Artificial Cranial Deformation in the Shanidar 1 and 5 Neandertals
Author(s): Erik Trinkaus
Source: Current Anthropology, Vol. 23, No. 2 (Apr., 1982), pp. 198-199 Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for Anthropological Research Stable URL: http://www.jstor.org/stable/2742361 . Accessed: 19/04/2011 10:27 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at . http://www.jstor.org/action/showPublisher?publisherCode=ucpress. . Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. The University of Chicago Press and Wenner-Gren Foundation for Anthropological Research are collaborating with JSTOR to digitize, preserve and extend access to Current Anthropology. http://www.jstor.org MILLER, R. J. 1981. Biological relationships in prehistoric central Arizona. Paper presented at the 50th annual meeting of the American Association of Physical Anthropologists, Detroit, Mich. REED, E. K. 1948, The Western Pueblo archaeological complex. El Palacio 55:9-15. . 1950. Eastern-central Arizona archaeology in relation to the Western Pueblos. Soutthwestern Jouirnal of Anthropology 6:120-38. SPICER, E. H. 1962. Cycles of conquest. Tucson: University of Arizona Press. UPHAM, S. 1980. Political continuity and change in the plateau Southwest. Unpublished Ph.D. dissertation, Arizona State Uni- versity, Tempe, Ariz. Artificial Cranial Deformation in the Shanidar 1 and 5 Neandertals' by ERIK TRINKAUS Department of Anthropology, Peabody Museum, Harvard University, Cambridge, Mass. 02138, U.S.A. 29 ix 81 Artificial cranial deformation is one of the most widespread forms of human intentional body modification for esthetic purposes (Dingwall 1931). Research on the Neandertals from Shanidar Cave in Iraq shows that this practice may not be limited to recent humans. The Shanidar 1 and 5 cranial vaults (fig. 1) exhibit contours that contrast with those of other Neandertals and suggest that they experienced cranial defor- mation. Shanidar 1 and 5 derive from the upper Mousterian levels of Shanidar Cave and date to the first half of the last glacial, at least 45,000 years ago (Solecki 1960, 1961). Their facial and postcranial skeletons are morphologically similar to those of other Neandertals from Central Asia, the Levant, and Europe and distinct from those of other fossil Homo sapiens (Stewart 1977, Trinkaus 1977, n.d.; Stringer and Trinkaus 1981). It is therefore assumed that their cranial vaults, if undeformed, would be morphologically close to those of other Neandertals. The Shanidar 1 and 5 crania were damaged postmortem and have required reconstruction. There may be some distortion in the orientations of their parietal bones (Stewart 1959, Trinkaus n.d.). However, none of the bones was warped post- mortem, and all of the joins follow the natural contours of the preserved portions. Any inaccuracies in the reconstructions should be minimal. The median sagittal arc is largely complete from nasion to opisthion on Shanidar 1 and from nasion to lambda on Shanidar 5. Artificial cranial deformation among recent humans is usually produced by binding an infant's head shortly after birth with a band around the frontal and occipital regions, with or without a board (Dingwall 1931, Blackwood and Danby 1955, Brown 1981). Pressure is maintained on the infant's head until the desired shape is achieved or the infant rejects the binding. This technique produces frontal flattening, variable occipital flattening, and increased parietal curvature and height (Brown 1981). Frequently associated with these changes in curvature are prebregmatic frontal depressions and an elevation of lambda. Similar deformation can be produced by head pressing, in which the mother manually applies pressure to her infant's head (Macgillivray 1852); the changes from head pressing are usually less pronounced than those produced by head binding. I Variation in the manner and duration of application of these techniques can lead to a continuum in one population from non- deformed to highly deformed crania. This frequently makes it difficult to determine whether a specific cranium should be A- N B I 7.+ mm CMS FiG. 1. Lateral views of the Shanidar 1 (A) and Shanidar 5 (B) crania. The positions of nasion (N), bregma (B), and lambda (L) are indi- cated. Missing portions on the Shanidar 1 cranial vault, but not on that of Shanidar 5, have been reconstructed with filler. The Shanidar 5 posterior frontal and anterior parietal median sagittal contour ap- pears slightly irregular, since there is a narrow depression from a healed scalp wound about 17 mm anterior of bregma and a portion of the anteromedial left parietal and most of the right parietal are lacking. Both of the crania exhibit the frontal flattening, high parietal curvature, and elevation of the parietal region associated with artificial cranial deformation. I I would like to thank P. Brown, W. W. Howells, M. D. Russell, F. H. Smith, T. D. Stewart, and M. H. Wolpoff for their helpful suggestions and Muayed Sa'id al-Damirji, Director-General of Antiquities of Iraq, for access to the Shanidar fossils. This research has been supported by NSF grants BNS76-14344 and BNS-8004578. 198 CURRENT A NTHROPOLOGY TABLE 1 MEDIAN SAGITTAL CURVATURE ANGLES AND BREGMA AND LAMBDA RADII OF THE SHANIDAR 1 AND 5 AND OTHER NEANDERTAL CRANIA FRONTAL LAMBDA ANGLE/ RADIUS/ FRONTAL PARIETAL PARIETAL OCCIPITAL BREGMA LAMBDA BREGMA ANGLE ANGLE ANGLE ANGLE RADIUS RADIUS RADIUS (0) (0) (7) (0) (mm) (mm) (() Shanidar 1. 144 134 107.5 113 120.0 114.0 95.0 Shanidar5. 147 136 108.1 ... 116.0 133.0 113.7 Neandertals Mean ............. 138.9 144.8 96.3 108.8 117.6 111.5 94.8 SD (N) ........... 2.2 (10) 3.6 (10) 2.4 (8) 9.0 (3) 4.0 (6) 7.3 (6) 4.2 (6) Range ............ 131-143 140-152 93.2-100.2 101-118 113.5-125.0 102.5-123.2 89.1-99.6 NOTE: The Neandertal sample includes Amud 1, La Chapelle-aux-Saints 1, Circeo 1, La Ferrassie 1, Gibraltar 1, Marillac 2, Neandertal 1, La Quina 5 and unnumbered, Sala 1, and Spy 1 and 2. The one Near Eastern specimen, Amud 1, is metrically close to the overall Neandertal means. considered deformed, and the conclusion that it was inten- tionally modified must remain to a certain extent subjective. The most noticeable aspect of the Shanidar 1 and 5 cranial vaults is their frontal flattening and parietal curvature. Their frontal angles (a greater angle indicates less curvature of the median sagittal arc [Howells 1973]) are at the upper limits of the Neandertal range of variation, whereas their parietal angles are below the known Neandertal range of variation (table 1). Although none of their frontal and parietal angles is exceptional by itself, all of them being near the limits of the known Neandertal ranges of variation, the combination of a flat frontal arc and a highly curved sagittal arc is quite unusual. The ratios of their frontal and parietal angles are well outside of the range of variation of other Neandertals, being 4.67 and 4.92 standard deviations from a Neandertal mean. Associated with these curvatures of the frontal and parietal arcs is an elevation of the posterior parietal bones, especially on Shani- dar 5. The Shanidar 1 cranium also exhibits a prebregmatic flatten- ing of the frontal bone for a distance of about 60 mm anterior from bregma. However, it exhibits neither the occipital flatten- ing nor the elevation of lambda frequently associated with cranial deformation. Its occipital angle falls in the middle of the range of variation of a small Neandertal sample, and the ratio of its lambda and bregma radii (perpendicular projections from the transmeatal axis to lambda and bregma, following the technique of Howells [1973]), a measure of the elevation of lambda relative to bregma, is similarly close to a Neandertal mean (table 1). The Shanidar 5 cranial vault, in contrast, exhibits no posterior frontal flattening. Yet its lambda radius is well above a Nean- dertal range of variation, and the ratio of its lambda and bregma radii is 4.50 standard deviations from a Neandertal mean (table 1). This indicates that it had considerable occipital flattening (none of its occipital bone survives), since in recent humans this elevation of lambda is associated with occipital flattening. Shanidar 1 and 5 thus exhibit several of the more prominent features associated with cranial deformation among recent humans, which suggests that their cranial vaults were artifi- cially deformed. Other possible causes appear less likely. There is no evidence that either of their cranial vaults were patho- logic, other than minor scalp wounds. Their distinctive shapes could not have been produced by the small amount of post- mortem distortion present in the specimens, and it is unlikely that their vault shapes represent a regional variant, since other Western Asian Neandertals (Amud 1, Tabuin Cl, and Teshik-Tash 1) and early modern-appearing humans (Qafzeh 3, 6, and 9 and Skhuil 4, 5, and 9) exhibit normal vault con- figurations for Neandertals or recent humans respectively.2 Therefore, the most reasonable interpretation of their unusual vault configurations appears to be that they experienced artificial cranial deformation. It is difficult to infer which deformation technique might have been used on Shanidar l and 5, but the absence of extreme flattening, except possibly on the Shanidar 5 occipital bone, suggests that either flexible bands or head pressing was used. The contrasts between the Shanidar 1 and 5 vaults probably reflect differences in the positioning and duration of the applied pressure. This inferred presence of artificial cranial deformation among the Shanidar Neandertals implies a heretofore poorly docu- mented personal esthetic sense among these early humans. The appearance of this practice at the same time in human evolu- tion as the first evidence of intentional burial of the dead (Harrold 1980) and prolonged survival of the infirm (Trinkaus and Zimmerman 1982) would suggest a behavioral pattern allied with that of early anatomically modern humans. 2 The geologically older Shanidar 2 and 4 Neandertals, which derive from different populations than Shanidar 1 and 5, are too References Cited BLACKWOOD, B., and P. M. DANBY. 1955. A study of artificial cranial deformation in New Britain. Journal of the Royal Anthro- pological Institute 85:173-91. BROWN, P. 1981. Artificial cranial deformation: A component in the variation of Pleistocene Australian Aboriginal crania. Archaeology in Oceania. In press, DINGWALL, E. J. 1931. Artificial cranial deformation: A contribution to the study of ethnic mutilations. London: John Bale, Sons and Danielsson. HARROLD, F. B. 1980. A comparative analysis of Eurasian Palaeo- lithic burials. World Archaeology 12:195-211. HOWELLS, W. W. 1973. Cranial variation in man. Peabody Museum Papers 67. MACGILLIVRAY, J. 1852. Narrative of the Voyage of H.M.S. Rattle- snake. London: T. and W. Boone. SOLECKI, R. S. 1960. Three adult Neanderthal skeletons from Shanidar Cave, northern Iraq. Annual Report of the Smithsonian Institution for 1959, pp. 603-35. -. 1961. New anthropological discoveries at Shanidar, northern Iraq. Transactions of the New York Academy of Sciences 23: 690-99. STEWART, T. D. 1959. The restored Shanidar I skull. Annual Report of the Smithsonian Institution for 1958, pp. 473-80. -. 1977. The Neanderthal skeletal remains from Shanidar Cave, Iraq: A summary of findings to date. Proceedings of the American Philosophical Society 121:121-65. STRINGER, C. B., and E. TRINKAUS. 1981. "The Shanidar Neander- thal crania," in Aspects of human evolution. Edited by C. B. Stringer, pp. 129-65. London: Taylor and Francis. TRINKAUS, E. 1977. The Shanidar 5 Neanderthal skeleton. Sumer 33:35-41. . n.d. The Shanidar Neandertals. Peabody Museum Papers. In preparation. TRINKAUS, E., and M. R. ZIMMERMAN. 1982. Trauma among the Shanidar Neandertals. American Journal of Physical Anthro- pology. In press. incomplete to indicate whether their crania were artificially deformed. The preserved portions of the Shanidar 2 cranium suggest that it probably was not deformed (Stringer and Trinkaus 1981). Vol. 23 * No. 2 * April 1982 199