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Renewable and Sustainable Energy Reviews 25 (2013) 318 334

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Renewable and Sustainable Energy Reviews


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A literature survey on loadfrequency control for conventional and distribution generation power systems
Shashi Kant Pandey, Soumya R. Mohanty, Nand Kishor n
Department of Electrical Engineering, Motilal Nehru National Institute of Technology, Allahabad-211004, India

art ic l e i nf o
Article history: Received 16 August 2012 Received in revised form 8 April 2013 Accepted 20 April 2013 Keywords: Distribution generation Deregulated power systems Loadfrequency control Optimal control Articial intelligent techniques

a b s t r a c t
In this paper an extensive literature review on loadfrequency control (LFC) problem in power system has been highlighted. The various conguration of power system models and control techniques/ strategies that concerns to LFC issues have been addressed in conventional as well as distribution generation-based power systems. Further, investigations on LFC challenges incorporating storage devices BESS/SMES, FACTS devices, winddiesel and PV systems etc have been discussed too. & 2013 Elsevier Ltd. All rights reserved.

Contents 1. 2. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Type of power system models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2.1. Conventional power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1.1. Single area thermal power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1.2. Single area hydro power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1.3. Two area power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1.4. Three area power systems. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1.5. Four area power systems. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2.1.6. Power system with HVDC-link . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2.1.7. Deregulated power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2.2. Distributed generation power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Control techniques for conventional power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 3.1. Classical control approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 3.2. Optimal control approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 3.3. Sub-optimal control approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 3.4. Adaptive and self-tuning approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Control strategies for conventional power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 4.1. Centralized control approaches. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 4.2. Decentralized control approaches. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 4.3. Two-level and multi-level control strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Soft computing techniques in LFC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 5.1. Articial neural network (ANN) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 5.2. Fuzzy logic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 5.3. Genetic algorithms (GAs) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

3.

4.

5.

Corresponding author. Tel.: +91 532 2271411. E-mail addresses: nand_research@yahoo.co.in, nand_scorpio@yahoo.co.in (N. Kishor). 1364-0321/$ - see front matter & 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.rser.2013.04.029

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5.4. Particle swarm optimization (PSO) algorithms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 5.5. Tabu search algorithms (TSA) and bacterial foraging optimization algorithm (BFOA) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 6. Other controllers for LFC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 6.1. Variable structure controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 6.2. Robust controller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 7. Use of SMES, BESS and facts devices in conventional power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 7.1. SMES and BESS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 7.2. Flexible AC transmission systems (FACTS) devices. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 8. LFC in distributed generation power systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 8.1. PV, wind farms, diesel engine and energy storage system based hybrid DG . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 8.2. Other DG systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 9. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

1. Introduction Loadfrequency control (LFC) is of importance in electric power system design and operation. The objective of the LFC in an interconnected power system is to maintain the frequency of each area within limits and to keep tie-line power ows within some pre-specied tolerances by adjusting the MW outputs of the generators so as to accommodate uctuating load demands. A well designed and operated power system must cope with changes in the load and with system disturbances, and it should provide acceptable high level of power quality while maintaining both voltage and frequency within tolerance limits. Subjected to any disturbance, the nominal operating point of a power system changes from its pre-specied value. As a result the deviation occurs about the operating point such as nominal system frequency, scheduled power exchange to the other areas which is undesirable. The LFC issues have been tackled with by the various researchers in different time through AGC regulator, excitation controller design and control performance with respect to parameter variation/uncertainties and different load characteristics. As the conguration of the modern power system is complex, the oscillation incurred subjected to any disturbance may spread to wide areas leading to system black out. In this context, advance control methodology such as optimal control, variable structure control, adaptive control, self-tuning control, robust and intelligent control were applied in LFC problem. The further research in this area has been carried out by use of various soft computing techniques such as articial neural network (ANN), fuzzy logic and fusion of these such as neuro-fuzzy, neuro-genetic etc. to tackle the difculties in the design due to non-linearity in various segregated components of the controller. The controller parameters plays a vital role for its performance, thus it should be tuned properly with suitable optimization

techniques. In this context, the application of genetic algorithm (GA), particle swarm optimization (PSO), simulated annealing (SA) etc. is exploited to address the optimization objective. Due to nonlinearity in the power system components and also the uncertainty in the system parameters, the performance differs from actual models, so robust control design is indispensible to achieve acceptable deviation in frequency about the nominal operating point. Various robust control techniques such as Riccati equation, H, m-synthesis, robust pole assignment, loop shaping, linear matrix inequality (LMI) has been adopted to tackle the LFC problems. Now, there is rapid momentum in the progress of the research to tackle the LFC in the deregulated environment, LFC with communication delay, and LFC with new energy systems, FACTS devices, and HVDC links as well. This survey paper comprehensively highlights the LFC problems in conventional and distribution generation based power system. A comprehensive review on conventional power system as single area, multi-area with interconnection, the power system with HVDC links and control problem in the deregulation environment is presented. Further LFC issues in renewable energy systems and its integration with the grid is also discussed. In addition to this, the recent trends in LFC such as communication delays, wide area monitoring, phase measurement unit and penetration of different renewable energy sources impact on the LFC is also discussed. The layout for survey carried out on LFC is shown in Fig. 1.

2. Type of power system models The conventional power system that has been in use since centuries from the generation and transmission level to the distribution was mainly dominated by hydro, thermal and nuclear

Survey on LFC

Control techniques for LFC incorporating BES, LFC by soft computing LFC in distribution conventional power SMES, PV and FACT approaches: ANN, FL generation power systems systems devices Type of power system Other controllers for LFC Control strategies for Optimization techniques in models conventional power LFC: GA, PSO,and Tabu systems Search

Conventional power systems

Distribution generation power systems

Fig. 1. Illustration of survey on LFC.

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power generation which is integral component of the conventional power system. But in the twenty rst century due to depletion of fossil fuel and threats to the environment pollution, the nonconventional energy sources plays a vital role, in form of distribution generation (DG) based power system. Thus the LFC problem which is an important issue has to be the addressed in the conventional as well as DG. 2.1. Conventional power systems Any power system that has the fundamental control problem of matching real power generation to load including losses is called loadfrequency control. Most of the works reported so far has been carried out by considering various linearized model of thermal/ hydro of single area or multi-area power systems. The frequency is dependent upon the active power which comes from the load generation mismatch. Thus primary control loop comprises of speed governing load followed by the secondary control with droop control mechanism. Thus at the control centre, supplementary control is also provided at the secondary control level. The primary control comprises of governor and turbine which constitutes the mechanical system with sluggish response. The secondary control plays a vital role which comprises of droop control mechanism, integral square error etc. in addition to that the supplementary control and auxiliary control such as power system stabilizer (PSS). Decades back, the power system structure remained simple and limited. The primary source of generation to meet the demand in the region was from hydro, thermal or both. However, increase of electricity demand had lead to restructure it. Thus the incorporation of exible transmission system and other auxiliary devices came into existence. Again in the market driving power system, the independent player came into the role with the concept of deregulation. Thus in this context the LFC problem in the conventional power system is a challenging task, which has been the focus of several researchers since early eighties of last century. Our survey paper is comprises of different sections. Sections 2.1.1 to 2.1.7 discusses the several structure of the conventional power system such as single area and multi-area, the structure with HVDC link. And the deregulation environment is discussed separately for easier understanding in the LFC issues. 2.1.1. Single area thermal power systems The LFC problem for single area thermal power systems is presented in [16]. The LFC of single-area thermal power system including generation rate constraint (GRC) is presented in [2,4]. The LFC scheme of one-area thermal system with single time delay is presented in [5]. The LFC with multi-source (thermalhydro gas) as single area is proposed in [6]. 2.1.2. Single area hydro power systems The LFC problem for single area hydro power system is presented in [79]. The transient speed response of a single, isolated, governed hydro-generator operating at, or near, full load is discussed in [7]. The automatic generation control of hydroplant is presented in [8]. The LFC of an isolated small-hydro power system with reduced dump load is described in [9]. 2.1.3. Two area power systems The LFC problem for two area power systems is presented in [1047]. Due to non-linearities in the connected load and governor dead bands, the actual system response characteristic is nonlinear. Therefore, a linear tie-line bias characteristic does not match the actual system response characteristic. This mismatch

causes unnecessary fuel consumption and increased wear and tear on generators. Doraiswami [17] presented LFC for a two-area interconnected system taking into account the nonlinearity and stochastic nature of the load and using an optimal linear strategy aided by stability analysis. Nanda and Kaul [15] investigated the stability and optimum settings of conventional automatic generation controllers for an interconnected power system having reheat steam plants. Oni et al. [22] investigated the nonlinear tie line bias control in interconnected power systems. This study was performed by utilizing the UMC hybrid simulator to simulate a typical power system including governor dead band, frequency, and voltage sensitivity of loads. The discrete-type loadfrequency regulator of a two-area reheat-type thermal system with GRC is presented in [23]. The effect of reheat and governor dead-band nonlinearity on LFC is considered in [24]. In [25], a combination of thermal-hydro power system is considered. The application of magnetic energy storage unit as loadfrequency stabilizer in twoarea thermal power system is presented in [29]. It has been shown that small sized superconducting magnetic energy storage (SMES) units with suitable control can effectively reduce the frequency and tie-line power oscillations following sudden small load perturbations. The effect of SMES and batteries in two-area thermal power system considering dead-band and GRC is presented in [32] and [33], respectively. The proposed adaptive control scheme is very effective in damping out oscillations caused by load disturbances and its performance is quite insensitive to controller gain parameter changes of SMES [33]. The inuence of SMES coordinated with solid-state phase shifter on LFC is discussed in [35]. Again in [38], the discrete-mode automatic generation control (AGC) of a two-area reheat thermal system with new area control error (ACE) is considered. The LFC of two-area reheat thermal power system with dead zone and GRC incorporated with SMES in both areas are proposed in [39]. The interconnected two-area reheat thermal power system with GRC and boiler dynamics including SMES units for LFC is considered in [40]. The LFC of two-area hydrohydro power system with proportionalintegralderivative (PID) controller based on maximum peak resonance specication that is graphically supported by the Nichols chart is discussed in [41]. The automatic generation of three types of interconnected two-area multi-unit all-hydro power system, all-thermal and thermal-hydro mixed have been investigated in [42]. The reheat thermal power system with governor dead zone is discussed in [43], while reheat thermal power system with GRC is presented in [44]. The LFC of two-area thermal thermal power system with time delay is considered in [45]. The two-area interconnected thermal reheat power system with interline power ow controller (IPFC) and redox ow batteries (RFB) units for LFC is proposed in [46]. The two-area power system consisting of identical reheat turbines interconnected via AC link and AC/DC links are presented for LFC in [47].

2.1.4. Three area power systems The LFC challenges in three area power systems are presented in [4862]. The three area interconnected [48] consists one steam plus one hydro unit, which forms area 1, while one steam plus one hydro unit of area 2 and area 3 with one steam. The thermal power system interconnected as three areas is presented in [49,51,54,55]. The three interconnected areas that consists two thermal and one hydro unit in each area is considered in [50]. Three thermal generating units in each area of three-area interconnected power system are considered in [52,56]. Two different interconnections (a) radial type and (b) ring type with thermal unit in three area power systems have been considered in [53]. The LFC problem for three-area thermal power system with communication delays is discussed in [57]. In order to

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consider AGC, the area-1is modeled by two generators while the other two areas have single generator equivalents of four and three generators in area-2 and area-3, respectively. The LFC for three area power system with time delays has been also discussed in [58,59]. The load frequency controller for a three area thermal power system is proposed in [60,61]. The LFC for three-area power system with different turbine units, such as non-reheat, reheat and hydraulic is considered in [62]. 2.1.5. Four area power systems The LFC problem for four area power systems is presented in [6371]. Two types of interconnected longitudinal 4-area systems are considered in [63]. In the rst model, all the areas consist of non-reheated system plant while in second type of model, each area has the different types of plants, i.e. steam with GRC and hydro plants without GRC. The different kinds of generating units (non-reheat, reheat and hydro-turbine type), linked together in an interconnection and also considering GRC and governor deadband non-linearities is presented in [64]. Studies on a 4-area power system including GRC and governor dead-band is presented in [65]. The combination of ring and longitudinal manner connected thermal units as four areas is considered in [66], while three thermal and one hydro unit is proposed in [67,68]. The LFC problem for four-area power system with different turbine units, such as non-reheat in area 1 and area 2 while hydro unit in area 3 and area 4 has been considered in [69]. The reheat thermal units for area 1, 2 and 3 while hydro unit in area 4 for LFC has been considered in [70]. The four identical thermal units for four area interconnected power systems for LFC problem is considered in [71]. 2.1.6. Power system with HVDC-link The HVDC transmission has emerged as an alternate link in the power system scenario, due to its numerous technical and economical advantages, for the need of power transfer over large distances [7276]. The two and three plants with AC and DC tie-lines between plants are considered in [72]. A 3-level optimal controller for LFC in the power system which is composed of several subsystems interconnected by asynchronous tie-lines is presented in [74]. The two area power systems interconnected via parallel AC/DC transmission links are considered in [75,76]. 2.1.7. Deregulated power systems In the electricity market driven, power system deregulation plays a vital role. The deregulated power system consists of GENCOs, TRANSCOs, and DISCOs with an open assess policy. In the newly emerged structure, the GENCOs may or may not participate in the LFC task. As a matter fact, independent system operator leads to make the LFC scheme more reliable. The power system models based on deregulated scenarios has been proposed in [7787]. Most of the study considers the control problem issue associated with thermal power plants. The LFC study in deregulated structure of three-area power system is presented in [83,84,88]. The AGC in deregulated environment for four area interconnected power system is given in [89,90]. 2.2. Distributed generation power systems As discussed in the previous section, the DG system is considered economical for electrical power supply to remote and isolated areas where the electric power is not easily available from the grid. The power system model for LFC has been also proposed incorporating wind turbine generator (WTG), photovoltaic (PV), and FACTS devices. Jovanovic et al. [91] investigated a knowledge-based feedback

controller designed to enhance the quality of control of generator speed and power system frequency. In [92], an identication procedure for hydro-generator plant using an adaptive technique is presented. The LFC problem in DG systems is presented in [93 100]. The frequency support from doubly fed induction generator driven by wind turbine is presented in [101111]. The frequency control for HVDC link connected wind farms are presented in [112 116]. The frequency control of standalone wind energy conversion system (WECS) using permanent magnet synchronous generator is presented in [117]. Next wind-hydro hybrid system using induction generators and battery storage is proposed in [118,97]. The interconnection of energy resources like PV, fuel cell and wind system are important due to intermittent environmental characteristics [119 121,98] to supply reliable power. A control scheme without using communication signals to improve the transient response of parallelconnected inverters is suggested in [119]. The dynamic and transient analysis of power distribution systems using fuel cell is presented in [122,123]. To enhance the performance of a grid-connected PV-fuel cell (FC) hybrid system is presented in [124]. The power uctuation compensation in hybrid power generation system that consists of offshore-wind turbine and tidal turbine is proposed in [125]. The LFC in winddiesel hybrid system is discussed in [126,127,100]. Akie et al. [128] presented a frequency control problem in isolated power system by considering wind farm and battery through load estimation. Senjyu et al. [121] proposed a new stand-alone hybrid power system consisting of WTGs, diesel engine generators (DEGs), FC, and aqua electrolyzers (AE). The effect of these systems on the LFC is considered and these ensure supply of high-quality power. The effect on grid frequency control by electric water heaters as controllable loads is presented in [129]. An assessment of the impact of wind generation on system frequency control is discussed in [130]. The PV-diesel hybrid power system is proposed in [131133], while winddiesel for LFC in a small power system is presented in [134]. The timedomain simulation for small-signal analysis of a hybrid power generation/energy storage system is presented in [135]. The system consists of three WTGs, DEG, FC and PV, along with battery and ywheel as energy storage units. In [136], autonomous hybrid generation systems consisting of WTGs, solar thermal power system (STPS), PV, DEGs, FCs, battery, ywheel, ultracapacitors (UCs) and AE have been considered. The LFC by considering control of FC and double-layer capacitor in an autonomous hybrid renewable energy power generation is presented in [137]. The LFC of wind energy with storage system is proposed in [138]. The impact of doubly fed induction generator (DIFG) type wind turbines (WTs) on LFC in multi-area interconnected thermal power system is proposed in [139], while on single thermal unit is given in [131]. The authors [140] propose the integration of steady-state models of several types of wind generators into a power ow algorithm with automatic LFC. The DFIG based wind farm for LFC in two-area interconnected power system consisting of multi-unit reheat type thermal and hydropower system with coordinated control of TCPS and SMES is proposed in [141], while in [142], identical thermal interconnected two-area power system is considered. The supplementary LFC method by use of a number of both electric vehicle (EV) and heat pump water heater as controllable loads is proposed in [143], for the power system model with large integration of wind and PV generation. A two-bus power system consisting of varying load, a diesel-synchronous generator and WTG topologies with either a DFIG or a permanent magnet synchronous generator (PMSG) are considered in [144]. The wind-hydro autonomous microgrid for LFC is proposed in [145]. The authors [146] proposed a method for tracking a secondary LFC signal with groups of plug-in hybrid electric vehicles (PHEVs), controllable thermal household appliances under a duty-cycle

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coordination scheme, and a decentralized combined-heat-andpower generation unit. The above paragraphs suggests a wide spread application of DG systems for the LFC issues. However, the increased penetration level of DG also affects the LFC problem tremendously. The impact of penetration of WTGs on LFC for three-area interconnected power system is discussed in [147]. The AGC structure for smart power grids is presented in [148], which consists of the constant pressure steam, hydro and variable pressure steam units. The authors [149], proposed an autonomous distributed vehicle-togrid (V2G) control schemes, while in [150] aggregated electric vehicle (EV)-based battery storage representing a V2G system is modeled for the use in long-term dynamic power system.

3. Control techniques for conventional power systems 3.1. Classical control approaches Conventionally, for issues related to automatic generation control (AGC), the frequency deviation is minimized by the ywheel type of governor of synchronous machine. However, the signicant control is not achieved for the LFC objective. In this context, the supplementary control is introduced to the governor via signal directly proportional to the frequency deviation plus its integral action. The initial stage of research work carried out by Cohn et al. is reported in [151155]. Quazza [156] proposed the approach with non-interaction between frequency and tie-line power control and each control area responsible for its own load variations. Aggarwal and Bergseth [157] investigated study on large signal dynamics of systems. The technique based on coordinated system-wide correction of time error and inadvertent interchange is incorporated for AGC study by Cohn [158]. A number of classical control techniques namely, Nyquist, Bode reveal that closed loop transient response will result into relatively large overshoots and transient frequency deviation [159161]. 3.2. Optimal control approaches The LFC regulator design techniques using modern optimal control theory enable the power engineers to design an optimal control system with respect to given performance criterion. The optimal control theory has made a new direction to solve the large multivariable control problems in a simplied form. The control scheme considers the state variable representation of the model and an objective function to be minimized. Fosha and Elgerd [162], used a state variable model and regulator problem of optimal control theory to develop new feedback control law for two-area interconnected non-reheat type thermal power system. Milon Calovic [48] presented linear regulator design for the load frequency control based on optimal linear regulator theory. In [163], the author has investigated the effect of plant response time on the closed loops poles, designed using linear optimal control theory. In [12], a more realistic model of the LFC system is developed and studied, by including the voltage-regulator excitation system and optimal responses are computed under various load conditions. Kwatny et al. [164] presented a review of recent efforts in applying optimal linear regulator theory with intent to clarify the objectives of LFC, particularly as regard to the application of modern control theory. In [25], Hsu and Chan presented a systematic approach to design an optimal variable-structure controller (VSC) for the LFC in the interconnected power system. The feasibility of an optimal AGC scheme requires the availability of all state variables for feedback. However, these efforts seem unrealistic, since it is difcult to achieve this. Then, the problem is to reconstruct the unavailable states from the available

outputs and controls by an observer design. Considering state reconstruction, many signicant contributions have been made [165170]. Bohn and Miniesy [165] have studied the optimum LFC of a two-area interconnected power system by making the use of (i) differential approximation and (ii) a Luenberger observer and by introducing an adaptive observer for identication of unmeasured states and unknown deterministic demands, respectively. Exploiting the fact that the nonlinearity of the power system model, namely, the tie-line power ow, is measurable, the observer has been designed to give zero asymptotic error, even for the nonlinear model. AGC schemes based on an optimal observer, which is a state estimator with decaying error at a desired speed, using a nonlinear transformation [166] and reduced-order models with a local observer [167] have been discussed. In [17], an observer for nonlinear system is presented. A simplied generating unit model oriented towards LFC and the method for its transfer function identication based on a two-stage procedure indirectly reducing both noise effects and transfer function order is presented in [170]. 3.3. Sub-optimal control approaches The computational complexity of a multi-area system leads to solve the optimal control problem in a modied form. Therefore, suboptimal control strategy is explored for the LFC problem. In order to remove the practical limitations in the implementation of regulators based on full order state feedback, suboptimal AGC regulator designs were considered [171173]. Moorthi and Aggarwal [171] presented suboptimal and near-optimal control using modern control theory. The AGC schemes based on an optimal observer, which is a state estimator with decaying error at a desired speed, using a nonlinear transformation [174] and reduced-order models with a local observer [175] is discussed. Hain et al. [176] reported a simplied generating unit model oriented towards LFC and the method for its transfer function identication based on a two-stage procedure indirectly reducing both noise effects and transfer function order. The sub-optimal AGC regulator design of a two-area interconnected reheat thermal power system using output vector feedback control strategy is presented in [47]. The design method employing modal and singular perturbation techniques to affect decoupling of the interconnection into its subsystem components is considered in [177]. In the method, after achieving the decoupling, local controllers for each subsystem are designed individually to place the closed-loop poles of each subsystem in some pre-specied locations in the complex plane, and then, the resulting controllers are used to generate local control inputs, using local information only. The AGC regulator design using Lyapunov's second method and utilizing minimum settling time theory is proposed in [178]. The importance of the dominant time constant of the closed-loop systems in designing the regulators has been emphasized. The author has reported a bangbang AGC policy based on this method. 3.4. Adaptive and self-tuning approaches As the operating point of the system gets changed, the controller performance in the system may not be optimal. As a matter of fact to keep the system performance near the optimal value, it is desirable to track the operating point of the system and accordingly update its parameter to achieve a better control scheme. The self-tuning control (STC) approach also includes an integral part of the adaptive control scheme. The self-tuning regulator strategy implemented for adaptive LFC seems a viable solution. A number of research works has been reported on adaptive [179184] and STC [185189] schemes for LFC in the

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power system. Ross [179] described control criteria in LFC and the related practical difculties encountered to achieve this criterion. Pan and Liaw [182] presented an adaptive controller for LFC using a PI adaptation to satisfy the hyper-stability condition to take care of the system parameter changes. The effectiveness of proposed controller for considering the generation rate limit was also conrmed. In [31], a new method to design a multivariable selftuning regulator with the inclusion of interaction of voltage on load demand is presented. Similarly in [32], self-tuning type of adaptive controllers for main AGC loop and SMES, which is incorporated as a stabilizer to improve AGC performance is discussed. A multi-area adaptive LFC developed for a comprehensive AGC simulator is presented in [183] and a reduced-order adaptive LFC for interconnected hydrothermal power system is suggested in [184]. Wang et al. [4], proposed a combination of robust control, the Riccati equation and adaptive control to design a new robust adaptive load-frequency controller for power systems with parameter uncertainties. A multilevel adaptive algorithm based on a relatively fast implicit self-tuning regulator for multi-area power systems is investigated in [190]. Jovanovic et al. [91] presented an application of knowledge-based adaptive turbine governor control. In [191], a self-tuning steam turbine control scheme designed to improve the quality of control of power system frequency is discussed.

4. Control strategies for conventional power systems 4.1. Centralized control approaches The implementation of global controller requires information about all the states of the power system. In the beginning, the LFC problem was based on centralized control strategy [156,159,162,173]. On the basis of classes of disturbances the control strategy has been proposed in [156]. Elgerd and Fosha [159] suggested a feedback and loop gain to eliminate the disturbance, and new feedback control law is developed by using a state variable model and the state regulator problem of optimal control theory [162]. 4.2. Decentralized control approaches Contrary to the centralized control for a large scale power system, decentralized control is preferable, because it reduces the computational burden with pass of the communication between different systems and make the control more feasible and simple. Many research papers using this approach for continuous and discrete time system models are published [192199]. In order to overcome the problem arising out of the centralized control, the decentralized control approach has been addressed. The basic objective of later technique is to make the composite system divided into subsystem, each of which control separately. The design of decentralized LFC is presented in [14,16,26,30,50, 51,63,66,83,200203]. In [204], the design of decentralized load frequency regulators presented for two-area thermal power systems, starting with stochastic state and output models, is presented by making use of modelingerror-compensation technique along with bias-estimation procedure. Shirai [16], reported the decentralized LFC for two-area thermal power system through a governor and voltage controls by a new approach based on Siljak's theory. Edward et al. [50] presented the decentralized load frequency control of a three area power system consisting of nine synchronous machines described by a 119th order model. Hiyama [63], proposed a design of decentralized regulator for an interconnected longitudinal 4-area system. Similarly, the analysis and solution of the LFC problem wherein the feedback control law constrained to two different structures; decentralized and/or

output feedback algorithm used to solve a non-classical linear quadratic problem based on property of the associated Riccati equation is presented in [200]. Feliachi [26] presented a novel methodology for the design of optimal decentralized LFC for multi-area interconnected power systems. Aldeen and Marsh [30] reported a simple and computationally efcient decentralized control design based on reducedorder observer and a proportional-plus-integral controller in each area of two-area interconnected power system. This ensured zero static change in area-frequency and tie-line power. A local loadfrequency controller uses only its area's state measurements. It does not use any feedback from other areas. The overall N-area power-system stability becomes a concern to control engineers when all the local loadfrequency controllers work together. In addition, system parametric uncertainties exist in the real power plant. The controllers which are designed based on a xed plant model may not work when some system parameters have varied. A robust decentralized control approach is used in [51], based on the Riccati-equation for multi-area power systems with parametric uncertainties. Several authors applied the concept of variable-structure systems to design the load-frequency controllers. Yang et al. [66] proposed decentralized load-frequency controller based on structured singular values. The LFC problem for deregulation environment based on H2/H [83] and LMI [85] technique is presented in multi-area (3-area) interconnected power system. Taher and Hematti [201] have discussed use of multivariable QFT method in deregulated environment for 2-area power system with a wide range of parametric uncertainties. The design of multi-objective evolutionary algorithm (MOEA) based decentralized load frequency controllers with ACDC parallel tie-line for (two-area) interconnected power systems is presented in [202]. Additionally, GA-based decentralized controller in two-area power systems with redox ow battery considering TCPS reported in [203]. The design of loadfrequency controller based on singular structure variable is presented in [205]. The authors [206] adopted two-degreeof-freedom (TDF) internal model control (IMC) method to tune decentralized PID-type controller for LFC in four area power systems with deregulated environments. The TDF-IMC-PID method has been studied in [207,68] for LFC in conventional situation and the performance of the control system is only related to two tuning parameters. The design of decentralized load frequency controller for three-area interconnected power systems is described in [60]. In the design of proposed controller, each local area network is overlapped with states representing the interconnections with the other local area networks in the global system. Then, a decentralized control scheme is developed as function of local area state variables and those resulting from the overlapped states which represent an approximation of the interconnection variables. 4.3. Two-level and multi-level control strategies In decentralized control, the feedback gains associated with some states of the neighboring area is not taken into consideration in order to reduce the cost of communication. The strong interaction between the areas makes the overall system unstable. To overcome these limitations, two-level or multi-level control scheme is addressed. Premakumaran et al. [20], proposed a perturbation approach to develop a two-level control strategy to optimize the performance of a two-area LFC system. Next, Bengiamin et al. [49] proposed a design by use of modern optimal control and multilevel system techniques. A 3-level optimal controller for power systems interconnected by asynchronous tie-lines is discussed in [74]. Premakumaran et al. [208], proposed some aspects of multilevel LFC of a two-area power system. Further, the study incorporates the effects of governor controls and an excitation system. Miniesy and Bohn [209], suggested a two-level suboptimal

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controller. However, this approach does not ensure zero steady state error, and hence, a multilevel nite time optimal controller design that ensure zero steady-state error has been reported in [210]. Rubaai et al. [190] proposed a multilevel adaptive LFC based on the self-tuning regulator (STR). A global controller, capable to exploit the possible benecial aspects of interconnections, has been applied in the LFC study [211], and favorable results are reported. In [180,181] control strategy based on singular perturbation approach is presented. In the study, the system is decomposed into slow and fast subsystems and controllers are designed for each subsystem, with these two combined to yield a composite controller. A hierarchical optimal robust LFC for reheat thermal units in areaone, two and three, with hydro unit in area-four is presented in [70]. In this study, the multi-area power system is decomposed into several sub-systems or areas and then two-level control strategy is used to obtain the overall optimal solution.

5. Soft computing techniques in LFC With increased size and changes in structure of the power system due to integration of renewable energy sources, the traditional LFC may not be feasible. In the robust control scheme, the structural complexity and reshaping of the plant may be required. To circumvent this problem, the intelligent control scheme with use of soft computing techniques such as articial neural network (ANN), fuzzy logic, genetic algorithm (GA), particle swarm optimization (PSO) algorithms, etc. has been explored. In this context to address the non-linearities, system uncertainties, the intelligent LFC scheme may be the suitable alternative, than the traditional controls. Over the years, number of soft computing techniques has been applied in LFC problem for better control objective. 5.1. Articial neural network (ANN) The ANN is a black box which correlates the non-linear relationship between output and input without information of system structure. The ANN has been applied to achieve better control strategies especially in a non-linear complex power system. Beaufays et al. [212] discussed the application of layered neural networks in nonlinear power systems, while Birch et al. [213] investigated the use of neural networks to act as the control intelligence in conjunction with a standard adaptive LFC scheme. Chaturvedi et al. [214] have developed an automatic load frequency controller using ANN to regulate the power output and system frequency by controlling the speed of the generator through water or steam ow control. Demiroren et al. [215] designed the controller, taking into account the governor deadband effect and reheat effect in two area interconnected power system. Ahamed et al. [216] have viewed AGC problem as a stochastic multistage decision-making problem or a Markov Chain control problem and have presented algorithm for design of AGC based on a reinforcement learning approach. Talaq et al. [217] proposed an adaptive controller which requires less training patters as compared with a neural network based adaptive scheme and performance is observed better than xed gain controller. 5.2. Fuzzy logic Fuzzy logic has been widely used in the control related problems in power system. Contrary to the traditional control which is mostly based on linearized mathematical model, the fuzzy logic control approach solves the problem based on experience and knowledge about the system. Indulkar et al. [218] initially designed a controller using fuzzy logic for AGC and responses were compared with classical integral controller. The LFC problem using fuzzy gain

scheduling of PI controllers in a four area interconnected power system with dead-bands and GRC is addressed in [219]. Denna et al. [220] have proposed used of tabu search algorithm for the automatic denition of the fuzzy rules. Ghoshal [221] presented a self-adjusting, fast acting fuzzy gain scheduling scheme for conventional integral gain AGCs in a radial and ring connected three equal power system areas. The study on two area interconnected thermal power system with fuzzy controller is presented in [222,223]. Chia and Chun [224] proposed a GA based fuzzy gain scheduling for two-area thermal power system with consideration of governor dead-band and GRC. In [54], the optimal integral and PID gains have been determined by GA. An on-line fuzzy logic controller realization with GA in a 4-area power system including GRC and saturation as nonlinearities for AGC is presented in [67]. Juang and Lu [55] proposed fuzzy-PI controller to decide adaptively the proper proportional and integral gains according to the ACE and their changes. Saravuth et al. [225] focused their study on multiple tabu search algorithm for fuzzy based PI load frequency controller. A multi-stage fuzzy PID controller in a restructured power system is described in [84]. Sinha et al. [226] proposed GA and PSO tuned fuzzy controller for AGC in three area power system. The fuzzy logic controlled SMES as frequency stabilizer for interconnected two-area thermal power system is proposed in [39]. The generation of optimal fuzzy rule based on fuzzy C-means clustering for decentralized LFC in two-area reheat thermal power system with GRC is proposed in [44]. The Type-2 fuzzy approach is proposed for LFC of two-area interconnected power system including SMES and considering GRC and boiler dynamics in [40]. Nowadays the complexity issues in power system are being solved with the use of GAs, PSOs, bacterial foraging optimization algorithm (BFA). These are some of the heuristic techniques having immense capability of determining global optimum being discussed in subsequent subsections. 5.3. Genetic algorithms (GAs) The GA is a global search optimization technique based on operation of natural genetics and Darwinian survival-of-the-ttest with a randomly structured information exchange. The GAs have been widely applied to solve complex nonlinear optimization problems in a number of engineering elds in general and in the area of AGC of power systems in particular [52,92,227233]. The use of basic genetic algorithm on a digital computer to identify a hydro-generator plant is discussed in [92]. Dangprasert et al. [234] proposed GA based intelligent controller for LFC problem. The GA based fuzzy gain scheduling approach for power system LFC is discussed in [224,235]. Magid and Dawoud [228] proposed their study on optimal adjustment of the classical AGC parameters using GA. The use of controllers to regulate the power output and system frequency by controlling the speed of the generator with the help of fuel rack position control is presented in [227]. The authors in [236] proposed GA for parameter optimization of PID sliding mode LFC for AGC in multi-area power systems with nonlinear element. Rerkpreedapong et al. [52] obtained a higher order robust dynamic performance with LFC design based on GA and LMIs. Next, Ghoshal [233] proposed GA/GA-SA-based fuzzy AGC scheme in a multi-area thermal plant. The hybrid GA-SA technique yields more optimal gain values than GA. Du and Li [67] proposed on-line fuzzy logic controller realization by GA in AGC problem. In [55], the LFC by fuzzy-PI controller is proposed. The optimization of control parameters for robust decentralized frequency stabilizer by using micro GA is presented in [237]. A new design of multi-objective evolutionary algorithm based decentralized loadfrequency controllers for interconnected power system with AC-DC parallel tielines is proposed in [202]. Comparison of articial intelligence methods for LFC study is discussed in detailed in [238]. In [56], the authors have discussed the design of load frequency controller in

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multi-area power system by use of multi-agent reinforcement learning approach. The LFC problem for four-area power system with discrete-sliding mode control using GA for proper tuning of the gains is discussed in [69]. The multi-objective optimization based GA used to optimize the gains of PI/PID-controllers for LFC of three-area thermal power systems is presented in [61]. 5.4. Particle swarm optimization (PSO) algorithms The PSO conducts searches using a population of particles which correspond to individuals in the GA. The PSO is a population based stochastic optimization technique, inspired by social behavior of bird ocking or sh schooling. To ease the design effort and thereby improve the performance of the controller, the design of fuzzy PI controller by hybridizing GA and PSO is presented in [55]. With the use of control scheme based on adaptive neuro-fuzzy inference and PSO with gains being updated in real time, a better dynamic and steady state response is obtained in [86]. Similarly the design of multi-objective PID controller for LFC based on adaptive weighted particle swarm optimization in two-area power system is described in [239,240]. Since PSO is less susceptible to local optima unlike GA, SA, the heuristic evolutionary search technique based hybrid particle swarm optimization has been adopted for determination of optimal PID gains for LFC in four-area power systems having deregulation environments [89]. 5.5. Tabu search algorithms (TSA) and bacterial foraging optimization algorithm (BFOA) The TSA is an iterative search that starts from some initial feasible solution and attempts to determine a better solution in the manner of a hill-climbing algorithm. The TSA has a exible memory which maintains the information about the past step of search and uses it to create and exploit the better solutions. Maurizio et al. [220] presented an approach for the automatic denition of fuzzy rules in fuzzy controller based on TSA and the authors describe improvement in learning of fuzzy rule by using heuristic symbolic meta rules. Saravuth et al. [225] presented a new optimization technique of a fuzzy logic based PI-LFC by the multiple tabu search algorithm. Another known optimization techniques; the BFOA is motivated by the natural selection which tends to eliminate the animals with poor foraging strategies and favor those having successful foraging strategy. The foraging strategy is governed by four processes namely chemotaxis, swarming, reproduction, elimination and dispersal. The fractional-order-PID controller tuned by bacterial foraging technique is used for LFC in three-area power systems with deregulated environment in [88], including other parameters such as order of integrator and differentiator of PID controller also tuned by BF approach. The investigation on effect of redox ow batteries that coordinate with intertie power ow controller for LFC in two-area interconnected system is presented in [46], having gain of integral controller tuned by BFA.

structure controller for two area thermal and multi-area interconnected power system with consideration of nonlinearities, such as GRC and governor dead band is presented in [64]. Malik et al. [65] presented a study based on the concepts of discontinuous control, dual-mode control and variable structure systems for four-area interconnected power systems including nonlinearities. Similarly, Yang et al. [66] proposed a decentralized controller based on the structured singular values. 6.2. Robust controller The conventional LFC is mostly simple classical tuned controller, having parameter adjustments heuristically. Thus, it is incapable of providing good dynamical performance over a wide range of operating conditions and various load scenarios. Thus, novel modeling approach is strongly required to obtain a new trade off between a market outcome and market dynamic (robustness). The robust controller based on Riccati-equation approach is presented in [3,12,51,200,241,242]. Goshaidas et al. [242] have presented a robust controller based on the Riccati-equation in single area thermal power system. Lim et al. [51] proposed a decentralized load frequency controller based on the Riccati-equation approach in three area power systems with parametric uncertainties. Robust controller for LFC in a deregulated two area thermal power systems by using a m-synthesis approach is given in [243]. Similarly the controller based on H control design using LMI technique in order to obtain robustness against uncertainties is presented in [52]. A decentralized H damping control design based on the mixed-sensitivity formulation in the LMI framework is reported in [244]. A new decentralized robust control strategy based on the mixed H2/H control technique for LFC problem in a deregulated three area power systems is proposed in [83,85]. Ngamroo et al. [237] proposed robust decentralized frequency stabilizer design of static synchronous series compensators by taking system uncertainties into consideration for three area interconnected power system. The design of robust PI controller for LFC in three area interconnected power system based on H static output feedback control technique is solved by using a developed iterative LMI is addressed in [245]. Robust analysis and design of load frequency controller is described in [246]. The LMI approach based LFC including communication delays is proposed in [57], while a robust decentralized PI controller design based on the mixed H2/H control technique using LMI approach for three-area interconnected power systems with communication delays is proposed in [58]. The robust decentralized LFC for fourarea interconnected power systems is proposed in [71], in which a detailed structured singular value method is proposed for localarea robustness analysis, and an eigenvalue method is derived for tie-line robustness analysis. The design of decentralized robust controller based on the concept of active disturbance rejection control is proposed in [62]. The authors [5] investigate the delaydependent stability of the LFC scheme by using Lyaponuv-theory based delay-dependent criterion and LMI techniques for one-area and multi-area LFC schemes installed with PI-controllers. The delay-dependent/independent design of H controller for LFC of two-area interconnected power system is presented in [45].

6. Other controllers for LFC 6.1. Variable structure controller The variable structure controllers change the system structure in accordance to some law of structure change, in order to improve the dynamic performance and thereby make the controller insensitive to the plant parameter changes. Hsu and Chan [25] proposed the LFC problem for interconnected two-area hydro-thermal power systems using the theory of variable-structure systems and linear optimal control theory. A discreet version of a variable 7. Use of SMES, BESS and facts devices in conventional power systems 7.1. SMES and BESS In order to reduce the system frequency deviation to a minimum value, the storage system such as SMES or battery energy storage system (BESS) can be incorporated. The use of BESS to improve the LFC dynamics of West Berlin Electric Supply System

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has been presented in [247]. Aditya and Das [248] have revealed that use of BESS is helpful in meeting sudden requirements of real power and is effective in reducing the peak deviations of frequency and tie-line power. Thus it reduces the steady-state values of time error and inadvertent interchange accumulations. Banerjee et al. [29] presented the effectiveness of small sized magnetic energy storage units (both superconducting and normal loss types) to improve the load-frequency dynamics of two-area thermal power system. Chun et al. [249] studied the effect of governor dead-band and GRC, along with the effect of BESS on LFC. Tetsuo [250] presented the rechargeable batteries such as redox ow, which are not aged by frequent charging and discharging. It is said to have a quick response equivalent to SMES and outstanding overload capability. Fuzzy gain scheduled SMES unit for improvement of LFC in two-area thermal power system is presented in [251]. Tripathi and Juengst [252] have presented feasibility of using an IGBT convertor instead of thyristor convertor as a power conditioning system with the SEMS. An improved system transient response with SMES has been achieved. Some more applications of SMES for improving the LFC are also mentioned in [253257]. 7.2. Flexible AC transmission systems (FACTS) devices In last one or two decade, the use of FACTS devices has become a common practice in order to make full utilization of existing transmission capacities instead of adding new lines. El-Emary and El-Shibina [258] have presented a new technique of AGC regulator design based on static var compensators (SVC). The thyristor controlled phase shifter (TCPS) is expected to be an effective apparatus for the tie-line power ow control in an interconnected power system. It injects a variable series voltage to affect the power ow by modifying the phase angle. The design of decentralized controller based on GA with and without redox ow batteries including TCPS is presented in [203]. The used of TCPS to provide an active control facility of LFC problem in the deregulated three-area power system is presented in [259]. In [237] a robust decentralized frequency stabilizer design through static synchronous compensators by taking system uncertainties in consideration is proposed. The LFC of interconnected two-area system with one area as multi-unit of all-hydro power system and second area as allthermal/thermal-hydro mixed have been investigated in [260]. The authors present a coordinated control between TCPS and SMES, with the gains of the integral controller in AGC loop and parameters of TCPS/SMES being optimized by craziness-based PSO.

8. LFC in distributed generation power systems The above sections presented LFC issues in conventional power systems. However, with rapid decline of the fossil fuel and advancement in green energy, the DG such as wind, solar comes into play to meet the scarcity of load demand. Hence the LFC problem associated with DG is discussed in the subsequent section. 8.1. PV, wind farms, diesel engine and energy storage system based hybrid DG The PV power generating systems are expected to play a key role in meeting future demands for electricity. The relatively high cost of PV generated electricity makes it attractive only for remote stand-alone loads or small applications. In isolated operation of winddieselphotovoltaic hybrid power system, the intermittency in wind speed, and solar radiation causes a large uctuation in

system power and frequency. The inuence of PV power generation on LFC is presented in [261]. Besides BESS, SMES units, a favorable effect of integrating a FC into the power system has also been evident [262]. The authors [133] presented a coordinated control approach for output power uctuation leveling of PV systems using fuzzy logic concept with consideration of power system condition and insolation condition. A coordinated control approach based on the minimal-order observer for the LFC problem is presented in [132]. The LFC problem of isolated utility-connected large PV-diesel hybrid power system based on simple fuzzy logic approach is also proposed in [263]. The LFC problem becomes complex by integration of wind farm grid because of the uctuating output power due to intermittent nature of wind speed. Thus in such cases, the LFC needs to be addressed differently. The studies related to LFC incorporating the dynamics of wind farms are presented in [264267]. In [264], the authors have presented modication in unit commitment, economic dispatch, regulation and frequency controls, when the level of wind generation capacity is signicant. Curtice et al. [265] presented a study to analyze the effects of small wind turbines output on the LFC. The effect of large number small wind turbines on LFC is presented in [94]. The LFC of WT based power system is discussed in [268]. In [269], a wind-turbine driven self-excited induction generator is considered as variable speed, constant voltage, and constant frequency supply with isolated resistive load connected. The simplied model is used to develop a control strategy that aims to maintain the generator terminal voltage and frequency constant in case of variations in the load and/or wind speed. The wind farms with HVDC with participation in LFC or active power sharing during system load or generation change is discussed in [116]. In [128], frequency control method is presented by the WF and the BESS using load estimation, in which the frequency deviation in low and high frequency domain are reduced by the WF using pitch angle control and charge/discharge, respectively. The frequency control with controlling speed of wind turbine is presented in [270285]. The frequency support from DFIG wind turbines are presented in [101109,111]. The winddiesel hybrid system is an economically viable action for large as well as small communities. Bhatti et al. [100] designed a load frequency controller for isolated winddiesel hybrid power systems, and evaluated its effect on the transient performance of the system. Milanovic and Soultanis [286] analyzed the operation of autonomous winddiesel system with the load control. The study is carried out using the PSCAD/EMTDC computer simulation package. Next, the authors in [121] analyzed the effect of stand-alone hybrid power system consisting WTGs, DEG, FC, and AE on frequency variation. Goya et al. [126] presented H control theory based on droop characteristics for the frequency control by using parallel operated battery in isolated island. The PSO based design of the robust fuzzy logic-based-PID controller for LFC in isolated winddiesel hybrid power system is proposed in [100]. The design of robust frequency controller of SMES in a hybrid winddiesel power system by using loop shaping control technique and tuning of controller parameters using GA is discussed in [127]. The time-domain simulation for small-signal analysis of a hybrid power generation/energy storage system is presented in [135]. The authors concluded that the power generation from the WTG, PV, DEG, and FC with energy stored or released from the FESS/BESS can effectively meet the variations in load power demand. Also, the system frequency deviation can be properly controlled within a very small range. The impact of wind power generation on system frequency control is discussed in [130]. The LFC by coordination control of WTG and the double layer capacitor in an autonomous hybrid renewable energy power generation is presented in [137]. In the proposed method, the

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load variation is reduced in low and high frequency domain by FC and capacitor, respectively. The GA based PID controller for LFC of autonomous hybrid generation systems consisting different renewable energy generation/storage systems such as three WTGs, a DEG, FCs and a PV, a BESS, and an FESS is proposed in [40]. The frequency control of wind energy storage system (BESS taken as energy storage system) based on model predictive control approach, having tested on real measurement from a power grid is discussed in [138]. The authors [263] presented a stable active power control of DFIG with wind power variations. Depending upon the rotor speed condition, the DFIG can be controlled to trace operator's active power command. The moving-average with K deviation method is also introduced to preserve a certain amount of wind power reserve for wind power frequency regulation in the study. The LFC of two/three-area interconnected power system in the DFIG based wind turbine using the model predictive control (MPC) technique is proposed in [139]. The robust performance is demonstrated against uncertainties due to governors and turbines parameters variation and load disturbances. The LFC of variable speed, variable pitch wind generators are discussed in [144], in which two control strategies are used. The rst one is based on overspeeding, de-loading for wind speed control to avoid over loading of the converter of DFIG, and second one uses pitch-controlled deloading fast LFC action. The dynamic participation of DFIG based wind farm for LFC with coordinated control of TCPS and SMES is proposed in [141], while in [142], the identical thermal interconnected two-area power system with DFIG based WTs is considered for LFC including frequency linked pricing. The LFC for three-area interconnected power system with high penetration of WTs, using fuzzy logic approach is proposed in [147]. The authors [134] presented an integrated control approach for WF to control the frequency deviations of winddiesel power system. In study, the frequency control is achieved by load estimation and short-term ahead wind speed prediction. The minimal-order observer as disturbance observer is used for load estimation, while the leastsquares method is used for the prediction of short-term ahead wind speed. The predicted wind speed adjusts the output power command of the WF as a multiplying factor with fuzzy logic concept. The authors [140] proposed mathematical modeling of several types of wind generators taking into account their dependence with respect to system frequency variations. These models are then implemented in a Newton-based power ow algorithm with frequency control devices to estimate their electrical response after the action of the primary frequency regulation. 8.2. Other DG systems Wayne et al. [287] presented transient stability analysis for Sohio Prudhoe Bay emergency power system. A small-isolated power system of such type is susceptible to stability problems. These power systems, having two or more generator sets operating in parallel with remarkably different mechanical and control characteristics, require transient stability analysis. These are dened having unit ratings less than 100 kW. They are often situated in remote communities or area. Douglas [288] described the original research and development of microprocessor based electronic load governor that incorporates three-phase balancing. The combined study and testing of transient behavior of the governor indicated the need for an improved control algorithm. Doolla and Bhatti [97] presented a novel technique for LFC in an isolated small-hydro plant. In general, the frequency is controlled by using a dummy load, whose rating is equal to the rated output power of the plant. The scheme proposed reduces the size of the dummy load by controlling input power of the hydro power plant using on/off control strategy. Kourosh et al. [98] discussed study of a

distribution system that has enough generation to track its load without the help of a substation. Specically, it addresses the presence of solid-oxide fuel cells in the DG mix. Two control loops are proposed (i) to guarantee that the fuel cell is protected by maintaining its cell utilization within its admissible range and (ii) to track load changes and regulate the frequency. A distribution area error is introduced to formulate the frequency-control problem. In [289], the authors presented a method for cooperative control of DC power feeding system with power producer and supplier owned dispersed generators under the balancing rule. In this work, FC, PV and ultracapacitor as dispersed generators are introduced. Prakash et al. [112] proposed small-signal analysis of isolated as well as interconnected autonomous hybrid DG system for sudden variation in load demand, wind speed and solar radiation. The hybrid systems compromise of different renewable energy resources such as wind, PV, FC and DEG along with the energy storage like battery and ywheel units. Further, in the study, ultra-capacitors as an alternative energy storage element and interconnection of hybrid system through tie-line are incorporated into the system for improved performance. Katiraei et al. [99] addressed real and reactive power management strategies of electronically interfaced DG units in the context of a multiple-DG micro-grid system. Prakash et al. [290] presented LFC of isolated autonomous hybrid system consisting of different renewable energy resources. The GA based loadfrequency PI controller of an autonomous hybrid generation system is presented in [291,292]. The supplementary LFC method by use of a number of both electric vehicle and heat pump water heater as controllable loads is proposed in [143]. The aggregate LFC of a wind-hydro autonomous micro-grid system is described in [145]. The LFC by PHEVs, controllable loads, and a cogeneration unit is discussed in [146]. The authors [148] address the current AGC structure and its drawbacks, and new AGC with cyber architecture to accommodate intermittency of high penetration, non-dispatchable distributed energy resources for smart power grids. The autonomous distributed vehicle to grid control scheme providing a distributed spinning reserve for the unexpected intermittency of the renewable energy sources is proposed in [149]. The study presents a droop control based on the frequency deviation at plug-in terminal. The aggregated electric vehicle-based battery storage representing vehicle to grid system, modeled for use in long-term dynamic power system is proposed in [150].

9. Conclusion The techniques and strategies of LFC for conventional and DG systems attracted much discussion in the recent past. An effort has been made to present critical and comprehensive revive on this subject. Emphasis has been given how to tackle the LFC issues in DG system. A detail survey has been done and presented. Light has been thrown on categorizing various power system structure/ layout reported in the literature that focusses on LFC control techniques adopted and their shortcomings. It has been observed in this literature survey that most of the researchers have done work on LFC problems conned to conventional power system. Some of the statistical attributes in time domain are given in the Appendix. Further, it can be said that there exists a lot of research opportunities in DG systems on issues related to LFC. This survey paper will serve as a valuable reference for researchers to work on LFC problem in DG system. Appendix Please see Table A1.

Table A1 Short summary of time domain performance.


Comparative results of Ref. [39,42] and [40]. Ref. no. Conguration of system Control approach Operating conditions Undershoot [pu] f1 [39] Two-area reheat thermal power system with governor dead zone(GDZ), GRC, and coordination of SMES Two-area with multi-units of three type of systems with TCPS and SMES Fuzzy logic controlled SMES stabilizer and conventional PI SMES stabilizer Without GDZ but with SMES Pd1 0.02 pu Without GDZ but with SMES Pd2 0.02 pu Hydro-Hydro Pd1 Pd2 0.02 pu Thermalthermal Pd1 Pd2 0.02 pu Thermalhydro Pd1 Pd2 0.02 pu Pd1 0.01 pu Pd2 0.01 pu Pd1 Pd2 0.01 pu PI SMES FL SMES PI SMES FL SMES 0.029 0.02 0.019 0.012 0.49 0.18 0.19 0.015 0.013 0.013 f2 0.019 0.014 0.025 0.02 0.39 0.22 0.55 0.012 0.013 0.017 Ptie 0.08 0.005 +0.008 (Overshoot) +0.005 (Overshoot) 0.121 0.003 +0.0005(Overshoot) 0.0001 Settling time (s) f1 4.5 4.5 5.5 5 50 15 50 12 10 13 f2 4.5 4.5 5 4.8 70 20 50 12 11 10 Ptie 5 5 5 4.8 45

328

[42]

Integral Controller and its gain and parameters of TCPS and SMES is optimized by CPSO

S.K. Pandey et al. / Renewable and Sustainable Energy Reviews 25 (2013) 318 334

15 15 20

[40]

Two-area reheat thermal power system with boiler dynamic effect and SMES

Type-2 fuzzy logic controller

Comparative results of Ref. [52] and [61]. Ref. no. [52] [61]
Results of Ref. [57,58] and [5]. Ref. no. Conguration of system Controller design Operating conditions Undershoot [pu] f1 [57] Interconnected three-area thermal power systems with time delays Conventional AGC AGC with full state LMI control AGC with LMI decentralized control LMI controller with ACE delays and telemetry delays to the control areas of 4 s, 2 s and 4 s, respectively Multi-area connected systems Iterative LMI via H2/H based PI controller 5 s delay with 0.1 pu step load increase 8 s delay with 0.1 pu step load increase (four generating units as one control area) 6 s delay with a sequence of step load changes LMI based PI controller Integral controller (KI 0.05) PI controller (KP 0.2, KI 0.05) LMI based LFC 0.001 0.001 0.007 0.007 f2 0.001 0.0012 0.0098 0.0013 f3 0.005 0.004 0.0035 0.004

Conguration of system Interconnected three-area thermal power systems

Controller design GALMI based PI H GA based PI

Control structure PI 9th order PI

Operating conditions Pd1 100 MW, Pd1 100 MW, Pd1 100 MW, Pd1 100 MW, Pd2 80 MW Pd2 80 MW Pd2 80 MW Pd2 80 MW Pd3 50 MW Pd3 50 MW Pd3 50 MW Pd3 50 MW

ACE1 Avg [pu] 0.0122 0.0104 0.0104 0.0103

ACE2 Avg [pu] 0.0096 0.0102 0.0071 0.0087

ACE3 Avg [pu] 0.0056 0.0103 0.0063 0.0114

[58]

Interconnected three-area thermal power systems with time delays Results of Ref. [139,141] and [147].

[5]

0.004 0.005 The frequency deviation and ACE of the control area are properly maintained within a narrow band with smooth control efforts. Delay margin is within the range of [3.1 s, 3.4 s] for Stability region.

Ref. no.

Conguration of system

Control approach

Operating conditions

Undershoot [pu] f1 f2 0.03 0.03 0.02 0.01 Ptie 0.01 0.01 0.01 +0.005

Settling time (s) f1 12 15 7 8 f2 12 15 7 8 Ptie 15 20 8 10

[139]

Two-area and three-area thermal power system with wind turbines (WTs)

Model predictive control (MPC) technique

Conventional integrator K(s) 0.3/s, PL 0.02 pu,

Governor and turbine time constants are increased to

With MPC and WT 0.04 (two-area system) With MPC and without WT 0.045 (two-area system) With MPC and WT two-area system 0.03 0.02

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329

(10) 30 (f3)

(55) (53) (35)

10 12

10 (f3)

References
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(f3)

8 9 (f3) +0.08 35 25 (+0.08) (35) (25) +0.07 30 23 (+0.005) (30) (23) +0.052 15 15 (+0.005) (25) (23)

+0.05 10 10 (+0.005) (20) (20) 0.16 30 30 (f3) 0.4 1.0 (0.37) (0.36) 0.15 0.16 TT-HHW (TT-TTW) with TCPS-SMES [147] Three-area ThermalThermal with wind farms Fuzzy logic controller

0.01 +0.005

8 10

Three-area (f3) system Two-area system 0.038 0.025 Three-area 0.022 0.01 system (f3) 0.65 1.8 (0.45) (0.5) 0.6 1.5 (0.4) (0.43) 0.42 1.0 (0.39) (0.39)

With MPC and without WT

TT-HH (TT-TT) TT-HH(TT-TT) with TCPS-SMES TT-HHW (TT-TTW)

[141]

Two-area of thermalthermal (TT) and hydro-hydro (HH) interconnected power system with TCPS, SMES and DFIG based wind farm in deregulated environment

Integral gains of AGC loop and parameters of TCPS and SMES are optimized by CRPSO

Start up, rated, and cut out wind speed are 5 m/s, 14 m/s, and 24.5 m/s, respectively. The wind power penetration is 10%. Same as above except that the wind power penetration is 30%.

With wind penetration but no power from DFIG. Wind penetration level and wind speed area considered to be 20% and 7.5 m/s, respectively in area-2.

31%, 95% in area-1 and 66%, 38% in area-2, respectively

0.1

0.1

0.1 (f3)

10

10

330

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