Professional Documents
Culture Documents
[ 2 Marks ]
Q2 If a client buys shares worth Rs. 2,55,000 and sells shares worth Rs. 3,45,000
through a broker, then the maximum brokerage payable to the broker is
_____________. [ 2 Marks ]
Q6 Which of the following is not true about offer of shares through normal public
issue? [ 2 Marks ]
(a) In normal Public issue, investors bid for shares at the floor price or above and after
the closure of the process the price is determined for allotment of shares.
(b) In case of the normal public issue the demand for an issue is known at the close of
the issue.
(c) In case of offer of shares through normal public issue price at which securities will
be allotted is known to an investor in advance .
(d) None of the above
(e) I am not attempting the question
Q7 At 8% annual inflation rate, an item costing Rs. 100 today, would cost Rs.
_______ after one year. [ 3 Marks ]
Q8 At 6% annual inflation rate, an item costing Rs. 100 today, would cost Rs.
_______ after two years. [ 3 Marks ]
Q9 The Margin which takes care that all daily losses must be met by the investor
by depositing of further collateral by the close of business, the following day is
known as _________. [ 1 Mark ]
(a) 1%
(b) 2.77%
(c) 10%
(d) 4%
(e) I am not attempting the question
Q12 Earnings Per Share (EPS) is calculated by _________. [ 2 Marks ]
(a) Effective
(b) Stated
(c) Both of the above
(d) None of the above
(e) I am not attempting the question
Q15 ___________ is a good indicator of the stock market behaviour. [ 1 Mark ]
(a) Reliance
(b) TISCO
(c) Infosys
(d) Nifty index
(e) I am not attempting the question
Q16 Market Capitalisation is _____________. [ 2 Marks ]
(a) 11000
(b) 10000
(c) 9000
(d) 9090.9
(e) I am not attempting the question
Q18 What factor/s affect the interest rate? [ 3 Marks ]
(a) 30
(b) 100
(c) 500
(d) 50
(e) I am not attempting the question
Q28 Funds which invest only in the stocks comprising an index and aim to give
returns commensurate with the index returns are called _________. [ 2 Marks ]
(a) TRUE
(b) FALSE
(c) Dormant Funds
(d) None of the above
(e) I am not attempting the question
Q30 At 12% annual inflation rate, an item costing Rs. 100 today, would cost Rs.
_______ after one year. [ 3 Marks ]
Q31 The future value of a Rs.10,000 investment, which gives an annual rate of
return of 20% per annum, after two years would grow to _________ (assume discrete
compounding) [ 3 Marks ]
(a) ADR represents the foreign shares of the company held on deposit by a custodian
bank in the company's home country.
(b) ADRs may be used in public or private markets inside or outside US.
(c) ADRs do not eliminate the currency risk associated with an investment in a non-
U.S. company.
(d) An ADR is a U.S. dollar denominated form of equity ownership in a non-U.S.
company.
(e) I am not attempting the question
Q35 Which instrument among these is considered the most challenging and
rewarding investment option, when compared to other investment options? [ 3
Marks ]
(a) Equity
(b) Fixed Deposit
(c) Bonds
(d) Treasury Bill
(e) I am not attempting the question
Q36 'Bid' means the _____________. [ 3 Marks ]
Q38 Which instrument among these have historically shown to give the highest
returns when invested over long periods? [ 3 Marks ]
(a) Debentures
(b) Equity
(c) Fixed Deposit
(d) Bank Deposit
(e) I am not attempting the question
Q39 The lenders use ______________ ratio to assess debt servicing capacity of a
firm. [ 2 Marks ]
Q43 At 10% annual inflation rate, an item costing Rs. 100 today, would cost Rs.
_______ after one year. [ 3 Marks ]
(a) Rs.101
(b) Rs. 110
(c) Rs.115
(d) Rs. 109
(e) I am not attempting the question
Q44 What is the present value of Rs. 3000 receivable after two years at a discount
rate of 5% under continuous discounting? [ 2 Marks ]
Q45 The future value of a Rs.12,000 investment made today, which gives an
annual rate of return of 10% per annum, after one year should be _________. [ 3
Marks ]
(a) Derivatives
(b) Index Funds
(c) Exchange Traded Funds (ETFs)
(d) All of the above
(e) I am not attempting the question
(a) the legal structure of an exchange whereby the ownership, the management and
the trading rights at the exchange are segregated from one another
(b) the legal structure of an exchange whereby the ownership and the management at
the exchange are segregated from one another
(c) the legal structure of an exchange whereby the ownership, the management and
the trading rights at the exchange vests in one person
(d) None of the above
(e) I am not attempting the question
(a) Shares
(b) Debentures
(c) Mutual Funds
(d) All of the above
(e) I am not attempting the question
Q49 _____________ gives the buyer the right, but not the obligation to sell a given
quantity of underlying asset at a given price on or before a given future date. [ 1
Mark ]