment success number. All sub-measurement item / SUMCell data. HSDPA PS traffic establishment request number. All sub-measurement item 100 Applied Counter Explanation (C301340191+C301340192+C301340193+C301340194)/(C301340187+C301340188+C301340189+C301340190) Remark Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

2.2 HSDPA PS Call Drop Rate

Performance Indicator Name HSDPA PS Call Drop Rate Indicator Meaning Indicator Definition HSDPA PS call drop rate=number of HSDPA bearer release requested by RNC number of HSDPA bearer release requested due to RNC inactivation/HSDPA PS traffic establishment success number*100% KPI formula: HSDPA PS call drop rate = SUMCell data. number of released HSDPA PS traffic requested due to RAB release. Submeasurement items due to call drop + SUMCell data. number of released HSDPA PS traffic requested due to Iu connection release. Submeasurement items due to call drop / SUMCell data. Released HSDPA PS RAB number.all submeasurement items 100 Applied Counter Explanation (C301340209+C301340210+C301340211+C301340212+C301340218+C301340219+C301340220+C301340221) /(C301340232+C301340233+C301340234+C301340235) Remark 29 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

Released RAB number requested due to RAB release and Released RAB number requested due to Iu connection release shall be recorded by two sets of submeasurement items.

2.3 HSDPA Mobillity Management Indicators

2.3.1 HS-DSCH Intra-frequency Serving Cell Success Rate
Performance Indicator Name HS-DSCH Intra-frequency Serving Cell Success Rate Indicator Meaning Its used to know the success of HS-DSCH serving cell change. HS-DSCH serving cell change can guarantee the seamless handover of HSDPA traffic in UE moving. Serving cell change failure indicates the failure of the connection. Indicator Definition HS-DSCH intra-frquency serving cell change success rate = HS-DSCH intra-frequency servingcell change success number /HS-DSCH intra-frequency serving cell change request number KPI formula: HS-DSCH intra-frequency serving cell change success rate = Cell data. HS-DSCH intra-frequency serving cell change request number - SUM Cell data. HS-DSCH intra-frequency serving cell change number. All submeasurement items / Cell data. HS-DSCH intra-frequency serving cell change request number100 Applied Counter Explanation (C301440808-(C301440809+C301440810+C301440811+C301440812+C301440813+ C301440814+C301440815+C301440816))/C301440808 Remark Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

2.3.2 Successful Rate of handover from HS-DSCH to 2G

Performance Indicator Name Successful Rate of handover from HS-DSCH to 2G Indicator Meaning Its used to know the success situation of handover from HS-DSCH coverage area to GSM coverage area. HSDSCH handover to 2G can guarantee the seamless handover of UE from HSDPA coverage area to GSM coverage area. The failure indicates the call drop, which the users can directly sense. Indicator Definition Success rate of handover from HS-DSCH to 2G =success rate of handover from HS-DSCH to 2G /requests of handover from HS-DSCH to 2G KPI formula: Success rate of handover from HS-DSCH to 2G = Cell data. Request number of handover from HS-DSCH to 2G - SUM Cell data. Failure number of handover from HS-DSCH to 2G. all submeasurement items / Cell data. 30 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

Chapter 3 HSUPA Key Performance Indicators

Request number of handover from HS-DSCH to 2G100 Applied Counter Explanation (C301460862-(C301460863+C301460864+C301460865+C301460866+C301460867))/C301460862 Remark

2.4 HSDPA System Resources Indicators

2.4.1 HSDPA Average Cell Throughput
Performance Indicator Name HSDPA Average Cell Throughput Indicator Meaning It indicates HSDPA average throughput per cell and average throughput per subscriber. Indicator Definition KPI formula: HSDPA average throughput per cell = SUM Cell data. data throughput of HSDPA traffic in RLC layer of the cell.all submeasurement items/ record period Applied Counter Explanation Remark Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

2.4.2 Cell HSDPA Data Retransmit Rate

Performance Indicator Name Cell HSDPA Data Retransmit Rate Indicator Meaning It reflects downlink retransmit rate of services of RLC Layer on PS channel. PS downlink retransmit rate reflects data tranmitting rate. Downlink retransmit rate is valid for making statistics of acknowledge mode (AM). Indicator Definition HSDPA data retransmit rate(traffic class = { data throughput of downlink HSDPA traffic in RLC layer of the cell traffic class acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell traffic class} / acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell traffic class. Traffic classPS C/S/I/B KPI formula Cell HSDPA data retransmit rate = SUM Cell data. Data throughput of downlink HSDPA traffic in RLC layer of the cell. All submeasurement items except C traffic - SUM Cell data. Acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell. All submeasurement items except class C / SUM Cell data. 31 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

UMTS Radio Network KPI

Acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell. All submeasurement items except class C traffic100 Applied Counter Explanation ((C301360562+C301360563+C301360564)-(C301360550+C301360551+C301360552)) /(C301360550+C301360551+C301360552) Remark Class C traffic usually uses RLC bearer in UM mode which is meaningless and thus not recorded here.

32

3 HSUPA Key Performance Indicators

3.1 HSUPA PS Establishment Success Rate
Performance Indicator Name HSUPA PS Establishment Success Rate Indicator Meaning Indicator Definition KPI formula HSUPA PS Establishment Success Rate SUM Cell data. HSUPA PS Establishment Success Number. All submeasurement items / SUMCell data. HSUPA PS Establishment Success Number. All submeasurement items 100 Applied Counter Explanation (C301341108+C301341109+C301341110+C301341111)/ (C301341104+C301341105+C301341106+C301341107) Remark Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

3.2 HSUPA PS Call Drop Rate

Performance Indicator Name HSUPA PS Call Drop Rate Indicator Meaning Indicator Definition HSUPA PS call drop rate= number of HSUPA bearer release requested by RNC number of HSUPA bearer release due to RNC inactivation/HSUPA PS traffic establishment success number*100% KPI formula: HSUPA PS call drop rate = SUM Cell data. number of released HSUPA PS traffic due to RAB release. Submeasurement items due to call drop + SUMCell data. number of released HSUPA PS traffic requested due to Iu connection release. Submeasurement items due to call drop / SUMCell data. Released HSUPA PS RAB number.all submeasurement items 100 Applied Counter Explanation ((C301341121+C301341122+C301341123+C301341124+C301341125)+(C301341130+C301341131+C301341132+ C301341133+C301341134+C301341135+C301341136+C301341137+C301341138+C301341139)) 33 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

/(C301341140+C301341141+C301341142+C301341143) Remark Released RAB number requested due to RAB release and Released and RAB number requested due to Iu connection release shall be recorded by two sets of submeasurement items.

3.3 HSUPA Mobility Management Indicators

3.3.1 Cell E-DCH Soft Handover Success Rate
Performance Indicator Name Cell E-DCH Soft Handover Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Granuity Cell Success Rate Indicator Meaning Indicator Definition KPI formula: Cell E-DCH soft handover success rate SUM Cell data. E-DCH soft handover including softer + Cell data. E-DCH soft handover radio link addition attempt number. All submeasurement items Area Indicator Value

handover including softer handover radio link deletion attempt number - SUM Cell data. E-DCH soft handover including softer handover radio link addition failure number. All submeasurement items of failure SUM Cell data. E-DCH softer handover including softer handover radio link deletion failure number. All submeasurement items / SUM Cell data. E-DCH soft handover including softer handover radio link addition attempt number. All submeasurement items + Cell data. E-DCH soft handover including softer handover radio link deletion attempt number100 Applied Counter Explanation ((C301391156+C301391157+C301391158)+C301390594-(C301391159+C301391160+C301391161)(C301390595+C301390596+C301390597+C301390598+C301390599+C301390600+C301390601+C301390602)) /((C301391156+C301391157+C301391158)+C301390594) Remark

3.3.2 Success Rate of Handover from E-DCH to 2G

Performance Indicator Name Success Rate of Handover from EDCH to 2G Indicator Meaning It indicates the success condition of handover from E-DCH coverage area to GSM coverage area. E-DCH handover 34 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Granuity Cell Area Indicator Value

Chapter 3 HSUPA Key Performance Indicators

to 2G can guarantee the seamless handover of UE from E-DCH coverage area to GSM coverage area. The failure indicates the call drop, which the users can directly sense. Indicator Definition Success rate of handover from E-DCH to 2G =success rate of handover from E-DCH to 2G /requests of handover from E-DCH to 2G KPI formula: Success rate of handover from E-DCH to 2G = Cell data. Request number of handover from E-DCH to 2G SUM Cell data. Failure number of handover from E-DCH to 2G. all submeasurement items / Cell data. Request number of handover from E-DCH to 2G100 Applied Counter Explanation (C301461173-(C301461174+C301461175+C301461176+C301461177+C301461178))/C301461173 Remark

3.4 HSUPA System Resources Indicators

3.4.1 Cell E-DCH Throughput
Performance Indicator Name Cell E-DCH Throughput Indicator Meaning Indicator Definition KPI formula: Cell E-DCH throughput = SUM Cell data. Data throughput of cell HSUPA traffic in RLC layer . All submeasurement items Applied Counter Explanation C301361182+C301361183+C301361184+C301361185 Remark Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Area Granuity Cell Indicator Value

3.4.2 Cell HSUPA Mac-es Retransmit Rate

Performance Indicator Name Cell HSUPA Mac-es Retransmit Rate Indicator Meaning It shows Mac-es PDU retransmitted rate of E-DCH traffic in the cell. 35 Statistics Time Granuity 15 min, 30 min, 1 hour, , 1 day, Statistics Granuity Cell Area Indicator Value

UMTS Radio Network KPI

Indicator Definition Traffic retransmit rate using cell E-DCH channel = Traffic retransmit number using cell E-DCH channel / Mac-es package number received using E-DCH channel * 100% KPI formula: Cell HSUPA data retransmit rate = SUM Cell data. Mac-es retransmit number of cell E-DCH channel.all submeasurement items / SUM Cell data. Mac-es package number received on cell E-DCH channel. all submeasurement items100 Applied Counter Explanation (C301431238+C301431239+C301431240+C301431241)/(C301431246+C301431247+C301431248+C301431249) Remark

36