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INTERNATIONAL JOURNAL OF ENERGY RESEARCH

Int. J. Energy Res. 2009; 33:989998


Published online 6 March 2009 in Wiley InterScience
(www.interscience.wiley.com). DOI: 10.1002/er.1528
Distribution of size in steam turbine power plants
Yong Sung Kim
1
, Sylvie Lorente
2
and Adrian Bejan
1,,y
1
Department of Mechanical Engineering and Materials Science, Duke University, Durham, NC 27708-0300, U.S.A.
2
Department of Civil Engineering, University of Toulouse, INSA, 135 Avenue de Rangueil, 31077 Toulouse, France
SUMMARY
This paper shows that the mass inventory for steam turbines can be distributed between high-pressure (HP) and low-
pressure (LP) turbines such that the global performance of the power plant is maximal. This is demonstrated for two
design classes. For an HP turbine in series with an LP turbine, the optimal intermediate pressure (IP) is a geometric
average of HP and LP. The total mass is distributed in a balanced way based on the total mass of turbines. For a train
consisting of many turbines expanding the steam at nearly constant temperature, the pressure ratio between consecutive
IP should be constant, and more mass should be distributed at HPs. This approach to discovering the conguration of
the power plant should be used in conjunction with classical approaches that account for vibration, centrifugal force
and blade length. Copyright r 2009 John Wiley & Sons, Ltd.
KEY WORDS: constructal; distributed energy systems; size effect; turbine trains
1. INTRODUCTION
Power generation is an extremely active eld of
fundamental and applied research (e.g. References
[14]). Like all technologies, power plants are
evolving. They are becoming more efcient and
larger (Figure 1). There is a very clear relationship
between thermodynamic performance and size,
which in Figure 1 is represented by the net output
of the plant; larger plants operate closer to the
Carnot limit than smaller plants, Figure 2. This
size effect is present in the performance of other
energy conversion systems [6,7], for example, in
heat exchanger design [8], automotive design [9]
and refrigeration and liquefaction plants [10,11]. It
is explained by the relationship between the
resistance encountered by a ow (uid, heat) and
the size of the cross-section (duct, surface) pierced
by the ow. Larger cross sections offer less
resistance. This holds for the cross sections of
pipes with uid ow, and for the heat transfer
areas of heat exchangers. The thermodynamic
imperfection of a ow system is intimately tied to
the size of its hardware [12].
Power plants are also evolving internally.
Their structure has been changing in time.
The emergence of new organs (superheater,
regenerator, feedwater heater) is aligned very
*Correspondence to: Adrian Bejan, Department of Mechanical Engineering and Materials Science, Duke University, Durham,
NC 27708-0300, U.S.A.
y
E-mail: dalford@duke.edu
Contract/grant sponsor: Doosan Heavy Industries & Construction Co., Ltd., Changwon, South Korea
Received 7 January 2009
Accepted 9 January 2009 Copyright r 2009 John Wiley & Sons, Ltd.
clearly with time and the stepwise increase in
thermodynamic performance. This aspect of the
evolution of power plant technology is one of the
examples of how constructal theory unites
engineering with the other ow designs of nature [9].
We focus on another aspect of power plant
evolution, which has not been addressed in a
predictive sense before. In late 1800s, the design of
steam power plants was based on a single turbine.
Contemporary power plants have turbine groups
Figure 1. The evolution of power plant design in the 20th century [5].
Figure 2. The relationship between plant efciency and power output (from Figure 1).
Y. S. KIM, S. LORENTE AND A. BEJAN 990
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
or trains, consisting of a high-pressure (HP)
turbine followed by one or more intermediate-
pressure (IP) and low-pressure (LP) turbines. Why
are these changes happening? Why is not the
single-turbine design surviving? What is the best
way to divide one turbine into a train of smaller
turbine?
The answer comes from the relationship
between the imperfection of an organ and the
size of the organ. We see that this holds for the
entire power plant (Figure 2) and for a single
turbine (Figure 3). However, if larger turbines are
more efcient, why not use a single large turbine as
opposed to a group of smaller turbines?
In this paper, we answer these questions by
adopting the constructal design proposal to view
the whole installation in a distributed energy
system [14]. The installation has a total size (e.g.
total mass for all the turbines), and must mesh
with the rest of the power plant, between clearly
dened pressures (P
H
, P
L
), and at temperatures no
greater than a specied level (T
H
), cf. Figure 4.
Usually, the inlet steam temperature (T
2
) of the LP
turbine can be higher than the inlet steam
temperature (T
H
) of the HP turbine because
the reheater is installed in a lower gas
temperature region in the boiler and the
allowable temperature of the tube material is
Figure 3. The relationship between turbine isentropic efciency and size [13].
DISTRIBUTION OF SIZE IN STEAM TURBINE POWER PLANTS 991
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
xed. However, we assume that T
2
is equal to T
H
to simplify the analysis. What the installation does
not have is conguration.
We give ourselves the freedom to image that we
can distribute the available mass over the pressure
interval occupied by the installation. Our objective
is to distribute the mass inventory in such a
manner that the total power produced by the
installation is greater and greater. In this direction
of design evolution, the installation obtains its
congurationmore mass in turbines at some
pressures, as opposed to less mass in the
remaining turbines.
2. TWO TURBINES IN SERIES
Consider the train of two turbines shown in
Figure 4. The overall pressure ratio is xed,
P
H
/P
L
. The steam enters the two turbines at the
highest allowable temperature level, T
1
5T
2
5T
H
.
The power outputs from the two turbines are (cf.
Reference [10])
W
1
_ mc
P
T
1
T
1
0
_ mc
P
T
H
Z
1
1
P
i
P
H
_ _
R=c
P
_ _
1
W
2
_ mc
P
T
2
T
2
0
_ mc
P
T
H
Z
2
1
P
L
P
i
_ _
R=c
P
_ _
2
The heat transfer rate to the reheater is
Q
R
_ mc
P
T
2
T
1
0 W
1
3
The overall efciency of the power plant is
Z
W
1
W
2
Q
B
Q
R

1
Q
B
W
1
W
2
1 Q
R
=Q
B
4
where Q
B
is the heat transfer administrated to
the _ m stream in the boiler, before state 1. For
simplicity, we recognize that in modern power
plants the ratio Q
R
/Q
B
is of order 1/10, and this
allows us to approximate Equation (4) as
ZQ
B
W
1
W
2
1
W
1
Q
B
_ _
5
where Q
B
is xed because state 1 is xed (P
H
, T
H
).
Equation (5) can be written further as
Z
Q
B
_ mc
P
T
H
Z
1
1
P
i
P
H
_ _
R=c
P
_ _ _
Z
2
1
P
L
P
i
_ _
R=c
P
_ __
1
_ mc
P
T
H
Q
B
Z
1
1
P
i
P
H
_ _
R=c
P
_ _ _ _
6
The expression shown above can be maximized
with respect to P
i
, by solving @Z/@P
i
50, and in the
limit _ mc
P
T
H
=Q
B
oo1 (which is consistent with
Q
R
ooQ
B
), the optimal IP pressure is
P
i
P
H
P
L

1=2
Z
2
Z
1
_ _
c
P
=2R

_
1
_ mc
P
T
H
Q
B
_
1
2
1
Z
2
Z
1
_ _

Z
2
Z
1
_ _
1=2
P
L
P
H
_ _
R=2c
P
__
7
Figure 4. Train of two turbines, high pressure and low pressure.
Y. S. KIM, S. LORENTE AND A. BEJAN 992
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
Simpler forms in the limit represented by
Equation (7) are available for Z
2
=Z
1
1 (note:
Z
1,2
o1),
P
i
P
H
P
L

1=2
1
_ mc
P
T
H
Q
B
1
P
L
P
H
_ _
R=2c
P
_ _ _ _
8
which in the limit _ mc
P
T
H
=Q
B
0 reduces to
P
i
P
H
P
L

1=2
9
The analysis that follows is based on the simpler
version, Equation (9), in order to make the
demonstration entirely analytically. In reality,
the limit _ mc
P
T
H
=Q
B
0 is not reached. For
example, the boiler of a 500 MW power plant
receives _ m 473 kg s
1
and Q
B
510
6
kW, while
T
H
5813 K [13]. In this case, the dimensionless
group _ mc
P
T
H
=Q
B
is equal to 1.26. However, its
effect on Equation (8) is weak because the quantity
shown between fg is essentially constant and of
order 1.
The isentropic efciencies increase mono-
tonically with the sizes of two turbines (M
1
, M
2
),
cf. Figure 3. The Z(M) curves must be concave
because they both approach Z 51 in the limit
M-N. It is reasonable to assume that near Zp1
the Z(M) data for turbine designs are curve
tted by
Z
1
1 a
1
e
b
1
M
1
10
Z
2
1 a
2
e
b
2
M
2
11
where (a, b)
1,2
are four empirical constants that
depend on the pressure level of the turbine. The
total power produced by the two turbines is
W Z
1
W
1;rev
Z
2
W
2;rev
, where the functions
Z
1
M
1
and Z
2
M
2
are known. The total mass of
the ensemble is xed,
M M
1
M
2
12
There is one degree-of-freedom in the making
of Figure 4, namely, the dividing of M into M
1
and M
2
. The optimal way to divide M is
determined using the method of Lagrange
multipliers. We form the aggregate function
F W lM 13
for which W and M are the expressions (1, 2)
and (12). We solve the system @F=@M
1
0 and
@F=@M
2
0, eliminate the multiplier l, and
obtain
b
1
M
1
b
2
M
2
ln
a
1
b
1
W
1;rev
a
2
b
2
W
2;rev
_ _
14
Equations (14) and (12) pinpoint the mass
allocation fractions M
1
/M and M
2
/M. The rst
and most important conclusion is that there must
be a balance between M
1
and M
2
.
For example, if we use the HP and IP data
of Figure 3 for Z
1
of Equation (10), we obtain
approximately a
1
0:2 and b
1
4:6 10
5
kg
1
.
If we use the LP data of Figure 3 in conjunction
with Equation (11), we estimate that a
2
0:13
and b
2
2:1 10
5
kg
1
. If, in addition,
Equation (9) holds, then W
1,rev
5W
2,rev
and this
means that on the right hand side of Equation (14)
we have a
1
b
1
W
1,rev
/(a
2
b
2
W
2,rev
)34, which is
considerably greater than 1. In conclusion,
Equation (14) states that b
1
M
1
is greater than
b
2
M
2
, namely, b
1
M
1
b
2
M
2
13.5.
Combining Equations (12) and (14) yields the
optimal mass distribution equations for HP and
LP turbines
M
1
0:044 M 7:3 10
4
kg 15
M
2
0:956 M 7:3 10
4
kg 16
M
1
equals M
2
when M51.6 10
5
kg. In
conclusion, there is an optimal way to distribute
mass along the train of turbines. According to
Equations (15) and (16), the total mass is allocated
in a balanced way; with more mass at the HP end
when total mass M is small, and with more mass at
the LP end when the total mass is large. What we
showed here for a group of two turbines also holds
for groups of three or more.
The penalty associated with not using a train of
turbines can be calculated with reference to
Figure 4. We form the ratio W(M
2
50)/W
max
,
where W
max
is the W maximum that corresponds
to the constructal design, Equation (9). The ratio is
WM
2
0
W
max

1
2
1
P
L
P
H
_ _
R=2c
P
_ _
o1 17
This ratio is always smaller than 1. In conclusion,
the penalty is more signicant when the overall
pressure ratio is greater.
DISTRIBUTION OF SIZE IN STEAM TURBINE POWER PLANTS 993
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
3. MULTIPLE TURBINES
Consider the limit where the number of turbines is
extremely large (i 51,2,y,N) and their individual
sizes are small, Figure 5. Each turbine and
subsequent reheater can be modeled as an
isothermal expander receiving the heat transfer
rate Q
i
and the steam _ mT
H
; P
i
DP
i
, and
delivering the power W
i
and the steam _ mT
H
; P
i
.
With reference to the elemental system (i) shown in
Figure 5, the rst law requires
W
i
Q
i
_ mh
i1
h
i
18
Because the steam is modeled as an ideal gas,
the enthalpy of the inow is the same as
the enthalpy of the outow, and the rst law
reduces to
W
i
Q
i
19
If the isothermal expander (i) operates
reversibly, then
Q
i;rev
_ mT
H
s
out
s
in

i
_ mT
H
R
DP
i
P
i
20
and W
i;rev
Q
i;rev
. The actual system operates
irreversibly with the efciency
Z
i

W
i
W
i;rev
o1 21
and its power output is
W
i
_ mT
H
RZ
i
DP
i
P
i
22
where DP
i
P
i1
P
i
. Of interest is the total
power delivery
W
T
_ mT
H
R

N
i1
Z
i
P
i1
P
i
P
i
23
which in combination with the boiler heat
input (Q
B
, xed) and the total heat input to
the isothermal train (Q5W), yields the efciency
ratio
Z
W
Q
B
W
24
In order to maximize Z we must maximize total
power W
T
given by Equation (23). Attractive are
larges value of (DP/P)
i
and Z
i
, in each stage of
isothermal expansion. The data of Figure 3
suggest that, in general, Z
i
depends on both M
i
and P
i
, such that
@Z
i
@M
i
40 and
@Z
i
@P
i
40 25
The masses of the N turbines are constrained
by the total mass of the turbine train, which
Figure 5. Train of N turbines.
Y. S. KIM, S. LORENTE AND A. BEJAN 994
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
is xed
M
T

N
i1
M
i
26
Another constraint is the DP
i
s must all up to the
overall pressure difference, DP
T
5P
H
P
L
:
DP
T

N
i1
P
i1
P
i
27
In summary, we must maximize the sum (23)
subject to the constraints (26) and (27). According
to Lagranges method of undetermined
coefcients, this problem is equivalent to seeking
the extremum of the function
F

N
i1
Z
i
P
i1
P
i
1
_ _
lM
i
mP
i1
P
i

_ _
28
where Z
i
5Z
i
(M
i
, P
i
), and l and m are two
Lagrange multipliers. The function F is a linear
combination of the sums (23), (26) and (27). It
depends on 2N12 variables, namely, l, m,
M
1
,y,M
N
and P
1
,y,P
N
. Its extremum is found
by solving the system of 2N equations
@F
@M
i

@Z
i
@M
i
P
i1
P
i
1
_ _
l 0
i 1; 2; . . . ; N 29
@F
@P
i

@Z
i
@P
i
P
i1
P
i
1
_ _
Z
i
P
i1
P
2
i
m 0
i 1; 2; . . . ; N 30
This system establishes the N masses (M
i
) and the
N IPs (P
i
) as functions of the undetermined
coefcients l and m. In principle, these
coefcients can be determined by substituting the
solutions for M
i
(l, m) and P
i
(l, m) into the
constraints (26) and (27).
Here, we make analytical progress on a simpler
path by linearizing the function Z
i
(M
i
) in the
vicinity of the design range in which all the
turbines are expected to operate (namely,
near Z
t
1 in Figure 3). We write that for all
N turbines the efciencymass relationship is
unique,
Z
i
a bM
i
cP
i
31
where (a, b, c) are constants. The rst result of the
linearization is that the N Equations (29) reduce to
P
i1
P
i
constant 32
In view of Equation (27), we conclude that the
total pressure interval DP
T
is divided into
N pressure intervals such that
P
i1
P
i

P
H
P
L
_ _
1=N
33
or
DP
i
P
i

P
H
P
L
_ _
1=N
1 34
This is in agreement with what we found earlier in
Equation (9).
The distribution of M
T
among the N turbines
follows from Equation (30), in which we substitute
Equations (31) and (32). The result is
Z
i
P
i

P
L
P
H
_ _
1=N
m c
P
H
P
L
_ _
1=N
1
_ _ _ _
constant 35
This shows that in the (M
i
, P
i
) range where
Equation (31) is valid, Equation (35) becomes
a bM
i
cP
i
P
i
constant 36
If the effect of P
i
on Z
i
is negligible, as in the
case of the HP and IP data of Figure 3, then
Equation (36) reduces to
a bM
i
P
i
constant 37
The mass of the individual turbine should increase
linearly with the pressure level of that turbine.
In particular, if the linear approximation (31)
reveals that a/booM
i
, as in the calculations shown
under Equation (14), then Equation (37) states
that the M
i
s must be distributed in proportion
with the P
i
s, and, in view of Equation (34), in
proportion with the DP
i
s:
M
i
P
i
DP
i
38
Equation (38) indicates that more mass should be
placed in the expanders at higher pressures.
DISTRIBUTION OF SIZE IN STEAM TURBINE POWER PLANTS 995
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DOI: 10.1002/er
4. RESULTS AND DISCUSSION
These is a considerable volume of work on turbine
design, where the size is selected from other
considerations such as the distribution of maximal
stresses due to centrifugal forces, and the aring
out of the ow passages to accommodate the
expansion of the steam along the turbine train [15].
The work reported in the present paper suggests
that the design of future concepts of turbine train
conguration must combine the traditional con-
siderations [16,17] with size allocation principle
illustrated in this paper.
This paper also highlights the need for more
extensive and more exact information on how the
size of each turbine affects its thermodynamic
performance. The data that we used (Figure 3) are
few and provide a narrow view of the size effect
that is needed for future design. These data also
require an understanding of how the multiple
turbines are arranged in the power plant.
As the power generation capacity of the plant
increases, the boiler and the turbine also increase
in size. It is easer to increase the size of the boiler
than the size of the turbine. Today, in a 1000 MW
power plant there is still a single boiler, while the
number of turbines is ve or six. Each pressure
stage employs one or several (two or three)
turbines in parallel. For example, in power plants
with more than 500 MW capacity, the LP stage
consistently employs two or more turbines.
Several physical limitations require the use of
multiple turbines in parallel at a single pressure
stage. A major limitation posed by centrifugal
stresses is the length of the last blade. The current
maximum length is approximately 1.3 m. The data
of Figure 3 come from a current design for a
1000 MW power plant with an LP stage consisting
of four turbines in parallel, each turbine with last
blades 1.14 m long. The ordinate of Figure 3
indicates the efciency of the single LP turbine,
while the abscissa represents the total mass
employed for each pressure stage. If the mass of
the LP turbines is divided by 4, then the LP data of
Figure 3 move closer to the HP and IP data.
Note also that the efciency of one turbine is
affected by the operation of the turbine upstream
of it. The irreversibility of a turbine is due to six
losses: deviation from the ideal velocity ratio,
rotational loss, diaphragm-packing leakage loss,
nozzle end loss, moisture and supersaturating loss
and exhaust loss [15]. The last two losses are
present only in the LP turbines, not upstream,
therefore the efciency of the single LP turbine
should be lower than the efciency of HP and IP
turbines, cf. Figure 3. Furthermore, because the
HP turbine is installed at the head of the train, its
efciency should be lower than the IP turbine
efciency because of entrance losses due to the
conguration of the steam passage. This too is
conrmed by the data of Figure 3.
The optimal IP Equations (7)(9) may not be
attainable in a design with two turbines model
because of the properties of water. For example,
the IP in a 500 MW power plant is approximately
4 MPa, while the IP based on Equation (9) is
0.35 MPa. The discrepancy between the IPs is due
to the ideal gas model used for steam. If we model
as isentropic the expansion through the HP
turbine, because of the saturated steam curve of
water the attainable IP pressure is 3.15 MPa. The
expansion cannot proceed beyond 3.15 MPa
because of engineering limitations such as water
droplet impingement on the blades. This limitation
impacts on the mass distribution of turbines for
two turbines model. When the number of pressure
stages increase to three or more, the expansion
limitation due to steam properties diminishes in
importance.
5. CONCLUSION
The main conclusion is that the total turbine mass
must be divided in a certain way when two or more
turbines are used in series. The allocating of mass
is synonymous with the discovery of the cong-
uration of the turbine train. Important is that in
this article the distribution of size along the
turbine train came from the pursuit of global
thermodynamic performance. The allocation of
mass is driven by the size effect on turbine
efciency: larger turbines operate closer to the
reversible limit (e.g. Figure 3).
Future extensions of this work should take into
account the physical limitations that make
Y. S. KIM, S. LORENTE AND A. BEJAN 996
Copyright r 2009 John Wiley & Sons, Ltd. Int. J. Energy Res. 2009; 33:989998
DOI: 10.1002/er
necessary the use of several turbines in parallel at a
pressure stage. Such work could address the
distribution of turbine mass per pressure stage,
instead of per turbine. This work would be assisted
further by the availability of more extensive data
of the type sampled in Figure 3. To that end, it
would be useful to construct models that account
for the trend exhibited by the data. In other words,
the analytical form of Z(M, P), which was
approximated here in Equations (10) and (31),
should be derived from a model that accounts for
irreversibility and nite size.
NOMENCLATURE
a
1,2
5constants
b 5constant
b
1,2
5constants
c 5constant
c
p
5specic heat at constant pressure
(J kg
1
K
1
)
F 5aggregate function, Equation (28)
h 5enthalpy (J kg
1
)
HP 5high pressure
IP 5intermediate pressure
LP 5low pressure
_ m 5mass ow rate (kg s
1
)
M 5mass (kg)
N 5number of turbines
P 5pressure (Pa)
Q 5heat transfer rate (W)
Q
B
5heat transfer rate to the
boiler (W)
Q
R
5heat transfer rate to the
reheater (W)
R 5ideal gas constant (J kg
1
K
1
)
s 5entropy (J kg
1
K
1
)
T
H
5highest allowable temperature
(K)
W 5power (W)
Greek letters
DP 5pressure drop (Pa)
Z 5turbine isentropic efciency
l, m 5Lagrange multipliers
F 5auxiliary function, Equation (13)
Subscripts
H 5high
i 5ith turbine
i 5intermediate
in 5inlet
L 5low
max 5maximum
out 5outlet
rev 5reversible
T 5total
1 5inlet of the rst turbine
1
0
5outlet of the rst turbine
2 5inlet of the second turbine
2
0
5outlet of the second turbine
ACKNOWLEDGEMENTS
This research was supported by Doosan Heavy
Industries & Construction Co., Ltd., Changwon, South
Korea.
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