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UN-HABITAT’S

Conference Report
UN-HABITAT’S
Conference Report
2 • Human Library Conference Report

DISCLAIMER
The designations employed and the presentation of material in this report do not imply of any opinion whatsoever on
the part of the Secretariat of the United Nations concerning the legal status of any country, territory, city or area or of its
authorities, or concerning the delimitation of its frontiers or boundaries, or regarding its economic system or degree of
development. The analysis conclusions and recommendations of this publication do not necessarily reflect the views of the
United Nations Human Settlements Programme or its Governing Council.

Copyright © United Nations Human Settlements Programme


(UN-HABITAT), 2011

HS 125/11E

All rights reserved

United Nations Human Settlements Programme (UN-HABITAT)


P.O. Box 30030, Nairobi 00100, Kenya
Tel +254 20 762 3120
Fax +254 20 762 3477
www.unhabitat.org

Editor: John Mchaffie


Overall coordination: Alain Kanyinda
Design and layout: Peter Cheseret, Florence Kuria
Printing: UNON, Publishing Services Section, Nairobi, ISO 14001:2004-certified.
Human Library Conference Report • 3

Table of Contents

Acknowledgements..................................................................................................................................4

Foreword by the Executive Director...........................................................................................................6

Why a Human Library?............................................................................................................................10

Introduction............................................................................................................................................14

Preliminary round-table...........................................................................................................................20

Panel discussions.....................................................................................................................................24

Panel 1 - Relations with other UN agencies.......................................................................................24

Panel 2 - Relations between UN-HABITAT Divisions............................................................................28

Panel 3 - Impact of Technical Cooperation on national policy reforms................................................32

Panel 4 - Relations between country-level operations and regional and global activities.....................36

Panel 5 - Project and programme administration...............................................................................40

Panel 6 – Fund-raising successes and difficulties................................................................................44

Summary and key Recommendations .....................................................................................................50

Personal reflections.................................................................................................................................53

Final salute............................................................................................................................................123
4 • Human Library Conference Report

ACKNOWLEDGEMENTS

The Human Library Conference was a successful event and a pathfinder in the history
of the UN-HABITAT’s knowledge management practice.

The event benefited from the support and collaboration of all staff members of the
Regional and Technical Cooperation under the guidance of Daniel Biau, Director, and
the Executive Director, Dr. Joan Clos.

Special thanks and gratitude must be addressed to Alioune Badiane, Director, Regional
Office for Africa and Arab States, as well as to Liliana Contreras, Senior Programme
Manager, and Alain Kanyinda, Overall Coordinator.
Human Library Conference Report • 5

Group photo of the participants in the first Human Library Conference, Nairobi, 15 February 2011.
6 • Human Library Conference Report

Foreword

T
he main objective of the Human In this connection, the involvement
Library Conference was to provide of local authorities, private sector and
an opportunity to draw lessons non- governmental organizations in our
from 25 years of UN-HABITAT’s technical development efforts is crucial to ensure
and regional cooperation, as well as to accountability and ownership.
explore new perspectives to guide the
After the adoption of the Millennium
future work of the Agency particularly in
Declaration in 2000 and the related
developing countries.
Millennium Development Goals (MDGs)
Since 1978, country-level activities have in 2001, a new context emerged
Dr. Joan Clos
been an important component of the promoting a greater coordination and
Executive Director,
UN-HABITAT’s mandate. Also known as harmonization of the UN interventions in
UN-HABITAT
technical cooperation activities, they aim an attempt to “Delivering as One”.
to support central and local governments
Slum conditions in many countries,
in the development of their institutional
persistent urban poverty and growing
capacities and in the formulation and
inequalities have led UN-HABITAT to
implementation of sustainable urban
focus its interventions on the MDG 7,
development policies and strategies.
targets 10 and 11, as well as in countries
UN-HABITAT’s technical cooperation confronted with conflict, disaster and
activities are relevant to both the external post-disaster challenges.
support community and the beneficiary
The Human Library Conference was
governments. They contribute to
therefore meant to learn from our
enhancing the capacities of developing
technical cooperation activities over the
countries for sustainable urban
last decades at country and regional levels,
development and poverty alleviation.
and to clarify the terms of the debate on
We know that any decline in technical normative versus operational activities.
cooperation activities and a lack of
This was a timely and crucial exercise of
ownership by the stakeholders could
knowledge management and generation,
lead to the vicious circle of poverty and
as highlighted in the motto of this event:
under-development particularly in least-
“the present only needs the past to move
developed countries (LDCs) and countries
into the future”.
in crisis.
UN-HABITAT’s mandate is very clear: to
A stronger collaboration of development
promote socially and environmentally
agencies and beneficiary governments in
sustainable towns and cities. I see
a renewed partnership with international
policy reforms at country level as a key
organizations such as UN-HABITAT will
aspect of this mandate, both on urban
provide a platform to create the necessary
development and on housing and
synergy for success at country level.
services.
Human Library Conference Report • 7

UN-HABITAT’s technical cooperation is not only I have followed the Human Library discussions with
about operations and on the ground project a lot of interest and am committed to continue
activities. There are many elements of policy, supporting this initiative. Institutional memory
advocacy, monitoring and evaluation at country level should be strengthened if we wish to progress in
which should be supported by sufficient human and all our programmes. Lessons have to be learnt, best
financial resources from both development partners projects have to be disseminated, as well as mistakes
and beneficiary countries. analysed. I invite senior staff members to provide
their support to younger experts in the fulfilment of
I intend therefore to strengthen UN-HABITAT technical
their duties. This is a stimulating task ahead of us.
cooperation through the ongoing institutional reform
with the aim of developing programmes, projects
and activities, which promote stronger in-country
synergies and feed into the UN global efforts towards
poverty alleviation and sustainable development.
Our focus will be on (i) urban land, legislation and
governance, (ii) urban planning and design, (iii) urban
economy including municipal finances, (iv) urban
basic services, (v) housing and slum upgrading, (vi) risk Dr. Joan Clos
reduction and rehabilitation, as well as (vii) research Under-Secretary General
and capacity development. Executive Director
8 • Human Library Conference Report

The Executive Directors of UN-HABITAT and UNEP share views at a reception in honor of the Human Library
Conference participants.
Human Library Conference Report • 9

Stimulating discussions and entertainment among participants.


10 • Human Library Conference Report

Why a Human Library?1

D
r. Joan Clos, Executive Director, supporting our country activities. Indeed
dear colleagues and friends. It technical cooperation starts and ends with
is with immense pleasure that I country activities because it is at country
welcome all of you to an event, organized level that we are able to influence national
for the first time in the history of our and local policies, and to strengthen
agency, which aims at collecting our related capacities. The interaction and
multiple experiences and at reflecting on synergy between global programmes and
the successes and difficulties faced since country projects has been a trademark
the creation of UN-HABITAT, particularly of our technical cooperation. Equally,
the complementarity between our
...we have
in the developing world. This meeting
will certainly help our new Executive operational activities and our normative implemented
Director in designing a new strategy for messages has been demonstrated in more than
the coming decade. many countries, for instance in South 1,000
Africa, in Senegal, in Vietnam or in
Twenty-five years ago, I attended my projects
Colombia.
first Governing Council, then called the in more
Commission on Human Settlements. I would like to give you a rapid
than 100
The meeting was held in Istanbul in the overview of our technical cooperation
spring of 1986. At that meeting Mark programme. In quantitative terms we
countries.
Hildebrand and Mike Cohen presented have implemented more than 1,000 We have
a new global programme which was projects in more than 100 countries. We mobilized
to become a flagship of Habitat, the have mobilized and disbursed more than and
Urban Management Programme (UMP). two billion US dollars over the last 25
I was extremely interested by this multi- years. We, in this room, have created a
disbursed
agency initiative and by the fact that number of impressive networks. We have more than
Habitat was moving from housing to built human settlements expertise in two billion
city management, together with the many countries and in all regions of the US dollars
World Bank and UNDP. As you all planet. We have worked with mayors,
know, UMP remains a milestone in the ministers, senior officials, and also with
over the last
history of Habitat. Both UMP and its NGOs and CSOs and made Habitat 25 years.
subsidiary companions, the Sustainable known and respected all over the world.
Cities Programme and the Safer Cities We have cooperated with large numbers
Programme, were born in the Technical of international organizations, not only
Cooperation Division (TCD). UNDP and the World Bank, but also
UNHCR, UNDCP, ILO, UNEP, the regional
Later, in the 1990s, we also created the
commissions, OCHA, and more recently
Disaster Management Programme and
the European Commission. Funds have
the Indicators Programme. I believe that
been raised from bilateral development
these major initiatives played a key role
partners, but also from Foundations and
in the building of a strong Habitat, and in
private companies. Governments from
developing and transition countries have
Opening statement By Mr Daniel Biau
1
contributed financially to our projects
Human Library Conference Report • 11

and programmes, including in poor countries such (Resolution 17/18) which was born in January 2000
as Chad and in emerging economies such as Egypt. under his Chairmanship. Later on, Barcelona hosted
Our budgets have been managed transparently the world headquarters of UCLG, again thanks to
by very committed and competent Programme its dynamic mayor. Dr. Clos is the first Executive
Management Officers. Auditors have never found Director with a serious and recognized experience in
any major mistake in our accounts and we have city management.
been able to overcome all the administrative hurdles
Now, Dr. Clos, I would like to introduce several
which hampered and continue to hamper our
colleagues who have accepted the invitation to join
work. We have been less efficient in reporting and
us today from different parts of the world and to
evaluation, due to lack of time and resources. But we
cost-share their participation. These colleagues have
have published a number of good reports on country
been the backbone of the Technical Cooperation
experiences (including on Somalia, Iraq, Afghanistan
Division (RTCD) and therefore the backbone of
and Indonesia) as well as forward-looking guidelines
UN-HABITAT over a generation. It is appropriate to
through our global programmes, such as UMP and
put a brief spotlight on them at the very start of
SCP, who invented, for instance, the concepts of City
our proceedings, as they really deserve our public
Consultations and City Development Strategies.
appreciation. I am pleased to express my gratitude
I have worked with all seven Executive Directors to the following ‘elders’:
of UN-HABITAT since my recruitment by Dr. Arcot
• Mark Hildebrand who started in Chad in 1976,
Ramachandran in February, 1988. They have all
then joined the Africa Section and coordinated
appreciated our technical cooperation activities
our APA Unit (Asia, Pacific and LAC) during 1983-
and enjoyed the resulting support by developing
89. He was Chief, TCD until 1994, then Director of
country representatives during the sessions of the
Programme Coordination. He initiated, inter alia,
Commission and the Governing Council. They
the UMP and was the first manager of the Cities
have visited, although exceptionally, some of our
Alliance in 1999-2006;
country projects, and recognized our impact on poor
communities. But they have consistently forgotten • Mathias Hundsalz was Chief, Research and
to provide core resources to support our technical Development Division (RDD) until 1999 and
cooperation activities, trusting that our fund negotiator of the Habitat Agenda in Istanbul. He
mobilization abilities would be sufficient to ensure started in the field before the Vancouver Summit
financial sustainability. This has been a recurrent of 1976, in Uganda and Burkina, and went back to
disappointment among TCD colleagues and myself. RTCD at the end of career. Recently he evaluated the
This has forced us to move more and more into post- first generation of our country programmes (HCPDs);
disaster projects, with great success particularly in • Roberto Ottolenghi also started in RDD, he
Asia, in order to get the required overhead income. was the active promoter of regionalisation and
I hope that this problem could be addressed in the founder/Director of ROLAC in Rio in 1996. Since
near future, including by involving more regular 2002 he is a senior consultant, always available to
budget staff in country activities. catch a plane and prepare or evaluate any of our
Dear friends, you all know our new Executive projects ;
Director who welcomed us in Barcelona for the • Disa Weerapana joined Habitat in 1989, he
second session of the World Urban Forum in 2004. negotiated the opening of ROAP with Toshi and
He has been very close to Habitat for the past 12 myself and was Deputy Director of the Fukuoka
years, since he attended the 1999 session of the Office until 2001;
Commission on Human Settlements, where he spoke
on behalf of local authorities. The same 17th session • Heinz Kull started in Myanmar and Haiti, he
of the Commission decided to establish UNACLA became Chief of our Africa Unit and co-leader of
12 • Human Library Conference Report

the Disaster Management Unit (DMU) in 1994. • Tatiana Roskoshnaya managed our Russian and
Then he was the first (and efficient) Director of PSD; Eastern European portfolio from 2002 to 2010.
She now lives in beautiful Saint Petersburg;
• Jorge Gavidia started in RDD, he was co-leader
of DMU, managed our Iraq programme during • Jean-Marc Rossignol worked for 14 years as
Saddam (Oil-for-Food) and became the second CTA, starting in Burundi, then in Senegal. He
Director of ROLAC in 2002-2007; is now based in Kigali as private architect and
planner;
• Sylvie Lacroux was section chief in RDD, then
became CTA in Burkina, headed our Geneva • David Kithakye and Antonio Yachan were both
Liaison Office and is now Deputy Mayor of Ferney senior HSOs in ROAAS for many years and are still
Voltaire; very active in Kenya and Chile respectively;

• Jay Moor started in 1990 in our Asia Unit, • Ali Shabou was the Chief of our Arab Information
he created the GUO, moved to the indicators for decades, familiar with all Middle-East countries.
programme and initiated the State of the World’s I am sure that he appreciates the current political
Cities Report series; evolution of the Arab world;

• Alberto Paranhos, former Director of Planning of • And finally I salute our fantastically creative
Curitiba, was the recognized pillar of ROLAC all Programme Managers (or PMOs) Ingunde, Jan,
over his 18 years with UN-HABITAT; Henk and Eric, who all moved to other agencies
when they became too qualified for UN-HABITAT.
• Ole Lyse was the designer, together with Jochen
Eigen, of the SCP. He worked with ROAAS in I would also like to mention those who were very
several African countries and lives happily in interested in this meeting but could not travel for
Kenya; personal reasons, in particular: Jochen Eigen, Franz
Vanderschueren, Emiel Wegelin, Dinesh Mehta,
• Kariba Traore also started in Haiti, then became
Yves Cabannes, Ximena de la Barra, Sara
CTA in several hardship countries such as Djibouti,
Wakeham, Kidane Alemayehu, Farouk Tebbal,
Rwanda, Burundi and Chad. He is a builder, a
Wagui Siby as well as my first boss Paul Bouda and
sites and services specialist at ease in post-conflict
my predecessor in the Africa Unit, Minister Vann
situations;
Mollivann. They all send us their greetings and their
• Seydou Sy Sall designed and headed the best wishes for Habitat’s future. In addition Emiel
BAHSO (Cooperative Housing Bureau) in Dakar and Farouk sent us their own written contributions.
before becoming Minister, then he moved to
Sadly it is also my duty to mention several colleagues
urban management and is now an international
who played an important role in our Division and in
consultant;
our history, but who unfortunately passed away and
• Jan Meeuwissen started at UNCHS (Habitat) leave us with their image and memories. I wish to
29 years ago in Lagos. He is our longest serving quote their names and ask for a moment of silence
manager at present, the de facto deputy of afterwards. They were all my friends, and certainly
Toshi Noda. I think he also represents Lalith, your friends. Their spirit is with us in Gigiri this
the third pillar of ROAP (our most successful fund morning. We remember:
mobilization branch);
• Emmanuel Gapyisi, from Rwanda,
• Sudipto Mukerjee and Doudou Mbye are the
• Seth Sendashonga, from Rwanda,
most recent successive leaders (CTA) of our Iraq
Programme. Sudipto is now with UNDP while • Ismail Hammad, from Egypt,
Doudou will soon move from Amman to ROAAS
• Abdoulaye Sow, from Senegal,
headquarters;
Human Library Conference Report • 13

• John Parkin, from the U.K., Habitat-related network, a web of expertise. Those
in this room collectively represent more than 500
• Andres Necochea, from Chile,
years of collective professional experience at UN-
• Peter Swan, from Australia, HABITAT. They have built institutions across the
• Andy Van der Schiff, from Zimbabwe, world and they have also built the Agency itself.
They have really worked as a team, with profound
• Juko Hatva, from Finland, respect for each other. They have witnessed our ups
• Francois Muhirwe, from Burundi. and downs. They are at your disposal to transfer
their knowledge, know-how and contacts to the
As Amadou Hampate Ba said in 1960: “In Africa, young generations of the City Agency.
when an elder dies, it is a library in flames”. This is
Dear colleagues, we will produce an in-depth report
particularly true at UN-HABITAT: when a colleague
on this Conference as well as a video-film containing
goes, a part of our institutional and technical
interviews of all participants. Younger colleagues are
memory vanishes. This is why Alioune Badiane,
mobilized to interact with senior colleagues during
Alain Kanyinda, Liliana Contreras and myself
these interviews. Moderators have been selected
have decided to organize this first Human Library
from within UN-HABITAT. They are all current or
Conference, to try and take stock of our collective
former RTCD staff, in senior positions, both in Global
wisdom and of our diverse experiences, and even of
Division (GD), Monitoring and Research Division
our funny ideas and unrealistic suggestions, and to
(MRD), Office of the Executive Director (OED) and
move into the future.
Regional Offices. They are the leading members
Here are some 25 veterans who have made UN- of our professional family. You know all of them
HABITAT, who have formulated and shared new (Alioune, Toshi, Cecilia, Axumite, Mohamed,
modes of cooperation in urban management, in Paul, Eduardo, Mariam). They are still insiders for
post-disaster recovery, in community contracts, in a few years and I wish that they will never become
urban indicators, in reporting on the State of Cities, in complete outsiders. The Human Library should not
housing policy and instruments, in sites and services burn, it will last and expand if we so decide!
and urban upgrading. They have negotiated tirelessly
On behalf of RTCD and other staff of UN-HABITAT,
with Multilaterals, Bilaterals, Governments, Local
I wish this brainstorming conference every success
Authorities and NGOs. They have drafted hundreds
and a very warm welcome to all of you.
of Project documents, including budgets and
periodical revisions. They have recruited hundreds
of experts, thousands of consultants, executed two Karibuni and Asanteni Sana.
billion US dollars of projects, have built an immense
14 • Human Library Conference Report

INTRODUCTION

The Human Library Conference, an Technical Cooperation Division, UN- In the


expert group meeting to take stock of HABITAT, and the Executive Director.
the technical cooperation activities of
tradition
the United Nations Human Settlements
Mr. Biau said the conference aimed of African
to reflect on both the successes and
Programme (UN-HABITAT), was held at
difficulties experienced since the
storytelling,
the United Nations Office in Nairobi from
creation of UN-HABITAT, especially in the it was
15 to 17 February 2011. It was convened
developing world. It was hoped that the convened to
by Mr.  Joan Clos, the Executive Director
of UN-HABITAT, to help establish a new
outcomes of the meeting would help enable the
the Executive Director of UN-HABITAT
direction for the programme by drawing veterans,
to design a new strategy for the coming
on the experiences and insights of 25
decade. who had
former senior staff members. worked
He gave an overview of the development
In the tradition of African storytelling, it
of UN-HABITAT in the 25 years since in many
was convened to enable the veterans,
the first session of the Governing countries
who had worked in many countries
around the world, to provide on-camera
Council of the Commission on Human around
Settlements in Istanbul, Turkey, in 1986
interviews to ensure that the collective the world,
and outlined the technical cooperation
body of UN-HABITAT knowledge was
programme, in which 1,000 projects
to provide
recorded for posterity. In addition each
had been implemented in more than on-camera
participant was requested to write a
paper, giving insights into the past and
100 countries, involving the mobilization interviews
and disbursement of over two billion US to ensure
looking at the programme’s future.
dollars.
The aim was to make a substantive that the
The Executive Director praised the
contribution to the implementation of the collective
medium‑term strategic and institutional ‘human library’ concept and said the
gallery of experiences represented
body of UN-
plan for 2008–2013 approved by the
UN-HABITAT Governing Council in its by the participants would contribute HABITAT
resolution 21/2 of 20 April 2007. to improving the management of knowledge
The participants were welcomed to the
knowledge within the programme. He was
outlined the difficulties of continually
conference by Mr. Alioune Badiane,
adapting the agenda of UN-HABITAT
recorded for
Director, Regional Office for Africa, UN-
in a rapidly changing world, where posterity
HABITAT, who said the expert group
sometimes dogmas went out of fashion
constituted the ‘human library’ of UN-
only to become popular again later.
HABITAT, and their collective experience
This was one of many reasons why past
represented years of expertise that
experiences were invaluable in planning
could be tapped for the benefit of the
for the future.
organization.
He discussed some of the challenges
Opening statements were delivered by
facing UN-HABITAT as it set its agenda.
Mr. Daniel Biau, Director, Regional and
Over half of the world’s population
Human Library Conference Report • 15

lived in cities and that proportion was projected existing problems. Whether such an ambitious aim
to increase rapidly as the urbanized population was feasible, especially in developing countries, was
increased by a projected two billion over the next 20 a matter for vigorous debate. In conclusion, he said
years. Many moved to cities expecting a better life, that identifying solutions required both wisdom
but sadly most only encountered greater poverty. It and knowledge, and the expertise assembled for
was striking that previous massive migrations, for the meeting could contribute significantly to that
example to the United States and within Europe, process.
had been driven by the demand for labour caused
by industrialization. However current rural-urban Conference aims
migration was caused by agricultural reform and
Mr. Biau gave an overview of the programme for the
the subsequent job losses which drove people
meeting and invited the participants to introduce
towards cities. In such circumstances, it was difficult
themselves and describe their work experiences.
to see where mass employment for could be
Many of them thanked Mr. Biau and the secretariat
generated. There was much discussion of the post-
for convening the meeting, which they described as
industrial ‘service economy’ and the ‘knowledge
an exciting and significant initiative.
economy’, but these sectors had failed to provide
employment for the vast majority of those living in One participant, describing working in the Research
slum conditions around the world. and Development Division in the early 1980s when
operational activities had been combined with
The challenge for UN-HABITAT lay in how to engage
significant interest in policy work, said the dichotomy
in strategic planning to help find solutions to the
that had emerged between the programme’s
huge problem of the existence of large populations in
operational and normative activities was imagined
cities without proper jobs. That required engaging in
rather than real. Another said the most significant
sustained dialogue with governments at all levels to
lesson he had learned during his career with UN-
build capacity to generate and manage the resources
HABITAT had been the disparity between the
necessary to combat the daunting challenges. The
programme’s normative and operational activities.
strategy of throwing money at urban problems
Over a period of 20 years, he had never seen
without parallel capacity-building was inefficient
the direct transfer of normative work from the
and had clearly not worked; financial resources were
programme’s headquarters to the field level.
necessary but should be accompanied by building
of institutional capacity to initiate a positive spiral A number of participants spoke of the importance of
of development. There was no easy formula in diversifying the programme’s funding sources. One
that process, which itself presented a difficulty in a recalled that, in the early 1990s, the financial base
media-dominated world in which brief sound bites had been eroded as funding for development aid
and simplistic solutions were favoured. Changing projects decreased at an unprecedented rate. The
mindsets and developing new systems that embraced response had been the establishment of a disaster
political, legislative, cultural and social elements management unit, which had had a significant
required time and effort. impact on the design of operational projects and
their funding. He suggested that a similar lack of
UN-HABITAT needed to respond to the scale of the
funding might be brought about by the recent
task by reconsidering the basic essentials at the heart
global financial crisis, increasing the reluctance
of the programme. Engaging in a large number of
of donors to allocate scant resources to overseas
small projects stretched its capacity, and there was a
development.
need to take a wider overview of key issues. Urban
planning, for example, needed to be revitalized so One participant expressed regret that programmes
that it proactively responded to projected growth were almost inevitably underfunded, which caused
scenarios, rather than reactively seeking to resolve important ideas to be lost, adding that new rules
16 • Human Library Conference Report

designed to counter fraud made agencies less and experience and knowledge on human settlements
less competitive and also that performance was and housing issues held by local communities
measured by financial success. He suggested that worldwide. One said that, during the time he
UN-HABITAT should focus on a limited number and spent working in the Fukuoka Regional Office for
type of activities for optimal delivery. Asia and the Pacific, genuine consideration had
been given to the contribution of communities to
One contributor described moves in the 1990s
the development process and ways in which to
to decentralize UN-HABITAT activities in the
give them a voice to help them improve their own
light of the considerable difficulties of working
environment. The principal driving force had been
on operational and normative activities from a
to help people to have a better life by ensuring
centralized position. At that time, he said, there
that cities catered to their needs. He underscored
had been significant resistance to decentralization,
the importance of projects and programmes being
including from headquarters in New York, member
country-driven and stressed the need to include
states, donors, departments and individuals. A
communities involved in conflicts and disasters in
number of participants noted that, in contrast
reconstruction and recovery efforts from the outset.
to working in Nairobi, at the regional office level
the division between normative and operational One participant said he had found his early
activities was not apparent. One participant experiences in the field so beneficial that throughout
highlighted the fact that the Programme Support his later career he had insisted that Programme
Division had expanded from a handful of staff Management Officers should have field experience.
members in the early days to around 50 currently, This policy had been so successful that it had become
which had posed increasing challenges for routine in recruitment for many positions. Another
implementation. It was to be hoped, he said, that recalled a seminal moment working in Sri Lanka
UN-HABITAT would return to a more flexible and in the 1980s on the development of the Million
decentralized mode of operation with increased Houses Programme, namely that government policy
trust in partner implementing agencies. could be used as an enabling strategy.

One participant underscored the importance A third described as a major breakthrough the
of working with mayors to improve and shift in the focus of UN-HABITAT work to urban
promote sustainable urban management, using development and cities in the mid-1980s. Another
decentralization as a tool to improve delivery and said that strong counterparts at the national level
performance measurement, and strengthening were key to ensuring high-quality outputs. One
civil society as a strategy to improve government drew attention to UN-HABITAT cooperative housing
performance. activities, which he described as the most exciting
aspect of the programme’s work and one which
Another highlighted the numerous benefits of
needed to be broadened.
working in a regional office, including the freedom to
interpret rules, being closer to the field and therefore One participant drew attention to the need to
understanding and responding to the needs consider the specific challenges of individual cities,
expressed at the local level and developing a wide including in countries with economies in transition.
network of partners, including support agencies, Some of the challenges cited included unstable
donors, governments and non-governmental political situations, lack of continuity of counterpart
organizations. He expressed disappointment that staff, lack of funding and of sharing of best practices,
insufficient attention was given to conveying to lack of donor interest in funding UN-HABITAT
the local level some of the normative ideas that activities in countries in which they were already
emanated from the programme. working, insufficient development of civil society
at the national level, and lack of communication
Several participants drew attention to the wealth of
Human Library Conference Report • 17

between policymakers, decision makers and human relationships in the working environment,
implementers. One participant underscored the saying that they enhanced the development and
need to build capacity at the country and local levels, delivery of solutions to challenges and priorities.
helping local municipalities or administrations to In that regard, several participants expressed their
respond to the specific challenges facing them. particular satisfaction at time spent working in the
Fukuoka Regional Office where they had experienced
One participant underlined the importance of
a friendly team, a pleasant environment and
strategic partnerships, including with other UN
sufficient delegation of authority from headquarters
agencies, as an entry point to work related to other
to increase efficiency.
aspects of United Nations operations.

A number spoke of the importance of positive


18 • Human Library Conference Report
Human Library Conference Report • 19

Participants listen carefully to the


animated debates in an effort
of knowledge sharing between
generations.
20 • Human Library Conference Report

Preliminary discussions (round-table)

In a round-table discussion, participants presented such as manuals on community participation, was


examples of UN-HABITAT projects or programmes a major part of the process, and was welcomed at
from which lessons could be drawn. The session was the country level. While efforts had since been made
moderated by Mr. Badiane. to explore further linkages between normative and
operational activities, a lack of cohesion between
Ms. Sylvie Lacroux recounted her experience as chief
activities remained a legacy of the restructuring
technical adviser to an urban management project
of UN-HABITAT over the past10 years. The next
covering 12 urban settlements in Burkina Faso. The
restructuring should identify ways of overcoming the
project had taken place within an adverse national
artificial distinction and separation of normative and
context of structural adjustment, coinciding with
operational activities.
investments by the World Bank in the two main
urban centres of Ouagadougou and Bobo-Dioulasso. Mr. Eric Verschuur highlighted a programme in
Several factors were identified as having a positive Somalia that embraced everything that UN-HABITAT
influence on the outcomes of the project: building had to offer, including urban planning, governance,
local capacity in urban management through land issues, capacity-building and low-cost housing,
training sessions for technical staff and local elected all implemented in a difficult political environment.
authorities; linking the on-site training activities The programme had been funded by the European
with national and subregional training institutions; Community, with compliance of their stipulations
networking at the subregional level to exchange adding an extra challenge. It had proved difficult to
experiences with peers; decentralized cooperation build trust, but once that had been established the
(between cities, institutions and other entities) funding for the programme had grown exponentially.
to reinforce local self-development when the Other challenges faced including setting up a delivery
facilitating role of central governments was weak; structure in the field and identifying competent
inter-agency collaboration (with the International staff. A flexible approach had been necessary. He
Labour Organization) in provision of labour and also praised the Oil‑For-Food Programme in Iraq
infrastructure delivery; and the contribution of the and the Community Development Programme in
project to the national decentralization process. Afghanistan for achieving satisfying outcomes in
very testing environments.
Mr. Mathias Hundsalz used the example of the
Community Development Programme of the 1980s Mr. Seydou Sy Sall described a project in Senegal,
to illustrate the relationship between normative and assisted by UN-HABITAT, in which housing
operational activities. Carrying out work on research cooperatives had proved a successful model for
and development was difficult without an operational community mobilization. The savings generated had
base, but funding from the Danish Government made it possible to construct housing for the poor
made it possible to link research with operational at reduced cost while achieving environmentally
activities involving community participation. The lack friendly construction standards. Capacity-building
of cooperation between divisions at that time made and forward planning had been important
it necessary to set up a more informal administrative foundations, which had been successfully expanded,
and logistical system to implement the activities. An with a large number of cooperatives generating
important lesson was that lack of knowledge was as significant funding to upgrade slums and build
much an impediment as lack of will, meaning that houses. The project illustrated the importance of
the development of knowledge-building materials, continued engagement between UN-HABITAT and
Human Library Conference Report • 21

national governments in producing city development Mr. Disa Weerapana drew attention to the Urban
strategies. He stressed the importance of linkages Partnership for Poverty Reduction in Bangladesh,
– between projects and programmes, between which began in 2000. The project focused on
policies and strategies, and between operative and the extreme poor, as a condition of funding by
normative activities – to create opportunities to UK Government’s Department for International
combat poverty. Development (DfID). It was ambitious and on a large
scale, with a budget of over USD 100 million, and
Mr. Roberto Ottolenghi used the example of Haiti to
sought to improve the lives of six million people in
illustrate the impetus that the work of UN-HABITAT
all urban areas of Bangladesh. The focus was from
could give to structural change. At a time of political
the ground up, empowering poor families to engage
crisis UN‑Habitat managed to maintain its relationship
in cooperative action at the neighbourhood and
with the elected local authorities and was thus able
community levels, thereby informing city-level and
to make a significant contribution to the national
national policy. The initiative was process-driven,
plan for recovery and development. When a policy
and its effectiveness was measured by output
of decentralization was implemented, devolving
indicators, such as the number of children retained
more finance and resources to municipal and local
in the school system. The scope of the project was
governments, the programme was well positioned
wide-ranging, including action on economic, social,
to continue its cooperation. Such channeling of
health, education, employment and livelihood issues.
support to local government broke new ground
Women had emerged as key drivers of actions under
within the United Nations system. He concluded
the project, leading decision-making processes and
that, while in the end institutions within a country
engaging in debate on policy issues.
would effect change, agencies such as UN-HABITAT
could play a key role in laying the foundation for Mr. Antonio Yachan said that three factors crucial
that change. to the successful implementation of a project or
programme were good human relations, knowledge
Mr. Alberto Paranhos gave examples of projects
and management. All those factors, he said, were
that had succeeded in reducing inequalities. He
present in the UN-HABITAT Participatory Slum
offered insight into the challenges of dealing
Upgrading Programme, which was operating in
with municipal authorities in Latin America,
many countries. It was designed to be inclusive and
including the dichotomy between the power of
participatory, and was implemented by national
local politicians and the lack of money at their
institutions, without the involvement of chief
disposal, and the existence of a complex and often
technical advisers from outside. All local stakeholders
outdated legal framework. The approval of the UN-
were represented, including the private sector and
HABITAT guidelines on decentralization and the
municipal governments, and attention was focused
strengthening of local authorities by the Governing
on policy and regulatory frameworks to ensure that
Council in 2007 meant that an important tool was
they were supportive. Financing was designed to
available to assist the process. Using the guidelines
be sustainable in the long term, and countries were
as a basis, examples of good practice in service
advised how to source their own funding and set up
delivery in one urban location were replicated in
budget support for slum upgrading. The programme
other locations. The programme proved successful
acknowledged the uniqueness of each country’s
in several countries, including Argentina, Bolivia,
situation and, therefore the necessity of a flexible,
Ecuador, Guatemala and Mexico. One problem
country-driven approach. The ongoing programme
faced was the frequent lack of alignment between
was making a significant global contribution to slum
the local priorities of the mayors of cities and the
upgrading.
global priorities of UN-HABITAT. Every opportunity
should be taken to educate partners on their global Mr. Jorge Gavidia said that there were a number
responsibilities. of criteria for assessing the success of a project.
22 • Human Library Conference Report

These were – compliance with the Habitat Agenda, was necessary, as in the case of the Sustainable
knowledge creation, amount of money raised, Cities Programme. Also important was a capacity-
potential for scaling up, and implementation building infrastructure, taking in workshops, training
according to plan. It was difficult for one project to modules and development of guidelines, in order
satisfy all criteria. He briefly described two projects. to ensure involvement of local urban institutions in
The first had taken place in Kosovo, where UN‑Habitat the implementation process. That, in turn, would
had helped develop a new planning system. The involve working with a range of partners, both
project had involved coordinating four separate within and outside the United Nations. The success
streams of funding but had been successfully of a project or programme was to a large extent
implemented on schedule, though there was a lack dependent upon the quality of relationships with
of funds for scaling up. The second, in Guayaquil, other stakeholders and the strength and scale of the
Ecuador, was the only instance where UN‑Habitat networks developed. Those networks often proved
had become the direct adviser to the political useful in implementing other projects in other areas.
authority of a city, in a close partnership lasting
Mr. David Kithakye described the impact of the
six or seven years. He concluded that three main
ending of apartheid in 1994 on housing policy in
factors allowed projects in difficult environments to
South Africa. In October 1994, negotiations on a
function: the quality of the people involved; building
new housing strategy culminated in the signing of
cooperation and harmonious relations between
the Botshabelo Housing Accord, which committed
divisions and other actors; and successful delegation
signatories to unified action on housing. In the
of authority to the local level.
ensuing years significant funding was mobilized
Mr. Jan Meeuwissen spoke about experiences in Sri from the United Nations Development Programme
Lanka following the 2004 tsunami. Many donors (UNDP), the United States Agency for International
turned up with funding, but with little experience Development and other sources to support the
of housing development, and hired contractors to People’s Housing Process, which empowered
build new dwellings. Unfortunately the Government people to build their own homes and recognized
had declared a no-build buffer zone of 100–200 the role of community-based structures as key
metres from the coast, resulting in a proliferation of movers in the process. People’s Housing Process
housing on unsuitable sites. Reconstruction was able units were established throughout South Africa,
to begin properly when the buffer zone was revised. and the initiative changed the face of the country.
In the meantime, funding of three million US dollars It was an impressive achievement for UN-HABITAT
from the Government of Japan allowed UN-HABITAT to be involved in the creation of such a symbolic
to demonstrate to other donors the benefits of a nationwide programme.
people‑based approach to reconstruction, resulting
Mr. Mark Hildebrand also commented on the
in a high level of satisfaction with the new homes.
housing programme in South Africa. He said that,
That encouraged a flow of considerable additional
while the Government had built over two million
funding and UN-HABITAT eventually became the
homes, the ‘backlog’ was now bigger than when
largest single agency responsible for reconstruction.
it began in 1994. In addition, many of the houses
The lessons learned were: involve the people in
built through contractors were poor in design and
choosing housing most appropriate to them;
lacked services. A recent agreement had been
select the most effective implementation methods
made to upgrade 400,000 homes. Commenting
and convey the message to the donors in order to
on the criteria for a successful project, he said that,
generate additional funding.
while the Technical Cooperation Division had been
Mr. Ole Lyse observed that selling advocacy was successful according to a number of criteria, it
difficult in the absence of an associated project had not always been able to generate sustainable
or programme. An implementation component improvement in human settlements that was no
Human Library Conference Report • 23

longer dependent on external outputs. Regarding was necessary, for example in the development of
funding, the key factor was to identify and focus indicators, gaining access to funding and educating
upon the comparative advantage of UN-HABITAT. cities on how to become more sustainable.
It could be argued that UN-HABITAT should be
Mr. Biau, commenting on the discussion, noted the
prepared to operate holistically, as in Somalia, but
divergence of opinion on what constituted good or
there was an alternative argument that it should
bad practice. He described three broad categories
focus on particular issues, for example working with
of programmes that had been mentioned: city
mayors on slum upgrading. There was also a need
interventions, requiring land, infrastructure and
to be more creative in identifying funding sources,
finance, where UN-HABITAT had built a largely
concentrating more on sourcing local resources
successful network over previous decades; post-
rather than pursuing ‘fickle donor resources’.
disaster interventions, for example in Sri Lanka,
Mr. Kariba Traoré discussed the 1980–1982 Djibouti where rapid response was required for effective
housing programme, the objective of which was to delivery; and interventions in conflict zones, for
provide housing for the very poor. Half of the 1,400 example in Somalia. UN-HABITAT could be proud of
homes were self-built by the people and 90 per cent its implementation of programmes and projects at
of the costs were recovered. The evaluation was the community level, which was well documented
very positive and the Government had continued in Asia; at the city level, for example in Latin
the programme. It had continued in phases and America; and at the national level, for example the
influenced the entire development of the city of development of national housing policies in Africa.
Djibouti, including a new harbour. Less success had been achieved in upgrading slums,
and further debate was required on the merits of
Mr. Toshiyasu Noda, stressing the importance of
slum upgrading as opposed to demolition and
information dissemination, said that good examples
relocation. He also expressed reservations about
of networks existed, for example under the Cities in
the stature of city development strategies, many of
Climate Change Initiative, and there was potential
which had not been implemented.
for further network extension, for example a
university partnership network and a technology On the positive side, UN-HABITAT had reached many
transfer network. There was also considerable value people through its activities, projects, publications,
in involving people and communities in project website and meetings during the course of its
implementation and it was important to mobilize existence. Technical cooperation activities, which
rapidly in post-conflict and post-disaster situations. were closest to the community, had played a key
role. Financing remained a problem, and the 2005
Ms. Tatiana Roskoshnaya said that the paucity of
Paris Declaration on Aid Effectiveness meant that less
projects in Eastern Europe was at odds with the
donor funding was channeled through organizations
global mandate of UN-HABITAT. In many parts of
such as UN-HABITAT, except perhaps for post-disaster
Eastern Europe and in the Russian Federation the
and post-conflict situations. Further attention should
situation was similar to South Africa, with the existing
be paid to working through the countries themselves.
stock of low-income housing becoming increasingly
The developing world was indeed developing, with
dilapidated. While several countries were beginning
funding becoming available in emerging economies.
to tackle the issue systematically, authorities often
A paradigm shift was needed within UN-HABITAT
lacked the knowledge of how to make effective
to respond to that changing scenario. Lastly, he
use of the funds available. Capacity‑building
questioned the magnitude of the slum problem, which
was needed, for example on the adoption of a
had possibly been exaggerated. Slum populations, he
participatory approach and the development of
felt, were decreasing, especially in Asia. There was an
tools and guidelines. Some successes had been
urgent need for reliable indicators and data on the
achieved under the Sustainable Cities Programme,
scale of the problem.
but there were areas in which further cooperation
24 • Human Library Conference Report

PANEL DISCUSSIONS

PANEL

1 Relations with other United


Nations agencies
Participants

Mark Hildebrand,
Disa Weerapana,
David Kithakye,
Ole Lyse, Doudou
Mbye, Jan
Meeuwissen.
Cecilia Martinez
(moderator)

D
uring the panel discussion, on other agencies in country operations?
relations between UN-HABITAT
d. What were the specific contributions
and other United Nations
of UN-HABITAT to the global United
agencies within the context of the “One
Nations sustainable development
United Nations” initiative, participants
and poverty reduction agendas at the
considered the following questions:
country level?
a. What could the “One United Nations”
e.
How did UN-HABITAT collaborate
initiative mean for a small agency
with other United Nations agencies
with limited resources, such as UN-
at the country level, what were the
HABITAT?
opportunities and challenges, and
b. Could UN-HABITAT benefit from the what should be done to maximize the
multi-year funding available for the benefits of such collaboration, taking
country programme under the “One into account the Paris Declaration on
United Nations” initiative, or were Aid Effectiveness?
there external factors that limited the
Ms. Cecilia Martinez, presenting
agency’s access to such funding?
background to the discussion, said that
c. What was the experience of UN- the report of the Secretary-General’s
HABITAT in working with UNDP and High-level Panel on United Nations
Human Library Conference Report • 25

System-wide Coherence in the areas of development, Mr. Weerapana said that, under the “One United
humanitarian assistance and the environment, Nations” initiative, UN-HABITAT was at a great
entitled “Delivering as one” (A/61/583), had been disadvantage, being a small agency that was often
published in November 2006, followed by a pilot not in countries where activities were taking place
project in eight countries in 2007. The objective and therefore not part of the negotiating process for
of the current panel discussion was to debate the project funding. That disadvantage was exacerbated
relevance to UN-HABITAT of the push towards by the fact that its national ‘counterpart’, the ministry
greater coherence within the United Nations system. of housing, was often of marginal importance in
the ministerial hierarchy, with little influence on
Mr. Hildebrand recalled a time when most UN-
policymaking. In that context, it was a positive move
HABITAT technical cooperation activities had been
to create UN-HABITAT programme managers with
financed by UNDP, the then funding agency of the
a national presence. He observed, however, that
United Nations. There had been a close relationship
there was not always alignment between the global
between those at the Regional and Technical
priorities and principles of the United Nations and
Cooperation Division and the resident participants.
national priorities, and the interest of Governments
UNDP had then decided to become an executing
in working with the United Nations was declining.
agency, and had set up the entity the Office for
The increasing trend towards grant funds was
Project Services to support the move. Other agencies
another factor leading to a fall in funding. It was not
had begun to compete aggressively in fund-raising
always obvious what role UN-HABITAT had to play
with UNDP and with one another. UN-HABITAT had
within the common country assessments under the
not been immediately threatened, partly because
United Nations Development Assistance Framework.
of its specialized nature and partly because UNDP
It was worth recalling, however, that Governments
continued to call upon UN-HABITAT when the
remained the biggest investors in poverty alleviation
country priority was urban development or housing.
and slum upgrading and UN-HABITAT had a vital
Over time, however, collaboration within the United
contribution to make in that area, by improving
Nations system was damaged, and it had become
those programmes and by increasing donor interest
increasingly difficult for UN-HABITAT to gain access
in those activities.
to funding.
Mr. Lyse said that, in his experience as focal
The idea of a United Nations house, where all United
point for collaboration with the United Nations
Nations offices in one country came under one roof,
Environment Programme, the relationship between
was not new, and dated back to when the United
that programme and UN-HABITAT was strong,
Nations began operations at the country level. The
and their respective strengths and mandates were
“One United Nations” initiative had been long in its
complementary rather than competing, epitomizing
‘genesis’, but had been difficult to achieve given the
the virtues of the “One United Nations” initiative.
way in which funding was sourced. The signs were
Within the global mandate of UNEP, UN-HABITAT
that drastic reductions in donor funding for United
was able to help it to gain access at the local level;
Nations programmes were imminent. That would
and within the more country-focused mandate of
inevitably mean further scrutiny of the efficiency
UN-HABITAT, UNEP could assist that programme
of United Nations spending. In conclusion, he said
in the global dimensions of its work. That
that working relationships with other agencies and
complementarity had on occasions been attractive
organizations, including the World Bank, the United
to donors and had helped the organizations to
Nations Industrial Development Organization,
mobilize joint funding. At a practical level, UNEP had
the International Labour Organization and the
assisted UN-HABITAT with participation in the Global
United Nations Educational, Scientific and Cultural
Environment Outlook agenda, taking its city profile
Organization, had often proved fruitful.
to a higher level. In addition, the technical expertise
26 • Human Library Conference Report

of UNEP had been beneficial in developing joint Iraq Trust Fund, he said there was a tendency for UN-
tools under the auspices of the Cities Alliance. The HABITAT not to take the lead and to fail to promote
two organizations had also often carried out joint its technical expertise in particular areas, although it
activities in global events, such as the World Urban had to ensure that the administrative efforts did not
Forum and Commission on Sustainable Development surpass the gains available.
sessions. On the other hand, some initiatives had
Mr. Meeuwissen said that the current competitive
not proved successful. For example, UN-HABITAT
climate between United Nations agencies militated
had never succeeded in obtaining funding from
against UN-HABITAT. There was a need for a neutral
the Global Environment Facility, usually because its
body coordinating United Nations assistance in
projects were not considered to have the required
a country, so that all agencies enjoyed an equal
global scale. By the same token, UN-HABITAT had
opportunity to play a role depending on their
also had difficulty putting local issues on the agenda
mandates. It was also a disadvantage that UN-
of the Environment Management Group.
HABITAT could not hire its own project staff or give
Turning to UNDP, he agreed that funding via that service contracts, being dependent upon UNDP for
programme had been very important to UN‑Habitat those services. The Regional Office for Asia and the
and that the move towards UNDP being an executing Pacific had sought other service providers, including
agency had harmed UN-HABITAT, although examples the Office for Project Services, which had recruited
did exist of positive collaboration between the two some staff on behalf of UN-HABITAT. In that region,
agencies, for example in the UNDP Public-Private promising relationships were being developed with
Partnership for the Urban Environment programme. the Office of the United Nations High Commissioner
He also agreed that the appointment of UN- for Refugees and with the United Nations Population
HABITAT programme managers had strengthened Fund, taking advantage of the expertise of UN-
the agency’s engagement, even though some HABITAT at the country level. Such relationships
lacked the seniority to be effective. In conclusion, he showed how the “One United Nations” initiative
mentioned partnership with the International Labour was intended to operate. If UN‑Habitat could
Organization and with ICLEI-Local Governments demonstrate its comparative advantage and its
for Sustainability as other examples of fruitful capacity, there was considerable opportunity to find
collaboration. new ways of working with other agencies.

Mr. Doudou Mbaye said that, according to the Mr. Kithakye said that UN-HABITAT often expected
principles of the “One United Nations” initiative, more than it offered. It must be prepared to adapt
whereby countries would work with United Nations to the new order under the “One United Nations”
agencies in a manner that capitalized on the initiative, ensuring that partners were well aware
comparative advantages of those agencies, the idea of what UN-HABITAT could offer, and that it was
of UN-HABITAT as a small, disadvantaged agency was prompt in delivering an attractive package when
not tenable. He thought UN-HABITAT was too often the opportunity arose. It was important to maintain
‘defeatist’ in attitude, whereas it had much to offer good relations with the resident representatives
and should not minimize its own contribution. The and to take full part in meetings, demonstrating
common country assessment was an important tool in knowledge and wisdom.
identifying housing and habitation issues in which UN-
In the ensuing discussion, much attention was paid
HABITAT could play a role. The “One United Nations”
to the implications of the “One United Nations”
initiative notwithstanding, however, presence on the
initiative for UN-HABITAT. One participant said that
ground and the building of personal relationships were
the initiative offered a great opportunity for UN-
essential for in-country participation and responding
HABITAT, but could not be taken for granted. UN-
to the individual needs of countries. Using the
HABITAT had to prove it was efficient and able to
example of the United Nations Development Group
deliver, and had to demonstrate added value. In
Human Library Conference Report • 27

some cases the UN-HABITAT programme managers the programme’s human settlement focus could
had to take the risk of committing the agency to make a strong contribution to high-profile agendas,
action in order to ensure a prompt response to an such as poverty alleviation. A third stressed the
opportunity. Another said that there was nothing unique position of UN-HABITAT as the ‘city agency’,
wrong conceptually with the initiative; the proof was with mayors as its counterparts. It should focus on
in how well the concept was put into practice. The engaging them more effectively. Another supported
United Nations was a competitive system, which was that notion, stressing the cross-sectoral role played
likely to continue as such as long as agencies had by UN‑Habitat.
various scales of operation, funding potentials and
One participant said there were too many UN-
levels of representation in a country.
HABITAT programme managers with too little
Several participants expressed concern at the financial substantive and financial support. It might be better
implications for UN-HABITAT of recent funding to reduce their number and offer them strong expert
trends. One said that the growing trend towards support, so that they proved their added value at the
direct budget support, following the approval of a country level.
national poverty reduction strategy paper, tended to
With regard to relationships with other agencies, one
marginalize agencies such as UN-HABITAT. Another
participant recounted her experience with the UN-
spoke of the value of pooling resources. The water
HABITAT Liaison and Information Office in Geneva,
and sanitation sector was usually well financed and
where coordination was aided by the presence of
there was obvious potential in offering a country
numerous other agencies and organizations within
a joint package comprising habitation, water and
the city, for example in responding to the 2004
sanitation.
tsunami. UN‑Habitat also played an effective role as
With regard to the role UN-HABITAT could play a member of the Inter-Agency Standing Committee
within United Nations country teams, several on Humanitarian Affairs.
participants agreed that the agency should ensure
One participant questioned the tendency to refer
that it clearly identified its comparative advantage
to cities and urban matters as a ‘sector’. Cities, he
and positioned itself accordingly. One said UN-
said, made a contribution to economic, social and
HABITAT should consider whether its comparative
environmental issues out of proportion to their size,
advantage lay in its expertise in technical execution
and were a platform for optimizing sectoral decisions
or elsewhere, for example as a specialist advisory
rather than a sector in themselves. Appreciation
body to governments. Another said it was unrealistic
of that fact was necessary to enable UN-HABITAT
to expect human settlements to be included as a
to position itself within the strategic planning
separate entity in national planning; it was up to UN-
programme at the country level.
HABITAT programme managers to demonstrate how
28 • Human Library Conference Report

PANEL

2 Relations between divisions

Participants

Mathias Hundsalz,
Ali Shabou,
Antonio Yachan,
Jorge Gavidia.

Mariam Yunusa
(moderator)

D
uring the panel discussion on e. What were future perspectives for
relations between the four UN- UN-HABITAT technical cooperation,
HABITAT divisions, participants and what should be done to tackle
considered the following questions: the interdivisional shortcomings of the
past 25 years?
a. How should UN-HABITAT manage its
interdivisional collaboration for more Ms. Mariam Yunusa, the moderator,
efficiency and effective delivery at the said the discussions would focus on
country level? the challenges within UN-HABITAT and
how to develop its niche position. She
b.
Which institutional mechanisms
drew attention to the medium-term
had been put in place to ensure the
strategic and institutional plan, which
success of UN‑Habitat normative work
was built around six focus areas and
at the regional and national levels?
intended to provide programmatic
c. How did the regional and technical coherence. The six focus areas did
cooperation feed back into the not, however, fit neatly with its four-
normative work of UN-HABITAT? How divisional structure. The question of
could the process be improved? realigning the organizational structure
d. What were the best (and worst) with its focus areas was one that
examples of interdivisional continued to engage the Committee
cooperation at the country level? of Permanent Representatives and UN-
How could divisions be encouraged HABITAT staff. She invited the panelists
to provide their expertise in support of to consider programmatic coherence
regional offices instead of working in and how the enhanced normative and
isolation? operational framework providing for
Human Library Conference Report • 29

the implementation of the focus areas fitted into backbone of UN-HABITAT work, he said that as
divisional and management structures. financial resources were limited it was important
to anchor that work in innovative solutions and
Mr. Hundsalz considered the question of
partnerships with all sectors of civil society. Clear
interdivisional collaboration in the light of his
guidelines should be adopted at headquarters level,
work in other organizations and his return to UN-
avoiding bureaucratic and lengthy procedures, to
HABITAT after an absence of several years. He said
set out for governments and local authorities the
multiple issues were at play: programme strategies,
steps required for cooperation. Lack of coordination
bureaucratic responses and a large range of global
between country offices, the Regional and Technical
programmes and country-level operations. The
Cooperation Division and other UN-HABITAT divisions
medium-term strategic and institutional plan was
also formed an obstacle to successful cooperation,
interesting in its conceptual approach to tackling
not least in the area of fund-raising.
such issues but did not deal with the work of
each division. The lack of clear-cut divisional roles Mr. Yachan considered the issue of how regional
and interdivisional collaboration was one of the and technical operations fed back into the normative
most important challenges facing UN-HABITAT. He work of UN-HABITAT. In his view, to streamline UN-
deplored the current differences between divisions HABITAT and improve coordination, normative and
that tended to ‘hamstring’ UN-HABITAT when it operational programmes could be combined, but
came to delivering as one. He noted that where such a move would require radical restructuring. In
collaboration existed it was largely the result of recent years, the distinction between the two had
cooperation between staff members with an interest become unclear. There was, for example, no clear
in particular issues. Interdivisional cooperation mechanism for feeding back experiences in the field
began with the sharing of information, yet there was to the normative section. The enhanced normative
no automatic process for feeding back experiences and operational framework appeared to be a good
at the country level into UN-HABITAT normative platform for combining the two areas of work, with
activities. the participatory slum upgrading programme a good
example of the involvement of all staff. UN-HABITAT
Mr. Ali Shabou focused on institutional mechanisms
needed a single, clear leadership of operational and
that had been put in place to ensure the success
normative activities, a clear programme with clear
of UN-HABITAT normative work at the regional
definitions of outcomes, and clear information for
and national levels, looking at advocacy, technical
countries. The operational and normative should
cooperation and fund-raising. Advocacy had been
be balanced and should prepare and deliver
at issue for the past 30 years, indicating that UN-
programmes together.
HABITAT work had been either unsuccessful or
overambitious. The programme should have a Mr. Gavidia said that, other than the medium-
‘corporate image’ mirroring to the world a corporate term strategic and institutional plan, UN‑Habitat
entity, requiring complementarity of divisions and appeared to have had no other institutional
subdivisions with a flexible central system. While a mechanisms for bringing together operational and
major advocacy asset of UN-HABITAT was its flagship normative activities, the discussions of many years
and technical publications, the fact that they were notwithstanding. The programme had accumulated
not well known to central or local authorities, a wealth of knowledge from technical operations
although widely recognized by academic institutions that had not been collated and there were obstacles
and professionals, posed a problem. Publications in the processing and application of that knowledge.
and promotional materials, including websites, He illustrated the dysfunctional relationship
should be a crucial part of UN-HABITAT advocacy between UN-HABITAT divisions and regional offices
work worldwide. on the basis of his experience in Latin America,
where the two levels had differing perceptions of
Turning to technical cooperation, which was the
30 • Human Library Conference Report

their knowledge of countries’ needs. There were among middle managers stemming from a lack of
some examples of excellent cooperation on best funding and management, and their resulting need
practices, however, such as the safer cities and water to fight for their programmes; and the difficult
programmes, arising out of the mutual needs of the funding situation that had led to fragmentation. He
regional offices and the divisions. Translating global expressed the opinion that, ideally, regional offices
templates, with funds raised for particular activities should work with regular core staff to undertake
and little flexibility, into local contexts continued to initiatives at the country level. The issue of normative
pose a challenge. UN-HABITAT needed to reassess work should not be exaggerated, as UN-HABITAT
its role in technical support and how to carry it out, was not a global agency in practice, rather its work
something that might entail a radical break from the was focused at national and local levels.
approach of the past 30 years.
Participants paid considerable attention to the
Responding to the panelists’ comments, Ms. Yunusa definition of normative work. One maintained that
singled out the issue of information sharing and projects at the country level could not constitute
distribution, expressing the view that UN-HABITAT normative work as the knowledge was not applicable
was making progress in that direction with the worldwide, but could be a norm for all countries
recently-launched Urban Gateway website and the in a region with relevance for application therein.
posting of mission reports on the internet. She also Another disagreed, saying that projects could be
drew attention to the World Urban Forum, which repeated across regions and beyond, as was the case,
was enhancing respect for UN-HABITAT as a United for example, with slum upgrading. UN-HABITAT
Nations agency. She acknowledged that fund- was visible as an organization through its projects
raising, procedures and internal cohesion continued and therefore its technical operations needed to be
to be thorny issues. strengthened. To that end it was crucial that seed
money should be disbursed to regional and national
Opening the general discussion, Mr. Biau clarified a
technical operations.
number of issues. First, with regard to the medium-
term strategic and institutional plan, the six focus One participant cautioned against confusing
areas of the plan had been introduced at the knowledge management with normative work.
request of the Governing Council and Committee It was necessary to learn from activities on the
of Permanent Representatives as another way of ground and a mechanism was needed to bring that
presenting the Habitat Agenda, and they could be knowledge to UN-HABITAT. Greater emphasis should
subject to change; the most important was excellence therefore be placed on a knowledge management
in management. Second, the enhanced normative mechanism. There was not so much a separation
and operational framework represented an effort to between normative and operational work, but
combine the work of all divisions at the country level, rather a lack of coordination, with the normative
but it had not proved successful as it was impossible aspect not well known in the organization. Another
clearly to identify and distil the work of UN-HABITAT participant said that over the years the Regional and
in all countries and there remained no matrix of Technical Cooperation Division had produced the
country activities. Third, in his view, the current organization’s expertise and that the resources of
structure of UN-HABITAT should be abandoned as UN-HABITAT should be put were it mattered, in the
soon as possible. UN-HABITAT implemented global generation of new knowledge; that was not being
programmes rather than undertook normative work. done systematically.
The contradictions lay in the mobilization of funds
Several participants said that UN-HABITAT lacked
for global programmes and for regional offices. The
strong management and vehicles for evaluation. One
reasons for the current lack of coordination lay in
decried the current number of chiefs in UN-HABITAT
lack of interest in programme coordination in the
and the fact that there appeared to be restructuring
leadership of UN-HABITAT; an attitude of ‘fiefdoms’
Human Library Conference Report • 31

whenever a new executive director was appointed. achieved through simple methods such as timesheet
UN‑Habitat needed decision makers, knowledge management. The issues of a lack of common
management and a platform to share information. objectives and inability to pool resources also needed
Another expressed the view that it was institutional to be tackled.
blockages that need to be cleared and that blame
Another participant expressed regret that the
should not be attributed to the management team.
enhanced normative and operational framework
One participant said that, if faced with a lack of was not working well. The global programme and
funding, UN-HABITAT should ensure expertise and regional offices should be working together on the
accountability among its staff, which could be ground, as they were doing with great success on
32 • Human Library Conference Report

PANEL

3 Impact of technical cooperation on


national policy reforms

Participants

Heinz Kull, Jean


Marc Rossignol,
Jay Moor, Sylvie
Lacroux, Roberto
Ottolenghi,
Seydou Sy Sall.
Ax. G-Egziabher
(moderator)

D
uring the panel discussion on the translate global norms into specific
impact of UN-HABITAT technical strategies?
cooperation on national policy
Mr. Heinz Kull said there were many
reforms, participants considered the
instances of housing policies developed
following relevant questions:
with UNDP or UN-HABITAT assistance
a. How could UN-HABITAT manage to being adopted by governments,
make a difference at the country level reflecting recognition by political leaders
in influencing housing and urban that housing, especially for the poor, was
policies? an issue that merited their attention.
Unfortunately, however, that success
b. How could capacity development add
at the institutional level did not always
value to policy reforms at the country
lead to an improvement in housing
level in key areas of the UN-HABITAT
conditions. A prime reason was that
mandate?
governments lacked the experience or
c. What were the success stories of UN- finance to translate policy formulation
HABITAT policy advisory activities, and into practical improvement on the
what triggered them? ground. Some success had been achieved
d. How could the lack of funding using finance from the United Nations
for normative activities affect the Capital Development Fund for practical
technical cooperation portfolio? demonstrations of housing development,
but many countries continued to lag
e. How could the future country-level behind. Technical cooperation should be
activities of UN-HABITAT be reinvented combined with operational components
and better articulated to ensure more to test the new policy approaches; and
impact on national policies and monitoring and evaluation should not
Human Library Conference Report • 33

end with the formulation of the new policy but to support the housing and property directorate, to
should continue for some time afterwards to ensure put in place a new system for registration of property
that the results were achieved. and to provide support to municipal governments.
UN-HABITAT had developed appropriate tools and
Mr. Jay Moor gave a personal account of his
carried out training and capacity-building. The
experiences in various projects in Asia and the
project had proved a strong basis for the future
Pacific. While the projects had achieved a degree of
development of national policy on housing and
success, he did not know to what extent they had
property in Kosovo.
been instrumental in changing government policy
in those locations. He had, however, encountered Mr. Sy Sall focused on the impact of the cooperative
some interesting developments, not necessarily housing model in Senegal, which had been
related to the projects on which he was working, implemented with UN-HABITAT support. The scale,
but illustrating the contextual importance of United membership and financial assets of the cooperative
Nations engagement: for example, a well-established system had attracted the interest of a number of
microfinance system in Indonesia predating the banks and enabled Senegal to add considerably to
Grameen Bank; and a cadre of young professionals its housing stock. The supply of housing had been
in the Lao People’s Democratic Republic and in Sri adjusted to the income levels of the purchasers. The
Lanka capable of embracing new technologies. initial technical development had been followed
Those experiences had influenced his work on the by a consolidation phase and there had been an
Habitat Agenda, which was a permissive rather adaptation of housing types and architectural
than mandatory document, recognizing that every designs in accordance with the economic reality.
city and its country was different – in the extent Plot sizes had been reduced to make them more
of civic engagement, the quality of governance, affordable. The lessons were that it was important to
the existence of legal and policy frameworks, the pay attention to the link between human settlements
scale of privatization and other contextual factors and the economy in general; that projects should not
determining the success of a project and whether or be limited to technical matters but should contain a
not it could be scaled up. policy element and that technical assistance needed
to be combined with demonstration projects. In
Ms. Lacroux looked at two disparate projects in
addition, while the ministry of housing might be
which UN-HABITAT technical cooperation had had
the entry point for UN-HABITAT, links needed to be
a major influence on national reforms. The first
forged with other government entities, particularly
was an urban management project in 11 secondary
the ministry of finance. The main difficulty was
cities in Burkina Faso in the early 1990s, at a time
that decentralization of responsibility had not been
when the country was heavily engaged in discussion
adequately accompanied by a transfer of resources.
on decentralization. The project was formulated
within the Ministry of Housing and Public Works, Mr. Jean Marc Rossignol described a project in
under a department created to support local Rwanda in which UN-HABITAT had assisted in
authorities during the decentralization process. refining the urban development policy that the
Major components were capacity-building among Government was putting in place, which focused
administrative staff at the local authority and on land reform. A land law had been adopted
municipal levels, and the formulation of a national that had had a negative impact on the occupants
plan for the decentralization of urban management. of the land and UN-HABITAT had been brought in
UN-HABITAT thus made a major contribution to the to help reformulate the land policy with adequate
process of decentralization in Burkina Faso. In her compensation. In reality the recommendations of
second example, she described the UN-HABITAT UN-HABITAT were not fully adopted as they proved
intervention in Kosovo at the conclusion of the war beyond the Government’s financial capabilities,
in 1999, when the programme had had to act swiftly but the land reform that was carried out was an
34 • Human Library Conference Report

improvement on the original formulation. The be useful to carry out an evaluation of housing
project had been implemented with several partners projects to find out why that was the case. A more
and demonstrated the value that UN-HABITAT could favourable environment was emerging, however, as
add when partnering with other organizations. a result of the presence of UN-HABITAT programme
managers and focused housing ministries. Another
Mr. Ottolenghi said there was a need to consider the
participant said that specific conditions were
impact of development projects. It was fair to say
required for interventions to have an impact at the
that the Regional and Technical Cooperation Division
national level: programmes or projects should show
had not achieved as much as it could, for various
linkage between the local, subnational and national
reasons, including that its activities were often driven
levels; conditions should be created for innovation
by the agenda of donors or governments, rather
and institutional reform; and domestic resources for
than by Habitat Agenda. The lack of core funding
scaling up should be available. Several participants
and the obsession with overheads were contributory
supported the view that lack of scaling up and of
factors. In addition, UN-HABITAT had frequently
post-project evaluation were often serious omissions
been too timid in its approach, for example on the
in project implementation.
issue of legal reform and would have benefited
from the addition of an expert on urban law as a One participant drew attention to the situation in
staff member. Other factors included the mistaken the former Soviet Union countries of Eastern Europe
assumption that projects that had worked in one and western Asia, where the master plans drawn
context were automatically replicable elsewhere up under the previous regime had expired and
and the emphasis on delivery of technical assistance assistance and advice were needed in developing
without engagement in policy discourse. new plans for city development and management.

As an example of the problems that could There was also discussion of the related matter of
afflict a project he quoted Afghanistan, where information dissemination and awareness-raising.
UN‑Habitat had succeeded in stabilizing tenure One participant said transmission of knowledge
and regularizing settlement. In 2005, however, the could be effective in triggering policy reform. UN-
government passed, by presidential decree, a land HABITAT had over the years developed a stock of
act dispossessing all those with land tenure based good instruments, and the agency’s publications
on customary systems. That act had been drafted were in use in many locations worldwide. Another
elsewhere. UN-HABITAT had carried out an effective said here was no need to ‘flood’ people with
project but had paid inadequate attention to legal information; as long as it was available on the
reform. Others had stepped in and UN‑Habitat internet, they could access what they needed using
had paid the price. In conclusion, he made three a search engine.
recommendations: closer attention should be
Mr. Kull said many projects concentrated on short-
given to project identification and selection; project
term gains and longer-term impacts were either
formulation should always involve a policy element;
lacking or were never measured. Post-evaluation of
and the impact of the project should be carefully
selected projects would help to shed light on whether
assessed to enable dissemination of lessons learned.
they had an impact. He added that there should be a
Following the presentations, the impacts of compulsory capital investment component in projects
interventions on further action and policy so that the policy dimensions could be realized. Mr. Sy
development at the national level were discussed. Sall said that technical cooperation activities should
One participant used examples from Africa to show remain the entry point, with those activities used to
that housing projects had often been carried out in identify policy reform needs, followed by a response
isolation and not as a component of a comprehensive to those needs. Slum upgrading should be an
plan, and thus lacked policy impact. It would important component of housing policy. Ms. Lacroux
Human Library Conference Report • 35

said there was a role for regional offices to build make an impact, but many remained unread
on the lessons learned from country experiences of and unused. The potential for disseminating
policy reform. Legal reform was necessary to support information by electronic means should be further
the process at national level. National observatories explored. Mr. Rossignol said there was limited time
could assist in measuring the impact of policy change. to read all the publications received, so documents
Mr. Moor highlighted the need to collate lessons needed to be short and pithy if they were to have
learned to inform the future direction of UN-HABITAT. an impact.
Mr. Rossignol said UN-HABITAT should increase its
Concluding the debate, Ms. Auxumite Gebre-
cooperation with other stakeholders to generate the
Egziabher, the moderator, said that there was a need
resources necessary to ensure that projects had a
to identify priorities, work with partners and put into
policy development component.
action the mechanisms through which UN‑Habitat
Mr. Ottolenghi agreed that publications could could make an impact based on its expertise.
36 • Human Library Conference Report

PANEL

4 Relations between country-level operations and


regional and global activities

Participants

Mark Hildebrand,
Robert Ottolenghi,
Tatiana
Roskoshnaya,
Ole Lyse, David
Kithakye.
Eduardo Moreno
(moderator)

water and sanitation and climate change they affect the global priorities of the
issues. agency?

D
uring the panel discussion on e. What were the problems to be resolved
improving relations between in developing regional programmes?
country-level operations and
Introducing the discussion, Mr. Eduardo
UN‑Habitat global activities, participants
Lopez-Moreno, the moderator,
considered the following questions:
considered the nature of global and
a.
How did UN-HABITAT technical country-level activities, noting that the
cooperation at the country level latter could also have global concerns.
specifically relate to the agency’s He also considered the design and
global mandate as specified in the implementation of global programmes
Habitat Agenda? and questioned the extent to which they
came in response to demands at the
b. Who were the drivers of change at
country level.
both the country and regional levels,
and how did UN-HABITAT interact with Mr. Lyse spoke about urban planning
them? What were the mechanisms in initiatives and the variation in the
place to support such cooperation? requirements and needs of various cities
and countries. In his experience, the
c. How should UN-HABITAT invest in
work of UN-HABITAT in that area had
global programmes with country-
been well received over the years, but
level activities, and how should those
the interest among local authorities had
programmes involve regional offices?
tended to be in support to assist dialogue
d. Which lessons could be drawn from with stakeholders and to help regain
the past 25 years of UN-HABITAT the reputation and credibility that many
technical cooperation and how do
Human Library Conference Report • 37

local authorities had lost. The cities he had worked of the world and applying it at the regional level.
with had had overwhelming problems and lack
Mr. Hildebrand spoke on the relationship between
of services, for example Dar es Salaam, Tanzania,
technical cooperation at the country level and the
during its cholera epidemic in 2008. The focus on the
agency’s global mandate as set out in the Habitat
planning aspect came later. He also advocated that
Agenda. The diagnostic process at the country level
the best way for UN-HABITAT to reach a country was
was sometimes lacking and, if there were greater use
to begin work with one city, rather than beginning
of indicators and the capacity for monitoring them,
at the national level and dealing with several cities at
the relationship between the two could be reinforced.
the same time. Replication programmes had proved
He agreed that, although there were occasions when
relatively successful over time.
a minister of housing or urban development was
For UN-HABITAT to achieve success in those areas the driver for change, it was more usually a group
it was crucial for the Regional and Technical of mayors working with communities who brought
Cooperation Division to work closely with regional about change. Citing the example of slum upgrading
offices and also with urban institutions to build in Brazil, he said innovations did not come from
capacity and create an anchor for the agency’s work; ministries and UN-HABITAT should focus on working
it then became possible to have influence with with mayors. It was important to understand and
ministers at the national level in looking at various empower them, particularly in countries in which
urban planning approaches. The drivers for change central governments were not held in high esteem.
were cities and urban institutions, not the national
Turning to the distinction between a global mandate
level. Governments were convinced by a bottom-up
and global programmes, he said that originally the
approach.
latter had not been part of the Habitat Agenda but
Ms. Roskoshnaya spoke about her experience had later provided an opportunity for the agency to
in the countries of the Commonwealth of work as a partner with the World Bank and other
Independent States, where the issues needing agencies. There could be added value in global
to be tackled covered the full range of the UN- programmes, as in the Cities Alliance, but they
HABITAT mandate: housing, urban management, might be unsuccessful if they did not work closely
planning, migration, legislation, sustainable with regional offices to the benefit of UN-HABITAT
development, in particular the sustainable regional activities. The Cities Alliance had been
financing of development, and the involvement set up for many of the reasons highlighted in the
of civil society. She emphasized that cooperation current meeting and with the aim of conceiving
with countries was driven by demand and called technical cooperation products that would stimulate
for varying approaches, for example, a high level strong demand from cities. That had evolved and
of advocacy work was required in many of the changed significantly and there was justification
newly independent states with which UN-HABITAT for re-examining the design of global programmes,
had no agreement. The presence of a UN‑Habitat whether they served a purpose for UN-HABITAT
programme manager in Moscow was helpful in and whether greater scale and funding could be
reaching other countries, but there were a number achieved by working collectively with partners. A
of ways in which UN-HABITAT could develop its weak financial basis had clearly become a major
presence, for example, by the provision of timely issue in recent years. Technical cooperation activities
advice and reports and through interaction with had begun with a clear financial basis that had not
various inter‑city networks and cooperation with been dependent on the regular budget or the United
universities. It was also useful in the region to Nations Habitat and Human Settlements Foundation.
create a roster of translation specialists. In her Given the changes in the financial environment,
view, it was important to find a way of sharing the situation was no longer sustainable and there
the experiences of UN‑Habitat from various parts was an argument for restructuring and considering
38 • Human Library Conference Report

collective activities. programmes to regional offices with the aim of


regionalizing global programmes and feeding back
Mr. Kithakye said the adage “think global, act
to divisions.
local” should inspire UN-HABITAT activities. Global
programmes should relate or lead to regional and Another pointed out that local authorities were
local‑level activities. He cited the example of the becoming more sophisticated and, while they
World Urban Forum, which could be described as a needed assistance, it had to be more specialized
global activity, but was also informed by input from and with more precise knowledge in particular
the ground. Activities at the local level should feed areas. There was already a trend towards greater
into thinking at the global level and that relationship use of information technology and that would
should define UN-HABITAT policies and priorities. generate a smaller volume of funding for UN-
The organization’s problems were created by the HABITAT operations. The agency was no longer a
differences within it, which were often attributable unique source of knowledge and experience and
to personality issues, and cooperation was a priority. would have to redefine its role in generating or
capturing cutting-edge know-how. He concurred
Mr. Ottolenghi emphasized that the world of
that it was important for UN-HABITAT to identify
technical cooperation had changed radically and
emerging issues, as had been the case with urban
that no country needed generic technical assistance
management, and to capture them.
nor were any willing to finance it. For UN-HABITAT to
have prosperous operations portfolios it was essential The need for UN-HABITAT to focus on a few, rather
to accept that and to raise the stakes in terms of than a large, unsustainable number of issues was
technical specificity and enhanced knowledge on raised by a number of participants. One said that the
critical issues. Global programmes should fulfill that agency should select a few areas in which it could
role. No programme should be imposed from outside create genuine teams rather than lonely individuals
by other agendas; they had always been conceived working without guidance.
and debated within UN-HABITAT and should be the
One participant raised the example of global
product of forward thinking and capturing the need
campaigns, which he said were the best way of
for change. The Safer Cities Programme had been
reaching stakeholders and having an impact. They
an example of that and demonstrated the need to
were organized in collaboration with ministries at
think more in that direction. Opportunities had been
the national level and focused on a single major
missed and the responsibility lay with UN-HABITAT.
event. They were, therefore, an example of where
It was a sad indictment that the same issues were
the key partner was the ministry, not the city. Cities
being discussed after so many years. There was a
were expected to follow up, but that did not always
mood for change in the organization and consensus
happen unless UN-HABITAT was present to take up
that the opportunity should be seized.
the initiative.
Opening the discussion, Mr. Lopez-Moreno noted
A number of examples were given of opportunities
that, while a number of positions had been voiced
for future UN-HABITAT involvement in global
by the panelists, all had emphasized the usefulness
issues, such as the cities and climate change
of the connection between local activities and
initiative, biodiversity, marine conservation and the
global programmes. He invited the participants to
ecosystems approach to sustainable development.
consider to what extent global programmes needed
Several participants agreed with the need for a link
to be revisited.
between the local, regional and global levels. One
One contributor warned that global concerns said that all programmes should be so premised;
were not necessarily homogenous across regions. others cautioned that the time was not ripe to set up
He recommended outposting staff from global new global programmes given huge donor fatigue.
Human Library Conference Report • 39

One participant said that UN-HABITAT needed to would progress more swiftly than others and UN-
concentrate on improving capacity comprehensively HABITAT should tailor its responses to the countries
to understand issues of urban development. Another that required input.
said that new programmes were already being set
One participant highlighted the need for more
up and they should, therefore, be evaluated and
evaluation of lessons learned in the formulation of
assessed according to their usefulness. One said
UN-HABITAT priorities and the reformulation of the
that new global programmes were not needed,
focus areas to reflect areas with which technical
but rather a new platform akin to the World Urban
cooperation was really concerned, such as post-
Forum, as a new mechanism for negotiating with
disaster relief climate change and technology.
countries without being prescriptive, and providing
policy and direction. Summing up the debate, Mr. Biau said that the
problem lay primarily in the absence of links between
One participant, speaking from experience in Asia
global and regional programmes; it was necessary
and the Pacific, pointed out that more countries were
to regionalize the global work, and some success
entering the middle-income range and donors were
had been achieved in that area. There would be an
withdrawing from them. He proposed packaging
organizational review of UN-HABITAT following the
those issues under global programmes to seek
twenty-third session of the Governing Council, he
funding. Another said that, although some countries
said, and that would include a review of focus areas.
were no longer considered developing countries,
He expressed appreciation for the timely discussion
there remained a high degree of inequality within
and the hope that many of the participants would be
them, as seen in Latin America. Some countries
invited to contribute to the review.
40 • Human Library Conference Report

PANEL

5 Technical cooperation and programme administration

Participants

Eric Verschuur,
Ingunde Fuehlau,
Mathias Hundsalz,
Kariba Traoré, Jan
Meelker, Henk
Verbeek.
Paul Taylor
(moderator)

D
uring the panel discussion Division could be transferred to
on technical cooperation and regional offices, the United Nations
programme administration, Office at Nairobi, or the Office of the
participants considered the following Executive Director?
questions:
e. Was there a way to speed up UN-
a. How could the competitiveness of HABITAT recruitments in the context
UN-HABITAT country programme of the new Inspira human resources
administration be improved vis-à-vis talent management system, which
other United Nations agencies such as appeared to be even more bureaucratic
UNDP and the United Nations Office and cumbersome than the previous
for Project Services? system?

b. How did UN-HABITAT administrative f. How could the dominant United


performance compare with the Nations culture in which control came
performance of bilateral or multilateral first and action second be changed,
agencies in terms of human and and how to move towards post-
financial resources management? facto assessments and verification to
empower project managers to perform
c. To move towards “excellence in
and meet partners’ expectations?
management” of country activities,
which delegation of authority had Mr. Verschuur said a major frustration in
been enforced and what remained to the Regional and Technical Cooperation
be done? Division was how to compete with
competitors such as UNDP and the Office
d. To improve administrative efficiency
for Project Services and demonstrate in
and avoid duplication, which current
the field that UN-HABITAT had added
functions of Programme Support
Human Library Conference Report • 41

value. As the process of setting up new projects possible to begin incrementally, with small changes
had become extremely complicated with the control such as streamlining recruitment processes and
element of the Programme Support Division, he improving turnaround times.
questioned whether the Division had made UN-
Mr. Hundsalz highlighted a number of operational
HABITAT activities in the field easier. Some risks
matters. Given that the focus of UN-HABITAT
were involved in the implementation of projects
work was on the country level and involved local
on the ground, for example, in the area of disaster
authorities and networks, it was necessary to
management, yet the programme apparently
review those activities in the light of other agencies’
preferred to operate on a zero-risk basis.
activities and to identify the added advantage of
For UN-HABITAT to be able to compete with other UN‑Habitat. To that end the delegation of authority
agencies there were a number of prerequisites: to the country level and the strengthening of the
trust in regional staff and an appropriate level of programme manager set-up were desirable. He drew
decentralization; appropriate tools, instruments a comparison with multilateral agencies such as the
and guidelines for country activities, which would German Society for International Cooperation (GIZ),
not be overly complicated to develop; and some which did not operate in all developing countries
form of dedicated unit of experienced roving staff but, in those countries where it did have a presence,
with the ability to act swiftly and the authority to it had competent, well‑staffed country offices with
set up efficient, decentralized teams in the field. authority delegated from their headquarters. UN-
The absence of those factors was causing delays HABITAT, on the other hand, was largely dependent
in programme implementation and hampering the on UNDP for recruitment and contractual issues,
competitiveness of UN-HABITAT. which hampered the improvement of country
operations.
Ms. Ingunde Fuehlau said that, like many
organizations, UN-HABITAT had a ‘divide’ He saw no possibility of enhancing management and
between programme and administrative staff and administrative efficiency without delegated authority
administrative processes tended to hamper the for recruitment and procurement. It was timely to
ability of programme staff to set priorities. The consider how the administrative structure could
Regional and Technical Cooperation Division had be streamlined, given that there was considerable
not, however, fully exploited its position as a budget criticism from Western donor countries of the
holder; figures on turnover, delivery and income growing bureaucratic control of United Nations
were notably absent in the most recent annual agencies. The new Inspira human resources talent
report of UN-HABITAT. management system introduced by headquarters
was another example of a lack of awareness of the
She proposed a number of steps to resolve the
realities facing agencies on the ground; it would
situation, including a complete report of income and
probably be unable to achieve efficiency in terms of
expenditure within the programme with a view to
time management.
UN-HABITAT taking control of its own budget and
being able to track overheads. Efforts could also Mr. Henk Verbeek spoke of his experiences in
be made to overcome the organizational divide both technical cooperation and the Programme
between UN-HABITAT and the United Nations Office Support Division. While the division was valuable,
at Nairobi. A review could also be undertaken of there was also a need for checks and balances. It
rules and procedures, bearing in mind that only was also important to determine the role of the
financial rules were set in stone and all other sets regional offices vis‑à‑vis the Regional and Technical
of rules could be changed to achieve efficiency. Cooperation Division and UN-HABITAT as a whole;
She concluded by saying that, even though major staff members from other divisions should be
organizational change would take time, it was located in regional offices depending on needs such
42 • Human Library Conference Report

as climate change or disaster management, as was Bank. Countries had adapted to those with the same
the case with other agencies. That would help to objectives in view.
establish the credentials of UN‑Habitat at the country
He expressed his frustration at his failure to change
level. As a small organization, UN-HABITAT had to
perceptions about UN-HABITAT rules in Nairobi.
be selective and to strategize. The setting up of the
The aim of technical cooperation, he said, was
disaster management programme was an example
to achieve sustainability and the ability of host
of a good strategic decision.
countries to implement the projects themselves.
Turning to other questions, he advocated making Time was often lost as a result of mismatched rules
the best possible use of the tools available, including and administrative differences. UN-HABITAT should
Inspira. He also recommended improved staff be seen as an enterprise with the ability to make
training to enable UN-HABITAT to be represented by swift decisions and effect timely payment, an ability
high-quality staff in recruitment and procurement especially important in infrastructure development
processes. The programme had to take responsibility projects. Capacity-building for programme managers
and play a role in tackling weaknesses and delays in and local staff was also important to enable them to
those areas. tackle the complexity of project management and
overcome administrative issues. Field staff were more
Mr. Jan Meelker emphasized the increasing
in touch with what was happening on the ground
importance of accountability and political pressure
than administrative staff. Other agencies such as the
to show results in all organizations, reflecting
United Nations Children’s Fund had better capacity
the evident shifts in policies and priorities. Most
to deliver at the country level as their local staff
bureaucracies were imposing additional layers of
had greater empowerment. UN-HABITAT needed to
control, particularly in large organizations, and
decentralize to compete.
that was not unique to the United Nations system;
recruitment processes were also generally longer In the general discussion, a number of participants
in bigger organizations. Devolving more authority endorsed the view that project management
to the local level would, however, enhance the responsibilities should rest with staff in the field.
efficiency of decision-making. A balance needed to Others pointed out that opportunities were lost as
be struck between efficiency in implementation and a result of centralization and administrative delays.
accountability. He also highlighted the importance Examples were given, such as a project in Indonesia
of building relationships, both personal and that had collapsed simply because of the time taken
institutional; good communications with partners to hire one specialist. While checks and balances were
and donors; clarity on rules and regulations; and necessary, there should be a careful examination of
consistency in staff. the amount of administrative effort spent on small
details, which hampered activities.
Mr. Traoré expressed the view that project
management should be primarily the responsibility One participant said there could be no progress
of field staff and appropriate colleagues from if resources were concentrated on administrative
regional offices and headquarters. He warned matters. That was not synonymous with
that UN-HABITAT had stagnated with regard to its accountability, which came only with action.
responsiveness to the situation on the ground in He recommended a deliberate change to make
developing countries. Country offices were subject to UN-HABITAT more action-oriented, rather than
too many layers of regulation and reporting, having restructuring or superficially amending relations with
to apply the rules of donors and of UN-HABITAT in the United Nations Office at Nairobi.
addition to complying with political considerations
Another participant called for a suitable balance
in the host country. Rules on subcontracting were
to be struck between trust and the need to fall in
universal, not specific to the United Nations or World
line with UN-HABITAT as a whole, laying greater
Human Library Conference Report • 43

emphasis on trust as the means to speed up decision- had been effective, thanks to excellent staff in the
making and achieve what needed to be done in the field who had fought for delegation of authority,
field. He gave examples of the time taken for funds although there had not been a commensurate degree
to be disbursed, which could be as much as two of accountability. Delegation and flexibility had to be
months in some cases. A commonly heard complaint accompanied by a high degree of responsibility.
was that the Programme Support Division was not
One participant identified a number of areas where
development-minded.
UN-HABITAT needed to re-evaluate its practices. As
The need for trust and a reduction in levels of others had noted, the organization’s administration
control were repeatedly stressed. While improved had grown, particularly with the expansion of the
auditing was suggested as a solution, it was noted Programme Support Division. UN-HABITAT would do
that donors lacked faith in the process within the well to examine whether the current arrangement of
United Nations. Although it was not an issue that personnel and the Division met the original objective
UN-HABITAT could tackle alone, one participant of achieving economy of scale and enhanced
proposed that there were systems of reward and efficiency. To keep pace with the times, UN-HABITAT
punishment that UN-HABITAT could apply through should reassess the delegation of authority to
simple measures such as bonuses and dismissals. In regional offices; formerly responsibility rested with
his experience, all project managers had tracking regional offices and was distinct from the principle
systems to make projects work better; those should of authority. UN‑Habitat also appeared no longer
be collected and built into technical cooperation. to have its own set of rules; in principle the rules
of the Secretariat were followed, but procedures
Another participant decried the loss of the expertise
were being devised according to needs, resulting
and authority that had previously existed in regional
in the current state of affairs. UN-HABITAT had the
offices. The current levels of control and processes
experience to draw on to prepare a manual for itself
were unnecessary and added no value, he said,
without the need for an external consultant.
calling for a return to delegation of authority to
project managers and an end to the need for multiple A number of participants emphasized the need
signatures. Staff in the field could wait months for for suitable training for project managers and the
things to happen, he said. correct tools to empower staff in the field. Field
office experience was also desirable for all project
The oil-for-food programme in Iraq, however, was
managers recruited.
cited as an example of a centralized programme that
44 • Human Library Conference Report

PANEL

6 Fund-raising successes and difficulties

Participants

Disa Weerapana,
Alberto Paranhos,
Jorge Gavidia,
Heinz Kull,
Sudipto Mukerjee.

Toshi Noda
(moderator)

D
uring the panel discussion on or should it also expand towards
fund mobilization successes development partners such as the
and difficulties, participants European Commission?
considered the following questions:
e. What lessons could be learned from
a.
How sustainable were technical global multi-agency initiatives such as
cooperation activities with such a the Urban Management Programme
focus on post‑disaster and post- and the Cities Alliance as far as their
crisis activities? Should UN-HABITAT attractiveness to the donor community
become another humanitarian was concerned?
agency?
Mr. Toshi Noda, introducing the session,
b. What lessons could be learned from said the portfolio of the Regional and
successful fund mobilization in Asia Technical Cooperation Division had risen
and the Arab States? What lessons from USD 38 million in 1990 to USD
could be learned from the difficulties 184 million in 2010, thanks to dynamic
in Latin America? fund-raising at country level and the
increasing size of individual projects.
c.
How could core resources and
That performance was, however,
management fees be combined to
overdependent on crisis and disaster
provide more impetus to country
funding, while development assistance
activities? Was it advisable to merge
was declining and being replaced by
all extrabudgetary resources of UN-
budget support.
HABITAT?
Mr. Weerapana said it was often not easy
d. Was the network of regional offices
for a small agency, such as UN-HABITAT,
adequate in terms of fund-raising
Human Library Conference Report • 45

to engage unilaterally with government bodies. In post-disaster activities. Money, he said, was the
addition, the current situation with regard to donor means of achieving a desired outcome, not an end
funding was unstable: donors were less willing to in itself. It often proved difficult, however, to balance
mobilize funds for those countries, for example in core resources, overheads and other budgetary
Asia, which they perceived were climbing the income elements.
ladder. On the other hand, new opportunities
Mr. Kull said the rise in funding over the past few
for donor funding were arising in least developed
decades had been impressive, but also questioned
countries, and UN-HABITAT needed to capitalize on
whether the budgetary balance was sound, with
that by tapping into funds for humanitarian projects.
such a large percentage of the portfolio dedicated
The agency also needed to demonstrate willingness
to crisis and disaster funding. The recent global
to work with non-governmental organizations. With
financial crisis posed an additional challenge as many
regard to reaching the poor, working with global
donor countries had become saddled with massive
programmes had promise for fund mobilization,
public debt and were wary of committing resources.
including from countries themselves. In conclusion,
UN-HABITAT urgently needed to discuss the impacts
he said that when the portfolio moved to disaster
of those trends on its budget and on the design of
mitigation there was considerable advantage in
future projects. He noted that other agencies, such
acting swiftly and establishing a presence around
as the United Nations Children’s Fund and the Food
which others could build.
and Agriculture Organization of the United Nations,
Mr. Paranhos spoke of the particular challenges of often engaged in raising funds through direct public
generating funding in Latin America. Most countries, donations, and wondered whether UN‑Habitat
he said, preferred to sign up for a loan rather than might consider such an approach. In addition, the
pay for technical expertise. With a smaller agency agency needed to examine where internal cost
such as UN-HABITAT, however, they would be cutting might realize savings.
prepared to match funding provided the agency
Mr. Sudipto Mukerjee agreed there was a need for
could demonstrate efficiency in delivery. Personal
a shift to bring UN-HABITAT activities more in line
relationships between fund-raisers and donors
with its mandate. Credibility in delivery was a vital
were important in generating funds. In several Latin
starting point. He expressed concern that in Iraq
American countries there were strict laws pertaining
UN-HABITAT had been too stretched on the ground
to the contributions that municipalities were able to
and unable as a consequence to deliver effectively.
make when matching funding.
Resource mobility was important in positioning the
Mr. Gavidia said that, given the complexities agency strategically within a country programme,
of working with donors, time spent nurturing thereby putting it in a stronger position to deliver
relationships with them was worthwhile. It was his its mandate. Continuous donor education was vital,
opinion that obtaining initial funding was 50 per as in Iraq, where UN-HABITAT had to make the
cent being there at the right time, 40 per cent luck, case for housing reform. Too often good quality
and 10 per cent being able to argue the case. Once communication and publicity materials were lacking,
a foothold was gained, however, and a reputation limiting the agency’s ability to demonstrate that it
established, further funding was often forthcoming. was delivering good results and effecting positive
With regard to humanitarian interventions, he said change.
prevention and mitigation tended to be neglected.
The discussion which followed focused on
Agencies such as UN-HABITAT were too often trapped
relationships between UN-HABITAT and donors. One
in ‘survival mode’, finding it difficult to generate
participant said that the only way to convince donors
funding for actions that reflected their missions or
was by demonstrating physical results and delivering
priorities. The structure of funding was symptomatic,
within the expected time frame. It also helped
with an uncomfortably high percentage going to
46 • Human Library Conference Report

to give due consideration to donor priorities and Final recommendations


tailor programmes accordingly – for example, slum
Introducing the session, Mr. Mohamed El-Sioufi, the
upgrading might need to be packaged as poverty
moderator, said that the rapporteurs from the six
alleviation or livelihood support, according to donor
panels would report back on the outcomes of their
requirements.
discussions, so as to synthesize recommendations
One participant said that, following the Paris that would help UN-HABITAT to shape its future
Declaration on Aid Effectiveness, donors were looking direction and to take advantage of the store of
more to budgetary support as a means of engaging knowledge in the “human library”.
strategically in a country. UN-HABITAT had not
The moderator noted that the value of personal
created a product in that environment and needed
relationships was a constant theme running through
to be more strategic in how it presented its expertise,
many of the panel discussions. Another theme was
for example with regard to urban indicators. Another
the appropriateness of the organizational structure
participant said it was important to bear in mind the
of UN-HABITAT to perform its functions effectively,
global context of the donor-recipient relationship,
and what changes, for example with regard to the
with, among other problems, oil price rises and civil
function of regional offices, might be beneficial.
unrest in many areas. The transport issue would
Many had also spoken of the time factor and the need
come to the fore, with implications for land-use
to go beyond the project cycle, revisit interventions
planning and urban development, and UN-HABITAT
and evaluate the impact on the ground. He stressed
had to prepare accordingly.
the growing importance of the central component
One contributor said UN-HABITAT involvement in of the mantra “think globally, tailor regionally, act
post-conflict situations not only raised questions locally”, as a regional approach was increasingly
about budget allocation and priorities in relation being adopted in such tools as the State of the Cities
to the agency’s mandate, but also raised moral report. Lastly, he mentioned the need for innovative,
questions, for example in politically unstable proactive funding.
situations where UN-HABITAT might be perceived as
In the ensuing discussion, one participant said that
working with corrupt regimes.
technical cooperation lay at the core of UN‑Habitat
One participant said the global cost of slum activities, and was the key to its survival. Further
upgrading was billions of dollars, and UN-HABITAT debate on the direction that should be taken with
needed to develop expertise in how to assist regard to technical cooperation – for example,
countries in mobilizing funds for cities, which was whether to adopt a centralized or a decentralized
often inadequate compared to health, education approach – was essential. Another mentioned
and other sectors. the lack of understanding that often confused
relationships between UN-HABITAT and Latin
Another participant outlined the measures being
American countries and complicated agreement on
taken by the Resource Mobilization Unit, established
funding and resource mobilization.
in 2008, to implement a corporate approach
in raising awareness of UN-HABITAT activities, One participant said that UN-HABITAT had
particularly among donors. On the issue of raising experienced problems in recruiting top-level experts.
money directly from the public, he said that option While progress had been made, for example in
was being explored, but regulatory hurdles had to engaging more experts from developing countries,
be overcome. it remained difficult to see where a new generation
Human Library Conference Report • 47

of experts was going to be found to replace the knowledge that emerged from the field and formed
current generation. Others said that it was not the marketing agenda of UN-HABITAT. Another
always possible to recruit experts, and much was participant said that there was a need to look at the
to be said for engaging young people with energy, issue of human resources more creatively and flexibly,
drive and the commitment to learn on the job and perhaps by bringing in more expertise on short-term
become experts. One participant said that many contracts. Experience in the relevant context was
who initially felt enthusiastic about working for the vital. Another said that, rather than UN-HABITAT
United Nations had found the organization ‘too hiring people when it had funds, consideration
bureaucratic’ and moved elsewhere, while others should be given to hiring experts to obtain funds,
merely wanted to gain experience and moved by building programmes and generating donor
between agencies without making a significant funding. Secondment, for example from universities,
contribution. was also suggested as a way to bring in expertise in
the short term.
One participant said the dichotomy between the
global agenda of UN-HABITAT and its engagement Concluding the discussion, the moderator said
in country-level activities that required specific, that the main outcomes of the meeting would
tailored solutions was relevant to the kind of be presented at the twenty-third session of the
expertise that UN-HABITAT would recruit. There was Governing Council in the form of an information
a need to internalize all the instances of technical document.
48 • Human Library Conference Report

Cheerful mood
among participants
as the Executive
Directors of UN-
HABITAT and UNEP
addressed the
audience.
Human Library Conference Report • 49
50 • Human Library Conference Report

SUMMARY AND WAY FORWARD3

A roadmap for UN-HABITAT’s per panel, with some obvious overlaps.


Technical Cooperation
Before moving to Panel 1, a first

D
ear colleagues, I wish to recommendation would be to establish
congratulate all of you for a serious induction seminars for new
job well done. I congratulate staff and to organize more structured
all participants for having shared their discussions among professional staff
wisdom in a very professional way and on substantive issues, in the form of
I thank all staff of UN-HABITAT involved periodical workshops.
in organizing this meeting for having
Under Panel 1 (Relations with other UN
provided all necessary inputs to set in
agencies) we could highlight three lines
motion our Human Library.
of action:
Usually Expert Group Meetings (EGM) are
• We have the instruments for inter-
designed to bring to the secretariat the
agency interactions at country level
views and experience of outside experts
(UNDAFs, UNCTs, HPMs, HCPDs …) but
who are not part of the United Nations.
we need to refine and focus our own
Our Human Library Conference was an
contributions to better integrate urban
‘original’, as it did not bring outsiders but
concerns in generic UNDAF priorities
former EGM professionals from within. It
(governance, poverty, basic services).
was almost an internal EGM, not really
We should focus on 26 ENOF priority
envisaged in our Work-Programme. But
countries that we selected last year.
I think that this event, probably a first
in the entire UN system, achieved a lot. • We need to collaborate and to
Indeed it achieved more than I expected compete with other UN agencies, some
when we discussed this idea six months with large country offices and more
ago at our coffee station. important resources. Professional
excellence is therefore indispensable
I would like to summarize some of the key
if we want to be heard and respected.
recommendations which have emerged
We have to strengthen our technical
from our meeting and will in fact blend
capacities and expertise, globally,
this outcome with the recommendations
regionally and locally, particularly if we
made in recent RTCD retreats, held in
want to access ‘One UN’ funds as we
July and December 2010 in Nairobi and
already do in some countries.
Naivasha. In that way, I will combine
your recommendations as ‘elders’ • We have to work with sister UN
with our current internal perspective. agencies but also and primarily with
Following the EGM discussions, I will governments, local authorities and
group the recommendations in clusters other partners active at national level.
corresponding to the panel structure, The partnership principle of Istanbul
identifying only three recommendations should remain on top of our agenda.
It goes much beyond the UN Country
3 Concluding remarks by Daniel Biau Teams.
Human Library Conference Report • 51

Under Panel 2 (Relations among UN-HABITAT Divisions) • We have to take stock of our accumulated
we have noted three practical recommendations: experience at country level, probably on a regional
basis, and strengthen (again) our own policy
• UN-HABITAT being essentially a mix of global
expertise. This is a challenge as new recruitments
programmes and country activities, we should
will be needed, based on different staff profiles.
better coordinate and synergize these two levels of
intervention. While the issue is not normative vs. • Under Panel 4 (Relations between country
operational, the ENOF action plan should be taken operations and global programmes) our collective
more seriously to ensure real complementarity recommendations were not very innovative:
between global and country-level activities.
• We all agreed that monitoring, evaluation
• It would be highly advisable to establish more and feedback mechanisms have always been
systematically inter-divisional teams (based on underdeveloped at UN-HABITAT, especially due to
the successful precedents of DMU and PSUP) lack of resources. Indeed Regional Offices have to
combining the expertise of Focus Area colleagues be better equipped to fulfill these tasks if we want
with the sub-regional knowledge and contacts of them to be more policy-oriented.
our SHSOs.
• I am also convinced that in our globalized world
• A further step ahead should be for Regional the regional dimension should take more and
Offices to integrate professionals from other more importance. This is another weakness of UN-
Divisions as it is done in UNEP and was tested by HABITAT as we find it almost impossible to raise
the BP programme and the Water Programme in funds at regional level. Our Global Programmes
Latin America and SCP in Asia. This would be a and Focus Areas should be more regionalized to
way to change the silo culture still persistent in be more meaningful. It is primarily at regional
some parts of the agency. and sub-regional levels that policy makers should
exchange best practices and policies. The Asia-
Under Panel 3 (Impact of Technical Cooperation
Pacific Urban Forum (APUF) is an interesting step
on national policies) we need to recognize our
in that direction.
limitations and publicize our successes. I submit
three important ideas: • From Global Programmes, our Regional and
country teams are expecting knowledge and useful
• We know that our current portfolio is rather
tools. We have to insist on the tools needed by
unpredictable as it prioritizes post natural disasters
national staff in all areas of the HABITAT Agenda,
and in-crisis countries. In the coming years, we
from GIS to pricing mechanisms, from community
have to move deliberately towards providing
contracting to land use planning. To build
technical assistance to national policy reforms,
capacities, through training or learning-by-doing,
in both the housing and urban development
simple and effective tools are indispensable.
areas. This should become our top priority, i.e.
normative support at country level. In fact I Under Panel 5 (Project and programme administration)
propose that RTCD be transformed into the Policy the discussions were extremely animated. Many
Implementation Division of UN-HABITAT. colleagues from PSD attended and were much
welcome. Moving beyond our criticism of the
• To succeed in this transformation we will have
increasingly cumbersome bureaucratic procedures.
to involve professionals from other Divisions
and a variety of partners, including academic We could make at least these clear proposals:
and research specialists and local government
• Delegated decentralization of authority remains
practitioners. Of course we will also need to rely
a must, and should be associated with full
more and more on national expertise and promote
responsibility and accountability. Despite MTSIP
more intense national dialogues (e.g. through
declared intention to promote ‘excellence in
National Urban Forums).
52 • Human Library Conference Report

management’ progress in this field has been very be explored further, but Global Programmes (such as
slow. To compete with other agencies with field PSUP) are essential. For both types of countries, UN-
operations such as UNDP and UNOPS we should HABITAT should create a Programme Development
do what they have been doing for years: delegate Facility to provide seed money for project preparation
much more authority to our regional offices and and evaluation.
country teams and exert post-facto controls. This
• In middle-income and emerging economies, we
is indeed a cultural issue: we should replace the
have to be very selective and work essentially with
culture of suspicion with the culture of trust.
their own funds. This applies in particular to East
• We heard loud and clear that, in the UN, only Asia, the Arab States, Latin America and Eastern
financial rules are cast in stone. The other rules Europe. To be attractive, we need to build our
and procedures are agency specific, in our case credibility and reputation as the UN policy body or
designed by PSD or OED. Therefore, we could think tank on sustainable urban development. This
have a lot of flexibility for recruitments and is a huge challenge for UN-HABITAT and its new ED.
procurement, project approval and reporting, for
• Finally we should keep our funding performances
staff transfers and promotions, etc. We should
under permanent review and have a contingency
improve our administrative processes through a
plan or decline scenario updated in each and every
proper inter-divisional review.
biennium. Since 2003, I have proposed to the
• Noting that UN-HABITAT is top-heavy and that CPR and GC a reform in the way Regional Offices
PSD and UNON are overlapping and duplicating are funded in order to transform our ROs into
in many areas, an immediate option would be to teams of regional advisers and move away from
abolish or radically downsize PSD. The functions the overhead- generation constraints. As for the
of PSD could be redistributed to OED (programme 2008 global financial crisis, I think that this reform
and budget), UNON (recruitment, contracts and will only be undertaken when we have no other
procurement, staff administration) and substantive choice. For the time being we should reinforce our
divisions (PMOs). PSD staff could be re-deployed policy expertise and increase the visibility of UN-
accordingly. HABITAT at all levels. Fund mobilization cannot
succeed without sufficient seniority, substantive
Under Panel 6 (Fund mobilization) we appreciated
knowledge and adequate negotiating skills. This
the continuous growth of RTCD budgets mobilized at
is what we have learnt over the last 25 years.
country level but noted the geographical disparities,
with a very successful ROAP contrasting with other To conclude, I wish to support a final recommendation
less fortunate regions. related to the continuation of our stock-taking
exercise. I am convinced that our three-day meeting
• Being a UN agency we have to focus on vulnerable
was very useful and could be periodically replicated,
counties and vulnerable people. Therefore, our
probably under different formats and with more
priority countries fall into two categories:
interactions with present staff members (the ‘young
i. The countries in crisis and in post disaster generation’). I leave this idea with my successor and
situations, and with UN-HABITAT Management and I shall be happy
ii. The Least Developed Countries. to join all of you very soon in the Human Library of
UN-HABITAT.
For the former category, we should continue to
mobilize donor funds and confirm our reputation as Elaborating on Hampate Ba’s famous saying, I would
an efficient reconstruction and recovery agency. For like to suggest that: “In Habitat, an active elder is an
the second category, fund raising is more difficult open human library!”
and rather ad-hoc. ‘One UN’ funds are an option to
Human Library Conference Report • 53

ANNEXES
PERSONAL REFLEctIONS

I also assisted regional bodies such as


ALBERTO PARANHOS the Assembly of Housing and Urbanism
Alberto Paranhos, the former Ministries (MINURVI) (that inspired similar
Director of Planning of Curitiba, was bodies in Africa and Asia), and the
the recognized ‘Pillar of ROLAC’ for Federation of LAC Cities, Municipalities
his 18 years with UN-HABITAT. and Associations (FLACMA), now part of
UCLG.

I
am an urban economist with a PhD Although I hold Portuguese citizenship,
in Urban Economy and Planning I was born in Brazil. During my
Development in Developing Economies. time with UN-HABITAT, I used my
After 11 years serving as Director of the Brazilian citizenship. This led to a
Planning Institute in the Municipality of few disagreements with the national
Curitiba, Brazil, and seven years as an government as well as the suspension
international consultant with the World of a few entitlements. While the overall
Bank assisting local governments prepare relationship with Brazilian authorities
and submit bankable urban investment was friendly, there is an important lesson
projects, I was invited to join UN-HABITAT to be learned here. HSOs should not
and UNDP during the celebration of the be fielded in their countries of origin. It
World Cities Forum in May, 1992, where must become clear to the country that
I also served as the Executive Secretary HSOs are an agency asset for assisting
reporting to both the International country-members and not a country tool
Union of Local Authorities (now UCLG) to promote national interests inside the
and United Nations Conference on agency.
Environment and Development (UNCED) Several LAC countries and cities are
Secretariat. not poor, but rather poorly managed.
I joined UN-HABITAT in September Yet, they tend to seek UN advice for
1992 as a SHSO and was assigned to implementing their own projects and
TCD Unit IV, later renamed ROLAC programmes, provided that this advice is
when it was moved to Rio de Janeiro. free of charge. Many other LAC countries
My previous experience working with (and cities as well) are poor in both
local governments allowed me to financial and human resources terms.
strengthen UN-HABITAT’s partnerships They do need technical, yet politically
with municipalities and other forms of neutral expertise, but cannot afford it.
sub-national government. My position in Finally, bilateral agencies are rearranging
Unit IV, as well as within ROLAC, included themselves around political ideologies
assisting sub-national governments and commercial bounds, making TC
improve their performance considering disappear as a tool to improve the quality
both the quality of the urban planning of territorial and sectoral management
process and their measurable results. leading to improved quality of life of
54 • Human Library Conference Report

all inhabitants, especially the poorer and more be obtained. It is different from the UN agencies
vulnerable. finishing with ‘O’ (as in Organisation) like UNESCO,
ILO, FAO, ICAO, that have a different kind of
Human interaction and living internal structure and governing body. I have always
memories been amazed that MINURVI country members, for
instance – even though recognizing the importance
As far as in-house activities are concerned, I feel that
of this mechanism to share experiences and ideas
the purpose and mandate of Regional Offices were
– never accepted the principle of funding its often
not clear enough for the agency. Perceptions varied
inexpensive operations.
from a representational body to a more complete
fully entrusted Office supporting all partners within It is important to also mention that many LAC
the region. With very few exceptions, Global countries seem to see UN agencies as ‘‘interesting
Programmes did not understand the value and institutions’ but not necessarily ‘desirable”. This
strategic importance in the expansion of Regional makes a lot of difference. Although there is respect
Offices. for the agencies (when technical expertise is really
undisputable), university teams and national
Regarding the overall idea of ‘Delivering as One’
governments tend to only want a partnership with
within the UN, it was clear that big agencies will
UN agencies to get a formal approval to their ideas
always try to get the best portion of the cake and
and projects. Moreover, countries seem to consider
push away smaller agencies. In addition to being a
that this kind of ‘clearing house’ mandate cannot
funding agency and the political representation of
be charged for, since the governments already
the UN System as a whole, UNDP was also authorized
contribute to UN general funding. This attitude
to become an implementing agency in 1994. But,
varies a lot across the region and the distribution of
the system was severely unbalanced. Several initial
UN funds within the countries is also very uneven.
exercises were more a partnership for ‘Delivering
with UNDP’ rather than as originally imagined. In Additionally, the tentative efforts to raise funds from
cases where UN Resident Coordinators had a real the private sector – although quite promising in Brazil
understanding of being representative of the whole – are not yet sustainable for the future, unless there
system – like in Uruguay, which was unusual – the is an immediate focus for placed on work generating
exercise had several positive points, although the political visibility and social-economic impact. For
weight of UNDP in comparison with other agencies this reason, I still recommend exploring a medium
is always difficult to re-imbalance. But, there are or long-term partnership with UNICEF that enjoys
cases where UNDP staff fully recognizes UN-HABITAT private sector support for their mandate. UN-HABITAT
as an important partner and adviser, like in Ecuador, would only need to include the territorial dimension
Colombia and Cuba for example. to improve and increase this window of opportunity.

Finally, regarding the perception from countries


and cities – at least within the LAC region – it was
Future perspectives
unusual to see a country member looking for TC. • ‘Be selective to be effective’ - UN-HABITAT needs
The most common feature was receiving requests to further concentrate activities towards one yet
for no-cost expertise or just some funding for the important and impressive theme, such as ‘urban
national or sub-national government to implement sustainability’ as its key mandate. While UN
their own projects. I suspect that titling UN agencies reform does not come and agencies continue to
as ‘UN Programmes’ like UNDP, UN-HABITAT, step over each other for funds, UN-HABITAT has
UNEP – along with well known funding agencies to keep improving upon its expertise to become
like UNICEF, UNCDF, UNFPA – gives government undisputable within the UN to raise funds for
officers the wrong perception that ‘programmes’ TC activities.
are similar to funds where financial resources can
Human Library Conference Report • 55

• Together with UNEP, UN-HABITAT has a clear other key funding bodies. Those posts would
territorial mandate regarding rural development be funded by a fraction of the funds raised with
and food production, which is evident within the intermediation of UN-HABITAT Foundation
Target 11 and Goal 7. While other key agencies (through overheads).
directly deal with improving or highlighting human
• Strategic partnership with selected UN agencies:
being attributes (education, health, employability,
within the spirit of ‘Delivering as One’, UN-HABITAT
sex, gender, etc), target 11 of goal 7 should inspire
needs to explore and strengthen operational
and guide UN-HABITAT priorities and programmes.
partnership with funding agencies such as UNEP,
• Lateral movement: it is important for a TC UNICEF, UNFPA. Combining this partnership with
agency to improve and extend the experience joint funding of posts in regional offices will certainly
and technical expertise of its officers. Therefore, increase and improve UN-HABITAT’s presence and
lateral movement, especially among RTCD and importance in the field.
Global Programmes, including Regional Offices
• Finally, UN-HABITAT can also explore being the
and HPMs, is a strategic tool and should be
means through which direct TC among developing
strengthened as much as possible.
countries is carried out. The world is becoming
• Representation within key funding agencies: more complex regarding groups of interest among
as a TC agency, UN-HABITAT must maintain countries, while both developing economies as well
a continuous flow of external funding, since as some poor countries have indeed quite good
country-members still do not understand the practices and ideas to share and contribute to more
importance and value of technical cooperation; developed countries. This should be more evident
they still prefer to get a loan, i.e. a debt, rather when related to cities and urban sustainable
than to pay for TC. Therefore, while promoting development. Local governments have difficulty
the many advantages of TC (cost-efficiency, keeping and improving direct external relations,
transfer of knowledge, etc), it may be strategic while their global associations are becoming more
to strengthen or to create specific posts within and more political rather than cooperative. There is
(or near) the WB, the EU, Regional Banks and a window for opportunity there.
56 • Human Library Conference Report

a single, integrated entity composed


ALI SHABOU of whatever individual substantive
divisions and subdivisions. This requires
Ali Shabou was Chief of our Arab transparent complementarity between
Information for decades and familiar all divisions and subdivisions operating
with the activities of all Middle East from within a central system, capable of
countries. smooth and clear flows of information to
different recipients.

D
uring my 30 years with UN- From a national perspective, one of the
HABITAT I have performed the major advocacy assets in UN-HABITAT
duties of Regional Information are its flagship reports and technical
Officer and then Chief, Regional publications. These publications
Information Office in Amman, Jordan. I document current views and opinions on
was also the special representative of the the different issues of the housing and
Secretary-General of Habitat II for Arab urban development in various types of
States, based in Amman and, finally I economy and societal structures. These
assumed the duty as Chief, UN-HABITAT publications are widely recognized by
Office in Amman with my responsibilities academic institutions and professionals,
covering, in addition to Jordan, Syria, but poorly known in the central and local
Lebanon and the Gulf countries. I have governments of many countries in the
been assigned twice to Nairobi with Arab region for lack of sufficient copies
various functions. My last role in Nairobi of these publications and/or because of
before moving to Amman was Advisor to sending them to the wrong departments/
the Director, RTCD. sections or even wrong individuals in the
Government or municipality.
My duties in Amman focused mainly
on advocating UN-HABITAT’s global Flagship and technical publications,
mandate reporting on our best examples together with well-drafted promotional
of work at the national and local levels materials including easy-browsing and
for the benefit of Arab States and content-rich websites are crucial for
promoting technical cooperation and the advocacy work of UN-HABITAT
operational projects with central and local worldwide. Clearly, there is a deficiency
governments, as well as fundraising for in our advocacy work in the field and that
the operations of the Amman office and is mostly because of weak motivation in
its advocacy and substantive activities. the field and the type of material staff are
receiving and using for the promotion of
Human interaction and UN-HABITAT, but more important is the
living memories absence at the HQ of a binding strategy
on advocacy which could translate the
My experiences were in three sectors
thoughts, trends and directions of the
which are complementary and
management of UN-HABITAT.
interdependent: advocacy, technical
cooperation and fund-raising: Such clear strategy on advocacy could
form an excellent path towards increased
Advocacy: There is a need for UN-
and enhanced technical cooperation for
HABITAT to have a corporate image which
both central and local governments.
mirrors the Programme to the world as
Human Library Conference Report • 57

Technical cooperation: I believe that technical possibility of including an additional branch or


cooperation remains the backbone of all our work. section that can also help in urban policy reform.
Governments at central and local levels need to
Fund Raising: Most fundraising activities are tied
show concrete results to their constituencies through
to specific projects or activities. Obviously, each case
implementation of housing and urban development
needs special packaging for each potential donor. In
projects. A common problem, however, is limited
the Amman Office, I have been able to raise funds for
or lacking financial resources. Thus, cooperation
the operation of the office and to finance technical
must be based on innovative solutions and genuine
and other substantive activities. In one case a fairly
partnerships with various actors of civil society. The
large amount was raised for a potential project on
outcome of such projects should be documented as
municipal finance and management, but there was
good practice or as a test ground for a set of normative
several months of internal conflict between branches
elements. Needless to say that some projects can also
and divisions over control of the allocated funds and
develop a number of normative elements.
confusion with the authorities in the country over
To face this complexity in technical cooperation the funding.
work, UN-HABITAT should adopt, at the HQ level, a
This and similar cases call for more coordination and
set of easy-to-understand guidelines, clearly stating
establishment of a transparent mandate interpretation
central or local governments requirements and
for funds utilization among divisions and subdivisions,
avoiding bureaucratic and lengthy procedures. The
if only to eliminate fighting over turf.
guidelines should be clear on each step to be taken
by the central or local government for cooperation
Future perspectives
to materialize, including funding rules and possibility
of financial assistance from various donors. • Formulate an advocacy strategy that caters for
the need of all divisions and subdivisions, capable
Experience has also shown a coordination deficiency
of reflecting the entire - one UN-HABITAT - to all
between field offices (Amman Office is an example),
partners. Such strategy should empower strategic
RTCD and UN-HABITAT’s other substantive branches
partners to act as UN-HABITAT agents in the field.
and sections. This becomes apparent when a
request comes, for example, for specific training • UN-HABITAT cooperation must be based on real
or for another specific action like, for instance, the innovative solutions and genuine partnership
establishment of an urban observatory. I have noted with all actors of civil society. The outcome of
clear segregation between and within the divisions such cooperation should be documented as good
and branches which forced me to work mostly practice or a test ground for a set of normative
with one entity within UN-HABITAT and excluding elements.
the others. Once the funds are committed for such • Technical cooperation should adopt, at the HQ
project, the financial part of the project is disputed level, a set of easy to understand, step by step,
between the concerned branch, the generating guidelines, clearly stating the requirements for
entity in the field (i.e. Amman office) and RTCD. This the central or local governments and avoiding
usually results in very weak technical support from to the maximum the bureaucratic and lengthy
headquarters which affects the quality of assistance. procedures
Consequently, there should be a procedure • Set a system for full coordination at the
simplifying the coordination process between RTCD headquarters and field levels. The coordination
and other UN-HABITAT divisions to enhance work, should establish a transparent cross-border
outcomes and visibility. I take the example of a mandate to be use as a vehicle among and between
request for establishing urban observatory and hope the divisions and subdivisions in order to eliminate
that the coordination procedure could ultimately possible ambition for territorial protection.
suggest, to the requesting entity in the field, the
58 • Human Library Conference Report

could contribute for success or failure of


Antonio Yachan a programme. After analyzing different
aspects, I concluded that good human
Antonio Yachan was a senior HSO relations with the immediate and the
in ROAAS for many years and larger working team and good relations
is still very active in Chile as an with partners and counterparts was
international consultant the most significant aspect to take
care of if the aim was the successful
implementation of a programme or any

B
efore taking early retirement endeavour in life. Conflicts and problems
in 2006, I worked for different are unavoidable; the difference is the
UN agencies, including UNEP attitude towards finding a solution or
(consultant on environment and enhancing the positive side.
vernacular housing), UNICEF (fixed
term on rural development and rural Adequate communication, inclusive
settlements), UNDP (consultant on attitude and proper participation are key
capacity building and management), FAO factors contributing to good relations
(capacity building for regional planning between colleagues.
and management), UNHCR (consultant Knowledge: UN-HABITAT is a relatively
on post conflict sustainable solutions) new and small agency that is working
and UN-HABITAT. to get human settlements issues on the
With UN-HABITAT, in 1998 I joined the global agenda. To be recognized, UN-
Oil for Food Programme in Iraq where HABITAT has to offer country specific
I had the opportunity of managing services, responsive to needs.
a programme, which in its highest It is difficult to believe that UN-HABITAT
moment had over 500 professionals after 35 years of existence does not
delivering more than ten million US have an updated guideline for slum
dollars per month. In 2003 I joined upgrading, something that could guide
ROAAS as a SHSO covering Lusophone countries in defining a city strategy or
and Anglophone countries. assisting governments determining
the necessary elements for urban and
Human interaction and housing policies. It is absolutely clear
living memories that there are no human settlement
After 30 years of experience in Africa recipes that can be applied in every
and the Middle East there are hundreds context, but this is not an excuse for
of experiences and valuable memories, not been able to provide the basics to
However if I have to identify the key assisted countries.
factors that contribute to improving the For UN-HABITAT to gain a recognized
lives of the most vulnerable, three aspects position among governments and
can be highlighted: attitude, knowledge development partners, it has to become
and management. These three can be the centre of human settlement
considered as the three pillars of my knowledge in the world and should
personal human library. produce what is not available, continue
Attitude: Days after retiring I was asked updating what is most relevant and set up
to identify the most significant aspect I adequate channels of communication.
Human Library Conference Report • 59

During my working experience I noticed that the Future perspectives


empirical knowledge and experiences of affected
It is obviously challenging to summarize the key
communities testified to a great deal of rationality
recommendations in a few lines, but I would suggest
concerning their immediate surroundings, needs
the following: should be considered:
and aspirations. That empirical knowledge and
experience is highly familiar to the community, it is • Attitude and knowledge: Normative and
openly disseminated within their own boundaries operational divisions in the agency MUST set-
and there is willingness to apply such knowledge up an improved system for working together,
to solve their problems. However, limitations were complementing each other and not competing
identified in bridging between each community’s as seems to be the pattern today. The production
aims and potentialities, and the support provided of knowledge (normative division) is necessary for
by governments and external agencies. improving the identification and implementation
of projects (operational division). On the other
A different attitude from governments and the
hand, empirical information is one of the most
development community is required recognizing that
valuable sources for producing and updating
beneficiaries do have knowledge and experience and
knowledge. Therefore, a common normative and
there is a need to articulate the academic knowledge
operational programme is required with joint
with locally empirical knowledge and needs. Both,
objectives and priorities.
the academic and the empirical, should be source of
knowledge for UN-HABITAT. • Knowledge: UN-HABITAT should become the
world forum for producing, discussing and
If UN-HABITAT does not take the lead in producing,
exchanging relevant knowledge for: (i) better
systematizing and publicizing knowledge for housing,
urban management for large, medium and
shelter, slum upgrading, urban governance, urban
emerging cities; and (ii) slum upgrading and
management, urban economy and other substantive
prevention. These two, interrelated topics should
areas, the agency will be excluded and will lose its
be the backbone of UN-HABITAT focus on
potential to provide relevant technical assistance to
knowledge.
the least developed countries. We must also ensure
to maintain the knowledge we’ve acquired through • Some valuable experience exists in-house
our work; without keeping it current and updated, and could be enhanced initiating a series of
the agency risks losing its credibility. exchanges; recognized experiences exist in partner
countries and communities for what could be the
Management: UN agencies in general and UN-
basis for further exchange of knowledge and
HABITAT in particular, are advocating for delegation
experiences. UN-HABITAT could also integrate
of authority and decentralization of decisions for
external knowledge from academia, inclusive of
better urban governance, housing and shelter
universities and research centers in its work.
programmes as well as for slum upgrading. This is
the core message transmitted by our staff to country • Additionally, based on field priorities, new
partners. However, during the past few years, there knowledge and updating existing information
has been a continuous re-centralization of authority should be based on a priority list of topics defined
within UN-HABITAT and a similar trend exists with in a participatory way.
concentration - and duplication - of unnecessary
• Management and rules: Management should be
administration that is leading to unbelievable delays
serving agency’s objectives and timeframes and
in recruitment, approvals, payments etc. Without
for this, the secretariat rules have to be followed.
adequate management, there is no knowledge or
Whatever has been added to the secretariat rules
attitude that can help in assisting those that needs a
should be eliminated and whatever is taking the
better built environment.
longer path for implementing the secretariat
60 • Human Library Conference Report

rules should be modified, using the shortest system is providing the best arguments to
and simplest method. If there is something governments, alternative UN agencies and others
that should be studied in UN-HABITAT is how for excluding UN-HABITAT from the development
to process projects, approvals, recruitments, community. It is the Trojan Horse destroying the
payments, agreements and all sort of managerial agency.
and administrative procedures in the shortest and
• Management and source for salaries: In UN-
most efficient way. UN-HABITAT has to rethink its
HABITAT, all staff is supposed to be equal.
management, truly responding to the field and
However, while staff in most divisions have their
the needs and challenges which are demanding
salaries paid from Regular or Foundation funds,
and very competitive. Other UN agencies and
the majority of staff in the Regional Technical
development institutions have already found more
Cooperation Division has to produce overheads
efficient alternatives.
to pay their salaries and for those who work in
• Management and delegation/decentralization/ the RTCD offices. This fundamental difference
accountability: The UN system structure can has been taken for granted. I would strongly
accommodate delegation and decentralization recommend that this practice is changed and the
of authority. It is strongly recommended agency pays staff in the same proportion from
to decentralize technical, managerial and the different sources of funding available without
administrative decisions away from the centre. placing an unfair burden on selected staff.

• Even one day of delay in the field is attributed to


UN-HABITAT inefficiency. The present management
Human Library Conference Report • 61

field is closely related to the preparations


DAVID KITHAKYE at HQ through the direction and
facilitation provided. This is what makes
the relationships between the Regional
David Kithakye was a senior HSO in
Technical Cooperation Division and other
ROAAS for many years and remains
UN-HABITAT divisions very important. I
very active in Kenya.
would like to describe what I believe has
been a great learning experience for me

U
N-HABITAT’s unique mandate at HQ and in the field.
is captured in the Habitat II
themes: “Adequate shelter for Human interaction and
all” and “Sustainable human settlements living memories
development in an urbanising world”. I have had the privilege of engaging
The realization of these themes has with UN-HABITAT since its beginnings in
defined the work of the Programme since 1978. As an architect-planner with the
1996. The challenge of urbanization and Nairobi City Council, I was privileged to
its attendant impact on living conditions, contribute in the preparations for the
experienced globally over the past 50 Kenyan Government’s National Report
years, has increased the urgency of the to the First United Nations Housing
realization of these aims Conference. This engagement prepared
Since Istanbul UN-HABITAT been going me for work at the United Nations
through a series self examinations and Centre for Human Settlements (UNCHS)
reviews of the way it operates. The latest after 12 years with the World Bank
of these is the Medium Term-Strategic especially concerning governments and
Institutional Plan sets out the new communities, and contributions to the
direction in addressing current issues – establishment and the running of the
rapid urbanization, the increase of slums Municipal Development Programme
in spite of several years of upgrading for Eastern and Southern Africa – a
programmes, lately also climate change capacity-building programme for local
and poverty in developing countries, and authorities and urban development.
especially in Africa and the countries I was therefore ready for the work in UN-
in which I was involved. Headquarters’ HABITAT at both HQ and in the field.
review involves the whole staff body Experience at headquarters included
and, subsequently, I was involved in all continuous interaction with professional
of these reviews at different levels with peers expounding and implementing
my contribution mainly on review of the the Habitat Agenda. These interactions
relationships between HQ and the field. should engage all professionals and
Working in the Regional Technical capture their individual and collective
Cooperation Division brings experience competencies. Where this aspect of
in several countries and different headquarters activities was executed, it
Medium Term-Strategic Institutional effectively produced lasting programmes
Plan situations as one interacts with for headquarters and the field.
government officials, communities and Engagement in headquarters activities
development partners. The effectiveness is important to develop the corporate
of any human settlements officer in the identity of UN-HABITAT. Activities such as
62 • Human Library Conference Report

budgeting should be transparent and participatory. but also by acceptance of the recipient as equal
Involvement of programme managers in budgeting partner.
will define programme linkages and synergetic
What about interaction with other external support
relationships. This is also a learning experience in
agencies? Like UN-HABITAT, each one of them
preparation for field work.
has its own mandate and approach to realize the
Over the past 20 years, highlights included the same aims. The South African People’s Housing
elaboration of the implementation of the Habitat Programme, for instance, which was funded by
Agenda which outlined the Campaigns for Urban the Government of South Africa, the Norwegian
Governance and for Secure Tenure. The Campaigns Government and USAID required rationalising the
were meant to be the vehicle for the realization of mandates and requirements of the actors. Learning
the Habitat Agenda. The implementation of the to respect the governmental statutory position
campaigns brought staff members together, both was also important in Nigeria in developing the
at headquarters and in the field. The elaboration expansion of the Sustainable Cities Programme
and the implementation of the Urban Management and in mobilising local funds for the Dar es Salaam
Programme (UMP) and its successor programmes Action Plan for upgrading unplanned and unserviced
– Sustainable Cities Programme and the Safer settlements.
Cities Programme is an example of interdivisional
engagement. The elaboration and implementation Future perspectives
of the Cities Alliance involved all divisions of UN-
Key recommendations I would make to UN-HABITAT
Haitat, the World Bank and other UN agencies.
colleagues for the future:
Headquarters experience should essentially prepare
• The work of UN-HABITAT should be guided by
one for work in the regions, individual countries and
professionalism at the highest level of integrity and
communities. Effective work in the field requires a
respect. The relationships between various levels –
unique combination of understanding headquarters
executive directorate, management, seniors and
and the realities in the field.
the others are critical in this regard.
How could I communicate at the country level and
• An arrangement should be found to ensure that
to institutions and communities in a manner that
staff is encouraged and their capacity enhanced
would endear them to the critical issues of the
to improve delivery. The PAS system should be
Habitat Agenda and at the end of it all leave them
reviewed to make it less cumbersome and more
empowered to carry on with development of good
relevant.
housing policy, sound infrastructure development
and delivery adequate housing for all? • Professional competence can only be achieved
through professional honesty and respect. There
Countries, institutions and the communities all have
should be due respect between divisions and
their own expectations that need to be responded
professionals. No single division can deliver UN-
to. My experience is that effective collaboration
HABITAT’s mandate on its own.
can only develop from trust between the local level
institutions and RTCD. What was expected of me? • Budgets should be tied to activities and not to
How did I measure up to the expectations? I have divisions or branches. The success of a programme
asked myself these questions all the time when I should be measured on how well it delivered its
engaged with stakeholders and external support responsibility through the involvement of all
agencies. This was necessary from the initial stages divisions and as many branches as possible.
of programme formulation to the completion of the • Field operations should be guided by the political
programme. RTCD programmes and approaches and other reality of the country and partners.
should be guided not only by technological solutions Humble acceptance that some institutions out
Human Library Conference Report • 63

there are better managed than the Agency is for all” and Sustainable human settlements
necessary so as to enable them to learn. development in an urbanising world” as the late
Hassan Fathy observed “a house is the visible
• All countries deserve to be reached and supported
symbol of a family’s identity, the most important
in their efforts to realise the Habitat Agenda.
material possession a man can ever have.”
How will the Agency rise to the occasion without
discrimination?

• Finally, UN-HABITAT should carefully consider a


return to its core business – “Adequate shelter
64 • Human Library Conference Report

donor funded projects. Next, as a staff


Disa Weerapana member of UN-HABITAT working from
its HQ, the Regional Office, and a UNDP
Disa Weerapana joined Habitat in Country Office in the capacity of a
1989. He negotiated the opening of consultant.
ROAP with Toshi Noda and Daniel From these stations, I experienced how
Biau and was Deputy Director of the the mandate of the UNDP came to be
Fukuoka Office until 2001. interpreted and reinterpreted over the
years due to a constantly changing donor

I
joined the then UNCHS in 1989 environment, and demands for reform
and held increasingly responsible and change, both internal and external,
positions in the Technical Cooperation that came with it. Since UNDP was
Division of UNCHS (Habitat) until my the lead UN agency in Sri Lanka, these
retirement in 2001. My first assignment changes affected the other UN agencies
with UN-HABITAT was Coordinator present. Small technical agencies, such
of the Global Support Programme for as UN-HABITAT, depended on UNDP for
Shelter, a programme under the Global resources and for country representation
Strategy for Shelter (GSS) that supported and were the most affected and under
the formulation of enabling shelter pressure to adapt and change, while
strategies in six countries. I was the first keeping the best interests of UN-HABITAT
Coordinator of the World Bank/UNCHS in mind. It was a difficult task because
Joint Programme on Housing and Urban decisions were mostly unilateral, and HQ
Indicators. had little guidance to offer.

In 1990, I joined the Asia and Pacific Interestingly, the UNDP I saw as a public
Unit of TCD and later became its Acting servant in Sri Lanka in the 1980s was the
Coordinator. With the establishment closest thing to a ‘One UN’ I have ever
of regional offices in Latin America/ seen. We only had the UNDP Country
Caribbean and Asia/Pacific in 1996, I Office to deal with. The UNDP had no
moved to the Regional Office for Asia pretense of technical competence to
and the Pacific as its Deputy Director and manage everything in development,
retired from service in 2001. After my and technical assistance requests from
retirement, I also had a brief spell as the the government were met through the
first UN-HABITAT Programme Manager in relevant technical agency. More often
Sri Lanka during a period of uneasy peace than not, UNDP even funded the initiative,
between GOSL and the LTTE, and when a either partially or fully. The Government
tsunami devastated a large section of the negotiated with UNDP which used its
residential belt in Sri Lanka. discretion in determining priorities and
negotiations with the relevant technical
Human interaction and agencies. Under this arrangement, large,
living memories multi-year technical cooperation projects
were implemented in Sri Lanka as UN
During my career as an HSA, I worked
projects.
with UNDP in different situations. First, as
a Sri Lankan senior civil servant in charge When I returned to the country office
of donor negotiations and managing 15 years later the UN had changed.
Human Library Conference Report • 65

There were many UNs - each agency in direct embedded expertise. The concern was that whereas
communication with the Government through one the technical agencies had articulated development
or multiple counterpart Ministry/Ministries. In the philosophies underpinning their interventions, the
absence of UNDP funds, there was competition for UNDP had none. As a result, as we observed during
a share of the available resources. UNDP had lost post tsunami reconstruction, for instance, contractor-
its leadership in the country and the UN. It was no built housing was considered efficient; community
longer the office of first call by the government. participation a waste of time; incremental housing
unsightly; and community-led savings and credit a
I have seen UNDP in two extremes. First as a friend
source of corruption - a reversal of principles we had
and financier, when we could walk into a resident
worked for years to promote.
representative’s office by appointment, and following
a short sales talk around a good idea, walk out with a In this scenario, the concept of ‘One UN’ seeks to
pledge of half a million dollars. Most country offices promote coherence and effectiveness across various
did not understand our ‘gobbledygook’, enabling agencies. ‘One Leader, One Programme, One Budget
approach, affordable standards, people-centered and where appropriate, One Office’ was a good idea
development, inclusiveness etc in what they thought to bring the UN back together to work as a team.
was a simple task of producing a house, and asked How does it work in actual practice? Of its four
us very few questions. From these comfortable days components, ‘One Office’ needs time in the non-
came the rough times, such as national execution pilot countries because of logistics. System-wide
when we were given just 10 per cent of the budget, planning such as CCA and UNDAF seem to work
but had to bear the full share of the blame for with wide participation and active consultations with
any shortfall. On top of that we had to take the the Government. However, bringing the agencies
blame from our own bosses for the drastic drop together to agree on a common set of priorities
of the overheads we brought home. Next, came a involves time. The planning process is expensive and
time when UNDP funding dried up and we had to time consuming consultations, conferences, reviews
negotiate with donors from a distance and share and retreats. The resources most agencies can
them with UNDP. And more recently, when UNDP pledge over the medium term are largely indicative
billed us for every little task we asked them. and unpredictable, and resource gaps during
implementation are common.
UNDP competes with all technical agencies in fields
like shelter, urban development, humanitarian Although, UNDAF draws its priorities from the
assistance, livelihoods, disaster mitigation, gender, national planning frameworks, in reality it is a
environment, just about everything, for a bigger parallel planning process led by UN agencies. The
share of the limited development resources. UNDAF interventions are implemented outside the
Agencies such as UN-HABITAT, without country government mainstream projects and programmes.
presence to engage in protracted negotiations with
donors, generally lose out in the competition, even Future perspectives
in resource-abundant situations such as post-conflict
Can UN-HABITAT influence the process? Habitat
reconstruction and tsunami. Not only do they insist
was missing out by not participating in the UNDAF
on passing through arrangements with UNDP in
process. However, without country representation, it
a collaboration with any another UN agency, they
was difficult.
also elbow out other agencies by claiming in house
competencies and expertise to deliver components • With the appointment of HPMs, UN-HABITAT has
that legitimately belong to other agencies. made significant strides in participating in UNDAF
as a member of the UNCT. However we are still
The more serious concern however was not the
behind in mainstreaming the Habitat Agenda in
diluted focus of the UNDP through claims of in
the UNDAF framework. Our inherent weakness
66 • Human Library Conference Report

of unpredictable resources to back the ideas is a an opportunity to be first in the field. Experience
key factor. The big agencies able to bring their has shown, being on the ground helps to
own resources exert a greater influence on the attract donor attention and gets a voice in the
final selection of priorities. Smaller agencies play negotiations for more funds.
a subdued role. In most countries housing is still
• We should consider what would be a good
considered a welfare item rather than a key sector
indicator to measure the impact of our collective
of the economy, and marginality of the Ministry
efforts? Could it be Millennium Development
of Housing complicates mobilizing government
Goals: Goal 7, target 11?
support.
• What have we achieved in the countries where we
• HPM performance has received positive reviews
have our best operational presence?
and their position should be strengthened in
UNCT deliberations and to productively engage in • How well have we inserted the right to housing,
the UNDAF process. There is still the issue of the right to tenure, inclusive cities, and people
acceptance of HPMs as full members of the UNCT centered development?
and even when accepted, the eradication of status • Are the normative and operational arms of the
difference. In large programme countries where UN-HABITAT sufficiently linked?
the HPM carries responsibilities beyond his/her
capacity, support with more staff and budgetary • Can UN-HABITAT claim the progress other
resources is required. agencies have achieved on MDG targets within
their mandates?
• UN-HABITAT should explore the creation of a
core funding for initiating operational activities • How many PRSPs have a chapter on slums? How
in countries where potentials exist for funds many countries have a performance target on Goal
leveraging. Bringing core funds gives any agency 7, Target 11 in their national MDG Strategies?
Human Library Conference Report • 67

On March 2000, I joined UNOPS as


Doudou MBYE a Senior Portfolio Manager at its sub
regional office in Abidjan. I handled
Doudou Mbye has worked as a CTA a portfolio of almost US$ 47 million
in several reconstruction projects in several Anglophone West African
since 1995. countries. In 2001, I was promoted to the
position of Deputy Division Chief and the
following year as the Chief of the Abidjan

P
rior to joining UN Habitat on Office. With the civil unrest of September
January 2, 1995 I had been with 2 2002 in Cote d’Ivoire, UNOPS was obliged
(two) World Bank financed urban to relocate its offices to Dakar, Senegal at
development and management projects the end of May 2003. The relocation was
and was on the verge of launching the undertaken with minimal disruption to the
‘public works and employment creation office activities by virtue of a well planned
programme’ with the Bank when the and managed relocation exercise.
offer came from UN Habitat RTCD
to fill the position of Chief Technical Between 2004 and 2005 UNOPS
Adviser of a US$ 1 million project titled underwent a major restructuring that
‘Rehabilitation de la ville de Kigali’. This upgraded the UNOPS Dakar Office into a
project was jointly formulated by UN Regional Office for West & Central Africa.
Habitat & UNDP Kigali to support the Prior to becoming a Regional Director
recovery process in Rwanda following I was handling a portfolio of projects
the genocide that killed almost 800,000 that were mainly infrastructure type of
tutsis and moderate hutus. The project projects with heavy procurement of good
entailed a) identification of suitable and services components. The clientele I
sites for the resettlement of returnees, served included the African Development
b) rehabilitation of several symbolic Bank, UNDP, UNCDF and several other UN
government buildings, c) procurement of agencies.
vehicles, office furniture and equipement
After leaving Djibouti and prior to
for key ministries. Within 6 months after
joining UNOPS I had the opportunity of
launching the project and demonstrating
undertaking a couple of consultancies,
visible results on the ground, UNDP Kigali
namely, a) Identification and formulation
invited UN Habitat to take over a US$
of an urban project in DR Congo for UN
14 million project from another sister
Habitat and b) mid-term evaluation of
UN agency to rehabilitate government
‘small markets infrastructure project’
buildings at the district level that were
jointly implemented by FAO and UNOPS
damaged during the war, namely, offices
for a US consulting firm.
and residences for local authorities.
September 2006 I moved over to
A couple of years after launching the
Indonesia to bail out UNOPS after a dismal
project and setting up the project
performance in delivering the UNICEF
implementation unit in Kigali and kick
financed post-tsunami schools and
starting all the project components I
health center reconstruction programme.
was reassigned to Djibouti to oversee
I delivered the programme along with
the completion and handing over of the
additional health centers and opened
Balbala Social Housing project and related
the new UNOPS Indonesia Office prior to
assets to the central government.
68 • Human Library Conference Report

returning home to UN Habitat – Iraq Programme to would then be relegated to a back seat tantamounting
manage the Iraq Programme. to missed opportunities.

Another serious issue that is worth remedying for


B. Human interactions and living
the operational aspects of UN Habitat is the lack
memories
of empowerment to the national staff. There is
UN Habitat has a mandate – delivering sustainable ‘centralized control’ at HQ to the extent that teams
shelter solutions – an all embracing and encompassing in the field are somewhat reluctant to take on new
one. Shelter solutions have widely been subject to a business given the anticipated delays in launching and
lesser degree of importance by countries because in implementing projects.
as much as national governments make allocation for
Most of the issues highlighted above could easily be
sectors like education, health etc. while placing shelter
resolved if the will to take hard decisions exists at the
issues at a lower level of importance. Donors too
level of UN Habitat senior management otherwise
have shown total unwillingness to finance housing
the ‘cash cows’ of UN Habitat might as well belong
construction in the third world because it is very
to other agencies that have the right tools to deliver
often regarded as a public good which would in turn
programmes in the field.
increase aid dependency on the side of beneficiaries.

I often ask myself the question - Why is UN Habitat C. Future perspectives


unable to mobilize resources like the UNICEFs,
The empowerment of offices away from HQ in terms
UNHCRs, FAOs etc.? Is UN Habitat not strategic
of programme delivery ought to be treated with
enough in its quest for funding given the positive
the utmost urgency possible to increase efficiencies
impact investments on housing would have on an
in the field. Delegations of Authority should be
economy. Housing is equally an economic good and
commensurate with the resources being managed as
should also be seen as having a ‘multiplier’ effect on
well as the authority relative to the seniority of the
housing whose effects would be felt by other sectors
officials, for example, Regional Directors and Divisional
of the economy. These are salient questions that puzzle
Directors.
those that value the work of UN Habitat particularly as
it pertains to the most needy of societies. A well thought out resource mobilization strategy
based on adequate business development intelligence
Apart from the administrative hoops field offices
is a sine qua non to the acquisition of new or repeat
have to jump in getting contracts approved, clearing
business. UN Habitat ought to understand and
and signing MoUs, it is very gratifying to note that
appreciate donor priorities in a world wherein aid is
UN Habitat is increasingly thriving to improve its
dwindling. With all the regional offices searching for
knowledge base on shelter solutions and urban
funds being knowledgeable on donor priorities for
planning. Ultimately this body of knowledge is
funding is a head start. To maintain a positive and
extended to ENOF (Enhanced Normative & Operational
gainful relationship with donors it is equally important
Framework) countries benefitting from UN Habitat
to have a ‘client relations manager’ who serves as
technical cooperation programmes.
the focal point for donors. The objective is to ensure
At the UN Country Team (UNCT) level, UN Habitat that there is enough information built on this donor
ought to be more assertive in terms of pursuing its that is readily available to colleagues in all parts of the
mandate as opposed to the ‘small agency’ mentality world to facilitate interaction with such donors. It is
that tends to keep UN Habitat away from country also important that donors do not perceive UN Habitat
teams. The mindset that UN Habitat is a ‘small agency’ divisions to be competing against one another for the
does not bode well for teams in the field because it same resources.
places UN Habitat at a disadvantage. The agency
Human Library Conference Report • 69

Policy Adviser, Indonesia, for UN-


EMIEL WEGELIN HABITAT - intermittent, June-October.
The assignment involved policy and
Emiel Wegelin had a long and strategy advisory support to ASSP (a
successful career with UN-HABITAT UN-HABITAT/UNDP support programme
as urban management programme to the Government of Indonesia (GoI)’s
co-ordinator and strategy and policy Aceh rehabilitation and reconstruction
adviser. strategy), focusing on getting ASSP
off the ground and developing its
strategy in the local government areas

I
have worked for Technical Cooperation to be covered by ASSP and its partner
Division on and off for the past 25 programmes and agencies, adding
years in both long-term and short- support to the reconstruction of Tsunami
term assignments. The most significant affected areas.
were:
2005-2006: Team leader, Mid-Term
1985-1988: CTA of the UNCHS/UNDP/ Review of the Sustainable Cities
IBRD-supported technical assistance Programme (SCP)/Local Agenda 21(LA21),
project for the Integrated Urban for UN-HABITAT and the Netherlands
Infrastructure Development Programme Ministry of Foreign Affairs, intermittent,
(IUIDP) in Indonesia. IUIDP aimed October 2005 – February 2006. The
to integrate the provision of urban SCP/LA21 programmes were both
infrastructure physically, financially global support programmes for urban
and institutionally, and to decentralize environmental management supported
responsibility for initiation and by a range of multi- and bilateral External
formulation of projects and programmes Support Agencies. The Mid Term Review
from central to local government. comprised a forward-looking assessment
1993-1996: Programme Coordinator, of SCP/LA21 programme implementation
Urban Management Programme (UMP) during 2003-2005, with the objective of
Phase 2. The UMP was a long term providing programme direction for the
global technical assistance programme to next phase 2006-2008.
strengthen the contribution that urban 2006: Evaluation of UN-HABITAT
areas in developing countries make Programme Managers (HPMs)
toward human development. UMP Phase performance and impact of the HPM
2 (1992-1996) translated the results system in 35 countries focusing on: a)
of Phase 1 into operational support for integrating shelter and urban poverty
policy action planning in programming issues into the UNDAFs and national
at national, provincial and city levels. It poverty reduction strategies; b) promoting
thematically covered: municipal finance UN-HABITAT’s global and normative
and administration; urban infrastructure mandates; c) supporting operational
management; urban land management; activities of UN-HABITAT at the national
urban environmental management; and and local levels, while also including an
urban poverty alleviation. assessment of the administrative and
2005: Aceh Settlements Support financial arrangements and relationships
Programme (ASSP) Strategy and that condition the HPMs work.
70 • Human Library Conference Report

Human interaction and living positively built on the experiences gained in IUIDP
memories and UMP and further articulated UN-HABITAT’s
potential to respond in an integrated and
My two long-term assignments were profoundly
interdisciplinary manner to urban management
formative in many ways:
and development challenges.
• Highlighting the imperative for an integrated,
Clearly, the above would not have been possible if
multi-disciplinary approach in urban management,
there had not been the build-up of teams of colleagues
working with colleagues from different walks of
working towards common objectives and in a
life, and recognizing one another’s roles.
cooperative spirit. TCD was instrumental in enabling
• Recognizing the need for decentralization, both in that within its institutional and bureaucratic limitations.
central-local government relationships and in the
management of a complex, geographically spread- Future perspectives
out technical cooperation programme and acting
UN-HABITAT is the only UN agency with the mandate
on that within the limitations of the programmes’
of addressing urban management challenges.
settings.
Given the complexities, the enormity and the
• A somewhat more negative experience relates growing significance of such challenges in a rapidly
to the two programmes both being embedded urbanizing world, it is imperative that the mandate
in a rigid UN procedural system not designed to is maintained and developed further.
handle such complex programmes. In both cases
Successful national and global programmes such
internal decentralization with decentralized budget
as IUIDP and UMP suggest that a judicious mixture
responsibility should have been taken much further,
of normative and operational content is vital in
but the procedures at the time did not allow for that.
the development of new international support
Similarly, in both programmes there was need to
programmes in urban development, while the
balance institutional rivalry between implementing
elements of cross-learning and capacity-building are
agencies and need to continuously fund-raise and
essential to sustain success.
deal with different donor priorities which took a
disproportionate amount of time and effort. Financial and institutional sustainability must be
addressed head-on in the design stage of new
• The design and implementation of the Cities
support programmes. This is perhaps the most
Development Initiative for Asia (CDIA), an Asia-
difficult challenge UN-HABITAT must be prepared
wide regional initiative established in 2007 by the
to work on in coalition with a range of hard-core
Asian Development Bank and the Government
stakeholders, who should be identified on the
of Germany, with additional support of the
basis of their ability and willingness to sustainably
governments of Sweden, Spain and Austria),
co-finance the programme through established or
which I co-manage as GIZ Programme Coordinator
new legal institutional (national and international)
together with my ADB counterpart, has drawn on
entities. UN-HABITAT needs to develop an internal
the organizational design (governance framework)
capacity to deal with such issues.
and operational procedures developed in the UMP.
Fund-raising from a broader range of international
• Despite some of the above criticism, I strongly
sources will always be a complex and time-consuming
feel that UN-HABITAT is well-placed to design
exercise. This is most effectively done on the basis
and implement programmes such as IUIDP and
of an appealing programme or product concept.
UMP through RTCD. Its staff reflects the multi-
UN-HABITAT must be ready to invest more in the
disciplinary nature of co-operation activities,
human resources required to develop such concepts,
although this could be given more emphasis.
as this will be the key to institutional survival in a
• The subsequent three short-term assignments competitive world.
Human Library Conference Report • 71

This solidarity and trust in the division


ERIC VERSCHUUR was crucial as often it did not exist at
other levels, where RTCD was considered
a ‘rogue’, irresponsible entity that was
Eric Verschuur’s had a long career
taking risks and disregarding all UN rules
with UN-HABITAT, with posts in
and regulations. But the facts tell the real
Nairobi and Rio de Janeiro. He works
story and have demonstrated that the
currently at UNEP.
implementation of the project portfolio
over the past two decades – involving
I have worked for UN-HABITAT for the well over one billion US dollars - has
past 20 years  in various capacities, as never had any serious irregularity.
follows:
The division has indeed always been
(1991-96) RTCD, PMO Latin America willing to take calculated risks in order to
and Caribbean Region (Unit IV), Nairobi. develop its portfolio, very often in difficult
post-conflict/disaster environments, and
(1996-1997) RTCD, PMO Regional Office
ensure its sustainability and growth. It
for Latin America and the Caribbean
should not be forgotten that the division
(ROLAC), Rio de Janeiro.
has always been expected to generate the
(1997-2006) RTCD, PMO Unit I & II vast majority of its resources, including
merged into Regional Office for Africa the salaries of core staff.
and the Arab States (ROAAS), Nairobi.
The real growth of the division probably
(2006-2008) RTCD, Senior PMO, RTCD/ started in the mid-90s when the decision
ROAAS, Nairobi. was taken to decentralize the technical
(2008-2009) Global Division, Senior cooperation division and create regional
PMO GD, Nairobi. offices in their respective regions. The
process started with the Rio office,
(2009-present) UNEP, Chief, Project responsible for Latin America and the
Management and Administration Unit, Caribbean, where we not only had to
Paris. face the physical relocation but also
design and negotiate a whole new
Human Interaction and decentralized administrative structure
living memories with an appropriate delegated authority.
By far the most positive memory from ROLAC was soon followed by ROAP
my UN-HABITAT years was the incredibly in Fukuoka and by ROAAS in Nairobi.
positive and stimulating environment that Those early years were complicated
existed within the Technical Cooperation and required a creative approach as the
Division. This atmosphere - at all levels - offices had to establish themselves in
of trust, of mutual support, of respect, their regions, develop a project portfolio
of solidarity and of friendship was the and face increasing competition from
driving force behind the growth and the UNDP and UN-OPS. Luckily - thanks to
success of the division. I used to think the vision of Jorge Gavidia - the division
that such an atmosphere was normal, was able to ‘get a foot in the door’ of the
but now realize that it is an exception Iraqi Oil for Food programme, starting
and that we were privileged to have been from an initial USD six million project
part of the experience over the years. to close to USD 800 million, generating
72 • Human Library Conference Report

sufficient resources for a number of years. This is being implemented by UNDP and/or UN-OPS. Yes,
breathing space gave the division and regions the UNDP has the country presence and very often the
opportunity to establish themselves and to ensure RC has the administrative set-up at country level to
sustainability through, among other things, the quickly initiate new activities, has the coordination
implementation of large projects in a number of role and UNOPS has the tools and a much stronger
post-conflict/disaster countries such as Afghanistan, marketing. But Habitat has the technical know-how
the Tsunami countries, Rwanda and Somalia. and the proven experience in some parts of the
world that unfortunately is not yet replicable.
The division has been sustainable for all these years,
despite many difficulties. But questions might be
Future perspectives
asked. Could we have done better? Have we missed
opportunities? Could we have grown more? Could Assuming UN-HABITAT wants to expand its presence
we have been less dependent on post-conflict/ and portfolio at country level and assuming it also
disaster emphasis? Do we have the right tools to wants to be able to play a major role in post-conflict/
allow competition with other agencies? Are we able disaster operations, it would seem crucial to develop
to set up rapidly new operations and are we able to its capacity in the following areas that have all been
convince our partners that we have the capacity to mentioned during the MTSIP process but have not
implement? yet necessarily been implemented. What does it
miss? What should it have?
The answer is ‘yes’ to some of these questions, ‘no’
to others. • Let’s start with trust and accountability. Controls
are obviously required in any organization but
UN-HABITAT has, due to its dual, normative and
not to the extent that the control mechanisms
operational, mandate a unique selling point that should
become a bottleneck for the development and
have been exploited much more than it has been. This
implementation of programmes. This is currently
is a clear advantage compared to competitors such
still the case in UN-HABITAT and a long road is
as UNDP and UN-OPS. But is UN-HABITAT using this
required to decentralize/delegate to the right
advantage to its full potential? Is Habitat entering
operational level.
or developing new activities at country level with its
full normative and operational brainpower, with its • Habitat misses the capacity to demonstrate its
full financial capacity? After all, convincing partners normative edge at country level whenever an
or the ‘One UN’ to allocate resources to our sector opportunity arises. Staff from other divisions
is a lot easier when you are able to bring your own (or even from other regions) are rarely able to
‘dowry’. Two years ago, I’m afraid the response to be redeployed rapidly (language skills, time
these questions would have been in the negative, but constraints, workload, willingness to go to difficult
perhaps the MTSIP has been able to support this much environments, internal politics)
needed integrated approach.
• Habitat does not (or not sufficiently) pool its
Does Habitat have the right decentralized tools, resources to develop a joint programme at country
the right institutional set-up to allow rapid level.
development and implementation of large scale
• Habitat has rarely been able to invest seed capital
projects and programmes? The answer seems again
in new (emergency) operations
to be ‘no’ as a recent example demonstrates that
only the technical assistance component of a large • Willingness to take a certain level of risk (ensuring
programme is being entrusted to Habitat while year contracts for staff without necessarily having
the bulk of the ‘physical’ implementation (the part concluded all agreements with potential donors)
where we should be earning our bread and butter) and to provide bridging funds
Human Library Conference Report • 73

• A dedicated technical and administrative support cooperation agreements, opening of local imprest
unit (with immediate access to and support from account, etc.
the highest level of the organization)
• Authorizing ‘special’ procurement rules to match
• has to be established/reinforced for start-up those of competitors in emergency operations,
of emergency operations and eventually, if ensuring preferential treatment at UNON whenever
required, for continuous support throughout required (as was done during Oil for Food)
the implementation of the project/programme.
Moving along these lines should hopefully facilitate
This should include a pool of experts and
the future development and implementation of
PMO’s able to move at short notice (recruit on
country level activities and ensure the future growth
temporary appointments, advertise generic JO
of UN-HABITAT to meet the challenges of an
as DPKO), appropriate immediate access to
increasingly urbanizing and vulnerable world.
CITRIX, immediate delegation of authority for
procurement , local recruitments, signature of
74 • Human Library Conference Report

funding, and the Housing Policy section,


Farouk Tebbal that lacked financial resources, I devoted
a large amount of time to the preparation
Farouk Tebbal, former cabinet and launch of the GCST in about 15
Minister in Algeria, joined UN- countries, using analytical resources from
HABITAT in 2000 working mainly in the two sections as well as from external
the area of housing policy and slum resources. The campaign was funded
upgrading. mostly by the Belgian government and
entailed:

I
worked for UN-HABITAT for nearly • discussing with regional offices
eight years. Five of these were spent opportunities of campaign activities
as Chief of the Shelter Branch and the and identifying recipient countries for
rest on secondment to the Cities Alliance the campaign.
in Washington, D.C. where I coordinated • assessing through regional offices
the activities of the Slum Upgrading country problems and issues related
section. I joined the UN system after to secure tenure and identification
a long career as a civil servant in my of potential policy reforms and
country, Algeria, working in construction stakeholders involved in the process.
regulations and dealing with reforms to
• using the launch of the campaign as
urban and land legislation complying
a highly visible event to ensure that
with the changing political system from
governments are officially committed
a centrally-planned to a market-oriented
to accept and implement policy
economy, including implementation of
reforms and action plans.
large scale social housing programmes for
the lower-income segment of population. Launches took place in several countries
Therefore, I joined UN-HABITAT with in Asia (Philippines, Thailand, Cambodia),
practical first-hand experience. Africa (South Africa, Namibia, Senegal,
Burkina Faso, Nigeria, Uganda) and Latin
As chief of Shelter Branch, I was in
America (Brazil, Jamaica, Cuba, Mexico).
charge of coordinating three sections
It should be noted that the GCST worked
(Water and Sanitation, Housing Policy,
hand in hand, from an early stage, with
Land and Tenure), as well as managing
Global Urban Governance Campaign.
the global campaign for Secure Tenure
This dual approach proved to be very
(GCST). However important changes
relevant given the complementary nature
were decided by management that
of the two campaigns. I was also involved
significantly affected the capacity of
in the Eastern and Southern Africa slum
the branch. Staff and scope of work
upgrading initiative.
was sharply reduced, and the branch
structure disturbed especially as the
WS section was removed to become an
Human interaction and
living memories
autonomous entity, one that completely
stopped its contacts with the Shelter As mentioned, managing the Branch
branch at a time when its support to the and the GCST, entailed a number of
campaign was needed most. Along with interactions within and outside the
the supervision of the Land and Tenure Branch.
section, that developed with substantial
Human Library Conference Report • 75

Within the Branch, management of a relatively small and analytical roles of the Campaigns’ managers.
team did not entail micro management and support As an example, the very successful campaign in
was essentially of an advisory and coordination the Philippines was the result of the Asia office
nature to streamline the activities of the sections senior task officer, the local representative (who
within the GCST: eventually became HPM and then full staff) and
the two campaign managers in the headquarters
• The Housing Policy contributed essentially to the
and their colleagues. This scenario was not always
Housing Rights Programme in close coordination
as successful in all countries as the “sensitivity” to
with the UN system, but had only indirect impact
the campaigns was not equally shared in house.
on the GCST, given the lack of human and financial
Another striking example is the impact that the
resources.
Branch and RTCD achieved in Morocco where
• The Land and Tenure section had few staff but was the Campaigns’ launch triggered a wide range of
comfortably funded, essentially by the Swedish policy reforms and programmes in line with the
government. However, as much as the input of advocacy principles of UN-HABITAT.
this section was needed for the campaign, and
• Several other units such as:
given that the fund was earmarked, the section
was largely focused on setting up of the Global The Global Urban Observatory, essentially on issues
Land Tool Network, expected to give UN-HABITAT related to the MDGs (measuring progress, defining
high visibility. objectives, etc.). Gender unit (including gender
in the advocacy and normative activity of GCST),
Outside the Branch, interactions took place with
the Training and Capacity Building Unit for the
most of the Global Division programmes as well as
preparation of tools related to the campaign. Slum
Regional offices under DRTC, including:
Upgrading Fund, and Youth. I also joined the Cities
• The Governance Campaign, given its link to Alliance in September 2006.
the GCST. Preparation and launch of the two
The coordination efforts have not always been up to
campaigns were conducted jointly. GCST
our expectations as the struggle for funding diverted
contributed some financial resources to the
the attention of senior staff. The following describes
Governance Campaign in a few countries.
an example of an embarrassing situation related to
While demonstrating a coordinated UN-HABITAT
this issue of coordination:
approach at country level, the two campaigns
failed to develop joint normative tools, probably A presentation of activities made by senior staff and
because of the lack of finance at a time when heads of programmes was made to major donor
strong practice and experience was developed. delegation (Dutch). Almost none of the presenters
Indeed, by the end of 2005, funding for the two demonstrated any coordination/interrelation with
campaigns came to an end and, unfortunately, at other units or programmes. Needless to say that
a time when the campaigns started to show results this fact did not go unnoticed to the delegation
at national and global level (e.g. the setting up of which made a clear and loud comment about this
a global entity, the Advisory Group against Forced ‘shortcoming’.
Evictions). This situation prompted the merging of
It is important to also note that coordination of
the two campaigns in the Global Campaign for
activities by division was poor, entailing micro-
Sustainable Urbanisation, as an outcome of the
management by top management, often disrupting
MTISP process.
activities.
• The regional offices, through the GCST, applied
Some rewarding situations need to be recalled such
knowledge of the local situation and strong
as working with community representatives, either
networks developed at national level by DRTC
in Nairobi (Mungano wanavijiji, Shelter Forum) or in
staff, reinforcing the link between the operational
76 • Human Library Conference Report

other countries, and at regional and international expected Belgian fund with the LA21 programme
level (SDI). before the new government decided to fund only
environment related activities and all the funds
Future perspectives where reversed to the LA 21 programme without
a chance to share it with GCST! Therefore UN-
From my experience within the UN system, I suggest
HABITAT should have some latitude in the use and
the following:
allocation of soft earmarked funds.
• Recruitment of staff should take into account the
• To ensure that the scarce human and financial
need to have a good mix of ‘field people’ You
resources are used efficiently, UN-HABITAT should
get more credibility when asking country or city
consider having two types of cooperation at
officials to exert accountability, transparency, if
country level.
they know that you also have been exposed to
their situation. • A few well targeted countries where UN-HABITAT
will give intensive and long term support (first
• Conversely, junior staff should have the opportunity
desk countries).
to work in the field with partner agencies.
• And countries (desk two) that may benefit
• Funding has always been the achilles’ heel of
from advisory support and guidance until they
the Programme as earmarked funds depend on
demonstrate a will to reform their policies, making
the will and whim of the donors. In 2005, the
them eligible for first desk status.
GCST explored the option of sharing part of the
Human Library Conference Report • 77

of the Programme Support Division.


HEINZ KULL
In summary, I have served UN-HABITAT
at various functions over a period of
Heinz Kull began in Myanmar and approximately two decades under three
Haiti. He became Chief of the Africa different Executive Directors, a major
Unit and co-leader of the Disaster restructuring exercise and a fundamental
Management Unit in 1994. Then he shift from developing activities to an
was the first Director of PSD. He increased importance of the so-called
lives in Berlin. “relief to development continuum”, a
shift that had a particularly strong impact
on the agency’s operational activities and

I
am a civil engineer and urban its financial set-up.
planner, educated in Germany, but
influenced by an early and longer term Human Interaction and
working experience in French consulting living
companies in Paris. It was there that I
first established working contact with Lessons learnt at the Technical
the then so-called developing world, in Cooperation Division: The operational
particular Africa and Asia. approach of UN-HABITAT’s TCD in
developing joint activities with a recipient
After an assignment with the “Fonds country started with a project/programme
Européen de Développement” concerning idea whereby, after the assessment of a
infrastructure development in Côte d’Ivoire, given situation and possible improvement
I joined the Berlin Technical University as measures, a certain number of objectives,
a lecturer in the field of “Planning and results and activities had to be identified,
Building in Developing Countries”. including required budgetary provisions,
During 1981, I undertook my first work plans etc. Due to the fact that these
advisory mission with UN-HABITAT to projects/programmes were to be financed
Madagascar: Tananarivo Development by external donors, a compromise had to
Strategy. be found between the specific interests
of the recipient government, the donor
Two UN-HABITAT assignments as Chief
and our own agency. Considering the
Technical Advisor, in Myanmar and Haiti
often very different views of the partners
respectively, followed, dealing with
involved on outputs to be achieved, on
master plan studies in Yangon, Myanmar,
staffing or training needs etc, the final
and secondary cities development in
project/programme design was the result
Haiti.
of sometimes lengthy negotiations where
In 1989, I joined UN-HABITAT institutional influence, means and also
Headquarters Nairobi, where I successively personal affinities carried weight.
served as Human Settlements Advisor,
For many years, activities of TCD had
Coordinator of the Francophone Africa,
been guided by the need to generate
Arab States and Europe Unit, and parallel
sufficient overheads to contribute to the
to that I was the Coordinator of the newly
financing of its three regional units. On
created Disaster Management Unit. Next,
the one hand this led to the presence
I became Head of the Planning and
of very dedicated human settlements
Coordination Office and, finally, Director
advisors for whom no effort was too
78 • Human Library Conference Report

big to identify, design and execute new projects/ questioned by UN-HABITAT governing bodies (CPR
programmes. On the other hand, there was not and GC), some Habitat staff and also by potential
much time to think beyond projects/programmes, beneficiary groups. In fact, although we witnessed
their financial volume and the next TCD Quarterly that in many countries new policies were effectively
Report, where the relative success of the various followed by such as facilitated access to land, stable
Human Settlements Advisors was expressed in terms financial mechanisms and, in a few countries,
of project numbers and financial volumes. improved supply of building materials - there were
also countries that were lagging and where it took
The then existing projects/programmes concerned
time to realize that.
housing policies, urban design, urban safety,
construction of urban infrastructure, land The general lesson has been that once UN-HABITAT
development, housing design and construction, technical cooperation projects were completed,
housing finance, community finance, institutional government agencies and private sector units often
set-ups, employment creation and income encountered serious problems to ensure larger scale
generation, community participation and its replication of initially jointly executed housing and
organization, reconstruction of war-torn societies infrastructure operations.
and those hit by natural disasters, etc - whatever
It is therefore suggested not only to measure the
thematic issue falling under UN-HABITAT’s mandate
success of UN-HABITAT-facilitated new housing
was taken up and translated into – very often –
policies by the number of countries where these have
meaningful ventures.
been introduced, but also by the volume of concrete
But while we were introducing these undertakings follow-up operations they generated. Monitoring of
for the benefit of at least fragments of the initially projects’ success would therefore not end with their
identified target groups, we had to take note of the final evaluation but go well beyond that and leading,
fact that the sheer number of those living under if necessary, to further technical assistance.
precarious housing conditions grew seemingly
Evaluations: Within UN-HABITAT’s monitoring
inevitably in volume.
mandate, evaluation of projects/programmes
UN-HABITAT’s restructuring process, undertaken was not highly considered among the staff. The
in the mid 1990s, tried to reorient our efforts in a understanding that evaluations are not just a
more focused way but could not provide an answer time consuming burden or a given prerequisite of
to above mentioned dilemma nor prevent that more the UN machinery - but are in fact a very positive
and more UN agencies established their visible management tool - may have developed since.
presence in the housing sector, UNDP and UNHCR However, the temptation may still be there to
in particular. circumvent this instrument by drafting the Terms of
Reference of evaluations in such a way that sensitive
National housing policies: There is much evidence
issues are excluded or by modifying over time and for
that “UN-HABITAT’s technical cooperation has, in
no acceptable reason project/programme objectives
several countries, resulted in new national policies on
and results, work plans etc.
housing and urban development.” This is particularly
true with regard to housing policies where there have Likewise the fact that a certain number of countries
been numerous projects/programmes supporting try to nominate only candidates of specific ethnic
the formulation and adoption of national housing background for studies abroad and other capacity
policies - a great achievement in itself. building measures should be met.

However, if these undertakings have been generally It is therefore suggested that no effort should be
successful at the institutional level (formulation and spared to maintain UN-HABITAT’s proven record with
adoption, training of staff, etc) their direct impact on regard to transparency and accordance to rules and
the improvement of housing conditions is sometimes regulations.
Human Library Conference Report • 79

Future perspectives impact on UN-HABITAT, in budgetary terms but also


in terms of priorities and design of future policies/
Fund-raising by other agencies: When attending a
programmes.
concert of the “Berliner Philharmoniker” you will
find at the entrance of the concert hall a signboard I suggested that TCD (jointly with other interested
inviting you to donate to UNICEF and UNICEF flyers staff) takes up these matters and their possible effect
are freely available. At many grocery shops you are on the agency to be prepared for new developments.
invited to buy as much vegetables as possible as it ‘Scenario thinking’ is required, very similar to that
serves a good cause – for every one Euro spent, three in the early 1990s, when funding shifted almost
cents will go to FAO. WHO, FAO and UNICEF are overnight from development aid to emergency aid.
active all year round with reminders to support their
External advisory group to the ED: This HLC may
activities regularly updated. A year ago, when Haiti
result in a huge number of suggestions and
was part of the daily TV coverage, these agencies’
recommendations. They will have to be structured,
activities as well as their respective bank account
packaged and evaluated to operationalize them for
numbers were repeatedly screened to all household
the purpose of the agency.
I suggest we examine fund-raising approaches used
This exercise can of course been done in-house.
by other agencies to check their suitability for UN-
However, an external, independent look at these
HABITAT.
issues may be beneficial.
New challenges for UN-HABITAT: The effects of
I suggest that we explore how the agency can
the recent financial crisis, the emergence of new
benefit from the institutional knowledge and
powers in Asia and Latin America, an ever growing
experience of retired and former staff members. A
gap between the rich and the poor in almost every
first practical test in that sense could be undertaken
country, the lack of evident answers to rising public
by an external assessment of the HLC results. This
debt, unemployment and shortcomings in the
would not prevent the agency from doing its own
health and education sectors have undermined
in-house assessment.
many citizens’ trust in governments and the stability
of their political system. This situation will have its
80 • Human Library Conference Report

to three months, averaging around 40


Jan Meelker participants.

During this period, I also was responsible


Jan Meelker has worked for UN- for backstopping and replacing the PMO
HABITAT and other UN agencies in in West Africa and Arab States during his
various locations around Africa and absence.
other parts of the world
The Regional Staff exchange programme
concluded and I worked on the set-up/

I
worked for UN-HABITAT between management of the Regional Coalition
1990 and 1994 as Programme of Housing Finance Institutions where
Management Officer (PMO), TCD, institutions from India, Republic of Korea
Asia & Pacific Unit; Regional Programme and the Philippines participated.
Officer, TCD, Asia & Pacific Unit and
I was project manager for the UN/
Human Settlements Programme Advisor
FINNIDA funded project ‘Reconstruction
(HSPA), Dhaka, Bangladesh
of Rural Housing in Flood Affected Areas’,
Other organisations I worked with where I provided technical guidance to
included: UNDP/UNIDO in Zaire (DRC); GoB (central and local governments),
DRA, a Dutch consortium in Rwanda; consultants and 19 participating NGOs/
UNDP in Lao PDR; Dutch MFA (DGIS) Community Based Organisations on
in Benin; the European Commission in low-cost disaster resistant housing
Jerusalem/ Palestine and Cyprus; UNOPS/ and (revolving) loan issues, institution
UNDP in Cyprus; and NV, Netherlands building, policy issues, gender,
Development Organisation in Tanzania. financial management, budgeting and
Activities carried out: In collaboration procurement of equipment. I participated
with HSA Dinky von Einsiedel, I worked in programme/project reviews/ donor
on the ‘Regional Staff Exchange on meetings. From 1993 until 1994, I was
Urban Management in Asia’ programme a project manager for the following
in which nine countries participated projects: ‘support for urban management
(Bangladesh, Indonesia, Malaysia, Nepal, and municipal services programmes’
Pakistan, the Philippines, Singapore, Sri and ‘support for area development and
Lanka and Thailand). Each participating Shelter programmes’, both UN-HABITAT/
country had a country coordinator and UNDP/ World Bank projects.
a high level official from the relevant
Ministry (Planning/ Housing). The Human interaction and
management and coordination of the living memories
programme was done from HQ in From a management and coordination
cooperation with these coordinators. perspective, the ‘Regional Staff Exchange
The objective of the programme was on Urban Management in Asia’ was
to exchange urban management a complex programme, it was also a
knowledge and experience (peer-to- highly successful programme as it clearly
peer) and establish regional technical reached its objectives. The on the ground
networks. Participating countries took ‘peer-to-peer’ learning approach was
turns hosting these meetings for periods highly appreciated by the participants
lasting anywhere between four weeks and informal networks were established
Human Library Conference Report • 81

and used after the programme ended. It provided construction and loan management monitoring a
valuable insights on urban management issues in Greek consultancy firm was contracted. The overall
the different countries. An additional value of the planning, management and oversight was the
programme was that it brought together three responsibility of the HSPA as well as liaising with the
levels of participants from each country (policy, UNDP Office. In addition to UN-HABITAT procedures
management and practitioners) who normally never this project fell also under UNDP financial procedures
met. The programme therefore enhanced relevant and management lines, which sometimes caused
in-country communication. delays. In the beginning of the project two million
US dollars was given to Grameen Bank, who at the
However, organizing the exchange sessions was
time of financial reporting was unable to account
complicated in the sense of timing and getting the
for this grant as ‘it had become part of their ‘general
appropriate participants as well as in timely arranging
loan portfolio’.
travel, DSA, venues and last minute changes often
took place. A great deal of flexibility and creativity Though the project achieved its objectives with
were required. For example, there was an occasion regard to number of houses constructed and number
in Kuala Lumpur when I had to go to the bank and of loans issued and recuperated, at times relations
withdraw money for the venue and participants’ with UNDP were difficult. This was partly due to the
DSA’s and walk back to the venue with over 40,000 UN-HABITAT management structure where an expert
ringgit in cash in my pockets. From an administrative consultant came in for one month every quarter,
perspective UN-HABITAT procedures did not hamper even though the overall planning, management
progress and even last minute changes could be and oversight was the responsibility of the HSPA
accommodated with some effort. as was liaising with the UNDP Office. This led to a
lack of clarity as far as lines of communication and
Due to the success and appreciation of the
responsibilities were concerned, thereby affecting
programme, additional funding was made available
relations.
by UNDP. In the end, the programme’s success
contributed to the shift in overall UMP management Some interesting outcomes of the project were that
from UNDP to UN-HABITAT. NGOs who were rooted in the areas of operation
enjoyed much higher lower (?one or the other)
Bangladesh ‘Reconstruction of Rural Housing in Flood
loan repayment rates than NGOs who came from
Affected Areas’ was a large emergency programme
outside the area. Also, where women were the loan
set up after the devastating floods and cyclones of
takers, the group collateral system worked better,
1991/92 which caused great damage and suffering
repayment rates were significantly higher and the
in the country. The idea was to set-up disaster
money was better used for the intended purpose.
resistant housing for the poor, basically consisting
of a strong concrete frame with wall of choice of
Future perspectives
the different communities. Some choose bamboo
or a combination of mud bricks and bamboo, while During my tenure with UN-HABITAT, administrative
others opted for corrugated iron sheets, which made procedures were not too cumbersome. Also, being
the houses feel like greenhouses with temperatures based in Nairobi, I had an added advantage with
well over 40 degrees C. direct access to the administration. But, when
stationed in Dhaka, this became more difficult and
The beneficiaries paid for the houses through a
approval processes became lengthier.
revolving loan facility which include a part for
income generating activities (the Grameen Bank From experiences with other organisations and
model). Construction and loan management was donors, I can say that administrative procedures in
done by 19 different NGO’s in different parts of general became heavier over time with more steps
the countries. For the technical advisory part of the for final approval of expenditures. Implementers
82 • Human Library Conference Report

and funders are under increasing pressure to be the flexibility to go ahead with implementation
accountable to their constituents, which almost of activities and shift within budget headings, if
inevitably leads to more layers of control, slowing needed. Preapproval is only needed when shifts from
down implementation. The paradox, however, is one budget line to another is necessary. Detailed
that there is also increasing pressure to show quick expenditures were accounted for in the financial
results. Project/programme managers especially are reports and approved ‘a posteriori’. This approach
caught between two fires: the pressure of complying works very well and avoids unnecessary delays in
with cumbersome administrative procedures on one daily implementation.
hand and the pressure to show results on the other.
It is important that a workable balance is found,
In my present position in Tanzania we solved this by satisfying accountability requirements as well as
agreeing with the donor on a broad (semi-annual) timely achievement of results, which often depends
work-plan describing only the outcomes and a on the momentum and good relations with
general budget with only the main budget line counterparts.
headings beforehand, giving me as project manager
Human Library Conference Report • 83

working in the Fukuoka Office as a Senior


JAN MEEUWISSEN Human Settlements Officer.

Jan Meeuwissen started at UNCHS Human interaction and


(Habitat) 29 years ago in Lagos. He is living memories
our longest serving manager, the de The changing role of UNDP has caused
facto deputy of Toshi Noda in ROAP. most strain in my relationship with that
agency over the past 15 years. While

I
joined UNCHS in 1982 as an Associate UNDP’s role was clear before that time,
Expert in Architecture and Urban as the coordinator and funding agency
Planning in a project implementing of development activities of the UN
the Master Plan for Metropolitan system, the decision to implement their
Lagos, Nigeria. Earlier, I had worked own projects was the beginning of a
as a volunteer for a UNCHS project in highly competitive rather than a partner
Colombo, Sri Lanka, in 1979-80. I also relationship. It also created the need for
worked over five years in Habitat technical the establishment of a new coordinating
cooperation projects in Bhutan and Sierra body in the UN system, the UNDG.
Leone before joining Headquarters in However, as this body is administered
1988 in Nairobi, where I coordinated the by UNDP, its full independence as a truly
UNCHS/Danida Community Development neutral inter-agency body still needs to
Programme for nine years. be achieved. In the meantime, we’re
faced with a situation that personalities
This Programme with activities in Africa, in the post of UNRC and UNDP Country
Asia and Latin America provided a Director will determine the relationship
unique blend of innovation, research, with UN-HABITAT in that country.
policy development, advocacy and pilot
operational activities. The knowledge and As I have worked both in RTCD as in what
experience gained from this programme was then the Research and Development
has formed the basis for many successful Division, now split in Global Division
projects in Asia during my 13-year tenure and Monitoring & Research Division, I
at the Fukuoka Office, which I helped understand the work ethics and priorities
establish in 1997. as well as the normative aspects. This
has enabled me to maintain good
The success of the Regional Office for relations with the various branches and
Asia and the Pacific is well-known and their staff. The largest gap I see is that
I believe I contributed significantly to the divisions have too little interaction
the achievements of this Office, not and consequently, the Global and
only by resource mobilization for and M&R Division do not benefit from the
management of its large project portfolio, experience and knowledge built up in
but more importantly by analyzing trends RTCD. Therefore, the normative products
and introducing innovative approaches of UN-HABITAT, such as the capacity
such as a poverty reduction strategy, building materials, documentation
community contracts and a systematic collected and policies prepared, are only
community-based methodology for post- partially reflecting the rich experience of
disaster and post-conflict recovery and RTCD. I also believe that the staff of the
reconstruction projects. To date, I am still normative divisions is insufficiently aware
84 • Human Library Conference Report

of the normative activities undertaken through the While ROAP has good relations with most global
operational projects. ENOF is designed to change programmes, some of these persistently ignore the
that, but in reality this is not yet working. regional office and, at times, cause embarrassing
situations at the country level.
The impact of UN-HABITAT Technical Cooperation
on national policy reforms is one of the most Project and programme administration is by far the
underestimated achievements of RTCD. For projects weakest area of UN-HABITAT. Since the time that
which are designed as normative projects it is probably all projects were administered by UNDP at country
understood, but many other projects have influenced level fifteen years ago and today, hardly any progress
government policies. Even the post-conflict and post has been made to establish workable operational
disaster projects have made a noticeable impact procedures for project implementation. A strong
on national policies. In the Asia-Pacific region, I centralistic regime has been enforced, which does
can quote the examples of the National Solidarity not take into account the realities in the field. New
Programme in Afghanistan, which has made a legal instruments have been devised, which are very
community-led approach the norm for Afghan cumbersome and delegation of authority is extremely
development programmes, or the post-earthquake limited. This is further aggravated by a financial and
programme in Pakistan, which introduced an owner- administrative management information system,
driven approach for the housing reconstruction which is archaic and again heavily centralised. The
programme. Also, the Governments of Sri Lanka and system barely works for development projects, let
Indonesia adopted more owner-driven approaches alone for emergency assistance, which is a nightmare
for their housing reconstruction programmes after in the present circumstances.
the success of the UN-HABITAT-initiated programmes
Only the creativity of ROAP staff in engaging project
in these countries. In essence, the lesson is that good
personnel and creating new instruments (such as
examples with practical experience will be followed,
community contracts and payments to beneficiaries,
rather than introducing top-down academic policies,
which are merely tolerated, but not fully accepted),
which often have not been tested.
has kept project administration manageable. It is
The regional office in Asia and the Pacific has amazing that UN-HABITAT after all these years still
very good experience in exchanging innovative can’t recruit its own national project staff on Service
approaches between the countries in the region. The Contracts. ROAP alone has over 2000 of them and
office has functioned as a catalyst to identify good had to come up with ingenious ways to recruit them
practices in some countries and introduce them in through third parties.
others. In the development sphere, a systematic
The growth of the project portfolio of the ROAP-
approach for slum improvement linked with poverty
Fukuoka has been steady with a spectacular increase
reduction, which was initially developed in Sri Lanka
as from 2005 when it got involved in helping people
under the Community Development Programme,
to rebuild their housing after the Indian Ocean
has been introduced in a number of other countries
tsunami and the earthquake in Pakistan. At the
in the region very successfully. Years later, when the
end of 1997, the year ROAP was established, the
project portfolio of ROAP shifted from development
Fukuoka Office had 19 projects with a total budget
to humanitarian activities, this community-based
of US$ 31.8 million.
approach was adapted to a post-conflict and post-
disaster situation and again proved to be very The flip side of this spectacular growth is that it is
successful. depending heavily on post-conflict and post-disaster
Human Library Conference Report • 85

projects. The development oriented projects are and human resource management, is required. At this
small in size and more difficult to find funds. point in time, just tinkering and further centralising is
inadequate. A major overhaul is already overdue.
Future perspectives
Financial sources for the funding of development
UN-HABITAT is one of the UN agencies which makes activities are decreasingly channelled through the UN
a difference in the daily life of people. This is mainly system. Therefore innovative ways to attract finances
because of the operational projects and programmes for operational projects must be found to continue at
in the countries we serve. As there are still millions the present level of operations. One of the ways is to
of people living in slums or lost their homes due be represented stronger at the regional and country
to conflict or disaster, the UN-HABITAT operational level in order to be closer to the sources of finance.
activities should continue.
UN-HABITAT must make a difference in the life of
There is the need to improve the relation between people living in slums and assist those who have lost
the global programmes and the regional and country their homes in conflicts or disasters. Urban planning,
activities in order to make UN-HABITAT more effective. housing policies, land administration, infrastructure
The implementation of ENOF must succeed. strategies, financial models and capacity building
will help, but action is required. In my vision, UN-
The present financial and administrative arrangements
HABITAT should inspire that action by providing
are not conducive for efficient and effective project
leadership in the human settlements sector by word
and programme implementation. A serious review of
and deed.
the operational modalities, including legal instruments
86 • Human Library Conference Report

our projects made hardly a dent in the


JAY MOOR vast needs. Many governments only
talked about a national urban strategy;
Jay Moor started in 1990 in the Asia funding was unsustainable; partners
Unit. He created the GUO, moved were fickle; competition was ruthless;
to the indicators programme and and lack of accountable and transparent
initiated the State of the World’s governance distorted project benefits.
Cities Report series. He lives in
Montana, USA. Human interaction and
living

B
ecause the United Nations The 1990s featured a series of
embraces a set of universal extraordinary UN conferences. In 1994,
ideals that are applied for the I volunteered for the Secretariat of
betterment of all humanity, I regard Habitat II, the second global conference
working for the UN as the epitome of on human settlements. I wrote the first
public professionalism. It has been my draft of the Habitat Agenda, setting
privilege to be engaged in that work down essential principles. Since the 1976
from 1990 to 2005. Habitat conference, city planning had
evolved to encompass civic engagement
My pre-UN career spanned 25 years as and community-based development.
an architect, urban-regional planner These were given prominence in the
and public policy analyst. During the first draft of the Habitat Agenda. Good
mid-1970s in Asia, I worked as a city governance - an unutterable phrase
planner, sub-contractor to the Centre for among national governments - was
Housing, Building and Planning, before also included. Subsequent debate
it became UNCHS. In the early 1980s, I resulted in the retention of the phrase
was regional planner on a UN-HABITAT in its constituent parts: openness,
project in Montenegro. accountability and transparency.
In 1990, I was hired by UN-HABITAT The Habitat Agenda provided a mandate
and deployed out of Nairobi to a dozen to monitor urban conditions and trends,
Asian countries, backstopping a variety at all levels. UN-HABITAT was charged
of development projects. I found UN- with managing global M&E and, soon
HABITAT to be politically weak but after the conference, I was asked to create
symbolically muscular. TCD was caught the Global Urban Observatory (GUO). I
in a ‘consultant-for-hire’ mode, deferring integrated the global Urban Indicators
to donor interest to obtain overheads. As Programme (UIP) and the GUO as a single
a result TCD was hardly infusing national capacity-building programme to help
policy with UN ideals. local authorities, through Local Urban
I oversaw projects, working with Observatories (LUOs), collect and analyse
national and international professionals, a set of urban indicators that would
community organizers and governments help describe internal urban inequities.
in Indonesia, Laos, the Philippines, Sri A City Development Index (CDI) of easy-
Lanka and Thailand to improve urban to-collect indicators was intended as
slums and help governments respond to the basis for periodic State of the Cities
urban poverty. Despite many successes, reports at the local and national levels to
Human Library Conference Report • 87

help governments and citizens identify priorities for indisputable role as The City Agency with convening
policy and action. Indicators and the CDI would also and coordinating authority. Argue that the city is
become mechanisms for measuring global progress not just another sector of national development,
toward the goals of the Habitat Agenda. but the place where all development aspects comes
together. Advocate strongly for cities as:
During the late 1990s, the GUO focus altered. Rather
than capacity building for local data generation, • drivers of economic development
analysis, and reporting, it was decided to create a
• vehicles for social betterment
global database using national urban data to feed
UN-HABITAT’s global reports. In 2001, I managed the • population absorbers
first State of the World’s Cities report and produced • cultural touchstones
the first strategic vision statement for UN-HABITAT,
which argued for urban slum upgrading as the • keys to environmental sustainability and
principal mission of UN-HABITAT. • the future of humanity.

Resist UN-HABITAT becoming just a shelter agency.


Future perspectives
Hire urbanists and planners as advocates for strong
Many of UN-HABITAT’s problems have their origins planning. Nearly all MDGs come together in urban
within the United Nations system. UN-HABITAT slums and by focusing development on improving
was born from a 1976 global conference with the lives of slum dwellers, member states will be
some of the world’s great futurists in attendance. more effective in meeting all the MDGs.
Understanding that global urbanization would
Technical Cooperation and One UN: Competition
accelerate, participants supported the creation of
for funds and status within the UN system at the
an agency for cities. UN-HABITAT was conceived in
country level have created roadblocks to technical
a still-hostile environment of rural interests. Most
cooperation. The Resident Coordinator system
developing countries had not yet urbanized and
and the UNDAF were to coordinate development
could not bring themselves politically to support an
assistance. It appears that these have been relabeled
agenda beyond shelter. Donors too were reluctant
One UN and Country Programme, respectively,
to push UN-HABITAT beyond its old shelter mandate.
with UNDP as coordinator. Cities are still regarded
Moreover, the UN included agencies that also
as just one of many sectors. Unless UNDP steers
claimed cities and felt that UN-HABITAT was too
to comprehensive development through regional
small to be effective. Habitat II and UN-HABITAT’s
socio-economic and geographic analysis, One UN
subsequent elevation in status to a UN Programme
will lead to les than optimal sectoral results. If cities
changed some of that.
are central to national socio-economic development,
UN-HABITAT cannot be effective if it must fight UN-HABITAT should be included in overall national
for position. Since Habitat II, UN-HABITAT’s policy planning. UN-HABITAT must lobby for this
reputation has grown despite its lack of strategic approach to national development assistance and
perspective, insufficient urban expertise and inability staff-up accordingly.
to follow up. It is internally split into entities with
City Monitoring and Reporting: After two editions
redundancy, competition and areas of neglect.
of the State of African Cities report, the weakness
External programmes and projects, like those of
in relying on national statistics and national surveys
the Cities Alliance, control superior resources and
has been revealed: We are running out of data.
move independently into UN-HABITAT’s substantive
UN-HABITAT may find it politically expedient to
territory.
avoid independent generation of urban data within
The number one task is to make UN-HABITAT the countries, but as a practical matter it eventually
champion for cities. Convince the S-G of Habitat’s becomes necessary. Clearly, reporting on the state
88 • Human Library Conference Report

of any city requires uncovering and comparing intra- UN development assistance priorities ought to
city conditions and trends. Sub-city comparisons be based on strategic analyses of regional and
help establish the relative magnitude of problems, global conditions and trends, independent of
set priorities for action and determine effectiveness those produced by powerful financial interests. UN
of policies and programmes. assessments must be as wide-ranging as possible
and should incorporate alternative assumptions,
UN-HABITAT should redesign and apply the City
objective data, indicators, and other information. The
Development Index (CDI) as this index can raise
UN has the authority to convene the best strategic
awareness of urban issues; be used for national, city
thinkers to explore the probable future. UN-HABITAT
and sub-city comparisons; correlate strongly with
can play a key role, helping to build local capacity
both good governance and poverty; and elevate
for generating the kinds of information needed for
cities in national development policy.
global analyses, national policies, and local actions.
There are local institutions throughout the
Cybernetics – the process of feedback, analysis
developing world with analytic abilities, or the
and policy response – is an essential management
potential to acquire them. Under the Habitat
tool. Because of rapid global change, UN-HABITAT
Agenda’s monitoring and reporting mandate, UN-
technical cooperation in urban management should
HABITAT should return to a capacity building and
be enhanced to help anticipate incipient conditions,
support mode for monitoring and reporting on local
design responsive policies, set priorities for allocating
urban conditions and trends using a small, universal
resources, and take necessary pre-emptive and
set of urban indicators, modified for local conditions.
mitigating actions.
Strategic Planning and Urban Cybernetics: Our world
Habitat III: If it is held, Habitat III, in 2016, would
is entering a phase of profound change and instability.
be where a new global plan of action, agendas and
Oil-based economies are facing structural inflation
mandates will be agreed. Delegates to the 2012 WUF
with transport, construction and farming increasingly
should help draft the conference agenda. Designate
expensive. Commodity and food prices are surging,
UN-HABITAT as the Secretariat, mandating inputs
especially in developing countries. Wealthier countries
from the 2014 WUF, and integrating the 2016 WUF
are accelerating their economic colonization of LDCs
as the civil society component of Habitat III.
to capture critical commodities and food security.
Climate change makes economies less dependable UN-HABITAT should soon thereafter issue guidelines
and economic forecasting less reliable. Where political for collecting data for local and national reporting
stability depends upon economic stability, massive on progress in implementing the Habitat Agenda
discontent and periodic eruptions of anger and and the MDGs. RTCD should be included in Habitat
violence may become the norm. III in a useful and compensated role, and all activities
involving UN-HABITAT should be fully funded.
The “market” has been notoriously bad at
anticipating global risk because of its reliance Habitat II saved UN-HABITAT. But, it also bankrupted
on upon mass optimism. Through corruption of the agency. If there is merit in a third global
governments, control of media and co-opting of conference on human settlements, UN-HABITAT
economists, markets sweep aside objective points of should begin this year, 2011, to gather political
view because these often challenge existing power and financial support, including a host country with
and its self-serving policies. Potential problems are means.
ignored or disguised as inconsequential – until it’s
too late and crises ensue. Most of this plays out in
the city, the bellwether of systemic change.
Human Library Conference Report • 89

j’acceptais en 1999, le poste de


Jean Marc Rossignol responsable de l’exécution du programme
de reconstruction, de réhabilitation et de

M
on parcours avec ONU-Habitat réinstallation des populations déplacées
(CNUEH-Habitat à l’époque) pour la Province d’Erbil (Kurdistan irakien)
a commencé en 1982 à dans le cadre du programme des Nations
Bujumbura au Burundi comme VNU Unies «Pétrole contre nourriture».
dans le cadre du projet «Développement
Mon dernier poste long terme avec
intégré de l’Habitat social  » (quartier
ONU-Habitat date de 2005-2006 en
Musaga). Mes principales fonctions
qualité de conseiller au Ministère des
ont consisté au suivi des travaux de
Infrastructures à Kigali – Rwanda sur un
construction des équipements et
programme visant l’établissement d’une
infrastructures de base du projet (centre
politique d’urbanisation et la formulation
de santé, bornes fontaines, blocs latrines,
d’un programme de renforcement des
centre communautaires, écoles) et de
capacités institutionnelles tant au niveau
réaménagement du quartier, ainsi qu’au
central que décentralisé.
suivi et à l’encadrement du programme
pilote de construction de 25 habitations
Human interaction and
économiques (en briques adobes) avec la
living memories
participation des bénéficiaires organisés
sous forme coopérative. Mon expérience avec le CNUEH-Habitat
puis ONU-Habitat au cours des quatorze
Ma contribution au «  projet Musaga  »
années passées sur des postes longues
s’est poursuivi en 1984 avec le statut
durées et au travers des différentes
d’expert sur un projet plus ambitieux
missions que j’ai réalisées pour l’agence
puisque portant sur l’extension du quartier
ont été riches en terme d’expérience tant
Musaga sur 60 ha (infrastructures et
professionnelle qu’humaine.
équipements de base) et la construction
assistée de 700 maisons économiques. Les différents postes que j’ai occupés
sur le terrain m’ont permis d’acquérir
J’ai par la suite occupé le poste de
une bonne expérience et expertise en
Conseiller technique principal du
matière de programmes et d’opérations
Projet d’appui à l’établissement public
de développement urbain social au sein
(ECOSAT) créé à partir des deux projets de
d’équipe multidisciplinaire.
développement urbains (Banque mondiale
et CNUEH-Habitat) réalisés sur Bujumbura Les projets pilotes pour la plupart,
auxquels j’ai eu la chance et le plaisir de
Je quittais le Burundi en 1990 pour
participer, ont en outre permis de tester
rejoindre pour deux ans un nouveau
et démontrer la faisabilité et l’efficacité
poste de CTP à Dakar dans le cadre du
des programmes de restructuration et
projet «  Appui technique et logistique
d’amélioration des quartiers précaires
au BASHO  » (Bureau d’assistance aux
et des opérations de développement de
collectivités pour l’habitat social).
nouveaux quartiers sur des standards
Après une parenthèse de sept ans au adaptés aux capacités financières des
cours desquels je réalisai néanmoins bénéficiaires (Musaga/Burundi). Tant au
plusieurs missions court terme pour Burundi, qu’au Sénégal, la possibilité
Habitat dans différents pays d’Afrique, de faire participer et contribuer
90 • Human Library Conference Report

financièrement les populations cibles à faibles Outre la nouvelle expertise acquise dans chaque
revenus a été démontrée, au travers de dispositifs de affectation, les différentes postes que j’ai occupés
« location-vente » (Musaga) ou coopératif (Sénégal). ont été pour moi l’occasion de travailler dans un
Les taux de recouvrement des prêts (3.500 dossiers contexte très enrichissant tant sur le plan personnel
de prêts individuels) atteignaient les 80% à l’ECOSAT. et relationnel que culturel. La découverte des pays
Ces opérations ont également démontré qu’il était et cultures dans lesquels j’ai séjourné n’aurait pas
possible d’aménager des quartiers offrant une mixité été possible de la même manière dans un autre
sociale sur la base du principe de péréquation des contexte. Que ce soit au Burundi, au Sénégal ou au
coûts (subvention des parcelles sociales par les Kurdistan. Je conserve d’ailleurs de solides attaches
classes plus aisées). dans ces différents pays.

Le transfert de connaissances qui s’opérait dans le cadre Un des points importants pour moi dans mes
de ces projets et le renforcement institutionnel auquel relations professionnelles avec le CNUEH-Habitat
ils ont contribué, ont été très positif. L’établissement puis l’agence ONU-Habitat réside dans le caractère
public chargé de l’aménagement de terrains et de la convivial et amical qui a toujours caractérisé les
promotion de la construction (ECOSAT) et le fonds rapports que j’ai eu avec les différents responsables
de promotion de l’habitat urbain (FPHU) créés entre ou autres membres de l’équipe du siège à Nairobi
1988 et 1989 sont toujours en place plus de vingt que ce soit dans le département technique ou
ans ainsi qu’une bonne partie du personnel initial l’administration.
(ECOSAT), même s’ils ont malgré tout soufferts des
Je pense que la taille de l’agence plus petite  que
années de crise que le Burundi a traversé.
d’autres agences onusiennes, constitue un atout
Les rwandais réfugiés au Burundi qui avaient connu dans les relations humaines et qu’il est plus facile
le projet d’habitat social Musaga et Jabe avaient la dans ce contexte de rencontrer les gens et de les
volonté de reproduire ce type d’approche au Rwanda connaître.
lorsqu’ils sont rentrés au pays après les événements
de 1994. Sous la pression de la demande et suite Perspectives
à certains choix des autorités locales, ce transfert
Durant ces dix huit dernières années, mon parcours
ne s’est pas fait dans les quartiers précaires et les
professionnel m’a conduit à intervenir avec ONU-
nouveaux quartiers de Kigali hormis et en partie
Habitat mais également dans d’autres cadres et
seulement dans le cadre de l’aménagement du
avec d’autres organisations (ex Caisse Française de
quartier Kimironko par ONU-Habitat dans les années
Coopération, Banque mondiale). Ces expériences
2000 (ce quartier fait encore référence aujourd’hui
ont été différentes et l’expertise acquise avec
au Rwanda en terme de mixité sociale).
Habitat m’a toujours été fort utile dans ces autres
Ces projets ne se sont pas toujours réalisés interventions.
facilement et les résultats ne sont pas toujours
Ma dernière intervention avec Habitat remonte à
apparus aux échéances prévues initialement (Cas
2005, et je suis aujourd’hui établi au Rwanda à titre
des coopératives d’habitat au Sénégal). Mais c’est
privé comme architecte-urbaniste. Je ne suis donc
avec beaucoup de satisfaction que j’ai eu l’occasion
pas pour le moment impliqué directement dans les
de visiter plusieurs années après les quartiers réalisés
programmes de l’agence et faute de temps, je ne
dans le cadre des projets auxquels j’avais participé
suis que d’assez loin l’évolution de ses activités.
activement et de constater les résultats atteints et
l’évolution de ces derniers. Mon expérience professionnelle de ces dernières
années m’amène cependant au constat que ONU-
La reconnaissance des bénéficiaires a également
Habitat a encore un rôle important à jouer dans
été pour moi au cours de ces années l’une de mes
plusieurs domaines et notamment :
principales satisfactions.
Human Library Conference Report • 91

• les politiques de développement urbain d’une nouvelle politique de développement urbain


(politique d’urbanisation) tenant compte des réalités
• la restructuration des quartiers précaires et la
du terrain et des défis à relever pour faire baisser la
tenure foncière
pression humaine sur le foncier rural.
• la mixité sociale dans le développement urbain
L’appui apporté par l’agence a également largement
• les politiques de développement urbain et les contribué à l’adoption d’une législation foncière
moyens de viabiliser de nouveaux quartiers pour et d’une loi sur les expropriations beaucoup plus
les populations à faibles revenus équitables pour les populations.
• la mise en place auprès et l’adoption par les La mise en œuvre de ces nouvelles politiques et
autorités locales d’outils de planification et de législations rencontrent néanmoins sur le terrain des
gestion urbaine adaptés à leurs besoins. obstacles, réticences et autres difficultés qui ne sont
Si je fais référence au cas du Rwanda, Habitat a eu pas encore surmontées...
un rôle important dans la formulation et l’adoption
92 • Human Library Conference Report

Development Division (SSHSDD), the


JORGE GAVIDIA Monitoring and Research Division (MRD),
and the Financing Human Settlements
Jorge Gavidia started in RDD. He Division (FHSD) for regional/global
was co-leader of DMU, managed programmes for normative, monitoring
our Iraq programme and became the and research tasks.
second Director of ROLAC in 2002- However, as the activities and reach of
2007. He lives in Helsinki. UN-HABITAT evolved, a series of initiatives
were launched to develop regional and

I
joined the Building and Infrastructure global programmes from RTCD as well
Technology Section, Research and as regional/global programmes with
Development Division, of UNHCS in a country-operational content from
1982. From then until 2007 I had the SSHSDD/MRD/FHSD, but with mixed
opportunity to work in different units. results.
This involved both normative tasks and The Cities Alliance and Risk and
field operations which allowed me to gain Disaster Management Programme
a wide view of UN-HABITAT activities. are some examples of the first. Water
Undertaking various management and Sanitation, Sustainable Cities,
tasks with increasing responsibility Indicators, Best Practices, and Safer Cities
also facilitated understanding of the programmes are examples of the latter.
challenges faced when attempting to
Achieving synergies between these
achieve substantive objectives within
activities has often been interpreted as,
the administrative and management
or limited to, improving coordination
structures of the time.
between divisions and has frequently been
I feel that my last two assignments as Chief clouded by intra-institutional competition
of the Disaster, Post Conflict and Safety for resources and recognition.
Section / Risk and Disaster Management
Some of the characteristics and operational
Programme, and Director of the Regional
attributes of country-level, regional and
Office for Latin America and the Caribbean
global programmes can be decisive in
(ROLAC) may have had a greater influence
promoting or discouraging synergies.
on me, but my comments are the result of
my overall experience with the agency and
its mission.
Country-level operations:
• Ad-hoc paucity in the demand for
There is no doubt UN-HABITAT has
technical cooperation.
accumulated over the years a varied
experience in implementing country- • RTCD need for constant assessment
level, regional and global programmes. of potential or latent demand for
Implementation has sometimes been technical cooperation and formulation
interpreted as the compartmentalized of project proposals.
preserve of four different organizational
• Shorter periods of implementation
units of the agency: the Regional and
(2-3 years), which can take the form
Technical Cooperation Division (RDTC) for
of a quasi ‘country programme’ when
country-level operations; and the Shelter
extended.
and Sustainable Human Settlements
Human Library Conference Report • 93

• Source of funding is increasingly the national HABITAT.


counterpart or third parties with fixed policy
• Activities of regional/global tend to have
objectives and conditions.
predefined policy, technical, research or
• Increasing demand for reduction of agency implementation approaches and ca be less
support costs, arguing that these should be the responsive to specific country demands, and limit
agency’s counterpart contribution. the scope for cooperation with other programmes
or country-level operations, unless pre-defined in
• Activities tend to be country (or project) specific
the programme design
responding to particular country needs.
• Include activities for developing learning processes
• Limited scope for introducing learning processes
targeted to a supra-national audience, and
targeted to a wider audience, or scaling up beyond
envisage scaling up beyond country level
the country level (limited normative feedback).
• While programme activities are normally
• Unpredictable funding, rendering project self-
predetermined, they do have certain flexibility
contained within the budget and implementation
in the implementation of their components,
period.
including field applications, within the agreed
• Ad hoc management, defined by specific project budget and implementation period.
arrangements and implementing partner-manager.
• More centralized, homogeneous management for
• No fixed implementation model responding to all activities in response to programme objectives.
project-specific demands and negotiations;
• Greater intensity of the technical input provided
• Variable intensity of the technical input provided by UN-HABITAT.
by UN-HABITAT, subject to a large extent to the
capacity and vocation of the backstopping officer. Issues to be considered:
There were some aspects in the management of UN-
Regional and global programmes:
HABITAT activities that impacted on how synergies
• Existence of a perceived, or assessed demand for were achieved between its functional units.
knowledge development and thematic technical
• Cooperation among programmes and within
support.
country-level operations was generally ad hoc,
• Normally supply-driven processes of programme based on individual initiatives, rather than
formulation, even if consultations are made with systematic application of corporate policy.
stakeholders and potential users of the knowledge
• The engagement was at times opportunistic, based
and technical inputs to be provided.
on a positive environment for fund mobilization
• Normally include country activities on research/ rather than institutional objectives. The latter, in
knowledge acquisition, capacity development; essence is not necessarily a negative approach and
and field application. In certain cases “field could be applied as part of a global institutional
application” takes the form of quasi conventional strategy.
technical cooperation.
• Programmes were often developed at the
• Source of funding is mainly from third parties/ initiative of individual officers or units. Significant
donors and programme activities and conditions institutional support followed only if the initiative
tend to discourage resources to support UN- proved successful in fund raising. This created
HABITAT core activities and normally require a bias away from programmes resulting from
(human and management) resources from UN- institutional strategy. Individual initiative should be
94 • Human Library Conference Report

promoted, supported and rewarded, but within an The concepts I present are general in nature. Some
institutional strategy. require gradual implementation, most demand
persistent management commitment to bring all
• In the absence of a corporate strategy to develop
the staff of the agency to a common view and fully
and implement programmes, these were left to
motivate them for their achievement:
their own resources, tending to wither away when
funding diminished. • Within the mandate of the agency, to “promote
socially and environmentally sustainable human
• Functional units had sometimes decidedly
settlements development and the achievement
different visions on substantive issues, country
of adequate shelter for all”, define few core
level conditions, implementing partners, national
issues on which the efforts of the agency should
policy context, and implementation modalities. In
focus. Target qualified staff and regular and extra-
the absence of a common institutional strategy
budgetary resources on those issues.
this often led to outright lack of cooperation and
missed opportunities. • Other issues important to the mission of the agency
should be developed in partnerships with other
• Institutional mandate, management structure,
institutions which should take the operational
operational and financial procedures, and
lead. When an opportunistic engagement in
availability of project pre-investment resources
activities becomes necessary, ensure that full
were not appropriate for projects that required
agency back-up is available. The agency should
rapid administrative response.
focus its limited resources and not disperse them.
• There was no policy for continued updating
• While the Governing Council and the World Urban
and development of in-house knowledge. In
Forum are key instances for review of activities
an urbanizing world where countries develop
and the UN-HABITAT Agenda, their formats are
national capacities and resources, demands for
not conducive to in-depth review of agency goals,
know-how and inputs become more specialized
impact of activities, and assessment of emerging
and state of the art. The agency has the mission
issues. A small group of thinkers and experts on
to respond to the demands of the most needy
human settlements and development should be
countries, but without knowledge development it
established to advise the agency annually.
could run the risk of becoming marginalized and
technically outdated. • The agency should become globally relevant on
global human settlements issues and not simply
• Finally, UN-HABITAT developed a management
for a diminishing population share to increase its
culture where cooperation and positive
credibility in tackling local issues;
competition was not promoted. Rather,
institutional fragmentation, negative competition • Establish a common operational platform for the
and unclear performance recognition and rewards support and implementation of activities: regional/
took hold. global programmes, country level operations;
M&E, knowledge dissemination and networking.
Future perspectives
• Establish a professional, unified, fund-raising and
To steer UN-HABITAT into the next years as a relevant donor relations facility.
international actor in human settlements issues is
• Introduce a management culture based on
not an easy task given the multiple restrictions to
performance, continuous learning, and merit-
change. There are no quick fixes.
based recruitment and promotion.
Human Library Conference Report • 95

logement, une partie de la population à


Kariba Traoré faibles revenus avec comme objectifs:

• améliorer les conditions de vie de la


Il a obtenu un doctorat d’ ingénieur population à bas revenus de Djibouti
à la faculté de constructions civiles en leur offrant des structures d’accueil
de Bucarest (Roumanie), après un adéquates;
parcours universitaire à l’Ecole
Nationale d’ingénieurs de Bamako. • promouvoir l’établissement et la
pérennisation des institutions au niveau
du District de Djibouti nécessaires pour
un programme permanent d’habitat
a. Activités à ONU-HABITAT
social;
De Janvier 2008 - Octobre 2009:
• participer à la création d’emplois et
Conseiller technique principal au Bureau
le développement des entreprises
Régional pour l’Afrique et les Pays Arabes
artisanales ainsi que l’émergence d’une
(Nairobi) en charge des pays suivants  :
industrie locale de construction;
Djibouti, République Démocratique du
Congo, République du Congo, Rwanda, • promouvoir la définition des standards
Tchad, Burkina Faso, Guinée, Mauritanie. d’équipement et de construction
accessibles aux ménages à bas
De Septembre 1990 - Décembre 2007:
revenus.
Conseiller Technique Principal (CTP) dans
différents pays : Haïti, Djibouti, Rwanda,
Burundi, Tchad.
Résultats obtenus
• Projet d’aménagement d’un site
Haïti : particulièrement difficile, la plupart
des fouilles pour les caniveaux, les
Projet d’amélioration des conditions de
canalisations d’eau et les latrines
vie dans 5villes (la capitale Port-au-Prince
ont été réalisées à l’explosif par des
et 4 villes secondaires). Projet arrêté
températures moyennes de 50° C à
après réalisation de la phase préparatoire
l’ombre.
(études d’exécution pour quelques
infrastructures dans chacune des villes • la viabilisation de 37 hectares au Nord-
Port-au-Prince, Hinche, Gonaïves et Port Ouest de Balbala dont 16,2 hectares
de Paix) et démarrage de quelques travaux cessibles;
(Port-au-Prince, Hinche, Gonaïves). Le
• le lotissement d’un total de 1390
document de projet, l’époque, était
parcelles sur ces terrains, dont 770
beaucoup plus orienté vers la description
parcelles de 105 m2 équipées de fosses
et l’énoncé des activités à entreprendre.
sanitaires, de soubassement de murs
Les études préliminaires et techniques
mitoyens, 450 parcelles de 120 m2 et
détaillées constituaient la première phase
170 parcelles de 160 m2 ;
du projet.
• la construction d’un millier de logements
Djibouti : pour des ménages ayant un revenu
mensuel au plus égal à de 25 000 avec
Ce projet d’habitat social de Djibouti visait
d’effort admissible de 30% maximum.
faire accéder à la propriété foncière et au
96 • Human Library Conference Report

Burundi : Pour le PNUD, l’intérêt dans ce projet visait les axes


ci-après :
La crise qui a frappé le Burundi depuis 1993 est
venue amplifier les déficits des deux provinces • l’assistance au Gouvernement pour la réalisation
en matière d’infrastructures collectives. L’objectif des investissements du FENU ;
global du projet était d’améliorer les conditions
• la lutte contre la pauvreté ;
socio-économiques des populations de Karuzi et de
Cankuzo: • la fixation des populations dans leurs terroirs (les
rapatriés ou les déplacés) ;
• améliorer l’accès aux infrastructures et services
répondant aux besoins prioritaires en matière de : • la bonne gouvernance.
éducation, santé, alimentation en eau potable, Rwanda : Projet de réinstallation après le génocide
pistes rurales et infrastructures économiques et de 1994.
productives ;
En avril 1995, comme conséquence à la perspective
• mettre en place des mécanismes de gestion et du retour massif des réfugiés (environ 700 000
d’entretien des infrastructures et équipements ; personnes étaient attendues), le Gouvernement
• améliorer les mécanismes de planification, de du Rwanda le PNUD ont entrepris la mise en
coordination et de suivi. place d’infrastructures d’accueil en vue de leur
réinstallation. Le “Programme Prioritaire de
Les résultats obtenus ont été
Réinstallation d’Urgence” qui en résulté, a été
• la réalisation d’infrastructures (3 centres de santé, conçu comme une trame d’interventions afin
3 écoles primaires; de constituer un mécanisme pour faciliter la
mobilisation de fonds. Deux axes d’intervention ont
• le renforcement des capacités de gestion et
été retenus:
d’organisation des Administrations communales.
• la création urgente et accélérée d’un volume
• le renforcement des capacités de planification,
important de parcelles viabilisées pour l’habitat
de coordination et de suivi par les Cabinets
dotées d’équipements communautaires de base
des Gouverneurs et les Antennes provinciales
et la mise en place d’un processus dynamique
du Plan,  l’appui au suivi des organisations
de production de logements (aménagement,
communautaires (comités, associations, etc.). 
viabilisation et équipement des trames d’accueil et
réhabilitation de l’environnement).
Difficultés rencontrées
• l’appui institutionnel pour l’élaboration d’une
Les difficultés majeures de ce projet sont les
stratégie nationale de l’habitat et formation
conséquences des divergences de fond entre les
en service des cadres nationaux des structures
parties, sur la méthodologie de la mise en œuvre du
gouvernementales en matière de planification
projet:
urbaine, de mise en place de processus de
Pour le Gouvernement, il fallait tout de suite mobilisation de ressources pour l’aménagement
commencer par la réalisation d’infrastructures. de terrains et la production de logements.

Pour le FENU, il s’agissait initialement de consommer Les activités se sont développées dans les villes de
rapidement le reliquat des fonds de l’ancien Projet Kigali (Gisozi, Kagugu, Gaculiro et Kimironko) et de
«  ACU  ». Cette vision du Projet a ensuite évolué Butare (Tumba, Rango, Nkubi et Sahera).
suite à la revue des mandats du FENU, qui voudrait
Difficultés rencontrées et recommandations:
voir le Projet, s’orienter vers une approche plus nette
de décentralisation. • la mise en place des fonds ne s’est pas fait au
rythme des besoins en financement.
Human Library Conference Report • 97

• le délai d’attribution des marchés par le National • réhabilitant les quartiers à habitat précaire pour y
Tender Board est trop long. garantir la sécurité de la tenure ;

• les différents changements de tutelle du projet • dotant les plus grands centres urbains de plan
n’ont pas permis la cohérence souhaitée dans les stratégique de développement urbain ;
interventions de l’Administration.
• mettant en place deux organismes personnalisés,
• la faible performance des bureaux d’études locaux l’un devant s’occuper de l’équipement des terrains
et des entreprises. urbains et l’autre du financement de l’habitat social;

• dans le court terme, il a été suggéré d’entreprendre • contribuant à la formation du personnel du


des actions en vue de mobiliser des fonds pour le MATUH et des autres institutions impliquées
financement du reliquat de travaux de voirie. dans le projet afin de garantir la réplicabilité des
opérations d’habitat social.
• la mise en place projet d’assistance technique
(renforcement de capacités au MINITERE) en Le projet a contribué aux réalisations suivantes :
vue de l’identification et de l’élaboration des
• les études de viabilisation du site de la Patte d’oie
documents de requêtes de financement.
à N’Djaména et d’un autre site à Doba dans la
• pour le long terme, il a été demandé au région pétrolière, au sud du Tchad;
Gouvernement et au PNUD de définir un cadre
• les études de restructuration du quartier tramé de
de coopération en vue de soutenir les deux
Madjorio à N’Djaména;
campagnes mondiales de l’agenda HABITAT
à savoir: la bonne gouvernance urbaine et la • les études de drainage de d’environ 950 hectares
sécurité de la tenure (sécurité de la propriété au Nord-Est de N’Djaména;
foncière). • les travaux de viabilisation et de construction de
70 logements pilotes (Patte d’oie);
Tchad :
• les études d’un lotissement de 2 200 hectares au
Pour faire face à ses nombreux défis de Nord de N’Djaména ;
développement et de lutte contre la pauvreté en
particulier, le Gouvernement du Tchad a entrepris • le renforcement des capacités des experts
un vaste programme de développement urbain nationaux et du MATUH,
et d’amélioration de l’habitat par lequel il s’est • la création d‘une agence de promotion immobilière
engagé à investir, sur la période de 2004 à 2013, (SOPROFIM) ;
d’importantes ressources provenant en grande
• la sélection des ménages pour l’attribution des
majorité de ses ressources pétrolières. Le projet
parcelles sur la base de critères d’éligibilité et des
de Développement urbain et d’amélioration de
critères de priorité.
l’habitat (DURAH) est l’un des tout premiers projets
d’envergure de ce vaste programme. Il a été conçu Au titre des difficultés rencontrées par le projet on
avec l’ambition de jeter les bases d’une solution peut citer entre autres:
opérationnelle et durable à la problématique de
• un environnement national marqué par
l’accès d’une frange importante de la population,
une administration très difficile et par des
notamment celle à faibles revenus, au logement et
périodes récurrentes d’insécurité pour cause
aux infrastructures de base en:
d’affrontements armés ;
• mettant à leur disposition des parcelles assainies ;
• des lourdeurs et lenteurs dans les prises de décisions
• mettant en place un système de financement par les autorités compétentes (Gouvernement,
adéquat pour la construction de leurs logements ; PNUD et ONU-HABITAT);
98 • Human Library Conference Report

• des retards récurrents et considérables dans le • le projet de réinstallation du Rwanda a été


versement des contributions du, un facteur déterminant dans le processus
d’opérationnalisation du National Tender Board.
• le faible niveau d’expertise de certains membres
Il a également permis d’une part, la réinstallation
du personnel ;
immédiate de plus de 30  000 retournés et
Les leçons à tirer sont les suivantes : d’autre par de fournir des éléments de base
• l’envergure des projets et programmes devrait pour le développement et l’extension de la ville
être ramenée à des niveaux compatibles avec les de Kigali. En outre, certains bureaux d’études
moyens raisonnablement mobilisables. et entreprises de construction ont acquis un
certain professionnalisme.
• l’Agence devrait éviter une implication trop
importante dans la gestion des ressources fournies • en ce qui concerne le Tchad, l’intervention
par le Gouvernement, d’ONU-HABITAT a permis relecture des textes
réglementant les opérations d’urbanisme, la
• dans les projets exécutés par l’Agence, seules ses construction et la gestion domaniale et foncière.
procédures de passation de contrats (Procédures L’aménagement du site de la Patte d’Oie a été un
des Nations Unies) devraient être applicables. catalyseur pour la compréhension de la notion
de viabilisation de parcelles. La construction de
Réponses aux questions poses sur le logements témoins sur des parcelles de 250 m2
panel 3 a été une innovation.
1.
ONU-HABITAT doit s’impliquer dans la • au Burundi le professionnalisme dans le
programmation au niveau pays, aussi bien au processus de construction des équipements
niveau du Gouvernement qu’à celui du système solaires et sanitaires ont amené les Autorités
des Nations Unies. Cette activité doit être basée locales et le PNUD a confier à ONU-HABITAT la
sur une bonne connaissance des objectifs et construction de plusieurs autres équipements.
des programmes des autres partenaires au
développement du pays. 4. La formulation de politiques est par essence une
activité normative qui n’est pas perçue par les pays
2. Pour que le développement des capacités ait une comme base des interventions physiques qui ont
valeur ajoutée aux réformes politiques au niveau plus de visibilité pour la propagande des décideurs
pays, il faudrait qu’ONU-HABITAT dispose des politiques. Ainsi, il devient très difficile au niveau
stratégies claires de mise en œuvre des domaines pays de mobiliser les partenaires, en particulier les
clefs de son mandat. nationaux, pour trouver un financement pour les
3. Le Projet d’habitat social à Balbala (Djibouti) aspects normatifs des activités d’ONU-HABITAT.
a été succès aussi bien dans sa mise en œuvre 5. Pour mieux articuler ses futures activités, ONU-
que dans ses résultats. Le Gouvernement, muni HABITAT devrait (a) mobiliser des ressources
de l’expérience du projet, a créé un organisme financières propres pour les domaines de
national pour la mise en œuvre de sa politique concentration de son mandat, (b) insérer le MTSIP
d’habitat social. Les bénéficiaires cibles du projet dans le processus du UNDAF (c) faire en sorte que
ont été respectés à plus de 80% et le taux de la prise en compte du HCPD soit effective dans le
remboursement avoisinait les 90%. plan de travail du Gouvernement du pays concerné
Human Library Conference Report • 99

Idi Amin; and the first UN project in


MARK HILDEBRAND independent Zimbabwe (ZIM/80/001),
leveraging UNDP funding to mobilize
Mark Hildebrand started in Chad in USAID capital funding for self-help
1976, then joined the Africa Section housing in Gutu and Kwe-Kwe;
and coordinated the APA Unit (Asia, 1983-1989 - Coordinator Asia, Pacific
Pacific and LAC) during 1983-89. and Americas Unit of TCD, managing
He was Chief, TCD until 1994, then a three-fold increase in delivery while
Director of Programme Coordination. developing large scale projects in:
He initiated, the UMP and was the
first manager of the Cities Alliance in • Dhaka, Bangladesh, that helped to
1999-2006. prepare and support implementation
of the World Bank’s and Asian
Development Bank’s first urban

M y first UN assignment began in


1976 with the UN Centre for
Housing Building and Planning, UN-
projects in Bangladesh.

• Indonesia’s National Urban


Development Strategy (NUDS) and
HABITAT’s predecessor organization.
Integrated Urban Infrastructure
I reported directly to the UN Centre
Development Programme (IUIDP)
for Human Settlements (UN-HABITAT)
that helped to decentralize flows of
in 1978 when its headquarters was
Government’s budgets and World
established in Nairobi. Positions and
Bank investments for infrastructure to
activities carried out included:
provincial and local authorities.
1976-1979 - N’Djamena, Chad: Rural
• Supported the transition in Sri Lanka
School Construction Project. Chief
from the ‘hundred-thousand houses
Technical Advisor, building 360 primary
programme’ to the ‘million houses
school classrooms in rural settlements
programme’ and the concomitant
nationwide. Leveraged UN Capital
major shift in Government’s role from
Development Fund resources with World
the direct provision of housing to
Bank education project funding in what
enabling low income communities to
became the country’s largest construction
upgrade their own housing and living
project.
conditions.
1979-1983 - Human Settlements Advisor,
• Played lead role in initiating and
Africa Section, Technical Cooperation
preparing the 1996 meeting of the
Division (TCD), identified, negotiated
OECD’s Development Assistance
and backstopped Habitat’s Technical
Committee (DAC) which was its
Cooperation projects in East and
first meeting focused on urban
Southern Africa, including the technical
development
cooperation components of the World
Bank’s first urban project in Madagascar; • Worked in partnership with colleagues
setting up an Emergency Reconstruction from the World Bank and UNDP to
and Development Authority in Uganda design, establish and jointly manage
to expedite the reconstruction of Masaka the Urban Management Program
and Mbarara, badly damaged in the (UMP), negotiating additional
fighting which led to the downfall of financial contributions from a number
100 • Human Library Conference Report

of bilateral donors for Habitat’s first global action plan, subsequently adopted at the UN by the
programme focused on urban development. world’s heads of state in the Millennium Declaration
in September 2000. I also expanded Alliance
1989-1994 - Chief TCD, providing leadership in
membership to include Brazil, Nigeria, South Africa,
pursuing joint programming and new alliances
UNEP and the Asian Development Bank and led
focused on urban development with both multi-
successful efforts to mobilize over USD 80 million for
lateral and bilateral development agencies, doubling
the Cities Alliance Trust Fund and managed grants
the technical cooperation resources managed by
with over 160 cities worldwide, linked to over USD 6
UN-HABITAT (with budgets totaling over USD180
billion in investments.
million), supporting the establishment of new
initiatives including the Sustainable Cities Programme
Human Interaction and living
with UNEP, and pursuing efforts to achieve and
monitor achieving the goals of Agenda 21’s Chapter Technical cooperation resources often have their
7 on Human Settlements. greatest potential impact on improving human
settlement conditions when they are focused on local
1994-1999 - Director of Programme Coordination
authorities and their partnerships with communities.
for Habitat’s three substantive programme divisions
Conversely where resources are captured by
– TCD, RDD and IAVD. Played a key role in successful
central government ministries and do not reach
efforts to focus the Habitat II conference on cities
local government and low income communities,
and to engage with what were then the four major
efforts to improve human settlements conditions
global organizations of cities, supporting their efforts
are compromised as is accountability, since mayors
to form an alliance (the G4+) so that mayors and
and local leaders typically have the greatest and
other local government leaders could for the first
most direct accountability for improving human
time actively participate in a UN global conference.
settlement conditions.
Managed the UN secretariat for what became
known as “The City Summit” held in Istanbul in The positive impacts of sound policy advice and
1996, bringing together over 15,000 participants reforms are greatly enhanced where technical
from 171 countries. I led efforts to produce Habitat’s cooperation projects are linked to capital
first annual report. investments, even more so when these are local
investment resources.
1999-2006 - Manager of the Cities Alliance, providing
leadership in conceiving, establishing and managing Self-reliance and development starts with people and
the Cities Alliance as a global coalition of cities and their communities and government built housing
their development partners committed to scaling up most often creates dependency, undermining
successful approaches to urban poverty reduction. I individual accountability, local initiative, local
initiated discussions to create the Alliance, negotiated investments and sustainability.
its charter, and its approval by all G-7 governments,
Well over 30 years of human settlement pilot projects,
along with the Netherlands, Norway and Sweden,
demonstrating the same lessons over and over again
UN-HABITAT, the World Bank, and the world’s
and often pursued separately in the same city by
major associations of cities. I established Alliance
multiple donors, have become part of the problem,
partnerships with developing countries and cities to
since for the most part they have not been replicated
prepare city development strategies that link their
citywide or nationwide and therefore have seldom
economic growth and poverty reduction objectives,
achieved scale commensurate with the challenge.
and improve their ability to attract long-term capital
investments for infrastructure and services. Led Systematically engaging local universities, local
preparation of the Alliance’s Cities without Slums polytechnics and local professionals, along with
Human Library Conference Report • 101

local authorities in all aspects of the design and Especially now at the time of new leadership at
implementation of technical cooperation activities UN-HABITAT, this is an important opportunity
builds local capacity and strengthens self-reliance as to fundamentally and critically examine present
opposed to perpetuating aid- dependency. and likely future demand, as well as alternative
mechanisms, for both the funding and delivery of
Future perspectives technical cooperation.

Obviously there is no room for complacency or How can Habitat best leverage its capacity and
self-congratulatory sentiments since, by and large resources to help governments provide the right
and with only few exceptions, at the end of most incentives and infrastructure to enable self-sustaining
technical cooperation projects the problems we have initiatives to work at scale?
helped governments face were bigger than when
we started.
102 • Human Library Conference Report

Human interaction and


MATHIAS HUNDSALZ living memories
My early years working in Uganda
Mathias Hundsalz was Chief, RDD, and Burkina Faso made me realize
until 1999 and a negotiator of that personal achievements and
the Habitat Agenda in Istanbul. accomplishments remain limited. Despite
He started in the field in Uganda good or even excellent project results,
and Burkina Faso, and went back if measured through conventional
to RTCD at the end of his career. development yardsticks (houses built,
More recently he evaluated the first people trained, building loans extended,
generation of the Habitat country technical services provided) the overall
programmes Documents (HCPDs). impact on human and institutional
development (poverty reduction,

M
y experiences with the United sustainability, social justice) remains very
Nations date back to the small, particularly in the long run.
70s, before UN-HABITAT was But aside from this acceptance of the
established. I was recruited in 1972 as limitations of the life of a ‘UN bureaucrat’,
associate expert in the now defunct the working years in UN-HABITAT are very
Office of Technical Cooperation of the UN valuable because of the number of people
Secretariat, with a technical cooperation with whom I worked as colleagues, be
assignment in Uganda, followed by they bosses, peers or persons under my
Burkina Faso (1973-1976). supervision. Considering the wide range
From 1976 until 1978, I worked as Social of backgrounds, it might be considered
Affairs Officer with the Centre for Housing an achievement that working together
Building and Planning, which was then on a commonly defined and agreed
transformed into UNCHS, rendering me cause is possible at all.
an HSO. In Nairobi, I undertook various Several supervisors gave me substantive
assignments from R&D and TCD, until direction and opened my eyes to the
I took early retirement in 2002. My last importance of the subject, be it for
position was Acting Director, RTCD, after operational work or research and
having served as Head of the former RDD development. One of them was Guy
until 1999 when the post was abolished. Lemarchands, my project manager in
This long involvement with UN-HABITAT Burkina Faso, who provided lots of
and its predecessors had allowed me to be encouragement when I experimented
part of many institutional developments with early concepts of sites and services
and substantive achievements, including and urban upgrading. In New York, I
the Global Shelter Strategy, the IYSH, owed a lot to my supervisors Rafael Mora
Habitat II, or the Global Reports on Rubio (Chief of the Housing Section
Human Settlements and a long series in CHBP) and to Wilson Garces (Chief
of substantive publications. I was also of the R&D branch of CHBP), who had
involved with other assignments, such an impact on me changing gradually
as the drafting of reports to Habitat’s from a chaotic student to a serious UN
governing bodies, Medium Term Plans or bureaucrat. In Nairobi, the then Chief
two-year work programmes. of the RDD, Bruce Hyland, understood
Human Library Conference Report • 103

his job as exercising compulsive editing of what it operational through interdivisional teamwork.
the young staff members of RDD were drafting as Recently, efforts have been made to show its
inputs to technical publications, Everybody feared assumed inter-linkages and integrative qualities
his comments on the routing slips with which he through the ENOF.
returned the (often inadequate) drafts, like “I have
Setting up ENOF as an interdivisional task force is
never read such rubbish”; “I gave up on page 3”; or
not enough. Programme managers have to define
“Please translate into English”; what encouragement
joint work objectives and expected results in their
for an aspiring young professional!
respective programmes and be willing to allocate
Consider yourself lucky, if you have a decent parts of their resources to joint-programming which
supervisor. If not, a young professional needs quite can demonstrate real achievements of integrating
some tolerance and perseverance to work in UN- normative and operational work. Otherwise, it
HABITAT. Otherwise, another career should be remains just another bureaucratic exercise.
considered.
There is no systematic procedure of feeding results,
lessons learnt and best practice from operational
Future perspectives
project activities into the normative work of the
The history and present prospects of collaboration agency; they remain hidden in technical cooperation
and cooperation between the agency’s divisions is reports which nobody ever looks at. The Global
characterized, to some extent, by the personalities Report rarely reflects on the agency’s lessons learnt
of their respective divisional leadership. This is quite from projects. Project managers and HPMs do not
normal for any organization. Some difference can be benefit systematically from Habitat’s normative
made by the agency’s overall leadership, with respect work. Managers of global programmes often prefer
to a preference for the style of encouraging and to set up their own networks of country activities.
guiding a corporate team spirit, or rather working Rather than work with RTCD and their HPMs.
through a ‘kitchen cabinet’ in a non-transparent top-
There are some good examples of global programme
down style. The recent past of the agency appears
managers working with RTCD and country HPMs
to be characterized by programmes, divisions and
which can serve to demonstrate the real life
programmes competing for funding from donors
advantages of integrating normative and operational
countries and interdivisional collaboration and
work through ENOF. If such examples can serve to be
cooperation remain at the level of task forces with
the norm in interdivisional work, it may be the time
good agendas but limited results.
to rethink (again!) the current structure of divisions,
The agency requires a deputy with operational and and make them more integrative along the lines of
normative human settlements experience to give ENOF.
direction to interdivisional cooperation.
There are serious political and systemic limitations
The artificial distinction between normative and to the relevance and usefulness of trying to
operational activities has characterized UN-HABITAT formulate and present yet another set of ‘key
since its very beginning. It has never been fully recommendations’ to the present and future
understood, particularly not at the field level, or Habitat managers. The shelves of offices are full
in countries at national and local levels. As the old with well-meaning recommendations, generated by
RDD took up operational activities in the1980s, committed human settlements workers at hundreds
TCD started programmes with normative content of workshops, expert group meetings and through
like urban management and sustainable cities. consultancy reports.
The distinction remains artificial as a tool of the
There is nothing wrong with most of these
UN development jargon – useful in dialogue with
recommendations, whether they are rather general
donors, but it requires determined efforts to make
or very specific on particular topics.
104 • Human Library Conference Report

The problem of not being implemented or even it on professional substance or bureaucratic and
ignored is largely connected to the human factor and institutional shrewdness, which restrains such team
institutional limitations of a UN bureaucracy more work ingredients like sharing information, shared
focused on control than on creativity and impact. responsibility and open debate.
Cases in point are the continuing recommendations
In consequence, I shall refrain from making another
to set up ‘mechanisms and procedures’ to achieve
set of recommendations, like calling for more and
certain objectives. We all know of those cases where
better coordination, teamwork and institutional
such administrative and coordination mechanisms
mechanisms. Having observed the more recent years
have been set up through interdivisional task forces
of UN-HABITAT from the position of retiree with
etc, while the expected benefits do not emerge.
a long institutional memory, I want to make the
Similarly, the ubiquitous call for ‘teamwork’ cannot
point that the organization needs a revitalized spirit
be challenged, and there is basically nothing wrong
of shared vision and responsibility. It appears from
with the concept of teamwork which is thought
many conversations with former colleagues who are
to achieve more coordinated and sustainable
presently in different positions in the hierarchy, that
results through a participative process. However,
such spirit has somewhat gone astray, also because
productive teamwork remains rare, as long as the
the previous leadership of UN-HABITAT did little to
institutional incentive of the UN for achieving results
encourage transparency, participation and openness
through teamwork remains limited. Staff members
among the divisions.
are judged on their individual performance, be
Human Library Conference Report • 105

of ‘environmental’ concerns, but more


OLE LYSE that authorities were interested in
an urban planning and management
Ole Lyse was the key pillar of SCP, approach which could help dialogue and
he worked with ROAAS in several engagement with stakeholders and in
African countries and now lives turn restore reputation and credibility. A
happily in Kenya. routine action-oriented mechanism, to
engage with citizens, academic expertise,
private sector and NGOs through a

I
am a civil engineer and I worked for participatory and consultative process,
UN-HABITAT from 1992 to 2007 in was attractive as a way to increase both
the field of infrastructure engineering human and financial resources to deal
design, local government/municipal with overwhelming problems, especially
engineering, international development with regard to poor basic urban services
cooperation, rural development planning and sustainable urban mobility.
and UN technical cooperation.
Many cities were ‘buried’ with day-to-
As Chief, Urban Environment Section/ day crisis management with little time
Programme coordinator, I was a senior or resources to be forward looking, even
member of the Urban Development with short-term development planning.
Branch (UDB) team, managing its Urban Cities also found the process particularly
Environment Section which included useful to help address at least part of the
coordination and supervision of the UN- ‘urban-poverty nexus’, like improving
HABITAT/UNEP joint global Sustainable access to basic urban services and better
Cities Programme (SCP), the LA21 social inclusion in decision making.
Programme initiatives and general urban The GIS-based tool ‘environmental
environment matters, intra-agency and management information system’ (EMIS)
with global partners such as UNEP and was popular among planners to help
ICLEI. identify both best suitable and most
The main thrust of the initiatives was sensitive land use. Engagement through
to assist cities with more sustainable UN-HABITAT cooperation agreements
urban planning and good governance with international support organisations
approaches. The vehicle for this was for like the Dutch IHS, and with local/
the Sustainable Cites Programme (SCP) - a national urban institutions on EPM
long term joint UN-HABITAT/UNEP global capacity-building, tools review, curricula
facility for implementation of sustainable development and documentation of
urban development approaches, and in experiences, was another very important
the LA21 Programme. and valuable element.

At the end of 2006 the urban environment


Interaction and living section operated these initiatives with 64
memories cities in 21 countries, which was only
Key Lessons: The SCP/LA21 city projects possible through effective inter-branch/
were, by and large, positive experiences, divisional collaboration within UN-
and the UN-HABITAT cooperation was HABITAT. First and foremost with RTCD
well received by city authorities. Perhaps regional offices right from joint resource
the initial interest was not directly out mobilisation (often fitting into UNDP CCF),
106 • Human Library Conference Report

formulations, technical assistance/ backstopping complementary, combining global/national


at country level, normative global support through normative environmental mandate with local
EPM/SCP tools and capacity building anchored with operational (i.a. water, sanitation, waste, air quality,
urban institutions – national or in the regions, to industry). Urban linkages and local action on global
evaluations. Particularly ROAP support to developing environmental topics (climate change, biodiversity,
the final global EPM/SCP process baseline curriculum coastal area mgmt, rivers, transport), GEO for cities,
and training modules based on Asia experiences joint efforts in Cities Alliance, joint tools, joint
was of utmost importance. The network of ‘SCP- events (SCP/LA21 global meetings, WUF, CSD, GCs),
city’ partners and institutions also conveniently built monthly joint operation & coordination meetings -
into various other regional TCD initiatives, often were all good lessons, adding value and portrayed a
facilitated thru bringing all SCP partners together in “One United Nations” to partners.
occasional regional and global meetings.
Others were more through parallel collaboration,
With TCBB: very constructive advice and joint such as:
efforts in capacity building, work with urban training
• ILO: offered cities participation in ‘decent jobs and
institutions included formed joint platform for
better services’ regional training workshops, skills,
training of elected leaders.
and employment programmes at country level.
The global campaigns: supported and engaged SCP
• UNDP-PPPUE: cities in global learning network,
city and national partners in launches and national
and could seek innovative partnership grants.
follow up; helped to disseminate/operationalise
the joint PUDM tools (participatory urban decision • InWEnt (German NGO): offered long term
making). training, joint proposals e.g. on documentation
and knowledge management database, regional
Intended relations with, for example, WSIB, to link
networks.
EPM process and technical interventions in water
and sanitation initiatives, especially the Lake Victoria • ICLEI (global network of local authorities):
WATSAN; and with GUO on developing a guideline linked partner cities to environmental awareness
for urban practitioners on environment-poverty initiatives, and collaboration through an MoU on
links/indicators/ MDG relevance were, at the time, local action on global environmental topics.
not very successful. Though this type of collaboration gave no direct
The level of ‘in-house’ collaboration is a constant debate. financial support to UN-HABITAT, it surely added
Collaboration is neither consistent nor necessarily value and strengths to what the programme could
always useful. Importantly it should respond to a facilitate to the participating cities.
two-way relevance. Sometimes it is actually enforced
for primarily ‘political’ reasons. For it to be successful Future perspectives
it requires individual willingness and commitment. Accepting “The Urban Poverty – Environment”
When relevant it is of course valuable and even crucial Nexus and its implications for environmental
sometimes (like the above SCP example), but it always planning & management is important. Urban poor
raises issues around staff time, resources, recognition, and marginalised groups are often the most affected
team interest and coordination, all of which should by environmental degradation, yet overwhelmingly
best be clarified in advance. excluded in decision-making affecting access to
In this experience, various external partners also and use of environmental resources, levels and
played an important role. standards of environmental services. Environmental
institutional arrangements and legislation needs to
Firstly the long-term cooperation with UNEP.
recognise and help to change this.
The agencies’ respective strengths are largely
Human Library Conference Report • 107

A global routine mechanism and approach is • Include an implementation process at municipal


required to promote building local capacity for global (local) level.
environmental topics and agendas – contributing local
• Promote meaningful stakeholder involvement.
experiences and know-how, priorities and concerns to
the formulation of global principles and norms. • Importance of replication and upscaling capacity
and mechanisms.
An ecosystems approach to more “sustainable
urbanisation” is needed. Cities need to better situate • Importance of a national capacity-building
themselves in wider ecosystems management. How infrastructure that also facilitates international/
for example can urban planning practices better sub-regional support to reach national/ local levels.
recognise and adapt and respond to the increasing • Facilitate networking for exchange of experiences-
“footprint” paradigm – city expansion and use of documentation- learning relationships and
environmental resources, both for consumption and interactions by all partners at all levels.
for disposal.
• Development of and use of demand-led tools.
From EPM capacity development experience, it is
found that a ‘programme’ approach is a good vehicle • Incorporate a modular system for inducing the
for promoting and operationalise an advocacy capacity-building elements and tools.
initiative, and for seeking collaboration. Should be • Engage national and sub-regional urban
long-term and wide-ranging containing a number of development institutions on training, courses,
mutually supporting elements such as: documentation, tool adaptations, translations,
• Build upon a generic concept (commonly accepted curricula development and research.
basic principles for long term objective).
108 • Human Library Conference Report

We were able to establish UN-HABITAT as


ROBERTO OTTOLENGHI a major player in the LAC region and built
a sizeable portfolio - mainly through third
Roberto Ottolenghi started in RDD, party and national cost-sharing funds to
where he was the active promoter of make up for dwindling UNDP resources.
regionalisation and founder/director But the strains and inefficiencies deriving
of ROLAC in Rio in 1996. Since 2002 from managing LAC from Nairobi (and
he is a senior consultant, often the damage to our legitimacy as recipient
working for UN-HABITAT. of national funds) prompted me, in 1993,
to advocate for regional decentralization.
This was supported by two successive

I
spent 21 years in UN-HABITAT EDs (Elizabeth Dowdeswell and Wally
(1981-2002) after which I took early N’Dow) who asked me to head a task
retirement and become a consultant. force on the subject, and by the TCD
Since then I have worked each year Chief, Mark Hildebrand. It was a difficult
for UN-HABITAT and other agencies, job, full of pitfalls and not immune from
which means that I have 30 years of opposition, though the initiative rapidly
uninterrupted collaboration with UN- elicited strong interest not only in LAC
HABITAT. but also in Asia.
I initially joined the Research and The LAC Unit moved to Rio de Janeiro
Development Division - the predecessor in 1996. That was the watershed which
of the present Global Division - where I later allowed, in a much easier way, the
spent six years as a Human Settlements opening of other regional offices. In my
Officer in charge of Pilot Projects in Slum view, this enabled Habitat to operate
and Squatter upgrading. This allowed more in line with the expectations of its
for a perfect blend between normative national partners and more responsive
research and operational activities. Land to the demands of a much changed
sharing in Bangkok and the pilot projects multilateral environment
in Sri Lanka, which would soon expand
into a major scaling-up under the One When I felt it was time for me to go, Anna
Million Houses Programme, were the Tibaijuka asked me to first come back
highlights of those years. to Nairobi to head RTCD, which I did in
2002. It was a nice way to conclude my
In 1987, I joined the Technical Co- experience UN-HABITAT experience, at
operation Division in the Asia, Europe that point much changed from my early
and Latin America Branch and was days in 1981.
immediately assigned, as HSA, to
Latin America and the Caribbean. My Human interactions and
challenge was to try to demonstrate living memories
that the LAC region could provide
sufficient project opportunities to justify When I look back, there is inevitably
a TCD-branch in its own right. In 1989, a feeling of missed opportunities due
the then Executive Director, Dr. Arcot to institutional drawbacks, heavy
Ramachandran, decided to establish a bureaucratic demands and constantly
separate Unit for the LAC Region and I shifting ground. After all, we have had
was asked to head it. six different Executive Directors between
1993 and 2000. But, I feel that what
Human Library Conference Report • 109

we achieved has been noteworthy and sustainable. which the international community all too often
Strategies we introduced have become mainstream, approaches almost exclusively in its humanitarian
while staff we trained have gone up the ranks and dimension.
have not forgotten. The balance sheet is clearly
• When (R)TCD began to focus directly on local
positive and significantly so.
authorities (and advocate among donors for
It is not possible to list a comprehensive set of support mechanisms to this effect), the formula
examples (I have by worked in more than 60 was not just innovative, it was almost untried in
countries), but just a few may give a sense of what the UN system. Until then, rigid UN-Government
I mean: counterpart arrangement requirements channeled
90 per cent of multilateral resources to Central
• After more than 30 years, I went back to the first
Government. Quite differently from today.
Sri Lankan squatter settlement (Wanatamulla) we
helped upgrade from 1982. I was not sure I was • Another panel I am to be involved in is on the
in the right place, but I was: a former swampy relationship between country-level and regional/
ground covered by shacks is now a formal area of global activities. Internal collaboration has often
town where people-driven housing consolidation been uneasy, but I am persuaded that, when
has gone a really long way (and this was not an we managed to make it work, the quality of our
isolated case, it was replicated and scaled up). operations and our impact on policy change was
much enhanced.
• In Haiti, the reformed Governance mechanisms
we helped introduce in the early 90’s (fiscal reform
Future perspectives
and revenue raising, land management etc.) have
not been undone by the endless series of political The world of development cooperation has
and natural calamities that have hit the country dramatically changed. Less money and donor
and the strong municipal system we helped create interest in a multilateral role for development
is now perhaps the best guarantee for a brighter projects (multilateral banks, bilateral agencies,
future. private firms have clearly upstaged the UN). No
longer does anyone need generic providers of
• In Colombia, we helped rescue finance institutions
technical assistance. A UN agency’s worth is its
which were on the brink of bankruptcy and turned
ability to promote structural change. To this end,
them into functioning and efficient entities till
Habitat should step up its advocacy and constantly
today.
refine its tools designed to make genuine difference
• In Guatemala, the indigenous communities we (legal reforms, land policies and administration,
helped resettle in the late 90’s after long years urban management, housing sector reforms, land
of exile are now safe and established. Yet, the and housing rights, vulnerability reduction etc). Only
Agency has learned a great deal more in terms that will guarantee Habitat’s continued presence on
of crisis recovery and resettlement strategies from the development map, in operational terms.
those early days in which that type of project was
In crisis situations, Habitat has become infinitely
the exception rather than the norm it has become
more clear about its mandate and in its effectiveness.
now.
There is no point trying to match the humanitarian
• In crisis situations (conflict or natural calamities), agencies in front-line delivery. Reconstruction and
from the initial engagements onward, there recovery are still a largely gray area where Habitat’s
has been a progressive build-up of knowledge structural constraints (lack of country offices and
that now allows Habitat to ‘go normative’ and seed capital) acted as drawbacks. The more recent
show the way toward to recovery, by addressing good normative work and advocacy within IASC
structural reform needs in the midst of operations and among donors has helped and is key to making
110 • Human Library Conference Report

Habitat’s role more central and better recognized by been proven right (OIOS positive audits of Regional
donors. Offices testify to that). Operational activities have
become more efficient, helping Habitat face
Global Programmes can be seen as the (tiny) seed-
competition, while normative and operational have
capital for establishing a country presence and lead
blended much better. Delegation of authority should
to operational activities and/or support ongoing ones
be strengthened and not feared. Regional offices
in a focused way. There, increasing synergy between
are key opportunities for mainstreaming Habitat’s
Global and RTCD and, individually between each RO
work in the regions. In that respect, lessening ROs’
and each global programme is the only way, a key
high dependence on overheads could only help
challenge for Habitat’s management.
the agency as a whole. To this day, my biggest
Regionalization has, in my view, changed much for satisfaction, when I look back, is seeing that Rio and
the better Habitat’s standing in the Global map and Fukuoka still exist and knowing that I can claim a
has worked well. Concerns in some quarters about chunk of the credit for bringing them to life.
decentralizing administrative authority have not
Human Library Conference Report • 111

Cet appui, quoique précieux, ne couvrait


Seydou Sy Sall que partiellement les services dont les
coopératives avaient besoin. Ce qui
Former Minister of Housing in était déterminant dans leur projet restait
Senegal and Project Director at UN- non couvert, à savoir  : l’animation de
HABITAT. l’assemblée des coopératives, la recherche
du terrain d’assiette, la mobilisation de
l’épargne en vue de la constitution de

N
ous avons le plaisir de nous l’apport personnel, la confection du
dresser à vous pour témoigner plan de financement, la mobilisation du
devant cette assemblée de financement.
l’expérience du Sénégal avec ONU
Habitat. Nous sommes d’autant plus Sous l’impulsion de Monsieur Daniel
heureux d’en parler que celle ci est Biau, un projet d’appui au BAHSO, qui
considérée comme fructueuse et venait d’être créé dans la mouvance du
exemplaire. projet « Habitat Social », fut lancé grâce
à un appui de ONU Habitat. Ce projet
Il faut savoir que la coopération entre ONU bénéficia d’emblée du financement
Habitat et le Sénégal plonge ses racines conjoint du PNUD et de la République
dans une histoire profonde, depuis la Fédérale d’Allemagne. Paul Walter
création du Centre des Nations Unies pour Bouda, architecte, qui fut responsable
les Établissements humains(CNUEH) après à la Division de la coopération technique
la mémorable Conférence de Vancouver de ONU-Habitat joua un rôle décisif dans
sur les Établissements humains en 1976. l’implication de la République Fédérale
En effet, sitôt cinq années après cette d’Allemagne.
rencontre, le Sénégal bénéficia de l’appui
du CNUEH sur un projet de promotion La détermination du Conseiller technique
de la terre stabilisée. Ce projet permit principal, en l’occurrence l’architecte
de mieux connaître les propriétés et les Jean Marc Rossignol, envoyé par ONU-
qualités de ce matériau, de vulgariser son Habitat , devant une équipe nationale,
utilisation à travers le pays. enthousiaste et dynamique  permit
d’aboutir à des résultats appréciables
Ce projet jettera en même temps les , dont la réalisation de cinq projets de
bases de la création d’outils pour l’appui logements coopératifs pilotes à Dakar,
à l’habitat coopératif et le financement du Guédiawaye et Thiès, la création effective
logement social. En effet, devant le déclin d’un fond roulant de renforcement de
de la promotion immobilière publique, l’apport personnel des coopératives
suite au retrait de la Caisse française de d’habitat, le renforcement des capacités
Coopération Économique du financement d’une trentaine d’agents de l’État dans les
de l’habitat, on assista au Sénégal à la techniques d’appui à l’habitat coopératif,
résurgence de l’habitat coopératif. Les la consolidation du BAHSO et la création
premières qui en naîtront s’appuyaient sur d’Unions régionales de coopératives
les services du Ministère du Développement d’habitat et d’une Union nationale des
Rural, en charge à l’époque de l’assistance coopératives d’habitat.
du mouvement coopératif rural. Les
coopératives d’habitat s’adressaient aux Les performances de l’habitat coopératif
architectes pour l’élaboration de leur sont illustrées par quelques statistiques
projet architectural. clés : près de 300 coopératives d’habitat
112 • Human Library Conference Report

regroupant plus de 50000 membres ont été créées rayonne encore sur notre pays, le Sénégal souhaitait
dans la mouvance du Projet, leur épargne dans mettre en place un observatoire sur des indicateurs
les banques s’élève présentement à prés de 30 urbains de logement. La contribution de ONU Habitat
milliards de francs CFA, soit 60 millions USD. favorisa le lancement immédiat de quelques études
sur cette question, lesquelles se consolidèrent dans
Si l’habitat coopératif occupe aujourd’hui une place
un observatoire. S’appuyant sur ces informations,
centrale dans la politique du logement social, le
quelques villes du Sénégal dont Dakar, Louga,
Sénégal le doit pour beaucoup à l’appui de ONU
Kaolack, Kanel sollicitèrent l’assistance de ONU-
Habitat.
Habitat pour l’élaboration de leurs profil urbain.
Mais il fallait, dans l’objectif de réduire davantage Chacune de ces villes est aujourd’hui en possession
les coûts du logement coopératif et le délai de sa de cet instrument qui permet la mise en place
réalisation, mettre à la disposition des coopératives d’une politique urbaine efficace, reposant sur
d’habitat du foncier préalablement titré, aménagé l’identification des besoins réels et des priorités ainsi
et équipé. C’est en réponse à cette demande que sur l’engagement de la responsabilité de toutes
pressante que l’État entreprît l’aménagement de les parties prenantes dans la ville. Les enseignements
vastes opérations foncières à Dakar, à Rufisque et tirés des profils urbains de ces quatre villes et
dans beaucoup de villes secondaires de l’intérieur l’expertise accumulée lors des études, constituent
du pays. Un programme national d’une grande aujourd’hui des acquis inestimables, sur lesquels
envergure, visant la réalisation, sur un horizon tous les gestionnaires des villes peuvent adosser
d’une décennie de 50000 parcelles viabilisées, leurs interventions.
fut lancé à partir de l’année 2002. La plupart des
Les hasards de la vie firent que, après mon passage
parcelles, particulièrement celles de Dakar, de Thiès
comme Directeur national du projet d’appui
et de Kaolack, ont déjà été livrées. La ZAC (Zone
au BAHSO et un interlude au PNUD, comme
d’aménagement concerté) de Mbao, à Pikine, est
expert dans un programme sur les changements
devenue une ville. La ZAC de Nguinth, à Thiès, la
climatiques, j’étais appelé à la tête du ministère de
ZAC de Kounoune, à Rufisque et la ZAC de Kaolack,
l’Urbanisme et de l’aménagement du Territoire, en
offrent les mêmes promesses. L’introduction de
Mai 2001, une année après l’adoption par l’ONU de
ce mode d’aménagement participatif et progressif
la déclaration sur les Objectifs du Millénaire pour le
dans la stratégie nationale du logement découle du
Développement (OMD). Le Département s’adressa à
développement du mouvement coopératif.
ONU-Habitat en vue d’un appui dans l’élaboration
L’habitat coopératif est donc devenu une identité d’un programme sur la résorption des bidonvilles et
dans notre coopération avec ONU Habitat. taudis ainsi que dans la définition d’une stratégie
Cette expérience a essaimé et beaucoup de pays pour le développement de la métropole dakaroise.
francophones d’Afrique de l’Ouest et du Centre Après mon départ du Ministère, une nouvelle vie
s’en inspirent dans l’élaboration ou la révision de professionnelle de consultant s’ouvrit à moi. Ainsi
leur stratégie nationale de logement social. ma collaboration actuellement avec ONU-Habitat
Deuxième élément, l’appui de ONU Habitat à la repose sur des missions de consultant en Afrique,
gestion urbaine fait que notre relation avec cet sur la formulation de stratégies de logement ou sur
organisme est devenue une pratique. Autour de l’évaluation d’opérations ou de politiques d’habitat.
cette thématique et grâce à son appui diligent, de Appréciant à titre de consultant la stratégie de
nombreux projets ont été entrepris. développement urbain du grand Dakar, nous
Il faut se souvenir qu’au lendemain de la tenue par pourrions dire que ce projet ayant l’allure d’un
ONU-Habitat de la journée mondiale de l’habitat programme est une réflexion prospective portant
à Dakar, au mois d’Octobre 1994, dont le succès sur la conception du territoire métropolitain dakarois
Human Library Conference Report • 113

pour anticiper les mutations à venir en améliorant programme. L’ensemble des partenaires ciblés sont :
ses conditions économiques et sociales.  l’Etat du Sénégal, les communes, Cities Alliance
(ONU Habitat, Banque Mondiale),la KfW et la GTZ, 
Son objectif est de contribuer à la redéfinition d’un
l’Union européenne, le secteur privé,
territoire métropolitain cohérent planifié. Il comporte
plusieurs thématiques et des sous-thèmes, dont le En conclusion, nous pouvons réaffirmer que, grâce
foncier et le développement spatial, l’environnement, à l’assitance d’Onu Habitat, l’habitat coopératif
la mobilité urbaine, les services sociaux de base, est devenu une réalité au Sénégal. Notre pays
l’économie locale, la gouvernance métropolitaine, à compte à ce jour plus de300 coopératives d’habitat
l’intérieur desquels, des projets sont identifiés. Une regroupant prés de 50  000 membres. Cette
constatation double peut d’emblée être tirée de expérience fructueuse avec ONU-Habitat a placé,
la  coopération avec ONU-Habitat dans ce travail  : sur cette question, le Sénégal dans une position
c’est le volet sur l’économie qui confère  aux de référence au sein de l’espace africain. De même,
politiques urbaines locales son caractère stratégique le Sénégal s’est doté d’un observatoire sur les
et développant et que, pour réussir dans cette indicateurs urbains de logement, suite à la tenue
entreprise,  il faut s’appuyer sur des leviers efficaces en octobre 1994 à Dakar de la journée mondiale de
en matière de gouvernance. De nombreux projets l’habitat. Il nous faut insister sur le rôle déterminant
sont issus de cette stratégie, dont la volonté pour la de Monsieur Daniel Biau, directeur de la coopération
Ville de Dakar de création d’un nouveau pôle urbain technique d’ONU Habitat, qui n’a menagé aucun
dénommé DKL(Derklé, Khar Yalla et Libertés) au effort pour l’organisation de cet événement dans
centre géographique du territoire urbain. notre capitale. Enfin, grâce au soutien précieux
d’ONU Habitat, le Sénégal à l’ambition de réhabiliter
Enfin, le dernier élément et non le moindre qui
les quartiers précaires de toutes ses villes à travers
prouvera que, entre le Sénégal et cet organisme, la
un ambitieux programme dénommé «  ville sans
relation est un projet ambitieux , c’est l’élaboration
bidonvilles au Sénégal ».
par le Gouvernement, grâce à un soutien précieux
de ONU Habitat,d’un vaste programme sur la Ayant collaboré successivement en tant que
résorption des taudis et bidonvilles, dénommé fonctionnaire, puis ministre en charge de l’Urbanisme
«  villes sans bidonvilles au Sénégal  ». Il s’agit du Sénégal et enfin consultant avec ONU Habitat,
d’un programme national de réhabilitation des nous croyons être bien placé pour constater cette
quartiers précaires dans toutes les villes sénégalaises. fructueuse coopération entre cet organisme et
L’objectif est d’aller au-delà des opérations isolées mon pays. Nous voudrions saisir l’opportunité pour
de restructuration foncière pour s’inscrire dans un rendre un vibrant hommage à Monsieur Daniel Biau,
cadre stratégique permettant de traiter les quartiers à Daniel, sans qui ces résultats n’auraient pu être
spontanés sur toute l’étendue du territoire national. aussi satisfaisants. A l’occasion de son départ pour
A l’horizon 2020, la population concernée par ce la retraite après de bons et loyaux services à ONU
programme est évaluée à 1,8 million d’habitants Habitat, nous lui souhaitons plein succès dans cette
pour une superficie de 5 855 hectares. La Fondation nouvelle vie.
Droit à la Ville est le maître d’ouvrage délégué de ce
114 • Human Library Conference Report

sector’s importance in the transition


SUDIPTO MUKERJEE period and positioned itself as a solid
partner in the recovery process. At the
Sudipto Mukerjee was the Chef same time, this did not adequately
Technical Advisor (CTA) of the Iraq translate into sectoral allocations and
Programme. He is now working with the Shelter sector received less than 2
UNDP. percent of the total ITF contributions.

UN-HABITAT was effective in positioning

I
am the former head of UN-HABITAT itself strategically within the UN Iraq
Iraq Programme. An Architect Town Country Team leading on a number of
Planner with nearly two decades of UNCT wide initiatives that included the
management experience in International formulation of a number of strategy
Development, I started my professional and programme documents (such as the
career with the Government of India and Common Country Assessment and the
later worked with the UK Department for UNDAF) and coordination of the thematic
International Development. I am presently groups on Shelter and Infrastructure.
the Head of the Economic Recovery and UN- Habitat Iraq has so far operated
Poverty Alleviation Programme of UNDP under two exceptionally lavish funding
Iraq. regimes, 1) Oil for Food, and 2) the
As we all know, Iraq is a country emerging ITF (total resources USD 1.4 billion) a
from decades of wars and persistent has remained a purely project-funded
political and socio-economic impediments. operation.
The UN has been a witness to the country’s At present, the ITF has been fully
instability and has partnered with programmed and contribution from
successive governments and the wider donors is closed. UNCT in Iraq is
international community in numerous struggling to establish a successor UNDAF
endeavours aimed at moving from Trust Fund, but the donor appetite for
situations of emergency and humanitarian contribution is practically nil. The lack of
to recovery and development. donor support results not just because of
During this transition, positioning UN- the global economic recession, but also
HABITAT as both a humanitarian and the perception that the Iraqi government
development partner was crucial to has enough spare resources to finance its
maintain credibility as well as in sustaining own national reforms and development
the strategic space to operate in Iraq programmes.
in line with its mandate. At the same Like most other UN Iraq agencies, UN-
time, constrained by its own internal HABITAT relied almost entirely over the
operational limitations that inhibited past few years on the ITF and secured
rapid response, UN-HABITAT’s access to USD 90 million. A substantial part of that
humanitarian funds was sub-optimal. amount came as earmarked Japanese
The humanitarian post conflict and contribution, facilitated by the Regional
recovery conditions that Iraq faced were Office at Fukuoka. With easy funds
the main driver of the abundant ODA available through the ITF, it did not pay
flows to UN agencies. UN-HABITAT sufficient attention to establishing effective
successfully advocated for the shelter partnerships with bilateral donors.
Human Library Conference Report • 115

All UN Iraq agencies presently face major resource humanitarian, recovery and development partner.
mobilization challenges that include: a) the closure More focused efforts in the following areas should
of the ITF; b) a rapid decline in donor interest to fund improve resource mobilization prospects:
a middle income country; and c) overall reduction
UN-HABITAT will also need to continue efforts to
in ODA following the global financial crisis. On
strategically position itself within the UNCT to enable
the other hand, in the short term, the Government
them to have a seat at the policy table, influence
of Iraq may not be in a position to fund the UN’s
the resident coordinator and mission leadership and
development cooperation efforts as it not only faces
improve its access to key donors and government
a serious cash flow problem, but also has legal and
counterparts.
mindset impediments. UN-HABITAT also faces a
unique challenge as housing is generally perceived UN-HABITAT will also need to maintain credibility
by most donors as a ‘private good’ which should not through effective delivery. Successful resource
be funded through international development. mobilization depends first and foremost upon the
ability of the agency to show results and catalyze
The ITF modality enabled UN-HABITAT to circumvent
transformational change. To this end, there may be
the problem of donors’ lack of interest through
a need to strengthen capacities in HQ divisions and
the possibility of using ITF un-earmarked funds,
in UNON to support the country office in enhancing
in addition to engaging in joint programmes with
efficiencies in delivery. Greater delegation of
other UN agencies under other ITF priority sectors.
procurement and human resources management
With the ITF no longer available as a source of
authority to the country office are also necessary.
funding, UN-HABITAT will need to revisit its resource
mobilization strategy. Resource mobilization efforts should include
strengthening existing partnerships and forging
With the overall reduction in funding, competition
new ones. The most critical one is that with the
for funds is likely to increase and agencies with
principal clients to ensure synchronization between
better delivery capacities will potentially have better
their and UN-HABITAT’s priorities. This will not only
access to limited donor funds. To that end, UN-
improve prospects for cost sharing, coordinated
HABITAT’s delivery capabilities are impaired by an
programming but can also help in joining up efforts
operational set up that is somewhat inflexible and
in approaching other donor partners. In addition,
unable to respond rapidly.
partnerships with donors and sister agencies will
need to be strengthened.
Future perspectives
With donors, effective planning, management and
Developing a Resource Mobilization Strategy that
maintenance of relations are critical. This will need
is grounded in the current ODA reality should be a
a more effective use of donor intelligence tools.
strategic priority. Such a strategy should go beyond
The Iraq Office had developed a useful database
specifying a role only that of the country office and
on donors, but fell short of keeping it updated and
should include strategic support from headquarters
using it to inform resource mobilization efforts. There
and regional offices in areas of donor intelligence,
are also a number of good materials and guiding
networking with donors, facilitating experience
documents on resource mobilization prepared by
sharing between country offices and also providing
UNDG, DOCO and others, which UN-HABITAT
resources to seed activities that can leverage
should try to use. Finally, it should also be noted that
external funding.
the donors in Baghdad are a closed community and
This strategy should be able to successfully market having credibility with one donor can help in forging
UN-HABITAT’s knowledge and experience in relations with others.
emergency, post-conflict recovery and development
With other UN agencies, efforts must be made
and accordingly position itself as a strong
towards developing and strengthening partnerships
116 • Human Library Conference Report

with larger agencies such as UNDP, which have UN-HABITAT will need to look at more non-
already well established relations with donors will conventional funding sources and approaches. Non-
need to continue. UN-HABITAT should also advocate conventional sources could include the emerging
for increased joint programming and more ‘joined- private sector in Iraq through their CSR funds,
up’ efforts in resource mobilization paving way for regional donors and global thematic funds.
cooperation rather than competition over the fast
Other innovative approaches could include
dwindling donor resources.
approaching some donors for funding staff positions
With the shift of donor priorities from funding that will allow UN-HABITAT to play its policy advisory
large infrastructure works to more upstream policy, and advocacy roles in a sustainable way.
advisory and capacity building, UN-HABITAT must
Finally, an initiative does not need to be single donor
work to repackage its experience in implementing
funded. Breaking down the projects into components
rehabilitation projects to provide technical assistance
can help them to be financed by different donors.
and capacity building for project management,
environment friendly designs and technologies,
procurement of works, asset management etc.
Human Library Conference Report • 117

of the Liaison and Information Office in


SYLVIE LACROUX Europe with representation towards
UN bodies in Geneva, focusing on UN
interagency coordination in humanitarian
Sylvie Lacroux was section chief in
affairs and human rights.
RDD, then became CTA in Burkina
Faso, later heading our Geneva 2006 and 2007 - I held two external
Liaison Office. She is now Deputy research consultancies over a period
Mayor of Ferney Voltaire. of six month each with the Monitoring
& Evaluation Division/Global Urban
Observatory (GUO): “Qualitative study

M
y UN-HABITAT experience over on the Legal and Institutional Framework
22 years was divided into five (LIFI) Governing Security of Tenure” in
periods, as follows: Casablanca , Morocco and in Dakar,
1985-1990 - I was based at UN- Senegal. The consultancies were meant
HABITAT headquarters under the to test the UN-HABITAT monitoring
Research and Development Division strategy at country and city level and
(RDD) undertaking research and advisory develop an index on security of tenure.
services, contributing policy guidelines, My contribution to Technical Cooperation
documenting best practices and activities varied in nature and intensity
preparing training materials. over the assignments:
1991 and 1992 - I was posted with Period 1 with RDD was not particularly
TCD in Burkina Faso as CTA of the related to TCD with the exception of a
Urban Management Project covering 12 few advisory services provided mostly at
secondary cities. The project focused on regional/sub-regional level.
providing capacity building and support
towards the construction sector, including Period 2 was performed directly under
the small entrepreneurial sector. The TCD. While I was a CTA in Burkina Faso,
project developed in an adverse national the regional office for Africa had not
context of structural adjustment with been opened. At the time, a regional
investments by the World Bank in the Urban Management Programme (UMP-
capital Ouagadougou and the economic Africa) for Africa based in Ghana had
centre Bobodiolasso. just begun and discussions to open an
office in Abidjan/Côte d’Ivoire to cover
1993 until mid-2001 – I was at the Africa’s Francophone sub-region
headquarters, successively heading the were underway.
Shelter and Community Services Section
supervising the operational Global Period 3 was a time when the agency
Programme on Community Services went through major restructuring and
implemented in Bolivia & Costa Rica, in activities shifted to promoting two Global
Ghana & Zambia and in Sri Lanka and the Campaigns on Secure Tenure and Urban
Land and Tenure Section, in charge of Governance (later combined) to be
the Campaign on Security of Tenure and launched and developed at regional and
Land Management. country level Interaction with the newly
formed RTCD increased as well as with
Mid-2001 until 2005 - I was posted in the newly established regional offices.
Geneva with the OED. I served as Director This period also witnessed an increase in
118 • Human Library Conference Report

the interaction between normative and operational • There were meaningful contributions made
work within the Agency. towards the preparation of a national
decentralization reform (Ley of 1992). The World
In period 5, the two consultancies I held applied
Bank impacts were critical: major investments
to countries actively involved with UN-HABITAT.
were made in urban infrastructure in the two main
Implementation was carried out with national and
cities: Ouagadougou and Bobodiolasso. These
local institution contributions. An Index on Security
investments were conditioned by a structural
of Tenure was prepared by a panel of local experts
adjustment reform limiting the effectiveness of the
guided by the international consultant.
decentralization reform.

Human interaction and living Lessons learnt from the development of the Geneva
memories Office functions:
Lessons learnt from the Burkina Faso country project • The Agency became a full-pledged programme
experience: in 2002. As part of the “One UN” at global
level, Habitat is becoming more active and
• It is important to build local capacity in urban
visible in the Humanitarian Sector, taking part
management with emphasis on offering training
in the Humanitarian consolidated appeals, in
sessions for technical staff and for local elected
the Inter-Agency Humanitarian Task Force, in
authorities. Capacity building is the best guarantee
operational activities handled from Geneva under
for reducing external assistance.
the coordination of OCHA, at field level under
• It is important to link the onsite project training with UN Humanitarian coordinator and UNDG for the
the national and sub regional training institutions, phases of rehabilitation and reconstruction. UN-
such as the engineering and architectural technical HABITAT was called to guide the shelter cluster
and higher schools existing in the sub region. together with UNDP, UNHCR, IFCR with increasing
• Networking at the sub-regional level is essential to involvement with relevant international NGOs
exchange experiences and to confront successes both at global level of coordination and at field
and failures with peers. The UMP sub-regional level.
office for Western Africa played this role and also • MoUs with UN Agencies were systematically
facilitated a joint effort with the French bilateral renewed within the UN-system strategic
cooperation active in the sub region. Framework. This was done under an excellent spirit
• It is important to have decentralized cooperation of collaboration but required a regular monitoring
(city to city, sub national region to other regions, mechanism, lacking in Habitat at that time
institution to institution such as school, hospital • Global programmes benefited from the UN
etc.). The Burkina Faso Habitat Project (1991- coordination platform offered in Geneva by
1992) reinforced the importance of local self- strengthening their partnership with other UN
development when the central government failed Agencies and global organizations including those
at playing the role of facilitation. from civil society. That was the overall case of the
• There was positive and successful ILO-Habitat Disaster Management Programme, and to a lesser
interagency collaboration in the area of labour extent, the joint UNHABITAT-UNHCHR Programme
intensive services and infrastructure delivery at on housing rights, the Water and Sanitation
local level but failure in building a meaningful Programme.
collaboration with FAO/IFAD on planning for rural- • With renewed effort, some results were achieved
urban interaction. by integrating the Habitat Agenda implementation
Human Library Conference Report • 119

within the activities of the UNECE/Committee • Enhance the level of responsibility of the Geneva
on Human Settlements (Regular participation Office Director to a D1 position to match other UN
to the respective intergovernmental sessions, Agencies and Habitat’s New York Office.
issuance of policy guidelines and harmonization
• Strengthen the implementation of interagency
of methodology for developing Country Profiles).
global programmes by providing the framework
Technical cooperation was significantly developed
for field projects (No global programme without
in the region with UN-HABITAT leading to the
field implementation).
establishment of subregional offices in eastern
and central Europe and the CIS Central-Asian sub • Reinforce HQ interagency monitoring mechanisms.
region. • Ensure a strong training and capacity-building
• Some progress was made in attracting Western component in each field project, a necessary
European countries to join the multilateral component for building national capacity and
activities in the region (Italy, Germany, the Nordic sustainability of development
Countries in the Balkans sub region). EU support • Analyze the long productive experience of the
for the region was not easily accessible. Training Unit at HQ, evaluate the full adequacy of
• Insufficient support provided to the Right to training material and tools and their appropriate
Housing UN Rapporteur dissemination and use by national institutions at
regional level.
Lessons learnt from the consultancy work provided
under GUO: • Strengthen the monitoring and evaluation
component in each field activity.
• While the methodology developed by GUO to
produce national and local data was relevant, • Develop decentralized cooperation: North/South
its application in the field failed due to poor and mostly South/South.
coordination at HQ and field level. HPMs were not • Provide adequate support to the country missions
yet fully operational at the time so the national of the Rapporteur on Right to Housing.
panels were not organized and lacked the relevant
local partners. Neither national nor local urban • Establish national and local urban observatories
observatories were in place in the two countries before testing GUO methodology.
where a test was meant to be undertaken. • Strengthen HS-Network to supply the UN-HABITAT
Human Library.
Future perspectives
• Facilitate the rotation of UN-HABITAT staff from
HQ to regional offices and vice versa.
120 • Human Library Conference Report

housing policies and reform including


TATIANA ROSKOSHNAYA housing rights, access to basic services
and efficient decentralisation through
Tatiana Roskoshnaya managed strengthened local authorities and
UN-HABITAT’s Russian and Eastern institutional capacity building. Other
European portfolio from 2002 to cooperation areas include sustainable
2010. She now lives in St Petersburg. financing, public/private partnership
(particularly in urban infrastructure
development), and identifying urban

I
worked for UN-HABITAT for over seven trends through Local and National
years, from 2002 until my retirement Observatories network.
in the beginning of 2010. My activities
Some countries are very poor with per
were very much orientated on the
head income of two dollars or less per
region of countries with economies in
day. They are not listed among the LDCs
transition. When I started, RTCD activities
and donors rarely sponsor UN-HABITAT
in the region were limited to some very
activities at the regional level, but UN-
small projects in Russia, funded by the
HABITAT assistance is needed and could
Government of the Russian Federation.
make dramatic differences. With UN-
Other operational activities took place
HABITAT presence, activities would also
in Kosovo, supervised by the Global
contribute to enriching best practices and
Division. The large Serbian project had
add to further knowledge management,
not yet been launched and negotiations
including Global campaigns.
with the donor (Italy) were still ongoing.
Quite a number of activities carried out Cooperation Framework and Funding:
by UN-HABITAT in the region during the Unfortunately UN-HABITAT presence in
1990s had no continuation and, as a the region is very limited and often it
result, valuable experience gained by the cannot react timely. Only three countries
countries during the transitional period in the region support UN-HABITAT
was not properly shared. activities and to change this, some seed
funds needs top be made available
Knowing the needs of the countries of
to arising situations. However, with
the region, I did my best to find ways to
limited regular budget and earmarked
support them. This was not so easy and
contributions UN-HABITAT activities in
required good working contacts with the
the region are under-funded.
countries. That is why building relations
was among the first priorities. Launching UN-HABITAT has long term Agreements
operational activities was even more of Cooperation with Poland and the
challenging, however UN-HABITAT made Russian Federation. The agreement with
considerable progress in this area. Poland is related to a UN-HABITAT office
in Warsaw since 2005. According to this
Human interaction and Agreement Poland provides support to
living memories the office. The agreement of Cooperation
Cooperation with transition economy with the Russian Federation is over 20
countries started two decades ago. The years old, inherited from the Soviet era
main priorities were urban and territorial and adjusted to the new political realities
planning, governance improvement, at the beginning of 1990s, and further
Human Library Conference Report • 121

developed in the new millennium. In 2006, the development. Among others, the Eurasian branch of
updated agreement was signed in Nairobi for the UCLG has risen in importance. It covers the countries
next five years with a possibility of its extension. of the former Soviet Union except for the new
members of the EU (Estonia, Latvia and Lithuania)
Establishing national-level contacts is an issue of
and Moldova (although Moldova representatives
prime importance, but not sufficient for launching
attend all meetings) plus Mongolia. Total number of
joint activities. A lot of effort must go into
members (cities and organisations of cities) is over
enlightening national officials about UN-HABITAT, its
100. The headquarters of the Branch are in Kazan.
mandate and activities, and the benefits countries
and cities might enjoy. Under conditions of frequent National partners are represented by numerous
change it is very difficult to provide continuity, both NGOs, organisations of cities, public organisations,
in terms of activities and contacts. On the other researches and academia. It is worth to make efforts
hand, firm professional contacts and achieved to bring them closer in discussing urban development
understandings might live much longer. At present, issues through National Urban Forums which might
UN-HABITAT is much better known among the become a missing platform for more frequent
countries of the region and there are good grounds contacts, sharing experiences and exchanging
to further develop activities, build on what was opinions, joint elaboration of recommendations
done, add value and look into the future. etc. My post and my activities were very much
regionally orientated. This work is to be done in
The One UN approach is implemented only in one
close cooperation with UN-HABITAT representatives
country of the region. In the majority of countries
in the region.
there are the same UN country teams. Although
UN-HABITAT has contacts with some of them, to be
Future perspectives
an active member UN-HABITAT has to have a more
regular presence in the countries and contribute to I would suggest:
joint activities. One of the lessons learned is that it
• The region of countries with economies in
is very difficult to be an active member and advise
transition should not be overlooked and become
in our areas of expertise without a presence on
equal partners in global and regional UN-HABITAT
the ground. Some UN agencies are reducing their
campaigns, programmes and projects working
presence in a number countries of the region. For
through offices in the region.
example, UNDP has left Poland and the countries
that became EU members (apart from Slovakia • All offices in the region are to be better provided
where they continue to have a regional office). with UN-HABITAT information and publications.
They are also reducing their presence in the Russian • Create a platform for regular exchange of
Federation, which may result into new possibilities experiences/lessons learnt and search for efficient
for UN-HABITAT. decisions to improve current situation.
Intergovernmental agencies prefer to work directly • Encourage countries to establish National Habitat
in the countries and being able to demonstrate their Forums to address sustainable urbanisation issues.
capacity and relevance. UN-HABITAT’s mandate and
experience might be helpful in persuading donors to • Address joint identification of priorities.
consider UN-HABITAT as a serious partner capable of • Establish regional workshops to facilitate the
adding value to joint activities. development of key policies, such as participatory
Recently, a series of new initiatives have emerged slum upgrading, improvement of local
and gained importance in the region. These include government, gender mainstreaming in human
cooperation through the Committee for Cooperation settlements, urban environmental improvement,
in Construction of CIS – a new and very promising and the development of capacity building tools.
122 • Human Library Conference Report

• Fund raising issue remains an urgent matter, and their role in addressing urbanization and
joint efforts are vital: under present conditions, urban development issues. At the same time,
available financial support is very limited. Thus there are considerable differences in attitudes of
new innovative approaches need to be developed governments towards NGOs.
and implemented.
• Both regional and bilateral cooperation are to be
• Inviting countries to more closely cooperate, developed through regional programmes/projects.
including through sharing experiences both
• In many countries of the region the professional
through thematic regional meetings and through
level of local or municipal civil servants remains
publications, including Urban World in Russian;
extraordinary low and training activities facilitating
• Urban World might provide the very platform to capacity building would be very welcome.
discuss urgent matters of urban development in
• Cooperate with universities (many introduced
the region and sharing experiences;
special courses and specializations related to urban
• Cooperation of UN-HABITAT with NGOs and civil development issues) assisting them to include into
society works only when governments do not their courses and programmes developed by UN-
object. Some NGOs are strong and well-advanced HABITAT and its partners innovative approaches.
with clear understanding of the importance of
Human Library Conference Report • 123

SPECIAL MOTION3

It is a great honour, on behalf all my thank you most sincerely for the volume
colleagues, to introduce a special motion and quality of your most impressive
and make a statement of appreciation contribution to our work.
to Daniel Biau, or as he might properly
Ladies and gentlemen, colleagues, in the
be described - ‘UN Man’. For Daniel
tradition of the French Academy, I want
can proudly be considered one of the
to make the “L’Eloge” and pay tribute
founders of our organization and his
to an exceptional man, a civil engineer
retirement after almost a quarter century
and urban sociologist a philosopher
of service is a watershed moment for us.
of contemporary urban planning and
Under your guidance and leadership, governance, a manager and a visionary
we conducted the first ‘Human Library of our time, a fond lover of urban
Conference’, gathering over 25 retired bridges as links and continuum of urban
UN-HABITAT elders, who contributed landscapes, a man who, for almost a
their resources and valuable time to quarter of a century has devoted his time
come to Nairobi to share with us their and his life to the continued success of
impressive knowledge and insightful our organization.
expertise. As a wise man once said: “The
I mentioned earlier that Daniel might
present needs the past to move into the
called ‘UN Man’, but to be more correct
future”.
he should be called ‘UN-HABITAT Man’.
Daniel, by your unmatched contribution For who else do you know who, when
to UN Habitat, you have constantly joining our organization, transformed the
reminded us of the need for real changes gate to his home by fashioning it in the
to transformation our agency in order to design of the UN-HABITAT emblem!
stay relevant, resourced and focused in
A French citizen by birth, Daniel is truly
responding to the challenges of a new
an African by heart and mind. But that
urban agenda.
is perhaps hardly surprising as he came
On behalf of all regional and office to the continent early in his life, living
directors around the World, from with his parents, from the age of 6 to
Amman to Rio and Cairo, from New York 9, in the Malian city of Gao. The city
to Bangkok, from Geneva to Brussels, has since made him an honorary citizen
from Nairobi to Fukuoka and from all in recognition of the great work he
the Habitat programme managers and performed in West Africa.
thousands of field staff, I would like to
He and his lovely wife Regine also spent
3
By Alioune Badiane, Director, Roaas
their honeymoon in West Africa – in the
South Senegal region of Casamance.
124 • Human Library Conference Report

Daniel, thank you for your leadership and vision As you are joining the prestigious, select and
and thank you for always leading by example. By privileged Club of Elders, I wish you and Regine
your personal standing, your professionalism and and your family the best of success and happiness
sense of justice and by your guidance in inspiring, and hope to welcome you often to our homes and
directing and managing RTCD, and earlier on as offices when you revisit Kenya.
Deputy Director of UN-HABITAT, you have helped
Long life, good health and bonne chance!
in making us proud, committed and determined to
carry forward your mission.
The main objective of the Human Library Conference was to provide
an opportunity to draw lessons from 25 years of UN-Habitat’s technical
and regional cooperation, as well as to explore new perspectives
to guide the future work of the Agency particularly in developing
countries.

UN-Habitat’s technical cooperation is not only about operations and


on the ground project activities. There are many elements of policy,
advocacy, monitoring and evaluation at country level which should
be supported by sufficient human and financial resources from both
development partners and beneficiary countries.

UN-Habitat being essentially a mix of global programmes and country


activities, there is a need to better coordinate and articulate these two
levels of intervention. The issue is not the question of normative vs.
operational, but rather the need for ensuring real complementarity
between global and country-level activities.

HS 125/11E

United Nations Human Settlements Programme


P.O. Box 30030, GPO Nairobi, 00100, Kenya
Telephone: +254 20 762 3120
Fax: +254 20 762 3477
infohabitat@unhabitat.org
www.unhabitat.org

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