CONTRACTURE OF THE HAM STRINGS IN SPASTIC CEREBRAL PALSY
A Study of Three M ethods of Operative Correction
JORGEN REIM ERS, COPENHAGEN, DENM ARK From the Orthopaedic Hospital, Copenhagen The aim of this prospective study of postural fiexion deformity of the knee in spastic cerebral palsy was to acquire some experience of proximal elongation of the hamstrings, and then to compare the results of three different methods of operative correction. It was hoped in this way to establish the indications for treatment and the choice of operation. The reason why spastic patients often stand and walk with fiexion deformity of the knee may be flexion deformity of the hip ; the former often diminishes on correction of the latter (Roosth 1971, Reimers 1973). If knee fiexion still persists on weight-bearing it must be due to imbalance between the extensors and fiexors, an imbalance that will gradually lead to the development of contracture of the stronger flexors, the hamstrings (Sharrard 1967). Contracture of the hip fiexors is assessed with the patient lying supine on a flat surface. The opposite hip is flexed just enough to flatten the lumbar spine. The degree of contracture is then measured as the angle through which the thigh is raised (Fig. 1). , ; / // V /l///// ;:: , , , F FIG. 1 FIG. 2 Figure 1-The angle v indicates the degree of hip flexion deformity. Figure 2-The angle v indicates the degree of contracture of the hamstrings. Contracture of the hamstrings used to be observed by lifting the extended leg passively from the supporting surface, and then noting the angle between the leg and the surface when the pelvis started to tilt in spite of passive resistance (Seymour and Sharrard 1969). This method, however, can be employed only when complete passive extension of the knee joint is possible. Since I 969 we have measured the angular deficit from passive full extension when the ipsilateral hip is flexed 90 degrees (Holt 1965) (Fig. 2). By carrying out the movement more rapidly, an impression is obtained of the degree of spasticity in the muscles and hence of the functional contracture. W ith an organic contracture of the hamstrings up to 40 degrees, corresponding to a functional or spastic contracture of about 60 degrees, it has been our experience that the patient may still be able to extend the knee on standing, but that there is usually a flexion attitude on walking. W ith an organic contracture exceeding 45 degrees it is not possible to extend the knees even in the standing position ; in every such case the patient sinks down into knee fiexion when he tires. On the other hand, those patients who are able to walk with extended knees in spite of contracture of the hamstrings, do so with stiff legs and therefore have difficulty in lifting their feet off the ground. If the patient wishes to flex the knee and lift the foot from the ground, he is unable to extend the knee before the standing phase on account of the functional contracture. The pelvis rotates simultaneously with the leg which 102 THE JOURNAL OF BONE AND JOINT SURGERY CONTRACTURE OF THE HAMSTRINGS IN SPASTIC CEREBRAL PALSY 103 voL. 56 B, NO. 1, FEBRUARY 1974 is swung forward, and the stride is short because the distance between the origin of the hamstrings from the ischial tuberosity and their insertion into the tibia becomes greater in the swing phase (Fig. 3). Factors such as age, intelligence, and the degree of palsy and spasticity obviously influence function to a great extent. FIG. 3 FIG. 4 Figure 3-A diagram to show how contracture of the hamstrings results in knee flexion, foot deformity, short length of stride and rotation of the pelvis. Figure 4-A diagram to show how contracture of the hamstrings produces a lumbar kyphosis when the patient is sitting. The sitting position is compromised in a corresponding manner when the capacity for flexion of the hip decreases. In milder cases there is a lumbar kyphosis if the patient has to sit on a couch with extended legs. W ith more pronounced contracture this kyphosis also occurs when the patient sits in a chair with flexed knees, and on a smooth chair the patient tends to slide down (Fig. 4). If the fiexion attitude of the knee remains untreated, fixed flexion often develops. This is measured by the angular deficit from full passive extension with the hip extended. THE M ETHODS OF OPERATION EM PLOYED M odified Eggerss operation-This procedure (Eggers and Evans 1963) comprised Z-shaped elongation of the biceps femoris, division of the gracilis, and transposition of the semi- tendinosus and semimembranosus to the femoral condyle under tension. The additional procedures of Eggers-sectioning of the retinacula patellae and shortening of the ligamentum patellae-were not employed. Distal elongation of the ham strings-This was performed through the same postero-lateral curved incisions. Gracilis was divided and the other hamstrings lengthened by Z-shaped incisions. The biceps tendon was not sutured, the tendon being allowed to slide into the muscle so that some degree of continuity remained. W ith the patient supine after the operation, the extended leg was lifted so that the hip is flexed to 90 degrees, so as to ensure that sufficient elongation had been achieved. A long plaster cast was applied with felt padding over heel and knee, and retained for three weeks. if a passive stretch deficit of extension of the knee was then found, knee extension splints were used at night. The follow-up treatment was the same as for proximal elongation. Proxim al elongation of the hanistrings-This was carried out only when there was at most 5 degrees of arthrogenic flexion deformity of the knee. The patient lies prone with lifted pelvis. 104 J. REIM ERS At first a longitudinal incision lateral to the ischial tuberosity was made as described by Seymour and Sharrard (1969), but on account of cheloid formation, we have used a transverse incision in the natal fold since 1970. The gluteus maximus is held to one side, and medial to this the hamstrings are isolated close to the ischial tuberosity. Care is taken that the whole of the sciatic nerve lies lateral to the tuberosity. The muscles are divided close to the origin, whereas the two tendons are cut about 7 centimetres distally. If the hamstrings are very tight, it is possible to relax them by flexing the knee. After careful haemostasis the tendons are sutured to the muscles. If the adductor magnus is contracted and hinders normal flexion of the hip, then tenotomy may be performed on the broad adductor tendon, which is simply allowed to retract. if contracture of the gracilis is present, its tendon is resected just proximal to the knee. Just as in distal elongation, it is important before terminating the narcosis to lift the extended leg till the hip is flexed 90 degrees. In children up to the age of about twelve and in patients with pronounced spasticity, it is necessary to apply plaster casts to the thighs, in order to keep the legs straight during the post-operative period. To achieve abduction of the hips and control rotation, a cross bar is used (Anthonsen and Reimers 1970). TABLE I DETAILS OF THE SIxn PATIENTS M odified Eggerss operation (10 patients) Distal elongation Proxinial elongation ( 3 tien ) (27 patients)
Distribution . . 10 bilateral 20 bilateral 22 bilateral 3 unilateral 5 unilateral Hemiplegia 1 Paraplegia 4 Paraplegia 15 Paraplegia 21 Diagnosis . . Tetraplegia 6 Tetraplegia 7 Tetraplegia 6 (Athetosis 3) (Athetosis 2) Intelligence quotient 6 >75 per cent >4 17 >75 per cent >6 21 >75 per cent >6 Subluxated 2 Hip joints . . Luxated 1 Subluxated I Luxated I Subluxated 0 Age . . . 3 to 13 years 4 to 16 years 4 to 48 years As soon as possible after the operation the patient sits up in bed with legs extended and tries to touch his toes. The cast may be removed when the extended leg can be lifted passively through 80 degrees before the pelvis tilts ; this can usually be done two weeks after the operation. W alking training is then started, during which the patient should have more support than before the operation for as long as he shows a tendency to sink at the knees. At the same time he is trained to lift his feet high from the ground and to reactivate the hamstrings. M ATERIAL All patients with cerebral palsy who were admitted to the Orthopaedic Hospital, Copenhagen, from 1968 to 1971 for operative treatment of tight hamstrings are included. Sixty patients were operated on, with a total of 1 12 operations on the hamstrings. Table I surveys the material ; it can be seen that the three groups were so different that statistics were not applicable. The principle employed in treatment was first to correct any contracture of the hip flexors over 15 degrees before straightening the knee (Anthonsen 1966). Ifthere was equinus deformity THE JOURNAL OF BONE AND JOINT SURGERY CONTRACTURE OF THE HAM STRINGS IN SPASTIC CEREBRAL PALSY 105 of the ankle, elongation of the Achilles tendon was also carried out in order to avoid hyperextension of the knee. Table II shows the different operations that the patients underwent apart from operations on the hamstrings. Table III shows that in 1969 we gave up Eggerss operation, which had been used for many years, in favour of distal elongation. Since 1970 proximal elongation has been the standard method, with distal elongation only in the presence of arthrogenic flexion deformity of the knee exceeding 5 degrees. TABLE II SURVEY OF THE ASSOCIATED OPERATIONS Eggerss operation Distal elongation Proximal elongation W ith or W ith or W ith or Before after Before after Before after Hip flexors (release) - . 3 13 6 Hip adductors (release) . 7 3 10 6 16 4 Tendo achillis (elongation) . 5 2 13 4 25 2 Hamstrings (distal elongation) 2 Patellar (advancement). - I Femur (osteotomy) . - 1 1 Tarsus (arthrodesis) . . 1 2 TABLE III DIsTRIBUTION BY YEARS OF THE THREE TECHNIQUES Eggers s Distal Proxim al Year dri::iJ elongation elongation 1968 8 2 - 1969 2 16 2 1970 5 25 (1971) (5) (26) (1972) - (6) (29) FOLLOW -UP EXAM INATION The patients were all reviewed at least one year after operation by the doctor who had seen them before and after the treatment. As the Cerebral Palsy Score for Ambulation was not ready at the time the patients were operated on, this system (Reimers 1972) could not be used to record the results. M odified Eggerss operation-Figure 4 shows that in the ten patients the hip flexion deformities were more or less unchanged after the operation. On the other hand, all the flexion deformities of the knee disappeared two to three years after the operation, and only one patient had 5 degrees of hyperextension of both knees. Two patients had to have long braces temporarily on account of hyperextension. The overall result is that all ten patients have better function than before the intervention (Fig. 5). The two patients in wheel chair are easier to nurse and are less spastic; the other patients walk with less support and without long braces. If, however, VOL. 56B, NO. 1, FEBRUARY 1974 HIPS 66 LLri 11 0#{176} 5#{176} 10#{176} 30#{176} 35#{176} Before operation KNEES 4 5#{176} 10#{176}20#{176} After operation, average 12 years 2-3 years FIG. 5 A record of the contractures of the hip and knee in ten patients before and after m odified Eggerss operations. 13 13 I HIPS 66 Lb E11 0#{176} 5#{176}10#{176}15#{176} 20#{176} Before operation E 35#{176} FIG. 6 106 J. REIM ERS THE JOURNAL OF BONE AND JOINT SURGERY regeneration of one or more of the medial hamstrings to the tibia has not occurred during the years after the operation, then walking is done with stiff, extended or hyperextended knees on account of the absence of hamstring function. The sitting position is not improved because hip fiexion has not been improved. Distal elongation of the ham strings-Figure 6 shows that in the twenty-three patients the hip flexion deformities were almost unchanged after the operation. Three patients had 5 degrees Of flexion deformity of the knee at the time of review. One of these was a patient with a recurrence, but the contracture was decreasing in the other two. 1 lr- 1 __ - U _100 50 350 20 13 KNEES i iO o 00 5#{176}10#{176} 20#{176} After operation, average 17 years A record of the contractures of the hip and knee in twenty-three patients before and after distal elongation of the hamstrings. The results show that all twenty-three patients have more or less improved following the operation. One patient with dislocation of the hip and a low intelligence quotient is still in a wheel chair, but the kyphosis is less, the knees can be extended and he is easier to nurse. The other patients can stretch their knees when they stand, most of them also during walking, and no patient has needed a long brace (Table IV). The length of stride is greater, it is easier to climb stairs, the feet can be lifted more easily from the ground, and wear on the front of the sole is less. Several patients now wear shoes instead of boots because the heels reach the ground. However, three patients started to develop a recurrence eighteen months after the operation. Proxim al elongation of the ham strings-Figure 7 shows that in the twenty-seven patients hip flexion deformity increased 5 degrees in one patient but remained unchanged in all the others. All the knees can now be extended fully but without hyperextension. CONTRACTURE OF THE HAM STRINGS IN SPASTIC CEREBRAL PALSY 107 In one patient walking has been further impaired because of a wrong surgical technique. A longitudinal incision was made directly over the ischial tuberosity ; the cheloid scar ulcerated and kept the patient prone for months. In two patients function is no better; one walked 27 2121 I HIPS KNEES 4 flj2 _ 1 11 L - 0#{176} 5#{176} 10#{176} 20#{176} 0#{176} Before operation n::: After operation, average 13 years FIG. 7 A record of the contractures of the hip and knee in twenty-seven patients before and after proximal elongation of the hamstrings. almost normally before the operation but with flexion of the knee, and the other is hypotonic. There has been considerable improvement in the other twenty-four patiertts (Table IV). One ofthree patients with pronounced quadriceps spasticity now has much less spasm in this muscle. A number of patients had a tendency to bend over from the waist immediately after the operation, but the posture improved in all patients except one during the course ofthe first year. TABLE IV SURVEY OF THE PATIENTS ABILrrY TO W ALK BEFORE AND AFTER THE THREE TYPEs OF OPERATION Eggerss operation Distal elongation Before After Before After Proximal elongation Before After W heel chair . 2 2 2 1 0 0 Long leg braces . 2 0 3 0 0 0 Personal support. 5 1 5 3 7 2 Rollator . . 1 3 1 1 2 4 Crutches . . 2 3 4 5 6 6 Unaided . . 0 1 Ii 13 12 15 As for complications, one sinus disappeared after spontaneous extrusion of silk sutures. Almost all the vertical wound scars were cheloid, but only one patient bad discomfort from this. The horizontal wound scars gave no trouble. VOL. 56 B, NO. 1, FEBRUARY 1974 108 J. REIM ERS DISCUSSION Transposition of the medial hamstrings by a modified Eggerss operation has given quite good results, but it is not until some regeneration to the tibia occurs after a year or two that the patient again develops the power of knee flexion. As the sitting position and the length of stride only improve when the range of flexion of the hip increases, this is not achieved in an Eggerss operation because it aims at transposing the medial hamstrings to the femur under tension. As for distal elongation of the hamstrings, it has been found possible both to correct the flexion deformity of the knee and to retain the function of the hamstrings for active knee flexion, without an increase in flexion deformity of the hip. Inspired by the work of Seymour and Sharrard in 1968 on proximal release of the hamstrings, we began proximal elongation in 1969, as we did not wish to risk an inadequate effect on the hip or the knee by merely carrying out the procedure of tenomyotomy. In our series of twenty-seven patients with proximal elongation, there are two patients who can now lift the extended leg to 90 degrees before the pelvis tilts. One of these patients walks with the hips flexed and without hamstring function, but the other patient had the operation on only the one side, so that it does not matter that the hamstrings have become too long. Proximal elongation has been found to have advantages over distal elongation. The scar is less visible in the fold of the buttock than behind the knee, and it is possible to avoid a cheloid scar by using a horizontal incision. Plaster casts need not be used in most children or adults without knee flexion deformity, and the period of immobilisation can be reduced to two weeks compared with three weeks. It is our impression that the hamstrings regain their function more rapidly after proximal lengthening, and this implies that the patient develops a good posture more rapidly and can flex his knees actively. One very considerable advantage is that by proximal elongation of the hamstrings it is possible at the same time to elongate the adductor magnus or the gluteus maximus if these muscles are hindering normal hip flexion. Because the short head of biceps femoris is not lengthened in proximal lengthening, the operation should probably he restricted to cases of arthrogenic knee flexion deformity not exceeding 5 degrees, an amount which has been found possible to correct. On the other hand, for milder contracture of the hamstrings it may be sufficient merely to perform tenotomy on the two tendons at their origin from the ischial tuberosity, leaving the musculature untouched: it should thus be possible to avoid post-operative immobilisation. Fifteen of the sixty patients had an intelligence quotient less than 75, two of these also having dislocation of the hip. All these patients improved after operation of the hamstrings, even though they could hardly cooperate. This confirms the basic idea of our treatment, that joints must have an almost normal range ofpassive movement before the spastic patient can sit, stand and walk as easily and cosmetically normally as possible, in spite of other handicaps. Another argument for treatment of the spastic patient by orthopaedic surgery is that in the seven cases of lengthening carried out unilaterally on the side with the greater contracture of the hamstrings, follow-up examination showed that the leg operated upon had the better function, quite independently of the primary cerebral defect and reflex disturbances. The conclusion of this study is that if a spastic patient stands or walks with knee flexion, or with an extended knee but with a stiff leg and pelvic rotation, and there is an organic contracture in the hamstrings such that the knee is flexed at least 40 degrees when the hip on the same side is flexed 90 degrees, and there is a functional contracture of at least 60 degrees, then there are clear indications for lengthening the hamstrings. The lengthening is carried out distally when arthrogenic deformity exceeds 5 degrees. Otherwise it is done proximally, in particular if it is desired to improve the sitting position. No special allowance need be made for age, intelligence or prognosis as regards walking. Flexion deformity of the hip may contra-indicate the intervention, particularly when the abdominal muscles are weak, and with a contracture of 15 degrees the first stage is to correct this. THE JOURNAL OF BONE AND JOINT SURGERY CONTRACTURE OF THE HAM STRINGS IN SPASTIC CEREBRAL PALSY 109 SUMMARY 1 . In a prospective study of sixty patients with cerebral palsy and contracture of the hamstrings, 1 12 operations were performed by three different techniques after any necessary correction of flexion contracture of the hip or equinus of the ankle. 2. Transposition by the method of Eggers has been abandoned because simple lengthening has been found to have several advantages. 3. Proximal lengthening, at or near the ischial tuberosity, is employed when fixed flexion of the knee does not exceed 5 degrees, and is now the standard method. A transverse incision in the natal fold avoids cheloid formation. 4. Distal lengthening behind the knee is reserved for cases in which the fixed flexion exceeds 5 degrees. 5. After lengthening and weakening of the hamstrings, these spastic patients could stand more easily and walk with straighter knees, the length ofstride became greater, stairs could be climbed more easily, the feet could be lifted more from the ground, and the wear on the front of the sole became less. In addition the sitting position often improved because flexion of the hips became normal. REFERENCES ANTHONSEN, W . (1966): Treatm ent of Hip Flexion Contracture in Cerebral Palsy Patients. Ada orthopaedica Scandinavica, 37, 387. ANTHONSEN, W ., and REIM ERS, J. (1970): A New, Adjustable Iron Cross Bar to be used in Plaster Casts. Acta orthopaedica Scandinavica, 41, 495. EGGERS, G. W . N., and EVANS, E. B. (1963): Surgery in Cerebral Palsy. Journal of Bone and Joint Surgery, 45-A, 1275. HOLT, K. S. (1965) : Assessment ofCerebral Palsy. I. M uscle Function, Locomotion and Hand Function. London: Lloyd-Luke M edical Books. REIM ERS, J. (1972): A Scoring System for the Evaluation of Am bulation in Cerebral Palsied Patients. Developmental M edicine and Child Neurology, 14, 332. REIM ERS, J. (1973) : Static and Dynam ic Problem s in Spastic Cerebral Palsy. Journal ofBone andfoint Surgery, 55-B, 822. Roosm, H. P. (1971): Flexion Deformity of the Hip and Knee in Spastic Cerebral Palsy: Treatment by Early Release of Spastic Hip-Flexor M uscles. Journal ofBone and Joint Surgery, 53-A, 1489. SEYM OUR, N., and SHARRARD, W . J. W . (1968): Bilateral Proxim al Release ofthe Ham strings in Cerebral Palsy. Journal of Bone and Joint Surgery, 50-B, 274. SHARRARD, W . J. W . (1967): Paralytic Deform ity in the Lower Limb. Journal of Bone and Joint Surgery, 49-B, 731. VOL. 56 B, NO. I, FEBRUARY 1974