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Vestibular

Rehabilitation,
Dizziness, Balance,
and Associated
Issues in Physical
Therapy
Independent Study Course 17.3.3

Cervicogenic Dizziness and


Differential Diagnosis of
Dizziness in the Orthopaedic
Physical Therapy Setting

Peter A. Huijbregts, PT, MSc, MHSc, DPT, OCS, MTC, CSCS,


FAAOMPT, FCAMT
University of St Augustine for Health Sciences
St Augustine, Florida
The Journal of Manual and Manipulative Therapy
Forest Grove, Oregon
Shelbourne Physiotherapy Clinic
Victoria, British Columbia
Dynamic Physical Therapy
Cadillac, Michigan

Paul G. Vidal, PT, MHSc, DPT, OCS, MTC, FAAOMPT


Mercy Rehab Associates
Darby, Pennsylvania
Specialized Physical Therapy, LLC
Cherry Hill, New Jersey
University of St Augustine for Health Sciences
St Augustine, Florida
University of the Sciences in Philadelphia
Philadelphia, Pennsylvania

An Independent Study Course Designed


for Individual Continuing Education
Vestibular Rehabilitation, Dizziness, Balance,
and Associated Issues in Physical Therapy
Christopher Hughes, PT, PhD, OCS—Editor

Dear Colleague,

I am pleased to welcome you to Cervicogenic Dizziness and Differential Diagnosis of Dizziness in


the Orthopaedic Physical Therapy Setting, authored by Peter A. Huijbregts, PT, MSc, MHSc, DPT,
OCS, MTC, CSCS, FAAOMPT, FCAMT, and Paul G. Vidal, PT, MHSc, DPT, OCS, MTC, FAAOMPT,
as part of the Independent Study Course entitled Vestibular Rehabilitation, Dizziness, Balance, and
Associated Issues in Physical Therapy.

Dr Peter A. Huijbregts received a diploma in physiotherapy from the Hogeschool Eindhoven in


1990, an MSc degree in manual therapy from the Vrije Universiteit Brussel in 1994, an MHSc
degree in physical therapy from the University of Indianapolis in 1997, and a DPT degree in 2001
from the University of St Augustine for Health Sciences in St Augustine, Florida. He is currently
clinically employed as a consultant physiotherapist at Shelbourne Physiotherapy Clinic in Victoria,
British Columbia, and is assistant professor of online education at the University of St Augustine
for Health Sciences. He is also Editor-in-Chief of The Journal of Manual and Manipulative Therapy
and serves as a manuscript reviewer for Physiotherapy Canada. He is a member of the scientific
board of the Rehabilitacja Medyczna Journal and also serves as a consulting editor for Jones
and Bartlett Publishers in Sudbury, Massachusetts. He has been a previous author of many other
independent study course monographs for the Orthopaedic Section.

Dr Paul G. Vidal received his MPT degree from Philadelphia College of Pharmacy and Science
and his DPT degree from the University of St Augustine for Health Sciences. His areas of expertise
include orthopaedics, manual physical therapy, and vestibular rehabilitation. He is owner of
Specialized Physical Therapy, LLC, in Cherry Hill, New Jersey, and also is employed at Mercy Rehab
Associates, in Darby, Pennsylvania. He has been a frequent presenter at national conferences on
the topic of physical therapy management of cervicogenic dizziness. He has also published in the
peer-reviewed publications Journal of Orthopaedic and Sports Physical Therapy and Journal of
Manual and Manipulative Therapy.

The authors present a thorough review of the physiology and etiology of cervicogenic dizziness and
other pathologies potentially causing dizziness and present an evaluation scheme that applies a 4-
category diagnostic classification system and leads to the management of cervicogenic dizziness
and other types of dizziness amenable to physical therapy management. The classification system
facilitates proper diagnosis and helps the clinician distinguish between those patients who can
benefit from physical therapy intervention and those who require medical-surgical referral.

The authors also discuss performance, scoring, and interpretation of tests and measures used in
evaluating dizziness. Vertigo, presyncope, and dysequilibrium are specifically defined according
to the structures affected and the presentation of the patient’s symptoms.

After reviewing the monograph, I am sure you will find the information practical and readily
applicable to effectively evaluating and treating your patients who present with dizziness as a
symptom.

Sincerely,

Christopher Hughes PT, PhD, OCS, CSCS


Editor

2920 East Avenue South, Suite 200 | La Crosse, WI 54601


Office 608-788-3982 | Toll Free 800-444-3982 | Fax 608-788-3965
TABLE OF CONTENTS

LEARNING OBJECTIVES...................................................................................................................................................1

CERVICOGENIC DIZZINESS............................................................................................................................................1

Dizziness Originating in the Cervical Spine.............................................................................................................1

Cervicogenic Dizziness...........................................................................................................................................2

Diagnostic Criteria and Differential Diagnosis.........................................................................................................2

Physical Therapy Management of Cervicogenic Dizziness........................................................................................3

DIAGNOSTIC CLASSIFICATION SYSTEM.........................................................................................................................4

Vertigo.....................................................................................................................................................................4

Presyncope..............................................................................................................................................................4

Dysequilibrium........................................................................................................................................................4

Other Dizziness.......................................................................................................................................................5

Challenges to the Diagnostic Classification System..................................................................................................5

VERTIGO.........................................................................................................................................................................5

Peripheral Vestibular Disorders................................................................................................................................5

Benign paroxysmal positional vertigo................................................................................................................5

Ménière disease................................................................................................................................................6

Acute peripheral vestibulopathy........................................................................................................................6

Otosclerosis......................................................................................................................................................6

Head trauma.....................................................................................................................................................7

Cerebellopontine angle tumor...........................................................................................................................7

Toxic vestibulopathies.......................................................................................................................................7

Acoustic neuropathy..........................................................................................................................................7

Perilymphatic fistula..........................................................................................................................................7

Autoimmune disease of the inner ear................................................................................................................7

Central Vestibular Disorders.....................................................................................................................................7

Drug intoxication..............................................................................................................................................7

Wernicke encephalopathy.................................................................................................................................8

Inflammatory disorders......................................................................................................................................8

Multiple sclerosis..............................................................................................................................................8

Alcoholic cerebellar degeneration.....................................................................................................................8


Phenytoin-induced cerebellar degeneration.......................................................................................................9

Hypothyroidism.................................................................................................................................................9

Paraneoplastic cerebellar degeneration..............................................................................................................9

Hereditary spinocerebellar degenerations..........................................................................................................9

Ataxia-telangiectasia.........................................................................................................................................9

Wilson disease..................................................................................................................................................9

Creutzfeldt-Jakob disease..................................................................................................................................9

Posterior fossa tumors........................................................................................................................................9

Posterior fossa malformations............................................................................................................................9

Familial paroxysmal ataxia..............................................................................................................................10

PRESYNCOPE.................................................................................................................................................................10

Pancerebral Hypoperfusion....................................................................................................................................10

Vasovagal presyncope.....................................................................................................................................10

Cardiovascular presyncope..............................................................................................................................10

Migraine..........................................................................................................................................................10

Benign paroxysmal vertigo of childhood..........................................................................................................11

Takayasu disease.............................................................................................................................................11

Carotid sinus syndrome...................................................................................................................................11

Orthostatic hypotension..................................................................................................................................11

Hyperventilation.............................................................................................................................................11

Cough-related syncope....................................................................................................................................11

Micturition syncope........................................................................................................................................11

Glossopharyngeal neuralgia............................................................................................................................12

Hypoglycemia.................................................................................................................................................12

Brainstem Hypoperfusion.......................................................................................................................................12

Vertebrobasilar insufficiency...........................................................................................................................12

Vertebrobasilar infarction................................................................................................................................13

Basilar-type migraine.......................................................................................................................................14

Vertebrobasilar migraine.................................................................................................................................14

Vestibular migraine.........................................................................................................................................14

Subclavian steal syndrome..............................................................................................................................14


DYSEQUILIBRIUM.........................................................................................................................................................14

Visual Impairment.................................................................................................................................................15

Somatosensory Impairment....................................................................................................................................15

Myelopathy.....................................................................................................................................................15

Landsickness and mal de debarquement syndrome.........................................................................................15

Musculoskeletal Impairment..................................................................................................................................16

Basal Ganglia Impairment......................................................................................................................................16

OTHER DIZZINESS........................................................................................................................................................16

Psychogenic Dizziness...........................................................................................................................................16

Panic disorder..................................................................................................................................................16

Phobic postural vertigo....................................................................................................................................16

Tilting of the Environment......................................................................................................................................17

PHYSICAL THERAPY VERSUS MEDICAL DIFFERENTIAL DIAGNOSIS............................................................................17

HISTORY........................................................................................................................................................................19

Symptoms..............................................................................................................................................................20

Symptom description.......................................................................................................................................20

Symptom behavior..........................................................................................................................................28

Pertinent Past and Present Medical History.............................................................................................................29

Patient demographics......................................................................................................................................29

Medical history...............................................................................................................................................29

Family history..................................................................................................................................................30

Medication history..........................................................................................................................................30

PHYSICAL EXAMINATION.............................................................................................................................................30

Observation...........................................................................................................................................................30

Skin.................................................................................................................................................................30

Posture............................................................................................................................................................31

Eyes.................................................................................................................................................................31

Vital Signs..............................................................................................................................................................32

Blood pressure................................................................................................................................................32

Heart rate........................................................................................................................................................32

Auscultation....................................................................................................................................................32
Gait Assessment.....................................................................................................................................................32

Vestibulospinal Examination..................................................................................................................................33

Single-leg stance.............................................................................................................................................33

Romberg and sharpened Romberg...................................................................................................................33

Modified Clinical Test of Sensory Integration of Balance..................................................................................33

Fukuda step test...............................................................................................................................................34

Cranial Nerve Examination....................................................................................................................................34

Oculomotor Examination.......................................................................................................................................34

Observation for spontaneous nystagmus..........................................................................................................35

Saccadic eye movements.................................................................................................................................35

Smooth pursuit testing.....................................................................................................................................35

Hearing Examination.............................................................................................................................................36

Weber test.......................................................................................................................................................36

Rinne test........................................................................................................................................................36

Active Range-of-motion Tests.................................................................................................................................36

Limb Ataxia Tests...................................................................................................................................................36

Passive Range-of-motion Tests................................................................................................................................37

Strength Tests.........................................................................................................................................................37

Reflex Tests............................................................................................................................................................38

Sensation Tests.......................................................................................................................................................38

Vertebrobasilar Insufficiency Tests..........................................................................................................................38

De Kleyn-Nieuwenhuyse test..........................................................................................................................38

Sustained cervical rotation test........................................................................................................................39

Hautant test.....................................................................................................................................................39

Vestibulo-ocular Tests.............................................................................................................................................39

Dynamic visual acuity.....................................................................................................................................39

Autorotation test..............................................................................................................................................40

Doll’s head test................................................................................................................................................40

Head-shaking nystagmus test...........................................................................................................................40

Head-thrust test...............................................................................................................................................40

Benign Paroxysmal Positional Vertigo Tests.............................................................................................................40


Hallpike-Dix maneuver...................................................................................................................................40

Straight head-hanging test...............................................................................................................................41

Roll test...........................................................................................................................................................41

Walk-rotate-walk test.......................................................................................................................................41

Cervicogenic Dizziness Testing..............................................................................................................................41

Breathing-related Tests...........................................................................................................................................42

Hyperventilation test.......................................................................................................................................42

Valsalva test....................................................................................................................................................42

HISTORY AND PHYSICAL EXAMINATION....................................................................................................................42

CASE STUDIES...............................................................................................................................................................42

Case Study 1..........................................................................................................................................................42

Subjective information.....................................................................................................................................42

Objective findings...........................................................................................................................................43

Physical therapy diagnosis...............................................................................................................................43

Guide to Physical Therapist Practice diagnosis.................................................................................................44

Physical therapy management and outcomes..................................................................................................44

Case Study 2..........................................................................................................................................................44

Subjective information.....................................................................................................................................44

Objective findings...........................................................................................................................................45

Physical therapy diagnosis...............................................................................................................................45

Guide to Physical Therapist Practice diagnosis.................................................................................................46

Physical therapy management and outcomes..................................................................................................46

ACKNOWLEDGEMENTS................................................................................................................................................47

REFERENCES..................................................................................................................................................................47

REVIEW QUESTIONS.....................................................................................................................................................56

Opinions expressed by the authors are their own and do not necessarily reflect the views of the Orthopaedic Section.

The publishers have made every effort to trace the copyright holders for borrowed material.
If we have inadvertently overlooked any, we would be willing to correct the situation at the first opportunity.
© 2007, Orthopaedic Section, APTA, Inc.

Course content is not intended for use by participants outside the scope of their license or regulations. Subsequent use of
management is physical therapy only when performed by a PT or a PTA in accordance with Association policies, posi-
tions, guidelines, standards, and ethical principals and standards.
Cervicogenic Dizziness and Differential 3. Altered proprioceptive input from the upper cervical
Diagnosis of Dizziness in the Orthopaedic region.
Mechanical compression, tension, dissection, or steno-
Physical Therapy Setting sis of one or both vertebral arteries as they course through
the cervical spine will cause decreased vertebrobasilar
Peter A. Huijbregts, PT, MSc, MHSc, DPT, OCS, MTC,
blood flow and may cause hindbrain and brainstem isch-
CSCS, FAAOMPT, FCAMT
emia resulting in dizziness. Faulty head and neck posture,
University of St Augustine for Health Sciences
congenital cervical deformities, cervical thrust manipula-
St Augustine, Fla
tion, and traumatic or degenerative instabilities are among
The Journal of Manual and Manipulative Therapy the causes that have been implicated for the mechanical
Forest Grove, Ore compromise leading to vertebrobasilar ischemia.1,2,4-6
Shelbourne Physiotherapy Clinic The previous monograph has discussed vertebral artery
Victoria, British Columbia compromise in detail.
Dynamic Physical Therapy The cervical sympathetic ganglia are located along-
Cadillac, Mich side the blood vessels and muscles anterolateral to the
vertebral bodies. The superior cervical ganglion, located
Paul G. Vidal, PT, MHSc, DPT, OCS, MTC, FAAOMPT at the level of C2-C3, is the largest of the cervical sympa-
Mercy Rehab Associates thetic ganglia. It is formed by coalescence of the cranial
Darby, Pa 4 sympathetic ganglia.7 Upper cervical dysfunction has
been hypothesized to negatively impact this ganglion.1,2
Specialized Physical Therapy, LLC
This might affect the sympathetic innervations of both the
Cherry Hill, NJ
vertebral and internal carotid arteries with subsequent
University of St Augustine for Health Sciences hypoperfusion of the brain resulting in a report of dizzi-
St Augustine, Fla ness.7,8 However, Bogduk et al9 noted no effect of electri-
University of the Sciences in Philadelphia cal stimulation of the cervical sympathetic trunk and the
Philadelphia, Pa vertebral nerve on vertebral artery blood flow in monkeys.
Likewise, Brandt and Bronstein10 discounted this proposed
LEARNING OBJECTIVES pathophysiologic mechanism and reported that there is no
Upon completion of this monograph, the course par- scientific support for this proposed cervical sympathetic
ticipant will be able to discuss: irritation in the etiology of cervicogenic dizziness.
1. The underlying pathophysiology, diagnostic criteria, There are extensive efferent and afferent connections
and physical therapy management of cervicogenic between especially the upper cervical spine and other
dizziness. structures involved in balance control.11 The vestibulocer-
2. A 4-category diagnostic classification system for the vical reflex counteracts angular rotation of the head by
differential diagnosis of patients complaining of dizzi- reflexively producing opposite head and neck rotation.12
ness. The hair cells in the semicircular canals (SCCs) provide
3. Pathologies organized to conform to this diagnostic afferent information for the vestibulocervical reflex to the
classification system potentially responsible for a pa- neck and proximal trunk muscles.12 The otolithic maculae
tient report of dizziness. may also contribute to this vestibulocervical reflex by
4. The performance, scoring, and interpretation of tests supplying afferent information to the sternocleidomastoid
and measures used in the history and physical exami- muscle.13 The upper cervical spine contains a great den-
nation of patients complaining of dizziness. sity of muscle and joint mechanoreceptors with a role in
5. The characteristics of patients that may respond to postural control.14,15 Muscle spindle density is especially
conservative interventions within the physical therapy high in the deep, short intervertebral neck muscles.10 Af-
scope of practice versus patients that require medical- ferent input from these mechanoreceptors into the central
surgical referral for medical differential diagnosis and vestibular system and integration with vestibular (and
medical-surgical management. visual) afferent information allows for a true perception
of head and trunk position in space.10 Abnormal stimu-
CERVICOGENIC DIZZINESS lation of these proprioceptors due to cervical whiplash
Dizziness Originating in the Cervical Spine trauma, spondylosis, disk herniations, and head trauma
Multiple different dysfunctions or diseases of the has been hypothesized to lead to a sensory mismatch at
cervical spine can result in a patient report of dizziness. the level of the central vestibular apparatus of the cervi-
Three pathophysiologic mechanisms have been proposed cal proprioceptive with the vestibular and visual input.6
for dizziness originating in the cervical spine1-3: Ryan and Cope16 also implicated iatrogenic injury in the
1. Ischemic processes affecting the vertebrobasilar sys- form of cervical traction. Muscle spasms and active trig-
tem. ger points in the neck muscles, specifically in the sterno-
2. Vasomotor changes caused by irritation of the cervical cleidomastoid muscles, have also been suggested in the
sympathetic nervous system. etiology of proprioceptive cervicogenic dizziness.9,11,17


The sensory mismatch discussed above may result in a of motion and altered proprioceptive afferent input might
conscious awareness of balance and thereby a feeling affect oculomotor function. Abnormal visual as well as
of dysequilibrium.6 It is this proprioceptive cervicogenic proprioceptive input would seem to have an even greater
dizziness, defined by Furman and Cass18 as a nonspecific potential to produce a sensory mismatch, as discussed
sensation of altered orientation in space and dysequilib- above, and subsequent complaints of dizziness. Ernst et
rium originating from abnormal afferent activity from the al22 reported dizziness, tinnitus, and hearing loss in pa-
neck, that is the topic of this monograph. tients with neck and closed head injury. Information on
the prevalence of dizziness in patients with other types of
Cervicogenic Dizziness neck dysfunction is limited to case reports.17
The rationale for implicating aberrant information from However, we have to question the value of these
cervical mechanoreceptors in the etiology of cervicogenic clinical findings in linking dizziness after neck trauma
dizziness is based on the anatomical connections between to cervical proprioceptive dysfunction. Head trauma
the cervical spine and the balance control systems, on and whiplash injury can, of course, also affect structures
studies on experimentally induced cervicogenic dizzi- other than the cervical spine including the brain, the
ness, and on proposed clinical evidence.10 We described brainstem and the cranial nerve nuclei located there,
above the anatomical connections and their possible and the peripheral vestibular apparatus.10,22 In their case
etiologic role in producing cervicogenic dizziness. series of patients with dizziness after neck and closed
There is also research evidence linking the upper head injury, Ernst et al22 reported both peripheral and
cervical region to a patient report of dizziness. Injection central vestibular dysfunction. Grimm23 described either
of a local anesthetic agent in the upper cervical spine of a damaged peripheral labyrinth or cochlea in 90% and
humans created a strong sensation of imbalance and of both in 69% of a cohort of 227 patients with whiplash
being pulled to the same side as the injection, as well presenting for a neurology evaluation. Of these patients,
as a postinjection gait ataxia.19 Similar experiments have 92% met the diagnostic criteria for inner ear contusion.
produced transient increased ipsilateral and decreased Of this subgroup, 63% were diagnosed with benign
contralateral extensor muscle tone, a tendency to fall, gait paroxysmal positional vertigo (BPPV), 64% with second-
deviation, and past pointing toward the injected side.10 ary endolymphatic hydrops, and 21% with unilateral
Application of a unilateral electrical or vibratory stimulus or bilateral perilymphatic fistulae. Oostendorp et al24
to neck muscles resulted in a modification of the visual reported a 25% prevalence of BPPV in 273 consecutive
vertical orientation as perceived by the test subjects.10 patients with rear-end impact whiplash injury without
These experiments would seem to support a role for aber- head injury. Cervical joint repositioning errors as tested
rant afferent proprioceptive cervical information in the by Treleaven et al20 and Heikkilä et al21 might, of course,
etiology of cervicogenic dizziness. also have been affected by injuries to structures other
There is also some clinical support for this proposed than the cervical mechanoreceptors. Other studies have
proprioceptive cervicogenic dizziness. Dizziness, vertigo, reported abnormalities in saccadic and smooth pursuit
and dysequilibrium are symptoms in 20% to 58% of indi- eye movements in patients with chronic WAD but have
viduals that have sustained a whiplash-type injury of the either linked these oculomotor abnormalities to prefron-
cervical spine or a closed head injury.17 Between 40% tal cortical dysfunction25 or have found no relationship
and 70% of patients with chronic whiplash-associated with cervical positioning, making a proprioceptive origin
disorder (WAD) complain of dizziness and unsteadiness for these oculomotor abnormalities less likely.26
often resulting in loss of balance and falls.20 Treleaven et
al20 reported significantly greater cervical joint reposi- Diagnostic Criteria and Differential Diagnosis
tioning errors in subjects with WAD when compared to There is no gold standard test for cervicogenic dizzi-
asymptomatic controls. These authors also found a signifi- ness, making it a diagnosis of exclusion.6 As discussed
cantly greater joint repositioning errors in right rotation above, a clinician might suspect cervicogenic dizziness if
(P = 0.006) and a near-significant difference in left rota- the patient history includes a report of cervical whiplash
tion (P = 0.06) when comparing subjects with WAD and trauma, spondylosis, disk herniations, head trauma, or
complaints of dizziness to those not reporting dizziness. cervical traction treatment.
They implicated cervical mechanoreceptor dysfunction as Signs and symptoms proposed as indicative of cervi-
the likely cause for cervicogenic dizziness. Heikkilä and cogenic dizziness include1,3,10,17:
Wenngren21 also reported significantly greater cervical • Cervical region pain or discomfort, especially follow-
joint repositioning errors in patients with WAD as com- ing trauma
pared to healthy controls. They also found significantly • Dizziness described as lightheadedness or floating
greater cervical joint repositioning errors in patients with unsteadiness
WAD and dizziness as compared to those patients with • Dizziness provoked by certain head positions or
WAD who did not report dizziness. They also noted a movements
significant correlation between joint repositioning errors • Dizziness of short duration and decreasing intensity
and abnormalities in smooth pursuit and saccadic eye • Persistent occipital headache
movements, and suggested that restricted cervical range • Limited cervical range of motion


• Temporomandibular pain (AROM) exercises, massage, balance retraining, trig-
• Radicular symptoms in the arm ger point treatment, and the use of a soft collar during
• Episodic or persistent slight ataxia of stance and gait the acute phase.17 However, perhaps as a result of the
• Hearing loss associated with neck pain absence of specific diagnostic criteria for cervicogenic
• Earache dizziness, the research on the physical therapy manage-
Although seemingly the most relevant, dizziness ment is limited.
provoked by certain head positions or movements has Karlberg et al32 reported on 17 patients with suspected
only limited value as a diagnostic criterion specific for cervicogenic dizziness. Noncervical causes of dizziness
cervicogenic dizziness. The cervical spine contains had been excluded in all patients. Patients were random-
structures providing afferent input to the balance control ized into 2 groups: immediate and delayed (2 months)
system (cervical joint and muscle mechanoreceptors) but treatment. Outcome measures included body sway mea-
also structures that are part of the output portion of this sured by way of posturography, neck pain and dizziness
system (spinal cord, nerve roots, and muscles). The neck intensity, and dizziness frequency. There were no pretest
also has structures relevant to cardiovascular control between-group differences and all patients demonstrated
(carotid barosensors) and vascular structures (carotid and significantly poorer postural control as compared to a
vertebral arteries). In addition, neck movements invari- healthy population (P < 0.05). Treatment consisted of soft
ably produce head movements, thereby involving the tissue and joint manipulation, cervical spine stabilization
vestibular and visual systems.10 exercises, relaxation techniques, home exercises, and
The clinician should also consider that dizziness has a ergonomic changes at work. Treatment significantly im-
high prevalence. Dizziness accounts for 7% of physician proved postural performance (P < 0.05) and significantly
visits for patients over the age of 45;27 for adults over 65, reduced neck pain intensity and dizziness intensity and
it is the number one reason to visit a physician.28 Diz- frequency (P < 0.01).
ziness is more common in women than in men,29 and Galm et al33 reported on 50 patients with cervicogenic
the prevalence of dizziness increases with increasing dizziness. The diagnosis was established by exclusion of
age.30 However, only some of the 15% to 30% of people otorhinolaryngologic and otoneurologic pathology. Of
experiencing dizziness will seek medical attention.30 The these patients, 31 had cervical segmental restrictions and
complaint of dizziness that brought the patient to seek were treated with manipulation and unspecified physi-
treatment after a recent trauma or other etiology linked to cal therapy; 19 patients had no evidence of segmental
cervicogenic dizziness may have been, at least to some dysfunction and received only physical therapy. A signifi-
extent, preexisting but not previously reported and related cantly greater number of the patients in the manipulation
to another pathology capable of causing dizziness. group reported improvement in dizziness symptoms (P =
To further complicate matters, patients reporting diz- 0.0005).
ziness may mean lightheadedness, blurry vision, loss of Bracher et al34 reported on 15 patients with cervico-
balance, or a feeling of weakness in the legs. Dizziness is genic dizziness. A negative otorhinolaryngologic and
also used for various sensations of body orientation and otoneurologic medical examination, the presence of a
position that are often difficult for patients to describe.31 rotary cervical nystagmus, and the presence of signs and
In summary, there are no history items or physical ex- symptoms suggestive of cervical dysfunction were used
amination tests and measures specific for the diagnosis of to establish the diagnosis. Treatment consisted of soft tis-
cervicogenic dizziness. Neck movements have an effect sue and joint manipulation, electrical modalities for pain
not only on cervical joint and muscle systems but also control, labyrinth-sedating medication, biofeedback, and
on the vestibular, visual, vascular, and cardiovascular upper quadrant range-of-motion exercises. After a mean
systems.10 Dizziness is highly prevalent among the gen- number of 5 visits (range 3 to 10) over a median of 41
eral population and may be, to some extent, a preexist- days (range 15 to 77 days), 9 patients reported complete
ing complaint that, therefore, may have a multifactorial resolution, 3 reported consistent improvement, and 3
etiology that needs to be explored during the differential reported no change.
diagnostic process. Finally, most patients have great dif- Reid and Rivett35 performed a systematic review of the
ficulty expressing their problem in terms helpful to the literature on the outcomes with manual therapy treatment
clinician’s effort at differential diagnosis. This indicates of patients with cervicogenic dizziness. They identified 1
the need for a comprehensive differential diagnostic randomized clinical trial and 8 nonrandomized clinical
process for every patient presenting with a complaint of trial studies including the 3 studies above. They noted
dizziness. that all studies of manual therapy intervention in patients
complaining of cervicogenic dizziness resulted in signifi-
Physical Therapy Management of Cervicogenic cant posttreatment improvements in signs and symptoms
Dizziness of dizziness. However, they also noted that all studies
Historically, physical therapy interventions for patients reviewed were of low methodological quality.
with cervicogenic dizziness have included thrust and Exercises to strengthen the upper cervical deep flexor
nonthrust manipulation, mechanical traction, physical muscles may be indicated for the treatment of patients
modalities, posture reeducation, active range-of-motion with cervicogenic headache.36-38 Jull et al37 demon-


strated consistently poor endurance of these muscles in tient education. Some authors1,17 have also suggested that
patients with cervicogenic headache. In these patients, a combination of these treatment options with vestibular
this decreased deep flexor muscular endurance was rehabilitation techniques would provide for a superior
often associated with increased upper trapezius, leva- outcome. However, it is clear that the research basis for
tor scapulae, and scalenes recruitment.37,38 Jull39 also management of patients with cervicogenic dizziness is
showed this decreased activity of the deep neck flexors at present very limited and that the clinician still has to
and increased activity in more global neck flexors such heavily depend upon a pathophysiologic rationale when
as the sternocleidomastoid in patients with WAD. A study it comes to treatment of these patients.
comparing various combinations of orthopaedic manual
physical therapy and an exercise program consisting of DIAGNOSTIC CLASSIFICATION SYSTEM
deep cervical flexor endurance training, scapular retrac- We explained above the need for a comprehensive
tion exercises, postural education, and low-load cervical differential diagnosis for every patient presenting with a
flexion and extension resistive exercises in 200 patients complaint of dizziness. To enable the clinician to per-
with cervicogenic headache showed that the 3 active form this necessary differential diagnostic process, we
treatments (orthopaedic manual physical therapy, exer- need to discuss in detail not only the history and physical
cise therapy, and orthopaedic manual physical therapy examination for a patient presenting with dizziness with
combined with exercise) reduced headache frequency an interpretation of the findings on all our tests and mea-
and intensity more than the control therapy immediately sures, but we also need to review in sufficient detail the
after intervention and after 12 months.36 The combined pathologies that may be responsible for a patient report
treatment showed clinically but not statistically relevant of dizziness. Dizziness can have an extremely varied
increased effect sizes over the other 2 treatment groups etiology. The consistent use of a diagnostic classifica-
at 12 months. tion system may serve to minimize confusion regarding
The research above36-39 involved patients with cervico- a patient’s dizziness symptoms and possible causative
genic headache. However, deep cervical flexor exercises pathologies. Patients with complaints of dizziness can be
may also be indicated for patients with cervicogenic classified into 4 subtypes: vertigo, presyncope, dysequi-
dizziness. Hypertonicity of the sternocleidomastoid and librium, and other dizziness.31,41
upper trapezius muscles has been implicated in the etiol-
ogy of cervicogenic dizziness.6,17 By way of reciprocal Vertigo
inhibition, deep cervical flexor exercises may play a Vertigo is a false sensation of movement of either the
role in decreasing this global neck flexor and suboc- body or the environment, usually described as spinning,
cipital muscle hypertonicity. In addition, these exercises which suggests vestibular system dysfunction.29,30,42,43 It is
involve voluntary contraction and holding of the deep usually episodic with an abrupt onset and often associ-
neck flexors that are heavily lined with mechanorecep- ated with nausea or vomiting.41 The causative dysfunc-
tors. This may improve mechanoreceptor function and tion can be located in the peripheral or central vestibular
thereby positively affect the complaints of proprioceptive system.42,44 Peripheral vestibulopathies account for about
dysfunction hypothesized to be the cause of cervicogenic 35% to 55% of all cases of dizziness.30 Central vestibular
dizziness. However, it should be noted that, at this time, disorders are less frequent and are responsible for only
the appropriateness of cervical spine stabilization exer- about 5% of cases of dizziness.30
cises for patients with cervicogenic dizziness is based
solely on a pathophysiologic rationale. Presyncope
Treatment for cervicogenic dizziness may also need to Presyncope is described as a sensation of an impend-
include kinesthetic exercises for the cervical spine. We ing faint or loss of consciousness and is not associated
discussed the greater cervical joint repositioning errors with an illusion of movement.29,41,43 It may begin with
in subjects with WAD when compared to asymptomatic diminished vision or a roaring sensation in the ears.41 This
controls and also in subjects with WAD and complaints of subtype of dizziness results from conditions that compro-
dizziness as compared to those with WAD not reporting mise the brain’s supply of blood, oxygen, or glucose.43
dizziness.20 This finding contrasts with the nonsignificant The frequency reported for presyncopal dizziness varied
differences found40 between patients with nontraumatic from 2% in a dizziness clinic to 16% in an emergency
cervical pain and asymptomatic controls, and would room.45,46 This type of dizziness may be accompanied by
seem to indicate the need for a different management transient neurological signs (eg, dysarthria, visual distur-
for patients with cervicogenic dizziness of traumatic and bances, and extremity weakness).47,48
nontraumatic origin.
Based on a pathophysiologic rationale, the clinician Dysequilibrium
could choose interventions to affect cervical range of Dysequilibrium is a sense of imbalance without ver-
motion, upper quadrant muscle length and tone, and tigo that is generally attributed to neuromuscular prob-
posture. One could consider soft tissue and joint manipu- lems.29 This condition is also characterized by the feeling
lation, trigger point techniques, exercise interventions, that a fall is imminent.41 The unsteadiness or imbalance
modalities, ergonomic advice and modification, and pa- occurs only when erect and disappears when lying or


sitting.41 This subtype of dizziness may result from visual tigo.43 Using the above classification system, we will now
impairment, peripheral neuropathy, and musculoskel- define and discuss pathologies that may be responsible
etal disturbances, and may include ataxia. Prevalence of for a patient who reports dizziness.
dysequilibrium among patients complaining of dizziness
varies from 1% to 15%.29 VERTIGO
As previously noted, vertigo is the misperception of
Other Dizziness movement of the body or of the environment.43 Vertigo is
Other dizziness is dizziness described as a vague often accompanied by other signs and symptoms, includ-
or floating sensation with the patient having difficulty ing27,43:
relating the specific feeling to the clinician.29 It includes • Impulsion (ie, the sensation that the body is being
descriptions of vague lightheadedness, heavy-headed- hurled or pulled in space)
ness, or wooziness and cannot be classified as any of the • Oscillopsia (ie, the visual illusion of moving back and
3 previous subtypes.41 Psychiatric disorders are the main forth or up and down)
cause for this subtype and account for about 10% to 25% • Nystagmus (ie, the rhythmic oscillation of the eye-
of dizziness cases.29,31 Anxiety, depression, and hyperven- balls)
tilation are often at the root of this dizziness.29,49 Changes • Gait ataxia (ie, dyscoordinated gait not resulting from
in vision and tilting of the environment are included in muscle weakness)
the subtype of other dizziness, as is psychogenic or psy- • Nausea
chosomatic dizziness due to panic disorder.29,50 • Vomiting
Together, these symptoms are highly indicative of a
Challenges to the Diagnostic Classification System peripheral or central vestibular dysfunction as discussed
The classification of dizziness into these 4 subtypes below. Table 1 summarizes the general differential
attempts to differentiate complaints of dizziness by symp- diagnostic criteria for central and peripheral vestibular
toms and pathophysiology. The clinician should note that lesions.
this classification system is challenged when an individual
complains about more than 1 subtype of dizziness. Diz- Peripheral Vestibular Disorders
ziness may result from disorders in the musculoskeletal, Benign paroxysmal positional vertigo
vestibular, cardiovascular, neurological, and metabolic Benign paroxysmal positional vertigo is considered
systems as well as from psychiatric disorders.30 The term the most common peripheral vestibular disorder.52,53
geriatric syndrome was proposed to describe dizziness in Annual incidence in the general US population has
older adults occurring as a result of multisystem impair- been estimated at 64 per 100 000. Benign paroxysmal
ment.51 The problem with this term, however, is that it positional vertigo accounts for 17% to 30% of all new
suggests that dizziness is due to old age. In contrast, re- patients presenting to vestibular clinics. It is generally
cent studies have demonstrated that dizziness is prevalent seen in people over the age of 40 and is rare in people
in all adult populations.29,31 The system is also challenged under 20.53 Idiopathic BPPV has a peak incidence of on-
by symptoms of ataxia, a dyscoordination or clumsiness set in the sixth decade of life.54 Nonidiopathic BPPV has
of movement not associated with muscular weakness. been associated with head trauma, insult to the labyrinth,
Ataxia can be the result of neuromuscular or peripheral surgical stapedectomy, chronic suppurative otitis media,
proprioceptive disorders, but also of cerebellar and ves- and degeneration of the inner ear.52,53,55
tibular disorders with these latter 2 groups of disorders Two pathophysiological theories have been proposed
potentially occurring with or without symptoms of ver- to explain the etiology of BPPV: cupulolithiasis and

Table 1. Differential Diagnostic Characteristics of Central Versus Peripheral Vertigo*


Central Lesions Peripheral Lesions
Vertigo • Often constant • Often intermittent
• Less severe • Severe
Nystagmus • Sometimes absent • Always present
• Unidirectional or multidirectional • Unidirectional
• May be vertical • Never vertical
Hearing Loss or Tinnitus • Rarely present • Often present

Brainstem Signs† • Typically present • Never present

*Reprinted with permission from Huijbregts P, Vidal P.6 Copyright 2004, Journal of Manual and Manipulative Therapy.
Brainstem signs may include motor and sensory deficits, hyperreflexia, positive Babinski sign, dysarthria, and limb
†

ataxia.


canalithiasis.53 The theory of cupulolithiasis proposes with a rare occurrence of vomiting.52,55 Most commonly
that sedimentous material, possibly macular otoconia, is the posterior SCC is involved in BPPV.52,55 However, BPPV
released into the endolymphatic fluid in the SCCs. This may also involve the horizontal SCC.56 Rolling the head in
release of sedimentous material is hypothesized to result the plane of the horizontal SCC while in a supine position
from trauma or degenerative changes. When the head is usually induces the horizontal SCC variant of BPPV. Other
upright, this material will settle on the SCC cupula. Fixed provocations include flexion and extension of the head
deposits on the cupula increase the density of this struc- or shifting from supine to upright.56 An accompanying
ture, making the cupula, which previously had the same monograph has discussed BPPV in more detail.
density as the surrounding endolymphatic fluid, now sen-
sitive to gravity and, therefore, head position. The theory Ménière disease
of cupulolithiasis is based on dissection studies in which Ménière disease is characterized by paroxysmal ver-
cupular deposits appear to be relatively common, but a tigo lasting minutes to days accompanied by tinnitus,
correlation with clinical symptomatology is lacking.53 fluctuating low-frequency hearing loss, and a sensation of
The canalithiasis theory proposes that BBPV is the fullness in the ear.41,43 Sensorineural hearing loss (a hear-
result of free-floating endolymphatic densities in the ing loss caused by lesions in the cochlea or the cochlear
SCCs.53 Changes in head position are hypothesized to nerve43) is progressive over multiple episodes, whereas
produce movement of these particles, creating a current the vertigo tends to become less severe.43 Before the first
in the SCCs; the resultant hydrodynamic drag could then acute attack, patients frequently note an insidious onset of
displace the cupula, stimulating the SCC hair cells. The tinnitus, hearing loss, and the sensation of fullness in the
canalithiasis theory provides a better explanation for ear.43 Subsequent attacks typically occur suddenly with
the latency of vertigo observed in BPPV than does the incapacitating vertigo, roaring unilateral tinnitus, and
cupulolithiasis theory. One could assume that it takes ipsilateral hearing loss.41 Attacks are often associated with
a few seconds for the endolymphatic densities to over- nausea and vomiting.41,43 Age of onset is usually between
come the inertia of the endolymphatic fluid in the SCC the ages of 20 and 50, and men are more often affected
before they are able to create sufficient hydrodynamic than women.43 Up to 20% of patients have a family history
drag to move the cupula. Fatigability or habituation of the of Ménière disease.41 During an acute episode, spontane-
vertigo response with repeated provocative head move- ous horizontal or rotary nystagmus may be present, which
ment could be explained by dissolution of the clumped may change direction.43 The underlying cause is thought
endolymphatic material. Free-floating particulate matter to be an increase in the volume of the endolymphatic
has been observed in SCC endolymphatic fluid during fluid in the membranous labyrinth.43 This endolymphatic
surgery.53 hydrops results in excessive amounts of endolymphatic
Canalithiasis and cupulolithiasis may well represent fluid, which displaces the inner ear structures with resul-
2 stages of the same pathological process. All etiological tant signs and symptoms.41
factors for BPPV may result in endolymphatic densities,
which may be free floating or adhered to the cupula.53 Acute peripheral vestibulopathy
Infections (eg, acute labyrinthitis and chronic suppura- Sudden onset vertigo, nausea, and vomiting lasting up
tive otitis media) result in white blood cells, phagocytes, to 2 weeks characterize acute peripheral vestibulopathy.
and endothelial fragments floating in the endolymphatic This diagnosis includes diagnoses of acute labyrinthitis
fluid. Head trauma or stapedectomy may result in red and vestibular neuronitis. Simon et al43 noted that these
blood cells in the endolymphatic fluid, and age-related 2 diagnoses are based on unverifiable inferences regard-
degeneration may release cellular debris and macular ing pathophysiology and location of disease. Eaton and
otoconia.53 Roland41 mentioned acute labyrinthitis as a separate
The name BPPV implies that this type of vertigo is po- diagnosis characterized by acute onset of severe vertigo,
sitional in nature. However, it may be more correct to call nausea, vomiting, and diaphoresis lasting 1 to 5 days with
BPPV a positioning-type vertigo. In posterior SCC BPPV, subsequent resolution of complaints over a period of 2
vertiginous symptoms occur when a patient transfers to 3 weeks. A viral origin is likely. Approximately 50% of
quickly into a supine position, especially when the head patients have an associated upper respiratory infection.41
is turned to the affected side, extending the head on the Simon et al43 noted that acute vestibular neuropathy is
neck.52 Symptom onset occurs within 1 to 5 seconds upon not accompanied by hearing loss. The disease may be
a change in position.52,53 Symptom duration is brief (30 to recurrent and some degree of vestibulopathy may be
60 seconds); hence, it is a positioning-type vertigo rather permanent.43 Differential diagnosis from central disorders
than a positional-type vertigo as occurs in vertebrobasilar characterized by acute vertigo is imperative.43
insufficiency (VBI). A horizontal-rotary nystagmus is the
hallmark of BPPV originating in the posterior SCC.52,55 Otosclerosis
Excitation of neurons innervating the ipsilateral supe- The pathophysiology mechanism behind otosclerosis
rior oblique muscle and the contralateral inferior rectus is immobility of the stapes. The stapes normally transmits
muscle is responsible for the horizontal-rotary direction.52 sound-induced vibration of the tympanic membrane to
Symptoms of dysequilibrium and nausea may also occur, the inner ear. Otosclerosis is characterized by conductive


hearing loss (a hearing loss resulting from disorders in the Salicylates (aspirin and derivatives) can damage the
external or middle ear),43 but sensorineural hearing loss vestibular and cochlear end organ resulting in vertigo, tin-
and vertigo also occur. Vertigo is recurrent and episodic, nitus, and sensorineural hearing loss. Headache, nausea,
with or without positional vertigo, but may also be more vomiting, thirst, hyperventilation, and sometimes confu-
constant. Nystagmus can be spontaneous or positional. sion may all indicate chronic salicylate overdosage.43
Hearing loss has an age of onset before 30, and a positive Quinine and quinidine can cause tinnitus, hearing loss,
family history is common.43 vertigo, vision deficits (including disorders of color vision),
nausea, vomiting, abdominal pain, hot and flushed skin,
Head trauma and diaphoresis. Fever, encephalopathy, coma, and death
We discussed head trauma in the etiology of BPPV. can occur in severe cases. Symptoms can be the result of
Head trauma may result in labyrinthine damage and overdosage or may result from a single dose.43
subsequent vertigo. Undiagnosed skull fractures (petrosal The chemotherapeutic drug Cis-platinum causes oto-
bone) may damage the vestibulocochlear nerve with toxicity in about 50% of patients, with resultant reversible
resultant vertigo and hearing loss. Otorrhea (discharge of tinnitus, hearing loss, and vestibular dysfunction.43
cerebrospinal fluid from the ear) may be present.43
Acoustic neuropathy
Cerebellopontine angle tumor Basilar meningitis from a bacterial, syphilitic, or
A benign acoustic neuroma, a tumor of the Schwann tuberculous infection or from sarcoidosis can lead to
cells covering the vestibular portion of the vestibulo- compression of the vestibulocochlear (acoustic) nerve.
cochlear nerve in the internal auditory canal, and me- Hypothyroidism, diabetes mellitus, and Paget disease can
ningiomas of the cerebellopontine angle can produce also affect the vestibulocochlear nerve. Vertigo can occur,
insidious unilateral sensorineural hearing loss.43,57 Ver- but hearing loss is more common. Other cranial nerves
tigo, tinnitus, and a sensation of fullness in the ear are may also be affected.43
less common. Due to their anatomic relationship to the
vestibulocochlear nerve, the trigeminal (cranial nerve V) Perilymphatic fistula
and facial (cranial nerve VII) nerves are often affected. A perilymphatic fistula is a rare cause of vertigo. An
Patients may complain of headache, facial pain, or facial opening develops between the middle and inner ear (oval
weakness.43 Vertigo develops in 20% to 30% of patients, or round window rupture). Head injury, barotrauma due
but a nonspecific unsteadiness is more common.43 Age of to diving or flying, or a very forceful Valsalva maneuver are
onset is usually between 30 and 60. Acoustic neuromas thought to induce the fistula.41 With rapid loss of perilym-
are more common in neurofibromatosis patients. Café- phatic fluid, severe vertigo and hearing loss may develop.
au-lait spots on the skin and axillary or inguinal freckles Low-volume leaks may only produce episodic vertigo or
may be external indicators to suspect neurofibromatosis dysequilibrium and hearing loss may be absent.41
1 or Von Recklinghausen disease.43
Autoimmune disease of the inner ear
Toxic vestibulopathies This diagnosis is associated with fluctuating deafness
Ingested alcohol differentially distributes between and recurrent vertigo. Other autoimmune diseases (eg,
the cupula and the endolymphatic fluid. It initially dif- rheumatoid arthritis, Crohn disease, or polyarteritis) are
fuses preferentially into the cupula, decreasing its density often concurrently present.57
relative to that of the endolymphatic fluid, thus rendering
the peripheral vestibular apparatus unusually sensitive Central Vestibular Disorders
to gravity. With time, alcohol also diffuses the endolym- We discussed above the differences between vertigo
phatic fluid. As blood levels decrease, alcohol leaves the of central and peripheral origin (Table 1). Some central
cupula before leaving the endolymphatic fluid again, vestibular disorders may occur without vertigo. All cer-
causing temporary differences in sensitivity to gravity. Al- ebellar disorders produce gait ataxia, inviting a misdiag-
cohol-induced vertigo, therefore, consists of 2 symptom- nosis of the dizziness subtype of dysequilibrium (Table
atic phases separated by 1 to 2 hours. The whole episode 2). Central vestibular disorders can also be the result of
lasts up to 12 hours. Vertigo and nystagmus are evident in ischemic processes. We will discuss vascular causes of
the lateral recumbent position and are accentuated when central vestibular dysfunction (vertebrobasilar ischemia
the eyes are closed.43 and infarction) under presyncope.
Aminoglycosides are antibiotics that can cause both
vestibular and auditory symptoms.43,57 Streptomycin, Drug intoxication
gentamicin, and tobramycin are likely to cause vestibular Many drug intoxication syndromes produce global
toxicity by destroying hair cells in the membranous laby- cerebellar dysfunction. Agents include43,57:
rinth. The use of amikacin, kanamycin, and tobramycin • Alcohol
is associated with hearing loss. Vertigo, nausea, vomit- • Sedative hypnotics: barbiturates, benzodiazepines,
ing, and a spontaneous nystagmus may have an acute meprobamate, ethchlorvynol, methaqualone
onset.43 • Anticonvulsants: phenytoin


Table 2. Signs and Symptoms of Cerebellar Disorders*
Location of Cerebellar Signs Diagnoses
Involvement

Midline • Nystagmus • Tumor


• Head and trunk oscillation (titubation) • Multiple sclerosis
• Gait ataxia
Superior vermis • Gait ataxia • Wernicke encephalopathy
• Alcoholic cerebellar degeneration
• Tumor
• Multiple sclerosis

Cerebellar hemisphere • Nystagmus • Infarction


• Ipsilateral gaze paralysis • Hemorrhage
• Dysarthria • Tumor
• Ipsilateral hypotonia • Multiple sclerosis
• Ipsilateral limb ataxia
• Gait ataxia
• Falling to the side of the lesion

Global cerebellar • Nystagmus • Drug intoxication


• Bilateral gaze paralysis • Hypothyroidism
• Dysarthria • Hereditary cerebellar degeneration
• Bilateral hypotonia • Paraneoplastic cerebellar degeneration
• Bilateral limb ataxia • Wilson disease
• Gait ataxia • (Para) infectious encephalomyelitis
• Creutzfeldt-Jakob disease
• Multiple sclerosis

* Reprinted with permission from Huijbregts P, Vidal P.6 Copyright 2004, Journal of Manual and Manipulative Therapy.

• Hallucinogens: phencyclidine in the cerebellum. The cerebellum may be infected by


• Street drugs: heroin bacteriae in Haemophilus Influenzae meningitis and
• Mercuric and organophosphoric compounds Legionnaires disease.43 Some diseases are hypothesized
Drug intoxication often also produces a confused state. to have an autoimmune origin. Acute cerebellar ataxia
Alcohol and sedatives tend to produce somnolence, and of childhood usually follows a viral infection or inocula-
hallucinogens tend to cause agitation. The importance of tion. Acute disseminated encephalomyelitis and a variant
taking a good history including medication or drug use of Guillain-Barré syndrome also fall in this category.43
is evident.
Multiple sclerosis
Wernicke encephalopathy Vertigo is rarely the first symptom of multiple scle-
This acute disorder is comprised of the diagnostic triad rosis but is common during the course of the disease.
of ataxia, ophthalmoplegia (lateral rectus palsy), and con- It may have an acute onset and can be positional. Gait
fusion. It is caused by thiamine (vitamin B1) deficiency ataxia is the presenting complaint in 10% to 15% of
and is common in alcoholics but may also be caused patients. Nystagmus is also a common sign in multiple
by general malnutrition. Ataxia affects the arm in 10% sclerosis. A history of remitting and relapsing neurologic
of patients; the legs are involved in 20%. A horizontal dysfunctions affecting multiple sites in the central neu-
or combined horizontal-vertical nystagmus is classically rologic system may be indicative of multiple sclerosis in
present.43 undiagnosed patients.43

Inflammatory disorders Alcoholic cerebellar degeneration


Viral cerebellar infections can occur in patients with Alcoholic cerebellar degeneration usually occurs
St Louis encephalitis, AIDS dementia complex, and me- in patients with a history of 10 or more years of binge
ningoencephalitis associated with varicella, mumps, po- drinking. It usually has its onset between the ages of
liomyelitis, infectious mononucleosis, and lymphocytic 40 and 60 and is more common in men. The onset is
choriomeningitis. Bacterial infection of the cerebellum insidious and progression is gradual. As in Wernicke en-
is rare; only 10% to 20% of brain abscesses are located cephalopathy, this syndrome affects mainly the superior


cerebellar vermis. Gait ataxia is the most common find- brown ring around the cornea is indicative of this disease
ing; nystagmus is a less frequent finding. Distal sensory and may indicate the origin of the cerebellar symptoms
deficits in the feet and absent ankle reflexes from diabetic that are associated with this disorder.43
polyneuropathy and signs of malnutrition may clue the
clinician in to the diagnosis.43 Creutzfeldt-Jakob disease
This disease is characterized by dementia, cerebellar
Phenytoin-induced cerebellar degeneration signs in 60% of patients, and gait ataxia in 10%. The
Phenytoin is an anti-epileptic medication. Long-term ataxia is usually accompanied in 50% of patients thus
treatment with phenytoin may produce a global cerebel- affected with nystagmus, dysarthria, and trunk and limb
lar degeneration.43 ataxia. The disease involves progressive dementia, (extra)
pyramidal dysfunction, and myoclonus, with death within
Hypothyroidism a year of onset.43
Hypothyroidism produces a global cerebellar dysfunc-
tion. The cerebellar syndrome associated with hypothy- Posterior fossa tumors
roidism is usually subacute or chronically progressive in Cerebellar tumors frequently present with headache
its onset. It is most common in middle-aged or elderly due to increased intracranial pressure or with ataxia.
women. Gait ataxia is the prominent finding; nystagmus Nausea, vomiting, vertigo, and cranial nerve palsies are
and dysarthria are less common. Other neurologic disor- also common. Most common in adults are secondary
ders associated with hypothyroidism include sensorineu- tumors metastasized from primary tumors in the breast or
ral hearing loss, carpal tunnel syndrome, neuropathy, and lung. Primary tumors are more frequent in children and
myopathy; these signs and symptoms may raise suspicion include astrocytomas and medullablastomas. Headache
of hypothyroidism in undiagnosed patients.43 and vomiting are frequently presenting symptoms; ataxia
and visual dysfunction are also a common first symptom
Paraneoplastic cerebellar degeneration with medullablastomas in children.43
The pathophysiological mechanism in paraneoplastic
cerebellar degeneration appears to involve antibodies to Posterior fossa malformations
tumor cell antigens cross-reacting with cerebellar Purkinje Congenital anomalies may cause vestibular or cer-
cells. Patients with lung cancer, ovarian cancer, Hodgkin ebellar symptoms in adulthood.43,57 Type I Arnold-Chiari
disease, and breast cancer are most at risk of developing malformation involves downward displacement of the
this type of global cerebellar degeneration. Onset can be cerebellar tonsils through the foramen magnum, caus-
before or after the diagnosis of cancer; progression oc- ing symptoms of cerebellar involvement and brainstem
curs over the course of months. Gait and limb ataxia and compression. Ataxia in this malformation affects gait and
dysarthria occur in most cases; nystagmus is rare.43 is bilateral. Hydrocephalus may cause headache and
vomiting. Brainstem compression can be associated with
Hereditary spinocerebellar degenerations vertigo, nystagmus, and cranial nerve palsies.43 Other
There are 7 autosomal dominant spinocerebellar symptoms demonstrated in patients with compression at
ataxias characterized by adult-onset, slowly progressive the level of the foramen magnum include suboccipital
cerebellar ataxia that affects gait early and severely. Fried- pain or neck pain described as a tight collar (65%), often
reich ataxia is an autosomal recessive spinocerebellar exacerbated by neck movement; pain in the hand (59%)
disease with an onset in childhood. Progressive gait ataxia or arm (55%), especially burning along the ulnar border of
is the first symptom, followed by ataxia of all limbs within the contralateral arm in unilateral lesions; pain in the leg
2 years. Decreased tendon reflexes in the legs, dysarthria, (26%) and face (7%); weak arm (40%) or leg (30%); hand
impairments of proprioceptive and vibration sense, and clumsiness (27%); bladder dysfunction (22%); dysphagia
weakness in the legs are common, as are nystagmus, (13%); dysarthria (3%); and paresthesia along the spine
vertigo, and hearing loss.43 with trunk and neck flexion (L’ Hermitte sign) (3%). Signs
of foramen magnum compression include hyperreflexia
Ataxia-telangiectasia and limb weakness (70%); a positive Babinski sign (60%);
This syndrome is an autosomal recessive disorder with paraplegia with arms affected more than legs; wasting
an onset before age 4 and global cerebellar involvement of the hand muscles (13%); disproportionate weakness
producing nystagmus, dysarthria, and gait, limb, and trunk of the sternocleidomastoid and trapezius as a result of
ataxia. Loss of vibration and position sense in the legs compression of the spinal accessory nerve (30%); disso-
further adds to gait ataxia. Vascular lesions are present on ciated sensory loss, papilledema (7%); Horner syndrome
the skin and the eyes, especially on the ears, nose, face, (4%); and hiccups (2%). In patients with unilateral
and antecubital and popliteal fossae.43 compression, paralysis may present in a clock-face way
with ipsilateral arm, then leg, then contralateral leg, and
Wilson disease finally contralateral arm weakness. Intracranial extension
Wilson disease is a disorder of the copper metabolism of the compressive lesion may result in a down-beating
with copper deposition in multiple body tissues. A rusty- nystagmus (25%) and cruciate hemiplegia (ipsilateral lower


limb and contralateral upper limb weakness caused by a arm pain and discomfort, palpitation, dyspnea, fatigue,
lesion at the motor decussation in the medulla).58 cough, cyanosis, edema, and claudication.59

Familial paroxysmal ataxia Migraine


This hereditary recurrent ataxia is associated with Migraine is generally characterized by headache that
nystagmus and dysarthria. Other symptoms may include is usually unilateral and of a pulsatile quality. Nausea,
vertigo, tinnitus, diplopia, oscillopsia, facial palsy, head- photophobia, phonophobia, vomiting, and lassitude are
ache, and fever. Attacks last from 15 minutes to several frequently associated with migraine. Migraine can occur
hours and may be triggered by physical exercise, caffeine, without or with an aura. Visual or other neurological au-
alcohol, or sudden movements.57 ras occur in 10% of patients. The International Headache
Society has provided diagnostic criteria for both types
PRESYNCOPE of migraine (Table 4).60 Also, in about 10% of patients,
As discussed earlier, presyncope is a sensation of an migraine may be associated with presyncope. Syncope
impending faint or loss of consciousness that is not associ- will occur during the migraine attack, often when the
ated with an illusion of movement. Presyncope results from patent quickly rises to a standing position, suggesting a
conditions that compromise the brain’s supply of blood, component of orthostatic hypotension. A family history
oxygen, or glucose. This can compromise the function of migraine is usually present. Migraine is more common
of the cerebral hemispheres or the brainstem. Different in women with an onset early in life.43
conditions can cause either a pancerebral hypoperfusion
or a selective hypoperfusion of the brainstem.43 Table 3. Causes of Cardiovascular Syncope*
Pancerebral Hypoperfusion Cardiac arrest
Causes for presyncope due to pancerebral hypoperfu- Cardiac inflow obstruction
sion can be classified into 4 categories43: • Left atrial myxoma or thrombus
• Vasovagal presyncope • Tight mitral stenosis
• Cardiovascular presyncope • Constrictive pericarditis
• Cerebrovascular presyncope: migraine, benign parox- • Cardiac tamponade
ysmal vertigo of childhood, Takayasu disease, carotid • Restrictive cardiomyopathies
sinus syncope • Tension pneumothorax
• Miscellaneous causes of presyncope: orthostatic hy- Cardiac outflow obstruction
potension, hyperventilation syncope, cough syncope, • Aortic stenosis
micturition syncope, glossopharyngeal neuralgia • Pulmonary stenosis
Insufficient supply of glucose and subsequent com- • Hypertrophic obstructive cardiomyopathy
promised pancerebral function can also result in presyn- Dissecting aortic aneurysm
cope. Severe pulmonary-vascular disease
• Pulmonary hypertension
Vasovagal presyncope • Acute pulmonary embolus
With a vasovagal presyncope, parasympathetic hy-
Cardiac dysrhythmias
peractivity causes a decrease in cardiac output with a
• Tachyarrhythmias: paroxysmal atrial
subsequent decrease in cerebral blood flow.41 Precipitat-
tachycardia, atrial filter, atrial fibrillation,
ing factors include emotional stimulation, pain, the sight
accelerated junctional tachycardia,
of blood, fatigue, medical instrumentation, blood loss,
or prolonged motionless standing. Vasovagal presyncope ventricular tachycardia, ventricular
occurs in all age groups and affects men and women fibrillation
equally. Short prodromes (10 seconds to a few minutes) • Bradyarrhythmias: sinus bradycardia, sinus
will precede syncope and include lightheadedness, nau- arrest, second or third degree heart block,
sea, pallor, salivation, blurred vision, and tachycardia.41,43 implanted pacemaker failure
Vasovagal presyncope mainly occurs with the patient in a • Mitral valve prolapse
sitting or standing position; it is rare with a patient in the • Prolonged Q-T interval syndromes
recumbent position.43 • Sick sinus syndrome
• Drug toxicity: digitalis, quinidine,
Cardiovascular presyncope procainamide, propranolol, phenothiazines,
A cardiovascular syncope should be suspected when tricyclic antidepressants, potassium
syncope occurs with the patient in a recumbent position,
during or after physical activity, or in a patient with a *Reprinted with permission from Huijbregts P,
known medical history of heart disease. Table 3 provides Vidal P.6 Copyright 2004, Journal of Manual and
an overview of cardiac causes of syncope. Associated Manipulative Therapy.
symptoms may include chest pain or discomfort, neck or

10
Table 4. Diagnostic Criteria for Migraine Without and With Aura60
Migraine Without Aura Migraine With Aura
A. At least 5 attacks fulfilling criteria B and D A. At least 2 attacks fulfilling criteria B
B. Headache attacks lasting 4 to 72 hours (untreated or B. Migraine aura with criteria with regard
unsuccessfully treated) to symptoms and time of occurrence and
C. Headache has at least 2 of the following duration specific to 6 subforms
characteristics: unilateral location, pulsating quality, C. Headache may or may not satisfy criteria
moderate or severe pain intensity, aggravation by or B, C, and D from “migraine without aura”
causing avoidance of routine physical activity column; typical aura without headache not
D. During headache, at least 1 of the following: nausea associated with headache
or vomiting, photophobia, phonophobia D. Not attributed to another disorder
E. Not attributed to another disorder

Benign paroxysmal vertigo of childhood life. It occurs more often in men than in women. Syncope
This condition is a childhood periodic syndrome that and presyncope happen when rapidly rising to a standing
is a common precursor of migraine in later life, and it is, position, standing motionless for prolonged periods, and
therefore, because of proposed shared pathophysiology, standing after prolonged recumbency. The pathophysiol-
classified with migraine as a form of cerebrovascular ogy of orthostatic hypotension usually involves reduced
presyncope.60 Benign paroxysmal vertigo of childhood blood volume or autonomic nervous system dysfunc-
is characterized by brief, recurrent attacks of vertigo tion.41,43 Table 6 lists causes of orthostatic hypotension.
that occur without warning and resolve spontaneously
in otherwise healthy children. It is often associated with Hyperventilation
nystagmus and vomiting. Unilateral throbbing headache Hypocapnia is the pathophysiological cause for pre-
occurs at times. The International Headache Society has syncope in patients with hyperventilation. It induces ce-
provided diagnostic criteria (Table 5).60 rebral vasoconstriction resulting in central nervous system
hypoperfusion. Patients are usually women between the
Takayasu disease ages of 20 and 40. Other symptoms include lightheaded-
Takayasu disease is most common in women of Asian ness, shortness of breath, perioral numbness and pares-
descent. Presyncope can occur after exercise, standing, thesia, and muscular twitching. Hyperventilation-induced
or head movement and is associated with impaired vision presyncope commonly occurs when supine and can be
and confusion. The disease is also known as pulseless brought on by asking the patient to hyperventilate.43
disease because brachial artery pulsations are absent or
decreased.43 Cough-related syncope
Cough syncope is immediately preceded by coughing,
Carotid sinus syndrome which need not be prolonged. It occurs mainly in middle-
Carotid sinus syndrome is relatively rare. It occurs in aged men with a history of chronic obstructive pulmonary
men twice as frequently as in women. Patients are usually disease. There are no prodromal symptoms. Syncope (and
over the age of 60. Propranolol, digitalis, and methyldopa presyncope) may be caused by an increase in intracranial
seem to predispose patients to this syndrome. Pressure on pressure due to coughing with resultant cerebral hypoper-
the carotid sinus due to a tight collar or local neck tumor fusion. Cough-induced presyncope may occur when the
will cause vagal stimulation leading to bradycardia and patient is supine and may be reproduced by asking the
subsequent syncope.43 patient to cough.43

Orthostatic hypotension Micturition syncope


Orthostatic hypotension may occur in teenagers, but Micturition-induced presyncope occurs almost exclu-
it is most common in the sixth and seventh decades of sively in men; episodes occur mainly at night and they oc-

Table 5. Diagnostic Criteria for Benign Paroxysmal Vertigo of Childhood60


A. At least 5 attacks fulfilling criterion B
B. Multiple attacks of severe vertigo, occurring without warning and resolving spontaneously after minutes to
hours
C. Normal neurologic examination and audiometric and vestibular function between attacks
D. Normal electro-encephalogram

11
Table 6. Causes of Orthostatic Hypotension* esophageal lesions (diffuse esophageal spasm, achalasia,
Hypovolemia or hemorrhage hiatal hernia, diverticula, and stricture).61
Addison disease
Drug-induced hypotension Hypoglycemia
• Antidepressants Presyncopal dizziness may also be the result of a
• Antihypertensives hypoglycemic reaction. Asking the patient whether the
• Bromocriptine dizziness occurs mainly when he or she has not eaten
• Diuretics may clue in the clinician to hypoglycemia as a cause
• Levodopa for dizziness. Polyuria (excessive urination), polydipsia
• Monoamine oxidase (MOA) inhibitors (excessive thirst), polyphagia (excessive hunger), weight
• Nitroglycerin loss, and fatigue may be diagnostic indicators for patients
• Phenothiazines with undiagnosed diabetes.62
Polyneuropathies
• Myeloid neuropathy Brainstem Hypoperfusion
• Diabetic neuropathy Selective hypoperfusion of the brainstem is the result
• Guillain-Barré syndrome of compromise or disease processes in the vertebrobasilar
• Porphyric neuropathy system.
• Vincristine neuropathy
Other neurologic disorders Vertebrobasilar insufficiency
• Idiopathic orthostatic hypotension Vertebrobasilar insufficiency is characterized by diz-
• Multiple sclerosis ziness symptoms associated with focal neurologic abnor-
• Parkinsonism malities of sudden onset and brief duration (seconds to
• Posterior fossa tumor minutes) that relate to the specific areas supplied by the
• Shy-Drager syndrome vertebrobasilar vessels.44,53,63 Terrett64 provided us with
• Spinal cord injury with paraplegia a useful mnemonic for signs and symptoms associated
• Surgical sympathectomy with VBI (Table 7). Van der Velde53 suggested classifying
• Syringomyelia dizziness caused by VBI as a positional-type dizziness
• Syringobulbia to distinguish it from the positioning-type dizziness pro-
• Tabes dorsales (syphilis) duced by BPPV and cervicogenic dizziness. Dizziness,
• Wernicke encephalopathy and other symptoms, will increase in patients with VBI
Cardiovascular disorders when maintaining the head in the provocative position
Prolonged bed rest or immobilization in contrast to the latter 2 pathologies where symptoms
are provoked by positioning but adapt when the head is
*Reprinted with permission from Huijbregts P, maintained in the provocative position. Table 8 provides
Vidal P.6 Copyright 2004, Journal of Manual and characteristics helpful for the differential diagnosis of
Manipulative Therapy. these 3 conditions.
Vertebrobasilar insufficiency may be caused by intrin-
sic or extrinsic mechanical disorders.63 Atherosclerosis,
cur before, during, or after micturition. Peripheral blood thromboembolic events, and arterial dissections are
pooling, vagus-induced bradycardia, and prolonged examples of intrinsic mechanical disorders.63-65 Anoma-
recumbency are likely responsible.43
Table 7. Five D’s and Three N’s*
Glossopharyngeal neuralgia
Syncope in glossopharyngeal neuralgia is the result of Dizziness
a glossopharyngeal-vagal reflex circuit causing transient Drop attacks
bradyarrhythmia that results in cerebral hypoperfusion. Diplopia
Ventricular asystole, sinus bradycardia, and atrioven-
Dysarthria
tricular block correlated with swallowing have all been
described. This syndrome is also known as deglutition Dysphagia
syncope, swallow syncope, or syncopal dysphagia.61 Ataxia of gait
Glossopharyngeal neuralgia is rare; symptoms include Nausea
paroxysmal pain in the tonsillar pillar or the external ear Numbness
canal during swallowing, talking, or coughing.43 Dizzi- Nystagmus
ness, lightheadedness, confusion, or fainting on swal-
lowing can also occur. Medications that increase atrio- *Reprinted with permission from Huijbregts P,
ventricular block (eg, digoxin, calcium channel blockers, Vidal P.6 Copyright 2004, Journal of Manual and
and beta-blockers) may increase symptoms. Many pa- Manipulative Therapy.
tients with glossopharyngeal neuralgia have identifiable

12
Table 8. Differential Diagnostic Characteristics of Cervicogenic Dizziness, Benign Paroxysmal Positional Vertigo, and
Vertebrobasilar Insufficiency8,53,64*
Vertigo Type Nystagmus Characteristics Associated Signs and Symptoms
Cervicogenic Positioning-type • No latency period • Nystagmus
Dizziness • Brief duration • Neck pain
• Fatigable with repeated motion • Suboccipital headaches
• Cervical motion
abnormality
Benign Paroxysmal Positioning-type • Short latency: 1 to 5 seconds • Nystagmus
Positional Vertigo • Brief duration: less than 30
seconds
• Fatigable with repeated motion

Vertebrobasilar Positional-type • Long latency: 55 ± 18 • Dizziness


Insufficiency seconds8 • Drop attacks
• Increasing symptomatology • Diplopia
with maintained head position • Dysarthria
• Not fatigable with repeated • Dysphagia
motion • Ataxia of gait
• Nausea
• Numbness
• Nystagmus

*Reprinted with permission from Huijbregts P, Vidal P.6 Copyright 2004, Journal of Manual and Manipulative Therapy.

lous soft tissue structures, such as bands of the deep in more detail the role of the vertebral artery in producing
cervical fascia, or compression of the vertebral artery dizziness.
between the longus colli and anterior scalene muscles
are examples of extrinsic mechanical disorders.63 Osteo- Vertebrobasilar infarction
phytes laterally projecting from the uncinate processes Recurrent vertebrobasilar ischemic attacks lead to
and backward bending of the upper cervical spine in stroke in 20% of patients.43 Stroke can develop acutely or
the forward head posture may also cause mechanical subacutely after arterial wall damage due to a combina-
compression.65 Additionally, vertebral artery occlusion tion of vasospasm, thrombus formation, thromboemboli-
may result following acute cervical spine trauma, caus- zation, and the formation of a dissecting aneurysm.64 Due
ing fracture and dislocation.66 to its association with cervical manipulation and other
The nystagmus in patients with VBI may be vertical, nontraumatic causes, but also because of the contrain-
implicating the central vestibular structures affected by dication to further manipulative treatment and the need
this ischemic process.67 When syncope occurs, recovery for medical referral, knowledge of signs and symptoms
is frequently prolonged (30 to 60 minutes or longer).43 of a dissecting aneurysm is important. A sudden onset
Patients may report symptoms following cervical ma- of severe neck and occipital pain is the hallmark of dis-
nipulation, but symptoms have also been reported after section of the vertebral artery.69,70 Vertigo, unilateral facial
activities such as a shampoo treatment at the hair salon, paresthesia, cerebellar signs, and visual field defects may
yoga exercises, painting a ceiling or wall, changing a also be present.69 It is sobering to realize that the sudden
light bulb, turning the head when backing up the car, onset of neck and occipital pain may, in fact, be the com-
giving birth, having surgery, hanging the wash, archery, plaint for which a patient with arterial dissection seeks
swimming, Tai Chi, sexual intercourse, and wrestling.64,68 physical therapy intervention.
Terrett64 provided a comprehensive overview of all Vertebrobasilar infarction will produce signs and
reported nonmanipulative causes of VBI. A position of symptoms based on the area cut off from its vascular sup-
rotation or extension is frequently implicated in causing ply. Presyncopal dizziness in an acute cerebellar infarc-
VBI. However, even in a patient with mechanical disor- tion is accompanied by unilateral sensorineural hearing
ders of the vertebral artery, this position need not result loss and nystagmus with occlusion of a branch from
in symptoms due to compensation by the collateral either the basilar artery or the anterior inferior cerebellar
circulation, namely the opposite vertebral artery and artery, called the internal auditory artery, which supplies
the carotid arteries.63 Symptoms of VBI are more likely the vestibulocochlear nerve.43 Acute proximal vertebral
to occur when the collateral circulation is concurrently artery occlusion may result in Wallenberg syndrome,
compromised.63 The previous monograph has discussed combining presyncopal dizziness with vertigo, vomiting,

13
nausea, dysphagia, hoarseness, nystagmus, ipsilateral the duration of symptoms, it would not seem to fit any of
Horner syndrome, sensation loss in the face, limb ataxia, the diagnostic categories.60
and loss of light touch and position sense in the limbs.
Cerebellar infarction due to occlusion of the anterior Vestibular migraine
inferior cerebellar artery, posterior inferior cerebellar ar- Dieterich and Brandt72 reported on 90 patients with
tery, or superior cerebellar artery all result in ipsilateral episodic vertigo for whom they were able to substantiate
limb ataxia and hypotonia. Other symptoms and signs a diagnosis of migraine. The disease was characterized
include headache, nausea, vomiting, vertigo, nystagmus, by rotational or translational vertigo lasting from a few
dysarthria, ocular or gaze palsies, facial weakness or seconds to several hours or even days. Duration of a
sensory loss, contralateral hemiparesis, and hemisensory few minutes or several hours was most common. Most
deficit.43 patients (78%) only noted vertigo; 16% also had auditory
symptoms. In 32% of patients there was no headache.
Basilar-type migraine In the symptom-free intervals, 66% of patients showed
Basilar-type migraine is a subtype of migraine with oculomotor abnormalities including dysfunction in verti-
an aura that indicates involvement of the brainstem or cal or horizontal saccadic pursuit and gaze-evoked, po-
both hemispheres simultaneously. Average duration of sitional, and spontaneous nystagmus. Initial presentation
symptoms is 20 to 30 minutes and symptoms can be could occur at any age. Prevalence in men was highest
relieved by sleep. The most common symptoms include in the fourth decade and in women from the third to the
bilateral visual and sensory disturbances, changes in fifth decade. Because of the duration of symptoms and
consciousness and mood, and vertigo.71 As basilar artery predominantly monosymptomatic aura, most patients
involvement is uncertain, the International Headache So- did not fit the International Headache Society criteria,
ciety has suggested using the name basilar-type migraine leading the authors to propose a diagnostic entity of
rather than basilar or basilar artery migraine. It is distinct vestibular migraine. Lempert and Neuhauser73 have
from vertebrobasilar migraine (discussed below) by its suggested the name migraine-associated vertigo based
absence of motor deficits. Basilar-type migraine most on the presence of signs and symptoms indicative of an
commonly occurs in young adults. Many patients also underlying causative migraine disorder.
report migraine episodes with a more typical aura. The
International Headache Society has provided diagnostic Subclavian steal syndrome
criteria for basilar-type migraine (Table 9).60 It is suggested This syndrome results from retrograde flow in the
that in the presence of motor symptoms, patients should vertebral artery and subsequent brainstem hypoperfusion
be classified under sporadic or familial hemiplegic mi- due to subclavian or innominate artery stenosis.43 In the
graine.60 subclavian steal syndrome, blood passes from the verte-
bral artery into the distal subclavian artery with physical
Vertebrobasilar migraine activity of the ipsilateral arm.74 Symptoms include ver-
This pathology usually affects young women with tigo, diplopia, limb paresis, arm fatigue, paresthesia, and
prolonged attacks (up to 72 hours) consisting of intense ataxia, all of which are more common than presyncope.43
vertigo, vomiting, dysarthria, and limb and perioral Symptoms are brought on by arm exertion, not head or
paresthesia. Transient quadriplegia, fainting, confusion, neck movements, allowing for differential diagnosis with,
and stupor for a period of hours can occur during an for example, VBI.74
attack but are rare. A visual aura may occur preceding
the attack, and an attack may be followed by an occipi- DYSEQUILIBRIUM
tal-region headache. A family history of migraine and a As discussed earlier when we introduced the 4-cat-
correlation of attacks with the menstrual period are diag- egory diagnostic classification system for the diagnosis
nostic indicators.57 This type of migraine is not part of the of patients complaining of dizziness, dysequilibrium is a
International Headache Society classification, and due to sense of imbalance without associated vertigo.

Table 9. Diagnostic Criteria for Basilar-type Migraine60

A. At least 2 attacks fulfilling criteria B, C, and D


B. Aura consisting of at least 2 of the following fully reversible symptoms but no motor weakness: dysarthria, vertigo,
tinnitus, hypacusia, diplopia, visual symptoms simultaneously in both temporal and nasal fields of both eyes,
ataxia, decreased level of consciousness, simultaneous bilateral paresthesia
C. At least 1 of the following: at least 1 aura symptom develops gradually over ≥5 minutes, different aura symptoms
occur in succession over ≥5 minutes, or both; each aura symptom lasts ≥5 and ≤60 minutes
D. Headache fulfilling criteria B, C, and D from “migraine without aura” column (Table 4) that begins during the aura
or follows the aura within 60 minutes
E. Not attributed to another disorder

14
Visual Impairment tation depending on the segmental level of spinal cord
We already discussed the gaze-related palsies and compromise and the amount of compromise, spinal cord
decreased gaze fixation related to vestibular, cerebellar, compression may result in76-78:
and brainstem lesions. More germane changes, such as • Variable upper limb, lower limb, neck, and trunk
decreased visual field, visual acuity, and depth percep- pain
tion, may also produce dysequilibrium and subsequent • Sensory impairment of the upper and lower limbs not
complaints of dizziness.75 limited to a single dermatome
• Nonmyotomal arm or leg weakness
Somatosensory Impairment • Velocity-dependent limb hypertonia
Somatosensory deficits result from pathologies that • Upper motor neuron signs in the extremities: hyper-
cause sensory ataxia. These pathologies can be classified reflexia, positive Babinski sign and Hoffman reflex,
as polyneuropathies, myelopathies, or a combination gait ataxia, and spastic bladder
of both. Table 10 reviews causes of sensory ataxia. My- Atrophy of the intrinsic hand muscles is the result
elopathy and cervicogenic dizziness are most relevant to of segmental necrosis of anterior horn cells in patients
orthopaedic physical therapy practice. Mal de debarque- with cervical myelopathy.76,78 Anterior horn cell necrosis
ment syndrome is another pathological entity that may usually occurs at the level of compression. Myelopathic
fall into this category. We discussed cervicogenic dizzi- hands result from compression of the C8-T1 nerve levels
ness in detail in the beginning of this monograph. at the C6-C7 spinal level because of the oblique course
of the cervical nerve roots. Cord compression can also
Myelopathy result from interactions with the musculoskeletal system.
Table 10 also provides an overview of pathologies This indicates a possible need for range-of-motion and
associated with spinal cord compression. Cord compres- provocative (ie, spinal arthrogenic instability) testing; the
sion can occur in the cervical, thoracic, and high lumbar cervical spine has especially been implicated due to a
regions of the spine. With obvious variations in presen- combination of degenerative stenosis, instability, and a
physiological narrowing of canal diameters in backward
bending.79
Table 10. Causes of Sensory Ataxia*

Polyneuropathy or Myelopathy Landsickness and mal de debarquement syndrome


• Friedreich ataxia Motion sickness is common and likely the result of a
• Neurosyphilis (tabes dorsalis) mismatch between visual, vestibular, and somatosensory
• Nitrous oxide afferent input during exposure to motion. Landsickness
• Vitamin B12 deficiency or post-motion vertigo refers to inappropriate sensations
• Vitamin E deficiency of movement after exposure to motion. An incidence
Polyneuropathy of landsickness of 73% has been reported in healthy
• Autosomal-dominant sensory ataxic crewmen of seagoing vessels. The duration of symptoms
neuropathy ranged from 1 minute to 2 days, with 88% of subjects
• Cis-platinum use noting symptoms for less than 6 hours.80
• Dejerine-Sottas disease Mal de debarquement syndrome is defined as land-
• Diabetes sickness lasting greater than 1 month.80 Information on
• Diphtheria mal de debarquement syndrome is limited, but it seems
• Hypothyroidism to occur predominantly in middle-aged women after a
• Immune-mediated neuropathies sea voyage or air or train travel. Symptoms are mostly
• Isoniazid constant but can be intermittent and include a rocking
• Paraneoplastic sensory neuronopathy or swaying sensation and imbalance. A sensation of tilt-
• Pyridoxine ing and ear symptoms including a sensation of fullness,
• Refsum disease tinnitus, hyperacusis, ear pain, and decreased hearing
• Taxol occur in about half of patients. Nausea and headache
Myelopathy are less common and vertigo is rare. Provoking factors
• Acute transverse myelitis include further motion exposure, anxiety and stress,
• AIDS (vacuolar myelopathy) rapid head movement, and positional changes. Symp-
• Multiple sclerosis toms of headache, tilting, and ear symptoms were nega-
• Tumor or cord compression tively related to the duration of mal de debarquement
• Vascular malformations syndrome (ie, were less frequent with longer duration).
Otolith dysfunction and a persistent adaptation of the
*Reprinted with permission from Huijbregts P, central nervous system to altered afferent input have
Vidal P.6 Copyright 2004, Journal of Manual and been suggested in the etiology of mal de debarquement
Manipulative Therapy. syndrome.80 Limited evidence exists of a moderate effect
of physical therapy consisting of vestibular habituation

15
and postural control exercises.81 A link with Ménière Panic disorder
disease, psychological abnormalities, and migraine has Panic disorder is a chronic illness characterized by so-
not been established.80 matic and psychological complaints (Table 11).50,84 This
disorder occurs in 1 of 75 persons worldwide and can
Musculoskeletal Impairment be either inherited (incomplete autosomal dominance)
The musculoskeletal system is the effector organ of or acquired.50 It accounts for 15% of all medical visits
the balance control systems. Decreased muscle strength and has been reported to average 10 different physician
and endurance, decreased joint range of motion and sta- evaluations before it is correctly diagnosed.50 Patients
bility, increased through-range resistance of joints, and with panic disorder are thus 7 more times likely to be
posture negatively affecting the location of the center high users of health care.50 Work disability is also com-
of gravity in relation to the base of support can all have mon in panic disorder.50 Additionally, panic disorder is
a negative effect on balance and may contribute to a associated with significantly increased risk of suicide,
sense of dysequilibrium for which the patient will seek increased cardiovascular morbidity, and, if left untreated,
our assistance. This provides the indication for a com- increased occurrence of stroke.85 Patients who suffer from
prehensive evaluation of musculoskeletal impairment in panic disorder usually have an abrupt onset of fear or
the differential diagnostic process of patients complain- discomfort that peaks in approximately 10 minutes.50 It
ing of dizziness. is accompanied by at least 4 of the signs and symptoms
listed in Table 11. Correct diagnosis also requires that
Basal Ganglia Impairment panic attacks either recur unexpectedly every 2 weeks or
Parkinsonism is common, especially in older that a single attack be followed by at least 1 month of the
adults.41,43 It occurs in all ethnic groups with an ap- following symptoms50:
proximately equal distribution among men and women. • Persistent concern about future attacks
Clinical findings include tremor, rigidity, hypokinesia, • Worry that attacks will cause physical illness or insan-
and gait and postural abnormalities.43 The characteristic ity
forward bent posture negatively affects the location of • Significant changes in behavior related to the attacks
the center of gravity in relation to the base of support.
The characteristic festinating gait with short, shuffling Phobic postural vertigo
steps that become successively more rapid can further Phobic postural vertigo may be the second most com-
contribute to a sense of imbalance.41 Phenothiazines, mon cause of patient complaints of dizziness after BPPV,
butyrophenones, metoclopramide, reserpine, and tet- and it seems to be associated with somatization as well
rabenazine are drugs associated with a reversible par-
kinsonian syndrome. Manganese dust, carbon disulfide,
Table 11. Diagnosis of Panic Disorder*
and carbon dioxide poisoning can also result in Parkin-
sonism. Use of the illicit meperedine-analog Angel Dust Signs and symptoms (diagnosis requires 4):
can also cause Parkinsonism.43 We earlier mentioned • Sweating
parkinsonism as a cause for presyncopal dizziness due • Rapid heart rate, palpitations, pounding heart
to orthostatic hypotension (Table 6). • Tremor
• Shortness of breath
OTHER DIZZINESS • Feeling of choking
As discussed above, other dizziness is dizziness de- • Chest pain
scribed as a vague or floating sensation with the patient • Nausea or abdominal distress
having difficulty describing the sensation.31 Other diz- • Dizziness
ziness may be associated with anxiety and depression. • Lightheadedness
In fact, psychiatric disorders are considered the primary • Feeling of unreality
cause of this subtype of dizziness, accounting for about • Fear of losing control
10% to 25% of all dizziness cases.31 Yardley et al82 found • Fear of dying
a significantly higher rate of psychiatric disorders in • Paresthesia
primary care patients who complained of dizziness as • Hot flashes
compared to age-matched controls who did not com- Associated signs and symptoms
plain of dizziness. In older adults, anxiety, depression, • Anxiety
and adjustment reactions were factors contributing to • Depression
dizziness.83 Tilting of the environment also falls under • Insomnia
the other dizziness subtype. • Chronic fatigue
• Gastroesophageal reflux
Psychogenic Dizziness
*Reprinted with permission from Huijbregts P,
We will discuss 2 types of psychiatric disorders fre-
Vidal P.6 Copyright 2004, Journal of Manual and
quently associated with dizziness: panic disorder and
Manipulative Therapy.
phobic postural vertigo.

16
as compulsive, depressive, and anxiety disorders.86 The the vertebrobasilar system and its branches unilaterally
diagnostic criteria for phobic postural vertigo consist of86: affecting the vestibular nuclei, the medial longitudinal
• Vertigo and subjective complaints of dysequilibrium fascicle, other nuclei involved in the vestibular mecha-
in the absence of findings from neurologic or balance nism, or the thalamus can also result in a patient report-
examination ing a subjective tilt of the visual vertical axis in a frontal
• Description of fluctuating dysequilibrium with stand- plane.92
ing or walking and paroxysmal fear of falling without
actual falls PHYSICAL THERAPY VERSUS MEDICAL DIFFERENTIAL
• Description of feelings of anxiety and sympathetic DIAGNOSIS
symptoms during or shortly after attacks or vertigo We discussed above a 4-category diagnostic clas-
without accompanying anxiety sification system to facilitate the differential diagnosis
• Provocation of dizziness in situations commonly of patients with a complaint of dizziness. It should be
implicated in other phobic syndromes (eg, crossing obvious that many of the pathologies discussed above
bridges, driving a vehicle, being in empty spaces or require medical evaluation and management rather than,
among large numbers of people) or in addition to, physical therapy evaluation and man-
• Premorbid compulsive personality traits and depressive agement. Also, many tests and measures that are needed
characteristics for a full differential diagnostic work-up of patients pre-
• Initial onset of symptoms related to vestibulopathy or senting with dizziness are clearly outside of the physical
external stressors therapy scope of practice. It is the role of the physician
to play the lead role in this comprehensive medical dif-
Tilting of the Environment ferential diagnostic process.
Tilting of the environment is a rare form of dizziness at- However, there is mounting evidence that conserva-
tributed to otolith dysfunction. The function of the otoliths tive measures as provided by the physical therapist may
(utricle and saccule) is to provide sensory information on be beneficial for a select subset of patients with dizzi-
linear motion and acceleration in the horizontal and verti- ness. Repositioning maneuvers may decrease symptoms
cal directions, respectively. They also provide information in patients with BPPV involving the posterior, horizontal,
on static head tilt due to the presence of the otoconia. and anterior SCCs.93-97 Manual physical therapy inter-
Tilting of the environment is probably caused by an imbal- ventions may positively affect cervicogenic dizziness.35
ance of otolith signals due to unilateral vestibular loss and Musculoskeletal impairments, such as decreased muscle
is enhanced when rapid perturbations of posture make strength and endurance, joint stability and mobility, and
somatosensory cues difficult to interpret.87 This asym- posture, which are implicated in patients with the dys-
metry in otolith input to the vestibular nuclei causes the equilibrium subtype of dizziness, are dysfunctions tra-
individual to sense a tilt of the environment to the side of ditionally addressed by physical therapists.6 Habituation
the involved inner ear.87,88 As the symptom is tilting of the exercises have proven beneficial for patients with acute
environment, and not spinning or rotating, this asymmetry unilateral vestibular loss, and adaptation and balance ex-
of otolith input is not classified under vertigo, despite it ercises have produced positive outcomes in patients with
being a vestibular disorder. Tilting of the environment chronic bilateral vestibular deficits.95 Limited evidence
leading to a sudden fall has also been referred to as a drop also exists of a moderate effect of vestibular habituation
attack.89 Drop attacks associated with vestibular disorders and postural control exercises in patients with mal de de-
usually occur in the later stages of Ménière disease and barquement syndrome.81 For the latter 3 patient groups,
are called otolithic crises of Tumarkin.89,90 An increase in physical therapy management is preceded by a medical
endolymphatic pressure causes physical distention and differential diagnostic work-up. An isolated otolith dys-
mechanical disruption of the otolith organs, causing a function may theoretically also be amenable to conserva-
sudden sense of tilting or falling.89 Otolithic crises of Tu- tive management, but as no clinical tests exist to identify
markin occur without warning and are not associated with this dysfunction, we cannot make any evidence-based
vertigo, loss of consciousness, numbness, or paralysis.89 recommendations at this time. Table 12 provides signs
We previously discussed drop attacks associated with VBI and symptoms indicative of the pathologies amenable to
(Table 7). sole physical therapy management.
The symptom of tilting of the environment may be The greatest danger for patients complaining of dizzi-
rare due to central compensation and substitution from ness (and for the therapist managing such patients) is that
the visual and somatosensory systems.91 Additionally, roll the therapist may fail to recognize signs and symptoms
tilt illusion and linear acceleration perception deficit due that are indicative of a pathology requiring urgent medi-
to unilateral vestibular loss are generally experienced cal or surgical management but that resemble pathology
only within the first few hours or up to 1 week following amenable to sole physical therapy management.93 A
onset.91 delayed medical diagnosis and delayed subsequent ap-
Tilting of the environment is another form of dizziness propriate medical or surgical management may prove
that tends to challenge the diagnostic classification system harmful in these cases.93 Therefore, the foremost goal
introduced in this monograph. Ischemia or infarction in of physical therapy differential diagnosis for previously

17
Table 12. Signs and Symptoms Indicative of Pathologies Amenable to Sole Physical Therapy Management*
Benign • Intermittent, severe positioning-type dizziness
Paroxysmal • Precipitated by positioning, movement, or other stimuli (see below)
Positional • Short latency: 1 to 5 seconds
Vertigo (BPPV) • Brief duration: less than 30 seconds
• Fatigable with repeated motion
• Associated signs and symptoms: nystagmus, nausea, and at times vomiting
• Occurs in people over age 40 with peak incidence of onset in the sixth decade
• Rare in people under 20
• Medical history of head trauma, labyrinthine infection, surgical stapedectomy, chronic
suppurative otitis media, and degenerative changes to the inner ear may indicate nonidiopathic
BPPV
Posterior • Patients complain of dizziness when they quickly transfer to a supine position, especially when
Semicircular the head is turned to the affected side
Canal BPPV • Positive response of vertigo and apogeotropic torsional nystagmus on ipsilateral Hallpike-Dix
maneuver
Anterior • Patients also complain of dizziness when they quickly transfer to a supine position, especially
Semicircular when the head is turned to the affected side, but there is less specificity as to the direction of
Canal BPPV head rotation
• Bilateral positive response on Hallpike-Dix maneuver with vertigo and geotropic torsional
nystagmus on ipsilateral test
• Hallpike-Dix maneuver may also cause down-beating vertical nystagmus
• Positive response on straight head-hanging test
Horizontal • Dizziness is brought on when rolling over in supine but can also occur with flexion and
Semicircular extension of the head or when transferring from supine to upright
Canal BPPV • A bilaterally positive test with a purely horizontal nystagmus on Hallpike-Dix maneuver;
the nystagmus will be geotropic beating in the direction of the face turn or downside ear;
nystagmus will occur in both directions but is generally stronger when the head is turned
toward the affected side
• Positive roll test
• Positive walk-rotate-walk test to affected side
Cervicogenic • Intermittent positioning-type dizziness
Dizziness • Precipitated by head and neck movement
• No latency period: onset of symptoms is immediate upon assuming the provoking position
• Brief duration but may last minutes to hours
• Fatigable with repeated motion
• Associated signs and symptoms: nystagmus, neck pain, suboccipital headaches, sometimes
paresthesia in the trigeminal nerve distribution
• Possible lateral head tilt due to tightness of the sternocleidomastoid or upper trapezius
• Possible forward head posture
• Medical history of cervical spine trauma and degeneration
• Motion dysfunction in the upper cervical segments on active range-of-motion and passive
intervertebral motion testing
• Positive neck torsion test: nystagmus with reproduction of dizziness
Musculoskeletal • Subjective complaints of weakness, unsteadiness
Impairments • Insidious onset
• Postural deviations negatively affecting the location of the center of gravity in relation to the
base of support: trunk flexion, hip flexion, knee flexion, and ankle plantarflexion contractures
• Decreased trunk extension, hip extension, knee extension, and ankle dorsiflexion on range-of-
motion testing
• Loss of strength and endurance in antigravity muscles
• Impaired joint position sense lower extremity
*Reprinted with permission from Vidal P, Huijbregts P. Dizziness in orthopaedic physical therapy practice: history
and physical examination. J Man Manipulative Ther. 2005;13:222–251. Copyright 2005, Journal of Manual and
Manipulative Therapy.

18
undiagnosed patients complaining of dizziness should be The therapist should also be guided by an analysis
to distinguish between 2 groups of patients: of the risk of harm to the patient should the therapist
• Patients that may respond to conservative interven- decide not to refer. At times, it is better to refer the
tions within the physical therapy scope of practice, patient and have the patient found normal than to not
specifically patients with BPPV, cervicogenic dizzi- refer and do potential harm. Considering the patholo-
ness, and musculoskeletal impairments leading to gies possibly responsible for complaints of dizziness,
dysequilibrium the potential for harm is real and present when working
• Patients that require referral for medical differential with this population. Clearly documenting the reason
diagnosis and medical or surgical comanagement for a medical or surgical referral based on the infor-
Below we will provide a template for the history mation presented in this article will clarify the need
(Tables 13 and 14) and physical examination (Table 15) for referral and allow for better communication with
relevant to the physical therapy differential diagnosis of our medical colleagues. Any uncertainty regarding the
previously undiagnosed patients with a main complaint proper diagnosis should result in referral. But even if
of dizziness. Consistent with the foremost goal of this the signs and symptoms appear to fit with a diagnosis
physical therapy differential diagnostic process as iden- amenable to sole physical therapy management, the
tified above, we have provided in the text and tables patient’s failure to respond to seemingly appropriate
indications for when to refer the patient for medical or conservative measures also indicates the need for a
surgical evaluation. In keeping with the evidence-based medical second opinion.95
practice paradigm, we have attempted to provide, where In summary, the decision to refer the patient for a
available, data on reliability and validity of history items medical or surgical evaluation is based on our findings,
and physical tests by way of a Medline search over the the interpretation of such findings in light of data on
period 1995 to April 2006 of English-language articles diagnostic accuracy of history items and physical tests,
with a title containing search terms relevant to these tests an analysis of the risk of harm to the patient, and the
and items. The complete list of search terms is available response to seemingly appropriate intervention.
upon request from the authors. In addition, we performed
a hand search of articles in our personal libraries. Our HISTORY
recommendations for referral throughout the text are Our literature search located no studies that dis-
based to the maximum extent possible on psychometric cussed the reliability or validity of history items. History
properties of the tests and measures. However, data on taking with patients complaining of dizziness is com-
diagnostic accuracy of the history items and physical plex. Table 13 provides a suggested patient self-report
tests are often absent, contradictory, or insufficient for intake questionnaire and Table 14 contains a template
confident diagnostic decision making. for a structured interview.

Table 13. Patient Self-report Intake Questionnaire*

Patient Name_________________________________________ Age__________ Gender M/F

MEDICAL HISTORY
Have you in the past been diagnosed with or do you currently have (check all that apply):
m Head trauma m Recent viral infection
m Neck trauma m Recent inoculation
m Inner or middle ear infection m Multiple sclerosis
m Middle ear surgery m Lung cancer
m Inner ear degeneration m Ovarian cancer
m Recent upper respiratory infection m Hodgkin disease (lymphatic cancer)
m Recent bacterial infection m Breast cancer
m Syphilis m Heart disease
m Tuberculosis m Chronic obstructive lung disease
m Rheumatoid arthritis m Atherosclerosis (hardening arteries)
m Crohn disease m Thromboembolic disease (blood clots)
m Polyarteritis (autoimmune disease affecting m Neck degeneration
the arteries) m Recurrent episodes of vertebrobasilar ischemia
m AIDS (limited blood supply to the brain)
m Recent chicken pox m Visual impairments
m Recent mumps m Migraine or migraine-related disorders
m Recent poliomyelitis m Joint replacement in the leg
m Mononucleosis (Epstein-Barr, mono) m Other orthopaedic surgical procedure

19
Table 13. Continued.

Have you recently:


m Been in contact with rodents (mice, guinea pigs, hamsters) m Gone flying
m Gone diving m Coughed, sneezed, or strained forcefully
m Gone for a long train ride m Lifted very heavy items
m Had your neck manipulated m Gone on a boat trip

Has a member of your family ever been diagnosed with or does a family member currently have
(check all that apply):
m Familial paroxysmal ataxia m Coronary artery disease
m Ménière disease m Peripheral vascular disease
m Otosclerosis m Spinocerebellar ataxia
m Migraine m Friedreich ataxia
m Vertebrobasilar migraine m Ataxia-telangiectasia

Have you used or are you currently using (check all that apply):
m Alcohol m Gentamicin m Phenytoin
m Amikacin m Heroin m Potassium
m Angel dust m Isoniazid m Procainamide
m Antidepressants m Kanamycin m Propranolol
m Antihypertensives m Levodopa m Pyridoxine
m Aspirin m Meprobamate m Quinidine
m Barbiturates m Methaqualone m Quinine
m Benzodiazepines m Methyldopa m Reserpine
m Bromocriptine m Metoclopramide m Streptomycin
m Butyrophenones m Monoamine oxidase (MOA) inhibitors m Taxol
m Cis-platinum m Nitroglycerin m Tetrabenazine
m Digitalis m Phencyclidine m Tobramycin
m Diuretics m Phenothiazines m Tricyclic antidepressants
m Ethchlorvynol

How many different medications are you using in total on a daily basis? ____________
Are you taking the medication as prescribed? Y/N

*Reprinted with permission from Vidal P, Huijbregts P. Dizziness in orthopaedic physical therapy practice: history
and physical examination. J Man Manipulative Ther. 2005;13:222–251. Copyright 2005, Journal of Manual and
Manipulative Therapy.

Symptoms indicating presyncopal and other dizziness may indicate


Symptom description the need for referral.
A description of dizziness symptoms may be help-
ful for initial classification into 1 of the 4 dizziness Vertigo
subtypes of vertigo, presyncope, dysequilibrium, and An illusion of rotary movement implicates the SCC.67
other dizziness. Vertigo is often described as a spinning Rotary vertigo is a symptom in most peripheral ves-
or rotating sensation, a sensation of self-movement or of tibulopathies. An illusion of linear movement, arguably
the environment moving, whereas patients with presyn- not true vertigo, indicates a lesion involving the otolith
copal dizziness complain of lightheadedness, a sense of organs but can also occur in patients with a perilym-
impending fainting, or tiredness. Patients with dysequi- phatic fistula.67 Vertigo as a result of peripheral lesions
librium may complain of unsteadiness and weakness. is often severe, intermittent in nature, and of a shorter
Patients who fall into the subtype of other dizziness may duration than vertigo due to a central lesion. A central
report anxiety, depression, or fatigue. However, patients lesion often produces constant but less severe vertigo.43
commonly have difficulty describing their symptoms. Vertigo is a symptom in patients with BPPV, Ménière
The above classification system is also challenged when disease, acute peripheral vestibulopathy, otosclerosis,
an individual complains of symptoms fitting more than toxic vestibulopathies, and autoimmune disease of the
1 subtype, as may be the case in older adults with mul- inner ear.43,57 It is less common in patients with cerebel-
tisystem impairment.51 However, symptom description lopontine angle tumors or acoustic neuropathy.43 Vertigo

20
Table 14. Patient History Form*†

Patient Name__________________________________________________________ Date______________________

Symptom description ______________________________________________________________________________


_________________________________________________________________________________________________
m Vertigo m Dysequilibrium
m Presyncopal dizziness m Other dizziness

Symptom onset m Sudden m Insidious________________________________________________________________


_________________________________________________________________________________________________
Precipitating factors m Constant m Intermittent m Episodic______________________________________________
_________________________________________________________________________________________________
m Transfer sitting to supine position m Prolonged standing
m Rolling over in supine m While recumbent and motionless
m Head flexion and extension m Wearing tight collar
m Transfer supine to sitting position m Hyperventilation
m Any head movement m Coughing
m Caffeine m Urination
m Exercise m Rapid rising from sitting
m Alcohol m Prolonged neck extension-rotation
m Emotional stimuli m Menstrual period
m Pain m Arm activity
m Fatigue m Anxiety
m Fear

Prodromal symptoms Y/N Duration__________________________________________________________________


m Lightheadedness m Tachycardia
m Pallor m Visual aura
m Salivation m Other neurological aura
m Blurred vision

Symptom latency Y/N Duration_____________________________________________________________________


Symptom duration m 30-60 sec____________________________________________________________________
Symptom fatigability Y/N__________________________________________________________________________
Associated symptoms
m Ataxia_____________________________________________________________________________________
m Hearing loss: m Sudden onset m Fluctuating m Progressive m Left m Right m Both____________________
m Tinnitus: m Left m Right m Both _____________________________________________________________
m Sensation of fullness in the ear: m Left m Right m Both____________________________________________
m Nausea____________________________________________________________________________________
m Vomiting___________________________________________________________________________________
m Dysarthria__________________________________________________________________________________
m Pain_______________________________________________________________________________________
m Headache in combination with neck pain m Tonsillar pillar or external ear pain with swallowing,
m Unilateral and pulsating headache talking, or coughing
m Sudden onset neck and occipital pain m Abdominal pain
m Chest, neck, and arm pain
m Sensory abnormalities_______________________________________________________________________
m Perioral numbness and paresthesia m Quadrilateral paresthesia
m Unilateral facial paresthesia m Trigeminal distribution paresthesia
m Strength___________________________________________________________________________________
m Facial weakness m Transient quadriplegia
m General fatigue m Arm fatigue-paralysis
m Chronic fatigue m Generalized arm and leg weakness

21
Table 14. Continued.

m Visual abnormalities___________________________________________________________________________
m Loss of color vision m Blurry vision
m Visual field deficits m Diplopia with head movement
m Constant diplopia m Photophobia
m Tilt illusion
m Mental and psychological status_________________________________________________________________
m Decreased cognition m Stupor
m Acute confusion m Anxiety
m Memory deficits m Depression
m Other________________________________________________________________________________________
m Diaphoresis m Coughing
m Hot flushed skin m Cyanosis
m Myoclonus m Edema legs
m Muscular twitching m Claudication
m Spastic bladder m Feeling of choking
m Discharge from the ear m Feeling of unreality
m Thirst m Fear of losing control
m Polyuria m Fear of dying
m Polyphagia m Insomnia
m Unexplained weight loss m Gastroesophageal reflux
m Palpitations m Drop attacks
m Shortness of breath m Remitting-relapsing neurological dysfunction

Current history_____________________________________________________________________________________
__________________________________________________________________________________________________
__________________________________________________________________________________________________
__________________________________________________________________________________________________
Diagnostic tests____________________________________________________________________________________
__________________________________________________________________________________________________
Occupation________________________________________________________________________________________
Leisure time________________________________________________________________________________________
Social history N/A __________________________________________________________________________________
General health Unexplained weight loss +/- Night pain +/- Consistent pattern of night pain +/- Loss of appetite +/-
Other_____________________________________________________________________________________________

*Reprinted with permission from Vidal P, Huijbregts P. Dizziness in orthopaedic physical therapy practice: history
and physical examination. J Man Manipulative Ther. 2005;13:222–251. Copyright 2005, Journal of Manual and
Manipulative Therapy.

Reason for referral indicated in italics.

may only be episodic in patients with a perilymphatic syndrome.43 Ataxia may affect gait in patients with hy-
fistula in case of a low-volume leak but can be severe pothyroidism, paraneoplastic cerebellar degeneration,
in patients with a large fistula.41 Vertigo also occurs in ataxia-telangiectasia, Arnold-Chiari malformation, VBI,
the diseases causing brainstem hypoperfusion (eg, VBI, and myelopathy.43,64,76-78 Gait ataxia is the presenting
vertebrobasilar infarction, basilar-type migraine, verte- symptom in all patients with hereditary spinocerebellar
brobasilar migraine, vestibular migraine, and subclavian degenerations. It is also the most common finding in
steal syndrome).43,57,60,64,69,71,72 Any complaint of vertigo patients with alcoholic cerebellar degeneration and the
other than intermittent, severe, rotary, short-lasting ver- presenting complaint in 10% to 15% of patients with
tigo likely indicates a need for referral. multiple sclerosis. Trunk ataxia is a symptom in patients
with ataxia-telangiectasia and Creutzfeldt-Jakob disease;
Ataxia these 2 diseases also produce limb ataxia, as does para-
Ataxia is a dyscoordination or clumsiness of movement neoplastic cerebellar degeneration.43 In addition, 10%
not associated with muscular weakness.43 It is a symptom of patients with Wernicke encephalopathy present with
in patients with cerebellar tumors and subclavian steal ataxia of the arms while 20% present with ataxia affect-

22
Table 15. Patient Physical Examination Form*†‡

Patient Name___________________________________________________________ Date___________________

OBSERVATION
Skin m Red spider veins on ears and cheeks m Dry skin m Brittle hair m Lemon-yellow discoloration skin
m Papilledema m Clubbing fingernails m Trophic changes skin m Peripheral edema
Posture m Increased kyphoscoliosis m Craniocervical junction abnormalities m Lateral head tilt
m Forward head posture
Eyes m Pigmented corneal rings m Red spider veins corner of the eyes m Vertical misalignment L high
m Vertical misalignment R high m Horizontal misalignment m Horner syndrome
m Corrective lateral head tilt when covering one eye in case of vertical misalignment
Other________________________________________________________________________________________

VITAL SIGNS
Blood pressure m Arm systolic difference (≥45 mm Hg) +/-_______________________________________
Heart rate m Palpitations +/-______________________________________________________________
Sit-to-stand test m Blood pressure (decrease ≥20 mm Hg) +/- m Heart rate (increase ≥20 bpm) +/-
m Lightheadedness____________________________________________________________
Auscultation m Carotid bruit +/- m Cardiac abnormalities +/-____________________________________

GAIT ASSESSMENT____________________________________________________________________________
_____________________________________________________________________________________________
m Wide-based gait m Steppage gait
m Titubation m Improved gait with assistive device
m Unilateral deviation when walking a straight line m Difficulty with concurrent head rotation
m Unable to walk tandem gait m Wildly lurching without loss of balance

VESTIBULOSPINAL EXAMINATION
Single-leg stance m L ______sec m R ____sec_______________________________________________
Romberg m Eyes open________________________ m Eyes closed ______________________
Sharpened Romberg m Eyes open________________________ m Eyes closed ______________________
CTSIB m Level, eyes open___________________ m Level, eyes closed_________________
m Foam, eyes open___________________ m Foam, eyes closed_________________
Fukuda step test m Rotate >30° +/- m Rotate L/R m Forward displacement >50 cm +/-

CRANIAL NERVE EXAMINATION_______________________________________________________________

Cranial nerve Test L/R


I. Olfactory Identify different odors + -
II. Optic Test visual fields (confrontation method) + -
III. Oculomotor Upward, downward, and medial gaze + -
IV. Trochlear Downward and lateral gaze + -
V. Trigeminal Corneal reflex, face sensation, clench teeth + -
VI. Abducens Lateral gaze + -
VII. Facial Close eyes tight, smile, whistle, puff cheeks + -
VIII. Vestibulocochlear Hear watch ticking, hearing tests, balance tests + -
IX. Glossopharyngeal Gag reflex, ability to swallow + -
X. Vagus Gag reflex, ability to swallow, say “ahhh” + -
XI. Accessory Resisted shoulder shrug + -
XII. Hypoglossal Tongue protrusion (observe for deviation) + -

23
Table 15. Continued.

OCULOMOTOR EXAMINATION
Spontaneous nystagmus central gaze +/-________________________________________________________
m Jerk m Skew
m Pendular m Alternating m Periodic m Irregular
m Horizontal m L m R m Suppressed with visual fixation m Yes m No
m Vertical m Up-beating m Down-beating m Suppressed by convergence
m Torsional m Increased by fixation
Spontaneous nystagmus eccentric gaze +/-________________________________________________
m Increased with looking towards fast phase m Provoked on lateral or upward gaze
m Horizontal nystagmus m Small, unsustained eye movements at end range
Saccadic eye movements +/-______________________________________________________________
m Hypometria m Saccades during fixation on target
m Hypermetria m Oscillating horizontal saccades with gaze shift
m Horizontal saccades with vertical test
Smooth pursuit testing +/-________________________________________________________________

HEARING EXAMINATION
Weber test m Midline m L m R
Rinne test m Bone conduction > air conduction m Bone conduction ≤ air conduction

ACTIVE RANGE-OF-MOTION EXAMINATION Asterixis +/- Myoclonus +/- Chorea +/-______________________


_________________________________________________________________________________________________
_________________________________________________________________________________________________

LIMB ATAXIA EXAMINATION


Finger-to-nose test m Intention tremor L+/R+/- m Overshooting L+/R+/-
Finger-to-finger-test m Horizontal overshooting L+/R+/- m Vertical overshooting L+/R+/-
Heel-to-shin test m Intention tremor L+/R+/- m Overshooting L+/R+/-
Toe-to-finger test m Intention tremor L+/R+/- m Overshooting L+/R+/-
Dysdiadochokinesia m Finger tapping +/- m Pronation-supination +/- m Toe tapping +/-
Barre test L+/R+/-________________________________________________________________________________

PASSIVE RANGE-OF-MOTION EXAMINATION Hypotonia +/- Rigidity +/- Spasticity +/- Clonus +/-
_______________________________________________________________________________________________
_______________________________________________________________________________________________
Stability tests____________________________________________________________________________________
PPIVM/PAIVM__________________________________________________________________________________

STRENGTH EXAMINATION ______________________________________________________________________


_______________________________________________________________________________________________
_______________________________________________________________________________________________

REFLEX EXAMINATION Hoffman reflex L+/R+/- Babinski sign L+/R+/- DTR______________________________


_______________________________________________________________________________________________

SENSATION TESTS______________________________________________________________________________
m Joint position sense__________________________________________________________________________
m Vibration sense_____________________________________________________________________________

VERTEBROBASILAR EXAMINATION
De Kleyn-Nieuwenhuyse test L+/R+/-______________________________________________________
m Latency 0 _____sec m >60 sec m Vertical down-beating nystagmus
m Duration 0 ____ sec m Nonaccommodating m Other nystagmus
m Fatigable Y/N m Geotropic
m Horizontal nystagmus m Apogeotropic
m Torsional nystagmus

24
Table 15. Continued.

Sustained cervical rotation test L+/R+/-___________________________________________________________


m Latency 0 _____sec m >60 sec m Vertical down-beating nystagmus
m Duration 0 ____ sec m Nonaccommodating m Other nystagmus
m Fatigable Y/N m Geotropic
m Horizontal nystagmus m Apogeotropic
m Torsional nystagmus
Hautant test m Midrange +/- m Extension-rotation L+/R+/- m Latency with + extension-rotation position Y/N

VESTIBULO-OCULAR EXAMINATION
Dynamic visual acuity Decrease by ≥2 lines on Snellen chart +/-____________________________________
Autorotation test Inability to continue for 60 sec +/- <100 oscillations in 60 sec +/-____________________
Doll’s head test Catch-up saccades toward fixation target +/-________________________________________
Head-shaking nystagmus test +/ - m Nystagmus toward side of lesion m Nystagmus away from side of lesion
m Nonhorizontal nystagmus
Head thrust test +/- m Corrective saccade on head moving right m Corrective saccade on head moving left

BPPV EXAMINATION
Hallpike-Dix L+/R+/-___________________________________________________________________________
m Positive bilateral m L < R m L > R m Torsional nystagmus
m Latency 0 _____sec m >60 sec m Vertical down-beating nystagmus
m Duration 0 ____ sec m Nonaccommodating m Other nystagmus
m Fatigable Y/N m Geotropic
m Horizontal nystagmus m Apogeotropic
Straight head-hanging test +/-___________________________________________________________________
m Latency m _____sec m >60 sec m Torsional nystagmus
m Duration m ____ sec m Nonaccommodating m Vertical down-beating nystagmus
m Fatigable Y/N m Other nystagmus
m Horizontal nystagmus
Roll test +/-_________________________________________________________________________________
m L<R m Torsional nystagmus
m L>R m Vertical down-beating nystagmus
m Latency 0 _____sec m Other nystagmus
m Duration 0 ____ sec m Geotropic
m Fatigable Y/N m Apogeotropic
m Horizontal nystagmus
Walk-rotate-walk test L+/R+/-_________________________________________________________________

CERVICOGENIC DIZZINESS EXAMINATION


Neck torsion test L+/R+/-________________________________________________________________
m Latency m Immediate m_____sec m Torsional nystagmus
m Duration m ____ sec m Vertical down-beating nystagmus
m Fatigable Y/N m Other nystagmus
m Horizontal nystagmus

BREATHING-RELATED TESTS
Hyperventilation test m Dizziness +/- m Nystagmus +/- m Minimal latency +/- Latency _____sec
Valsalva test m Dizziness +/- m Nystagmus +/- m Minimal latency +/- Latency _____sec
Cough test m Dizziness +/-

*Reprinted with permission from Vidal P, Huijbregts P. Dizziness in orthopaedic physical therapy practice: history
and physical examination. J Man Manipulative Ther. 2005;13:222–251. Copyright 2005, Journal of Manual and
Manipulative Therapy.

Reason for referral indicated in italics.
‡
CTSIB indicates Clinical Test of Sensory Integration of Balance; PPIVM, passive physiological intervertebral motion;
PAIVM, passive accessory intervertebral motion; and BPPV, benign paroxysmal positional vertigo.

25
ing the legs.43 A patient report of ataxia confirmed by indication for referral.43 A complaint of vomiting with
physical tests indicates a need for referral. dizziness may indicate a need to refer in adults and
constitutes a clear reason for referral in children.
Hearing loss
A sudden onset of unilateral deafness may be due Dysarthria
to labyrinthine artery infarction, possibly indicating an Dysarthria can be a symptom in patients with hy-
infarction in the vertebrobasilar system.42 A rapid loss of pothyroidism, paraneoplastic cerebellar degeneration,
perilymphatic fluid due to a perilymphatic fistula will Friedreich ataxia, ataxia-telangiectasia, Creutzfeldt-Jakob
produce hearing loss, but hearing may be normal in the disease, familial paroxysmal ataxia, VBI, Arnold-Chiari
case of a low-volume leak.41 Ménière disease produces a malformation, and vertebrobasilar migraine.43,57,58,64 A
fluctuating low-frequency hearing loss, which is progres- complaint of dysarthria indicates the need for referral.
sive over multiple episodes.43,98 Autoimmune disease of
the inner ear also produces a fluctuating hearing loss.57 Pain
Progressive unilateral hearing loss is also a typical pre- Headache is a symptom in patients with cerebel-
sentation of patients with acoustic neuromas.99 Hearing lopontine angle and cerebellar tumors, salicylate over-
loss is also a symptom in patients with acute labyrinthi- dosage, Arnold-Chiari malformation, familial paroxys-
tis, quinine or quinidine toxicity, salicylate overdosage, mal ataxia, and cervicogenic dizziness.17,43,57 In fact,
Friedreich ataxia, otosclerosis, vestibulocochlear nerve a correlation between neck pain and dizziness is one
compression due to bacterial, syphilitic, or tuberculous of the diagnostic criteria for cervicogenic dizziness.17
infection or due to sarcoidosis, Paget disease, diabetes Suboccipital and neck pain described as a tight collar
mellitus, hypothyroidism, and in 50% of patients treated and aggravated by neck movements and burning pain
with the chemotherapeutic drug Cis-platinum.43,98 Any along the ulnar arm may indicate posterior fossa mal-
previously undiagnosed complaint of hearing loss, espe- formation with compression at the foramen magnum.58
cially when confirmed by physical tests, indicates a need A unilateral pulsatile headache may be indicative of
for referral. migraine.43,60 A sudden-onset neck and occipital pain is
the hallmark symptom of vertebral artery dissection.69,70
Tinnitus Occipital headache is a symptom of vertebrobasilar mi-
Tinnitus may occur in patients with Ménière disease graine.57 Chest, neck, and arm pain or discomfort may
as does a feeling of fullness of the ear.41,43,98 Tinnitus be symptoms implicating a cardiovascular etiology for
also occurs in patients with Cis-platinum and salicy- patients complaining of presyncopal dizziness.59 Chest
late toxicity and in patients with familial paroxysmal pain may also occur in patients with panic disorder.50,84
ataxia.43,57 Tinnitus can also be more benign, resulting Paroxysmal pain in the tonsillar pillar or external ear
from increased tone in the tensor tympani muscle due to with swallowing, talking, or coughing implicates glos-
trigeminal hyperactivity associated with an upper cervi- sopharyngeal neuralgia as a cause for presyncopal
cal injury.100 A complaint of tinnitus combined with aural dizziness.43,98 Variable patterns of arm, leg, and trunk
fullness, a positive medication history, or a family history pain can be a symptom in patients with myelopathy.76-78
positive for familial paroxysmal ataxia indicates a need Abdominal pain may occur due to quinine or quinidine
for referral. toxicity.43 In the context of evaluating patients with diz-
ziness, any pain pattern other than those indicative of
Nausea cervicogenic dizziness-related neck pain and musculo-
Nausea is common in patients with BPPV, Ménière skeletal pain possibly associated with musculoskeletal
disease, acute peripheral vestibulopathy, salicylate impairments causing dysequilibrium indicates a need
overdosage, quinine or quinidine overdosage, cerebel- for referral.
lar tumors, Arnold-Chiari malformation, migraine, or
VBI.41,43,52,64 It can also be indicative of panic disorder.50,84 Sensory abnormalities
A positive family history for Ménière disease or a positive Perioral numbness and paresthesia are symptoms in
medication history in combination with nausea indicates patients with hyperventilation but also occur in patients
a likely need for referral. with VBI.43,64 Limb paresthesia is also a symptom for pa-
tients with vertebrobasilar migraine.57 Bilateral or quad-
Vomiting rilateral limb paresthesia, either constant or reproduced
Vomiting may be a symptom for patients with Mé- or aggravated by neck movements, may indicate VBI.4
nière disease, acute peripheral vestibulopathy, salicylate Arm paresthesia is common in patients with subclavian
overdosage, quinine or quinidine overdosage, cerebellar steal syndrome.43 Nondermatomal sensory impairments
tumors, Arnold-Chiari malformation, and vertebrobasilar are indicative of myelopathy.76-78 Paresthesia along the
migraine.41,43,57 The occurrence of vomiting in patients spine that occurs with neck and trunk flexion may indi-
with BPPV is rare.52,55 Vomiting, headache, ataxia, and cate a compressive lesion at the foramen magnum.58 Pe-
visual dysfunction are often the presenting symptoms ripheral neuropathy in the lower extremities commonly
in children with primary cerebellar tumors and a clear occurs in persons with diabetes, resulting in impaired

26
somatosensory function.101 Paresthesia in the trigeminal Mental and psychological status
nerve distribution may occur with cervicogenic dizzi- Changes in mental and psychological status may be
ness, indicating involvement of the trigemino-cervical noted by the patient or by people close to the patient.
nucleus.63 Trigeminal distribution (facial) and nonder- Dementia is a state in which there is a significant loss
matomal patterns of paresthesia indicate the need for of intellectual capacity and cognitive functioning, lead-
careful evaluation and possible referral. ing to impairment in social or occupational functioning
or both.104 Wilson disease, Creutzfeldt-Jakob disease,
Strength and endurance hypothyroidism, paraneoplastic syndromes, and some
Facial weakness is a symptom in patients with cer- spinocerebellar degenerations may cause dementia in
ebellopontine angle tumor and familial paroxysmal association with ataxia. Dementia with sensory ataxia
ataxia.43,57 General fatigue occurs in patients with dia- may indicate neurosyphilis or vitamin B12 deficiency.
betes or cardiovascular etiologies for presyncopal dizzi- An acute confusional state with ataxia may occur with
ness complaints.59,62 Chronic fatigue is also a symptom alcohol, sedative, salicylate, or hallucinogen intoxica-
of panic disorder.50,84 Transient quadriplegia is a rare tion, or in patients with Wernicke encephalopathy.
symptom in patients with vertebrobasilar migraine.57 Korsakoff anamnestic syndrome and cerebellar ataxia
Ipsilateral arm fatigue or even paresis is indicative of are associated with chronic alcohol abuse. Lassitude
subclavian steal syndrome.43 Nonmyotomal weakness in is common in patients with migraine.43 Confusion and
the legs and arms may indicate myelopathy; generally, stupor can result from vertebrobasilar migraine.57 Anxiety
complaints of weakness may focus the clinician on a and depression may be indicative of dizziness due to
musculoskeletal impairment as causative or contributory panic disorder.50,84 In one study, depression and panic
to the patient’s complaint of dizziness or dysequilibrium. disorder were present in 50% of patients with initially
Any weakness not directly related to a discrete musculo- organic vestibular hypofunction 3 to 5 years after onset,
skeletal problem indicates a need for referral. leading Tusa105 to suggest that psychological disturbances
that develop due to vestibular disorders may become the
Visual abnormalities primary cause of dizziness, replacing the initial organic
Quinine and quinidine toxicity may cause vision cause. Eckhardt-Henn et al86 reported that 15.8% of 190
deficits, including the loss of color vision.43 Visual patients complaining of dizziness fell into this category
dysfunction is often one of the presenting symptoms in of psychosomatic dizziness. Standardized measures with
children with primary cerebellar tumors.43 Visual field established reliability and validity, such as the Mini-Men-
deficits may indicate vertebrobasilar infarction.69 Blurred tal State Examination106 and the Beck Depression Inven-
vision may be a prodromal symptom for vasovagal tory107 may facilitate communication with a physician
syncope.41,43 Visual instability with head movement or when referring a patient for further medical evaluation.
oscillopsia suggests an impaired vestibulo-ocular reflex Any noted mental or psychological abnormality indicates
and is indicative of vestibular system involvement.102 A the need for referral.
tilt illusion or deviation of the subjective visual vertical
axis may indicate otolith dysfunction; however, it can Other symptoms
also be caused by ischemia or infarction in the vertebro- Diaphoresis is a symptom in patients with acute
basilar system and its branches, unilaterally affecting the labyrinthitis, quinine or quinidine toxicity, and panic dis-
vestibular nuclei, the medial longitudinal fascicle, and order.41,43,50,84 Patients with quinine or quinidine toxicity
other nuclei involved in the vestibular mechanism, or may indicate hot and flushed skin.43 Fever is a symptom
the thalamus.92 Nonvestibular disorders can also cause a of familial paroxysmal ataxia.57 Myoclonus may occur
tilt illusion; third and fourth cranial nerve palsies may be in patients with Creutzfeldt-Jakob disease; hyperventila-
responsible for monocular tilts of the subjective visual tion is associated with muscular twitching.43 A spastic
vertical.103 In general, nonvestibular causes for a tilt of bladder can be caused by myelopathy.76-78 Patients with
the subjective visual vertical result in minor and unpre- undiagnosed skull fractures may note discharge from the
dictable changes as compared to vestibular disorders.103 ear.43 Extrapyramidal signs and symptoms may occur in
Otolith dysfunction or pathological processes in the oto- Creutzfeldt-Jakob disease.43 Carpal tunnel syndrome,
lith-ocular reflex pathways involving central processes myelopathy, and neuropathy may raise suspicion of
can result in patients complaining of vertical diplopia or hypothyroidism in undiagnosed patients.43 The clinician
sometimes diplopia, where one image is tilted in relation may suspect multiple sclerosis with a history of remitting
to another.67 Diplopia is also a symptom in patients with and relapsing dysfunctions in multiple locations in the
paroxysmal familial ataxia, VBI, and subclavian steal nervous system.43 Salicylate toxicity and diabetes melli-
syndrome.43,57,64 Visual auras can precede vertebrobasi- tus may cause excessive thirst.43,62 The clinician may also
lar migraine; 10% of patients with migraine experience suspect undiagnosed diabetes in cases of polyuria, poly-
a visual or other neurological aura.43,57 Photophobia is phagia, and unexplained weight loss.62 Palpitation and
another symptom in patients with migraine.43 Any report shortness of breath are symptoms in both patients with
of visual abnormality, with the possible exception of cardiovascular disease and panic disorder.50,59,84 Patients
oscillopsia, indicates a need for referral. with cardiovascular disease may also note coughing,

27
cyanosis, edema in the legs, and claudication,59 whereas to the affected side.52 This also occurs in patients where
patients with panic disorder may complain of a feeling the anterior SCC is involved, but there is less specific-
of choking, a feeling of unreality, fear of losing control ity as to the direction of head rotation.108 Dizziness is
or dying, insomnia, and gastroesophageal reflux.50,84 brought on in patients with horizontal SCC BPPV when
Unremitting hiccups may indicate a posterior fossa mal- rolling over in supine, but it can also occur with flexion
formation.58 and extension of the head or when transferring from
Pettman4 noted that drop attacks, defined as buckling supine to upright.56 Head movement may also provoke
of the legs in response to neck movements without loss symptoms in patients with cervicogenic dizziness.17
of consciousness, may indicate VBI. Due to the ischemic Dizziness in patients with otosclerosis may be po-
etiology of VBI, the authors would expect true vertebro- sitional but can also be constant.43 Attacks of familial
basilar compromise due to neck movement to have a slow paroxysmal ataxia can be triggered by exercise, caffeine,
onset that is progressive with sustained neck position and alcohol, or sudden movements.57 A vasovagal presyn-
that causes presyncopal dizziness or actually results in cope can be brought on by emotional stimuli, pain, the
loss of consciousness. In the authors’ clinical experience, sight of blood, fatigue, medical instruments, blood loss,
a drop attack may occur with neck motion in patients or prolonged motionless standing,41,43 and it usually oc-
with traumatic, degenerative, or disease-related upper curs when the patient is in a sitting or standing position;
cervical instability. Although the resultant shear forces only very rarely is the patient recumbent.43,98 A patient
certainly would seem to have the potential of mechani- complaining of presyncopal dizziness while recumbent
cally compromising the vertebral artery, the typical drop or after physical exercise should be screened for a car-
attack seems more likely related to cord compromise diovascular etiology.43 Carotid sinus syndrome has been
in this region. With a patient report indicative of drop related to wearing collars that are too tight or may be
attacks, we also need to consider a vestibular etiology due to local tumors in the neck pressing on the carotid
as discussed above. Vestibular drop attacks or otolithic sinus.43,98 In patients with Takayasu disease, exercise,
crises of Tumarkin occur without warning and are not as- standing, or head movements may bring on dizziness.43
sociated with vertigo, loss of consciousness, numbness, Hyperventilation and coughing may bring on hyperven-
or paralysis.89 A patient report of any of the symptoms tilation and cough presyncope, respectively.43 Dizziness
above indicates the need for referral. due to micturition syncope may occur before, during, or
after micturition.43 Orthostatic hypotension-related diz-
Symptom behavior ziness occurs when rapidly rising from a sitting position,
Symptom onset when standing up after prolonged recumbency, or after
The initial episode of Ménière disease has an prolonged motionless standing.41,43 A position of cervical
insidious onset, with the patient first noticing tinnitus, extension and rotation is often implicated as a trigger
hearing loss, and a sensation of fullness in the ear.43 Most for VBI.63 Neck manipulation has been associated with
symptoms in patients with central vestibular disorders cervical artery dissection (adjusted odds ratio 3.8; 95%
are the result of slowly progressive pathologies and confidence interval 1.3-11).5 Vertebrobasilar migraine
thus have an insidious onset. The onset of symptoms in occurs frequently during the menstrual period.57 Subcla-
patients complaining of dysequilibrium is also generally vian steal syndrome produces symptoms with physical
insidious. The onset of dizziness and other symptoms is activity of the ipsilateral arm.74 Stress, hyperventilation,
sudden in patients with acute peripheral vestibulopathy, and anxiety can all produce the symptoms of dizziness
aminoglycoside toxicity, labyrinthine damage due to associated with panic disorder.50,84 Situations commonly
head trauma, and large perilymphatic fistulae, and in pa- associated with other phobic syndromes (eg, large
tients suffering subsequent attacks of Ménière disease.41,43 crowds, open spaces, driving, or crossing a bridge) can
Presyncopal dizziness usually is sudden in onset when precipitate an attack of phobic postural vertigo.86 Dizzi-
precipitating activities are performed. Landsickness and ness described as tilting of the environment is aggravated
mal de debarquement syndrome are often brought on by by rapid postural changes.87 Constant vertiginous dizzi-
sea, air, or train travel.80 An abrupt onset is also charac- ness or dizziness brought on by factors other than neck
teristic of patients with symptoms due to panic disorder.50 or head movement indicate a likely need for referral.
An insidious onset of vertiginous dizziness and an abrupt
onset of presyncopal or other dizziness indicate a need Prodromal symptoms
for referral. Some pathology is characterized by prodromal symp-
toms, which occur after encountering the precipitating
Precipitating factors stimulus but before the symptoms of dizziness. Prodromes
Dizziness is often constant in patients with central and lasting 10 seconds to a few minutes and consisting of
bilateral peripheral vestibular lesions.43,67 Other forms of lightheadedness, pallor, salivation, blurred vision, and
dizziness are intermittent and precipitated by positioning, tachycardia often precede a vasovagal syncope.41,43 A
movement, or other stimuli. Patients with posterior SCC visual aura may precede migraine, basilar-type migraine,
BPPV complain of dizziness when they quickly transfer and vertebrobasilar migraine;57,71 10% of patients with
to a supine position, especially when the head is turned migraine report a visual or other neurological aura.43

28
Any report of prodromal symptoms indicates a need for disorder, and phobic postural vertigo.41,43,50,86,98 We have
referral. already discussed the constant symptoms in patients with
central vestibular lesions.6,43 Episodic bouts of dizziness
Symptom latency indicate a likely need for referral.
Symptom latency refers to the time lapsed between
exposure to the precipitating stimulus and the onset of Symptom fatigability
symptoms. Symptoms in patients with BPPV occur after Fatigability of symptoms refers to the decrease in symp-
a latency period of 1 to 5 seconds.52,53 The latency pe- toms of vertigo and nystagmus with repeated position-
riod in patients with VBI is long; Oostendorp8 reported a ing.108 It is characteristic for cervicogenic dizziness and
latency period of 55 ± 18 seconds after assuming the De BPPV.53 Nonfatigable dizziness indicates a likely need for
Kleyn-Nieuwenhuyse test position. One could assume referral, even though few patients will willingly provoke
that patients with subclavian steal syndrome also have dizziness repeatedly to find out about this characteristic.
a longer latency period; sufficient ischemia needs to
develop before symptoms occur. Depending on the eti- Pertinent Past and Present Medical History
ology, a vertebrobasilar infarction may be rapidly or very Patient demographics
slowly progressive.64 Onset of symptoms is immediate in Ataxia-telangiectasia has its onset before the age of 4.43
patients with cervicogenic dizziness upon assuming the Friedreich ataxia also starts in childhood.43 Migraine and
provoking position.53 A prolonged latency period (more vertebrobasilar migraine also usually have their onset early
than 60 seconds) indicates a likely need for referral. in life.43,57 Prevalence of vestibular migraine is highest in
the fourth decade in men and from the third to the fifth
Symptom duration decade in women; initial presentation can occur at any
As noted before, dizziness symptoms in patients with age.72 Cervical artery dissection is most prevalent in sub-
central vestibulopathies are generally less severe but jects below the age of 45.5 Takayasu disease affects mainly
constant and prolonged; symptoms with peripheral ves- women between the ages of 15 and 30.109 Panic disorder
tibulopathies are often severe but intermittent.43 Symp- often first occurs in young adulthood.50 Hyperventilation
toms in patients with BPPV generally last less than 30 most commonly affects patients between ages 20 and 40.43
seconds but may occur for up to 60 seconds.53 Vertigo The age of onset in Ménière disease is usually between
may last from minutes to days in patients with Ménière 20 and 50.43 Hearing loss associated with otosclerosis
disease.41,43,98 In patients with acute peripheral vestibu- generally starts before age 30.43 Cerebellopontine angle
lopathy, vertigo may be constant for up to 2 weeks.43 tumors have an age of onset between 30 and 60.43 The
Symptoms in patients with familial paroxysmal ataxia age of onset for alcoholic cerebellar degeneration is 40
last from 15 minutes to several hours.57 The average to 60.43 Cough syncope is most prevalent in middle-aged
symptom duration for patients with basilar-type migraine men.43 Hypothyroidism is most common in middle-aged
is 20 to 30 minutes.71 Symptoms last for up to 72 hours or elderly women.43 Benign paroxysmal positional vertigo
in patients with vertebrobasilar migraine.57 On average, generally occurs in people over age 40, and it rarely
vertigo and auditory symptoms last from a few minutes occurs in people under 20; however, peak incidence of
to several hours in patients with vestibular migraine.72 onset for BPPV is in the sixth decade of life.54 Orthostatic
Symptoms in patients with VBI and subclavian steal syn- hypotension is most common in people in the sixth and
drome are progressive and nonaccommodating until the seventh decades.41,43 Parkinsonism is most prevalent in
precipitating postures or activities are discontinued.53,74 older adults.41,43 Vasovagal syncope as a cause of dizzi-
One could assume that, based on the pathophysiology, ness can occur in all age groups.41,43 Onset of dizziness
the other types of presyncopal dizziness will behave and ataxia in childhood is a strong indicator for referral.
similarly. The duration of symptoms in patients with Men are more often affected by Ménière disease, al-
cervicogenic dizziness is usually brief after assuming coholic cerebellar degeneration, orthostatic hypotension,
the provoking position, although symptoms have been carotid sinus syndrome, and cough syncope.41,43 Women
reported as lasting minutes to hours.17,53 Dizziness and are more often affected by hypothyroidism, migraine,
other symptoms in patients with panic disorder have an vertebrobasilar migraine, and hyperventilation-induced
abrupt onset and peak in about 10 minutes.50 Symptom presyncope.43,57 Mal de debarquement syndrome is most
duration of longer than 60 seconds and nonaccommo- prevalent in middle-aged women.80 Takayasu disease
dating forms of dizziness indicate the need for referral. affects only women, while micturition syncope occurs
almost exclusively in men.43 Takayasu disease only affects
Symptom frequency women of Asian descent. Parkinsonism affects all ethnic
Dizziness associated with precipitating factors is, groups equally.43
of course, recurrent in nature depending on exposure
to those factors, as discussed above. Dizziness and Medical history
other symptoms are episodic in patients with Ménière Past and concurrent medical history may provide di-
disease, otosclerosis, perilymphatic fistulae with low- agnostic or screening clues in patients with complaints of
volume leaks, migraine, vertebrobasilar migraine, panic dizziness. A medical history of head trauma, labyrinthine

29
infection, surgical stapedectomy, chronic suppurative With the exception of neck trauma and degeneration
otitis media, and degenerative changes to the inner ear and recent lower extremity joint replacement or other
may indicate nonidiopathic BPPV.52,53,55 An upper-respi- orthopaedic procedures, a positive medical history in the
ratory infection precedes acute peripheral vestibulopathy absence of signs and symptoms indicative of the 3 con-
in 50% of patients.41 Acoustic neuromas are more com- ditions amenable to sole physical therapy management
mon in patients with neurofibromatosis.43 Vestibuloco- discussed above may indicate the need for referral.
chlear nerve compression can be the result of bacterial,
syphilitic, and tuberculous infection or sarcoidosis.41 Family history
Barotrauma due to diving or flying, a forceful Valsalva Familial paroxysmal ataxia is a hereditary recurrent
maneuver, or head trauma can produce a perilymphatic form of ataxia.57 Also, 20% of patients with Ménière
fistula.41,98 Head trauma can also cause occult skull disease have a positive family history.41 Patients with
fractures; a petrosal bone fracture can cause vertigo and otosclerosis, migraine, and vertebrobasilar migraine also
hearing loss.43 Autoimmune diseases such as rheumatoid commonly have a positive family history.43,57 Coronary
arthritis, Crohn disease, and polyarteritis are often con- artery disease and peripheral vascular disease with a
currently present in patients with autoimmune disease possible role in producing presyncopal dizziness have a
of the inner ear.57 Varicella, AIDS, mumps, poliomyelitis, strong family history.113 Some of the spinocerebellar atax-
infectious mononucleosis, and lymphocytic choriomen- ias are hereditary autosomal dominant diseases, while
ingitis (a virus borne by rodents) can all provide the Friedreich ataxia and ataxia-telangiectasia are autosomal
viral agent responsible for viral cerebellar infections.43 recessive diseases.43 A positive family history linked to
Acute cerebellar ataxia of childhood is often preceded relevant pathognomonic signs and symptoms constitutes
by a viral infection or inoculation.43 Vertigo is a common a reason for referral.
symptom in patients with multiple sclerosis, albeit not
often the presenting symptom.43 Epilepsy in the medical Medication history
history should prompt questions about phenytoin; long- Table 16 lists prescription, over-the-counter, and
term treatment with phenytoin may produce cerebellar recreational drugs associated with the various subtypes
degeneration.43 Patients with lung cancer, ovarian can- of dizziness, allowing the therapist to establish whether
cer, Hodgkin disease, and breast cancer are at risk for symptom description matches the possibly causative
paraneoplastic cerebellar degeneration.43 Breast and lung medication use reported. A strong relationship has been
cancer are also apt to metastasize to the posterior fossa in established between the number of medications taken
adults.43 A medical history positive for heart disease could (more than 5) and dizziness symptoms.51 Careful ques-
imply a cardiovascular origin for presyncopal dizziness tioning may implicate such overmedication as a cause
complaints.59 Chronic obstructive pulmonary disease is of dizziness. Noncompliance with medication may
frequent in patients with cough-related presyncopal diz- also be an issue (eg, the failure to take antidepressants
ziness.43 Atherosclerosis, thromboembolic disease, and in a patient with panic disorder). Additionally, the use
cervical spine trauma and degeneration have been sug- of a particular medication may signal to the therapist
gested to predispose patients to VBI.55,65,66 However, Ru- a medical condition that the patient failed to report. A
binstein et al5 noted no correlation for cervical artery dis- positive medication history with symptoms indicative of
section and atherosclerosis risk factors, such as cigarette a relevant dizziness subtype (Table 16), polypharmacy,
smoking, oral contraceptive use, diabetes, hypertension. and noncompliance with prescribed medication may all
They noted this might have been related to comparison constitute reason for referral.
in their systematic review with studies on patients with
ischemic stroke not related to arterial dissection. A medi- PHYSICAL EXAMINATION
cal history of migraine did show a strong association with Physical examination with the aim of differential di-
cervical artery dissection (adjusted odds ratio 3.6; 95% agnosis in patients complaining of dizziness requires a
confidence interval 1.5-8.6).5 Atherosclerosis can also multitude of tests. Table 15 provides a suggested format
lead to subclavian steal syndrome.11 Recurrent episodes for the physical examination. The proposed order of
of VBI predispose patients to vertebrobasilar infarction.43 examination in this format is intended to safeguard previ-
Cervical spine trauma and degeneration may also be the ously undiagnosed patients from unnecessary and poten-
basis for cervicogenic dizziness.16,17 A recent optometry tially harmful physical tests by establishing the need for
or ophthalmology report may reveal the visual impair- referral and obviating the need for further testing in case
ments associated with complaints of dysequilibrium.75 of a positive response to an earlier physical test.
A recent lower extremity joint replacement or other
orthopaedic surgery may be the cause for dysequilibrium Observation
in the elderly patient. A history of migraine or migraine- Skin
related disorders has been associated with vestibular Children with ataxia-telangiectasia have tiny, red spi-
dysfunction.110,111 In fact, vertigo is 3 times more com- der veins on the ears and cheeks. Dry skin with brittle hair
mon in patients with migraine, and there is a 30% to may indicate hypothyroidism. Vitamin B12 deficiency can
50% prevalence of migraine in patients with vertigo.112 cause a lemon-yellow skin discoloration. Papilledema

30
Table 16. Medications Associated With Subtypes of Dizziness*
Vertigo Presyncope Dysequilibrium Other Dizziness
Alcohol Digitalis Phenothiazines Alcohol
Aminoglycoside antibiotics Quinidine Butyrophenones Aminoglycoside antibiot-
• Streptomycin Procainamide Metoclopramide ics
• Gentamicin Propranolol Reserpine • Streptomycin
• Tobramycin Phenothiazines Tetrabenazine • Gentamicin
• Amikacin Tricyclic antidepressants Angel dust • Tobramycin
• Kanamycin Potassium Cis-platinum • Amikacin
Salicylates Methyldopa Isoniazid • Kanamycin
Quinine and quinidine Antidepressants Pyridoxine Salicylates
Cis-platinum Antihypertensives Taxol Quinine and quinidine
Sedative hypnotics Bromocriptine Cis-platinum
• Barbiturates Diuretics
• Benzodiazepines Levodopa
• Meprobamate Monoamine oxidase (MOA)
• Ethchlorvynol inhibitors
• Methaqualone Nitroglycerin
Anticonvulsants Phenothiazines
• Phenytoin
Hallucinogens
• Phencyclidine
Street drugs
• Heroin
Mercuric and
organophosphoric
compounds

*Reprinted with permission from Vidal P, Huijbregts P. Dizziness in orthopaedic physical therapy practice: history
and physical examination. J Man Manipulative Ther. 2005;13:222–251. Copyright 2005, Journal of Manual and
Manipulative Therapy.

due to increased intracranial pressure occurring together in cervicogenic dizziness,17,29 but it may also be caused
with dysequilibrium is indicative of an intracranial mass by ischemia or infarction in the vertebrobasilar system.92
lesion, usually in the posterior fossa.43,58 Clubbing of the A forward head posture, with the head backward bent on
fingernails, cyanosis of lips, trophic changes of the skin, the upper cervical spine, may cause external mechani-
and peripheral edema could suggest a cardiovascular cal compression of the vertebral artery, thus potentially
disorder.104,113 All abnormalities above in combination producing symptoms of VBI,63 but it may also lead to
with relevant symptoms noted in the history may indicate hypomobility of soft tissue and joint structures especially
the need for referral. in the upper cervical spine, an area implicated in cervi-
cogenic dizziness. We should interpret findings from a
Posture visual posture assessment with caution: Fedorak et al114
Postural deviations negatively affecting the location of noted fair mean intrarater reliability (κ = 0.50) and poor
the center of gravity in relation to the base of support may mean interrater reliability (κ = 0.16) for visual posture
result in patients complaining of the dysequilibrium type evaluation using a 3-point rating scale. Craniocervical
of dizziness. These deviations also prompt further muscu- junction abnormalities and lateral head tilt may indicate
loskeletal examination to determine cause and potential the need for referral.
management strategies. Postural deviations may also
indicate possible pathology. Friedreich ataxia typically Eyes
causes an increased kyphoscoliosis. Neurosyphilis fre- Pigmented corneal Kayser-Fleischer rings are due to
quently leads to hypertrophic or hypermobile joints with copper deposition in the cornea in patients with Wilson
subsequent effects on posture. Craniocervical junction disease.43 Children with ataxia-telangiectasia also have
abnormalities can occur with Arnold-Chiari malforma- spider veins in the corners of the eyes. Vertical and
tion.43 A lateral head tilt might indicate an otolith prob- horizontal misalignments of the eyes may be caused
lem (tilting of the environment) or just tightness of the by cranial nerve palsies. A skew deviation is a vertical
sternocleidomastoid or upper trapezius commonly seen misalignment of the eyes that is not the result of ocular

31
muscle palsy.67 Skew deviation is best detected by alter- than 100 beats per minute) and bradycardia (less than 60
nately covering the eyes; patients with skew deviation beats per minute) may indicate relatively benign condi-
make a vertical corrective movement in the sense of a tions, such as mitral valve prolapse and athlete’s heart
lateral head tilt when switching the cover from the unaf- but may also occur in more serious conditions such as
fected to the affected side. Skew deviation, head tilt, and coronary artery disease and aneurysm.104,113 Monitoring
ocular counter-rolling constitute the ocular tilt reaction.67 pulse rate during a sit-to-stand test may also be helpful
Unilateral lesions of the vestibular nucleus, the medial for diagnosing orthostatic hypotension. Witting and Gal-
longitudinal fascicle, and other vestibular centers due to lagher115 established a normative value of a pulse rate
vertebrobasilar infarction can produce a full ocular tilt re- increase of 5.3 ± 6.6 beats per minute in normal subjects
action.92 A unilateral thalamus lesion or a benign otolith and suggested an increase of at least 20 beats per minute
dysfunction can produce a partial ocular tilt reaction.92 In as a positive test for orthostatic hypotension based on a
patients with peripheral or vestibular nucleus lesions, the sensitivity of 0.98. Combined with a complaint of presyn-
lower eye indicates the side of the lesion; lesions above copal dizziness, this finding warrants referral.
the level of the vestibular nucleus present with the higher
eye on the side of the lesion.67 Horner syndrome occurs Auscultation
in some patients with foramen magnum compressive le- Auscultation tests can provide information on a pos-
sions.58 Any of these abnormalities indicates a need for sible cardiovascular disorder responsible for a patient
referral. complaint of presyncopal dizziness. Lok et al116 found
poor accuracy and interrater agreement for identification
Vital Signs of some cardiac auscultation parameters. Listening for
Blood pressure carotid bruits has been suggested as a screening tool for
In patients with subclavian steal syndrome, a differ- the likelihood of a vertebrobasilar incident with cervical
ence in blood pressure between the affected and unaf- manipulation.64 We earlier discussed the role of collateral
fected arm is virtually always present. On average, systolic (carotid) circulation in the occurrence of VBI. Terrett64
blood pressure is 45 mm Hg lower in the arm supplied noted that the validity of carotid bruits in the diagnosis
by the stenotic blood vessel.43 Symptoms indicative of of carotid stenosis or prediction of a vertebrobasilar inci-
subclavian steal syndrome in combination with at least dent is questionable. Negative auscultation results would
45 mm Hg lower systolic blood pressure in the symp- seem to provide the therapist with a false sense of doing a
tomatic arm is a reason for referral. Hypertension and relevant vertebrobasilar screening.64 In contrast, Magyar
hypotension can contribute to dizziness symptoms.104 et al117 reported 56% sensitivity and 91% specificity for
Monitoring the patient’s blood pressure response when detection of a 70% to 99% carotid stenosis when com-
transferring from a lying to a standing position is used as pared with color duplex ultrasound. They also reported
a diagnostic test for orthostatic hypotension. A drop in a positive predictive value of 27% of a bruit found and
systolic blood pressure of at least 30 mm Hg or a drop a 97% negative predictive value for a normal ausculta-
of 10 mm Hg in diastolic blood pressure is indicative of tion. They concluded that carotid auscultation is a useful
orthostatic hypotension.43 Eaton and Roland41 considered screening procedure for carotid occlusion or stenosis. In
a drop of 20 mm Hg in systolic or 10 mm Hg in diastolic light of the possible contradictory interpretation of these
blood pressure 2 minutes after standing indicative of values for diagnostic test accuracy for auscultation of
orthostatic hypotension, but they also warned that blood carotid bruits and the poor values for accuracy of cardiac
pressure readings in elderly patients might not precisely auscultation, positive auscultation findings indicate the
meet those criteria. Witting and Gallagher115 established need for cautious continued examination.
normative values; in 176 healthy subjects, systolic blood
pressure decreased by 1.2 ± 9.8 mm Hg after 1 minute Gait Assessment
of standing preceded by 5 minutes of sitting. A drop in Patients with cerebellar ataxia have a wide-based
systolic blood pressure of at least 20 mm Hg had a speci- staggering gait, sometimes with titubation (staggering or
ficity of 0.97 for detecting orthostatic hypotension.115 stumbling gait) or oscillation of head and trunk.43 Uni-
Combined with a complaint of presyncopal dizziness, lateral cerebellar lesions result in a deviation toward the
this finding warrants referral. side of the lesion when the patient attempts to walk in a
straight line. Patients with cerebellar ataxia are unable to
Heart rate walk in a tandem gait. In patients with sensory ataxia, gait
Palpation of pulses may be useful in detecting a cardio- is also wide based. Impaired proprioception may cause
vascular disorder. Palpitations, the presence of an irregular steppage gait. The patient lifts the feet excessively high
heartbeat, may indicate a disturbance in the heart’s abil- off the ground and slaps them down rather heavily. Us-
ity to normally conduct electrical impulses104 and may be ing a cane or a railing often dramatically improves gait.43
benign or quite dangerous. Palpitations lasting for hours Difficulty walking with concurrent rotation of the head in
or irregular heartbeats accompanied by pain, shortness of the horizontal plane may indicate a peripheral vestibular
breath, or lightheadedness require referral to a physician deficit. Gait unsteadiness may also be a complaint in
for medical evaluation.104 Similarly, tachycardia (greater patients with psychiatric or factitious disorders. Simon

32
et al43 noted that wildly reeling or lurching movements a young adult is 30 seconds, and a low normal score
from which the patient is able to recover without loss is 6 seconds.121 The Romberg test has predictive validity
of balance may be indicative of conversion disorder or with regard to recurrent falls over a 6-month period in
malingering. Recovery of balance from self-imposed patients with Parkinson disease (sensitivity was 65% and
extreme positions and movements, in fact, demonstrates specificity greater than 90%).122
well-developed balance function. Gait assessment can A sharpened Romberg test (Figure 1B) involves stand-
also be done quantitatively with measures such as the ing with a decreased base of support as compared to
Tinetti Balance Scale and the Berg Balance Scale, both the Romberg test. The ataxic patient will prefer to stand
with established predictive validity with regard to fall with a wider base of support and will show reluctance
risk. The former has been reported to identify 7 out when asked to stand with the feet close together. Patients
10 fallers with 70% sensitivity and 52% specificity,118 with sensory ataxia are usually able to stand with the
whereas the latter was able to correctly identify fallers feet close together, as are some patients with vestibular
from nonfallers with 91% sensitivity and 82% specific- lesions. These patients will compensate for the loss of
ity.119 A score on either measure indicative of a low fall somatosensory and labyrinthine input, respectively, with
risk despite a complaint of dizziness and dysequilibrium an increased reliance on visual input.
may indicate kinesiophobia or movement-related fear,
which can be classified under other dizziness and may
indicate the need for referral. Titubation, oscillation of
head and trunk, unilateral deviation when attempting to
walk in a straight line, and wild reeling or lurching mo-
tions without loss of balance are less likely indicators of
musculoskeletal impairments and, therefore, indicators
for referral.

Vestibulospinal Examination
The vestibulospinal reflex stabilizes the body dur-
ing head movement; thus, it is responsible for postural
control. The vestibulospinal tests, in general, have poor
or untested diagnostic accuracy but can serve to guide
further examination by indicating the presence of pos-
tural instability and by implicating the vestibular versus
somatosensory system. In isolation, these tests do not
A B
affect a decision to refer or treat.
Figure 1. (A) Romberg test and (B) sharpened Romberg
Single-leg stance test.
Single-leg stance, with eyes open or closed, can be
used to screen for decreased postural control. In the Modified Clinical Test of Sensory Integration of Balance
acute stage of vestibular loss, a patient will be unable to The modified Clinical Test of Sensory Integration of
perform this test; however, patients who have a compen- Balance assesses the contribution of the visual, vestibu-
sated vestibular loss may test normal.120 This screening lar, and somatosensory systems to postural control. The
test is not specific to vestibular loss, as patients with test has 4 components: the patient standing on a level
other balance disorders may have difficulty perform- surface with the eyes open (Figure 2A), on a level sur-
ing single-leg stance.120 A normal single-leg stance test face with eyes closed (Figure 2B), on foam with the eyes
(especially with eyes closed) precludes further vestibu- open (Figure 2C), and on foam with eyes closed (Figure
lospinal testing. 2D). Initially, a patient will have available all sensory
systems to maintain balance. The eyes-closed condition
Romberg and sharpened Romberg will eliminate visual contribution, putting increased
The Romberg test (Figure 1A) challenges balance by demand on the somatosensory and vestibular systems.
decreasing the base of support. Patients with sensory or Standing on a foam surface with eyes closed alters the
vestibular dysfunction may be able to stand in a Romberg somatosensory input and eliminates visual input; thus,
stance, but closing the eyes takes away the visual cues the patient has to rely mostly on vestibular input. Patients
used to maintain balance, causing them to fall (ie, have with vestibulopathy will have difficulty maintaining an
a positive Romberg sign).43 Patients with a vestibular le- upright posture.120 Platform posturography is a computer-
sion tend to fall in the direction of the lesion.43 Patients ized version of this test with greater than 90% specificity
with cerebellar ataxia are unable to use visual cues to but very low sensitivity for the diagnosis of patients with
compensate and are unable to maintain their balance peripheral vestibular deficits. Posturography in combina-
in a Romberg stance whether their eyes are open or tion with other vestibular function tests has been shown
closed.43 A normal performance on the Romberg test for to increase sensitivity to 61% to 89%.123

33
A B

Figure 3. Fukuda step test.

C D affecting the brainstem. Obviously, the vestibulocochlear


nerve can be involved in patients complaining of dizzi-
Figures 2A to D. Modified Clinical Test of Sensory Inte- ness as well as the anatomically closely related trigeminal
gration of Balance. and facial nerves.43 Optic neuropathy can be the result
of multiple sclerosis, neurosyphilis, and vitamin B12 defi-
Fukuda step test ciency. A depressed corneal reflex or a facial nerve palsy
The Fukuda step test (Figure 3) assesses stability on the same side as the ataxia can result from a cerebello-
during self-initiated movement by asking the patient to pontine angle tumor. Lower brainstem disease can cause
march 50 or 100 steps in place with the arms raised in tongue or palate weakness, hoarseness, and dysphagia.30
front to 90° and with the eyes closed. A patient with a Some pathologies cause dizziness in combination with
unilateral vestibular lesion will tend to rotate greater than hearing loss. Table 15 contains a sample cranial nerve
30° toward the involved side.120 Forward displacement of examination.126 Visual field confrontation testing (cranial
more than 50 centimeters is also considered positive.124 nerve II) had low sensitivity but high specificity (97%)
These unilateral lesions include infarctions in the distri- and positive predictive value (96%) when compared to
bution of the anterior and posterior inferior cerebellar automated perimetry,127 indicating that a confrontation-
arteries.92 Bonanni and Newton125 found higher reliability method visual field test may only have diagnostic value
for the 50-step than the 100-step protocol. Herdman and if positive. We found no further data on reliability and
Whitney120 noted that there are many false positives and validity of the cranial nerve examination. Abnormal find-
negatives. Fell124 noted that the Fukuda step test is not a ings on the cranial nerve examination constitute a reason
test specific to vestibular lesions. for referral.

Cranial Nerve Examination Oculomotor Examination


Cranial nerve palsies may be present with central To some extent, observation and the cranial nerve
vestibular disorders and some peripheral vestibular dis- examination already test oculomotor function. They also
orders. A cranial nerve examination may also serve as allow clinicians to note static abnormalities (strabismus)
a nonprovocative test for suspected ischemic conditions and ensure full range of movement for each eye before

34
doing the oculomotor tests. No data on reliability and referral with the exception of the congenital variant noted
validity of the oculomotor examination were found. above.
The clinician then observes for spontaneous nystagmus
Observation for spontaneous nystagmus in eccentric positions.128 Deviation of the eye in the direc-
Nystagmus can be defined as repetitive, back-and- tion of the quick phase will increase the frequency and
forth, involuntary eye movements initiated by slow velocity of the nystagmus (Alexander’s law) in patients
drifts away from the visual target.128 It can be classified with a unilateral peripheral vestibular lesion, and it may
as a pendular nystagmus, consisting of slow sinusoidal still produce a positional nystagmus in accommodated
oscillations, or as a jerk nystagmus, characterized by an patients.67 A gaze-evoked nystagmus may also occur
alternating slow drift and a quick corrective phase. In the in the symptom-free interval in patients with vestibular
latter type, a slow phase takes the eye away and a quick migraine.72 Detection of gaze-evoked nystagmus on lat-
corrective phase brings it back to the target.128 eral or upward gaze suggests a central lesion.120 In fact, a
The clinician first observes for spontaneous nystagmus gaze-evoked horizontal nystagmus implies lesions in the
by asking the patient to fix on a stationary target at a dis- cerebellar flocculus and the medial vestibular nucleus-
tance of more than 2 meters.128 A spontaneous nystagmus nucleus prepositus hypoglossus complex, but it can also
may imply an acute peripheral vestibular lesion and, in be the effect of medications, such as hypnotics, sedatives,
this case, occurs due to an imbalance in the tonic firing and anxiolytics or alcohol intoxication.67,128 Gaze-evoked
rate of the vestibular neurons.129 The spontaneous nystag- nystagmus may also be the result of extra-ocular muscle
mus following a lesion of the peripheral vestibular system weakness as in myasthenia gravis.128 Unsustained eye
is a jerk nystagmus with the quick phase indicating the movements of low frequency and amplitude are indicative
unaffected side. In fact, the detectable eye movement of end-point nystagmus, a nonpathological variant in nor-
during spontaneous nystagmus is the quick phase toward mal subjects.128 The presence of gaze-evoked nystagmus
the unaffected ear.128,130 In the acute phase, patients will (with the exception of end-point nystagmus) indicates the
have difficulty reading and watching television. After need for referral.
the acute episode, a patient can suppress the nystagmus
with visual fixation, making it difficult for the examiner Saccadic eye movements
to observe eye movements.129 A spontaneous nystagmus Having the patient look back and forth between 2
may also occur in the symptom-free interval in patients targets tests saccadic eye movements. Abnormalities of
with vestibular migraine.72 Preventing visual fixation by horizontal or vertical saccadic eye movements may occur
using Frenzel glasses facilitates observation of a spon- in the symptom-free interval in patients with vestibular
taneous nystagmus. These glasses prevent light from migraine.72 Overshooting of the target (saccade overshoot
activating the smooth pursuit system, which can cancel dysmetria) may be observed in cerebellar disorders, such
out the imbalance of the tonic firing rate produced by a as Friedreich ataxia.134 Undershooting of the target, or hy-
peripheral vestibular lesion.130 A purely vertical (upbeat pometria, can occur in patients with Parkinson disease.134
or downbeat) or torsional spontaneous nystagmus is Vertical saccadic eye movements in patients with Wal-
indicative of a central vestibular lesion.67,128 Nystagmus lenberg syndrome as a result of vertebrobasilar infarction
due to a central lesion usually cannot be suppressed with may result in eye lateropulsion requiring a corrective
visual fixation.128,131 A positional down-beating vertical horizontal saccade.67 Uncalled-for saccades during gaze
nystagmus occurs particularly in posterior fossa lesions fixation on one of the targets can occur in patients with
with Arnold-Chiari malformation as its most common viral cerebellar infection, paraneoplastic syndrome, and
cause.132,133 It may also indicate an intracranial exten- Friedreich ataxia.67 Macrosaccadic oscillations, which
sion of this or another compressive lesion at the foramen are horizontal saccades occurring in waxing and waning
magnum.58 Nystagmus with one eye beating down and bursts with 200-millisecond saccadic intervals induced by
the other up (skew nystagmus) has only been reported a gaze shift, are indicative of midline cerebellar disease,
in patients with Arnold-Chiari malformation.133 A few spinocerebellar degenerations, and pontine lesions.128
minutes of observation are required to identify periodic Although saccadic eye movement abnormalities using
alternating nystagmus, a horizontal jerk nystagmus that electro-oculography have been reported in patients with
changes direction about every 2 minutes and that is dizziness due to chronic WAD,21,25,26 they are not likely
indicative of midline cerebellar lesions.128 Spontaneous to be noted in the clinical examination described here.
nystagmus may also be congenital. This variant is gener- Abnormalities identified during saccadic eye movement
ally horizontal, may alternate directions but not at regular tests indicate the need for referral.
intervals, increases with attention, fixation, and anxiety,
and decreases with convergence.128 Pendular nystagmus Smooth pursuit testing
occurs most commonly in patients with multiple sclerosis Having the patient follow a slowly moving target (ie, no
and brainstem stroke.128 The presence of a pendular, a faster than 20° per second) tests smooth pursuit. A marked
vertical or torsional jerk, skew, or a periodic alternating deficit in smooth pursuit is indicative of a degenerative
horizontal jerk spontaneous nystagmus indicates the need cerebellar process.67 Small bilateral saccades in the same
for referral. In fact, any spontaneous nystagmus requires direction in both eyes during smooth pursuit testing are

35
indicative of spinocerebellar lesions, especially Friedreich Active Range-of-motion Tests
ataxia.128 Smooth pursuit testing may also be positive in pa- Musculoskeletal impairments (ie, decreased muscle
tients with a severe acute peripheral vestibular lesion due strength and endurance, joint stability and mobility, and
to superposition of an intense spontaneous nystagmus.67 posture) are implicated in patients with the dysequilib-
Although smooth pursuit eye movement abnormalities rium subtype of dizziness and may be amenable to sole
using electro-oculography have been reported in patients physical therapy management. Range-of-motion limita-
with dizziness due to chronic WAD,21,26 they are not likely tions, specifically trunk, hip, and knee flexion and ankle
to be noted in the clinical examination described here. plantarflexion contractures, will adversely influence the
Abnormal findings on smooth pursuit testing indicate the location of the center of gravity in relation to the base of
need for referral. support. Active range-of-motion testing should, therefore,
concentrate on assessing trunk, hip, and knee extension
Hearing Examination and ankle dorsiflexion. Assessing neck motions allows
The cranial nerve examination may indicate hearing the clinician to observe possible adverse responses in
loss. A conductive hearing loss results from disorders in the sense of ischemic reactions during patient-controlled
the external or middle ear; lesions in the cochlea or the AROM. It also serves to see if patients will be able to
cochlear nerve43 cause a sensorineural hearing loss. A assume the test positions needed in further tests. Cervical
sensorineural loss is a symptom of salicylate overdose.43 AROM tests may also reveal upper cervical hypomobility
Ménière disease produces a sensorineural loss that is pro- implicated in cervicogenic dizziness.32,33
gressive over multiple episodes.43,98 Progressive unilateral Active range-of-motion tests also provide indica-
sensorineural hearing loss is also a typical presentation of tions on strength and coordination deficits in the form
patients with acoustic neuromas.92 Otosclerosis can pro- of ataxia or abnormal involuntary motions. Asterixis is
duce both a conductive and a sensorineural hearing loss.43 an episodic cessation of muscular activity in patients
It is the authors’ experience that many elderly patients with hepatic encephalopathy, hepatocerebral degenera-
complaining of dizziness present with an undiagnosed tion, and other metabolic encephalopathies.43 Episodic
but unrelated conductive hearing loss. Even without as- cessation of extensor muscle activity occurs when the
sociated symptoms, this constitutes a reason for referral patient holds the arms outstretched with wrists and
to an audiologist. The presence of symptoms implicating fingers extended causing the hands to fall into flexion
hearing loss as part of a pathology causing complaints of followed by a return to the extended position.43 Myoc-
dizziness indicates the definite need for medical referral. lonus is a rapid, twitch-like muscle contraction. It can
result from the same conditions causing asterixis or with
Weber test Creutzfeldt-Jakob disease.43 Chorea can occur in patients
With the Weber test,43 the therapist places a tuning fork with Wilson disease, acquired hepatocerebral degenera-
[256 or 512 hertz (Hz)] on the top of the patient’s skull. tion, and ataxia-telangiectasia.43 Chorea is characterized
With unilateral sensorineural hearing loss, the patient will by rapid, irregular muscle jerks, occurring unpredictably
perceive the sound as coming from the normal ear. With and involuntarily in different body parts.43 An ischemic
a conductive disorder, the patient perceives the sound response during cervical AROM testing or the presence
as coming from the abnormal ear. Midline is the normal of abnormal involuntary motions during AROM testing of
response for this test.124 A non-midline response indicates the limbs indicates the need for referral.
the need for referral.
Limb Ataxia Tests
Rinne test These tests serve to confirm possible limb ataxia ob-
The Rinne test43 allows the therapist to distinguish served during AROM testing. During the finger-to-nose
between a sensorineural and a conductive deficit in the test, the quality of arm motion is observed as the patient
affected ear. Normally, air conduction of the sound of a moves the index finger to the tip of the nose or the chin.
vibrating tuning fork (256 or 512 Hz) is perceived as loud- Closing the eyes eliminates visual substitution. Mild cere-
er than bone conduction. Holding the tuning fork next to bellar ataxia results in an intention tremor near the begin-
the external auditory canal produces a louder sound than ning and end of the movement with possible overshooting
placing the base of the tuning fork on the mastoid bone in of the target.43 With the finger-to-finger test, the patient
patients with normal hearing. The same is true in patients attempts to touch his or her finger to the therapist’s finger.
with sensorineural hearing loss. However, in patients with Horizontal overshooting implicates a unilateral labyrin-
conductive deficits, bone conduction will appear louder thine lesion; vertical overshooting occurs in patients with
than air conduction on the affected side. Burkey et al135 midline lesions to the medulla oblongata or the bilateral
reported that the sensitivity of the Rinne test was sufficient cerebellar flocculus.92 Having the supine patient track the
to be used as part of a screening protocol in the hands of heel of the foot smoothly up and down the contralateral
an experienced examiner and when interpreting equivo- shin tests for leg ataxia. Having the seated patient touch
cal results as indicative of a conductive loss. The finding the great toe to the examiner’s finger is another test for leg
of bone greater than air conduction indicates the need for ataxia.136 Dysdiadochokinesia is the inability to perform
referral. rapidly alternating movements, and in adults it is usually

36
caused by multiple sclerosis; in children, it frequently symptoms of cord or vertebral artery compromise indi-
results from cerebellar tumors. Patients with other move- cates the need for referral.
ment disorders such as Parkinson disease also may have Passive range-of-motion tests can also detect muscle
difficulty with rapidly alternating movements, but this is tone abnormalities. Hypotonia is indicative of cerebellar
due to akinesia or rigidity rather than true dysdiadocho- disorders with unilateral cerebellar disorders producing
kinesia.137 Dysdiadochokinesia can be tested with rapid ipsilateral limb hypotonia.43 Hypertonia or rigidity may oc-
alternating finger tapping, forearm pronation-supination, cur in patients with cerebellar ataxia due to Wilson disease,
and toe-tapping movements, for example.136,137 With acquired hepatocerebral degeneration, Creutzfeldt-Jakob
the Barre test, the standing or sitting patient holds the disease, and some olivopontocerebellar degenerations.
hands outstretched with the forearms supinated and eyes Spasticity on PROM testing is common in patients with
closed. Sinking of 1 arm with simultaneous pronation multiple sclerosis, posterior fossa tumors, Arnold-Chiari
may indicate a central neurological, likely cerebellar, malformation, VBI or infarction, Friedreich ataxia and the
dysfunction.138 other hereditary ataxias, olivopontocerebellar degenera-
The finger-to-nose test has poor test-retest and inter- tion, Creutzfeldt-Jakob disease, neurosyphilis, and vitamin
rater reliability for dysmetria and tremor but excellent B12 deficiency.43 Prochazka et al145 showed poor reliability
reliability for time of execution.139 Swaine et al140,141 for a 5-point rating scale for rating rigidity in patients with
reported mean reliability coefficients of 0.77-0.82 for Parkinson disease. Tone abnormalities on PROM testing
time of execution of 5 repetitions of the finger-to-nose indicate the need for referral in a previously undiagnosed
test, indicating clinically sufficient test-retest reliability patient.
in healthy adults and also established norms for healthy
subjects aged 15 to 34. Simon et al43 reported a posi- Strength Tests
tive heel-to-shin test in 80% of patients with alcoholic The musculoskeletal system is the effector organ of the
cerebellar degeneration. We found no further data on balance control system. Sufficient strength and endurance
reliability and validity for these ataxia tests. Positive limb in the muscles involved in static and dynamic balance
ataxia tests (including seeming dysdiadochokinesia due is an obvious prerequisite for optimal balance. Loss of
to akinesia or rigidity) indicate the need for referral. strength and endurance in these muscles can be the cause
of patient complaints of dizziness and dysequilibrium.
Passive Range-of-motion Tests The pattern of any weakness present may also provide
Passive range-of-motion (PROM) testing includes diagnostic indicators for the underlying dysfunction or
passive physiological motion, passive accessory motion, disease. Single or multiple muscle weakness can be the
and instability tests. In the spine, they include passive result of disuse atrophy, especially in the elderly. Weak-
physiological intervertebral motion (PPIVM), passive ness in a peripheral nerve distribution implies a peripheral
accessory intervertebral motion (PAIVM), and segmental neuropathy. Monosegmental myotomal weakness can im-
stability tests. Upper cervical segmental motion abnor- plicate a nerve root problem. Multisegmental weakness
malities may be the cause for cervicogenic dizziness. can implicate a process affecting the cauda equina or the
In the case of a hypomobility found on AROM testing, spinal cord. Distal neuropathic weakness can be the result
PROM tests may determine cause and subsequent inter- of disorders producing sensory ataxia (eg, polyneuropa-
vention. thies). Multiple sclerosis, foramen magnum lesions, spinal
Instability tests of the upper cervical spine are espe- cord tumors, and vitamin B12 deficiency can cause para-
cially relevant prior to tests involving regional passive paresis.43 Paraparesis with the arms more affected than the
rotation of the neck or PPIVM and PAIVM testing. As legs is typical of foramen magnum compressive lesions.
discussed above, inadvertent shear forces produced Compression of the spinal division of the accessory nerve
during these tests due to ligamentous insufficiency may can cause weakness specific to the sternocleidomastoid
damage the cord and vertebral arteries.4 The therapist and trapezius in such lesions. Unilateral compression at
may want to postpone PPIVM and PAIVM tests to the the foramen magnum results in clock-face paralysis, first
cervical spine until both the segmental stability tests and involving the ipsilateral arm, then the ipsilateral leg, then
the VBI tests have provided a negative response. the contralateral leg, and finally the contralateral arm.58
Intrarater reliability of PPIVM and PAIVM tests has Intracranial extension of such a compressive lesion may
consistently been shown to be greater than interrater re- cause cruciate hemiplegia affecting the ipsilateral lower
liability, with the latter varying from generally poor to at and contralateral upper limb.58 Ataxic quadriparesis, hemi-
times perfect.142 Jull et al143 examined construct validity ataxia and contralateral hemiparesis, or ataxic hemiparesis
and found 100% sensitivity and specificity when com- are all diagnostic indicators of a brainstem lesion.43
paring cervical PPIVM and PAIVM testing with single We discussed the possible role of deep cervical flexor
facet blocks. Cattryse et al144 found acceptable interrater muscle dysfunction in the etiology and treatment of cervi-
reliability only for the supine upper cervical flexion in- cogenic dizziness. Grimmer146 described a useful clinical
stability test but not for the Sharp-Purser or atlas lateral test for determining the endurance of the deep cervical
displacement test. A positive finding on upper cervical flexors. The patient is supine without a pillow and is asked
segmental stability tests in combination with signs and to retract the neck and then lift the back of the head off the

37
plinth to a height of 2 centimeters. Endurance is measured the joints.43,51 Simon et al43 suggested beginning this type
as the time from start of the test to the moment the chin of testing distally and moving proximally to establish the
begins to thrust forward. Chin thrust can be determined upper level of deficit in each joint. Placing a joint in a
visually or by way of palpation. Grimmer146 reported high position and having the patient reproduce this position
test-retest reliability with an ICC of 0.92 in women and with the contralateral joint can also be used as a test for
0.93 in men. abnormality of joint position sense;43 the patient’s eyes
Knepler and Bohannon147 and Bohannon and Cor- are closed during joint position testing to prevent visual
rigan148 showed large interrater variability in the forces compensation. Joint position sense in the legs is always
used to establish manual muscle testing grades of 3+, 4-, impaired in patients with sensory ataxia; the arms may be
4+, and 5. Herbison et al149 recommended the use of a affected depending on the type and extent of pathology
handheld myometer over manual muscle testing to detect responsible. Placing a 128 Hz tuning fork over a bony
strength changes. Jepsen et al150 established interrater κ- prominence may serve as a test of vibration sense. Suc-
values of 0.25 to 0.72 for upper extremity manual muscle cessively more proximal sites can determine the upper
testing when using a dichotomous rating scale, and they level of deficit in limbs or even trunk. Sensory ataxia is
calculated an odds ratio of 2.5 to 7.7 for the presence often combined with a decrease in vibratory sensation.43
of symptoms in the case of reduced strength on manual Using a 3-point rating scale, Jepsen et al153 reported
muscle testing, indicating that it may be an appropriate median interrater κ-values of 0.69 for sensitivity to light
screening test. In contrast, Bohannon151 calculated a touch, 0.48 for sensitivity to pin prick, and 0.58 for sen-
specificity of manual muscle testing of greater than 80% sitivity to vibration using a 256 Hz tuning fork. Peters et
and a sensitivity to detect between-side differences or al154 showed limited interrater reliability for a quantita-
deficits relative to a grade of normal that did not exceed tive method of assessing vibration sense implying even
75%; diagnostic accuracy was less than or equal to 78%, less reliability for the tuning fork method. Jepsen et al155
leading Bohannon151 to doubt the value of manual muscle reported a sensitivity of 0.73, a specificity of 0.86, a
testing as a screening tool. Multisegmental weakness, positive predictive value of 0.93, and a negative predic-
including paraparesis, quadriparesis, and hemiparesis but tive value of 0.90 for a combination of manual muscle
also progressive monosegmental paresis, indicates the tests, sensation tests (light touch, pain, vibration), and
need for referral. sensitivity of nerve trunks to mechanical pressure when
compared to patient report of pain, strength deficits, or
Reflex Tests paresthesia indicating the screening value of this test
Cerebellar disorders cause hypoactive deep tendon re- regimen. Okuda et al156 reported a positive correlation
flexes with unilateral cerebellar disorders resulting in ipsi- between the degree of knee joint position sense deficits
lateral hyporeflexia. Friedreich ataxia, neurosyphilis, and and functional disability scores and electrophysiological
polyneuropathies cause leg hyporeflexia. Hyperreflexia is findings in patients with compressive myelopathy. It is
present in multiple sclerosis, vitamin B12 deficiency, focal the authors’ experience that elderly patients frequently
brainstem lesions, and some spinocerebellar and olivo- present with undiagnosed decreased proprioceptive acu-
pontocerebellar degenerations.43 A positive Babinski sign, ity and vibration sense in the feet and ankles, which may
Hoffman reflex, and ankle clonus may occur in patients contribute to dysequilibrium-type dizziness. Multiseg-
with myelopathy, multiple sclerosis, vitamin B12 deficien- mental deficits may indicate the need for referral.
cy, focal brainstem lesions, and some spinocerebellar and
olivopontocerebellar degenerations.6,67 Sung and Wang152 Vertebrobasilar Insufficiency Tests
established 100% sensitivity for a positive Hoffman reflex De Kleyn-Nieuwenhuyse test
for detecting patients with cervical cord compression Terrett64 noted that the original test description had
confirmed on x-ray film or magnetic resonance imaging. postulated decreased or even absent vertebral artery
We found no additional data on reliability and validity of blood flow based on cadaver perfusion studies in differ-
reflex tests. Clearly, hypoactive or hyperactive deep ten- ent head and neck positions. A long latency, progressive
don reflexes may indicate a need for referral; the presence symptoms when held in the sustained test position of
of pathological reflexes is a definite reason for referral. cervical extension and rotation, and a lack of habituation
with repeated testing are indicative of VBI and not of cer-
Sensation Tests vicogenic dizziness or BPPV.53 Oostendorp8 reported a
Sensation testing may include tests for light touch per- latency of 55 ± 18 seconds in these patients with positive
ception, sharp and dull discrimination, vibration sense, findings on variations of the De Kleyn-Nieuwenhuyse test
and propriocepsis.27 Sensation testing may reveal deficits (Figure 4). He also reported a recovery time of 120 ± 40
in the distribution pattern of single or multiple peripheral seconds.8 A positive test may include symptoms of ver-
nerves, a nerve root, or a multisegmental pattern, provid- tigo, nausea, diplopia, and dysphagia. Positive signs may
ing diagnostic clues for underlying cause or contributing include nystagmus and dysarthria,64 which may be noted
factors to the patient’s complaint of dizziness. Joint posi- by having the patient talk during the test hold. Pettman4
tion sense can be tested by asking the patient to detect noted horizontal nystagmus but the authors have noted
the presence and the direction of a passive movement in vertical and rotary nystagmus in symptomatic subjects.

38
Hautant test
This test is used for differential diagnosis of vestibular,
cervicogenic, and ischemic dysfunction (Figures 5A and
B). However, it is also a test with multiple descriptions
in manual medical literature. Terrett64 described the test
with the patient seated, the arms outstretched, and the
forearms supinated. The therapist moves the patient’s
head in an extension-rotation position with the patient’s
eyes closed. Symptom reproduction and sinking of one
hand into pronation implicates the vertebrobasilar sys-
tem.64 Van der El138 described this test with the forearms
pronated. Deviation of one of the arms with the head
in midposition indicates vestibular dysfunction. A lateral
deviation of the contralateral arm in the opposite direc-
tion of the cervical extension-rotation implicates the
neck. Immediate arm motion suggests a somatosensory
dysfunction; a latency period indicates ischemic dysfunc-
tion.138 No data on reliability or validity were found. A
Figure 4. De Kleyn-Nieuwenhuyse test.
test indicating ischemic dysfunction suggests the need for
referral.
This test has been extensively studied with equivocal
results. Some authors reported significant decreases in
blood flow,157,158 whereas others reported no changes.159,160
Support for this test becomes even more problematic with
case reports noting false negative results161,162 and case
series noting 75% to 100% false positive results.160,163
Cote et al164 reported 0% sensitivity for detection of in-
creased impedance to blood flow, 0% positive predictive
value, and 63% to 97% negative predictive value. This
test (and the cervical rotation test) is obviously a ques-
tionable screening procedure for VBI. Vidal165 questioned
its routine use, concluding that vertebral artery tests
are not clinically useful screening tools for VBI. Rather,
he suggested relying upon history suggestive of VBI,
medical history (especially when indicative of ischemic
processes, such as coronary artery disease, transient isch-
emic attacks, or cerebrovascular accidents), and other
A B
relevant examination findings (eg, during cranial nerve
and AROM tests). Due to the potential for harm with this
test and its poor psychometric properties, it should not Figures 5A and B. Hautant test.
be done in patients with a positive medical history or
a history strongly indicative of VBI.165 However, the test
may serve as a screening tool in patients not fitting these Vestibulo-ocular Tests
categories. In those patients, a positive finding with clear These tests examine the vestibulo-ocular reflex circuit
central neurological signs of nystagmus and dysarthria on by inducing movements at an angular velocity that does
this test warrants referral. not allow for compensation by the cervico-ocular reflex.

Sustained cervical rotation test Dynamic visual acuity


Sustained supine cervical rotation may also test for After establishing baseline visual acuity with a Snel-
VBI. Symptom behavior can be expected to be similar len chart, this test measures visual acuity with concurrent
to the extension-rotation test with regard to latency, head movement. The head is moved from side to side
nonaccommodation, and nonhabituation. However, at a frequency of 1 Hz while the patient reads the Snel-
findings on sustained cervical rotation alone are equally len chart.108 A decrease by 2 lines is suspicious and by
equivocal, with significant decreases in vertebral artery 3 or more is indicative of an abnormal vestibulo-ocular
flow157-159,166,167 or no effect on blood flow168 or blood reflex.27,108 This test is not suited for detecting unilateral
volume.169 Indications for this test and implications of a peripheral or central vestibular lesions but is indicated in
clearly central neurological involvement are as described case of suspected bilateral vestibular loss.108,170 Herdman
for the extension-rotation test. et al95 reported poor reliability for this test.

39
Autorotation test
The autorotation test is performed with the patient
sitting with an upright posture, holding gaze on a station-
ary target, and performing small oscillations of the head
side to side and up and down.102 The patient is instructed
to move at 2 Hz (ie, 120 oscillations in 60 seconds). An
abnormal response includes the inability to continue
the test for 60 seconds due to dizziness, double vision,
or blurry vision due to oscillopsia, or fewer than 100
oscillations in 60 seconds, and may indicate peripheral
or central vestibular dysfunction.102 The autorotation test
is easier to perform in the clinical setting than high-
frequency range rotational chair testing, which requires A B
specialized and powerful systems. However, test-retest
reliability for the autorotation test is poor.171 Figures 6A and B. Head-thrust test.

Doll’s head test eye movement) to maintain gaze fixation on the nose.131
The examiner faces the patient, who fixes the gaze A corrective saccade following head thrust to the right
on the examiner’s nose. The examiner then oscillates indicates the vestibular loss is on the right; corrective
the patient’s head 30° side to side at 0.5 to 1 Hz. Eye saccades with head thrust to the left suggest an involved
movements that are not smooth but interrupted by catch- left side.176 Schubert et al177 reported a sensitivity of 71%
up saccades toward the fixation target indicate bilateral and a specificity of 82% for the head-thrust test with the
vestibular lesions.108 We found no data on reliability and head tilted down 30° in the diagnosis of patients with
validity. unilateral vestibular loss and 84% sensitivity and 82%
specificity for bilateral loss.
Head-shaking nystagmus test
The examiner vigorously moves the patient’s head Benign Paroxysmal Positional Vertigo Tests
back and forth horizontally for about 30 seconds with These tests look for canalithiasis or cupulolithiasis in
the patient’s eyes closed. Upon opening the eyes, the all SCCs. A positive response on these tests in combination
nystagmus will beat away from the side of a unilateral with corroborating history findings and in the absence of
peripheral vestibular lesion170 or toward the lesioned side findings indicative of other pathology implies that sole
in patients with Ménière disease.172 When compared to physical therapy management may be indicated.
a caloric test, the head-shaking nystagmus test (with
Frenzel glasses) had 66% sensitivity and 77% specificity Hallpike-Dix maneuver
for detecting canal paresis greater than 20%.173 Kamei This maneuver (Figures 7A and B) tests all SSCs.46 The
and Iizuka172 reported on the possible prognostic value long-sitting patient turns the head 45° and is then assisted
of a reversal of nystagmus direction toward the affected into supine with the rotated head 30° below horizontal.
ear to predict an imminent recurrence of Ménière dis- This position is maintained for at least 30 seconds. De-
ease. Wu et al174 reported head-shaking nystagmus when layed-onset, torsional, horizontal, or (less commonly)
the degree of horizontal canal paresis exceeded 25%. vertical nystagmus in combination with vertigo lasting
Head-shaking nystagmus was also dependent on the less than 60 (canalithiasis) or more than 60 seconds (cu-
stage of vestibular compensation. Monophasic nystag-
mus occurred in patients with acute loss, while biphasic
nystagmus occurred with development of vestibular
compensation. Any result other than monophasic or
biphasic horizontal nystagmus was suggested to indicate
central abnormalities and, therefore, indicate a reason
for medical referral.

Head-thrust test
The head-thrust test (Figures 6A and B) may also
detect an impaired vestibulo-ocular reflex.175 The patient
fixates the gaze on the therapist’s nose. The therapist
then moves the patient’s head in the horizontal plane in
a rapid passive manner with unpredictable timing and
direction (5° to 10° at 3000° to 4000° per second). A A B
patient with vestibular loss will have difficulty maintain-
ing gaze fixation, requiring a corrective saccade (fast Figures 7A and B. Hallpike-Dix maneuver.

40
pulolithiasis) that decreases with repeated testing consti- is performed to both sides. Staggering, side stepping,
tutes a positive finding.108,132,178 Relevant for differential making corrective movements of the body or hands,
diagnosis with regard to which SCC is involved is the discontinuing the rotation in one direction, or slowed
type of nystagmus and whether the test is unilaterally or and difficult rotation indicate a positive test. A positive
bilaterally positive: response on rotation to the right implicates the right and
• An ipsilateral maneuver positions the posterior SCC a positive response on rotation to the left implicates the
of the down-side ear in the plane of the pull of gravity. left SCC. The difference must persist over 3 repetitions.
Shifting of otoconia, whether free floating (canalithia- Rahko and Kotti180 found 100% predictive validity for this
sis) or adhered to the cupula (cupulolithiasis), deflects test in determining a positive response to a horizontal
the cupula and alters the posterior SCC neuronal SCC BPPV treatment. The 180° turn in this test versus the
firing rate.178 This results in an apogeotropic (beating 90° turn in the roll test may allow for higher otoconia ac-
away from the earth or down-side ear) torsional nys- celeration and ampulla cell stimulation. Sensitivity was
tagmus.178 acceptable; some patients with acute vestibular neuritis
• A bilateral positive test implicates either the anterior tested positive on the walk-rotate-walk test.180
or horizontal SCC.108,132 With anterior SCC BPPV, the
ipsilateral test provokes a geotropic (beating toward Cervicogenic Dizziness Testing
the earth or the affected ear) torsional178 or a down- The neck torsion test (Figures 8A and B) is used to
beating vertical nystagmus.132 detect cervicogenic dizziness.181,182 The head is held
• A bilaterally positive test with a purely horizontal stationary during neck and trunk rotation. An alternate
geotropic (beating in the direction of the face turn or way of screening the cervical spine as the possible origin
down-side ear) nystagmus implicates the horizontal of dizziness symptoms is to have the patient sit and flex
SCC.108 Nystagmus will occur in both directions but forward at the hips while simultaneously extending and
will generally be stronger with the head turned toward rotating the neck (Figure 9).183 As both tests keep the in-
the affected side.108 ner ear stationary, the vestibular system is not stimulated.
Positional nystagmus on this test has been shown Nystagmus and dizziness with this test are, therefore,
to identify patients with posterior SCC BPPV with 78% interpreted as cervicogenic. However, the therapist still
sensitivity.179 Specificity as high as 88% has been re- needs to differentiate between vascular or somatosensory
ported.30 cervicogenic involvements.183 Diagnostic accuracy is
questionable; 50% of subjects without cervical pathology
Straight head-hanging test tested positive for nystagmus,184 possibly a manifestation
In the straight head-hanging test, the patient is as- of the cervico-ocular reflex.17 Fitz-Ritson2 found that
sisted into lying back from long sitting with the head 47% of patients with cervical trauma demonstrated sub-
extended but not rotated. This test may be more sensitive jective symptoms of vertigo or postural instability during
for anterior SCC BPPV. An additional 20° of extension the neck torsion test; 90% improved following therapy.
as compared to the Hallpike-Dix maneuver causes the We found no additional data on reliability and validity.
ampullary segment of the anterior SCC to approach a A positive response on these tests in combination with
more vertical position.132 We found no data on reliability corroborating history findings in the absence of findings
and validity. indicative of other pathology implies that sole physical
therapy management may be indicated.
Roll test
The roll test detects horizontal SCC BPPV. The thera-
pist quickly log rolls the supine patient with the head 30°
flexed to one side, maintaining this position for at least
1 minute. Otoconia moving back and forth within the
SCC with left and right rotation will cause the positive
response of nystagmus and vertigo. Canalithiasis causes
fatiguing geotropic (toward the earth) nystagmus and
cupulolithiasis persistent apogeotropic (away from the
earth) nystagmus. More severe and longer lasting symp-
toms indicate the affected side.178 We found no data on
reliability and validity.

Walk-rotate-walk test
In this test for the horizontal SCC,180 the patient
walks straight ahead at the patient-selected maximum
tolerable speed in a room with ample space. The patient A B
then rotates 180° on the axis of the rotation-direction
foot, returning back in a continuous movement. The test Figures 8A and B. Neck torsion test.

41
cate psychogenic contribution to dizziness complaints.
A positive finding on these tests indicates the need for
referral.

Valsalva test
In patients with Arnold-Chiari malformation, perilym-
phatic fistulae, and other abnormalities of the ossicles
(eg, otosclerosis), oval window, and saccule, a Valsalva
maneuver may produce nystagmus. Changes of middle
ear pressure due to loud noises, application of positive
and negative pressure to the tympanic membrane (Hen-
nebert sign), and opening and closing the eustachian tube
may have a similar effect.67 The cough test is a variant on
the Valsalva test. Having the patient cough to increase
intrathoracic pressure may be useful in detecting dizzi-
ness due to cough presyncope.43 We found no data on
reliability and validity. Positive tests indicate the need for
referral.

HISTORY AND PHYSICAL EXAMINATION


About 50% of dizziness is vestibular and benign.30
More serious causes (eg, brain tumors and cerebrovas-
cular disorders) account for about 1% and 5% of cases,
respectively.30 Froehling et al188 studied diagnostic accu-
racy of symptoms and signs in distinguishing benign from
serious causes:
• Vertigo or vomiting combined with a positive Hall-
pike-Dix test demonstrated 85% positive predictive
value and a 7.6 positive likelihood ratio for a benign
cause
• A negative Hallpike-Dix maneuver and the absence
of vertigo or vomiting had a 68% negative predictive
Figure 9. Alternate neck torsion test.
value for peripheral vertigo
• Age of 69 or less, the absence of neurological deficits,
Breathing-related Tests the presence of vertigo, or a combination of these
Hyperventilation test factors has a negative predictive value of 88% with a
The hyperventilation test requires patients to vol- negative likelihood ratio of 0.3 for a serious cause of
untarily hyperventilate (ie, 30 breaths per minute for 3 dizziness
minutes).109 It may be a useful and simple test for validat- • Age greater than 69, the presence of neurological defi-
ing a diagnosis of panic disorder or dizziness related to cit, the absence of vertigo, or a combination of these
hyperventilation presyncope. In these patients, this test factors carries a positive predictive value of 40% and
will produce dizziness but no nystagmus.67 Patients with a positive likelihood ratio of 1.5 for a serious cause of
demyelinating lesions of the vestibulocochlear nerve dizziness
due to an acoustic neuroma, compression by a small
blood vessel, or central demyelinating lesions (multiple CASE STUDIES
sclerosis) may show nystagmus on the hyperventilation Case Study 1
test.67 Hyperventilation may accentuate down-beating Subjective information
nystagmus in patients with Arnold-Chiari malformation The patient, a 75-year-old white man, is a retired
and evoke a nystagmus toward the lesion in patients with Royal Canadian Navy fighter and helicopter pilot. Four
vestibular schwannomas.170 Nardi et al185,186 found that years prior to this first physical therapy evaluation, he
the hyperventilation test produced significantly more woke up severely perspiring in the middle of the night
symptoms in patients with panic disorder than in patients with paresthesia around the left eye. The next morning
with obsessive-compulsive disorder or depression, or in he noted severe and persistent dizziness, described as
normals, and they noted that it might be an easy test to disorientation. His primary care physician subsequently
validate panic disorder.186 Nakao et al187 reported 62% referred the patient for a computerized tomography scan
sensitivity and 100% specificity for this test in the diagno- of the head. This scan revealed a sinus infection that was
sis of coronary spasm. The authors have noted clinically treated with antibiotics. The sinus infection was cured but
that near-immediate reproduction of symptoms may indi- symptoms of dizziness persisted unabated. Referral to a

42
neurologist resulted in further testing. A magnetic reso- arms and legs were bilaterally normal. Vibration sense
nance imaging scan of the brain, an ultrasound examina- at bilateral ankles and big toes, tested with a 256 Hz
tion of the carotid artery, a Holter monitor test, and lab tuning fork, was equal and normal. The vestibulo-ocular
tests all came back negative. An ophthalmologist found tests were all normal, with the exception of a horizontal
no abnormities implicating the visual system. A second biphasic nystagmus initially beating right and then left
neurological opinion resulted in a diagnosis of probable with the head-shaking nystagmus test. Tests for BPPV
inner ear dysfunction with a suggested benign natural were negative, with the exception of consistent stag-
history. No further intervention was suggested. Symptoms gering and decreased speed of movement on the left
indeed decreased some 2 years after the initial onset but walk-rotate-walk test. The neck torsion test for detection
returned 1 year ago for another 6 months after swimming of cervicogenic dizziness was negative and so were the
and again 2 months ago after what was diagnosed by an Valsalva, cough, and hyperventilation tests.
emergency room physician as an anxiety attack, perhaps
as an unusual side effect of taking the nonsteroidal anti- Physical therapy diagnosis
inflammatory medication Meloxicam for right medial The history and physical examination seemed to indi-
compartment knee osteoarthritis. cate a physical therapy diagnosis of:
The current complaint consists of episodes of constant • Decreased or absent function of the left horizontal
dysequilibrium that are preceded by a feeling of fullness SCC
in the head. Symptoms remain at their worst intensity for • Decreased segmental mobility in the cervical and up-
about 3 to 4 hours. The patient can report no precipitating per thoracic spine
factors but has noted numbness around the left eye, some • Decreased endurance of the deep cervical flexor
difficulty swallowing, and chest palpitations accompany- muscles
ing the feeling of unsteadiness. When severe, symptoms • Cervicogenic dizziness
also include nausea, general fatigue, impatience, and • Lack of knowledge with regard to diagnosis and prog-
irritability. Since this last onset, but not in previous epi- nosis of current complaint
sodes, the patient also reports a weakness in the legs that The therapist was confident that previous medical ex-
fluctuates with other symptoms. The patient intake ques- aminations and the results of the current physical therapy
tionnaire (Table 13) revealed a positive personal medical examination excluded a central vestibular or other central
history of heart disease. Further questioning revealed a neurologic, cardiovascular, and metabolic etiology for
coronary artery bypass graft surgery 9 years previous. the current complaint of dizziness. However, the report
There were no further relevant check marks on the in- of palpitations, nausea, generalized fatigue, irritability,
take questionnaire. Current medications taken included and impatience, as well as the prescription for anxiolytic
Simvastatin (hypercholesterolemia), aspirin (prevention medication did not exclude a psychogenic contribution
of cardiovascular events), Xalitan eye drops, and Rivotril to the current complaint of dizziness.6 Positive findings on
(anxiolytic). Anxiety had been suggested 3 years ago as the left walk-rotate-walk test implicated the left horizontal
a possible cause for the prolonged complaints of dizzi- SCC.180 A biphasic horizontal nystagmus initially beating
ness. A history using the structured interview suggested right and then left with the head-shaking nystagmus test
in Table 14 revealed no further relevant information. implicated a central adaptation to a left horizontal SCC
hypofunction.174
Objective findings The therapist entertained a working hypothesis of an
The physical examination followed the proposed initial onset of the complaints due to compression of the
examination template in Table 15. Postural observation vestibulocochlear nerve in the internal auditory canal as a
revealed a forward head posture. The sit-to-stand test for result of an inflammatory or infectious process. This would
orthostatic hypotension showed a normal blood pres- seem to explain the diaphoresis at initial onset and fit with
sure and heart rate response. Cranial nerve, oculomotor, the diagnosed sinus infection. The paresthesia reported at
hearing, and limb ataxia tests were all negative. Active that time around the left eye and later the numbness may
range-of-motion testing revealed decreased left rotation have been a misinterpretation of motor deficits from the
and extension of the cervical spine. Passive range-of- facial nerve that might also have been compressed with
motion testing of the arms and legs showed no muscle the vestibulocochlear nerve as they both travel through
tone abnormalities. Upper cervical ligamentous stability the internal auditory canal.11 The horizontal canal paresis
tests were normal, and the sustained rotation test of the had a benign course as other afferent information com-
cervical spine produced no signs or symptoms indica- pensated, most likely proprioceptive afferent information
tive of VBI. Segmental motion testing of the cervical and from the cervical spine.
thoracic spine revealed a decreased left C1-C2 rotation, Although the neck torsion test was negative, the seg-
left C3-C6 extension, and C7-T5 bilateral rotation and mental hypomobilities in the cervical spine and the de-
extension. The patient was unable to perform the cervical creased deep cervical flexor muscle function implicated
deep flexor endurance test without forward chin thrust. the cervical spine and resultant cervicogenic dizziness.
Pathological reflexes (Hoffman signs and Babinski reflex) Fighter pilots are subjected to excessive acceleration and
were bilaterally absent and deep tendon reflexes in the deceleration and may be more prone to degenerative

43
changes in the cervical spine. A preexisting horizontal SCC cal spine, including effleurage, petrissage, and inhibitory
paresis and periodic aggravation of cervical dysfunctions techniques, were followed up with grade IV-IV+ oscilla-
with resultant alterations in cervical proprioceptive input tory mobilization into left C1-C2 rotation and left C3-C6
to the central vestibular apparatus may have resulted in extension. Upper thoracic traction thrust manipulation
decompensation of vestibular adaptive mechanisms and was repeated because some segmental restrictions were
the periodic described complaints of dizziness. still noted at C7-T5. The home program was expanded to
include cervical autorotation techniques in standing first
Guide to Physical Therapist Practice diagnosis with a normal stance and progressing as tolerated to a
The diagnosis according to the Guide to Physical narrow stance and heel-to-toe stance, stretching exercises
Therapist Practice189 is: for the cervical and pectoral muscles, and left rotation of
• Practice pattern 4C: impaired muscle performance the head and neck in flexion for self-mobilization of the
• Practice pattern 4D: impaired joint mobility, motor C1-C2 restriction noted.
function, muscle performance, and range of motion On the third visit, 3 weeks after the initial examina-
associated with connective tissue dysfunction tion, the patient reported only very minimal complaints
• Practice pattern 5D: impaired motor function and sen- of unsteadiness. Cervical and thoracic active and seg-
sory integrity associated with nonprogressive disorders mental motion were only minimally restricted. The walk-
of the central nervous system acquired in adolescence rotate-walk test to the left resulted in staggering on only
or adulthood 1 trial out of 3. The cervical nonthrust and thoracic thrust
manipulations were repeated, as were the cervical soft
Physical therapy management and outcomes tissue techniques described above. The patient was in-
Physical therapy management on the first visit con- structed in a progression of deep cervical flexor muscle-
sisted of the examination described above followed by strengthening exercises with specific written instructions.
patient education on examination findings, diagnosis, In an effort to ensure greater compliance, the home
prognosis, and proposed treatment plan. The goal of program was cut down to just this strengthening exercise,
this education was twofold: to get informed consent for the autorotation exercise in heel-to-toe stance, and an
the suggested plan of care and to decrease any possible exercise that involved a left 180° rotation while walking
causative anxiety regarding the current complaints. The just below the rotational speed causing unsteadiness to
patient reported that the education had indeed put him integrate visual, somatosensory, and remaining vestibu-
at ease and expressed his eagerness to participate in the lar input in a motion with more relevance to functional
suggested plan of care. situations that in the past may have caused complaints.
Further treatment on the first visit included thrust trac- The patient was discharged from physical therapy at this
tion manipulation to the upper thoracic restricted motion time. A follow-up phone call 1 month later revealed only
segments, as thoracic thrust manipulation has not been minimal and occasional complaints of unsteadiness as
associated with the same risk of adverse effects as cervical reported during the initial examination.
thrust manipulation and because preliminary evidence
exists for its immediate efficacy with regard to reported Case Study 2
mechanical neck pain.190 A cervical autorotation exercise Subjective information
in the horizontal plane was used as a home exercise. The The primary care physician referred this patient, a
patient was told to sit on a chair, focus on a fixed point, 45-year-old white woman, to physical therapy with a
and rotate the head 45° side to side for 30 to 60 seconds diagnosis of acute cervical strain. The patient works as a
5 times per day, just below the level of producing diz- computer programmer, which requires her to sit in front
ziness. The intent of this exercise was to reintegrate the of a computer throughout the day. She is also an avid
cervical afferent input and allow for partial substitution of recreational soccer player. Five days prior to referral to
the vestibulo-ocular reflex by the cervico-ocular reflex. physical therapy, the patient, in the midst of playing in
The second home exercise was an active upper thoracic a soccer game, was struck on the right side of the back
extension exercise to maintain post-thrust increase in of her head by a soccer ball. No loss of consciousness
range of motion. occurred. After 2 days of self-management, which in-
On the second visit, 1 week later, the patient reported a cluded rest, ice, and over-the-counter anti-inflammatory
decrease in the feeling of unsteadiness. However, AROM medication, the patient did not experience any decrease
testing and segmental motion tests of the cervical spine in neck pain. The patient was subsequently examined by
still showed limitations as noted on the initial examina- her primary care physician and was prescribed Skelaxin
tion. Even though atherosclerosis and atherosclerotic to help decrease muscle spasm and pain, and referred
risk factors as present in this patient have not been im- to physical therapy with the diagnosis noted above.
plicated as a risk factors for adverse effects with cervical Diagnostic tests including plain film radiographs of her
manipulation,5 after a risk-benefit analysis as part of an cervical spine were not ordered.
informed consent procedure, the therapist and patient The patient’s chief complaint is of constant right-sided
decided not to use cervical thrust manipulation but rather cervical pain, but with variable intensity. Pain assessment
nonthrust techniques. Soft tissue techniques to the cervi- via a visual analog scale (0 = no pain, 10 = worst pain

44
imaginable) demonstrates the patient’s worst pain at 8 out Physical therapy diagnosis
of 10 and best pain at 4 out of 10. Pain is worst at the end The history and physical examination seemed to indi-
of the workday and is aggravated by cervical flexion and cate a physical therapy diagnosis of:
left rotation. Neck pain improves with Skelaxin (800 mil- • Decreased AROM of the cervical spine
ligrams) and the application of a heating pad to the painful • Decreased segmental mobility in the upper cervical
area for 20 minutes. The patient denies any upper extrem- spine and upper thoracic spine
ity or lower extremity symptoms, but she complains of a • Decreased endurance of the deep cervical flexor
recent onset of intermittent dizziness that began the day muscles
after her physician examined her. The patient’s dizziness • Cervicogenic dizziness
symptom is described as spinning and lightheadedness, • Right posterior canal BPPV
most notably when rolling onto her right side and when • Potential medication-related side effect of Skelaxin
bending over to tie her shoes. She feels that the spinning • Poor ergonomic and body mechanics awareness at
lasts about 30 seconds, but the lightheadedness may last work
for a few hours. The lightheadedness seems to be worst at Based on the history and physical examination find-
the end of the workday when her neck pain is also at its ings, the therapist was confident that the patient’s neck
worst. The patient’s lightheadedness also seems to worsen pain was musculoskeletal in origin and that the complaint
about 1 hour after taking the Skelaxin for her neck pain. of dizziness was peripheral, not central, in origin. The
The patient denies other associated or prodomal symp- physical impairments detected in the cervical and tho-
toms. The patient’s medical intake questionnaire did not racic spines combined with the finding that the patient’s
reveal any past medical or surgical history. Skelaxin was lightheadedness was worse when her neck pain was
the only current medication. worse, the absence of red flag items for vertebrobasilar
involvement (Table 7), an onset of neck pain related to
Objective findings physical trauma, a reproduction of dizziness symptoms
Postural observation revealed a forward head posture, with cervical AROM, and a positive neck torsion test led
rounded shoulders, and increased thoracic kyphosis. to the most likely diagnosis of cervicogenic dizziness. Al-
Blood pressure and heart rate measurements were though the diagnostic accuracy of the neck torsion test is
normal in sitting and standing. The patient’s gait pat- questionable, there was diagnostic concordance of both
tern was normal except when performing concurrent the history and physical examination findings. A positive
head rotation, which produced a decrease in cadence right Hallpike-Dix maneuver with up-beating horizontal-
and mild deviation to the right from a straight line. The rotary nystagmus implicated nonidiopathic right poste-
Romberg test was essentially unremarkable, producing rior canal BPPV, likely due to the head trauma described.
only a mild anterior to posterior sway with eyes closed. With a specificity for the Hallpike-Dix reported as high
Cranial nerve, oculomotor, and limb ataxia tests and as 88%,30 the therapist felt confident that this positive
measures did not produce any significant findings. Visual test result ruled in the diagnosis of right posterior canal
assessment of AROM revealed decreased left rotation, BPPV. The therapist suspected that the muscle relaxant
left side bending, and flexion of the cervical spine. Pain (Skelaxin) contributed to the patient’s complaint of diz-
and lightheadedness were reproduced with all of these ziness, as the patient experienced an increased sense of
motions at end range. A mild feeling of spinning was lightheadedness 1 hour after taking this medication. In
produced with cervical flexion and right rotation. Upper summary, the history and physical examination findings
cervical stability tests were normal. The vertebral artery indicated that cervicogenic dizziness and BPPV were
test was not performed for reasons noted by Vidal.165 concurrently present, complicated by a potential side
Passive mobility testing revealed restricted left rotation at effect of Skelaxin. Poor ergonomics and body mechan-
C1-C2, decreased forward nodding at Occ-C1 right, and ics awareness were suspected given the results from the
restricted bilateral rotation at C7-T3. Palpation revealed visual posture assessment and reported occupational
a hypertonic right sternocleidomastoid muscle and pro- demands.
duced mild lightheadedness. Decreased endurance was The pain and lightheadedness reproduced with active
detected in the cranial flexors during the cervical deep cervical motions and the neck torsion test was likely
flexor endurance test. Reflex testing was unremarkable. from abnormal afferent somatosensory input stemming
The vestibular system examination was normal except from the upper cervical spine where irritated muscle
for a positive right Hallpike-Dix maneuver; this test pro- spindles and joint mechanoreceptors contributed to
duced a delayed onset of up-beating horizontal-rotary altered postural control experienced by the patient as a
nystagmus lasting less than 30 seconds. The roll test, left sense of lightheadedness.181 This was evident during the
and right, for horizontal canal BPPV failed to reproduce gait assessment when concurrent head rotation caused
nystagmus, but a sense of lightheadedness was experi- a decreased cadence and mild deviation from a straight
enced with the left roll test. The neck torsion test did not line. The findings on the right Hallpike-Dix maneuver
reproduce spinning but did reproduce a moderate sense were consistent with canalithiasis, as there was a delayed
of lightheadedness with the trunk rotating right. onset of symptoms lasting less than 60 seconds. Dizziness
has been reported as a potential medication-related side

45
effect of Skelaxin. Also, a potential result of overdosage sternocleidomastoid (3 times for 15 seconds), pain-free
is low blood pressure.191 The normal blood pressure mea- cervical range-of-motion exercises, and postural correc-
surements noted above led the therapist to suspect not an tion exercises (axial extension and scapular retraction).
overdosage but rather a medication-related side effect of The patient was instructed to perform these exercises 3
dizziness. Head trauma may affect central structures, such times per day. At the end of visit 1, retesting with the
as the brainstem, and thereby cause dizziness symptoms. Hallpike-Dix maneuver was negative for right BPPV.
However, the history and physical examination were not On the second visit, 1 week later, the patient reported
consistent with a central cause of dizziness. Poor ergo- that she had not experienced any vertiginous dizziness
nomics and body mechanics awareness at work may have since the first visit. She also reported decreased cervi-
further contributed to the patient’s pain and dizziness, as cal pain (4 out of 10 at worst; 2 out of 10 at best) and
abnormal stresses are applied on the cervical and thoracic decreased lightheadedness. The patient also reported
spines with the forward head, rounded shoulder posture. that she no longer experienced increased lightheaded-
ness after taking the muscle relaxant. She also reported
Guide to Physical Therapist Practice diagnosis having made changes to her workstation, which seemed
The diagnosis according to the Guide to Physical to help decrease her neck pain. Upon reexamination,
Therapist Practice189 is: the Hallpike-Dix maneuver was negative for right BPPV.
• Practice pattern 4B: impaired posture However, active cervical rotation was still limited with
• Practice pattern 4E: impaired joint mobility, motor left rotation, left side bending, and flexion producing pain
function, muscle performance, and range of motion and mild lightheadedness but no vertiginous dizziness.
associated with localized inflammation The right sternocleidomastoid remained hypertonic, and
• Practice pattern 5D: impaired motor function and sen- palpation of this muscle produced mild lightheadedness.
sory integrity associated with nonprogressive disorders The therapist continued with soft tissue manipulation to
of the central nervous system acquired in adolescence the right sternocleidomastoid followed by grade III-IV
or adulthood forward-nodding mobilization to the right Occ-C1 ar-
ticulation and a muscle energy technique to improve left
Physical therapy management and outcomes rotation at C1-C2. Posterior-anterior grade III-IV mobili-
Physical therapy management began following the zations were also applied to C7-T3 bilaterally. Contract-
examination. The examination findings, diagnosis, prog- relax stretching of the right sternocleidomastoid followed
nosis, and proposed plan of care were discussed with the these articular manual therapy techniques. The patient
patient. A brief telephone conversation was held between was instructed to continue her home exercise program as
the therapist and the referring physician. The therapist prescribed during visit 1 but to increase the duration of
reviewed the examination findings with the referring her right sternocleidomastoid stretch to 30 seconds.
physician with particular focus on the patient’s complaint The patient returned 3 days later and reported no
of dizziness as the complaint of dizziness began after the vertiginous dizziness and only mild lightheadedness: 0
physician examination. In addition, the therapist inquired at its best and 1 to 2 at its worst on a 0 to 10 numeric
about the current dosage (800 milligrams) of Skelaxin, as rating scale used to measure intensity of dizziness com-
the use of Skelaxin appeared to increase the patient com- plaints. Similarly, she rated her neck pain as 0 at its best
plaints of dizziness. The therapist and physician have a and 1 to 2 on a 0 to 10 numeric pain rating scale; these
close working relationship and they mutually agreed that higher pain ratings were still experienced at the end of
right BPPV was likely and the patient would most likely the day. She reported that she was taking the Skelaxin
benefit from canalith repositioning maneuvers. The physi- only as needed as compared to previously 3 times per
cian also instructed the patient to decrease her dosage of day. Active cervical range-of-motion tests revealed full
Skelaxin by half to 400 milligrams. motion with a gentle stretching pain at end-range left side
The patient agreed to the proposed plan of care, which bending. The AROM tests reproduced no lightheaded-
started with patient education regarding proper ergo- ness. Passive segmental mobility testing revealed normal
nomic set-up at her workstation and body mechanics and forward nodding at the right Occ-C1 joint and normal
postural awareness. The intention of this education was left rotation at C1-C2. Mild restrictions were still noted
to facilitate minimizing external stresses that are applied with bilateral rotation at the C7-T3 levels. Upper thoracic
to the cervical spine and to promote healing of irritated traction thrust manipulation was applied to address these
soft tissue structures. A moist heat pack was applied to remaining C7-T3 restrictions. Palpation still revealed
the cervical spine for 15 minutes followed by soft tissue mild hypertonicity of the right sternocleidomastoid,
manipulation to the cervical spine, focusing on the right but this palpation no longer resulted in reproduction of
sternocleidomastoid. Following this cervical intervention lightheadedness. Cervical deep flexor exercises using a
intended to increase range of motion and tissue exten- blood pressure cuff to provide feedback to the patient
sibility and to decrease pain, a canalith repositioning with regard to effort were initiated to improve endurance
maneuver (right Epley maneuver) was performed to ad- and followed the protocol as outlined by Jull et al.36,38
dress the right BPPV. A home exercise program was then The patient’s home program was progressed to include
prescribed, including gentle self-stretching of the right resistance bands for strengthening scapular retraction.

46
The patient was instructed to perform craniocervical flex- found that the patient was doing well with no symptoms
ion exercises in supine 3 times per day for 10 repetitions of dizziness or neck pain.
with a 10-second hold.
The patient returned 1 week later for visit 4. She re- ACKNOWLEDGEMENTS
ported no complaints of dizziness and very minimal neck The authors would like to thank Maureen McKenna,
pain (1 out of 10 at worst). Active cervical range of mo- PT, MS, OCS, for her willingness to serve as a model, as
tion was full and pain-free. Passive segmental mobility of well as Paul Mensack, PTA, for their assistance with the
the cervical and upper thoracic spine was unrestricted. pictures included in this monograph. The material in this
The right sternocleidomastoid demonstrated normal monograph was based to a large extent on the articles
tone. Improvement was observed in cervical deep flexor “Dizziness in Orthopaedic Physical Therapy Practice:
endurance. The patient’s home exercise program was Classification and Pathophysiology” and “Dizziness in
reviewed for comprehension and proper performance. Orthopaedic Physical Therapy Practice: History and
As the patient had met all previously agreed upon long- Physical Examination,” both previously published in the
term goals, she agreed to discharge from physical therapy Journal of Manual and Manipulative Therapy and used
intervention. A 1-month follow-up via a telephone call here with permission.

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NOTES

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NOTES

55
Orthopaedic Section Independent Study Course 17.3.3

Cervicogenic Dizziness and Differential Diagnosis of Dizziness


in the Orthopaedic Physical Therapy Setting

REVIEW QUESTIONS

1. The most common peripheral vestibular disorder is: 6. Which symptoms best describe an acute episode of
a. acoustic neuroma. Ménière disease?
b. benign paroxysmal positional vertigo. a. constant, severe vertigo with aural fullness and
c. Ménière disease. severe tinnitus.
d. perilymphatic fistula. b. constant, severe vertigo without tinnitus but with
nausea and vomiting.
2. Benign paroxysmal positional vertigo of the left pos- c. position-dependent, severe vertigo with tinnitus
terior canal due to adherent otoconia on the cupula and nausea.
is characterized by: d. position-dependent vertigo with mild tinnitus
a. down-beating torsional nystagmus lasting less and spontaneous nystagmus.
than 60 seconds.
b. down-beating torsional nystagmus lasting more 7. Disproportionate weakness in the sternocleido-
than 60 seconds. mastoid and trapezius muscles has been associated
c. up-beating torsional nystagmus lasting less than with:
60 seconds. a. Arnold-Chiari malformation.
d. up-beating torsional nystagmus lasting more than b. cervicogenic dizziness.
60 seconds. c. toxic vestibulopathy.
d. vertebrobasilar ischemia.
3. What finding indicates a positive Weber test for
unilateral sensorineural hearing loss? 8. Which symptoms best describe basilar-type mi-
a. air conduction is louder than bone conduction. graine?
b. bone conduction is louder than air conduction. a. dysarthria, vertigo, ataxia, and bilateral paresthe-
c. patient perceives sound coming from normal sia.
ear. b. hyperacusis, vertigo, unilateral visual symptoms,
d. patient perceives sound coming from abnormal and quadrilateral paresis.
ear. c. vertigo, bilateral diplopia, ataxia, and ipsilateral
arm and leg paresis.
4. To differentiate dizziness originating from the pe- d. vertigo, stupor, tinnitus, and ipsilateral arm and
ripheral vestibular system versus the upper cervical leg paresthesia.
spine, the therapist would compare active cervical
rotation with the: 9. Which diagnosis is associated with vertigo brought
a. Hallpike-Dix maneuver. on with arm exertion but not neck movements?
b. Fukuda step test. a. multiple sclerosis.
c. head-thrust test. b. subclavian steal syndrome.
d. neck torsion test. c. vertebrobasilar ischemia.
d. Wernicke encephalopathy.
5. The diagnosis of cervicogenic dizziness is compli-
cated by the fact that neck movements can affect 10. A patient may report a sensation of tilting of the
the: environment as a the result of:
a. cardiovascular system. a. mal de debarquement syndrome.
b. cervical musculoskeletal system. b. unilateral otolith dysfunction.
c. vestibular and visual systems. c. vertebrobasilar infarction.
d. all of the above. d. all of the above.

56
1. b
2. d
3. c
4. d
5. d
6. a
7. a
8. a
9. b
10. d
ANSWERS

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