Professional Documents
Culture Documents
Research Papers
by
Prithvi S. Kandhal and Rajib B. Mallick
[Published in the Indian Roads Congress Highway Research Journal
Volume 6, No. , July ! "ecember #$%&
ABS!RA"!
Re'iew o( numerous as)halt related technical )a)ers )ublished in India has re'ealed
that their *uality is generally not u) to international standards. +his )a)er gi'es
guidelines (or im)ro'ing the *uality o( research )a)ers on as)halt technology.
Com)rehensi'e guidelines ha'e been gi'en (or 'arious ty)ical sections generally
contained in research )a)ers such as abstract, introduction, sco)e o( study and
ob,ecti'es, re'iew o( literature, materials, testing )rocedures and e-)eriment )lan,
construction data .i( any/, test data and statistical analyses, conclusions and
recommendations, ac0nowledgements, re(erences, and a))endices. 1any o( the
guidelines are also a))licable and use(ul (or research )a)ers on other areas o(
trans)ortation.
#. BA"KGR$%&'
It has been obser'ed (rom the re'iew o( numerous technical )a)ers related to as)halt
technology )ublished in India that their *uality is generally not u) to international
standards. +his also a))lies to research )a)ers2re)orts )roduced by )remier
institutions in India.
+he (ollowing guidelines ha'e been )re)ared based on the authors3 e-)erience (or
im)ro'ing the *uality o( )a)ers on as)halt technology. 4uidelines are gi'en in order
o( 'arious ty)ical sections generally contained in a research )a)er such as abstract,
introduction, sco)e o( study and ob,ecti'es, re'iew o( literature, materials, testing
)rocedures and e-)eriment )lan, construction data .i( any/, test data and statistical
analyses, conclusions and recommendations, ac0nowledgements, re(erences ,and
a))endices.
(. ABS!RA"!
+he abstract .or syno)sis/ should be 'ery brie( generally not e-ceeding 5## words.
+he reader should get a general idea about what is contained in the )a)er. It needs to
6 Res)ecti'ely, 7ssociate "irector 8meritus, National Center (or 7s)halt +echnology,
9:7 .pkandhal)g*ail.co*/ and Pro(essor, ;orcester Polytechnic Institute,
;orcester 9:7 .rajib)+pi.edu/
$
ha'e (our )rimary segments< introduction2im)ortance o( the sub,ect .=% sentences/>
ob,ecti'e .one sentence/> sco)e o( the study or 'ariables e-amined .=% sentences/>
and main conclusions .=% sentences/.
,. -&R$'%"!-$&
+he introduction should be brie(. It should mention the im)ortance o( the s)eci(ic
research to)ic 0ee)ing in )ers)ecti'e the general (ield and2or needs o( India. +he
introduction should lead into the ne-t section o( ob,ecti'e.s/.
.. S"$P/ $0 S!%'1 A&' $B2/"!-3/4S5
?rie(ly outline the sco)e o( this study so that the reader clearly understands its
limitations. +hen gi'e the )rimary and secondary .i( any/ ob,ecti'es o( this study. It
has been obser'ed that sometimes many ob,ecti'es are gi'en but some are not
re)orted later in the )a)er. +his usually ha))ens i( the research )a)er has been
)re)ared (rom a large research re)ort by @co)y and )asteA.
6. R/3-/W $0 7-!/RA!%R/
?e(ore (ormulating an e-)erimental research )lan it is necessary to re'iew the
literature on the sub,ect to determine what wor0 has been done in the )ast by other
researchers and what results2conclusions were drawn. +his is necessary to a'oid
re)etitions or )it(alls. 7ll )a)ers which ha'e re)orted either )ositi'e or negati'e
(indings on a new technology should be included. :ometimes, when the researchers
ha'e obtained )ositi'e results (rom a )rocess or a )roduct .such as any additi'e/, they
tend to e-clude those )a)ers which re)orted negati'e results on a similar )roduct. It is
not unusual and should be acce)ted that researchers sometimes get di((erent results
when similar )roducts or technologies are in'estigated.
+he re'iew o( literature can be re)orted either in a chronological order or can be
subdi'ided into subsections o( the larger sub,ect i( deemed a))ro)riate. Bor e-am)le,
i( a )roduct has been e'aluated in the laboratory as well as (ield it can be subdi'ided
into laboratory and (ield )er(ormance.
+he researchers must use the internet to access literature on the sub,ect being
researched. +here are many research engines such as 4oogle and Cahoo. Howe'er, the
most im)ortant and com)rehensi'e highway related database is< .a/ 9: +rans)ortation
Research ?oard .+R?/Ds +rans)ortation Research In(ormation :er'ices .+RI:/
"atabase and .b/ the Erganisation (or 8conomic Coo)eration and "e'elo)ment
.E8C"/3s Joint +rans)ort Research Centre3s International +rans)ort Research
"ocumentation .I+R"/ "atabase.
+rans)ortation Research In(ormation "atabase .+RI"/ is a newly integrated database
that combines the records (rom +R?Ds !R-S "atabase and the E8C"Ds -!R'
"atabase. +ogether, +RI" )ro'ides access to o'er F##,### records o( trans)ortation
research. +RI", released in #$$, is the worldDs largest and most com)rehensi'e
bibliogra)hic resource on trans)ortation research in(ormation. It is )roduced and
maintained by the +rans)ortation Research ?oard o( the National 7cademies with
/ is used,
where<
In this e-am)le,
+his means that J$.K6 N o( the 'ariation in rut de)th can be e-)lained by the linear
relationshi) rut de)th 'ersus N o( sand.
;e can also conduct a Mac0 o( Bit test, to test whether a linear relationshi) between
the rut de)th and the N o( sand is reasonable to assume by inter)reting the remainder
o( the treatment sum o( s*uares as sum o( s*uares attributable to da de)arture (rom a
linear relationshi).
+he notation is used (or the )art o( the +reatment :um o( :*uares that is
attributable to de'iation (rom a straight line model.
Partitioning the +reatment :um o( :*uares into and the
7NEV7 table can be )resented as in +able F.
!able C. 0urther partitioning of su* of sBuares
Source SS '0 MS 0
+reatments %6%.H# % $$.$% $5.#F
Minear %5%.HH $ %5%.HH HH.#
Mac0 o( Bit F.F6 H.FK #.6
8rror $K.H# $6 K.#%
+otal HF$.K# $F
+o test whether the assum)tion o( a straight line model is reasonable or not, an B
statistic test can be conducted, com)aring the 1:
Mac0 o( (it
to 1:
8rror.
In this e-am)le,
+he assum)tion o( a straight line relationshi) between a'erage rut de)th and N
sand is reasonable
7 straight line relationshi) is unreasonable
$H
Hence, cannot be re,ected.
>.. "onfidence -nterval
:ometimes it is good to 0now what is the inter'al within which researchers are
con(ident to certain degree that the a'erage 'alue o( a de)endent 'ariable will lie (or a
s)eci(ic 'alue o( the inde)endent 'ariable, that is the con(idence inter'al.
I( denotes a gi'en 'alue o( , an estimate o( is
+he standard error (or is
+o (orm the .$= con(idence inter'al use
Bor the gi'en e-am)le, let is (ind a F5N con(idence inter'al when #N sand is used.
Here,
:o,
Hence the F5N con(idence inter'al (or is
+his means that the researchers are F5N con(ident that the true a'erage rut de)th is
between $.J5 and $5.6F mm when the )ercentage o( sand is #.
>.6 'etection of outlier
:ometimes there are bad data )oints resulting (rom )oor e-)erimental methods or
)ractices. +hese data do not (ollow the trend o( the other data, and de'iate mar0edly
(rom the rest o( the obser'ations. :uch data need to be identi(ied and deleted (rom the
rest o( the data be(ore the set o( data is analyGed. +here are 'arious standard methods
o( detecting outliers and di((erent statistical methods em)loy di((erent )rocedures.
Ene sim)le )rocedure is through the use o( bo- )lots. +he method consists o( the
(ollowing ste)s<
$. Bind the lowest .ME/, highest .HI/, and the 5
th
, 5#
th
and the J5
th
)ercentile
data. 1ar0 these either on a horiGontal or a 'ertical scale.
. "raw a bo- so that the 5
th
and the J5
th
)ercentiles re)resent the ends o( the
bo-. 7lso, draw a line )arallel to these ends at the 5#th )ercentile.
$5
%. Calculate the 'alue
H. I( draw line (rom to HI
Etherwise draw line (rom and mar0 o( HI with an asteris0 .to
detect outliers/
5. I( draw a line (rom to ME
Etherwise draw a line (rom to and mar0 ME with an asteris0 .de
detect outliers/
Consider the (ollowing e-am)le. In ##H, rut de)th data .mm/ were obtained
(rom se'eral as)halt )a'ing )ro,ects constructed in $FFK, year as shown in
+able $#. Can the researchers identi(y the outliersO
!able #A. Rut depth data of projects fro* #C>>D as obtained in (AA.
Pro,ect No. Rut de)th, mm
$ .5H
$.J
% $.J
H 5.#K
5 5.%%
6 6.%5
J J.6
K %.K$
F .5H
$# 5.5F
$$ H.K%
$ $$.H%
$% .JF
$H 5.#K
ME Q $.J> HI Q $.J> Q%.#HK> Q5.#K> Q6.$5F
$6
0igure ,. Bo: plot and outliers
;ith the data, Bigure % is drawn. It can be seen that the data )oints $$.H% and $.J are
identi(ied as outliers.
>.; 'eter*ination of percent +ithin li*its 4PW75
In many s)eci(ications, the e'aluation o( a ,ob (or acce)tance or re,ection is based on
the )ercent within limits .P;M/ o( results (or each lot o( the )a'ement. P;M .or
)ercent con(orming / is de(ined as the )ercentage o( the lot (alling abo'e the lower
s)eci(ication limit .M:M/, beneath the u))er s)eci(ication limit .9:M/, or between the
9:M and M:M. 7lthough tests can be a))lied to 'eri(y it, in general, the )o)ulation o(
most test results is assumed to be normally distributed, and the use o( this )rocedure
ensures the consideration o( both a'erage and 'ariability o( the test results (or
e'aluation o( the @*ualityA o( the )roduct. +he P;M a))roach is used by many states
in the 9: (or acce)tance o( as)halt )a'ing )ro,ects. +he P;M conce)t is based on the
use o( the area under a standard normal distribution. Consider the (ollowing e-am)le.
:u))ose the bitumen content o( (i'e sam)les ha'e been determined to as shown in
+able $$. +he )ermissible range is 5N R #.HN. "etermine the )ercent within limits
.P;M/.
!able ##. Bitu*en content data
:am)le No. ?itumen content
$ H.6
5.
% H.F
H H.K
5 H.5
+he ste)s are as (ollows.
$."etermine mean 'alue, S Q H.K> standard de'iation, T Q #.J
.+he s)eci(ication limits are (rom H.6N to 5.HN
%.Calculate U statistic (or u))er limit<
Brom +able $, it can be concluded that N abo'e 5.H is $ = #.5 = #.HK6K Q #.#$%
H. Calculate the U statistic (or lower limit<
Brom +able $, it can be concluded that the N below H.6 is $ = #.5 = #.J#H Q #.F6
5. Hence, P;M Q .$=.#.#$% V #.F6//6$## Q J5.JN
1any state highway agencies in the 9: ha'e lin0ed P;Ms to )ay (actors, which
'aries (rom state to state. Bor e-am)le, one state determines the )ay (actors as gi'en
in +able $%. In such tables, P;Ms are listed in increment o( one )ercent> +able $% lists
some e-cer)ts only (rom one such table.
$J
!able #(. Area under the standard nor*al distribution
!able #,. /:a*ple of PW7s linked to pa< factors
Percent within limits .P;M/ Pay Bactor .Percent o( bid )rice/
$## $##
F# F5
K# JK
J# 6#
6H 5#
Mess than 6H Remo'e and re)lace
$K
C. S%MMAR1D "$&"7%S-$&S A&' R/"$MM/&'A!-$&S
1any readers do not ha'e time to read the whole )a)er including test data and
analyses. +hey rather )re(er to read this section to get an essence o( the whole )a)er.
+here(ore, a brie( summary o( the research .es)ecially its im)ortance and main
ob,ecti'es/ consisting o( a short )aragra)h will be use(ul to such readers.
Conclusions should be in )ro)er order and should al+a<s be su))orted by re)orted
test data. 1any research )ro,ects are not com)rehensi'e in sco)e and there(ore (irm
conclusions cannot be drawn. In such cases, it should be ac0nowledged that the
conclusions are based on limited test data.
Recommendations may include .a/ need (or more research or study and .b/ how the
research results can be im)lemented by the highway community.
#A. A"K&$W7/'G/M/&!S
It is customary to ac0nowledge the organiGation which s)onsored the research
re)orted in the )a)er. Names o( 0ey )eo)le who assisted in conduction the research
should also be ac0nowledged.
I( brand names o( some materials are used in the )a)er, the (ollowing statement can
be made< @+he research s)onsoring organiGation and the authors do not endorse any
)ro)rietary )roducts or technologies mentioned in this )a)er. +hese a))ear herein
only because they are considered essential to the ob,ecti'e o( this )a)erA.
+he (ollowing statement can also be made i( a))licable< @+he contents o( this
)a)er2re)ort re(lect the 'iews o( the authors who are solely res)onsible (or the (acts and
the accuracy o( the data )resented herein. +he contents do not necessarily re(lect
the o((icial 'iews and )olicies o( the research s)onsoring organiGation. +his
re)ort does not constitute a standard, s)eci(ication, or regulationA.
##. R/0/R/&"/S
Re(erences can be listed in al)habetical order and *uoted in the te-t accordingly.
Re(erences can also be listed in the order they are *uoted in the )a)er. 4uidelines
gi'en by the )ublishers o( the ,ournal need to be (ollowed.
Re(erences should be com)lete in all res)ects< authors3 names> title o( the
)a)er2re)ort> and Journal name, 'olume number and year.
I( re(erence is made to a 9RM address (rom an internet website, the date it was
accessed by the researchers should also be mentioned.
$F
#(. APP/&'-"/S
+here may be a need to re)ort 'oluminous test data, describe a test method in detail or
include a tentati'e s)eci(ication in the )a)er. 7))endices are 'ery e((ecti'e (or such
)ur)oses. +hey reduce the siGe o( the main body o( the )a)er ma0ing it more readable.
Enly those readers who desire more details can re(er to the a))ro)riate a))endices.
#