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Private Equity Connect

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Page 1 of 701
Advent Private Capital
Update Date: 20-Oct-2009
Fund Manager Head Office
Level 17, HWT Tower
40 City Road, Southbank
Victoria
Australia
Tel: 61 3 9690 9566
Fax: 61 3 9690 9466
www.adventprivatecapital.com.au
enquiry@adventpc.com.au
Institution Type
Independent Firm
Contacts
Mr. Brian Ball
Managing Director
Victoria , Australia
Mr. Rupert Harrington
Managing Director
Victoria , Australia
Mr. Roland Stadly
Chief Financial Officer
Victoria , Australia
Background
Advent Private Capital is a private equity investment firm established in 1984. It primarily provides expansion capital to Australian companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 2 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 3 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Advent International GPE VI
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Advent International GPE VI,
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Advent IV Private Equity Fund AUD 115.00 m Buyou Asia-Pacific
AUD 115.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 115.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Victorian Funds Management
Corporation
Advent Latin America Fund VI USD 1.30 bn
USD 1.30 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.30 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Washington State Investment
Board
USD 25.00 m
Advent Latin America IV USD 1300.00 m Buyou Latin Americ
USD 1300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australia Post Superannuation
Scheme
AUD 5.40 m
Castle Private Equity AG USD 10.00 m
CDC Group PLC (Capital for
Development)
Pennsylvania State Employees'
Retirement System
USD 30.00 m
The Endowment Master Fund,
L.P.
Advent Latin American PE USD 30.00 m
USD 30.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 30.00 m
Advent Latin American Private USD 25.00 m
USD 25.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 25.00 m
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2010 PEI Media Ltd www.privateequityconnect.com
Page 4 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Advent V AUD 300.00 m Buyou Asia-Pacific
AUD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 300.00 m USD 133.56 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AP Fonden 3 (The Third
Swedish National Pension Fund)
EUR 20.00 m
Asset Super
BVT Unternehmensgruppe
Maritime Super
Stevedoring Employees
Retirement Fund
UniSuper AUD 6.00 m
Vantage Private Equity Growth
Limited (VPEG)
AUD 4.00 m AUD 1.95 m
Advent VI
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 5 of 701
Allegro Private Equity
Update Date: 11-Mar-2009
Fund Manager Head Office
Level 11
210 George Street
Sydney
NSW 2000
Australia
Tel: 61 2 8228 8700
Fax: 61 2 9251 8028
www.allegroPE.com.au
enquiries@allegroprivateequity.com.au
Institution Type
Independent Firm
Contacts
Mr. Albert Farrant
Investment Director
Sydney, Australia
Tel: 61 2 8228 8778
afarrant@allegroprivateequity.com.au
Mr. Jason Johnson
Investment Director
Sydney, Australia
Tel: 61 2 8228 8788
jjohnson@allegroprivateequity.com.au
Mr. Adrian Loader
Managing Director
Sydney, Australia
Tel: 61 2 8228 8787
aloader@allegroprivateequity.com.au
Mr. Chester Moynihan
Managing Director
Sydney, Australia
Tel: 61 2 8228 8777
cmoynihan@allegroPE.com.au
Mr. Ingo Susing
Investment Director
Sydney, Australia
Tel: 61 2 8228 8760
isusing@allegroprivateequity.com.au
Background
Allegro Private Equity (Allegro) is an independent specialist mid-market private equity manager based in Sydney Australia. On 8 September 2008, it
took over as replacement manager of the $300 million ABN AMRO Capital Australia Fund II.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 6 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 7 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ABN AMRO Capital Australia
Fund II
AUD 300.00 m Buyou Asia-Pacific Banking &
Finance ,
Healthcare,
Leisure, Retail,
Australia, New
Zealan
AUD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MTAA Superannuation Fund
Vision Super
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 8 of 701
AMP Capital Investors
Update Date: 12-Mar-2010
Head Office
AMP Centre
Level 12 - 50 Bridge Street
Sydney
NSW 2000
Australia
Tel: 61 2 9257 1441
Fax: 61 2 9257 1257
www.ampcapital.com
clientservices@ampcapital.com
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 88.50 bn
Allocation to Private Equity
1.2%
Amount Allocated to Private Equity
AUD 1.06 bn
Year First Invested In Private Equity
1990
Investment Consultants
<a href="profile.aspx?iid=1028">Mercer Investment Consulting, Inc</a><br/>
Branches
80 Raffles Place
#18-20, UOB Plaza 2
Singapore
048624
Singapore
Tel: 65 6511 1850
Fax: 65 6511 1899
Level 4, Berkeley Square House
Berkeley Square
London
W1J 6BD
United Kingdom
Contacts
Mr. Henryy Capra
Chief Financial Officer
Sydney, Australia
Mr. Bill Cook
Director, Operations
Sydney, Australia
Tel: 61 2 9257 1432
bill.cook@ampcapital.com
Mr. Stephen Dunne
Managing Director
Sydney, Australia
Mr. David Fallu
Director
Sydney, Australia
Tel: 61 2 9257 1442
david.fallu@ampcapital.com
Mr. Philip Garling
Global Head of Infrastructure
Sydney, Australia
Mr. Rob Gregor
Head of Infrastructure, Europe
Sydney, Australia
Mr. Bryan Hynes
Managing Director
Sydney, Australia
Mr. Peter Ludemann
Director, Private Equity
Sydney, Australia
peter.ludmann@ampcapital.com
Mr. Warwick Mancini
Head of Investment Specialists, Unlisted Assets
Sydney, Australia
Mr. Mark O'Brien
Chief Investment Officer
Sydney, Australia
Mr. Boe Pahari
Head of Infrastructure Asia Pacific
Singapore , Singapore
Mr. Paul Readdy
Director
Sydney, Australia
Tel: 61 2 9257 1431
paul.readdy@ampcapital.com
Mr. Greg Roder
Head of Infrastructure, Australia & New Zealand
Sydney, Australia
Mr. Anoop Seth
Co-Head of Asia, Infrastructure
Sydney, Australia
Mr. Richard Shields
Managing Director, UK and Europe
London, United Kingdom
Tel: 44 207 659 9279
richard.shields@ampcapital.com
Mr. Greg Smith
Head of Private Equity
Sydney, Australia
Tel: 61 2 9257 1430
greg.smith@ampcapital.com
Mr. Shaun Swanger
Chief Operating Officer
Sydney, Australia
Tel: 61 2 9257 1934
Mr. Xiao Wei
Co-Head of Asia, Infrastructure
Sydney, Australia
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 9 of 701
Capital Investors (AMP Capital) is the specialised investment management arm of AMP Group. Its in-house team of more than 240 investment
professionals manages A$88.5 billion (as at 31 March 2009) of assets and focuses on creating the best investment outcomes for their clients. AMP
Capital Investors first committed to private equity funds in early 1990s and has since committed around A$2 billion to this asset class. The company
allocates 1.2% of its total funds to private equity investments and has a current appetite for venture, buyout and infrastructure funds in North America,
Western Europe and Asia Pacific. AMP gains exposure to private equity investments outside Australia mainly through external funds while it manages
its direct private equity investments in Australia. To date, AMP has committed to between 30 to 35 funds managed by 15 General Partners.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 10 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date AUD 2.00 bn
Current number of commitments 20
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 11 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 12 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Greenstone Fund Pencarrow Private Equity USD 25.00 m 1993 Venture Capita Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 25.00 m
Henderson Global Fund of
Funds I
Henderson Equity
Partners
USD 200.00 m 2001 Fund of Fund North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Innisfree PFI Fund I Innisfree GBP 85.00 m 1996 Infrastructur Western Europ Healthcare, Others
, Transportatio
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Portview Communications Portview Communications USD 52.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Zouk Ventures Zouk Ventures Ltd Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
AMP Business Development AED 85.00 m Development Asia-Pacific
AED 85.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AED 85.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CARE Super
Non-Government Schools
Superannuation Fund (NGS
Sunsuper
AMP Business Development USD 159.00 m Development Asia-Pacific
USD 159.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 159.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CARE Super
Funds SA
Maritime Super
Stevedoring Employees
Retirement Fund
Sunsuper
AMP Business Development Development Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Media Super
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2010 PEI Media Ltd www.privateequityconnect.com
Page 13 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AMP Capital Asian Giants
Infrastructure Fund
Aug-2008 Infrastructur Asia-Pacific Energy, Media,
Technology,
Telecoms,
Currently Investing
Aug-2008 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AMP Capital Core AUD 127.00 m Infrastructur Asia-Pacific Energy, Currently Investing
AUD 127.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 127.00 m
AMP Capital Shopping Centre
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AMP Capital Wholesale Office
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AMP Infrastructure Equity AUD 730.00 m May-1995 Infrastructur Asia-Pacific Others Currently Investing
AUD 730.00 m May-1995 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 730.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUSCOAL Super
CitySuper
New South Wales Electrical
Superannuation Scheme
AMP NZ Property Fund USD 1.40 bn Asia-Pacific
USD 1.40 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.40 bn
AMP Property Development AUD 120.00 m Asia-Pacific
AUD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 120.00 m
AMP Property Development AUD 100.00 m Asia-Pacific
AUD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 100.00 m
AMP Select Property Portfolio AUD 105.00 m Asia-Pacific
AUD 105.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 105.00 m
AMP Select Property Portfolio Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 14 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AMP Strategic Infrastructure Currently Investing
Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CitySuper
Australia Pacific Airports Fund AUD 302.00 m Asia-Pacific
AUD 302.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 302.00 m
Australia Pacific Airports Fund AUD 106.00 m Asia-Pacific
AUD 106.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 106.00 m
Australia Pacific Airports Fund AUD 127.00 m
AUD 127.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 127.00 m
Australian Core Property AUD 4.07 bn Asia-Pacific
AUD 4.07 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 4.07 bn
Global Direct Property Fund
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
India Infrastructure Fund USD 35.00 m Partially Liquidated
USD 35.00 m Partially Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 35.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Export Development Canada
(EDC)
Industriens Pension
Infrastructure Fund of India USD 100.00 m Infrastructur Asia-Pacific Fully Invested
USD 100.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m 20%
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 15 of 701
Anacacia Capital
Update Date: 10-Mar-2009
Fund Manager Head Office
Level 2, 4-10 Bay Street
Double Bay
Sydney
New South Wales
NSW 2028
Australia
Tel: 612 9363 1222
Fax: 612 8580 4600
www.anacacia.com.au
contact@anacacia.com.au
Institution Type
Independent Firm
Contacts
Mr. Jeremy Samuel
Managing Director
,
Background
Anacacia Capital aspires to be Australias premier SME focused private equity business. They invest private equity into companies that are managing
ownership change, succession and new acquisitions.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 16 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 17 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Anacacia Partnership Buyou Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
The Private Capital Group AUD 8.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 18 of 701
Anchorage Capital Partners
Update Date: 23-Oct-2009
Fund Manager Head Office
Level 4, 6 Bridge Street
Sydney
New South Wales
NSW 2000
Australia
Tel: 61 2 8259 7777
Fax: 61 2 8259 7778
www.anchoragecapital.com.au
Institution Type
Independent Firm
Contacts
Mr. Michael Briggs
Principal
Sydney, Australia
michael.briggs@anchoragecapital.com.au
Mr. Phillip Cave
Principal
Sydney, Australia
phil.cave@anchoragecapital.com.au
Mr. Daniel Wong
Principal
Sydney, Australia
daniel.wong@anchoragecapital.com.au
Background
Anchorage is a private equity fund manager focused in special situations in the Australian and Asian market. The firm is established in 2007 as a
continuation of the former Minstar Capital.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 19 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 20 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Anchorage Capital Partners 1 AUD 200.00 m Turnaround / Asia-Pacific
AUD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 21 of 701
Andover Venture Partners
Update Date: 12-Mar-2009
Fund Manager Head Office
4th Floor, 55 Hunter Street
Sydney
New South Wales
NSW 2000
Australia
Tel: 61 2 8236 6000
Fax: 61 2 8236 6020
www.andovergroup.com.au
contact@andovergroup.com.au
Institution Type
Independent Firm
Contacts
Ms. Michelle Deaker
Executive Director
,
Mr. Mark Hodge
Managing Director
,
Mr. Jeremy Ingall
Executive Chairman
,
Background
Andover Venture Partners is a business engaged in providing private investment banking services such as corporate advisory and investment
management services. The firm is wholly owned by its principals.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 22 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 23 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Andover Venture Fund I AUD 80.00 m Venture Capita Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Media,
Technology,
Australi
AUD 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 80.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AusIndustry (Innovation
Investment Fund)
AUD 20.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 24 of 701
Archer Capital
Update Date: 17-Mar-2009
Fund Manager Head Office
Suite 7 Pier 2/3
13 Hickson Road
Dawes Point
New South Wales
NSW 2000
Australia
Tel: 61 2 8243 3333
Fax: 61 2 9241 3151
www.archercapital.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 2.20 bn
Contacts
Mr. Greg Minton
Managing Partner
,
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 25 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 26 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Archer Capital Fund USD 103.00 m Buyou Asia-Pacific
USD 103.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 103.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Funds Group
Archer Capital Fund 2 USD 192.00 m Buyou Asia-Pacific
USD 192.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 192.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper USD 192.00 m
Funds SA
MTAA Superannuation Fund
Quay Partners
Archer Capital Fund 3 AUD 450.00 m Buyou Asia-Pacific
AUD 450.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 450.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australia Post Superannuation
Scheme
AUD 18.50 m
AustralianSuper USD 450.00 m
Funds SA
ING Investment Management
(Australia)
AUD 7.50 m
Maritime Super
Military Super and Benefit
Scheme (MSBS)
AUD 7.60 m
Stevedoring Employees
Retirement Fund
UniSuper
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 27 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Archer Capital Fund 4 AUD 1.00 bn Buyou Asia-Pacific
AUD 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1.00 bn USD 127.15 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asset Super
Australia Post Superannuation
Scheme
AUD 2.00 m
ING Investment Management
(Australia)
AUD 10.00 m
Maritime Super
Stevedoring Employees
Retirement Fund
UniSuper
Vantage Private Equity Growth
Limited (VPEG)
AUD 8.00 m AUD 1.12 m
Archer Capital Private Equity USD 2.00 m Buyou Asia-Pacific
USD 2.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Maritime Super
Stevedoring Employees
Retirement Fund
Westscheme
Archer Capital Private Equity USD 2.00 m Buyou Asia-Pacific
USD 2.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
Archer Capital Private Equity USD 1.00 m Buyou Asia-Pacific
USD 1.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 28 of 701
Australian Mezzanine Investments
Update Date: 19-Mar-2009
Fund Manager Head Office
Customs House
Sydney
New South Wales
NSW 2000
Australia
Tel: 6128248 8888
Fax: 6128248 8877
Institution Type
Independent Firm
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 29 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 30 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Australian Mezzanine USD 618.00 th Mezzanin Asia-Pacific
USD 618.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 618.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper USD 618.00 th
Westscheme
Australian Mezzanine AUD 4.00 m Mezzanin Asia-Pacific
AUD 4.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 4.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Funds SA
Maritime Super
Stevedoring Employees
Retirement Fund
UniSuper AUD 1.00 m
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 31 of 701
Blue Sky Private Equity
Update Date: 18-Dec-2008
Fund Manager Head Office
130 Commercial Road
Teneriffe
Brisbane
QLD 4005
Australia
Tel: 61 7 3852 2240
www.bspe.com.au
info@bspe.com.au
Institution Type
Independent Firm
Contacts
Mr. Rob Brooks
Investment Director
Brisbane, Australia
Background
Blue Sky Private Equity is an Australian private equity firm which provides early stage and expansion capital to small and medium enterprises (SMEs)
in Australia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 32 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 33 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Blue Sky Private Equity SME AUD 40.00 m Venture Capita Asia-Pacific
AUD 40.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 40.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 34 of 701
Brandon Capital Partners
Update Date: 18-Dec-2008
Fund Manager Head Office
Mezzanine, 257 Collins St
PO Box 248
Melbourne
VIC 3000
Australia
Tel: 61 3 9657 0700
Fax: 61 3 9657 0777
www.brandoncapital.com.au
info@brandoncapital.com.au
Institution Type
Independent Firm
Branches
Level 2, 210 George Street
PO Box R1168
Sydney
Australia
Tel: 61 2 9247 2577
Fax: 61 2 9247 7344
Contacts
Mr. David Fisher
Co-founder and Partner
Melbourne , Australia
Mr. Chris Nave
Co-founder and Partner
Melbourne , Australia
Mr. Stephen Thompson
Co-founder and Partner
Melbourne , Australia
Background
Brandon Capital Partners is a private equity firm which invests in innovative life science ventures in Australia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 35 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 36 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Brandon Bioscience Fund 1 AUD 40.00 m Venture Capita Asia-Pacific Biotech / Life
Science, Healthcar
Australi
AUD 40.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 40.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AusIndustry (Innovation
Investment Fund)
AUD 20.00 m
Westscheme AUD 10.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 37 of 701
CHAMP Private Equity
Update Date: 10-Sep-2009
Fund Manager Head Office
Level 4, Customs House
31 Alfred Street
Sydney
New South Wales
2000
Australia
Tel: 61 2 8248 8888
Fax: 61 2 8248 8877
www.champmbo.com
Institution Type
Independent Firm
Branches
Level 36 Riparian Plaza
71 Eagle Street
Brisbane
Queensland
4000
Australia
Tel: 61 7 3121 3122
Fax: 617 3121 3030
Contacts
Mr. Cameron Buchanan
Managing Director
Sydney, Australia
Mr. Su-Ming Wong
Managing Director
Sydney, Australia
Mr. Barry Zuckerman
Finance Director
Sydney, Australia
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 38 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 39 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CHAMP II AUD 950.00 m Venture Capita Asia-Pacific
AUD 950.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 950.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Maritime Super
Stevedoring Employees
Retirement Fund
UniSuper
CHAMP III Funds AUD 400.00 m Buyou Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Launched
AUD 400.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 400.00 m
CHAMP Ventures Later-Stag Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
CHAMP Ventures Investment AUD 164.80 m Growth / Asia-Pacific
AUD 164.80 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 164.80 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Labour Union Co-operative
Retirement Fund (LUCRF)
Military Super and Benefit
Scheme (MSBS)
AUD 5.45 m
CHAMP Ventures Investment AUD 150.00 m Venture Capita Asia-Pacific
AUD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 150.00 m
Funds SA
Maritime Super
Military Super and Benefit
Scheme (MSBS)
Stevedoring Employees
Retirement Fund
Temasek Holdings Pte Ltd
Victorian Funds Management
Corporation
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 40 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CHAMP Ventures Investment AUD 150.00 m Venture Capita Asia-Pacific
AUD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Maritime Super
Military Super and Benefit
Scheme (MSBS)
Stevedoring Employees
Retirement Fund
CHAMP Ventures Investment USD 229.00 m Buyou Asia-Pacific
USD 229.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 229.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asset Super USD 10.00 m
Funds SA
Maritime Super
Military Super and Benefit
Scheme (MSBS)
AUD 2.35 m
Stevedoring Employees
Retirement Fund
UniSuper
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 41 of 701
Cleantech Ventures
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 609
2 Queen Street
Melbourne
Victoria
Australia
Tel: 61 3 9607 7100
Fax: 61 3 9607 7111
www.cleantechventures.com.au
info@cleantechventures.com.au
Institution Type
Independent Firm
Contacts
Mr. Jan Dekker
Investment Principal
Melbourne , Australia
Mr. Bill Nikolovski
Investment Director
Melbourne , Australia
Mr. Andrew Pickering
Investment Principal
Melbourne , Australia
Background
Cleantech Ventures is a specialist venture capital fund manager focused on investments in companies developing clean technologies. These
technologies include renewable energy, energy storage, biofuels, cleaner fossil fuel processes, water purification and waste water treatment, recycling,
energy efficiency, pollution reduction and advanced materials (including nanotechnologies).
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 42 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 43 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Cleantech Australia Fund AUD 50.00 m Growth / Asia-Pacific Clean Tech /
AUD 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 50.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
VicSuper Fund AUD 30.00 m
The CEGT Fund Early-Stag Asia-Pacific Clean Tech /
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 44 of 701
CM Capital Investments
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 9, 545 Queen Street
Brisbane
QLD 4000
Australia
Tel: 61 7 3838 2800
Fax: 61 7 3831 1526
www.cmcapital.com
cmcideals@cmcapital.com
Institution Type
Independent Firm
Contacts
Mr. Michael Begun
Managing Partner
Brisbane , Australia
Mr. John Brennan
Partner
Brisbane , Australia
Mr. Mark Gill
Partner
Brisbane , Australia
Ms. Carrie Hillyard
Partner
Brisbane , Australia
Mr. Andy Jane
Partner
Brisbane , Australia
Mr. Steve Lane
Partner
Brisbane , Australia
Background
CM Capital Investments is a venture capital firm investing in early stage companies in life science, telecommunications/IT and renewable energy
industries in Australia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 45 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 46 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CM Capital Investments Pty USD 340.00 th Co-investmen Asia-Pacific
USD 340.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 340.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
CM Capital Investments Pty USD 334.00 th Co-investmen Asia-Pacific
USD 334.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 334.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
CM Capital Venture Fund 4 AUD 154.00 m Venture Capita Asia-Pacific
AUD 154.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 154.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
HESTA Super Fund
ING Investment Management
(Australia)
AUD 8.00 m
MTAA Superannuation Fund
Prime Super
Statewide Superannuation Trust AUD 27.50 m
Sunsuper
The Private Capital Group
Westscheme
CM Capital Venture Trust 4
(CM4)
AUD 154.00 m Generalis Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Healthcare,
Technology,
Currently Investing
AUD 154.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 154.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 47 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CM Capital Venture Trust No. USD 90.00 m Venture Capita Asia-Pacific
USD 90.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 90.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Canadian Imperial Bank of
Commerce (CIBC)
MTAA Superannuation Fund
The Private Capital Group AUD 5.00 m
Westscheme
CM Capital Venture Trust No.
3 (CM3)
AUD 67.00 m Early-Stag Asia-Pacific Biotech / Life
Science,
Healthcare,
Fully Invested
AUD 67.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 67.00 m
Coates Myer Innovation
Investment Fund (CMIIF)
AUD 42.00 m Early-Stag Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Healthcare,
Technology,
Fully Invested
AUD 42.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 42.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 48 of 701
Colonial First State Global Asset Management Private Equity
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 7 52 Martin Place
GPO Box 3956
Sydney
NSW 2000
Australia
Tel: 61 2 9303 3000
Fax: 61 2 9303 6410
www.cfsgam.com.au/PrivateEquity.aspx
privateequity@colonialfirststate.com.au
Institution Type
Financial Institution Subsidiary/Division
Contacts
Mr. Damian Rigney
Acting Head of Private Equity
Sydney , Australia
Background
Colonial First State Global Asset Management provides private equity opportunities for institutional and individual investors through Colonial First State
Diversified Private Equity Fund (DPEF) which sits within the Property and Alternative Investments division. DPEF is a terminating 10-year trust
comprising over 1,500 retail investors. The Fund, established in 2001, seeks to invest in a diversified range of unlisted companies spread across a
number of industries and stages.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 49 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 50 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Colonial First State Diversified AUD 103.00 m Diversified Asia-Pacific
AUD 103.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 103.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Officers' Superannuation Fund
Hambro Grantham H-G Fund AUD 75.00 m Venture Capita Asia-Pacific
AUD 75.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 75.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Non-Government Schools
Superannuation Fund (NGS
UniSuper
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 51 of 701
Equity Partners Management
Update Date: 18-Dec-2008
Fund Manager Head Office
201 Kent Street
Level 12
Sydney
NSW 2000
Australia
Tel: 61 2 8298 5100
Fax: 61 2 8298 5150
www.equitypartners.com.au
greg.wang@equitypartners.com.au
Institution Type
Independent Firm
Contacts
Mr. Rajeev Bcomm
Partner
Sydney, Australia
Mr. Quentin Jones
Partner
Sydney, Australia
Background
Equity Partners, founded in 1995, is a leading private equity firm that specialises in mid-market management buy-outs, management buy-ins,
acquisitions and expansion opportunities in Australia and New Zeland.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 52 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 53 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Equity Partners Fund 3 USD 175.00 m Growth /
Expansion Capita
Asia-Pacific Industrials, Others
, Technolog
Australi Currently Investing
USD 175.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 175.00 m USD 27.58 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Vantage Private Equity Growth
Limited (VPEG)
AUD 4.00 m AUD 630.00 th
Equity Partners Management Venture Capita Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Equity Partners Trust 1 AUD 30.00 m Buyou Asia-Pacific Industrials, Others
, Technolog
Australi Fully Invested
AUD 30.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 30.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Labour Union Co-operative
Retirement Fund (LUCRF)
Maritime Super
Stevedoring Employees
Retirement Fund
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 54 of 701
Everest Babcock & Brown
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 35
50 Bridge Street
Sydney
NSW 2000
Australia
Tel: 61 2 8001 9100
Fax: 61 2 8001 9200
www.everest.com.au
info@everest.com.au
Institution Type
Independent Firm
Contacts
Mr. David Kent
Chairman
Sydney, Australia
Mr. Jeremy Reid
Chief Executive Officer
Sydney, Australia
Background
Everest Babcock & Brown, founded in 2000, aims to generate positive investment returns over the medium to long term and in all market conditions,
with a particular focus on capital presentation. The strategies and investments chosen by Everest are chareacterised by their flexibility to capitalise on
opportunities existing within, and extending beyond, traditional asset classes.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 55 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 56 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Everest Babcock & Brown
Opportunities Fund
USD 200.00 m Buyou Asia-Pacific , North
America, Western
Europ
Others Australi Currently Investing
USD 200.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gowing Bros
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 57 of 701
Fulcrum Capital Partners
Update Date: 22-Apr-2009
Fund Manager Head Office
Level 28
25 Bligh Street
Sydney
New South Wales
2000
Australia
Tel: 61 2 9237 2700
Fax: 61 2 9235 0773
www.fulcrumcapital.com.au
info@fulcrumcapital.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 78.20 m
Contacts
Mr. Timothy Downing
Founder & Partner
Sydney, Australia
Mr. Karen Markell
Financial Controller
Sydney, Australia
Tel: 61 2 9237 2708
KMarkell@fulcrumcapital.com.au
Mr. Paul Riley
Founder & Partner
Sydney, Australia
Background
Established in 2006, Fulcrum Capital Partners is a private equity partnership focused on investing in enterprises with values of up to $100 million.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 58 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 59 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fulcrum Capital Partners AUD 100.00 m Generalis Asia-Pacific Currently Investing
AUD 100.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Banc of America Capital Access
Funds
Government Employees
Superannuation Fund
Macquarie Funds Group
Quay Partners
VicSuper Fund
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 60 of 701
GBS Venture Partners
Update Date: 03-Aug-2009
Fund Manager Head Office
Level 5 Harley House
71 Collins Street
Melbourne
Victoria
3000
Australia
Tel: 61 3 8650 9900
Fax: 61 3 8650 9901
www.gbsventures.com.au
investment@gbsventures.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 450.00 m
Contacts
Dr. Geoff Brooke
Co-Founder
Melbourne, Australia
Ms. Brigitte Smith
Co-Founder
Melbourne, Australia
Background
GBS Venture Partners is a life science venture capital group that was established in 2002 following the management buyout of Rothschild Bioscience
Managers Limited from NM Rothschild & Sons (Aust) Ltd.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 61 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 62 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
GBS BioVentures III AUD 145.00 m Biotech/Life Asia-Pacific
AUD 145.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 145.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Funds Group
Military Super and Benefit
Scheme (MSBS)
Quay Partners
UniSuper
Westscheme
Wilshire Associates
GBS BioVentures IV AUD 125.00 m Venture Capita Asia-Pacific Biotech / Life
Science, Healthcar
Australia, New
Zealan
Currently Investing
AUD 125.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 125.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Reward Investment
Alliance (ARIA)
Macquarie Funds Group
Meat Industry Employees'
Superannuation Fund
Quay Partners
Victorian Funds Management
Corporation
GBS Genesis Fund AUD 30.00 m Venture Capita Asia-Pacific
AUD 30.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 30.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MTAA Superannuation Fund
Westscheme
GBS Venture Partners USD 33.00 m Venture Capita Asia-Pacific
USD 33.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 33.00 m
GBS Venture Partners Ltd - USD 70.00 th Co-investmen Asia-Pacific
USD 70.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 70.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 63 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
GBS Venture Partners Ltd - USD 30.00 th Co-investmen Asia-Pacific
USD 30.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 30.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
GBS Venture Partners Ltd - USD 410.00 th Co-investmen Asia-Pacific
USD 410.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 410.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
GBS Venture Partners Ltd - USD 888.00 th Co-investmen Asia-Pacific
USD 888.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 888.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 64 of 701
Goldman Sachs JBWere (Goldman Sachs JBWere Principal Investment Area)
Update Date: 18-Dec-2008
Fund Manager Head Office
Governor Phillip Tower, Level 42
1 Farrer Place
Sydney
NSW 2000
Australia
Tel: 61 2 9321 8533
Fax: 61 2 9521 2318
www.gsjbw.com/pia
privateequity@gsjbw.com
Institution Type
Bank Subsidiary/Division
Assets / Funds Under Management
AUD 11.20 bn
Branches
Vero Centre Level 38
28 Shortland Street
Auckland
New Zealand
Contacts
Ms. Joanne Chew
Investor Relations and Operations
Sydney , Australia
Tel: 61 2 9321 8818
joanne.chew@gsjbw.com
Mr. Joe Dowd
Director, Mezzanine team
Sydney , Australia
Mr. Clark Perkins
Managing Director, Head of Principal Investment Area
Sydney , Australia
Ms. Rose Redmayne
Investor Relations and Operations
Sydney , Australia
Tel: 61 2 9321 8765
rose.redmayne@gsjbw.com
Mr. Andrew Thornton
Director
Sydney , Australia
Mr. Hugh Toll
Executive Director
Sydney , Australia
Mr. Mark Wilson
Managing Director, Head of Private Equity
Sydney , Australia
mark.wilson@gsjbw.com
Background
Founded in 1840, Goldman Sachs JBWere is an Australasian investment banking, financial advisory, securities and investment management firm that
provides a broad range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments
and high net worth individuals.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 65 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 66 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Collateral Mezzanine (NZ) NZD 97.60 m Mezzanin Asia-Pacific Australia, New Fully Invested
NZD 97.60 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NZD 97.60 m
Collateral Mezzanine Fund 05 AUD 160.00 m Mezzanin Asia-Pacific Australia, New Fully Invested
AUD 160.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 160.00 m
Goldman Sachs JBWere AUD 660.00 m Mezzanin Asia-Pacific Australia, New Currently Investing
AUD 660.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 660.00 m
Goldman Sachs JBWere AUD 415.00 m Later-Stag Asia-Pacific Australia, New Currently Investing
AUD 415.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 415.00 m
Hauraki Private Equity Fund II NZD 76.00 m Co-investmen Asia-Pacific
NZD 76.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NZD 76.00 m
Hauraki Private Equity No. 1 NZD 21.90 m Later-Stag Asia-Pacific Australia, New Fully Invested
NZD 21.90 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NZD 21.90 m
Hauraki Private Equity No. 2 NZD 75.60 m Later-Stag Asia-Pacific Australia, New Fully Invested
NZD 75.60 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NZD 75.60 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 67 of 701
Gresham Private Equity (Australia)
Update Date: 03-Aug-2009
Fund Manager Head Office
Level 17
167 Macquarie Street
Sydney
New South Wales
Australia
Tel: 61 2 9221 5133
Fax: 61 2 9223 9072
www.gresham.com.au/equity/index.php
gpe@gresham.com.au
Institution Type
Private Equity Group Subsidiary
Assets / Funds Under Management
AUD 525.00 m
Contacts
Mr. Antony Breuer
Sydney, Australia
Mr. Roger Casey
Sydney, Australia
rcasey@gresham.com.au
Ms. Sarah Farrell
Investment Director
Sydney, Australia
sfarrell@gresham.com.au
Mr. James Graham
Sydney, Australia
Mr. Richard Leather
Sydney, Australia
Tel: 61 2 9224 0262
rleather@gresham.com.au
Mr. Roy McKelvie
Sydney, Australia
rmckelvie@gresham.com.au
Mr. Mark Rimmer
Development
Sydney, Australia
mrimmer@gresham.com.au
Mr. Neil Sutton
Investment Director
Sydney, Australia
nsutton@gresham.com.au
Mr. Mark Youens
Investment Director
Sydney, Australia
myouens@gresham.com.au
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 68 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 69 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Gresham Fund Ia AUD 1.00 m Buyou Asia-Pacific
AUD 1.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
Gresham I USD 112.00 m Buyou Asia-Pacific
USD 112.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 112.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
IOOF Investment Management
Military Super and Benefit
Scheme (MSBS)
Wesfarmers Ltd AUD 100.00 m
Gresham II USD 249.00 m Buyou Asia-Pacific
USD 249.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 249.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
Wesfarmers Ltd AUD 150.00 m
Gresham IIa AUD 1.00 m Buyou Asia-Pacific
AUD 1.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
Gresham IIb AUD 1.00 m Buyou Asia-Pacific
AUD 1.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
Gresham Private Equity Fund AUD 200.00 m Buyou Asia-Pacific
AUD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 70 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Gresham Private Equity Fund AUD 325.00 m Buyou Asia-Pacific
AUD 325.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 325.00 m
Gresham Private Equity Fund Buyout, Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 71 of 701
Harbert Australia Private Equity
Update Date: 23-Oct-2009
Fund Manager Head Office
Level 7, 2 Russell Street
Melbourne
Victoria
3000
Australia
www.harbert.net/private-equity
Institution Type
Independent Firm
Contacts
Mr. Brian Anderson
Vice President
Melbourne , Australia
Mr. Michael Luce
President
Melbourne , Australia
Mr. Jeremy Steele
Vice President
Melbourne , Australia
Background
Harbert Australia Private Equity focuses on mid-market transactions in Australia. Its parent company is Harbert Management, a $2.5 billion alternative
asset manager in the US.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 72 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 73 of 701
Hawkesbridge Ltd
Update Date: 15-Apr-2009
Fund Manager Head Office
Level 14, Currency House
23 Hunter Street
Sydney
NSW 2000
Australia
Tel: 61 2 9233 7200
Fax: 61 2 9233 7544
www.hawkesbridge.com.au
contact@hawkesbridge.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 215.00 m
Contacts
Mr. David Plumridge
Managing Partner
Sydney, Australia
Mr. Joshua Rowe
Partner
Sydney, Australia
Mr. Brendan Sulway
Investment Manager
Sydney, Australia
Background
Hawkesbridge Private Equity is a private equity firm that was established in 2002. The firms primary business is the managing of private equity funds
for institutional investors. The firm manages A$215 million in private equity funds.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 74 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 75 of 701
LPs Advised by this institution:
Institution Name Country City Institution Type
Local Government Superannuation (LGsuper) Australia Sydney Pension Fund
Ground Floor
28 Margaret Street
Sydney
NSW
2000
Tel: 61 7 3244 4300
Fax: 61 7 3244 4344
info@lgsuper.com.au
www.lgsuper.com.au
Private Equity Funds Raised or Managed:
Hawkesbridge Enterprise AUD 25.00 m Buyou Asia-Pacific Australia, New
AUD 25.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 25.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
WA Local Government
Superannuation Plan
Hawkesbridge Enterprise AUD 85.00 m Buyou Asia-Pacific Australia, New Currently Investing
AUD 85.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 85.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
WA Local Government
Superannuation Plan
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 76 of 701
Industry Funds Management (IFM)
Update Date: 29-Sep-2009
Head Office
Casselden Place
Level 29, 2 Lonsdale Street
Melbourne
Victoria
3000
Australia
Tel: 61 3 9923 7188
Fax: 61 3 9923 7189
www.industryfundsmanagement.com
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 19.50 bn
Contacts
Mr. Damian Moloney
Chief Executive Officer
Melbourne, Australia
Mr. Judith Smith
Head of Private Equity
Melbourne, Australia
jsmith@ifm.net.au
Mr. Michael Thompson
Executive Director
Melbourne, Australia
Background
Industry Funds Management (IFM) is an investment and advisory management company specialising in the management of both private investment
products across infrastructure, private equity, and private debt, and listed equity portfolios. Industry Funds Management (IFM) is the wholly-owned
funds management subsidiary of Industry Fund Services, a financial services company specialising in the not-for-profit superannuation fund sector in
Australia. IFS is owned by nine superannuation funds including ARF, CARE Super, Cbus, HESTA, HOSTPLUS, MTAA Super, STA, TISS and
TWUSUPER.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 77 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 78 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 79 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IFM Australian Infrastructure
Fund
AUD 2.00 bn Infrastructur Asia-Pacific Energy, Others ,
Transportatio
Australi Currently Investing
AUD 2.00 bn Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 2.00 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Catholic
Superannuation and Retirement
AustralianSuper
Australia's Unclaimed Super
Fund (AUSfund)
Club Plus Superannuation
VicSuper Fund
Vision Super
IFM Australian Private Equity AUD 150.00 m Fund of Fund Asia-Pacific
AUD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 150.00 m
IFM Australian Private Equity AUD 350.00 m Fund of Fund Asia-Pacific
AUD 350.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 350.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 350.00 m
UniSuper
Vision Super
IFM Australian Private Equity AUD 425.00 m Fund of Fund Asia-Pacific
AUD 425.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 425.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 425.00 m
Australia's Unclaimed Super
Fund (AUSfund)
Construction and Building
Unions Superannuation Fund
Vision Super
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 80 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IFM Australian Private Equity AUD 665.00 m Fund of Fund Asia-Pacific Australi
AUD 665.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 665.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Government
Employees Super Trust
AUD 50.00 m
Australia's Unclaimed Super
Fund (AUSfund)
IFM International
Infrastructure Fund
AUD 3.00 bn Infrastructur Asia-Pacific , North
America, Western
Europ
Currently Investing
AUD 3.00 bn Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 3.00 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Catholic
Superannuation and Retirement
AustralianSuper
Australia's Unclaimed Super
Fund (AUSfund)
FirstSuper
VicSuper Fund
Vision Super
IFM International
Infrastructure Wholesale Fund
Infrastructur Asia-Pacific , North
America, Western
Europ
Energy, Others Currently Investing
Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
IFM International Private AUD 565.00 m Fund of Fund North Americ
AUD 565.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 565.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 565.00 m
FirstSuper
Non-Government Schools
Superannuation Fund (NGS
UniSuper
Vision Super
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Page 81 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IFM International Private
Equity Fund II
AUD 516.00 m Fund of Fund North America,
Western Europ
AUD 516.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 516.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper AUD 516.00 m
Australia's Unclaimed Super
Fund (AUSfund)
HESTA Super Fund
Stapi lifeyrissjodur
VicSuper Fund
Vision Super
IFM International Private
Equity Fund III
USD 545.00 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 545.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 545.00 m
Industry Funds Management II USD 460.00 m Fund of Fund North America,
Western Europ
USD 460.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 460.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
FirstSuper
MTAA Superannuation Fund
TWU Superannuation Fund
PE Connect
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ING Investment Management (Australia)
Update Date: 10-Feb-2010
Head Office
Level 21, 83 Clarence Street
Sydney
NSW
2000
Australia
Tel: 61 2 9276 6269
www.ingim.com.au
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
AUD 35.00 bn
Allocation to Private Equity
1.7%
Amount Allocated to Private Equity
AUD 0.60 bn
Year First Invested In Private Equity
1998
Contacts
Mr. Steven Billiet
Chief Executive Officer
Sydney, Australia
Mr. James Wright
Chief Investment Officer, Private Markets
Sydney, Australia
james.wright@ingim.com.au
Background
ING Investment Management (INGIM) is the investment arm of the insurance giant ING Group. Its Australian business, whose operations are overseen
by over 40 investment professionals, has a diversified portfolio consisting of equities, fixed income, property, cash, multi-manager products and private
equity. It manages five funds of funds for institutional clients, focusing on investments in the Asia-Pacific region.ING Investment Management (INGIM)
is the investment arm of the insurance giant ING Group. Its Australian business, whose operations are overseen by over 40 investment professionals,
has a diversified portfolio consisting of equities, fixed income, property, cash, multi-manager products and private equity. It manages five funds of funds
for institutional clients, focusing on investments in the Asia-Pacific region.
INGIM raised its first private equity fund of funds in Australia in 1998. In September 2004, INGIM launched the country's first listed fund of funds vehicle
aimed at retail investors. ING Private Equity Access Ltd aimed to raise AU$120 million for investment in Australian private equity funds, along with
investments in listed Australian companies. The long-term allocation of the vehicle is approximately 90% private equity funds and 10% listed securities
and cash. Commitments of $10 million are known to have been made to each of Archer Capital Fund 4 and Quadrant Fund II.
In February 2009, ING Private Equity Access Limited, INGIM's listed fund of funds suffered fallout from its over-commitment strategy. The vehicle,
which booked an A$8 million loss in the last half of 2008, said it has 109% exposure to private equity and given a slowdown in realisations, doesnt
expect to be able to fund future capital calls with incoming distributions as it has done in the past. It is reliant on a A$20 million credit facility to fund
commitments, of which it had used A$9 million by 31 December 2008.
PE Connect
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Page 83 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific 100%
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Current number of GPs 10-30
Capital committed to date AUD 126.00 m
Current number of commitments 17
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
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Page 84 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 85 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Archer Capital Fund 3 Archer Capital AUD 450.00 m 2004 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 7.50 m
Archer Capital Fund 4 Archer Capital AUD 1.00 bn 2007 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 10.00 m
Catalyst Buyout Fund I Catalyst Investment AUD 390.00 m 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
Catalyst Buyout Fund II Catalyst Investment AUD 438.00 m 2008 Buyou Asia-Pacific All Sector
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CM Capital Venture Fund CM Capital Investments AUD 154.00 m 2006 Venture Capita Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
Deutsche Private Equity DB Capital Partners AUD 175.00 m 2003 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NZD 8.00 m
Direct Capital Fund III Direct Capital Private
Equity (DCP)
NZD 265.00 m 2005 Buyou Asia-Pacific Clean Tech /
Renewable,
Industrials, Others ,
Retail,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
Hastings Private Equity Hastings Funds USD 180.00 m 1994 Infrastructur Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ironbridge Capital 2003/4 Ironbridge Capital AUD 450.00 m 2004 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 5.00 m
NBC Private Equity Fund NBC Capital 2008 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 10.00 m
NBC Private Equity Funds NBC Capital AUD 98.00 m 2005 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 6.00 m
Pacific Equity Partners III Pacific Equity Partners AUD 1.28 bn 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
Pacific Equity Partners IV Pacific Equity Partners AUD 4.00 bn 2007 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Quadrant Fund II Quadrant Capital AUD 500.00 m 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 40.00 m
Quadrant Private Equity
No.1
Quadrant Private Equity AUD 275.00 m 2005 Buyou Asia-Pacific ,
Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
TVP II TVP AUD 45.00 m 1998 Venture Capita Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TVP III TVP AUD 144.00 m 2004 Venture Capita Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Wolseley Partners Fund 1 Wolseley Partners USD 80.00 m 2004 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 8.00 m
Wolseley Partners Fund II Wolseley Partners AUD 265.00 m 2007 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 10.00 m
Private Equity Funds Raised or Managed:
ING Private Capital Fund I USD 80.00 m Fund of Fund Asia-Pacific
USD 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 80.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Catholic
Superannuation and Retirement
Mercy Super
Vision Super
Vision Super
ING Private Capital Fund II USD 101.00 m Fund of Fund Asia-Pacific
USD 101.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 101.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustSafe Super
Maritime Super
Mercy Super
Seafarers Retirement Fund
ING Private Equity Fund III USD 134.00 m Fund of Fund Asia-Pacific
USD 134.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 134.00 m
ING Private Equity Fund IV USD 300.00 m Fund of Fund Asia-Pacific
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
PE Connect
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Innovation Capital
Update Date: 24-Apr-2009
Fund Manager Head Office
Suite 401
35 Lime St
Sydney
New South Wales
NSW 2000
Australia
Tel: 61 2 8296 6000
Fax: 61 2 8296 6066
www.innovationcapital.net
info@innovationcapital.net
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 100.00 m
Contacts
Mr. Ian Bund
General Partner
Sydney , Australia
Mr. Michael Quinn
Managing Partner
Sydney , Australia
Background
Innovation Capital is a venture capital firm based in Australia. The funds managed by the firm are backed by Australian and United States' investors
including superannuation funds, high net worth individuals and family offices.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 88 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Innovation Capital Fund II AUD 50.00 m Venture Capita Asia-Pacific Australi Currently Investing
AUD 50.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 50.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Statewide Superannuation Trust
The Private Capital Group AUD 4.00 m
UniSuper
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 90 of 701
Intersuisse Bioscience Managers Pty Ltd (IB Managers)
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 37, 530 Collins Street
Melbourne
Victoria
Australia
Tel: 61 3 9618 8216
Fax: 61 3 9614 8309
mmcnamara@ibmanagers.com
Institution Type
Corporate Subsidiary/Division
Branches
243 Knightsbridge
London
United Kingdom
Tel: 44 20 7255 4405
Fax: 44 20 7052 9121
Contacts
Mr. Jonathan Buckley
Director
Melbourne , Australia
Tel: 61 3 9618 8244
jpbuckley@ibmanagers.com
Mr. Jeremy Cook
Managing Director
London, United Kingdom
Tel: 44 20 7255 4405
jlcc@ibmanagers.com
Background
Intersuisse Bioscience Managers Pty Ltd (IB Managers) is an Australian operating branch of London based Bioscience Managers Limited.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 91 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Bioscience Managers Fund I USD 40.00 m Venture Capita Asia-Pacific Biotech / Life Australi
USD 40.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 40.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AusIndustry (Innovation
Investment Fund)
AUD 20.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 93 of 701
Ironbridge Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
Aurora Place
Level 39, 88 Phillip Street
Sydney
NSW 2000
Australia
Tel: 61 2 9250 8700
Fax: 61 2 9250 8777
www.ironbridge.com.au
contact@ironbridge.com.au
Institution Type
Independent Firm
Branches
Level 27 PwC Tower
188 Quay St.
Auckland
New Zealand
Tel: 64 9 363 2997
Fax: 64 9 363 2727
Contacts
Mr. Neil Broekhuizen
Managing Partner
Sydney , Australia
Mr. Paul Evans
Managing Partner
Sydney , Australia
Mr. Julian Knights
Managing Partner
Sydney , Australia
Background
Ironbridge Capital is a private equity firm founded in 2003 and based in Sydney, Australia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 94 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 95 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Ironbridge Capital 2003/4 AUD 450.00 m Buyou Asia-Pacific
AUD 450.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 450.00 m USD 376.50 mn USD 183.19 mn USD 592.69 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Public Employees
Retirement System (CalPERS)
USD 28.01 m USD 25.67 m USD 12.49 m USD 40.41 m 27.9% 1.6
ING Investment Management
(Australia)
AUD 5.00 m
Partners Group
UniSuper
Westscheme
Ironbridge Fund II AUD 1050.00 m Buyou Asia-Pacific
AUD 1050.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1050.00 m USD 399.78 mn USD 437.42 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Adams Street Partners
AlpInvest Partners N.V.
Alternative Investment (AI)
Capital
Australian Reward Investment
Alliance (ARIA)
California Public Employees
Retirement System (CalPERS)
USD 71.31 m USD 29.74 m USD 32.54 m 11.5% 1.1
California State Teachers'
Retirement System (CalSTRS)
USD 34.80 m
Danske Private Equity
Gartmore Investment
Management
Government of Singapore
Investment Corporation (GIC)
Gulf Investment Corporation
(GIC)
Henderson Equity Partners
Intesa Sanpaolo
LGT Capital Partners
Liberty Mutual Insurance
Company
Macquarie Funds Group
Partners Group
PPM Managers
RWB Private Capital Fonds
Scottish Widows Investment
Partnership
SPF Beheer bv
Telstra Superannuation Fund
UniSuper
Wilshire Associates
PE Connect
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Ironbridge Mezzanine Fund USD 80.00 m Mezzanin North Americ
USD 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 80.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
FIA Card Services, National
Association (FIA)
JP Morgan Asset Management
KeyCorp
TD Banknorth Inc.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 97 of 701
Jolimont Capital
Update Date: 24-Apr-2009
Fund Manager Head Office
Level 1, 133 Flinders Lane
Melbourne
VIC 3000
Australia
Tel: 61 3 8320 5130
Fax: 61 3 9639 5228
www.jolimontcapital.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
USD 118.00 m
Contacts
Ms. Teresa Engelhard
Managing Partner
Melbourne, Australia
te@jolimontcapital.com.au
Mr. Charles Gillies
Managing Partner
Melbourne, Australia
charlesg@jolimontcapital.com.au
Mr. Lex McArthur
Managing Partner
Melbourne, Australia
lexm@jolimontcapital.com.au
Ms. Neetha Nambiar
Manager
Melbourne, Australia
neethan@jolimontcapital.com.au
Background
Jolimont Capital is a secondaries private equity manager based in Australia. The company invests in New Zealand, Australia and the United States.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 98 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 99 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Jolimont Secondaries Fund II AUD 75.00 m Secondarie Asia-Pacific Australi Currently Investing
AUD 75.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 75.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
The Private Capital Group
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 100 of 701
Macquarie Bank
Update Date: 26-Mar-2009
Fund Manager Head Office
Level 11, 1 Martin Place
Sydney
NSW
2000
Australia
Tel: 61 2 8232 7248
www.macquarie.com.au
Institution Type
Independent Firm
Contacts
Mr. Nicholas Moore
Chief Executive Officer & Managing Director
Sydney , Australia
Mr. Greg Ward
Chief Financial Officer
Sydney , Australia
Background
Macquarie Bank is a Sydney, Australia based global investment bank which provides financial services, banking services, financial advisory and
investment services to investors, corporations and governments.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 101 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Essential Assets CAD 460.00 m May-2003 Western Europ
CAD 460.00 m May-2003
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CAD 460.00 m
Macquarie European
Infrastructure Fund (MEIF)
EUR 1.50 bn Apr-2004 Infrastructur Western Europ Transportation,
Utilitie
EUR 1.50 bn Apr-2004
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.50 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
APG Groep N.V.
Assicurazioni Generali
Caisse de Depot et Placement
du Quebec (CDP Capital)
Dancap Bank (Barbados) Inc.
Dexia Credit Local
Gowing Bros
Gowing Bros
HSH Nordbank AG
Macquarie European EUR 4.60 bn Western Europ
EUR 4.60 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.60 bn
Macquarie Global Private
Equity Securities Fund
Fund of Fund North America,
Western Europ
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Korea
Opportunities Fund
USD 350.00 m Buyou Asia-Pacific Energy, Media,
Technology,
USD 350.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 350.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Shinhan Life Insurance
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Pan European EUR 1.50 bn Infrastructur Western Europ Energy,
EUR 1.50 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.50 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
Canada Pension Plan
Investment Board (CPPIB)
EUR 200.00 m
Illinois State Board of Investment
KBC Pensioenfonds
Northwestern Mutual Life
Insurance Co.
Oslo Pensjonsforsikring
Stichting Pensioenfonds ABP
(APG Investments)
Suez-Tractebel Pension Fund
Macquarie Wholesale AUD 80.00 m Co-investmen Asia-Pacific
AUD 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 80.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gowing Bros
MGP Fund II USD 1300.00 m Asia-Pacific
USD 1300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1300.00 m
South Africa Infrastructure AUD 150.00 m Infrastructur Africa, Middle Eas Telecoms, Fully Invested
AUD 150.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
African Development Bank
Futuregrowth Asset
Management
AUD 150.00 m
IDEAS Managed Fund
Liberty Life
Metropolitan Life Insurance Co.
(MetLife)
Old Mutual plc Asset
Management
Public Investment Corporation
(PIC)
Sanlam Private Equity
Standard Bank
Transnet Limited
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Zonescorp Infrastructure Fund USD 272.00 m Apr-2006 Infrastructur Africa, Middle Eas Energy, Industrials,
Others ,
Transportation,
USD 272.00 m Apr-2006
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 272.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Abu Dhabi Commercial Bank
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Macquarie Direct Investment Ltd
Update Date: 18-Dec-2008
Fund Manager Head Office
1 Martin Place
Level 11
Sydney
NSW2000
Australia
Tel: 61 2 8232 7959
Fax: 61 2 8232 4111
www.macquarie.com.au
Institution Type
Bank Subsidiary/Division
Contacts
Mr. Robert Arthur Lee
Director
Sydney, Australia
Mr. Alan You Lee
Chief Financial Officer
Sydney, Australia
Background
Macquarie Direct Investment Ltd is an investment arm of Macquarie Bank specializing in private equity investments.
PE Connect
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Page 106 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Investment Trust USD 34.00 m Buyou Asia-Pacific
USD 34.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 34.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Non-Government Schools
Superannuation Fund (NGS
Macquarie Investment Trust II USD 78.00 m Buyou Asia-Pacific
USD 78.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 78.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CARE Super
Emergency Services & State
Super (ESSS)
Funds SA
Macquarie Investment Trust III AUD 135.00 m Buyou Asia-Pacific
AUD 135.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 135.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gowing Bros AUD 0.90 m
Mercy Super
Sunsuper
Macquarie Investment Trust AUD 400.00 m Buyout, Fund of Asia-Pacific
AUD 400.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 400.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Government
Employees Super Trust
AUD 18.00 m
Mercy Super
Vision Super
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Macquarie Funds Group
Update Date: 15-May-2009
Head Office
Macquarie Funds Group
Level 18, 135 King Street
Sydney
NSW
2000
Australia
Tel: 61 2 8237 4365
www.macquariefunds.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 48.00 bn
Allocation to Alternatives
100%
Allocation to Private Equity
7.5%
Amount Allocated to Private Equity
USD 3.60 bn
Year First Invested In Private Equity
1996
Branches
Level 21, One International Finance Centre
1 Harbourview Street
Central
Hong Kong
Tel: 852 3922 4782
Level 23, Citypoint
1 Ropemaker Street
London
EC2Y 9HD
United Kingdom
Tel: 44 20 3037 4221
Ocean Ridge, 5796 Armada Drive, Suite 150
Level 29
Carlsbad
CA
92008
United States
Tel: 1 760 688 3811
Contacts
Mr. Eric Becker
Senior Portfolio Manager
Carlsbad, United States
Tel: 1 760 688 3803
eric.becker@macquarie.com
Mr. Hugh Dyus
Senior Portfolio Manager
Central, Hong Kong
Tel: 852 3922 4782
hugh.dyus@macquarie.com
Mr. Peter Weidmann
Senior Portfolio Manager
London, United Kingdom
Tel: 44 207 307 4221
peter.weidmann@macquarie.com
Background
Macquarie Funds Group is part of the Macquarie Group, a provider of banking, financial, advisory, investment and funds management services.
Macquarie Funds Group, headquartered in Australia, is a fund manager offering a diverse range of products including managed funds across a wide
range of asset classes, funds-based structured products, hedge funds and fund of funds. Macquarie Funds Group has a team of over 600 staff and
offices in 19 locations around the world. Assets under management for the Macquarie Funds Group amounted to $48 billion as at 31 December
2008.The Macquarie Funds Group has been investing in private equity funds since 1996. The Macquarie Funds Group manages private equity funds of
about $4.9 billion as of 28 February 2009. Its private equity fund of funds team has 25 professionals across offices in Hong Kong, Sydney, Melbourne,
Carlsbad and London.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs 10%
Co-invests 10%
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs 50-100
Capital committed to date USD 1.30 bn
Current number of commitments 110
Historical number of commitments
Bite Size USD5-10 mn
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Ambienta I Ambienta EUR 217.50 m 2009 Growth / Expansion Western Europ Clean Tech /
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Archer Capital Fund Archer Capital USD 103.00 m 1998 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Braemar Energy Ventures
II
Braemar Energy Ventures USD 250.00 m 2007 Venture Capita Biotech / Life
Science, Clean
Tech / Renewable,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carlyle Riverstone
Renewable Energy
The Carlyle Group USD 685.00 m 2006 Infrastructur North America,
Western Europ
Energ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Catalyst Buyout Fund II Catalyst Investment AUD 438.00 m 2008 Buyou Asia-Pacific All Sector
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fulcrum Capital Partners Fulcrum Capital Partners AUD 100.00 m 2007 Generalis Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBS BioVentures III GBS Venture Partners AUD 145.00 m 2005 Biotech/Life Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBS BioVentures IV GBS Venture Partners AUD 125.00 m 2008 Venture Capita Asia-Pacific Biotech / Life
Science, Healthcar
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GS Private Equity Fund II GS Private Equity Pty Ltd AUD 192.00 m 2001 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hudson Clean Energy Hudson Capital USD 1.00 bn 2007 Buyou Western Europ Clean Tech /
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ironbridge Fund II Ironbridge Capital AUD 1050.00 m 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Palamon European Equity
II
Palamon Capital Partners EUR 670.00 m 2005 Buyou Western Europ Leisure, Support
Service
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
RockPort Capital Partners RockPort Capital Partners USD 260.00 m 2006 Venture Capita North Americ Clean Tech /
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Scale Venture Partners II Scale Venture Partners USD 400.00 m 2004 Technology Buyout North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sentinel Capital Partners Sentinel Capital Partners USD 319.00 m 2004 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Southern Cross Fund Southern Cross Venture
Partners
AUD 170.00 m 2006 Venture Capita Asia-Pacific Clean Tech /
Renewable,
Energy, Industrials,
Media, Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Starfish Technology Fund
LP
Starfish Ventures Pty Ltd USD 78.00 m 2002 Venture Capita Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TVP III TVP AUD 144.00 m 2004 Venture Capita Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
Macquarie Alternative AUD 191.00 m Fund of Fund Asia-Pacific
AUD 191.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 191.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ESI Super
Media Super
Non-Government Schools
Superannuation Fund (NGS
Macquarie Alternative USD 200.00 m Fund of Fund Asia-Pacific
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ESI Super
Media Super
Non-Government Schools
Superannuation Fund (NGS
Quadrant Superannuation
Macquarie Alternative AUD 400.00 m Fund of Fund Asia-Pacific
AUD 400.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 400.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Government
Employees Super Trust
Macquarie Asia Pacific Private GBP 300.00 m Fund of Fund Asia-Pacific Currently Investing
GBP 300.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBP 300.00 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Clean Technology
Fund
USD 250.00 m Fund of Fund North Americ Clean Tech /
Renewable, Energ
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Christian Super
Government Employees
Superannuation Fund
Local Government
Superannuation (LGsuper)
MTAA Superannuation Fund
Macquarie Renaissance
Infrastructure Fund
USD 530.00 m Infrastructur Central &amp;
Eastern Europ
Kazakhstan,
Russia, Ukrain
Currently Investing
USD 530.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 530.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Bank for
Reconstruction & Development
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Macquarie Group
Update Date: 11-Feb-2010
Fund Manager Head Office
Level 15, No 1 Martin Place
Sydney
New South Wales
NSW 2000
Australia
Tel: 61 2 8232 5006
Fax: 61 2 8232 6510
www.macquarie.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 131.00 bn
Branches
Mexico City
Mexico
Tel: 52 55 9178 7700
Fax: 52 55 9178 7727
125 West 55th Street
New York
NY
10019
United States
Tel: 1 212 231 1000
Fax: 1 212 231 1010
Contacts
Mr. Bill Green
Senior Managing Director, Renewable Energy
New York, United States
Mr. Mark Ramsey
Executive Director & President
Mexico City, Mexico
Background
Macquarie, based in Australia manages specialist funds which own assets in infrastructure and related sectors, real estate, private equity and
development capital.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 115 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ADCB Macquarie USD 630.00 m Infrastructur Middle Eas Energy, Currently Investing
USD 630.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 630.00 m
African Infrastructure Funds Afric
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fondo Infraestructura MXN 5.20 bn Jan-2010 Launched
MXN 5.20 bn Jan-2010 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MXN 5.20 bn
Global Infrastructure Fund
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Global Infrastructure Fund III
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Direct Property
Fund
Asia-Pacific ,
Central &amp;
Eastern Europe,
Western Europ
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Essential Assets North Americ Canad
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Manitoba Teachers' Retirement
Allowances Fund
Macquarie European EUR 1.00 bn Western Europ
EUR 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.00 bn
Macquarie European EUR 8.00 bn Western Europ
EUR 8.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 8.00 bn
PE Connect
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Global
Infrastructure Fund II
Infrastructur Asia-Pacific , Latin
America, Middle
East, North
America, Western
Currently Investing
Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
UniSuper
UniSuper
Macquarie Global
Infrastructure Fund II
Infrastructur Asia-Pacific , Latin
America, Middle
East, North
America, Western
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
UniSuper
UniSuper
Macquarie Global
Infrastructure Fund III
USD 500.00 m Infrastructur Asia-Pacific ,
Central &amp;
Eastern Europe,
North America,
Western Europ
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Catholic Superannuation Fund
(CSF)
ESI Super
HOSTPLUS
Master Superannuation Fund
New South Wales Electrical
Superannuation Scheme
Macquarie India Infrastructure Infrastructur Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Infrastructure AUD 4.00 bn Western Europ
AUD 4.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 4.00 bn
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Macquarie Infrastructure
Partners II
USD 6.00 bn Infrastructur Others ,
Transportation,
USD 6.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 6.00 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Arizona Public Safety Personnel
Retirement System
USD 25.00 m
Illinois State Board of Investment
Macquarie Korea USD 1.00 bn Dec-2002 Infrastructur Asia-Pacific Currently Investing
USD 1.00 bn Dec-2002 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn
Macquarie Korea Dec-2009 Launched
Dec-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie-SBI Infrastructure
Fund (MSIF)
USD 1.04 bn Apr-2009 Infrastructur Clean Tech /
Renewable,
Energy,
Healthcare,
Natural Resources,
Others , Real
Estate,
Technology,
Indi Launched
USD 1.04 bn Apr-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.04 bn
ZonesCorp Infrastructure
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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New Forests
Update Date: 18-Dec-2008
Fund Manager Head Office
The Zenith Center, Tower A Suite 1905, Level 19
821 Pacific Highway
Chatswood
NSW 2067
Australia
Tel: 61 2 9406 4100
Fax: 61 2 9406 4199
www.newforests-us.com
info@newforests.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
USD 200.00 m
Branches
L-70-7 KK Times Square
Kota Kinabalu
Sabah
88100
Malaysia
Tel: 60 88 486 244
Fax: 60 88 486 241
info@newforests.com.au
601 Montgomery Street, Suite #665
San Francisco
CA
United States
Tel: 1 415 321 3300
Fax: 1 415 321 3330
info@newforests.com.au
1025 Connecticut Ave, NW
Suite 1206
Washington
DC
United States
Tel: 1 202 715 1700
Fax: 1 202 223 1175
info@newforests-us.com
Contacts
Mr. David Blood
Managing Partner
,
Tel: 61 2 9406 4100
Mr. David Brand
Chairman
,
Tel: 61 2 9406 4100
Mr. Allan O'Sullivan
Managing Partner
,
Tel: 61 2 9406 4100
Mr. John Rogers
Managing Partner
,
Tel: 61 2 9406 4100
Background
New Forests is an international forestry investment management and advisory business with offices in Sydney, Washington DC, San Francisco and
Kota Kinabalu. New Forests specializes in institutional and private equity investments that generate returns from sustainably managed plantation
forests and from environmental assets, such as carbon, biodiversity and water.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Eco Products Fund USD 100.00 m Apr-2008 Early-Stage, Asia-Pacific Clean Tech /
USD 100.00 m Apr-2008
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
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Next Capital
Update Date: 06-May-2009
Fund Manager Head Office
Level 30/31 25 Bligh Street
Sydney
NSW 2000
Australia
Tel: 612 8222 5555
Fax: 612 8222 5556
www.nextcapital.com.au
info@nextcapital.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 265.00 m
Contacts
Mr. Patrick Elliott
Partner
Sydney , Australia
Tel: 613 8222 5555
info@nextcapital.com.au
Mr. Sandy Lockhart
Partner
Sydney , Australia
Tel: 612 8222 5555
info@nextcapital.com.au
Mr. John White
Partner
Sydney , Australia
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Next Capital I AUD 256.00 m Buyout, Growth / Asia-Pacific No sector Australi
AUD 256.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 256.00 m
Next Capital II Buyou Asia-Pacific No sector Australi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 0.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Vantage Private Equity Growth
Limited (VPEG)
AUD 7.00 m AUD 180.00 m
PE Connect
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Pacific Equity Partners
Update Date: 03-Dec-2009
Fund Manager Head Office
126 Phillip Street Level 31
Sydney
NSW
2000
Australia
Tel: 61 2 8238 2600
Fax: 61 2 8238 2690
www.pep.com.au
information@pep.com.au
Institution Type
Independent Firm
Contacts
Mr. Cameron Blanks
Managing Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Steven Cain
Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Tony Duthie
Managing Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Rickard Gardell
Managing Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. David Grayce
Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Anthony Kerwick
Managing Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Rob Koczkar
Managing Director
Sydney, Australia
Tel: 61 2 8238 2600
Mr. Paul Shaw
Director
Sydney, Australia
Mr. Tim Sims
Managing Director
Sydney, Australia
Background
Pacific Equity Partners (PEP) is a private equity firm specialising in buyouts, late stage expansion capital, and mature businesses. The firm does not
invest in startups or early stage ventures. Its investments are largely based in Australia and New Zealand. The firm seeks to invest in companies
having enterprise value of at least AUD $150 million ($114.38 million) unless it is an add-on acquisition to an existing portfolio company.
PE Connect
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Page 126 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 127 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Pacific Equity Partners I AUD 142.00 m Venture Capita Asia-Pacific
AUD 142.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 142.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
UniSuper
Pacific Equity Partners II USD 478.00 m Buyou Asia-Pacific
USD 478.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 478.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Military Super and Benefit
Scheme (MSBS)
AUD 14.10 m
Smedvig Capital
Pacific Equity Partners III AUD 1.28 bn Buyou Asia-Pacific
AUD 1.28 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 1.28 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Funds SA
HarbourVest Partners
Harvard Management Company
ING Investment Management
(Australia)
AUD 8.00 m
Maritime Super
Military Super and Benefit
Scheme (MSBS)
AUD 36.38 m
Pearl Holding Limited
Smedvig Capital
Stanford Management Company
(SMC)
Stevedoring Employees
Retirement Fund
Yale University
PE Connect
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Page 128 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Pacific Equity Partners IV AUD 4.00 bn Buyou Asia-Pacific
AUD 4.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 4.00 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ING Investment Management
(Australia)
Military Super and Benefit
Scheme (MSBS)
Smedvig Capital
Starling Holding Limited
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 129 of 701
Pinnacle Private Equity
Update Date: 03-Aug-2009
Fund Manager Head Office
Level 26, Governor Phillip Tower
1 Farrer Place
Sydney
New South Wales
2000
Australia
Tel: 61 2 8247 3109
Fax: 61 2 8247 6659
www.pinnacleinvestment.com.au
Institution Type
Financial Institution Subsidiary/Division
Contacts
Mr. Bill Cook
Partner
Sydney, Australia
Mr. Peter Ludemann
Partner
Sydney, Australia
PE Connect
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Page 130 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
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Page 131 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Pinnacle Private Equity Fund Buyou Asia-Pacific Australi Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 132 of 701
Principle Advisory Services Pty
Update Date: 29-Oct-2009
Fund Manager Head Office
Level 2, 175 Macquarie Street
Sydney
NSW 2000
Australia
Tel: 61 2 9231 8888
Fax: 61 2 9231 8899
www.principleadvisory.com
Institution Type
Placement Agent
Contacts
Mr. Lachlan Douglas
Director
Sydney, Australia
lachlan@principleadvisory.com
Mr. Les Fallick
Managing Director
Sydney, Australia
les@principleadvisory.com
Mr. John Rickus
Chairman
Sydney, Australia
john@principleadvisory.com
Mr. Alf Stamp
Director
Sydney, Australia
alf@principleadvisory.com
Background
Established in 2001, Principle is a leading placement agent and advisor to the Australasian institutional investment market. The firm focuses on the
private markets asset classes and specialises in the development of investment offerings and capital raising.
Principle represents a select number of investment managers each year, including some of the worlds leading private equity, infrastructure and
venture capital managers. In our advisory work we emphasise the specific needs of institutional investors in the design of investment offerings.
Principle seek to ensure that investment managers take products to market that will withstand the due diligence scrutiny of highly sophisticated
investors and asset consultants. Its relationships with local institutional investors are deep and long-standing. The firms clients benefit from over 80
years of combined experience in consulting and capital raising across diverse markets and investment strategies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 133 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 134 of 701
Quadrant Private Equity
Update Date: 21-Apr-2009
Fund Manager Head Office
Level 30, 126 Phillip Street
Sydney
NSW 2000
Australia
Tel: 1 612 9221 3044
Fax: 1 612 9221 8447
www.quadrantpe.com.au
quadrant@quadrantpe.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
USD 765.00 m
Contacts
Mr. Alex Eady
Investment Manager
Sydney , Australia
Tel: 61 2 9221 3044
eady@quadrantpe.com.au
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 135 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 136 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Quadrant Private Equity No. 2 AUD 500.00 m Buyout,
Diversified
Asia-Pacific ,
Western Europ
Australi
AUD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 500.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Prime Super
UniSuper
Westscheme AUD 10.00 m
Quadrant Private Equity No.1 AUD 275.00 m Buyou Asia-Pacific ,
Central &amp;
Eastern Europ
AUD 275.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 275.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australian Reward Investment
Alliance (ARIA)
Funds SA
ING Investment Management
(Australia)
AUD 8.00 m
MTAA Superannuation Fund
Transport Accident Commission
(TAC)
UniSuper
University of Melbourne
Endowment Fund
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 137 of 701
Southern Cross Venture Partners
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 5, 80 Mount Street
North Sydney
NSW 2060
Australia
Tel: 61 283 147 400
Fax: 61 299 576 399
www.sxvp.com
investmentteam@sxvp.com
Institution Type
Independent Firm
Branches
L9, 545 Queen Street
Brisbane
Queensland
4000
Australia
Tel: 61 738 316 757
Fax: 61 730 090 414
285 Hamilton Avenue
Suite 240
Palo Alto
California
United States
Tel: 1 650 561 7150
Contacts
Mr. William Bartee
Managing Director
,
Ms. Anneliese Bisson
Chief Financial Officer
,
Mr. Bob Christiansen
Managing Director
,
Mr. Gareth Dando
Managing Director
,
Mr. Larry Marshall
Managing Director
,
Mr. John Scull
Managing Director
,
Background
Southern Cross Venture Parnters, founded in 2006, help the early stage technology companies that shows the potential for high growth and market
leadership build significant businesses. The firm typically invests in software systems, telecommunicationswith a focuse on e-commerce and internet
applications.The group also focuses its investments in electronics, semiconductors, electronics, digital media, energym mining technologie, water
technologies and innovation in agriculture.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 138 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 139 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Southern Cross Fund AUD 170.00 m Venture Capita Asia-Pacific Clean Tech /
Renewable,
Energy, Industrials,
Media,
Currently Investing
AUD 170.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 170.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Macquarie Funds Group
Quay Partners
Statewide Superannuation Trust AUD 15.00 m
Sunsuper
Westscheme
The Southern Cross Fund USD 100.00 m Venture Capita Asia-Pacific Clean Tech /
Renewable,
Energy, Industrials,
Media,
Currently Investing
USD 100.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 140 of 701
Sovereign Investment Research
Update Date: 28-Jan-2010
Head Office
Level 2, 17 Castlereagh Street
Sydney
NSW
NSW 2000
Australia
Tel: 61 292 281 888
www.sovereign.net.au
info@sovereign.net.au
Institution Type
Independent Firm
Branches
Level 33, 101 Collins Street
Melbourne
Victoria
3000
Australia
Tel: 61 3 9657 8489
Contacts
Mr. Ross Barry
Principal
Sydney , Australia
rbarry@sovereign.net.au
Mr. Danny Cohen
Investment Analyst
Melbourne, Australia
Tel: 61 2 9228 1883
Mr. Ray King
Managing Director
Sydney , Australia
Tel: 61 2 9228 1888
rking@sovereign.net.au
Background
Sovereign Investment Research is an investment consultant and manager of alternative investments. It provides investment research, manager and
product assessments, portfolio management, customised programs, fund offerings and implementation support services. The firm invests in a broad
range of alternative assets including infrastructure, domestic and global opportunistic property, domestic and global private equity, distressed debt,
hedge funds, commodities, agriculture, timberland and climate change investments. Sovereign Investment Research was founded in 2000 is
headquartered in Sydney, Australia. The firm is a manager of funds of funds that invests in buyouts, early stage, growth and expansion capital, and
turnaround funds in Australia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 141 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 142 of 701
LPs Advised by this institution:
Institution Name Country City Institution Type
Sunsuper Australia Brisbane Pension Fund
GPO Box 2924
Brisbane
Qld
4064
Tel: 61 7 3016 7816
Fax: 61 7 3016 7722
www.sunsuper.com.au
The Private Capital Group Australia Sydney Fund of Funds Manager
Level 45 Citigroup Centre
2 Park Street
Sydney
2000
Tel: 61 2 9266 0755
Fax: 61 2 9266 0797
Private Equity Funds Raised or Managed:
The Private Capital Group AUD 82.00 m Fund of Fund Asia-Pacific Australi Currently Investing
AUD 82.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 82.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUST(Q)
AustSafe Super
Building Unions Superannuation
Scheme BUSS(Q)
Club Super
Intrust Super Fund
MTAA Superannuation Fund
QIEC Super
SPEC(Q)
Sunsuper
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 143 of 701
Starfish Ventures Pty Ltd
Update Date: 23-Apr-2009
Fund Manager Head Office
Level 1, 120 Jolimont Road
East Melbourne
Melbourne
Victoria
VIC 3002
Australia
Tel: 61 396 542 121
Fax: 61 396 542 922
www.starfishvc.com
admin@stafishvc.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 400.00 m
Contacts
Ms. Eve Burgess
Chief Financial Officer
Melbourne, Australia
Mr. John Dyson
Founder,Investment Principal
Melbourne, Australia
Mr. Michael Panaccio
Founder,Investment Principal
Melbourne, Australia
Mr. Malcolm Thornton
Investment Director
Melbourne, Australia
Background
Starfish Ventures Pty Ltd is venture capital firm which seeks to partner with companies that address a global high growth market opportunity and that
leverage novel technologies to create a new market or supply new products or services to an existing market. The group focuses its investment in the
life sciences, cleantech and information technology including biotechnology, medical devices, drug development, energy,water,
software,instrumentation, telecommunications and hardware.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 144 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 145 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Starfish Pre-Seed Fund USD 24.00 m Biotech/Life
Science
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Technology,
USD 24.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 24.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MTAA Superannuation Fund
Westscheme
Starfish Technology Fund II AUD 185.00 m Venture Capita Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Media,
Technology,
Australi Currently Investing
AUD 185.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 185.00 m
Starfish Technology Fund LP USD 78.00 m Venture Capita Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Technology,
Currently Investing
USD 78.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 78.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AustralianSuper USD 78.00 m
Macquarie Funds Group
Mitsui & Co. (U.S.A.) Inc.
PCG Asset Management
Quay Partners
Westscheme
Starfish Ventures Pty Ltd -
Ceram Polymerik Cty Ltd
USD 400.00 th Co-investmen Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Technology,
USD 400.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 400.00 th
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Westscheme
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 146 of 701
TVP
Update Date: 24-Apr-2009
Fund Manager Head Office
Suite 4, Upper Deck, Jones Bay Wharf 19-21
26-32 Pirrama Road
Pyrmont
NSW
Australia
Tel: 61 2 9562 9000
Fax: 61 2 9562 9001
www.tvp.com.au
enquiries@tvp.com.au
Institution Type
Independent Firm
Assets / Funds Under Management
AUD 190.00 m
Branches
555 Bryant Street
#566
Palo Alto
CA
94301
United States
Tel: 1 415 283 7279
Fax: 612 9562 9001
aaaron@tvp.com.au
Contacts
Mr. Allan Aaron
Director and General Partner
,
aaaron@tvp.com.au
Mr. John Murray
Director and General Partner
,
jmurray@tvp.com.au
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 147 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 148 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
TVP USD 130.00 m Growth / Asia-Pacific
USD 130.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 130.00 m
TVP II AUD 45.00 m Venture Capita Asia-Pacific
AUD 45.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 45.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australia Post Superannuation
Scheme
AUD 1.20 m
Commonwealth Superannuation
Scheme (CSS)
ING Investment Management
(Australia)
Maritime Super
Public Superannuation Scheme
(PSS)
Stevedoring Employees
Retirement Fund
Victorian Funds Management
Corporation
TVP III AUD 144.00 m Venture Capita Asia-Pacific
AUD 144.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 144.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australia Post Superannuation
Scheme
AUD 4.70 m
Commonwealth Superannuation
Scheme (CSS)
Funds SA
ING Investment Management
(Australia)
Macquarie Funds Group
Maritime Super
Public Superannuation Scheme
(PSS)
Quay Partners
Queensland Investment
Corporation-QIC
Stevedoring Employees
Retirement Fund
Sunsuper
Telstra Superannuation Fund
Temasek Holdings Pte Ltd
Victorian Funds Management
Corporation
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 149 of 701
Capivest
Update Date: 01-Mar-2010
Fund Manager Head Office
Zamil Tower, 6th Floor
Al Khalifa Avenue
PO Box 5571
Manama
Bahrain
Tel: 973 1750 2222
Fax: 973 1750 2211
www.capivest.com
info@capivest.com
Institution Type
Independent Firm
Contacts
Mr. Sameeh Al Khan
Partner, Chief Operating Officer
Manama, Bahrain
Mr. Nabil Hadi
Chief Executive Officer
Manama, Bahrain
Mr. Mathews Kuruvilla
Chief Investment Officer
Manama, Bahrain
Background
Based in Bahrain, Capinvest is an Islamic investment bank providing a range of financial services to high networth clients in the middle east. To date it
has successfully made private equity and real estate investments in Europe, Asia and Middle East. It
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 150 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 151 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Capital Protected Equity Fund. Diversified
Private Equit
Banking &amp;
Finance , Others
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Indian Private Equity Fund USD 200.00 m Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science,
Industrials, Media,
Natural Resources,
Others , Real
Estate,
Indi
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Warba Investment Company
KFI Optimum Fund Diversified Banking &amp;
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Page 152 of 701
Venture Capital Bank
Update Date: 19-May-2009
Fund Manager Head Office
Building 247 Road 1704
Block 317 Diplomatic Area
Manama
Bahrain
Tel: 973 17 518 888
Fax: 973 17 518 880
www.VC-Bank.com
info@VC-Bank.com
Institution Type
Independent Firm
Contacts
Mr. Faisal Aziz Al Abbasi
Executive Director
Manama, Bahrain
Mr. Mohammed Malik
Director
Manama, Bahrain
Mr. Jose Martin
Principal
Manama, Bahrain
Mr. Sharif Ibrahim Monfaradi
Chief Investment Officer
Manama, Bahrain
Background
Established in the Kingdom of Bahrain in October 2005, Venture Capita Bank operates under an Islamic investment banking licence from the Central
Bank of Bahrain. With an authorised capital of US$500 million and initial paid up capital of US$165 million. The Bank is active in four principal areas:
venture capital and business development, private equity, real estate,
PE Connect
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Page 153 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 154 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Regional Ummah Investment
Fund
USD 250.00 m Infrastructur North America,
Western Europ
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Venture Capital Bank - SME USD 250.00 m Venture Capita Africa, Middle Eas
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Venture Capital Fund Bahrain USD 15.00 m Venture Capita Asia-Pacific
USD 15.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 15.00 m
PE Connect
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Page 155 of 701
Asian Tiger Capital Partners
Update Date: 17-Mar-2009
Fund Manager Head Office
UTC Building, Level 16
8 Panthapath
Dhaka
1215
Bangladesh
Tel: 8802 8155 144
Fax: 8802 9118 582
www.at-capital.com
info@at-capital.com
Institution Type
Independent Firm
Contacts
Mr. Ifty Islam
Founder & Managing Partner
Dhaka, Bangladesh
Mr. Syeed Khan
Managing Partner
Dhaka, Bangladesh
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 156 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
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Page 157 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AT Capital Strategic
Opportunities Fund
USD 75.00 m Nov-2008 Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Industrials, Others
USD 75.00 m Nov-2008
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 75.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 158 of 701
Catalyst Microfinance Investors (CMI)
Update Date: 16-Feb-2009
Fund Manager Head Office
ASA Tower
23/3 Khilji Road, Shyamoli Mohammadpur
Dhaka
Bangladesh
Tel: 880 29116375/8119828
Fax: 880 2 912 1861
www.catalyst-microfinance.com/
info@catalyst-microfinance.com
Institution Type
Insurance Company
Branches
Nieuwegracht 29
Utrecht
3512
Netherlands
Tel: 31 30 234 3430
Fax: 31 30 233 1849
Contacts
Ms.
,
Background
CMI is a private equity fund that invests in emerging, high potential microfinance institutions. It is managed by ASA in Bangladesh and Sequoia in UK
and Netherlands.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 159 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 160 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ASA International USD 125.00 m Growth /
Expansion Capita
Africa, Asia-Pacific Bangladesh,
Ghana, India,
Nigeria, Philippine
USD 125.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 125.00 m
PE Connect
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Page 161 of 701
Fortis Private Equity
Update Date: 13-Mar-2009
Fund Manager Head Office
rue Montagne du Parc 3
Brussels
B - 1000
Belgium
Tel: 32 2 565 9546
Fax: 32 2 565 9975
www.merchantbanking.fortis.com/Solutions_Services/Private_Equity.htm
info@fortisprivateequity.com
Institution Type
Bank Subsidiary/Division
Assets / Funds Under Management
EUR 1.50 bn
Branches
23, boulevard Jules Favre
6 Part-Dieu, Cedex 06
Lyon
France
privateequity.fr.mb@fortis.com
6, rue de Ponthieu
Paris
France
Tel: 33 1 5836 4460
Fax: 33 1 5836 4461
info@robertsau-gestion.com
25, alle de la Robertsau
Strasbourg
France
Tel: 33 3 9022 1100
Fax: 33 3 9022 1101
77-79 Gloucester Road
18/F Fortis Bank Tower
Hong Kong
Hong Kong
Tel: 852 2823 0959
Fax: 852 2866 9550
Savannahweg 17
Utrecht
Netherlands
Tel: 31 30 248 1050
Fax: 31 30 248 1049
info@fortisprivateequity.nl
Calle de Fortuny 37
3Dcha. Esc. Izda.
Madrid
Spain
Tel: 34 91 700 0501
Fax: 34 91 700 0514
info@nazca.es
Contacts
Mr. Philippe Aubert
Managing Director
Paris, France
paubert@robertsau-gestion.com
Mr. Wytse Bouma
Managing Director
,
Mr. Carlos Carb
Managing Partner
Madrid, Spain
Mr. Thomas Chan
Investment Manager
Hong Kong, Hong Kong
Thomas.Chan@hk.fortis.com
Mr. Alexander de Vries
Head Special Situations
,
fpespecialsituations@nl.fortis.com
Mr. lvaro Maritegui
Managing Partner
Madrid, Spain
Mr. Lionel Robin
Managing Director
Paris, France
lrobin@robertsau-gestion.com
Mr. Takashi Suzuki
Investment Manager
Hong Kong, Hong Kong
Mr. Luc Weverbergh
Managing Director
Brussels, Belgium
Tel: 32 2 565 9769
luc.weverbergh@fortisprivateequity.com
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 162 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 163 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
FAGUS USD 33.00 m See Western Europ
USD 33.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 33.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Investment Fund (EIF) EUR 12.50 m
Fondo Nazca I & II EUR 250.00 m Buyou Western Europ
EUR 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 250.00 m
Fortis Private Equity EUR 10.00 m Growth / Western Europ
EUR 10.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 10.00 m
Fortis Private Equity Asia Asia-Pacific Hong Kon
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fortis Private Equity France EUR 50.00 m Buyou Western Europ
EUR 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 50.00 m
Robertsau Investissement USD 52.00 m Buyou Western Europ
USD 52.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 52.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
BIP Investment Partners
Robertsau Investissement, EUR 45.00 m Buyou Western Europ
EUR 45.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 45.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 164 of 701
CTI Capital
Update Date: 29-Jan-2010
Fund Manager Head Office
Suite1635
1 Place Ville Marie
Montreal
Quebec
H3B 2B6
Canada
Tel: 1 514 861 3500
Fax: 1 514 861 3230
cticap.ca
info@cticap.ca
Institution Type
Independent Firm
Contacts
Mr. Viet Buu
Chief Executive Officer
Montreal, Canada
Mr. Jean Leprince
Managing Partner
Montreal, Canada
Tel: 1 514 787 1619
jfeprince@ctisciences.com
Mr. Richard Meadows
Managing Partner
Montreal, Canada
Tel: 1 514 787 1618
rmeadows@ctiscientes.com
Ms. Shermaine Tilley
Principal
Montreal, Canada
Tel: 1 514 787 1620
stilley@ctisciences.com
Background
CTI, founded in 1987, is a full service investment dealer with the mission of providing execution, research and superior quality investment counselling
services contributing to the generation of higher client returns. CTIs recommendations are based on a substantial range of expertise and experience.
Its clientele is composed of institutional and private investors, enterprises, and government agencies. CTI is independent of all financial groups and its
relative size provides operational flexibility while insuring the objectivity and neutrality of its counsel.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 165 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 166 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CTI Life Sciences Fund CAD 100.00 m Venture Capita North Americ Biotech / Life Canad Currently Investing
CAD 100.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CAD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
Desjardins Pension Fund
FIER Partners CAD 25.00 m
Fonds de Solidarite des
Travailleurs du Quebec (FTQ)
PE Connect
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Page 167 of 701
Macquarie Capital Advisors
Update Date: 23-Oct-2009
Fund Manager Head Office
Brookfield Place
181 Bay Street
Suite 3100
Toronto
ON M5J 2T3
Canada
Tel: 1 416 848 3500
Fax: 1 416 864 3162
www.macquarie.com
Institution Type
Placement Agent
Branches
Level 23, 1 Ropemaker Street
London
EC2Y 9HD
United Kingdom
Contacts
Mr. Graeme Conway
Principal
London , United Kingdom
Tel: 44 20 3037 4271
Graeme.Conway@macquarie.com
Background
Macquarie Capital Advisors specializes in a range of corporate advisory services including mergers and acquisitions, capital raisings, restructurings,
project finance, structured finance, privatizations and tailored strategic and financial advice. Clients benefit from our integrated organizational structure
as industry coverage crosses geographical boundaries, allowing us to offer seamless cross-border advisory services. This structure also enables us to
leverage our local market knowledge in identifying potential acquirers or targets around the world. In certain engagements, such as buyouts,
acquisitions and recapitalizations, the firm has advised on all aspects of the capital structure. For these assignments, the firm identify sources of debt
and/or equity and arrange financing for clients. Macquarie has more than 400 dedicated professionals working in corporate advisory in Asia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 168 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 169 of 701
Sarona Asset Management
Update Date: 02-Mar-2010
Head Office
155 Frobisher Drive, Suite I-106
Waterloo
ON N2V 2E1
Canada
Tel: 1 204 295 9688
www.saronafund.com
contact@saronafund.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 200.00 m
Contacts
Mr. Serge LeVert-Chiasson
Vice President
Waterloo, Canada
slevertchiasson@saronafund.com
Mr. Gerhard Pries
President
Waterloo, Canada
gpries@saronafund.com
Background
Sarona Asset Management is a boutique investment firm which, along with its related companies, has been investing in Frontier Markets for over 50
years. Sarona Asset Management is based in Waterloo, Canada.Sarona's first private equity fund of funds, Sarona Frontier Markets Fund, held a first
close on $12 million. The fund of funds is focused on harnessing the growth of micro, small to medium-sized enterprises in developing countries.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 170 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 171 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Sarona Frontier Markets Fund USD 12.00 m Fund of Fund Africa, Asia-Pacific
, Central &amp;
Eastern Europe,
Latin Americ
Launched
USD 12.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 12.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 172 of 701
Teachers' Private Capital
Update Date: 09-Jun-2009
Fund Manager Head Office
5650 Yonge Street
Toronto
Ontario
M2M 4H5
Canada
Tel: 1 416 228 5900
Fax: 1 416 730 5349
www.otpp.com/web/website.nsf/web/privatecapital
communications@otpp.com
Institution Type
Pension Fund Subsidiary/Division
Assets / Funds Under Management
USD 108.50 bn
Branches
Leconfield House
Curzon Street
London
United Kingdom
Tel: 44 20 7659 4450
Fax: 44 20 7659 4451
teachersprivatecapital@otpp.com
Contacts
Ms. Deborah Allan
Director, Communications and Media Relations, OTPP
Toronto, Canada
Tel: 1 416 730 5347
deborah_allan@otpp.com
Mr. Roger Barton
Vice-President, General Counsel & Secretary
Toronto, Canada
Mr. Robert Bertram
Executive Vice-President, Investments, OTPP
Toronto, Canada
robert_bertram@otpp.com
Mr. Russ Bruch
Vice-President & Chief Information Officer
Toronto, Canada
Mr. Andrew Claerhout
Vice-President, EMEA Private Equity Investments
London, United Kingdom
andrew_claerhout@otpp.com
Mr. Shael Dolman
Vice-President
Toronto, Canada
shael_dolman@otpp.com
Mr. Jim Leech
President and CEO, OTPP
Toronto, Canada
Mr. David McGraw
Senior Vice-President & Chief Financial Officer, OTPP
Toronto, Canada
Ms. Marcia Mendes-dAbreu
Vice-President, Human Resources, OTPP
Toronto, Canada
Mr. Dean Metcalf
Vice-President, Portfolio Management
Toronto, Canada
Tel: 1 416 730 6166
Mr. Neil Petroff
Group Senior Vice-President, Investments
Toronto, Canada
Tel: 1 416 730 3763
neil_petroff@otpp.com
Mr. Lee Sienna
Vice-President
Toronto, Canada
Mr. Glen Silvestri
Vice-President
Toronto, Canada
Mr. Erol Uzumeri
Senior Vice-President
Toronto, Canada
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 173 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 174 of 701
Acorn Campus Ventures
Update Date: 09-Mar-2009
Fund Manager Head Office
Suite 9 Level 2 Pudong Software Park
498 Guoshoujing Road
Shanghai
China
Tel: 86 21 5080 6686
Fax: 86 21 5080 3862
http://shanghai.acorncampus.com/
Institution Type
Independent Firm
Assets / Funds Under Management
USD 100.00 m
Branches
Acorn Campus
3 Results Way
Cupertino
California
95014
United States
Tel: 1 408 777 8090
Fax: 1 408 777 8091
www.acorncampus.com
Contacts
Mr. Wufu Chen
Managing Partner
Shanghai, China
Mr. Tienlai Hwang
Managing Partner
Shanghai, China
Mr. Hsiung Kung
Partner
Shanghai, China
Mr. David Tsang
Co-Founder
Shanghai, China
Mr. Chester Wang
Co-Founder
Shanghai, China
Background
Established in 2000, Acorn Campus provides capital, support services, and the strategic relationships startup businesses require to succeed. In short,
Acorn Campus truly facilitates the development of new businesses.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 175 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 176 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Acorn Campus Asia Fund I USD 16.00 m Early-Stag Asia-Pacific Industrials, Chin
USD 16.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 16.00 m
Acorn Campus Asia Fund III USD 36.00 m Early-Stag Asia-Pacific Industrials, Chin
USD 36.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 36.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 177 of 701
Aoruiwanjia Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite E, 19/F, Heng Ji Building
No. 99 Huaihai Road (East)
Shanghai
China
Tel: 86 21 6384 5349
www.oricavigor.com
Institution Type
Insurance Company
Assets / Funds Under Management
CNY 1.00 bn
Contacts
Mr. Yi Bai
Vice President
Shanghai, China
Mr. Lanjun Jiang
Vice President
Shanghai, China
Mr. Zhidong Kan
Chairman
Shanghai, China
Mr. Longjiu Liu
Vice President
Shanghai, China
Mr. Zhen Peng
Vice President
Shanghai, China
Mr. Chunlei Yang
Vice President
Shanghai, China
Background
Established in 2007 as a joint venture by 4 privately owned enterprises in China
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 178 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 179 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hefei Fund CNY 300.00 m Growth /
Expansion Capita
Asia-Pacific Energy,
Healthcare,
Chin
CNY 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 300.00 m
Shanghai Fund CNY 410.00 m Growth /
Expansion Capita
Asia-Pacific Energy,
Healthcare,
Chin
CNY 410.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 410.00 m
Shenzhen Fund CNY 100.00 m Growth /
Expansion Capita
Asia-Pacific Energy,
Healthcare,
Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
Shijiazhuang Fund CNY 200.00 m Growth /
Expansion Capita
Asia-Pacific Energy,
Healthcare,
Chin
CNY 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 180 of 701
Arc Capital Holdings
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 4703 Tower 2 Plaza 66
1366 Nanjing Road West
Shanghai
China
Tel: 86 21 6113 5818
Fax: 86 21 6113 5806
www.arch-fund.com/about.php
Institution Type
Private Equity Group Subsidiary
Assets / Funds Under Management
USD 700.00 m
Branches
13/F St John's Building
33 Garden Road, Central
Hong Kong
Hong Kong
Tel: 852 3115 0243
Fax: 852 3544 7699
Contacts
Mr. Horst Geicke
Director
,
Mr. Allan Liu
Chairman
,
Mr. William, Kok Pun Ng
Directir
,
Background
ARC Capital Holdings is a closed-end investment company that was admitted to trading on the AIM market of the London Stock Exchange plc in June
2006.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 181 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 182 of 701
Asia Alpha Private Equity
Update Date: 18-Dec-2008
Fund Manager Head Office
251, Yong Jia Road
Shanghai
China
Tel: 86 1367 181 2857
Fax: 86 21 6467 9540
www.asiaalpha.com
Institution Type
Independent Firm
Branches
19th Northpoint
No. 148 Electric Road
Hong Kong
Hong Kong
Tel: 852 9853 7778
Fax: 852 2964 9393
Contacts
Mr. James Hahn
Managing Partner
Shanghai, China
jhahn@AsiaAlpha.com
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 183 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 184 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia Alpha Fund 1 USD 100.00 m Growth / Asia-Pacific
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Asia Alpha Fund I USD 100.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy, Leisure,
Media, Others ,
China, United
State
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 185 of 701
Asiatech
Update Date: 16-Feb-2009
Fund Manager Head Office
1830, 18F China Merchants Tower
No.118, Jian Guo Road, Chao Yang District
Beijing
China
Tel: 86 10 6567 2299/5899
Fax: 86 10 6566 2732
www.asiatechgroup.com/
info@asiatechgroup.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 200.00 m
Branches
Level 21 HSBC Tower
101 Yin Cheng East Road
Shanghai
200120
China
Tel: 86 21 2890 3433
Fax: 86 21 2890 3434
39F, One Exchange Square
8 Connaught Place, Central
Hong Kong
Hong Kong
Tel: 852 2116 6868
Fax: 852 2116 0000
2F, 65 Club Street
Singapore
Singapore
Tel: 65 6327 1800
Fax: 65 6327 1877
4F, No. 261, Sec. 3
Nan-King East Road
Taipei
Taiwan
Tel: 886 2 8712 1010
Fax: 886 2 8712 2020
20660 Stevens Creed Blvd., Ste. 188
Cupertino
California
United States
Tel: 1 650 321 0688
Fax: 1 650 321 6188
Contacts
Mr. Gareth Chan
Chairman
,
Mr. Hanson Cheah
Managing Partner
Hong Kong, Hong Kong
Tel: 852 3421 0188
Mr. Jun Wong
Managing Partner
Beijing, China
Mr. Phillip Wong
Managing Partner
Hong Kong, Hong Kong
Mr. James Yao
Managing Partner
Hong Kong, Hong Kong
Tel: 852 3421 0188
jyao@asiatechgroup.com
Background
Established in 1997, Asiatech is a technology venture capital firm in Greater China
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 186 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 187 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia technology I USD 18.50 m Early-Stag Asia-Pacific Technology, Chin
USD 18.50 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 18.50 m
Asia technology II USD 21.75 m Early-Stag Asia-Pacific Technology, Chin
USD 21.75 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 21.75 m
Asia technology III USD 62.00 m Early-Stag Asia-Pacific Technology, Chin
USD 62.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 62.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 188 of 701
Azure International
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite H, Floor 6, Oriental Kenzo
48 Dongzhimenwai Dajie, Dong Cheng District
Beijing
China
Tel: 86 10 8447 7053
Fax: 86 10 8447 7058
www.azure-international.com/english/china_RE.htm
Institution Type
Insurance Company
Branches
Postbox 9009, 3506 GA
Utrecht
Netherlands
Tel: 31 20 691 6437
Fax: 31 20 691 6436
Contacts
Mr. Paul Bryan-Tatham
Advisor/Director
,
Mr. Juanli Han
Founding Partner
,
Mr. Chris Raczkowski
Managing Director
,
Mr. Stephen Terry
CFO
,
Background
Established in 2003, firm joined the Econcern group through a 2007 merger with Ecofys
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 189 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 190 of 701
Beijing Ancai High-tech Venture Capital Co Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 321, Level 3, Enfei Technology Plaza
12 Fuxing Road, Dinghai District
Beijing
China
Tel: 86 10 6397 2321
Fax: 86 10 6397 2281
www.acvc.com.cn
acvc@acvc.com.cn
Institution Type
Independent Firm
Contacts
Mr. Wei Jia
Chairman
Beijing, China
Mr. Xudong Wang
CIO
Beijing, China
Mr. Haifeng Zhang
Genaral Manager
Beijing, China
Background
Established in 2000, firm invests in various high technology start-ups
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 191 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 192 of 701
Beijing Centek Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite B-314 Xueyan Plaza
Tsinghua University
Beijing
China
Tel: 86 10 6277 0006
Fax: 86 10 6277 0009
www.bjcvc.com.cn
bjcvc@bjcvc.com.cn
Institution Type
Insurance Company
Contacts
Mr. Jinzhu Zhang
Managing Director
Beijing, China
Background
Established in 2000, Beijing Centek is a joint venture of various Chinese entities. It adopts a business model of venture capital & incubator, where new
start-ups established by graduates who have returned to China are nurtured.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 193 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 194 of 701
Beijing Huida Jiuding Investment & Management
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 1510 , Taikang International Building,
2 Wudinghou Street F District of Financial Street
Beijing
China
Tel: 86 10 6629 0123
Fax: 86 10 6629 0128
www.jiudingcapital.com
pe@jiudingcapital.com
Institution Type
Insurance Company
Assets / Funds Under Management
CNY 2.00 bn
Contacts
Mr. Leo Cai
Executive President
Beijing, China
Mr. Xiaojie Huang
President
Beijing, China
Mr. Jianping Liu
Executive President
Beijing, China
Mr. Zhongyi Zhao
Executive President
Beijing, China
Background
Established in 2007, firm manages several funds which invests venture, growth and Pre-IPO capital in enterprises in China
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 195 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 196 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Jiuding PE Fund ? (Beijing Early-Stag Asia-Pacific Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jiuding PE Fund ?I (Shanghai Asia-Pacific Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jiuding PE Fund ?II (Beijing Growth / Asia-Pacific Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jiuding PE Fund ?V (Chengdu Growth / Asia-Pacific Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 197 of 701
Beijing Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Level 10 Haidian Technology Plaza
3 Southern Street Zhongguancun
Beijing
China
Tel: 86 10 6894 3739
Fax: 86 10 6894 3779
www.bvcc.com.cn
Bvcc@bvcc.com.cn
Institution Type
Insurance Company
Contacts
Mr. Haimiao Liu
Vice President
Beijing, China
Mr. Rongzi Wang
Vice President
Beijing, China
Mr. Xiaolong Wang
President
Beijing, China
Mr. Xiaojun Zhang
CIO
Beijing, China
Background
Established in 1998, Beijing Venture Capital is located in Northwest Beijing, near leading universities such at Beijing University and Tsinghua University
and adjacent to the Zhongguancun Science Park. Since its founding, BVCC has invested in excess of CNY 300 million in over 40 portfolio companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 198 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 199 of 701
BioVeda China
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 1201, OOCL Plaza
841 Yan'an Road (M), Jing An District
Shanghai
China
Tel: 86 21 5150 1800
Fax: 86 21 5150 1818
www.bioveda.com.cn/en/
info@biovedachinafund.com
Institution Type
Insurance Company
Branches
#4,No. 439 Chunxiao Road
Zhangjiang Hi-Tech Park, Pudong New Area
Shanghai
201203
China
Tel: 86 21 5027 7487
Fax: 86 21 5027 6051
Contacts
Mr. John Amos
Venture Partner
Shanghai, China
Ms. Carolynn Gandolfo
General Partner & Counsel
Shanghai, China
Mr. Robert Li
Partner
Shanghai, China
Mr. Fred Lu
Partner
Shanghai, China
Mr. Eric Xu
Venture Partner
Shanghai, China
Mr. Zhi Yang
Founder, Chairman, Managing Partner
Shanghai, China
Mr. John Zhang
Partner
Shanghai, China
Background
BioVeda China Fund is a venture capital firm that provides financing to companies in the life science and healthcare industries, with leading proprietary
technologies, and outstanding scientific and management talent.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 200 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 201 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
BioVeda China Fund USD 30.00 m Biotech/Life
Sciences,
Asia-Pacific Biotech / Life
Science, Healthcar
Chin
USD 30.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 30.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
USD 5.00 th
Temasek Holdings Pte Ltd
BioVeda China Fund II USD 100.00 m Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science, Healthcar
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 202 of 701
Blue Ridge China
Update Date: 11-Mar-2009
Fund Manager Head Office
Room 3701, Tower A, Beijing Fortune Plaza,
No.7 Middle Dongsanhuan Road, Chaoyang District
Beijing
China
Tel: 86 10 6530 9900
Fax: 86 10 6530 9946
info@br-china.com
Institution Type
Insurance Company
Assets / Funds Under Management
USD 1.75 bn
Contacts
Mr. Justin Tang
Founder
Beijing, China
Background
Blue Ridge China is a China focused private equity fund founded by Mr Justin Tang, founder of eLong.com
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 203 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 204 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Blue Ridge China USD 1.45 bn Buyou Asia-Pacific Energy, Media,
Retail, Technology,
Telecom
USD 1.45 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.45 bn
Blue Ridge China Partners USD 300.00 m Growth /
Expansion Capita
Asia-Pacific Others , Real
Estate, Retai
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Blue Ridge China Partners II USD 1.45 bn Growth /
Expansion Capita
Asia-Pacific Others , Real
Estate, Retai
Chin
USD 1.45 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.45 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 205 of 701
Bohai Industrial Investment Fund Management
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 26 Block B, Guo Mao Centre
Ma Chang Dao, Hexi District
Tianjin
China
Tel: 86 22 8386 7802
Institution Type
Insurance Company
Assets / Funds Under Management
USD 2.50 bn
Contacts
Mr. Johnathan Li
Managing Director
Tianjin, China
Mr. Jun Ma
Managing Director
Tianjin, China
Background
Fund created to spur industrial development in Tianjin city, as well as nationwide.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 206 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 207 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Bohai Industrial Fund USD 2.50 bn Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Industrials,
Chin
USD 2.50 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.50 bn
Bohai Industrial Investment
Fund
CNY 20.00 m 2006 Venture Capita Asia-Pacific Energy, Industrials,
Transportatio
CNY 20.00 m 2006
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 20.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
China State Post Bureau
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 208 of 701
Botong Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 906 Guangli Plaza 136
Qingchun Road
Hangzhou
China
Tel: 86 571 8708 7806
Fax: 86 571 8708 7820
Assets / Funds Under Management
CNY 1.00 bn
Contacts
Mr. Yegang Wang
General Manager
Hangzhou, China
Mr. Quan Zhang
Investment Director
Hangzhou, China
Background
Botong Venture Capital provides venture capital to firms involved in sectors such as new energy and modern manufacturing.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 209 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 210 of 701
Canton Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Room. 1101, 11th Floor
183 Tianhebei Road
Guangzhou
China
Tel: 86 20 8755 6020
Fax: 86 20 8755 6023
www.c-vcc.com/index.htm
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 2.00 bn
Contacts
Mr. Mengjue Feng
Chairman
Guangzhou, China
Mr. Xiaowei He
Deputy General Manager
Guangzhou, China
Mr. Fan Zhang
General Manager
Guangzhou, China
Background
Established in 1999, with a registered capital of CNY 800 million, Canton Venture Capital has invested in over 60 projects in Guangdong province.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 211 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 212 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Canton Biotechnological
Venture Fund
USD 40.00 m Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science,
Chin
USD 40.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 40.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 213 of 701
Capital Today
Update Date: 25-Jan-2010
Fund Manager Head Office
Suite 3808 Level 38 Jin Hong Plaza
88 East Century Avenue Pudong
Shanghai
China
Tel: 86 21 5098 8886
Fax: 86 21 5098 8050
www.capitaltoday.com
info@capitaltoday.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 380.00 m
Branches
Level 39/F, One Exchange Square
Hong Kong
Hong Kong
Tel: 852 2868 5526
Fax: 852 2868 5226
Contacts
Mr. Baoma Wen
Partner
Shanghai, China
Mr. Xin Xu
Managing Partner
Shanghai, China
Background
Established in 2005, Capital Today is a manager of private equity funds focused on the China market. The company is based in China and has about
22 employees.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 214 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 215 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Capital Today China Growth USD 280.00 m 2005 Growth / Asia-Pacific China, Hong Kon Currently Investing
USD 280.00 m 2005 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 280.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asia Alternatives Management
LLC
Caledonia Investments
Capital Today China Growth USD 183.00 m Growth / Asia-Pacific China, Hong Kon Currently Investing
USD 183.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 183.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 216 of 701
Cathay Capital Private Equity
Update Date: 16-Feb-2009
Fund Manager Head Office
12K, Pufa Tower
588 PuDong Nan Rd
Shanghai
China
Tel: 86 21 6888 8069
www.cathay.fr/pages/en/index.html
Assets / Funds Under Management
EUR 70.00 m
Branches
9-11, avenue Franklin D. Roosevelt
Paris
75008
France
Tel: 33 1 42 25 28 00
Contacts
Mr. Mingpo Cai
President
,
Mr. Steven Hu
Investment Director
Shanghai, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 217 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 218 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Cathay Capital I EUR 70.00 m Growth /
Expansion Capita
Asia-Pacific ,
Western Europ
Consumer Goods,
Healthcare, Retai
Chin
EUR 70.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 70.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 219 of 701
CDH Venture Partners (CDH China Holdings Management Company)
Update Date: 10-Sep-2009
Fund Manager Head Office
Suite 418, 4F, Tower B, Grand Pacific Trade Center
8A Guanghua Road, Chaoyang District
Beijing
China
Tel: 86 10 6581 8388
Fax: 86 10 6581 9969
www.cdhfund.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 3.00 bn
Contacts
Ms. Vivien Chen
Partner
Beijing, China
Mr. Stuart Schonberger
Founding Partner
Beijing, China
Mr. Gongquan Wang
Founding Partner
Beijing, China
Mr. Shu Wang
General Partner
Beijing, China
Mr. Shangzhi Wu
Managing Director
Beijing, China
Background
CDH Investments was set up in 2002 as a spin-off from China International Capital Corporation (CICC), an investment bank. The firm is headed by Wu
Shangzhi, the former head of CICC's private equity group.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 220 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 221 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CDH China Growth Capital
Fund I
USD 102.00 m Diversified
Private Equity,
Growth /
Asia-Pacific Clean Tech /
Renewable, Others
, Technolog
Chin
USD 102.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 102.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AXA Private Equity
International Finance
Corporation (IFC)
CDH China Growth Capital
Fund II
USD 162.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable, Others
, Technolog
Chin
USD 162.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 162.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
3i
Capital Z Investment Partners
John D. and Catherine T.
Macarthur Foundation
CDH China Growth Capital
Fund III
USD 1.60 bn Buyout, Growth /
Expansion
Capital, Venture
Asia-Pacific Clean Tech /
Renewable, Others
, Technolog
Chin
USD 1.60 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.60 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Castle Private Equity AG
CDC Group PLC (Capital for
Development)
USD 75.00 m
John D. and Catherine T.
Macarthur Foundation
Skoll Foundation
University of Michigan USD 20.00 m
CDH China Growth Capital USD 500.00 m Growth / Asia-Pacific Chin Launched
USD 500.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Texas County & District
Retirement System
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 222 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CDH Venture Fund USD 200.00 m Venture Capita Asia-Pacific
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Government of Singapore
Investment Corporation (GIC)
International Finance
Corporation (IFC)
USD 20.00 m
John D. and Catherine T.
Macarthur Foundation
Minnesota University
University of Minnesota
Foundation
USD 5.00 m
CDH Venture Fund II USD 500.00 m Venture Capita Asia-Pacific Consumer Goods,
Energy,
Healthcare, Media,
Others , Technolog
Chin
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hatteras Investment Partners
John D. and Catherine T.
Macarthur Foundation
Skoll Foundation
China Growth Capital Fund II USD 310.00 m Growth / Asia-Pacific
USD 310.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 310.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Adams Street Partners
Ding Hui Fund CNY 5.00 bn Buyou Asia-Pacific Clean Tech /
Renewable, Others
, Technolog
Chin
CNY 5.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 5.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 223 of 701
CEL Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 915, Tower 1, Bright Chang An Building
No.7 Jianguomennei Dong Cheng District
Beijing
China
Tel: 86 10 6518 0230
Fax: 86 10 6518 0251
www.celpartners.com
contact@celpartners.com
Institution Type
Independent Firm
Branches
9, avenue de lOpera
Paris
75001
France
Tel: 33 1 75 00 03 93
Fax: 33 1 44 86 07 92
Contacts
Ms. Isabelle Bouillot
Chairman & Managing Partner
Paris, France
Mr. Andre Loesekrug-Pietri
Managing Partner
Paris, France
Mr. Simon Lu
Managing Director
Beijing, China
Mr. Mike Zhang
Investment Director
Beijing, China
Background
CEL is the first continental Europe independent private equity focused on investing in China
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 224 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 225 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Equity Links EUR 70.00 m Growth /
Expansion Capita
Asia-Pacific ,
Western Europ
Clean Tech /
Renewable,
Consumer Goods,
Healthcare, Others
, Support Service
China, Franc
EUR 70.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 70.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 226 of 701
Ceyuan Ventures
Update Date: 16-Feb-2009
Fund Manager Head Office
No. 35, Qinlao Hutong
Dongcheng District
Beijing
China
Tel: 86 10 8402 8800
Fax: 86 10 8402 0999
www.ceyuanvc.com
Institution Type
Independent Firm
Branches
No.4, Lane 89, Xing Guo Road
Shanghai
200031
China
Tel: 86 21 6466 1272
Fax: 86 21 6466 7501
Contacts
Mr. Yi Cao
Partner
Beijing, China
Mr. Bo Feng
Partner
Beijing, China
Mr. Gang Ren
Partner
Beijing, China
Mr. Ye Yuan
Partner
Beijing, China
Mr. Weiguo Zhao
Partner
Beijing, China
Mr. Lin Zhou
Partner
Beijing, China
Background
Established in 1999, Ceyuan Ventures is a Beijing-based early stage venture capital firm focused on IT and emerging growth companies
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 227 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 228 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Ceyuan Ventures USD 120.00 m Early-Stag Asia-Pacific Technolog Chin
USD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 120.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
University of Michigan USD 15.00 m
Ceyuan Ventures II Early-Stag Asia-Pacific Technolog Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
University of Michigan USD 20.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 229 of 701
Chang'An Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
No.23, Xihaibeiyan, Xicheng
Beijing
China
Tel: 86 10 8400 2728
Fax: 86 10 8400 2716
www.changancap.com/
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 1.00 bn
Contacts
Mr. Leo Liu
Co-Founder
Beijing, China
Ms. Baoling Luo
Director
Beijing, China
Mr. Xiangjun Qu
Co-Founder
Beijing, China
Mr. Lijun Sheng
Director
Beijing, China
Mr. Haibo Wang
Director
Beijing, China
Mr. Tao Wu
Director
Beijing, China
Ms. Xiaoli Zhang
Director
Beijing, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 230 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 231 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Chang'an Capital China Fund CNY 1.00 bn Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Healthcare,
Chin
CNY 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 1.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 232 of 701
Chengwei Ventures
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 33C
Lane 672, Changle Road
Shanghai
China
Tel: 86 21 5404 8566
Fax: 86 21 5404 8766
www.chengwei.com
General@Chengwei.com
Institution Type
Independent Firm
Branches
# 146 58 West Portal Avenue
San Francisco
California
United States
Contacts
Mr. Pei Kang
Managing Partner
Shanghai, China
Mr. Eric, X Li
Managing Partner
Shanghai, China
Ms. Ping Ping
Managing Partner
Shanghai, China
Mr. Yangdong Shao
Managing Partner
Shanghai, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 233 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 234 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Chengwei Ventures USD 60.00 m Venture Capita Asia-Pacific
USD 60.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 60.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
University of Michigan USD 14.00 m
Yale University
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 235 of 701
China Broadband Capital Partners
Update Date: 11-Mar-2009
Fund Manager Head Office
Ju Fu Dian
Ritan Park
Beijing
China
Tel: 86 10 8563 5888
Fax: 86 10 8563 5678
www.cbc-capital.com/
Institution Type
Independent Firm
Assets / Funds Under Management
USD 300.00 m
Branches
18F, Shanghai Bio Building
No.1326, West Yan'an Road
Shanghai
200052
China
Tel: 86 21 6282 8800
Fax: 86 21 5258 8068
Suite 1516, 15/F, Citic Tower
1 Tim Mei Avenue, Central
Hong Kong
Hong Kong
Tel: 852 2877 8411
Fax: 852 2169 0078
Contacts
Mr. Xingcha Fan
Partner
Beijing, China
Mr. CC Tang
Partner
Beijing, China
Mr. Edward Tian
Chairman
Beijing, China
Mr. Zhiming Xu
Partner
Beijing, China
Mr. Ying Zhang
Partner
Beijing, China
Background
CBC is a China-based private equity firm with focus on media and communications investments.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 236 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 237 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CBC I USD 286.00 m Feb-2005 Early-Stage,
Growth /
Asia-Pacific Media,
Technology,
Chin
USD 286.00 m Feb-2005
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 286.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
WPP Group
Chengbai I Early-Stage, Asia-Pacific Technology, Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 238 of 701
CHINA HI-TECH PROPERTY EXCHANGE
Update Date: 16-Feb-2009
Fund Manager Head Office
2nd Floor, Science & Technology Building
Shangbu Rd Central
Shenzhen
China
Tel: 86 755 8367 1352
Fax: 86 755 8367 1354
www.chtpe.com
service@chtpe.com
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 1.50 bn
Contacts
Mr. Mingwei Liu
Chairman
Shenzhen, China
Mr. Hui Zhao
CEO
Shenzhen, China
Background
Established in 2000, CHTPE is a corporation registered property in China that is a platform for servicing and dealing in stock equity transactions. It is
ideally located in the Pearl River Delta regions which connects Guangdong, Hong Kong and Macau.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 239 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 240 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Nanhai Growth Fund CNY 162.00 m Growth / Asia-Pacific Chin
CNY 162.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 162.00 m
Nanhai Ventures I CNY 150.00 m Growth / Asia-Pacific Chin
CNY 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 150.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 241 of 701
China Israel Value Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 801, Central Tower, No.88
Fuhua First Road, Futian District
Shenzhen
China
Tel: 86 755 3335 9986
Fax: 86 755 3335 9970
www.civcfund.com/
steven@civcfund.com
Assets / Funds Under Management
USD 20.00 m
Branches
Beit Graph1st floor
4Shenkar St
Herzeliya
46725
Israel
Tel: 972 9 950 5478
Fax: 972 9 950 5475
pnina@civcfund.com
Contacts
Mr. Jonathan Chee
Venture Partner
Shenzhen, China
Mr. Ami Dotan
Co-founder, General Parner
Herzeliya, Israel
Mr. Weiping Jiang
Co-founder, General Parner
Shenzhen, China
Mr. Haitao Jin
Co-founder, General Parner
Shenzhen, China
Mr. Yigal Livne
Co-founder, General Parner
Herzeliya, Israel
Mr. Liora Shpindler
CFO
Herzeliya, Israel
Background
China Israel Value Capital is a private equity fund focused on China. It generally invests in Chinese firms with tens to s hundred million dollar of
revenues.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 242 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 243 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China-Israel Venture Fund USD 20.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Healthcare,
Chin
USD 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 244 of 701
China Leader Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Beijing
China
Tel: 86 10 8229 3799
Institution Type
Independent Firm
Contacts
Mr. Lingwei Zeng
CEO
Beijing, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 245 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 246 of 701
China Merchants Technology Holdings Co., Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
No 1077 North Technology Building
South China Sea Road
Shenzhen
China
Tel: 86 755 2688 8600
Fax: 86 755 2688 8628
www.cmtech.net/main.asp?id=154
cmtech@cmtech.net
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
HKD 1.20 bn
Contacts
Mr. Zhen Cai
CFO
Shenzhen, China
Mr. Liji Gu
Managing Director
Shenzhen, China
Mr. Zhenwei Lu
General Manager
Shenzhen, China
Mr. Baiqian Yang
Chairman
Shenzhen, China
Background
Established in 1999 and based in Hong Kong, China Merchant Technology Holdings is a professional arm under China Merchants Holdings.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 247 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 248 of 701
China Renaissance Capital Investment
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 305
St. George's Building, 2 Ice House Street
Hong Kong
China
Tel: 852 2521 8013
www.crcicapital.com
Branches
Suite 805, Tower E1, Beijing Oriental Plaza Office
1 East Chang An Avenue Dong Cheng District
Beijing
100738
China
Tel: 86 10 8518 5686
Fax: 86 10 8515 1898
Suite 1101, Bund Center
222 Yan An Road East
Shanghai
200002
China
Tel: 86 21 6335 1018
Fax: 86 21 6335 1919
Contacts
Mr. Min Chen
Chief Representative
Beijing, China
Mr. George Li
Managing Director
Hong Kong, China
Mr. Ji-ou Liu
Chief Representative
Shanghai, China
Mr. Mark Qiu
CEO
Hong Kong, China
Mr. Hung Shih
Managing Director
Hong Kong, China
Background
Established in 2005, China Renaissance Capital Investment is an alternative investment management firm that focuses on Greater China.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 249 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 250 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Harvest Fund USD 500.00 m Growth / Asia-Pacific Consumer Goods, Chin
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 251 of 701
China Science and Merchants Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
13C Investment Plaza 4009
Shennan Avenue Futian Central District
Shenzhen
China
Tel: 86 755 8291 3296
Fax: 86 755 8291 3291
www.leadvc.com/index.asp
Assets / Funds Under Management
CNY 10.00 bn
Branches
Level 11 Block A China International Tech. Centre
12 Ma Dian Qiao Yu Min Road, Chaoyang District
Beijing
100029
China
Tel: 86 10 5165 8558
Fax: 86 10 8225 0616
Contacts
Mr. Xiangshuang Shan
Founder
,
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 252 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 253 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Science & Merchants
Venture Capital Fund I
CNY 300.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy,
Healthcare, Others
Chin
CNY 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 300.00 m
China Science & Merchants
Venture Capital Fund II
CNY 1.00 bn Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy,
Healthcare, Others
Chin
CNY 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 1.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 254 of 701
China Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
JiXiangLi 208, ChaoWai Rd
Beijing
China
Tel: 86 10 8569 8024
Fax: 86 10 8569 8023
www.c-vc.com.cn/
cvc@c-vc.com.cn
Institution Type
Insurance Company
Assets / Funds Under Management
CNY 500.00 m
Contacts
Mr. Hong Wang
Deputy General Manager
Beijing, China
Mr. Beilin Yuan
Deputy General Manager
Beijing, China
Background
Established to promote the development of China's venture capital industry, China Venture Capital received direct support from the vice chairman of
the Standing Commitee of the National People's Congress of China. Its major shareholders include various Chinese conglomerates such as Tangren
Investment Co, Tongwei Group and Beijing Linda Group.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 255 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 256 of 701
ChinaEquity
Update Date: 16-Feb-2009
Fund Manager Head Office
Unit 806, 8th Floor,Beijing Kerry Center
No.1 Guanghua Road, Chaoyang District
Beijing
China
Tel: 86 10 8529 7418
Fax: 86 10 8529 7419
www.chinaequity.net/
webmaster@ChinaEquity.net
Institution Type
Independent Firm
Branches
Level 22 Block E Hua Du Plaza
838 Zhang Yang Road
Shanghai
200122
China
Tel: 86 21 5820 1409
Contacts
Mr. Chaoyang Wang
Chairman & CEO
Beijing, China
Ms. Willa Wei
Vice President / Director
Beijing, China
Mr. Jing Zhang
Director
Beijing, China
Background
ChinaEquity engages in venture capital, direct investments as well as investment management. It has a close understanding of the political, economic
and cultural environments in Greater China. In addition, it has close links with a network of Chinese governmental bodies, international financial
institutions and enterprises.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 257 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 258 of 701
ChinaVest
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 706 7th Floor Beijing China Resources
No. 8 Jian Guo Men Bei Avenue
Beijing
China
Tel: 86 10 8519 1535
Fax: 86 10 8519 1530
www.chinavest.com
info@chinavest.com.cn
Institution Type
Independent Firm
Branches
4th Floor Shanghai Bund
No. 7 Zhong Shan Dong Yi Road
Shanghai
200002
China
Tel: 86 21 6323 2255
Fax: 86 21 6329 3951
Room 1103, Wilson House
19-27 Wyndham Street Central
Hong Kong
Hong Kong
Tel: 852 2810 1638
Fax: 852 2868 3788
Contacts
Mr. Daniel Bao
Vice President
,
dbao@chinavest.com.cn
Mr. Erik Bethel
Managing Director
,
ebethel@chinavest.com
Mr. Chunyin Cheng
Vice President
,
cycheng@chinavest.com.cn
Mr. Robert Daudt
Managing Director
,
rdaudt@chinavest.com.cn
Ms. Ana Jin
Director
,
ajin@chinavest.com.cn
Mr. Alexander Lee
Chief Operating Officer
,
Mr. Jason Sun
Vice President
,
jsun@chinavest.com.cn
Mr. Tao Tao
Managing Director
,
ttao@chinavest.com.cn
Mr. Robert Thelees
Chairman & CEO
,
rtheleen@chinavest.com
Ms. Jenny Tsui
President
,
jhsui@chinavest.com
Mr. Alex Xu
Vice President
,
axu@chinavest.com.cn
Background
Established in 1983, ChinaVest is a leading merchant bank with offices in Shanghai, Beijing, Hong Kong and San Francisco.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 259 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 260 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ChinaVest IV USD 125.00 m Buyout,
Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science,
Technology,
Chin
USD 125.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 125.00 m USD 125.00 mn USD 99.88 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ford Foundation
University of California Regents
Endowment Fund
USD 20.00 m USD 20.00 m USD 15.98 m -3.3% 0.8
ChinaVest V USD 100.00 m Buyout,
Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science,
Technology,
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
John Hancock Mutual Life
Insurance Co.
ChinaVest VI USD 300.00 m Buyout,
Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science,
Technology,
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 261 of 701
CMHJ Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 803, Lippo Plaza
222 Huai Hai Zhong Road
Shanghai
China
Tel: 86 21 5396 5500
Fax: 86 21 5396 5530
www.cmhjpartners.com/index.html
Institution Type
Independent Firm
Assets / Funds Under Management
USD 114.00 m
Branches
Suite 3002, 30/F, Excellence Times Square
4068 Yi Tian Road, Futian District
Shenzhen
518048
China
Tel: 86 755 2399 5380
Fax: 86 755 2399 5382
Contacts
Mr. Darren Ho
Managing Partner
Shanghai, China
Mr. George Li
Managing Partner
Shanghai, China
Mr. James Lin
Partner
Shanghai, China
Mr. Hongbin Liu
Partner
Shanghai, China
Mr. Roger Zha
Partner
Shanghai, China
Background
Established in 2007, CMHJ Partners has been actively making private equity investments in China. Notable exits include Baidu, Alibaba, Focus Media
and China Netcom. It currently manages 2 funds totalling USD 114 million
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 262 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 263 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CMHJ Technology Fund I USD 43.00 m Early-Stag Asia-Pacific Consumer Goods,
Industrials,
Support Services,
Technolog
Chin
USD 43.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 43.00 m
CMHJ Technology Fund II USD 70.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Support Services,
Technolog
Chin
USD 70.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 70.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 264 of 701
Comway Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 1501 Building 1518B
Pudong Minsheng Road
Shanghai
China
Tel: 86 21 6104 2999
Fax: 86 21 6104 2752
www.comway99.com
info@comway99.com
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 10.00 bn
Contacts
Mr. Jian Fang
Executive Director
Shanghai, China
Mr. Larry Herbelshimer
Co-Chairman
Shanghai, China
Mr. Zhijian Huang
Executive Director
Shanghai, China
Mr. Zhai Li
Partner
Shanghai, China
Mr. Fukang Liu
Executive Director
Shanghai, China
Mr. Zhengfu Shi
Chairman
Shanghai, China
Background
Established in 2000, Comway Capital is a private equity firm focusing on fast growing enterprises. Since inception, the firm has invested in over 16
enterprises totalling RMB 3 billion.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 265 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 266 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fund I CNY 200.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Chin
CNY 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 200.00 m
Fund II CNY 450.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Chin
CNY 450.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 450.00 m
Fund III CNY 800.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Chin
CNY 800.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 800.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 267 of 701
Crimson Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Unit 1025, Tower 1
China World Trade Center
Beijing
China
Tel: 86 10 6505 8668
Fax: 86 10 6505 8667
www.crimcap.com
info@crimcap.com
Institution Type
Independent Firm
Branches
Unit 4808, Tower 2, Plaza 66
No.1366, West Nanjing Road
Shanghai
200040
China
Tel: 86 21 6113 0177
Fax: 86 21 6113 0176
Suite 1910
1350 Avenue of the Americas
New York
New York
United States
Tel: 1 212 956 6118
Fax: 1 212 570 4878
Contacts
Mr. Mart Bakal
Chairman
Beijing, China
Mr. Zack Ren
Managing Director
,
Mr. Eileen Yang
Managing Director
Beijing, China
Background
Established in 1991, Crimson Capital has extensive experience in the restructuring of state owned enterprises in eastern Europe.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 268 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 269 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Crimson Capital China Growth / Asia-Pacific Consumer Good Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 270 of 701
CSV Capital Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 104, Building 18
800 Huashan Road
Shanghai
China
Tel: 86 21 6225 8579
Fax: 86 21 6225 8573
www.csvcp.com/
Institution Type
Independent Firm
Branches
920, Marunouchi Nakadori Building
2-2-3 Marunouchi, Chiyoda-ku
Tokyo
Japan
Tel: 81 3 3210 9673
Fax: 81 3 3210 9668
88 West Shore Road Belvedere
San Francisco
California
United States
Tel: 1 415 298 9729
Contacts
Mr. Michael Liao
Managing Director
Shanghai, China
Mr. Jianzhong Qu
Principal
Shanghai, China
Ms. Lucene Tong
Venture Partner
Shanghai, China
Mr. Ralph Ungermann
Managing Director
San Francisco, United States
Mr. Earl Yen
Managing Director
Shanghai, China
Background
Established in 2004, CSV Capital Partners focuses on investing in early stage and emerging Chinese companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 271 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 272 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Seed Ventures USD 45.00 m Early-Stage,
Venture Capita
Asia-Pacific Biotech / Life
Science,
Healthcare, Media,
Retail, Support
Services,
Technology,
Chin
USD 45.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 45.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 273 of 701
Cybernaut Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
No.11 Building, WestLake Soyea Software Park
No.176, Tian Mu Shan Road
Hangzhou
China
Tel: 86 571 8993 9898
Fax: 86 571 8993 9834
www.cybernaut.com.cn/intro.html
contact@cybernaut.com.cn
Institution Type
Independent Firm
Assets / Funds Under Management
USD 250.00 m
Branches
Room 1502, Wan Liu Yi Cheng Center
No.11, Chang Chun Bridge Road, Haidian District
Beijing
100089
China
Tel: 86 10 5881 9698
Fax: 86 10 5881 9566
Room 2705, Bank of China (BOC) Tower
No. 200, Yincheng Middle Road, Pudong District
Shanghai
200120
China
Fax: 86 21 50372257
20F, China Everbright Bank Building
Zu Zi Lin, Fu Tian District
Shenzhen
518040
China
Contacts
Mr. Tom Chen
General Partner
Hangzhou, China
Mr. Justin Fang
Venture Partner
Hangzhou, China
Mr. Wei Lu
Partner
,
Mr. Daryl Magana
Partner
,
Mr. David Ren
General Partner
Beijing, China
Mr. Xuanyu Shang
General Partner
Beijing, China
Ms. Sha Wang
Principal
,
Mr. Jason Zhao
General Partner
Shanghai, China
Mr. Min Zhu
Founder
Hangzhou, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 274 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 275 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hangzhou Fund CNY 250.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Healthcare, Others
, Support Service
Chin
CNY 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 250.00 m
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Dingjia Ventures
Update Date: 16-Feb-2009
Fund Manager Head Office
3F Innovation Centre
350 Chunxiao Road
Shanghai
China
Tel: 86 21 5080 0508
Fax: 86 21 5080 1918
www.zj-vc.com/
zj-vc@zj-vc.com
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 360.00 m
Contacts
Ms. Yanling Dai
Managing Partner
Shanghai, China
Mr. Kang Gu
CFO
Shanghai, China
Mr. Jiwei Hu
Managing Director
Shanghai, China
Mr. Yuda Hua
Managing Director
Shanghai, China
Mr. Yongxiang Jiang
Managing Director
Shanghai, China
Mr. Jason Li
Managing Partner
Shanghai, China
Mr. Xiaohua Yang
Partner
Shanghai, China
Background
Established in 2003, Dingjia Ventures is engaged in venture capital, private equity and investment banking services.
PE Connect
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Page 277 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 278 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Dingjia International CNY 55.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Support Services,
Technolog
Chin
CNY 55.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 55.00 m
Pudong Ventures CNY 160.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Support Services,
Technolog
Chin
CNY 160.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 160.00 m
Zhangjiang Ventures CNY 165.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Support Services,
Technolog
Chin
CNY 165.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 165.00 m
PE Connect
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Page 279 of 701
Dongguan Songshan Lake Venture Capital Management
Update Date: 16-Feb-2009
Fund Manager Head Office
Level 3 B3
Songshan Lake Industrial Park
Dongguan
China
Tel: 86 769 2289 2023
majianhuai@hotmail.com
Institution Type
Independent Firm
Contacts
Mr. Shuiqing Wu
General Manager
Dongguan, China
Background
PE Connect
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Page 280 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 281 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Songshan Lake Venture
Capital Fund
CNY 300.00 m Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Consumer Goods,
Technolog
Chin
CNY 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 300.00 m
PE Connect
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Page 282 of 701
Dragonvest Partners
Update Date: 18-Dec-2008
Fund Manager Head Office
Unit 303, Building 27
879 Zhongjiang Road
Shanghai
China
Tel: 86 21 6142 3234
Fax: 86 21 6142 3239
www.dragonvestpartners.com.cn/pages.asp?lang=chs&pageid=1
Jesse@dragonvestpartners.com
Institution Type
Independent Firm
Branches
20 Farnham Circle
Needham
Massachusetts
United States
Contacts
Mr. Li Cha
Co-founder
Shanghai, China
Chali@dragonvestpartners.com
Mr. Jesse Parker
Co-founder
Shanghai, China
Jesse@dragonvestpartners.com
Ms. Alice Ye
Vice President
Shanghai, China
alice@dragonvestpartners.com
Background
Dragonvest Partners is an early stage technology venture fund investing in early stage emerging Chinese technology companies. These include new
start-ups by entreprenurs who have returned to China after graduating from overseas universities.
PE Connect
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Page 283 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 284 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Dragonvest Partners I
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Dragonvest Partners II USD 30.00 m Early-Stage, Asia-Pacific Healthcare, Chin
USD 30.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 30.00 m
PE Connect
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Page 285 of 701
Dragonvision International Corp
Update Date: 16-Feb-2009
Fund Manager Head Office
10th Fl. Zhong Tie Ke Building
No.2 North Da Liu Shu Road, Haidian District
Beijing
China
Tel: 86 10 5119 9863
Fax: 86 10 5119 9937
www.dragonvision.com
Institution Type
Independent Firm
Contacts
Mr. Jimmy Wu
Chairman & CEO
Beijing, China
Background
Established in 1995, Dragonvision International Corp is headquartered in Beijing and engaged in
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 286 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 287 of 701
DT Capital Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
No.1 Gao Lan Road
Shanghai
China
Tel: 86 21 5383 5999
Fax: 86 21 5383 5998
www.dtcap.com/en/home.asp
Institution Type
Independent Firm
Assets / Funds Under Management
USD 500.00 m
Branches
Room 1005A China Resources Building
No. 8 Jianguomenbei Avenue
Beijing
100005
China
Tel: 86 10 8519 2121
Fax: 86 10 8519 2100
14F-18, Building C, Bi-Pacific Plaza
No.58 North Ke Hua Road
Chengdu
610041
China
Tel: 86 28 8523 1260
Fax: 86 28 8523 8917
5F Ming Fang Mansion, International Venture Capita
No 189 Guangzhou Rd
Nanjing
210008
China
Tel: 86 25 6660 5601
Fax: 86 25 6660 5602
5/F, #151 Cuiyuan Road
Suzhou Industrial Park
Suzhou
215122
China
Tel: 86 512 6660 0512
Fax: 86 512 6660 0515
Suite 1505, World Wide House
19 Des Voeux Road, Central
Hong Kong
Hong Kong
Tel: 852 3107 0682
Fax: 852 3107 0683
Building 1, Suite 150
3000 Sand Hill Road
Menlo Park
California
United States
Tel: 1 650 854 8301
Fax: 1 650 233 9352
Contacts
Mr. William Chen
Managing Partner
Shanghai, China
will.chen@dtcap.com
Mr. Wen Fang
Legal Counsel
Shanghai, China
wen.fang@dtcap.com
Mr. Greg Penner
General Partner
Menlo Park, United States
greg.penner@dtcap.com
Mr. Roman Shaw
Managing Partner
Shanghai, China
roman.shaw@dtcap.com
Mr. Joe Tian
Managing Partner
Shanghai, China
joe.tian@dtcap.com
Mr. Jun Zhao
Managing Partner
Beijing, China
jun.zhao@dtcap.com
Background
DT Capital Partners is a venture capital firm focused on investing in China. It currently manages over USD 500 million across USD and RMB funds,
with a close affiliation with Madrone Capital. DT Capital Partners has offices in Beijing, Shanghai, Hong Kong, Suzhou, Nanjing, Chengdu and Menlo
Park.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 288 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 289 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
DT Ventures China Fund USD 150.00 m Early-Stage,
Growth /
Expansion
Capital, Venture
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Chin
USD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
DT Ventures China Fund II USD 130.00 m Early-Stage,
Growth /
Expansion
Capital, Venture
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Chin
USD 130.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 130.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Public Employees
Retirement System (CalPERS)
USD 5.00 m
PE Connect
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Page 290 of 701
Export-Import Bank of China (China Eximbank)
Update Date: 01-Feb-2010
Fund Manager Head Office
No.30, FuXingMenNei Street
XiCheng District
Beijing
100031
China
Tel: 8610 8357 9000
Fax: 8610 6606 0636
english.eximbank.gov.cn
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 566.73 bn
Contacts
Mr. Zhu Hongjie
Vice President
Beijing, China
Mr. Li Jun
Vice President
Beijing, China
Mr. Liu Liange
Vice President
Beijing, China
Mr. Li Ruogu
Chairman & President
Beijing, China
Mr. Zhu Xinqiang
Vice President
Beijing, China
Mr. Su Zhong
Vice President
Beijing, China
Background
Founded in 1994, the Export-Import Bank of China (China Eximbank) is a financial institution fully owned by the Chinese government. The Bank is
headquartered in Beijing and has over 10 domestic branches as well as representative offices in South Africa, Paris and St. Petersburg.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific 100%
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China-ASEAN Investment
Cooperation Fund
USD 1.00 bn Buyout, Growth /
Expansion Capita
Asia-Pacific Energy, Telecoms,
Transportatio
Brunei, Cambodia,
Indonesia, Laos,
Malaysia,
Myanmar (formerly
Burma),
Philippines,
Singapore,
Launched
USD 1.00 bn Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 293 of 701
Fortis-Haitong Private Equity Fund Management Co.,Ltd.
Update Date: 03-Aug-2009
Fund Manager Head Office
30F Huai Hai Plaza
No.1045,Huai Hai Road(M)
Shanghai
China
Tel: 86 21 6472 9000
Fax: 86 21 6472 8689
www.hffund.com.cn
info@hffund.com.cn
Institution Type
Insurance Company
Assets / Funds Under Management
EUR 100.00 m
Contacts
Mr. Houjun Lu
CEO
Shanghai, China
Mr. Jiahua Sun
Chairman
Shanghai, China
Mr. Wanxiang Zheng
CIO
Shanghai, China
Background
Established in 2005, headquartered in Shanghai, Fortis-Haitong Private Equity Fund Management Company is a joint venture between Haitong
Securities and Fortis Fund Management Company. It is engaged in private equity investment fund management, investment consulting and the
establishment of investment funds.
PE Connect
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Page 294 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 295 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China-Belgium Direct Equity EUR 100.00 m Growth / Asia-Pacific No sector Chin
EUR 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
China Development Bank
China-Belgium Direct Equity
Investment Fund II
Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Industrials,
Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Page 296 of 701
Fortman Fund
Update Date: 31-Jul-2009
Fund Manager Head Office
14th Floor, Jia Tai International Plaza
East West Ring Road
Beijing
100025
China
Tel: 86 10 8571 1234
Fax: 86 10 8571 1212
www.fortmanfund.com
fortman@fortmanfund.com
Institution Type
Other
PE Connect
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Page 297 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fortman Border Investment Development Asia-Pacific Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Fortune Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
23F
Shenzhen Special Zone Press Building
Shenzhen
China
Tel: 86 755 8351 5108
Fax: 86 755 8351 5115
www.fortunevc.com/portals/default/index1.aspx
fortune@fortunevc.com
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 2.00 bn
Contacts
Mr. Dehua Hu
Managing Partner
Shenzhen, China
Mr. Zhou Liu
Managing Partner
Shenzhen, China
Ms. Margaret Shao
Managing Partner
Shenzhen, China
Mr. Bing Xiao
Managing Partner
Shenzhen, China
Background
Fortune Venture Capital is a private equity investment firm based in Shenzhen, with offices in Beijing and Shanghai. It has assets of RMB 2 billion
under management.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 300 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fortune Fund I CNY 200.00 m Early-Stag Asia-Pacific Consumer Goods,
Media,
Technology,
Chin
CNY 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 200.00 m
Fortune Fund II CNY 500.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Media,
Technology,
Chin
CNY 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 500.00 m
PE Connect
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Framewell Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
13F Zhaofeng Global Plaza
1800 West Zhongshan Road
Shanghai
China
Tel: 86 21 6440 0860
www.framewellgroup.com/
info@framewellgroup.com
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 200.00 m
Contacts
Mr. Rudy Chan
CEO
,
Tel: 86 138 1868 9820
Background
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Framewell China Fund I USD 150.00 m Early-Stage,
Growth /
Asia-Pacific Healthcare, Media,
Technolog
Chin
USD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
Framewell China Fund II CNY 200.00 m Early-Stage,
Growth /
Asia-Pacific Healthcare, Media,
Technolog
Chin
CNY 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
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Fujian Provincial Investment Development Group (FPIDG)
Update Date: 09-Jun-2009
Fund Manager Head Office
169 Hu Dong Road
Level 14
Fuzhou
Fujian
350001
China
www.fidc.com.cn
Institution Type
Independent Firm
Contacts
Mr. Wen Ruo Tong
Chairman
Fuzhou, China
Background
Fujian Provincial Investment Development Group is state owned and is made up of seven provincial investment companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 306 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fujian Provincial VC Fund CNY 600.00 m Jun-2009 Early-Stag Asia-Pacific Chin
CNY 600.00 m Jun-2009
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 600.00 m
PE Connect
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Page 308 of 701
Genesis Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite1807,Office Tower E3,Oriental Plaza
No.1 East Chang An Ave.,Dong Cheng District
Beijing
China
Tel: 86 10 8518 8998
Fax: 86 10 8518 9998
www.genesis-cap.com
BJoffice@genesis-cap.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 30.00 m
Branches
Suites 4316-19,43/F,Jardine House
1 Connaught Place,Central
Hong Kong
Hong Kong
Tel: 852 2295 5454
Fax: 852 2295 1121
HKoffice@genesis-cap.com
Contacts
Mr. Kang Hao
Executive Director
Hong Kong, Hong Kong
Mr. Yumei Wang
Executive Director
Hong Kong, Hong Kong
Mr. Stan Yue
Managing Director
Hong Kong, Hong Kong
Mr. Jasmine Zhang
Chairman
Hong Kong, Hong Kong
Mr. Pu Zhang
Managing Director
Beijing, China
Background
Established in 1999, Genesis Capital is engaged in private capital investments and investment banking. Its 20 partners are from different countries in
East Asia, Australia and North America.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 310 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Avalon Ventures USD 25.00 m Early-Stag Asia-Pacific Healthcare,
Industrials, Media,
Retail, Technology,
Telecoms,
Transportation,
Chin
USD 25.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 25.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 311 of 701
Gobi Partners
Update Date: 18-Dec-2008
Fund Manager Head Office
Building 7 Zhangjiang Innovation Park
399 Keyuan Road
Shanghai
China
Tel: 86 21 5292 9729
Fax: 86 21 5292 9730
www.gobivc.com/en/index.php
email@gobivc.com
Institution Type
Independent Firm
Branches
Suite 03, 4/F, Sohu.com Internet Plaza
1 East Zhongguancun Road Haidian District
Beijing
100084
China
Tel: 86 10 8215 1502
Fax: 86 10 8215 1503
Contacts
Mr. Wai Kit Lau
Co-founder & Partner
,
waikit@gobivc.com
Mr. Thomas Tsao
Co-founder & Partner
,
tom@gobivc.com
Mr. Lawerence Tse
Co-founder & Partner
,
lawrence2008@gobivc.com
Mr. Ken Xu
Partner
,
ken@gobivc.com
Background
Established in 2002, Gobi Partners is a venture capital firm investing in early stage IT and digital media enterprises.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 312 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 313 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Gobi Fund I USD 50.00 m Early-Stage,
Venture Capita
Asia-Pacific Consumer Goods,
Media, Technolog
Chin
USD 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 50.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NTT DoCoMo
Sierra Ventures
Sierra Ventures
The McGraw-Hill Companies
Gobi Fund II USD 120.00 m Early-Stage,
Venture Capita
Asia-Pacific Consumer Goods,
Media, Technolog
Chin
USD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 120.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NTT DoCoMo USD 10.00 m
University of Texas Investment
Management Co. (UTIMCO)
USD 25.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 314 of 701
Guangdong Technology Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
13F Hi-Tech R&D Center
100 Mid Xianlie Rd
Guangzhou
China
Tel: 86 20 8768 3662
Fax: 86 20 8768 4955
www.gtvc.com
gtvc@gtvc.com
Institution Type
Insurance Company
Assets / Funds Under Management
CNY 1.20 bn
Contacts
Mr. Rong He
General Manager
Guangzhou, China
Mr. Xingguo Peng
Deputy General Manager
Guangzhou, China
Mr. Wei Zhu
Director
Guangzhou, China
Background
Established in 1998, funded by 3 Guangdong entities, Guangdong Technology Venture Capital has a stated goal of stimulating the development of high
technology industries in Guangdong province. This is to be achieved mainly through industrialization and commercialization of technological
achievements.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 315 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 316 of 701
Guoyuan Asset Management
Update Date: 08-May-2009
Fund Manager Head Office
No.179 Shouchun Road
Hefei
Anhui
230001
China
Tel: 86 551 220 7323
Fax: 86 551 220 7322
www.gyzq.com.cn
jhlc@gyzq.com.cn
Institution Type
Corporate Subsidiary/Division
Contacts
Mr. Hai Tu
Deputy General Manager
Hefei, China
Mr. Hong Zhang
Vice President
Hefei, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 317 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 318 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fund II Asia-Pacific No sector Chin Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 319 of 701
Haikou Venture Capital Co Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
Level 11 Hongyuan Securities Plaza
North Longkun Road
Haikou
China
Tel: 868 986733 2802/8290
Fax: 86 898 6673 8612
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 100.00 m
Contacts
Mr. Lei Li
Chairman
Haikou, China
Background
Established in 2008, Haikou Venture Capital provides private equity capital for high technology enterprises in Haikou city. The aim is to invest capital in
conjunction with other entities to achieve a multiplier effect for firm's capital.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 320 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 321 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Haikou Venture Capital CNY 100.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Healthcare,
Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 322 of 701
Hangzhou Hi-Tech Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Level 5 Technology Plaza
2 Hui Xing Road
Hangzhou
China
Tel: 86 571 8706 2201
www.hzvc.com.cn
ld@hznet.com.cn
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 1.00 bn
Contacts
Mr. Changquan Chen
General Manager
Hangzhou, China
Mr. Dingan Chen
CEO
Hangzhou, China
Background
Hangzhou Hi-Tech Venture Capital was established in 1993 under an initiative by the Hangzhou city government so as to create an investment climate
conducive for the development of high technology enterprises in Hangzhou.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 323 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 324 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hangzhou Venture Capital
Fund
CNY 1.00 bn Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science,
Consumer Goods,
Technology,
Chin
CNY 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 1.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 325 of 701
Han's Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Northern Section , Hi-Tech Industrial Park
Nanshan District
Beijing
China
Tel: 86 755 8616 1509
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
CNY 100.00 m
Contacts
Ms.
,
Background
Han's Venture Capital was established in 2008 by renaming Han's Software, a subsidiary of Han's Laser, to Han's Venture Capital.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 326 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 327 of 701
Heilongjiang Chenergy High Tech Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
22 Yushan Road, Nan Gang District
Harbin
China
Tel: 86 451 8287 6450
Fax: 86 451 8228 5700
www.hlj-cvc.com
cvc@hlj-cvc.com
Institution Type
Insurance Company
Contacts
Mr. Shimin Gao
Chairman
Harbin, China
Mr. Guochao Liu
General Manager
Harbin, China
Mr. Zhiqiang Zhang
Deputy General Manager
Harbin, China
Background
Established in 2001, Heilongjiang Chenergy High Tech Venture Capital was jointly invested by a number of organisations in Heilongjiang province. It
has a stated aim of facilitating the industralisation and commercialisation of technologies in Heilongjiang province. By 2003, the firm has invested a
total of RMY 150 million in 18 enterprises
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 328 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 329 of 701
Hina Capital Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
14 F, Tower2, China Central Place
No.79, Jian Guo Road, Chaoyang District
Beijing
China
Tel: 86 10 8588 9000
Fax: 86 10 8588 9001
www.hinagroup.com/private.html
Branches
6A New Shanghai International Tower 360
PuDong Rd
Shanghai
200120
China
Tel: 86 21 6886 2690
Fax: 86 21 6886 2691
#10-00 Hitachi Tower
16 Collyer Quay
Singapore
Singapore
Tel: 65 6622 0755
Fax: 65 6622 0757
Suite 210 Five Palo Alto Square
3000 El Camino Real
Palo Alto
California
United States
Tel: 1 650 331 8780
Fax: 1 650 331 8783
Contacts
Mr. Hong Chen
Chairman and CEO
Beijing, China
Mr. Ker Gibbs
Managing Director
Shanghai, China
Mr. Weizhou Su
Managing Director
Beijing, China
Mr. Kainan Tang
Managing Director
Beijing, China
Mr. Zhihua Yu
Managing Director
Beijing, China
Mr. Xiaobing Zhao
Managing Director
Beijing, China
Background
Hina Capital Partners is the private equity unit of Hina Group. Hina purports to possess both local deal sourcing and execution capabilities, as such it is
equipped to help investee firms in their corporate finance initiatives.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 330 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 331 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hina Capital Fund
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 332 of 701
Holding Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
10 Floor Buynow Technical Mansion #23
Jiaogong Road
Hangzhou
China
Tel: 86 571 2893 860
www.holdingvc.com/
holdingvc@163.com
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 100.00 m
Contacts
Mr. Xiaoren Liu
Co-founder
Hangzhou, China
Mr. Jianbiao Xiang
Co-founder
Hangzhou, China
Mr. Ming Ye
Co-founder
Hangzhou, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 333 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 334 of 701
Hongta Innovation Investment
Update Date: 16-Feb-2009
Fund Manager Head Office
801-802 HongTa Building
Keyi Road, Hi-tech Zone
Kunming
China
Tel: 86 10 5855 5858
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
CNY 480.00 m
Contacts
Mr. Xiao Sun
Vice President
,
Mr. Xiao Sun
Vice President
,
Background
Established in 2000, Hongta Innovation Partners is a subsidiary of tobacco giant Hongta Group which is based in Kunming, Yunnan province.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 335 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 336 of 701
Hony Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
6th floor, South Tower C, Raycom InfoTech Park
No. 2, Ke Xue Yuan Nan Lu, Haidian District
Beijing
China
Tel: 86 10 6250 9988
Fax: 86 10 6250 9181
www.honycapital.com/e/index.htm
honymaster@honycapital.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 700.00 m
Branches
Suite 2701-03,One Exchange Square
Connaught Place, Central
Hong Kong
Hong Kong
Tel: 852 3961 9700
Fax: 852 3971 9799
Contacts
Mr. Xihong Deng
Managing Director
,
Mr. Owen Guo
Managing Director
,
Mr. Chuanzhi Liu
Founder, Chairman
,
Mr. Michael Luo
Managing Director
,
Mr. David Qiu
Managing Director
,
Ms. Linda Wang
Managing Director
,
Mr. Shunlong Wang
Managing Director
,
Mr. John Zhao
CEO
,
Background
Hony capital is an early private equity focused on buyouts & commercialisation of state-owned enterprises and providing growth capital to high growth
Chinese enterprises.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 337 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 338 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hony Capital Fund
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hony Capital Fund III USD 580.00 m Buyou Asia-Pacific
USD 580.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 580.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asia Alternatives Management
LLC
Hony Fund 2008 USD 2.00 bn Asia-Pacific
USD 2.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.00 bn USD 141.60 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asia Alternatives Management
LLC
California State Teachers'
Retirement System (CalSTRS)
USD 50.00 m USD 3.54 m -18.97%
Hatteras Investment Partners
Hony Fund I USD 38.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Industrials,
Chin
USD 38.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 38.00 m
Hony Fund II USD 87.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Industrials,
Chin
USD 87.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 87.00 m
Hony Fund III USD 580.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Industrials,
Chin
USD 580.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 580.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 339 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Hony Fund IV USD 1.40 bn Buyout, Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Industrials,
Chin
USD 1.40 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.40 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 340 of 701
Huiou (Chongqing) Education Equity Investment Company
Update Date: 12-Jan-2010
Fund Manager Head Office
Chongqing
China
Institution Type
Independent Firm
Background
Huiou (Chongqing) Education Equity Investment Company is the manager of China's first education equity investment fund. The fund Huiou
(Chongqing) Education Equity Fund, was launched in Chongqing on Dec, 2009.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 341 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 342 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Huiou (Chongqing) Education Industry Focuse Asia-Pacific Others Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 343 of 701
IBM Venture Capital Group
Update Date: 16-Feb-2009
Fund Manager Head Office
25/F, IBM Tower
Pacific Century Place, 2A Gong Ti Bei Road
Beijing
China
Tel: 86 10 6539 1919
Fax: 86 10 6539 2929
www.ibm.com/venturedevelopment
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 180.00 m
Branches
Suite H07R01
4111 Northside Parkway
Atlanta
Georgia
United States
Tel: 1 404 238 1800
Fax: 1 404 238 1800
Contacts
Mr. Hisashi Katsuya
Partner - Japan
,
Mr. Martin Kelly
Partner - Europe
,
Ms. Wendy Lung
Partner
,
Ms. Claudia Munce
Managing Director
,
Mr. Charles Wu
Managing Director
Beijing, China
Background
IBM Venture Capital Group is the venture capital arm fo IBM Group. Firm servces to drive IBM's commitment to innovation and focuses on growth
markets and emerging technologies important to IBM
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Page 344 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 345 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Investment Fund USD 180.00 m Growth /
Expansion Capita
Asia-Pacific , North
Americ
Healthcare, Retail,
Technolog
China, United
State
USD 180.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 180.00 m
PE Connect
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Page 346 of 701
IDGVC Parnters
Update Date: 18-Dec-2008
Fund Manager Head Office
Rm 616 Tower A, COFCO Plaza
8 Jianguomen nei Dajie
Beijing
China
Tel: 86 10 6526 2400
Fax: 86 10 6526 0700
www.idgvc.com
idgvc@idgvc.com.cn
Institution Type
Independent Firm
Assets / Funds Under Management
USD 2.00 bn
Branches
Room 1105, Aetna Tower,
No 107 Zunyi Road
Shanghai
200051
China
Tel: 86 21 6237 5408
Fax: 86 21 6237 5409
Unit 1509, 15/F
The Center, 99 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2529 1016
Fax: 852 2529 1619
Contacts
Mr. Hudson Chen
Partner
Beijing, China
Mr. Xiang Gao
Partner
Beijing, China
Mr. Young Guo
Partner
Beijing, China
Background
IDGVC Partners is a private equity firm with offices in Beijing, Shanghai, Guangzhou, Boston, and the Silicon Valley.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 347 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 348 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IDG Technology Venture USD 510.00 m Jul-2007 Venture Capita Asia-Pacific Technolog
USD 510.00 m Jul-2007
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 510.00 m
IDG-Accel China Growth Fund USD 300.00 m Early-Stage,
Growth /
Expansion
Capital, Venture
Asia-Pacific Biotech / Life
Science,
Healthcare, Media,
Others ,
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Montagu Newhall Associates
Sherman Fairchild Foundation
University of Michigan USD 15.00 m
PE Connect
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Page 349 of 701
IDGVC Partners
Update Date: 16-Feb-2009
Fund Manager Head Office
Rm 616 Tower A, COFCO Plaza 8
Jianguomen nei Dajie
Beijing
China
Tel: 86 10 6526 2400
Fax: 86 10 6526 0700
www.idgvc.com/english/about.htm
Institution Type
Insurance Company
Assets / Funds Under Management
USD 2.00 bn
Branches
Room 2702, East Tower, Huapu Plaza
No.9-13 Huaming Road
Guangzhou
510623
China
Tel: 86 20 3829 5116
Fax: 86 20 3829 5235
gdptv@idgvc.com.cn
Room 1105, Aetna Tower
No 107 Zunyi Road
Shanghai
200051
China
Tel: 86 21 6237 5408
Fax: 86 21 6237 5899
idgvc@idgvc.com.cn
Room 2609B,Jinzhonghuan Business Building
No.3037 Jintian Road, Futian District
Shenzhen
518048
China
Tel: 86 755 8280 5462
Fax: 86 755 8280 5475
dijun_cao@idgvc.com.cn
Unit 1509, 15/F., The Center
99 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2529 1016
Fax: 852 2529 1619
One Exeter Plaza, 15th Floor, Penthouse Suite
Boston
Massachusetts
United States
Tel: 1 617 534 1243
Fax: 1 617 277 0626
Contacts
Mr. Hudson Chen
Deputy CEO
Beijing, China
Mr. Xiang Gao
General Partner
Guangzhou, China
Mr. Young Guo
General Partner
Beijing, China
Mr. Simon Ho
CFO
Hong Kong, Hong Kong
Mr. Jiangguang Li
General Partner
Beijing, China
Mr. Xiaojun Li
General Partner
Beijing, China
Mr. Dongliang Lin
General Partner
Beijing, China
Mr. Fei Yang
General Partner
Guangzhou, China
Mr. Suyang Zhang
General Partner
Shanghai, China
Mr. Quan Zhou
Managing Director
Beijing, China
Background
IDGVC was established in 1992 by International Data Group (IDG). It was early in its entry into the China market and currently has USD 2 billion under
management. In addition, IDGVC Partners has signed memorandum of cooperation with the State Science and Technology Commission of China
(SSTC) and the Ministry of Information Industry (MII).
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 350 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 351 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IDG-Accel China Capital Fund USD 600.00 m Early-Stage,
Growth /
Expansion
Asia-Pacific Biotech / Life
Science, Media,
Technology,
Chin
USD 600.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 600.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
University of Michigan USD 20.00 m
IDG-Accel China Growth Fund
II
USD 510.00 m Early-Stage,
Growth /
Expansion
Capital, Venture
Asia-Pacific Biotech / Life
Science,
Healthcare, Media,
Others ,
Chin
USD 510.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 510.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sherman Fairchild Foundation
University of Michigan USD 17.50 m
IDGVC RMB Fund CNY 500.00 m Early-Stage,
Growth /
Expansion
Asia-Pacific Biotech / Life
Science, Media,
Technology,
Chin
CNY 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 500.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 352 of 701
IER Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 2805 International Cultural Centre
3039 Shen Nan Zhong Road
Shenzhen
China
Tel: 86 755 8329 0633
Fax: 86 755 8329 0622
www.iervc.com.cn/
iervc@iervc.com.cn
Institution Type
Insurance Company
Assets / Funds Under Management
CNY 1.00 bn
Contacts
Mr. Jinghe Cui
Senior Investment Manager
Shenzhen, China
Mr. Wei Li
Managing Director
Shenzhen, China
Mr. Hao Liu
Senior Investment Manager
Shenzhen, China
Mr. Fei Luo
General Manager
Shenzhen, China
Mr. Yong Wang
Senior Investment Manager
Shenzhen, China
Background
IER Venture Capital was initiated by Shenzhen-Hongkong Institution of Industry, Education and Research (IER). It has over RMB 1 billion of assets
under management
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 353 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 354 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Songhe Capital Early-Stage,
Growth /
Asia-Pacific Biotech / Life
Science,
Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 355 of 701
Infotech Pacific Ventures
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 2003, Cyber Tower B
No. 2 ZhongGuanCun NanDaJie
Beijing
China
Tel: 86 10 8251 2080
Fax: 86 10 8251 5186
www.infotechcapital.com/infotech/Desktop/aboutus.htm
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 1.50 bn
Branches
Room 503, Platinum Building
No. 233 TaiCang Road
Shanghai
200020
China
Tel: 86 21 6141 4788
Fax: 86 21 6141 4789
Contacts
Mr. Roger Fang
General Partner
,
Mr. Tingru Liu
General Partner
,
Mr. Terence Tan
General Partner
,
Background
Infotech Pacific Ventures is a venture capital capital firm focused on technology start-ups in the Greater China region. Infotech has thus far invested in
over 30 firms.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 356 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 357 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Infotech Pacific Ventures USD 100.00 m Early-Stag Asia-Pacific Technology, Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
shaPE Capital Ltd. USD 4.00 m
Infotech Pacific Ventures, L.P. USD 4.00 th
USD 4.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 4.00 th
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 358 of 701
Invengo Venture Capital Co., Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
3/F, No.T2-B
High-Tech Industrial Park South
Shenzhen
China
Tel: 86 755 2671 1738
www.invengo.cn
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
CNY 30.00 m
Contacts
Ms. Melannie Qin
CIO
Shenzhen, China
Background
Established in 2008, Invengo Venture Capital is the venture capital arm of Invengo Information Technology Co. Invengo Innovation contributed RMB 27
million, representing 90% of the total registered capital, and subsidiary company RFID Engineering contributed RMB 3 million or 10% of the total capital
of Invengo Venture Capital.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 359 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 360 of 701
iTech Holdings
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 2201-2202 Zhongdian Xinxi Plaza
1 Xinwen Road Futian District
Shenzhen
China
Tel: 86 755 8373 3704
Fax: 86 755 8373 3664
www.itechvc.com/
info@itechvc.com
Institution Type
Independent Firm
Contacts
Mr. Yongzhong Du
Partner
Shenzhen, China
Mr. Boyd Jones
Partner
Shenzhen, China
Mr. Qifa Liu
CIO
Shenzhen, China
Mr. Tao Liu
Partner
Shenzhen, China
Mr. Xu Zhou
Partner
Shenzhen, China
Background
iTech Ventures was established in 2004 to capitalise on the surge in investments in the information technology and communications industry in China
PE Connect
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Page 361 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 362 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Internet & Technology Fund CNY 100.00 m Early-Stage,
Growth /
Asia-Pacific Media,
Technology,
Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 363 of 701
Jade Invest
Update Date: 09-Oct-2009
Head Office
Plaza 66 Suite 4110
1266 Nanjing West Road
Shanghai
200040
China
Tel: 86 21 6091 4400
Fax: 86 21 6091 4401
www.jadeinvest.com.cn
info@jadeinvest.com.cn
Institution Type
Independent Firm
Allocation to Alternatives
100%
Branches
1010, W2 Tower, Oriental Plaza
No.1 Dong Chang An Ave., Dong Cheng District
Beijing
100738
China
Tel: 86 10 8518 1827
Fax: 86 10 8518 7722
Contacts
Mr. Jonas Lindblad
Managing Director
Shanghai, China
jonas.lindblad@jadeinvest.com.cn
Mr. Ludvig Nilsson
Managing Director
Shanghai, China
Mr. Dayi Sun
Managing Director
Shanghai, China
dayi.sun@jadeinvest.com.cn
Background
Jade Invest (formerly Jade Alternative Investment Advisors) was founded in 2005 as an independent investment management and financial advisory
firm with a focus on private equity investment in mainland China.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 364 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist 65%
Buyout / Later Stage 20%
Mid-market
Venture 10%
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other 5%
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 366 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Jade China Value Partners USD 150.00 m Fund of Fund Asia-Pacific Chin
USD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Kuwait China Investment
Company (KCIC)
Jade China Value Partners LP USD 150.00 m Asia-Pacific
USD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 367 of 701
Jiangsu High-Tech Investment Group
Update Date: 16-Feb-2009
Fund Manager Head Office
22F Huijie Plaza
268 Zhongshan Road
Nanjing
China
Tel: 86 25 8311 6299
Fax: 86 25 8311 6200
www.js-vc.com/site/boot/
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 2.60 bn
Contacts
Mr. Minsheng Tong
Director
Nanjing, China
Mr. Jinrong Xu
Managing Director
Nanjing, China
Mr. Kejian Xu
Director
Nanjing, China
Mr. Wei Zhang
Director
Nanjing, China
Background
Jiangsu High-Tech Investment Group was established in 2005 by funds provided by the Jiangsu provincial government. It was one fo the earliest
dedicated venture capital firm in China, tasked to facilitate the development of high technology industries in Jiangsu province.
PE Connect
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Page 368 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 369 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Jiangsu-Gaosheng venture CNY 100.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Consumer Goods,
Technolog
Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
Suzhou-Gaoyuan venture CNY 102.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Consumer Goods,
Technolog
Chin
CNY 102.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 102.00 m
Wuxi-Gaode venture CNY 165.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Consumer Goods,
Technolog
Chin
CNY 165.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 165.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 370 of 701
Jiangsu Top-Bridge Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 912, Jinsilixilai Hotel
169 Hanzhong Road
Nanjing
China
Tel: 86 139 1334 0857
www.china-tbc.com/site/
tbc@china-tbc.com
Institution Type
Independent Firm
Contacts
Mr. Xinming Feng
Partner
,
Mr. Zhongping Gao
Partner
Nanjing, China
Mr. Jiangsheng Meng
Partner
Nanjing, China
Background
Jiangsu Top-Bridge Capital was established by a group of investment professionals with commercial driven motives and practices.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 371 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 372 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Jiangsu Dinghong Ventures
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jiangsu Dinghong Ventures
Fund II
CNY 300.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science,
Consumer Goods,
Healthcare,
Industrials,
Chin
CNY 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 300.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 373 of 701
Jinan Sci-Tech Venture Capital Co Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
747 Xin Yu Road
City Development Zone
Jinan
China
Tel: 86 531 8887 9297
Fax: 86 531 8887 9277
www.jnvc.com.cn
jnvc@jnvc.com.cn
Institution Type
Government Related Organization
Assets / Funds Under Management
CNY 126.00 m
Background
Established in 2001, Jinan Sci-Tech Venture Capital was a private equity firm invested by the Jinan city government. Its purpose is to provide
alternative financing channels to stimulate the development of high technology industries in Jinan city.
PE Connect
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Page 374 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 375 of 701
Legend Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
10/F, Tower A, Raycom Info.Tech Center,
2 Ke Xue Yuan Nanlu, Zhong Guan Cun, Haidian Dist.
Beijing
China
Tel: 8610 6250 8000
Fax: 8610 6250 9100
www.legendcapital.com.cn
master@legendcapital.com.cn
Institution Type
Corporate Subsidiary/Division
Branches
#1408-09, Shanghai Times Square
Huai Hai Zhong Road,
Shanghai
200021
China
Tel: 86 21 5382 7723
Fax: 86 21 5382 7713
Contacts
Mr. Hao Chen
Managing Director
Beijing, China
Mr. Liu Chuanzhi
Chairman
Beijing, China
Mr. Chen Hao
Managing Director
Beijing, China
Mr. Richard Li
Managing Director
Shanghai, China
Mr. Zhu Linan
Chief Executive Officer
Beijing, China
Mr. Chuanzhi Liu
Chairman
Beijing, China
Mr. Erhai Liu
Managing Director
Beijing, China
Mr. Xiangyu Ouyang
Managing Director
Beijing, China
Mr. Nengguang Wang
CFO & Managing Director
Beijing, China
Mr. Yang Xia
Managing Director
Beijing, China
Mr. Linan Zhu
CEO & Managing Director
Beijing, China
Background
Established in 2001, Legend Capital is a subsidiary of Legend Holdings Ltd. It manages over USD 700 million across 4 funds and has invested in over
60 enterprises.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 376 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 377 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
LC Fund I USD 35.00 m Venture Capita Asia-Pacific Media,
Technology,
USD 35.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 35.00 m
LC Fund II USD 100.00 m Venture Capita Asia-Pacific Media,
Technology,
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
LC Fund III USD 100.00 m Venture Capita Asia-Pacific Media,
Technology,
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USAID (United States Agency
for International Development)
LC Fund IV USD 400.00 m Venture Capita Asia-Pacific Media,
Technology,
USD 400.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 400.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Group PLC (Capital for
Development)
USD 10.00 m
Legend Capital Fund II USD 100.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Support Services,
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Legend Capital Fund III USD 170.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Support Services,
Chin
USD 170.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 170.00 m
Legend Capital Fund IV USD 400.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Industrials,
Support Services,
Chin
USD 400.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 400.00 m
PE Connect
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Page 378 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Legend Capital IV USD 400.00 m Venture Capita Asia-Pacific
USD 400.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 400.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Group PLC (Capital for
Development)
USD 10.00 m
Lehman Brothers Secondary USD 1.50 bn Secondarie
USD 1.50 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.50 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
New Jersey Division of
Investment
USD 100.00 m
San Bernardino County
Employees' Retirement
USD 20.00 m
South Carolina Retirement
System (SCRS)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 379 of 701
Liaoning Technology Venture Capital
Update Date: 16-Feb-2009
Fund Manager Head Office
4th Floor Jiahuan Building
No.39 Heping South Street Heping District
Shenyang
China
Tel: 86 24 2322 2100
Fax: 86 24 2324 4922
www.lnvc.com.cn
lnvc@lnvc.com.cn
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 300.00 m
Contacts
Mr. Yitao Cui
General Manager
Shenyang, China
Background
Established in 2000, Liaoning Technology Venture Capital manages over RMB 200 million of funds invested in 33 companies. The Liaoning People's
Government has promised RMB 200 million each year up to RMB 1 billion to the firm.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 380 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 381 of 701
Mahon China Investment Management
Update Date: 18-Dec-2008
Fund Manager Head Office
Beijing Representative Office
14/F Hong Kong Macao Centre
Beijing
China
Tel: 86 10 6506 8908
Fax: 86 10 6501 2526
www.mahonchina.com
info@mahonchina.com
Institution Type
Independent Firm
Contacts
Mr. David Mahon
Managing Director and Chief Investment Officer
Beijing, China
Mr. Zhao Yujiang
Senior Investment Advisor
Beijing, China
Background
Mahon China is a merchant banking, private equity and corporate advisory firm based in Beijing.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 382 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 383 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Value Access Fund USD 200.00 m Turnaround / Asia-Pacific
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 384 of 701
Matrix China
Update Date: 16-Feb-2009
Fund Manager Head Office
Suite 2901, Nexus Center
19A, East 3rd Ring Road North, Chaoyang District
Beijing
China
Tel: 86 10 6500 0088
Fax: 86 10 6500 0066
www.matrixpartners.com.cn/aboutus.html
Institution Type
Private Equity Group Subsidiary
Assets / Funds Under Management
USD 275.00 m
Contacts
Mr. Harry Man
Partner
Beijing, China
Mr. Bo Shao
Founding Managing Partner
Beijing, China
Mr. David Su
Partner
Beijing, China
Mr. Fang Yuan
Partner
Beijing, China
Mr. David Zhang
Founding Managing Partner
Beijing, China
Mr. Michael Zhuo
Partner
Beijing, China
Background
Matrix Partners China was established in 2008 to tap the significant growth potential of the Chinese market
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 385 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 386 of 701
Milestone Capital Partners
Update Date: 03-Aug-2009
Fund Manager Head Office
Suite 904-905 Huixin Plaza
8 Beichen Road Chaoyang District
Beijing
China
Tel: 86 10 8497 1443
www.mcmchina.com
info@mcmchina.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 350.00 m
Contacts
Mr. Liping Qiu
Founding Partner
Beijing, China
Ms. Yunli Zhou
Founding Partner
,
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 387 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 388 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
India Build-out Fund I INR 1.60 bn Growth / Asia-Pacific Healthcare, Others Indi
INR 1.60 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
INR 1.60 bn
Milestone China Opportunities
Fund I
USD 50.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Technology,
Chin
USD 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 50.00 m
Milestone China Opportunities
Fund II
USD 300.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare, No
sector preference,
Technology,
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m USD 96.00 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Venfin Limited USD 25.00 m USD 8.00 m
MMP Capital Partners LP USD 90.00 m Buyou Asia-Pacific , North
Americ
Consumer Goods,
Healthcare,
Technology,
Chin
USD 90.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 90.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Archer Daniels Midland Co.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 389 of 701
New Horizon Capital
Update Date: 14-Jul-2009
Fund Manager Head Office
Unit 1204, 12/F
Jin Bao Tower, 89 Jin Bao Street
Beijing
100005
China
Tel: 86 10 8522 1230
Fax: 86 10 8522 1231
www.nhfund.com
webmaster@nhfund.com
Institution Type
Independent Firm
Contacts
Mr. Cher Teck Quek
Chief Executive Officer
Beijing, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 390 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 391 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
New Horizon Capital USD 500.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Chin
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
New Horizon Capital III Growth / Asia-Pacific Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hatteras Investment Partners
New Horizon Fund USD 100.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 392 of 701
Northern Light Venture Capital
Update Date: 12-Mar-2010
Fund Manager Head Office
23rd Floor, SP Tower A
Tsinghua Science Park
Beijing
China
Tel: 86 10 8215 1000
Fax: 86 10 5872 2680
www.nlightvc.com/
Institution Type
Independent Firm
Assets / Funds Under Management
USD 472.00 m
Branches
Unit 2206, Phase 1 Plaza 66
1266 Nanjing West Road
Shanghai
200040
China
Tel: 86 21 6113 5855
Fax: 86 21 6138 1010
Suite 201
2440 Sand Hill Road
Menlo Park
California
United States
Tel: 1 650 585 5450
Fax: 1 650 585 5451
Contacts
Mr. Datong Chen
Venture Partner
Beijing, China
Mr. Feng Deng
Founding Managing Director
Beijing, China
Mr. Yan Ke
Founding Managing Director
Menlo Park, United States
Mr. John Wu
Venture Partner
Shanghai, China
Mr. Robert, Shuhua Zhou
Managing Director
Beijing, China
Background
Northern Light Venture Capital was founded in 2005 by a group of entrepreneurs with experience in setting up new ventures.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 393 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 394 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Northern Light Venture Fund I USD 120.00 m Venture Capita Asia-Pacific , North
Americ
Biotech / Life
Science,
Consumer Goods,
China, United
State
USD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 120.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Greylock Partners
John D. and Catherine T.
Macarthur Foundation
New Enterprise Associates
Northern Light Venture Fund II USD 350.00 m Venture Capita Asia-Pacific , North
Americ
Biotech / Life
Science,
Consumer Goods,
Media, Others ,
Technology,
China, United
State
USD 350.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 350.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Greylock Partners
J. Paul Getty Trust
John D. and Catherine T.
Macarthur Foundation
New Enterprise Associates
Princeton University Investment
Co.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 395 of 701
Qiming Venture Partners
Update Date: 12-Mar-2010
Fund Manager Head Office
Room 3906 Jinmao Tower
88 Century Boulevard
Shanghai
China
Tel: 86 21 6101 6522
Fax: 86 21 6101 6512
www.qimingventures.com/en/index/
Institution Type
Independent Firm
Assets / Funds Under Management
USD 500.00 m
Branches
Beijing
China
Contacts
Mr. JP Gan
Managing Director
,
Mr. Robert Headley
Managing Director
,
Mr. Duane Kang
Founder & Managing Director
,
Mr. Chivas Lam
Venture Partner
Shanghai, China
Ms. Nisa Leung
Partner
,
Mr. Gary Rieschel
Founder & Managing Director
,
Mr. Rich Tong
Managing Director
,
Mr. Hans Tung
Partner
,
Ms. Janet Yu
Executive Director
Beijing , China
Mr. John Zagula
Managing Director
,
Background
Qiming is a venture capital firm with offices in Shanghai and Seattle. It has over USD 500 million of assets under management.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 396 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 397 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Ignition Partners III USD 300.00 m Early-Stag Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Qiming Venture Partners I USD 200.00 m Venture Capita Asia-Pacific Healthcare, Media,
Others ,
Technology,
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Minnesota University
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 398 of 701
Softbank China Venture Capital
Update Date: 22-Apr-2009
Fund Manager Head Office
15A-C, HuaMin Empire Plaza
728 YanAn Road (West)
Shanghai
200050
China
Tel: 86 21 5253 4888
Fax: 86 21 5240 0366
www.sbcvc.com
contact@sbcvc.com
Institution Type
Corporate Subsidiary/Division
Contacts
Mr. Chauncey Shey
Chief Executive Officer
Shanghai, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 399 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 400 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SBCVC Fund I USD 100.00 m Venture Capita Asia-Pacific Consumer Goods,
Media,
Technology,
American Samoa,
China, Hong Kon
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
SBCVC Fund II USD 200.00 m Venture Capita Asia-Pacific Consumer Goods,
Media,
Technology,
China, Hong Kong,
Taiwa
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
SBCVC Fund III USD 315.00 m Venture Capita Asia-Pacific Consumer Goods,
Media,
Technology,
Chin Currently Investing
USD 315.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 315.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Public Employees
Retirement System (CalPERS)
USD 10.00 m
Montagu Newhall Associates
Princess Private Equity Holding
Limited
Starling Holding Limited
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 401 of 701
TDF Capital
Update Date: 07-Jan-2010
Fund Manager Head Office
Unit 2505, K.Wah Center
1010 Huaihai Zhong Road, Xuhui District
Shanghai
China
Tel: 86 21 5467 0500
Fax: 86 21 5404 7557
www.tdfcapital.com
contact@tdfcapital.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 270.00 m
Contacts
Ms. Tina Ju
Founder & Managing Partner
Shanghai, China
Mr. Forrest Zhong
Managing Director
Shanghai, China
Background
Established in 2000, TDF Capital manages two funds - TDF China Fund I, raised in 2000 and TDF Capital China II, raised in 2005. TDF Capital is
based in Shanghai, China.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 402 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
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Page 403 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
TDF Capital China II USD 130.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 130.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 130.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
HRJ Capital (Champion
Ventures)
HRJ Capital (Champion
Ventures)
Skoll Foundation
Sutter Hill Ventures
TDF China Fund I USD 33.00 m Early-Stage,
Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 33.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 33.00 m
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Tripod Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
17th Floor, Tower A, Golden Eagle Mansion
1518 Min Sheng Road, Pudong
Shanghai
China
Tel: 86 21 6104 2968
Fax: 86 21 6104 2969
www.tripodcapital.com/cn/index.htm
contact@tripodcapital.com
Institution Type
Independent Firm
Contacts
Mr. Michael Bruck
Managing Director
Shanghai, China
Mr. Alec Chen
Managing Director
Shanghai, China
Mr. Hui Guo
Managing Director
Shanghai, China
Mr. Wang Guo
Managing Director
Shanghai, China
Mr. Xinyong Nie
Chairman
Shanghai, China
Mr. Cheng Xie
Managing Director
Shanghai, China
Mr. Xiangti Zhao
Managing Director
Shanghai, China
Background
Established in 2006, Tripod Capital is a China focused private equity firm with a stated aim of helping Chinese firms become market leaders. In the
process, Tripod Capital generally forms a working partnership with management to strengthen firm's position in its market.
PE Connect
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Page 405 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Tripod Capital China Fund I Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance , Clean
Tech / Renewable,
Industrials, Natural
Resource
Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Tripod Capital China Fund II USD 300.00 m Growth /
Expansion
Capital,
Mid-Market
Asia-Pacific Banking &amp;
Finance , Clean
Tech / Renewable,
Industrials, Natural
Resource
Chin
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Group PLC (Capital for
Development)
USD 30.00 m
PE Connect
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Page 407 of 701
Tsing Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
A2302 SP Tower
Tsinghua Science Park
Beijing
China
Tel: 86 10 8215 1160
Fax: 86 10 8215 1150
www.cefund.com/about.html
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 200.00 m
Contacts
Mr. Shelby Chen
General Partner
Beijing, China
Mr. Austin Jieh
General Partner
Beijing, China
Mr. Patrick Tam
General Partner
Beijing, China
Mr. Don Ye
Founder & Managing Partner
Beijing, China
Background
Established in 2001, Tsing Capital is a cleantech venture capital management firm in China. It is the venture investment arm of Tsinghua University,
which gives the firm access to government and understanding of new regulations.
PE Connect
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Page 408 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 409 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Environment Fund I USD 20.00 m Early-Stage,
Venture Capita
Asia-Pacific Clean Tech /
Renewable,
Chin
USD 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 10.00 m
LESS Ltd.
China Environment Fund II USD 30.00 m Early-Stage,
Venture Capita
Asia-Pacific Clean Tech /
Renewable,
Chin
USD 30.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 30.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 7.00 m
LESS Ltd.
China Environment Fund III USD 250.00 m Early-Stage,
Growth /
Asia-Pacific Clean Tech /
Renewable,
Chin
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 20.00 m
FMO - The Netherlands
Development Finance Company
Japan Bank for International
Cooperation
Skoll Foundation
PE Connect
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Page 410 of 701
Wuhan Huagong VC
Update Date: 10-Mar-2009
Fund Manager Head Office
13th Floor, Huagong SciTech & Industry Building
243 Luoyu Road, Hongshan
Wuhan
China
Tel: 86 27 8752 2618/2718
Fax: 86 27 8752 2800
www.hustvc.com.cn/en/aboutus/profile.html
info@hustvc.com.cn
Institution Type
Independent Firm
Assets / Funds Under Management
CNY 1.10 bn
Contacts
Ms. Joanna Li
Director, President & CEO
Wuhan, China
Mr. Robert Lu
Vice President
Wuhan, China
Mr. Bill Qian
Vice President
Wuhan, China
Background
Established in 2000, Wuhan Huagong VC manages 2 funds totalling CNY 1.10 billion. It has invested in over 20 enterprises and exited from 10 of
them.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 411 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 412 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Optics Venture Fund CNY 1.00 bn Growth / Asia-Pacific Healthcare, Chin
CNY 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 1.00 bn
Wuhan Optics Valley Venture CNY 100.00 m Early-Stage, Asia-Pacific Healthcare, Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 413 of 701
Zero2IPO Capital
Update Date: 12-Oct-2009
Fund Manager Head Office
Suite1203, Tower A, Eagle Run Plaza
No. 26 Xiaoyun Road, Chaoyang District
Beijing
100125
China
Tel: 86 10 8458 0476
Fax: 86 10 84580480
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 100.00 m
Branches
Rm. 5E, Crystal Century Tower
No. 567, Weihai Road, Jing An District
Shanghai
200041
China
Tel: 86 21 6288 9090
Fax: 86 21 6288 6716
2101, 21/F, Westlands Center
20 Westlands Road, Quarry Bay
Hong Kong
Hong Kong
Tel: 852 2960 4611
Fax: 852 2960 0185
Contacts
Mr. Wai Chi, Danny Chung
Managing Director & COO
Beijing, China
Mr. Zhendong, Gavin Ni
Managing Director
Beijing, China
Background
PE Connect
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Page 414 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 415 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Angel Investor Fund USD 16.50 m Early-Stag Asia-Pacific Clean Tech /
Renewable,
Healthcare, Media,
Others ,
Chin
USD 16.50 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 16.50 m
Zero2IPO China Fund USD 20.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Healthcare, Media,
Others ,
Chin
USD 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
Zero2IPO China Fund II USD 60.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Healthcare, Media,
Others ,
Chin
USD 60.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 60.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hatteras Investment Partners
PE Connect
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Page 416 of 701
Danske Private Equity
Update Date: 04-Feb-2010
Head Office
Ny Kongensgade 10
Copenhagen
DK 1472
Denmark
Tel: 45 33 44 63 00
Fax: 45 33 44 63 01
www.danskebank.com/danskeprivateequity
info@danskeprivateequity.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 2.30 bn
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 2.30 bn
Year First Invested In Private Equity
2000
Contacts
Mr. John Danielsen
Managing Partner
Copenhagen , Denmark
Tel: 45 3344 6329
jd@danskeprivateequity.com
Mr. Jesper Knutssn
Investment Manager
Copenhagen , Denmark
Tel: 45 3344 6323
jk@danskeprivateequity.com
Mr. Carsten Rnfeldt
Chief Financial Officer
Copenhagen , Denmark
Tel: 45 3344 6304
cr@danskeprivateequity.com
Background
Danske Private Equity is the private equity arm of the Danske Bank and a leading European fund of funds operator. The company was founded in
January 2000 and now has over 2.3 billion under management. Danske Private Equity was founded in January 2000 and is based in Copenhagen,
Denmark.Danske Private Equity manages four fund of funds vehicles. Danske Private Equity Partners I (Danske PEP I), raised in 2000 with
commitments totalling 550 million. It has now fully invested in fifteen partnerships. Danske PEP II held a final close towards the end of 2003 at 527
million, but was subsequently re-opened to allow further investors to re-up and consequently has a total commitment size of 550 million. Danske PEP
III was raised in 2005 and closed at 600 million in July 2006. Danske PEP IV was raised in Q2 2008. The fund has raised 605 million and is currently
investing in buyout funds in North America and Western Europe.
The Danske Private Equity Partners vehicles focus on investments in later-stage and mid-market buyouts and selectively in venture capital funds. All
the funds of funds invest in North America and Western Europe. Both PEP I & II are fully committed across 15 funds each. PEP III is fully committed
across 16 private equity funds and PEP IV has made 15 fund commitments till date.
PE Connect
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Page 417 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America 50%
Western Europe 50%
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America 50%
Western Europe 50%
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs 30-50
Capital committed to date
Current number of commitments 61
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Page 419 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Alpha Private Equity Fund
4
Alpha Associs Conseil USD 500.00 m 2002 Buyou Western Europ Consumer Goods,
Healthcare,
Industrials, Media,
Others , Retail,
Support Services,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alpha Private Equity Fund
5
Alpha Associs Conseil USD 900.00 m 2005 Buyou Western Europ Consumer Goods,
Healthcare,
Industrials, Media,
Others , Retail,
Support Services,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Altor Fund II Altor Equity Partners EUR 1.15 bn 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
American Securities American Capital Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bay Partners X Bay Partners USD 365.00 m 2001 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
BC European Capital VII BC Partners EUR 4.20 bn 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carlyle Partners III The Carlyle Group USD 3.90 bn 2000 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Close Brothers Private Close Brothers Private GBP 287.00 m 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Close Brothers Private Close Brothers Private GBP 657.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Edmond de Rothschild Edmond de Rothschild EUR 210.00 m 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Exponent Private Equity Exponent Private Equity GBP 400.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Exponent Private Equity Exponent Private Equity GBP 1.00 bn 2008 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Genstar Capital Partners Genstar Capital LLC USD 475.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Green Equity Investors IV Leonard Green & Partners USD 1850.00 m 2003 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ibersuizas Capital Fund II Ibersuizas 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Investitori Associati IV Investitori Associati SpA EUR 700.00 m 2003 Later-Stag Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ironbridge Fund II Ironbridge Capital AUD 1050.00 m 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Littlejohn Fund III Littlejohn & Co USD 850.00 m 2004 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MPM BioVentures III MPM Capital GBP 940.00 m 2002 Biotech/Life
Sciences, Venture
North America,
Western Europ
Healthcar
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
New Enterprise
Associates X
New Enterprise
Associates
USD 2.30 bn 2000 Venture Capita North Americ Biotech / Life
Science, Media,
Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nordic Capital Fund IV Nordic Capital SEK 7.00 bn 2003 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nordic Capital Fund V Nordic Capital EUR 1.50 bn 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Odyssey Investment Odyssey Investment USD 750.00 m 2005 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Polaris I Polaris Private Equity EUR 215.00 m 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Polaris Private Equity II Polaris Private Equity EUR 270.00 m 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Polaris Private Equity III Polaris Private Equity EUR 275.00 m 2009 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Prophet Equity LP Prophet Equity USD 275.00 m 2008 Turnaround / North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Prospect Venture Partners Prospect Venture Partners USD 100.00 m 1998 Early-Stage, North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Prospect Venture Partners Prospect Venture Partners USD 500.00 m 2004 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sovereign Capital Limited
Partnership I
Sovereign Capital GBP 120.00 m 2001 Buyou Western Europ Healthcare, Others
, Support Service
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sovereign Capital Limited
Partnership II
Sovereign Capital GBP 275.00 m 2005 Buyou Western Europ Healthcare, Others
, Support Service
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Special Situations Venture Orlando Management USD 205.00 m 2002 Turnaround / Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Sprout Capital IX Sprout Group USD 1.08 bn 2000 Venture Capita North Americ Biotech / Life
Science,
Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sterling Group Partners II The Sterling Group USD 470.00 m 2005 Industry Focuse North Americ Industrials, Others ,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
US Venture Partners VII US Venture Partners USD 606.00 m 1999 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
US Venture Partners VIII US Venture Partners USD 1.00 bn 2000 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Water Street Healthcare
Partners Fund II
Water Street Capital
Management
USD 650.00 m 2008 Buyou North Americ Biotech / Life
Science,
Healthcare, No
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Danica Pension Denmark Kgs. Lyngby Insurance Company
Parallelvej 17
Kgs. Lyngby
DK 2800
Tel: 45 70 11 25 25
www.danicapension.dk
Private Equity Funds Raised or Managed:
Danske Private Equity I EUR 550.00 m Buyout, Fund of
Funds, Venture
North America,
Western Europ
No sector
preference, Others
Denmark, United
State
Currently Investing
EUR 550.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 550.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bank/Pension
Danica Pension
European Investment Fund (EIF) USD 13.00 m
Industriens Pension
Juristernes og Okonomernes
Pensionskasse
Pension Danmark
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Danske Private Equity II EUR 550.00 m Buyout, Fund of
Funds, Venture
North America,
Western Europ
Others Denmark, United
State
Currently Investing
EUR 550.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 550.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Danica Pension
Finanssektorens Pensionskasse
Industriens Pension
Pension Danmark
Pensionskassen for
Sygeplejersker
Vital Forsikring ASA
Danske Private Equity III EUR 600.00 m Buyout, Fund of
Funds, Venture
North America,
Western Europ
Others Denmark, United
State
Currently Investing
EUR 600.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 600.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Danica Pension EUR 600.00 m
MP Pension (Unipension) DKK 21.23 m
Pension Danmark
Pensionskassen for
Sygeplejersker
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Private Equity New Markets (BankInvest Group)
Update Date: 16-Feb-2009
Fund Manager Head Office
Sundkrogsgade 7
P.O. Box 2672
Copenhagen
DK-2100
Denmark
Tel: 45 7730 9000
Fax: 45 7730 9100
www.biventure.com
penm@bankinvest.dk
Institution Type
Financial Institution Subsidiary/Division
Assets / Funds Under Management
USD 300.00 m
Branches
Nile City Towers - North Tower - floor 22/23
Cornish El Nil
Cairo
11624
Egypt
Tel: 201 8896 1412
Suite 4B Opera View Building
161 Dong Khoi Street District 1
Ho Chi Minh City
Vietnam
Tel: 84 8824 2601
Contacts
Mr. Hana Dang
Partner
Ho Chi Minh City, Vietnam
hana@bankinvest.dk
Mr. Uffe Ellemann-Jensen
Chairman, BankInvest Group
Copenhagen, Denmark
Mr. Hans Christian Jacobsen
Managing Partner
Copenhagen, Denmark
hcj@bankinvest.dk
Mr. Lars Kjr
Partner, Deputy Director
Copenhagen, Denmark
lak@bankinvest.dk
Mr. Torben Kjr
Partner
Copenhagen, Denmark
tok@bankinvest.dk
Mr. Brge Obel
Vice Chairman, BankInvest Group
Copenhagen, Denmark
Background
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Page 424 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Private Equity New Markets I USD 100.00 m Venture Capita Western Europ Egypt, Vietna
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Private Equity New Markets II USD 200.00 m Venture Capita Western Europ Egypt, Vietna
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
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Page 426 of 701
Amanda Capital
Update Date: 29-Oct-2009
Head Office
Aleksanterinkatu 15 A
6th floor
Helsinki
FI-00101
Finland
Tel: 358 9 6829 600
Fax: 358 9 6829 6020
www.amandacapital.fi
amandainfo@amandacapital.fi
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 2.50 bn
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 2.50 bn
Year First Invested In Private Equity
1997
Contacts
Mr. Peter Borg
Investment Director
Helsinki, Finland
Tel: 358 9 6829 6015
peter.borg@amandacapital.fi
Mr. Olli Heinil
Investment Director
Helsinki, Finland
Tel: 358 9 6829 6016
olli.heinila@amandacapital.fi
Mr. Petter Hoffstrm
CFO
Helsinki, Finland
Tel: 358 9 6829 6012
petter.hoffstrom@amandacapital.fi
Mr. Hannu Iiskola
Chief Investment Officer
Helsinki, Finland
Tel: 358 9 6829 6013
hannu.iiskola@amandacapital.fi
Mrs. Piia Latvala
Investor Relations Director
Helsinki, Finland
Tel: 358 9 6829 6027
358 9 6829 6030
Mr. Martin Paasi
CEO
Helsinki, Finland
Tel: 358 9 6829 6011
358 9 6829 6030
Background
Amanda Capital is the private equity arm of the Amanda grouped based in Helsinki, Finland. It is the only Finnish listed fund of funds manager. It was
formed in late 2002 by the merger between Finvest and the private equity investment operations of Sampo. The Group manages six private equity
fund-of-funds and several private equity fund portfolios. Amanda Capital Plcs wholly-owned subsidiary Amanda Advisors Ltd is responsible for the
private equity investment management and consulting services.Amanda Capital is an active investor of private equity funds across a diversified basis
by stage, geography and vintage year. Amanda Capital has also been known to purchase private equity fund units on the secondary market. In
February 2007, Amanda Capital acquired the Proventure Companies. Proventure was established in 1999. It consisted of two independent firms, with
distinct operations, located in Switzerland and Finland. Proventure AG, Switzerland, provided investment advisory services and Proventure Oy,
Finland, provided fund administration and research services Prior to its acquisition, Proventure managed two fund of funds partnerships with a main
focus in primary fund opportunities in Western Europe, specifically targeting mid-market buyout and technology funds. These are:
1. European Fund Investments I, 1999, 110 million with majority of commitments from Finland and Sweden.
2. European Fund Investments II, 2002, 200 million
Fund of funds vehicles managed by the group include: Amanda III Eastern Private Equity, which mainly invests in private equity funds dedicated to
Russia and Eastern Europe; and Amanda IV West, its fourth Western Europe-focused fund of funds. Amanda IV West invests in local private equity
funds and has already committed to two such vehicles. Currently, it is fundraising its latest fund of funds, Amanda V East which is due for its first close
by the end of 2009.
As at October 2009, the assets under Amanda's management totalled EUR 2.5bn of which EUR 113.0m consists of Amanda's own investment
commitments to 23 private equity funds and five of its own managed private equity funds of funds. On behalf of clients, EUR 441.7m has been invested
in the private equity funds of funds managed by Amanda as well as EUR 2bn being covered by consultation. These investments have been made to
approximately 140 private equity funds in Europe,United States, Asia and Russia. Over the next twelve months, the focus as a fund of funds manager
would be on small to mid market buyouts in Central Europe and in particular, Russia.

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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage 90%
Mid-market
Venture 5%
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date EUR 112.90 m
Current number of commitments 25
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
ACT 1999 Private Equity ACT Venture Capital Ltd USD 100.00 m 1999 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Activa Capital Fund FCPR Activa Capital EUR 162.00 m 2002 Buyou Western Europ Consumer Goods,
Healthcare,
Support Service
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Amanda Capital III
Eastern Private Equity
Amanda Capital EUR 110.00 m 2006 Buyout, Fund of
Fund
Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 10.00 m
Amanda Capital IV West Amanda Capital EUR 90.00 m 2007 Fund of Fund Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
Argos Soditic Fund V Argos Soditic EUR 275.00 m 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Atlas Ventures VI Atlas Venture USD 600.00 m 2000 Venture Capita North America,
Western Europ
Healthcare,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.90 m
Auriga Ventures II Auriga Partners EUR 115.00 m 2001 Venture Capita Western Europ Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Balderton Capital I
(Benchmark Europe I)
Balderton Capital USD 500.00 m Venture Capita Asia-Pacific , North
America, Western
Europ
Media, Technology,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.00 m
CapMan Mezzanine Fund CapMan EUR 240.00 m 2004 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Charterhouse Capital Charterhouse Capital EUR 2.70 bn 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 3.00 m
ECI 7 ECI Partners GBP 280.00 m 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EQT Finland EQT Partners EUR 138.00 m 1999 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.50 m
EQT II EQT Partners SEK 5.70 bn 1998 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SEK 20.00 m
EQT IV EQT Partners EUR 2.50 bn 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 3.00 m
EQT Scandinavia II EQT Partners EUR 625.00 m 1998 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EQT V EQT Partners EUR 4.25 bn 2006 Buyou Western Europ No sector
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
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Fund Name Manager Size Year Fund Type Regions Sectors
EquiVest I Equivest Partners USD 164.00 m 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Fund Amanda Capital EUR 110.00 m 1999 Fund of Fund Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 880.00 th
Fenno Program/Fenno CapMan EUR 43.00 m 1997 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 2.10 m
Finnventure Fund V CapMan EUR 170.00 m 1999 Generalis Western Europ Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.30 m
First European Fund Proventure Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBP 880.00 th
Galileo III Galileo Partners EUR 157.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.20 m
GED Southeastern GED Private Equity Group EUR 150.00 m 2005 Generalis Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gilde Buy-out Fund II Gilde Investment USD 500.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gilde Buy-out Fund III Gilde Investment EUR 600.00 m 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GMT Communications
Partners II
GMT Communications
Partners
EUR 365.00 m 2000 Venture Capita Central &amp;
Eastern Europe,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gresham III Gresham Private Equity GBP 236.90 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBP 2.00 m
Gresham IV Gresham Private Equity GBP 340.00 m 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBP 3.00 m
Horizon Emerging Europe
Growth Fund
Horizon Capital USD 132.00 m 2006 Growth / Expansion
Capita
Central &amp;
Eastern Europ
Banking &amp;
Finance ,
Consumer Goods,
Industrials, Others ,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Index Ventures Index Ventures USD 180.00 m 1999 Venture Capita Western Europ Biotech / Life
Science,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Index Ventures II Index Ventures USD 300.00 m 2000 Venture Capita Western Europ Biotech / Life
Science,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Industri Kapital 1997 Fund IK Investment Partners EUR 750.00 m 1997 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 3.00 m
Industri Kapital 2000 Fund IK Investment Partners EUR 2.10 bn 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
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Fund Name Manager Size Year Fund Type Regions Sectors
Innovacom 4 Innovacom SA EUR 200.00 m 2000 Venture Capita North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
Life Science Partners III Global Life Science EUR 150.00 m 2005 Biotech/Life Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MB Equity Fund II MB Funds
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.20 m
MB Equity Fund IV MB Funds EUR 260.00 m 2007 Buyou Western Europ Banking &amp;
Finance , Others
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MCH Iberian Capital Fund MCH Private Equity EUR 225.00 m 2003 Development Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Merlin Bioscience Merlin Capital Partners USD 247.00 m 2000 Biotech/Life Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.50 m
Mezzanine Management MML Capital Partners USD 225.00 m 1997 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Montagu III L.P Montagu Private Equity EUR 2.26 bn Buyou Central &amp;
Eastern Europe,
Western Europ
No sector
preferenc
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
NeSBIC Cte Fund NeSBIC Group EUR 100.00 m 1999 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nexit Infocom 2000 Nexit Ventures Oy EUR 100.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 3.20 m
Nmas 1 Nmas EUR 175.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nova Polonia Natexis
Private Equity Fund II
Krokus Private Equity EUR 100.00 m 2006 Buyou Central &amp;
Eastern Europ
No sector
preferenc
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PAI Europe IV PAI Partners EUR 2.68 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
Permira Europe II Permira Advisers EUR 3.50 bn 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
Permira Europe III Permira Advisers EUR 5.10 bn 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 3.00 m
Permira IV Permira Advisers EUR 9.60 bn 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.00 m
Pond Venture Partners II Pond Venture Partners USD 78.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Quadriga Capital Russia
Private Equity Fund II
Quadriga Capital USD 137.00 m 2005 Buyou Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Russia Partners II Siguler Guff & Co. USD 335.00 m 2005 Growth / Expansion
Capita
Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Segulah II Segulah L.P. USD 110.00 m 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Segulah III Segulah L.P. USD 312.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sponsor Fund I Sponsor Capital EUR 101.00 m 1997 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 4.20 m
Triton Fund II Triton Partners EUR 1115.00 m 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 5.00 m
Kaleva Mutual Insurance Company Finland Helsinki Insurance Company
Bulevardi 56
Helsinki
75
Tel: 358 10 515 225
Fax: 358 10 516 7501
www.kalevavakuutus.fi
Private Equity Funds Raised or Managed:
Amanda Capital III Eastern
Private Equity
EUR 110.00 m 2006 Buyout, Fund of
Fund
Central &amp;
Eastern Europ
Russi
EUR 110.00 m 2006
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 110.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Amanda Capital EUR 10.00 m
Finnair Pension
Pension Fennia
Amanda Capital IV West EUR 90.00 m 2007 Fund of Fund Western Europ
EUR 90.00 m 2007
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 90.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Amanda Capital EUR 5.00 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Amanda V East 2009 Fund of Fund Central &amp;
Eastern Europ
Russi Launched
2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Fund Investments I EUR 110.00 m 1999 Fund of Fund Western Europ
EUR 110.00 m 1999
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 110.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Amanda Capital EUR 880.00 th
European Fund Investments II EUR 2001.00 m 2001 Fund of Fund Western Europ
EUR 2001.00 m 2001
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 2001.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Finanssektorens Pensionskasse
SITRA (The Finnish Innovation
Fund)
Tapiola Group
Tapiola Mutual Pension
Insurance Company
Vital Forsikring ASA
YLE Pension Fund
Mandatum Private Equity EUR 50.00 m Fund of Fund Western Europ
EUR 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 50.00 m
Mandatum Private Equity EUR 20.00 m Fund of Fund North Americ United State
EUR 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 20.00 m
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Sitra
Update Date: 18-Dec-2008
Fund Manager Head Office
Itmerentori 2
P.O. Box 160
Helsinki
FI-00181
Finland
Tel: 358 9 618 991
Fax: 358 9 645 072
www.sitra.fi
sitra@sitra.fi
Institution Type
Government Related Organization
Assets / Funds Under Management
EUR 821.00 m
Contacts
Mr. Janne Ahlstrm
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9216
Mr. Pekka Ahlstrm
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9414
Mr. Esko Aho
President
Helsinki, Finland
esko.aho@sitra.fi
Mr. Mauri Heikintalo
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9426
Mr. Jorma Jaalivaara
Head of Legal Affairs
Helsinki, Finland
Tel: 358 9 6189 9410
Mr. Aaltonen Jukka
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9237
Mr. Pauli Marttila
Director
Helsinki, Finland
Tel: 358 9 6189 9415
pauli.marttila@sitra.fi
Mr. Anu Nokso-Koivisto
Director, Business Development and Fund Investments
Helsinki, Finland
Tel: 358 9 6189 9228
an-k@sitra.fi
Mr. Tuhkanen Sami
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9413
Mr. Magnus Sjblom
Director of Finance and Corporate Funding
Helsinki, Finland
Tel: 358 9 6189 9465
magnus.sjoblom@sitra.fi
Mr. Heikki Sundquist
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9444
Mr. Juha Vapaavuori
Investment Director
Helsinki, Finland
Tel: 358 9 6189 9215
Background
PE Connect
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Page 435 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Cleantech Venture Capital Venture Capita Western Europ Finlan
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Northwest Russia Regional
Venture Fund
USD 53.00 m Venture Capita Central &amp;
Eastern Europ
Russi
USD 53.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 53.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SITRA (The Finnish Innovation
Fund)
SITRA EUR 256.00 m Venture Capita Western Europ Consumer Goods,
Energy,
Healthcare,
Industrials,
Finlan
EUR 256.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 256.00 m
Terveysrahasto Oy Venture Capita Western Europ Finlan
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SITRA (The Finnish Innovation
Fund)
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AXA Private Equity
Update Date: 23-Oct-2009
Head Office
20, place Vendme
Paris
France
Tel: 33 1 44 45 92 00
Fax: 33 1 44 45 92 99
www.axaprivateequity.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 25.00 bn
Year First Invested In Private Equity
1996
Branches
An der Welle 4
Frankfurt am Main
Germany
Tel: 49 69 50 50 41 500
Fax: 49 69 50 50 41 550
68 Corso di Porta Romana
Milan
20122
Italy
Tel: 39 02 5844 2421
Fax: 39 02 5844 2450
1 Temasek Avenue
# 20-01 Millenia Tower
Singapore
Singapore
Tel: 65 6513 3410
Fax: 65 6513 3426
Affolternstrasse 42
P.O. Box 6961
Zurich
Switzerland
Tel: 41 43 299 1199
Fax: 41 43 299 1175
55 Grosvenor Street
London
United Kingdom
Tel: 44 20 7003 1350
Fax: 44 20 7575 8309
1370 Avenue of the Americas
New York
United States
Tel: 1 212 641 8604
Fax: 1 212 641 8616
Contacts
Mr. Edouard Boscher
Investor Relations
Paris, France
Mr. Christophe Florin
Head of Private Equity Asia
Singapore , Singapore
Mr. Vincent Gombault
Managing Director
Paris, France
Ms. Marie-Lys Hallop
Chief Financial Officer
Paris, France
Mr. Stephan Illenberger
Managing Director
Frankfurt am Main, Germany
Mr. Alexandre Monteux
Investment Manager
London , United Kingdom
alexandre.monteux@axa-im.com
Mr. Wolfgang Pietzsch
Senior Investment Manager
Frankfurt am Main, Germany
Ms. Dominique Senequier
Chairman & CEO
Paris, France
dominique.senequier@axa-im.com
Background
AXA Private Equity, an AXA Investment Managers company, is dedicated to private equity investments, with investment activity spanning each sector
of private equity, including direct activity (LBOs, venture and growth capital), turnarounds, mezzanine, primary and secondary fund of funds.AXA
Private Equity manages and advises over 14 bn in in assets and employs over 700m annually in the asset class (private equity). It has invested in
over 400 international funds and approximately 80 direct international investments. AXA PE began its primary market activities in the 1980s, with
investment in the secondary market beginning in 1998. As a limited partner, AXA is a global investor, investing in mainly North American and European
funds, with a secondary interest in emerging markets, such as Israeli, Japanese, Chinese, Indian, Korean and Australian vehicles.
AXA Private Equity Fund of Funds II ($305m) had its final closing in March 2004, and is a specialist 'early secondaries' private equity fund. In May
2005, AXA Private Equity launched its debut Asian fund of funds with a target of $200m. AXA, the parent company has already committed around half
of the total to the fund of funds vehicle.
Around EUR 1 bn was invested in 2005 mainly through its latest secondary fund of EUR 1.04 bn and the AXA Private Equity Fund of Funds II. In
January 2006, AXA set up a private equity funds together with the Canadian group Caisse de depot et placement du Quebec. The international fund
had a target size of 1.5 bn and invested in Asia and institutions in Europe and the US. The fund of funds investment team, as of December 2006,
tracks 500 individual funds and aims to invest 2bn per annum in primary and secondary partnership interests. In addition, the firm is an increasingly
active direct investor, buying mid-size companies outright and co-investing in large transactions. In June 2008, AXA raises a $2.4bn buyout fund, the
AXA LBO Fund IV. The fund is expected to invest in Western Europe, namely France, Germany and Italy.
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America 25%
Western Europe 60%
Central & Eastern Europe 2%
Middle East / Africa 8%
Asia Pacific 4%
Latin America
Country Specific
Fund Type
Min Max
Generalist 6%
Buyout / Later Stage 50%
Mid-market
Venture 40%
Mezzanine / Subordinated Debt 4%
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Future number of GPs
Capital committed to in future USD 2.99 bn
Future number of commitments
Future Bite Size
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Page 440 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Abingworth Bioventures II Abingworth Management USD 100.00 m 1997 Biotech/Life
Science
North America,
Western Europ
Healthcar
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Accession Mezzanine
Capital II
Mezzanine Management
Central Europe
EUR 261.00 m 2007 Mezzanin Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AIG Global Sports &
Entertainment Fund
AIG Investments 2000 Buyout,
Development
North America,
Western Europ
Others
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alpha Private Equity Fund Alpha Associs Conseil USD 140.00 m 1997 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alpha Private Equity Fund
3
Alpha Associs Conseil USD 350.00 m 1999 Buyou Western Europ Consumer Goods,
Healthcare,
Industrials, Media,
Others , Retail,
Support Services,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Amadeus II Amadeus Capital Partners USD 335.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe IV Apax Partners USD 1.80 bn 1999 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe V Apax Partners USD 4.10 bn 2001 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe VI Apax Partners EUR 4.00 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax UK VI Apax Partners USD 520.00 m 1997 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Astorg II Astorg Partners EUR 185.00 m 1999 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Astorg III Astorg Partners EUR 300.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Atlas Ventures IV Atlas Venture USD 404.00 m 1999 Venture Capita North America,
Western Europ
Healthcare,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Atlas Ventures V Atlas Venture USD 758.00 m 2000 Venture Capita North America,
Western Europ
Healthcare,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Atlas Ventures VI Atlas Venture USD 600.00 m 2000 Venture Capita North America,
Western Europ
Healthcare,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
BC European Capital VIII BC Partners EUR 5.50 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bencis Buyout Fund II Bencis Capital Partners EUR 250.00 m 2004 Buyou Western Europ Consumer Goods,
Industrials, Leisure,
Media, Retail,
Support Services,
Transportation,
Utilitie
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bowman Capital Partners Bowman Capital USD 105.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDH China Growth
Capital Fund I
CDH Venture Partners
(CDH China Holdings
Management Company)
USD 102.00 m 2002 Diversified Private
Equity, Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable, Others
, Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CVC Asia Pacific Fund II CVC Capital Partners USD 1.98 bn 2005 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Emerging Europe
Convergence Fund II
Mid Europa Partners EUR 655.00 m 2005 Buyou Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Englefield Capital I Englefield Capital EUR 700.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Englefield Renewable Englefield Capital EUR 242.00 m 2005 Infrastructur Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Englefiled Capital II Englefield Capital EUR 1.06 bn 2007 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EQT Northern Europe EQT Partners EUR 2.00 bn 2001 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Galileo III Galileo Partners EUR 157.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GED Southeastern GED Private Equity Group EUR 150.00 m 2005 Generalis Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Graphite Capital Partners Graphite Capital GBP 375.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Industrial Growth Partners Industrial Growth Partners USD 250.00 m 2003 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Investindustrial IV Investindustrial EUR 1.00 bn 2007 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Israel Seed Partners IV Israel Seed Partners USD 200.00 m 2000 Seed, Venture Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Italian Private Equity Fund BS Private Equity EUR 300.00 m 2000 Buyou Western Europ All Sector
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Italian Private Equity Fund BS Private Equity EUR 550.00 m 2003 Buyou Western Europ All Sector
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jerusalem Venture Jerusalem Venture USD 75.00 m 1997 Venture Capita Africa, Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jerusalem Venture Jerusalem Venture USD 160.00 m 1999 Venture Capita Africa, Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jerusalem Venture Jerusalem Venture USD 400.00 m 2001 Venture Capita Africa, Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
LGV 4 LGV Capital (Legal & GBP 183.00 m 2003 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Lyceum Capital Fund II Lyceum Capital GBP 255.00 m 2008 Buyou Western Europ Others , Support
Service
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Mezzanine Management MML Capital Partners USD 225.00 m 1997 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Mezzanine Management MML Capital Partners USD 528.00 m 2000 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Mid Europa II Mid Europa Partners EUR 650.00 m 2005 Buyou Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Partech International
Ventures III
Partech International
Ventures
USD 120.00 m 1996 Venture Capita North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Partech International
Ventures IV
Partech International
Ventures
USD 300.00 m 2000 Venture Capita North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Penta Fund I Penta Capital GBP 125.00 m 1999 Buyou Western Europ Consumer Goods,
Leisure, Support
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Phoenix Equity Partners
2006 Fund
Phoenix Equity Partners GBP 375.00 m 2006 Buyou Western Europ Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Industrials, Leisure,
Media, Others ,
Retail, Support
Services,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Pragma Capital LBO Fund Pragma Capital EUR 345.00 m Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Sofinnova Venture Sofinnova Ventures USD 72.00 m 1998 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sofinnova Venture Sofinnova Ventures USD 231.00 m 2000 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sofinnova Venture Sofinnova Ventures USD 375.00 m 2006 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Spanish Private Equity Mercapital Servicios EUR 215.00 m 1998 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Spanish Private Equity Mercapital Servicios EUR 600.00 m 2000 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sprout Capital IX Sprout Group USD 1.08 bn 2000 Venture Capita North Americ Biotech / Life
Science,
Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sterling Capital Partners II Sterling Partners USD 545.00 m 2005 Buyou North Americ Healthcare,
Industrials, Others ,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
The Third Cinven Fund Cinven EUR 4.40 bn 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Troika Russia New
Growth Fund
Troika Capital Partners USD 345.00 m 2006 Growth / Expansion
Capita
Central &amp;
Eastern Europ
Consumer Goods,
Manufacturing,
Media, Retail,
Support Services,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Vanguard VII Vanguard Venture USD 240.00 m 2000 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Weinberg Capital Partners Weinberg Capital Partners USD 452.00 m 2005 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
WI Harper Group
China-Focussed Fund
WI Harper USD 133.00 m 2007 Biotech/Life
Sciences,
Early-Stag
Asia-Pacific , North
Americ
Clean Tech /
Renewable,
Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Wicks Communication & Wicks Group of USD 535.00 m 2004 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Willis Stein & Partners II Willis Stein & Partners USD 840.00 m 1998 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AXA Americas Select Private USD 262.00 m Fund of Fund North Americ
USD 262.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 262.00 m
AXA Americas Select Private EUR 150.00 m Fund of Fund North Americ
EUR 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 150.00 m
AXA Asian Fund of Funds May-2005 Fund of Fund Asia-Pacific
May-2005
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AXA Early Secondary Fund III EUR 600.00 m Secondarie Western Europ
EUR 600.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 600.00 m 11.6% 1.13
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Funds SA
AXA Europe Private Equity EUR 308.00 m Fund of Fund Western Europ
EUR 308.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 308.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
AXA Europe Select Private EUR 338.00 m Fund of Fund Western Europ
EUR 338.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 338.00 m
AXA Expansion Fund II EUR 353.00 m Buyou Western Europ
EUR 353.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 353.00 m
AXA IM Infrastructure 2005 Currently Investing
2005 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AXA LBO Fund EUR 95.00 m Buyou Western Europ
EUR 95.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 95.00 m
AXA LBO Fund II EUR 400.00 m Buyou Western Europ Currently Investing
EUR 400.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 400.00 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AXA LBO Fund III EUR 500.00 m Buyou Western Europ Currently Investing
EUR 500.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 500.00 m
AXA LBO Fund IV EUR 1.60 bn Buyou Western Europ France, Germany, Currently Investing
EUR 1.60 bn Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.60 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Tapiola Group
AXA Private Equity Fund I USD 127.00 m Buyou Western Europ
USD 127.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 127.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
AXA Private Equity Fund II USD 535.00 m Buyou Western Europ
USD 535.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 535.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
Harald Quandt Holding
AXA Private Equity Fund III USD 649.00 m Buyou Western Europ
USD 649.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 649.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
AXA Private Equity Fund IV EUR 1.60 bn Buyou Western Europ
EUR 1.60 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 1.60 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
AXA Private Equity Fund of USD 305.00 m Secondarie
USD 305.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 305.00 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AXA Secondaries Fund II EUR 480.00 m Secondarie Western Europ
EUR 480.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 480.00 m 25.7% 1.62
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
Ilmarinen Mutual Pension
Insurance Company
INVESCO Private Capital
The Wellcome Trust
AXA Secondaries Fund III USD 1.00 bn Secondarie North America,
Western Europ
USD 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn 63.2% 1.82
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AXA Equitable Life Insurance
Co.
Caisse de Depot et Placement
du Quebec (CDP Capital)
Cornell University
Pennsylvania State Employees'
Retirement System
USD 26.00 m
Pension Forsikrings AS (PFA)
Tapiola Mutual Pension
Insurance Company
AXA Secondaries Fund IV USD 2.90 bn Secondarie North America,
Western Europ
USD 2.90 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.90 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Ilmarinen Mutual Pension
Insurance Company
Pennsylvania State Employees'
Retirement System
Pension Forsikrings AS (PFA)
Tapiola Group
Tapiola Mutual Pension
Insurance Company
AXA Secondary Fund III-2 USD 14.00 m
USD 14.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 14.00 m
AXA Secondary Fund IV USD 80.00 m
USD 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 80.00 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Axa Venture Fund IV USD 81.00 m Venture Capita Western Europ
USD 81.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 81.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
CDC Entreprises EUR 9.18 m
European Investment Fund (EIF) EUR 20.00 m
West Africa Growth Fund Growth / Africa, Middle Eas
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
Swedfund SEK 15.80 m
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Global Private Equity
Update Date: 21-Oct-2009
Fund Manager Head Office
71 Avenue des Champs Elyses
Paris
75008
France
Tel: 33 1 56 43 60 90
Fax: 33 1 56 43 60 99
www.global-private-equity.com
info@global-private-equity.com
Institution Type
Placement Agent
Contacts
Mr. Patrick Petit
President & Managing Partner
Paris, France
Tel: 33 1 56 43 60 91
ppetit@global-private-equity.com
Mr. Veera Somersalmi
Partner
Paris, France
Tel: 33 1 56 43 60 93
vsomersalmi@global-private-equity.com
Ms. Sonia Trocm
Co-Founder & Partner
Paris, France
Tel: 33 1 56 43 60 92
strocme@global-private-equity.com
Background
Global Private Equity (GPE), founded in 2000, is an independent placement agent whose business is to raise capital worldwide for selected private
equity investment funds. GPEs team is made of three partners, a senior consultant in the US, three analysts and an office manager and is
headquartered in Paris. The company has developed over the years unique and privileged relationships with institutional and private investors
worldwide. GPE has successfully completed prestigious fundraising assignments for top-tier private equity investment firms. GPE client
recommendations and testimonials are the best evidence of its commitment to success.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
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Matignon Investissement et Gestion (M.I.G.)
Update Date: 16-Feb-2009
Fund Manager Head Office
1 rue de la Faisanderie
Paris
France
Tel: 33 1 5353 0123
Fax: 33 1 4561 1633
www.matignon-gestion.fr
mig@matignon-gestion.fr
Institution Type
Independent Firm
Assets / Funds Under Management
EUR 250.00 m
Contacts
Mr. Guillaume Connan
Partner
Paris, France
Mr. Philippe Dhamelincourt
Managing Director
Paris, France
phdhamelincourt@matignon-gestion.fr
Mr. Christophe Douat
Partner
Paris, France
Mr. Christian Haas
Chairman
Paris, France
Background
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Matignon Investissements I EUR 170.00 m Growth / Western Europ Fully Liquidated
EUR 170.00 m Fully Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 170.00 m
Matignon Investissements II EUR 72.00 m Growth / Western Europ No sector
EUR 72.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 72.00 m
Matignon Technologies EUR 50.00 m Venture Capita Western Europ Healthcare, Media,
Technology,
EUR 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 50.00 m
Matignon Technologies II EUR 80.00 m Venture Capita Western Europ Healthcar
EUR 80.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 80.00 m
Pre-IPO Invest EUR 20.00 m Venture Capita Western Europ
EUR 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 20.00 m
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Natixis Private Equity
Update Date: 04-Aug-2009
Head Office
5/7 rue de Monttessuy cedex 07
Paris
France
Tel: 33 1 58 19 20 00
Fax: 33 1 58 19 20 10
www.natixis-pe.com
gerard.horvilleur@dahlia-partners.com
Institution Type
Independent Firm
Assets / Funds Under Management
EUR 4.00 m
Branches
Suite 1208 12th Floor CITIC Tower
1 Tim Mei Avenue Central
Hong Kong
Hong Kong
Tel: 852 2828 0969
Fax: 852 2828 0969
gbarmon@netvigator.com
Contacts
Mr. Eric Aveillan
Managing Director of Naxicap Partners
Paris, France
Tel: 33 1 58 19 20 00
Mr. Franois Baubeau
Chief Operating Officer
Paris, France
Tel: 33 1 58 19 20 00
Mr. Jean Duhau de Bernex
Chief Executive Officer
Paris, France
Tel: 33 1 58 19 20 00
Mr. Jean-Franois Helfer
Chairman of the Natixis Private Equity International Directorate
Paris, France
Tel: 33 1 5819 2000
jean-francois.helfer@npei.net
Background
Natixis Private Equity, a subsidiary of Natixis Banques Populaires group, provides financing at each stage of a companys development, from seed
capital to an IPO. It manages capital to the tune of 4 billion.Natixis Private Equity invests in funds managed by third parties, mainly on the primary
market and, since 2003, the secondary market. It has thus far committed to a number of funds targeting Europe comprising of buyout, mezzanine,
venture and growth capital funds. It also makes direct investments in parallel. Natixis Private Equity created Dahlia fund of funds, at 300 million in
partnership with the European Investment fund (EIF). The company also raises a couple of other fund of funds that invests in the North American and
Asian Pacific regions.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
360Capital Partners 360Capital Partners EUR 100.00 m 2006 Venture Capita Western Europ Biotech / Life
Science, Clean
Tech / Renewable,
Energy,
Healthcare, Media,
Others ,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Avenir Enterprises 1 Avenir Enterprises USD 60.00 m 2003 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CITA FCPR 1 CITA Gestion EUR 85.00 m 2001 Generalist, Venture Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Emertec2 Emertec Gestion EUR 40.00 m 2005 Biotech/Life Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Euromezzanine IV Euromezzanine EUR 427.00 m 2002 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Euromezzanine V Euromezzanine EUR 660.00 m 2005 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Finatem Fund II Finatem EUR 125.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Four Seasons Venture V Four Seasons Venture EUR 100.00 m 2005 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Greater Europe Fund Invest Equity Beteiligungs USD 25.00 m 2004 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Invest Equity Beteiligungs Invest Equity Beteiligungs USD 50.00 m 1998 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MCH Iberian Capital Fund MCH Private Equity USD 100.00 m 1998 Development Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MCH Iberian Capital Fund MCH Private Equity EUR 225.00 m 2003 Development Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nova Polonia Natexis
Private Equity Fund II
Krokus Private Equity EUR 100.00 m 2006 Buyou Central &amp;
Eastern Europ
No sector
preferenc
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
NPE Holland Venture Holland Venture BV EUR 70.00 m 2009 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sofinnova Venture Sofinnova Ventures USD 250.00 m 2002 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Dahlia EUR 300.00 m Fund of Fund Western Europ Franc
EUR 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Entreprises
Eagle NPE Asia Fund I EUR 111.00 m Fund of Fund Asia-Pacific Currently Investing
EUR 111.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 111.00 m
Natixis Caspian Private Equity 2008 Fund of Fund North Americ
2008
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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NPE Asia
Update Date: 18-Dec-2008
Fund Manager Head Office
5-7 rue de Monttessuy
Paris
France
Tel: 33 1 5819 2000
www.npeasia.net/
Institution Type
Private Equity Group Subsidiary
Branches
Suite 1808, 18/F Westgate Mall Plaza
1038 Nanjing West Road
Shanghai
200041
China
Tel: 86 21 6217 2552
Fax: 86 21 6217 3742
24th floor, 2 Pacific Place
88 Queensway
Hong Kong
Hong Kong
Tel: 852 2828 0987
Fax: 852 2104 6268
Contacts
Mr. Gael de Barmon
Managing Partner
Hong Kong, Hong Kong
Mr. Kevin Wang
President
Shanghai, China
Background
NPE Asia is a subsidiary of Natixis Private Equity. Since 1999, NPE Asia has been investing expansion equity capital in North Asia and has completed
32 transactions.
PE Connect
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Page 459 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
NPE China Fund II USD 250.00 m Growth / Asia-Pacific
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
NPEA China Fund II USD 250.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Chin
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
PE Connect
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Quilvest Private Equity
Update Date: 16-Feb-2009
Fund Manager Head Office
243 Boulevard Saint-Germain
Paris
France
Tel: 33 1 4062 0754
Fax: 33 1 4705 2471
www.quilvest.com
info-pe@quilweb.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 1.00 bn
Branches
84, Grand-Rue
Luxembourg
Luxembourg
Tel: 352 47 38 85
Fax: 352 22 60 56
Stockerstrasse 23
Zurich
Switzerland
Tel: 41 44 224 4444
Fax: 41 44 224 4400
46 Albemarle Street
London
United Kingdom
Tel: 44 20 7290 1710
Fax: 44 20 7290 1720
info_uk@quilweb.com
598 Madison Avenue, 8th Floor
New York
United States
Tel: 1 212 920 3800
Fax: 1 212 920 3850
Contacts
Mr. Michel Abouchalache
Chief Executive Officer
Paris, France
Mr. Ali Al-Husseini
Managing Partner, Quilvest Dubai
Paris, France
Mr. Waleed Arab
Director
Paris, France
Mr. Maurizio Arrigo
Partner
Paris, France
Mr. Christian Baillet
Chief Executive Officer, Quilvest
Paris, France
Mr. Jerome Chevalier
Managing Partner, Quilvest Ventures
Paris, France
Mr. Nicolas de La Moriniere
Partner
Paris, France
Mr. Henri de Perignon
Partner, Quilvest Ventures
Paris, France
Mr. Carlos Heneine
Managing Director, Quilvest Dubai
Paris, France
Ms. Michele Kinner
Partner
New York, United States
Ms. Tracey Krsinic
Chief Financial Officer
Paris, France
Mr. Jean-Francois Le Ruyet
Partner
New York, United States
Mr. Marc Manasterski
Partner, Managing Director of Quilvest Real Estate
Paris, France
Mr. George Moore
Partner
New York, United States
Mr. Lawrence Neubauer
Partner
New York, United States
Ms. Ione Permison
Partner, Managing Director of Quilvest USA
New York, United States
Mr. Howard Rimerman
Partner
New York, United States
Mr. Maninder Saluja
Co-head of Global Emerging Market Private Equity Program
New York, United States
Mr. David Shu
Chief Financial Officer, Quilvest Ventures
Paris, France
Ms. Axelle Strain
Partner, Head of UK office
London, United Kingdom
Background
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
QOL PEP 2003 USD 32.90 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 32.90 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 32.90 m
QOL PEP 2004 USD 31.10 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 31.10 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 31.10 m
QOL PEP 2005 USD 35.80 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 35.80 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 35.80 m
QPE PEP 2006 USD 20.60 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 20.60 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.60 m
QPE PEP 2007 USD 7.50 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 7.50 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 7.50 m
QS GEO Fund of Fund Asia-Pacific ,
Central &amp;
Eastern Europe,
Latin Americ
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
QS PEP 2002 USD 35.30 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 35.30 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 35.30 m
Quilvest Real Estate Program
(QS REP)
Fund of Fund North America,
Western Europ
Real Estat
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
QuilvestVenture II FCPR USD 1.80 m Fund of Fund Asia-Pacific , North
America, Western
Europ
USD 1.80 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.80 m
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
QV PEP Fund of Fund North America,
Western Europ
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Sofinnova Partners
Update Date: 11-Jan-2010
Fund Manager Head Office
17 rue de Surne
Paris
France
Tel: 33 1 5305 4100
Fax: 33 1 5305 4129
www.sofinnova.fr
deal@sofinnova.fr
Institution Type
Independent Firm
Assets / Funds Under Management
EUR 900.00 m
Contacts
Mr. Grard Hascot
Venture Partner
Paris, France
Ms. Sarah Lafaye
Legal Affairs Monitoring, Investee Companies
Paris, France
slafaye@sofinnova.fr
Ms. Nathalie Loreaux
Investor Relations
Paris, France
nloreaux@sofinnova.fr
Mr. Denis Lucquin
Managing Partner & Chairman
Paris, France
dlucquin@sofinnova.fr
Mr. Dan Newman
Venture Partner
Paris, France
Mr. Antoine Papiernik
Managing Partner
Paris, France
apapiernik@sofinnova.fr
Mr. Alain Rodermann
Partner
Paris, France
arodermann@sofinnova.fr
Ms. Monique Saulnier
Managing Partner and CFO
Paris, France
msaulnier@sofinnova.fr
Mr. Jean-Bernard Schmidt
Managing Partner
Paris, France
jbschmidt@sofinnova.fr
Mr. Jean Schmitt
Managing Partner
Paris, France
jschmitt@sofinnova.fr
Mr. Graziano Seghezzi
Partner
Paris, France
gseghezzi@sofinnova.fr
Mr. Olivier Sichel
Partner
Paris, France
osichel@sofinnova.fr
Mr. Rafale Tordjman
Partner
Paris, France
rtordjman@sofinnova.fr
Ms. Chika Yoshinaga
Vice President, Asia
,
Tel: 86 21 6101 0301
cyoshinaga@sofinnova.fr
Background
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Soffinova Capital EUR 38.00 m Early-Stag Western Europ Fully Liquidated
EUR 38.00 m Fully Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 38.00 m
Sofinnova Capital II EUR 47.00 m Early-Stage, Western Europ Partially Liquidated
EUR 47.00 m Partially Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 47.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SR One Ltd
Sofinnova Capital III EUR 120.00 m Early-Stag Western Europ Partially Liquidated
EUR 120.00 m Partially Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 120.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AGF Private Equity
Credit Agricole Asset
Management Capital Investors
Sofinnova Capital IV EUR 330.00 m Early-Stag Western Europ Partially Liquidated
EUR 330.00 m Partially Liquidated
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 330.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AGF Private Equity
Dow Venture Capital
European Investment Fund (EIF) EUR 10.00 m
KBC Pensioenfonds
LGT Capital Partners
Partners Group
Pearl Holding Limited
VenCap International plc
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Sofinnova Capital V EUR 385.00 m Early-Stag Western Europ Currently Investing
EUR 385.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 385.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AlpInvest Partners N.V.
Ampega Gerling Asset
Management GmbH
BP Amoco Corporation
BP Pension Fund (Europe)
Castle Private Equity AG
CDC Entreprises
Credit Agricole Asset
Management Capital Investors
European Investment Fund (EIF)
HarbourVest Partners
JP Morgan Asset Management
KBC Pensioenfonds
LGT Capital Partners
MPC Capital
Partners Group
The Wellcome Trust
Sofinnova Capital VI EUR 260.00 m Venture Capita Western Europ Launched
EUR 260.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 260.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Industriens Pension
Sofinnova Venture Partners I USD 6.00 m Venture Capita North Americ Fully Invested
USD 6.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 6.00 m
Sofinnova Venture Partners II USD 20.00 m Venture Capita North Americ Fully Invested
USD 20.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
SVP I USD 6.00 m Venture Capita North Americ
USD 6.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 6.00 m
PE Connect
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SVP II USD 20.00 m Venture Capita North Americ
USD 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
SVP V USD 210.00 m Venture Capita North Americ
USD 210.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 210.00 m
PE Connect
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Triago
Update Date: 30-Oct-2009
Fund Manager Head Office
1 Boulevard de la Madeleine
Paris
75001
France
Tel: 33 1 4703 0110
Fax: 33 1 4703 0699
www.triago.com
mail@triago.com
Institution Type
Investment Firm
Contacts
Mr. Nicolas de Nazelle
Managing Partner & COO
Paris, France
nn@triago.com
Mr. Antoine Dran
Founding Partner
Paris, France
ad@triago.com
Mr. Mathieu Dran
Managing Partner
Paris, France
md@triago.com
Background
Triago is a specialist agent exclusively dedicated to the private equity community. Through our tailored fundraising and secondary advisory services,
we advise and support General Partners and Limited Partners in Europe, North America, the Middle-East and Asia. Triago was founded in 1992, as
Europes first private equity placement agent. Originally focused on helping European General Partners raise capital in North America, Triago grew in
the late 1990s as a cross-border placement agent, supporting GPs in Europe and North America with their fundraising in Europe, North America and
the Middle-East. After Paris (1992) and New York (2002), Triago opened an office in Dubai at the end of 2007, where it became the first
DIFC-registered independent agent.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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UFG Private Equity
Update Date: 19-Jan-2010
Head Office
173, boulevard Haussmann
Paris
75008
France
Tel: 33 1 4456 4180
Fax: 33 1 4456 4185
www.ufg-lfp.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 300.00 m
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 300.00 m
Year First Invested In Private Equity
2004
Contacts
Mr. Patrick Lissague
Managing Director
Paris, France
plissague@ufg-lfp.com
Mr. Guillaume Toussaint
Investment Director
Paris, France
gtoussaint@ufg-lfp.com
Background
UFG Private Equity is the private equity arm of UFG-LFP, an asset management firm with 30 billion under management which was formed in 2009
following the merger of UFG and LFP Asset Management. UFG Private Equity manages 300 million in assets and specializes in both direct and
indirect private equity investments. UFG Private Equity manages five private equity funds which focus on venture capital, growth capital and leverage
buyouts and a private equity fund of funds. UFG Private Equity was founded in 2002 and is headquartered in Paris, France.UFG Private Equity's fund
of funds, the Diadme Global Selection fund, is an international private equity fund of funds established in partnership with Schroders. The fund of
funds invests 25% in France, 30% in Europe, 35% in North America and 10% in Asia Pacific region. The fund of funds invests 90% of its capital in
buyouts and the remaining in growth/expansion and development capital funds.
PE Connect
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Page 473 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America 35%
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific 10%
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage 90%
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other 10%
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date
Current number of commitments
Historical number of commitments
Bite Size EUR5-10 mn
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Page 474 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
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Page 475 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Diadme Global Selection EUR 100.00 m Fund of Fund Asia-Pacific ,
Central &amp;
Eastern Europe,
North America,
Western Europ
EUR 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 100.00 m
PE Connect
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Page 476 of 701
Allianz Capital Partners (ACP)
Update Date: 26-Jan-2010
Head Office
Allianz Capital Partners GmbH
Theresienstrasse 6-8
Munich
80333
Germany
Tel: 49 89 38 00 70 10
Fax: 49 89 38 00 75 86
www.acp.allianz.com
contact@allianzcapitalpartners.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 15.00 bn
Allocation to Alternatives
100%
Year First Invested In Private Equity
1996
Branches
Allianz Capital Partners GmbH Singapore Branch
6 Battery Road #28-01
Singapore
049909
Singapore
Tel: 65 6311 8000
Fax: 65 6311 8906
singapore@apep.com
Allianz Private Equity Partners, Inc.
1114 Avenue of the Americas, 31st floor
New York
NY
10036-7703
United States
Tel: 1 212 739 3400
Fax: 1 212 739 4400
newyork@apep.com
Contacts
Ms. Andress Goh
Managing Director
Singapore, Singapore
Tel: 65 6311 8048
andress.goh@apep.com
Mr. Florian Huber
Chief Operating Officer
Munich, Germany
Tel: 49 89 3800 17991
florian.huber@apep.com
Mr. Karl Jung
Chairman
Munich, Germany
Mr. Michael Lindauer
Investment Director
Munich, Germany
Tel: 49 89 3800 19635
michael.lindauer@apep.com
Mr. Christian Mayert
Managing Director
Munich, Germany
Tel: 49 89 3800 19714
christian.mayert@apep.com
Mr. Peter Mayrl
Investment Director
Munich, Germany
Tel: 49 89 3800 19143
peter.maryl@apep.com
Mr. Brian Welker
Investment Director
New York, United States
Tel: 1 212 739 3313
brian.welker@apep.com
Mr. Kenneth Yeo
Investment Director
Singapore, Singapore
Tel: 65 6311 8068
kenneth.yeo@apep.com
Mr. Claus Zellner
Chief Financial Officer
Munich, Germany
Tel: 49 89 3800 2008
claus.zellner@apep.com
Background
Allianz Capital Partners (ACP), formerly known as Allianz Private Equity Partners (APEP) has been merged with Allianz Capital Partners (ACP) as at
September 2009. Previously, ACP specialised in direct private equity investments while APEP focused on indirect private equity funds as well as being
a fund manager as the arm of the Allianz Group. As part of its reorganisation, ACP will now responsible for investments in private equity, infrastructure,
and renewable energy.Previously known APEP activities, now seen as a new business unit of ACP, included commitments to third party funds of all
types on a worldwide basis, as well as investing in companies directly via co-investment and purchasing interests on the secondary market. In 2005,
Allianz decided to increase its exposure to private equity as a way to diversify risk and secure returns. It is known to have invested in over 230 funds,
with more than 100 managers. It invests in buyout and venture capital funds, with the majority of its portfolio accounting of buyout vehicles. In terms of
regions, it invests primarily in Europe and North America, with a smaller but growing allocation to Asia. It has also been increasing its exposure in
Central/Eastern Europe.
It closed its first private equity fund of funds at 823 million in 2007, from which 200 million were invested by the Allianz Group of companies. The fund
of funds will invest globally in selected primary and secondary buyout as well as venture funds.
As of January 2010, ACP plans to substantially increase its investments in infrastructure and other alternative asset classes. The shift could see Allianz
double its investments in infrastructure, private equity and real estate to 30 billion. The firm is reported to be particularly interested in targeting energy
infrastructure but does not have a specific target-size or timeframe in mind for the sector. ACP currently holds about 8 billion of private equity
investments with a further 7 billion of investments in other alternative asset classes.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 477 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs 100-150
Capital committed to date EUR 8.00 bn
Current number of commitments 230
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Future number of GPs
Capital committed to in future EUR 1.50 bn
Future number of commitments 30
Future Bite Size
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Page 478 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 479 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Affinity Asia Pacific Fund II Affinity Equity Partners USD 700.00 m 2004 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Altor 2003 Fund Altor Equity Partners EUR 650.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Altor Fund II Altor Equity Partners EUR 1.15 bn 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AnaCap Financial
Partners I
AnaCap Financial
Partners
EUR 300.00 m 2005 Buyou Central &amp;
Eastern Europe,
Western Europ
Banking &amp;
Finance
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bain Capital Fund VII Bain Capital USD 2.50 bn 2000 Buyou Asia-Pacific , North
America, Western
Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Barclays Private Equity Barclays Private Equity EUR 1.65 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Barclays Private Equity
European Fund III
Barclays Private Equity EUR 2.45 bn 2007 Buyou Western Europ Banking &amp;
Finance , Biotech /
Life Science,
Healthcare, Others
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
BC European Capital VIII BC Partners EUR 5.50 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 58.00 m
Bencis Buyout Fund II Bencis Capital Partners EUR 250.00 m 2004 Buyou Western Europ Consumer Goods,
Industrials, Leisure,
Media, Retail,
Support Services,
Transportation,
Utilitie
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Berkshire Fund VI Berkshire Partners USD 1700.00 m 2001 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Camden Partners Camden Partners USD 140.00 m 2005 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Chequers Capital Chequers Capital EUR 300.00 m 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Doughty Hanson & Co V Doughty Hanson & Co Ltd EUR 3.15 bn 2007 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Exponent Private Equity Exponent Private Equity GBP 400.00 m 2004 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Greenbriar Equity Fund Greenbiar Equity Group USD 700.00 m 2000 Industry Focuse Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Page 480 of 701
Fund Name Manager Size Year Fund Type Regions Sectors
HealthCap IV HealthCap SEK 3000.00 m 2002 Biotech/Life Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
HIG Capital Partners III H.I.G. Capital USD 450.00 m 2002 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Littlejohn Fund III Littlejohn & Co USD 850.00 m 2004 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Newbury Ventures III Newbury Ventures USD 250.00 m 2001 Early-Stag North Americ Media, Technology,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nmas 1 Nmas EUR 175.00 m 2003 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Polish Enterprise Fund VI Enterprise Investors EUR 700.00 m 2006 Buyou Central &amp;
Eastern Europ
Healthcare, Retail,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Swander Pace Capital Swander Pace Capital USD 325.00 m 2003 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Terra Firma Capital Terra Firma Capital EUR 2.10 bn 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Vermeer Capital Vermeer Capital EUR 90.00 m 2007 Turnaround / Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Water Street Healthcare
Partners Fund II
Water Street Capital
Management
USD 650.00 m 2008 Buyou North Americ Biotech / Life
Science,
Healthcare, No
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
APEP Dachfonds & Co EUR 823.00 m Fund of Fund North America,
Western Europ
No sector
preferenc
EUR 823.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 823.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 481 of 701
Berenberg Private Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
Neuer Jungfernstieg 20
Hamburg
Germany
Tel: 49 40 3506 0212
www.berenberg.de
Institution Type
Bank Subsidiary/Division
Contacts
Mr. Jrg Liesner
Director
Hamburg, Germany
Tel: 49 40 3506 0296
Joerg.liesner@berenberg.de
Mr. Jrgen Raeke
Director
Hamburg, Germany
Tel: 49 40 3506 0212
juergen.raeke@berenberg.de
Background
Berenberg Private Capital is the investment arm of Berenberg Bank, which is one of Germany's leading banks with EUR 15.4 billion of assets under
management.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 482 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
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Page 483 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Berenberg Hansa Treuhand
Private Equity Partners I
EUR 50.00 m Fund of Fund Asia-Pacific , North
America, Western
Europ
EUR 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 50.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 484 of 701
ECMG AG
Update Date: 20-Oct-2009
Fund Manager Head Office
Gildehofstrasse 1
Essen
45127
Germany
Tel: 49 20 1365 4710
Fax: 49 20 1365 4720
www.ecmg.de
info@ecmg.de
Institution Type
Placement Agent
Contacts
Mr. Martin Shaw
Executive Director
Essen, Germany
Tel: 49 20 1365 4723
shaw@ecmg.de
Dr. Tomas Vrana
Founder & Managing Partner
Essen, Germany
Tel: 49 20 1365 4715
vrana@ecmg.de
Background
ECMG AG, founded in 2000, is a leading independent corporate finance consultancy and international placement advisor. Our range of financial
services support private equity managers launching a new fund, banks issuing bonds and companies seeking equity and/or
debt financing. With strong investor networks in Europe and the Middle East, we can both act a lead placement agent and complement the existing
fundraising efforts of GPs. Ecmg has two main offices in Essen, Germany and in Zurich, Switzerland. In addition, we are
represented through subsidiaries and local offices in Prague, Budapest, Dubai, Mumbai, Singapore, Shanghai and Sydney. We believe a local
presence with a professional, indigenous team is the key to successful international business.
PE Connect
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Page 485 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 486 of 701
Global Vision AG Private Equity Partners
Update Date: 30-Jun-2009
Head Office
Westendstrae 16 - 22
Frankfurt
D-60325
Germany
Tel: 49 69 9784 0005
Fax: 49 69 9788 0006
www.globalvision-ag.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 200.00 m
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 200.00 m
Year First Invested In Private Equity
1999
Contacts
Mr. Axel Jensen
Managing Director
Frankfurt, Germany
Mr. Thomas Kuehl
Fund Manager
Frankfurt, Germany
Tel: 49 40 3748 3414
reinhard.hartl@globalvision-ag.com
Background
Global Vision Private Equity Partners AG is an independent fund of funds management company with expertise in both private equity and venture
capital. Global Vision which is partially owned by MPC Capital, manages the first 6 fund of fund vehicles launched by MPC. MPC Global Equity VI, 25
million, is the latest fund of funds managed by Global Vision. It will invest in at least ten programmes, with a focus mainly on buyout funds. Since MPC
Global Equity VI was launched, MPC Capital has raised more fund of funds vehicles but these are however, entirely managed by MPC Capital (see
separate entry for more information).
The latest fund raised by the company is the Nord Capital Private Equity IX, a fully committed fund of funds with a size of $6 billion.Global Vision, which
manages 200m in assets, has invested in distressed, venture capital and buyout funds in North America, Europe and Asia, with a small allocation to
Israeli vehicles. Although the fund is focused on the above mentioned regions, it is able to invest in all regions and will do so given the right opportunity.
As of June 2009, its current focus is only on distressed and buyout funds.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 487 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Current number of GPs
Capital committed to date
Current number of commitments 45
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
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Page 488 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 489 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Auda Partners Auda International LP USD 86.00 m 2000 Co-investmen North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Brockhaus Private Equity
Fund
Brockhaus Private Equity EUR 69.00 m 2000 Later-Stage,
Venture Capita
Western Europ Leisure, Media,
Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carlyle Venture Partners II The Carlyle Group USD 602.00 m 2001 Venture Capita North America,
Western Europ
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Cognetas Fund Cognetas EUR 1.00 bn 2001 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Crescendo IV Crescendo Ventures USD 650.00 m 1999 Venture Capita North Americ Media, Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
DLJ Merchant Banking
Partners III
CSFB Private Equity USD 5.40 bn 2000 Buyou North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Doughty Hanson & Co Doughty Hanson & Co Ltd EUR 275.00 m 2000 Early-Stag Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Global Life Science Global Life Science EUR 136.00 m 2001 Biotech/Life Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Go Equity II Go Equity EUR 54.00 m 2002 Growth / Expansion Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Granville Private Equity IV Granville Baird Capital USD 95.00 m 1993 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Granville Private Equity VI Granville Baird Capital USD 176.00 m 1998 Diversified Private Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
IMH Hannover Venture IMH Venture Capital USD 62.00 m 2002 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MPM BioVentures II MPM Capital USD 600.00 m 2000 Biotech/Life
Sciences, Venture
North America,
Western Europ
Healthcar
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SVE Star Ventures
Enterprises No. IX
Star Ventures USD 400.00 m 2001 Venture Capita Western Europ Biotech / Life
Science, Media,
Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Thomas H Lee V Thomas H. Lee Partners USD 6.40 bn 2000 Buyou North Americ Banking &amp;
Finance ,
Healthcare,
Industrials, Media,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Triton Fund Triton Partners USD 600.00 m Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Page 490 of 701
Fund Name Manager Size Year Fund Type Regions Sectors
TVM Information
Technology V
TVM Capital EUR 128.00 m 2002 Venture Capita Western Europ Media, Technology,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TVM Life Science
Ventures V
TVM Capital EUR 336.00 m 2001 Biotech/Life
Science
North America,
Western Europ
Biotech / Life
Scienc
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Wellington Partners III Wellington Partners EUR 50.00 m 2007 Venture Capita Western Europ Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
Nord Capital Private Equity IX EUR 6.00 bn Fund of Fund Asia-Pacific , North
America, Western
Europ
Currently Investing
EUR 6.00 bn Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 6.00 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 491 of 701
Golding Capital Partners GmbH
Update Date: 25-Jun-2009
Head Office
Mohlstrasse 7
Munich
81675
Germany
Tel: 49 89 4199 970
Fax: 49 89 4199 9750
www.goldingcapital.com
info@goldingcapital.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 1.50 bn
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 1.50 bn
Year First Invested In Private Equity
2000
Branches
One Embarcadero Center
Suite 500
San Francisco
CA
94111
United States
info@goldingcapital.com
Contacts
Mr. Jeremy Golding
Managing Director
Munich, Germany
golding@goldingcapital.com
Mr. Hubertus Theile-Ochel
Partner
Munich, Germany
theile-ochel@goldingcapital.com
Mr. Iohannes Wendt
Head of Fund Investments
Munich, Germany
Background
Golding Capital Partners is an independent investment manager and advisor focused on private equity, venture capital and mezzanine. The group's
professional investment team is based in Munich and San Francisco, serving the needs of German institutional investors and investing worldwide. The
group has been helping their investors to gain access to leading buyout, venture and mezzanine funds since 1999, as well as providing innovative
structures for the investment vehicles tailored to our clients' tax and regulatory needs. Golding Capital Partners' team consists of 30 professionals and
manages a portfolio of over 1.5 billion of assets. The firm's fund portfolio includes funds in North America, Asian Pacific and European regions.
The firm is an active investor of private equity funds and has to date invested in funds managed by GPs including Apax Partners, Bain Capital and
Babson Capital.
PE Connect
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Page 492 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Current number of GPs
Capital committed to date
Current number of commitments 60
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Page 493 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
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Page 494 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Advent Global Private
Equity III
Advent International USD 1.20 bn 1997 Generalis North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe VI Apax Partners EUR 4.00 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe VII Apax Partners EUR 11.20 bn 2007 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bain Capital Fund IX Bain Capital USD 10.00 bn 2006 Buyou North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bain Capital Fund VII Bain Capital USD 2.50 bn 2000 Buyou Asia-Pacific , North
America, Western
Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bain Capital Fund VIII Bain Capital USD 3.50 bn 2004 Buyou Asia-Pacific , North
America, Western
Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Charterhouse Capital Charterhouse Capital EUR 2.70 bn 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Cognetas Fund Cognetas EUR 1.00 bn 2001 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Cognetas Fund II Cognetas EUR 1.26 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CVC European Equity CVC Capital Partners USD 4.00 bn 2001 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CVC European Equity CVC Capital Partners EUR 6.00 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Duke Street Capital V Duke Street Capital EUR 850.00 m 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
DVCG Venture Capital DVC Deutsche Venture Later-Stag Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EQT Northern Europe EQT Partners EUR 2.00 bn 2001 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Highland Capital Partners
VI
Highland Capital Partners USD 783.00 m 2001 Early-Stage,
Growth / Expansion
Capital, Venture
Asia-Pacific , North
Americ
Consumer Goods,
Healthcare, Media,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Highland Capital Partners
VII
Highland Capital Partners USD 808.00 m 2006 Early-Stage,
Growth / Expansion
Capital, Venture
Asia-Pacific , North
Americ
Consumer Goods,
Healthcare, Media,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Page 495 of 701
Fund Name Manager Size Year Fund Type Regions Sectors
ICG European Fund 2006 Intermediate Capital EUR 2.15 bn 2006 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ICG Mezzanine Fund Intermediate Capital EUR 1.50 bn 2003 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Jerusalem Venture Jerusalem Venture USD 400.00 m 2001 Venture Capita Africa, Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Mbh & Co Fonds III DVC Deutsche Venture
Capital
USD 200.00 m 1999 Venture Capita Western Europ Biotech / Life
Science,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Newstone Capital Newstone Capital USD 800.00 m 2006 Mezzanin North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Oak Investment Partners Oak Investment Partners USD 1.50 bn 2004 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Oak Investment Partners Oak Investment Partners USD 2.56 bn 2006 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Sofinnova Venture Sofinnova Ventures USD 250.00 m 2002 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Thomas H Lee V Thomas H. Lee Partners USD 6.40 bn 2000 Buyou North Americ Banking &amp;
Finance ,
Healthcare,
Industrials, Media,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Thomas H Lee VI Thomas H. Lee Partners USD 8.10 bn 2006 Buyou North Americ Banking &amp;
Finance ,
Healthcare,
Industrials, Media,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
Golding Mezzanine SICAV IV Fund of Fund North America,
Western Europ
Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Nanostart Investments
Update Date: 03-Aug-2009
Fund Manager Head Office
Goethestrasse 26-28
Frankfurt
D-60313
Germany
Tel: 49 69 2193 96 00
Fax: 49 69 2193 96 150
www.nanostart.de
Institution Type
Other
Branches
Level 42, Suntec Tower Three
8 Temasek Boulevard
Singapore
038988
Singapore
Tel: 65 6829 2194
Contacts
Mr. Andreas Kroell
Director
Frankfurt, Germany
Dr. Lerwen Liu
Managing Director
Singapore, Singapore
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 497 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Nanostart Singapore Early
Stage Venture Fund I
USD 20.00 m Early-Stag Asia-Pacific Biotech / Life
Science,
Singapor
USD 20.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 20.00 m
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Page 499 of 701
Siemens Venture Capital
Update Date: 15-Jun-2009
Head Office
Wittelsbacherplatz 2
Munich
D-80312
Germany
Tel: 49 89 6363 3585
Fax: 49 89 6363 4884
www.siemensventurecapital.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 800.00 m
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 800.00 m
Year First Invested In Private Equity
1999
Branches
U.S. Operations East Boston Area
200 Wheeler Road, 3rd Floor
Burlington
MA
1803
United States
U.S. Operations
1700 Technology Drive, M/S 241
San Jose
CA
95110
United States
Contacts
Mr. Uwe Albrecht
Managing Partner
Munich, Germany
uwe.albrecht@svc.siemens.de
Ms. Doris Blasel
Managing Partner & Head of Fund Investments
Munich, Germany
Tel: 49 89 6363 4135
doris.blasel@svc.siemens.de
Mr. Michael Hochholzer
Investment Partner
Munich, Germany
Mr. Thomas Kolbinger
Managing Director & CFO
Munich, Germany
Mr. Ralph Scholl
President & CEO
Munich, Germany
Ms. Sabine Zindera
Investor Relations
Munich, Germany
Tel: 49 89 6363 4488
sabine.zindera@siemens.com
Background
Siemens Venture Capital (SVC) is the venture capital arm of the Siemens corporation and specialises in direct technology investments in Northern
America, Europe and Israel.SVC makes limited partner commitments and invests predominantly in venture capital funds. SVC invests in North
American, European, Israeli, Chinese, and Indian funds linked to the technology industry. SVC is an active investor and has invested in over 40 venture
capital funds. SVC has an appetite for enhancing its exposure in emerging markets, particularly India, China, and Israel. Fund investments are made
via SVC Fund-in-Fund, a fund of funds vehicle sponsored by the corporation.
From a direct investments perspective, SVC has invested in more than 150 companies mainly in the geographic regions mentioned above. Some of the
funds Siemens Venture Capital has invested in include those managed by Vertex Venture Capital, Portview Communications and Star Ventures.
PE Connect
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Page 500 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America 65%
Western Europe 15%
Central & Eastern Europe
Middle East / Africa 15%
Asia Pacific 5%
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs 70%
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date
Current number of commitments
Historical number of commitments 40
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Future number of GPs
Capital committed to in future
Future number of commitments 0
Future Bite Size
PE Connect
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
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Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Band of Angels Fund Band of Angels USD 50.00 m 1999 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Benchmark Israel II Balderton Capital USD 250.00 m 2005 Venture Capita Africa, Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carmel Software Fund Carmel Ventures USD 167.00 m 2000 Venture Capita Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carmel Software Fund II Carmel Ventures USD 200.00 m 2005 Venture Capita Middle Eas
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Carmel Ventures III Carmel Ventures USD 235.00 m 2008 Early-Stag Middle Eas Media, Technology,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Draper Atlantic Venture Draper Atlantic USD 75.00 m 2001 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Edison Venture Fund IV Edison Venture Fund USD 100.00 m 1998 Growth / Expansion
Capita
North Americ Biotech / Life
Science, Others ,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Galen Partners IV Galen Partners USD 250.00 m 2002 Later-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Galen Partners V Galen Partners USD 250.00 m 2007 Buyou North Americ Healthcar
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Lightspeed 2000 Lightspeed Venture USD 800.00 m 2000 Early-Stag North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Media Technology Allegis Capital USD 200.00 m 2000 Buyout, Venture North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Millennium Materials Fund First Isratech USD 11.00 m 1998 Early-Stag Middle Eas Others , Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Millennium Materials Fund First Isratech USD 41.00 m 2000 Early-Stag Middle Eas Others , Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Mobile Commerce
Venture Fund
Singapore EDB
Investments
USD 16.00 m 2000 Venture Capita Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Industrials, Media,
Natural Resources,
Telecoms,
Transportatio
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Origin Partners Origin Partners USD 55.00 m 2000 Early-Stag Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Paladin Homeland Paladin Capital Group USD 235.00 m 2004 Buyout, North Americ Others
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Fund Name Manager Size Year Fund Type Regions Sectors
Portview Communications Portview Communications USD 52.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Techinvest Fund AVIDA Group EUR 40.00 m Secondarie Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TH Lee Putnam Ventures TH Lee Putnam Ventures USD 1.10 bn 2000 Buyou Western Europ Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TVM Information
Technology V
TVM Capital EUR 128.00 m 2002 Venture Capita Western Europ Media, Technology,
Telecom
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TVM Techno Venture TVM Capital EUR 300.00 m 2000 Industry Focuse Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Viventures II Viventures Partners EUR 630.00 m 2001 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
WI Harper Group
China-Focussed Fund
WI Harper USD 133.00 m 2007 Biotech/Life
Sciences,
Early-Stag
Asia-Pacific , North
Americ
Clean Tech /
Renewable,
Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
Siemens Global Innovation
Partners I
USD 100.00 m Jan-2009 Fund of Fund Asia-Pacific ,
Middle East, North
America, Western
Europ
Israe Launched
USD 100.00 m Jan-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
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T-Venture Holding GmbH
Update Date: 15-May-2009
Head Office
Gotenstrasse 156
Bonn
53175
Germany
Tel: 49 228 308 48 0
Fax: 49 228 308 48 99
www.t-venture.de
Institution Type
Corporate
Assets / Funds Under Management
EUR 430.00 m
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
EUR 430.00 m
Year First Invested In Private Equity
1997
Branches
T-Venture of America, Inc.
1450 Fashion Island Boulevard, Suite 610
San Mateo
CA
94404
United States
Tel: 1 650 372 9100
Fax: 1 650 372 9111
Contacts
Mr. Oliver Fietz
Fund Manager
,
Tel: 49 228 308 4835
Mr. Katharina Hollender
Managing Director & CFO
Bonn, Germany
Tel: 49 228 308 48 40
Mr. Georg Schwegler
Managing Director & CEO
,
Tel: 49 228 308 4826
Background
Founded in 1997, T-Venture is the venture capital arm of Germany''s Deutsche Telekom and is 100% owned by the corporation. Its investment capital
is provided by the parent corporate. T-Venture invests in the T.I.M.E.S. sectors (Telecommunications, IT, Multimedia, Entertainment/Electronic
Business, Security).T-Venture, which manages around 430 million in assets, has invested in venture capital funds. Although T-Venture has invested
in less than 10 private equity funds, it intends to be a more active investor and invests opportunistically. T-Venture has allocated to North American,
European, and Asian vehicles, although it keep all options open for other regions. T- Venture is a pure venture capital firm and does not invest in
buyouts or funds that are leveraged.
Investment focus is on direct investments in companies at the start-up or expansion phase. Direct private equity investments make up around 95% of
T-Ventures' total investments portfolio while the rest are fund investments.
The company foresees that it would stick to its current allocation in terms of fund types, sectors and geography.
PE Connect
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Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America 40%
Western Europe 40%
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture 100%
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs 95%
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date
Current number of commitments 10
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
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Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
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Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Amadeus I Amadeus Capital Partners USD 80.00 m 1997 Early-Stage, Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Argo II Wireless Internet Argo Global Capital USD 300.00 m 2000 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Eurofund 2000 Eurofund USD 50.00 m 2000 Early-Stage,
Later-Stag
Africa, Middle East,
North Americ
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GSM Capital Argo Global Capital USD 135.00 m 1998 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Magnum Communications Magma Venture Partners USD 70.00 m 1999 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Strategic European 3i USD 200.00 m 1997 Venture Capita Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
TeleSoft Partners Telesoft Partners USD 143.00 m 1997 Venture Capita North Americ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Walden Seed III Walden International USD 34.00 m 1999 Early-Stage, See Asia-Pacific , North
Americ
Clean Tech /
Renewable,
Consumer Goods,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
Connected Life and Work Venture Capita North Americ Media, Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
T-Com Venture Fund Venture Capita Middle East, North
America, Western
Europ
Media, Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
T-Corporate Venture Fund Fund of Funds,
Venture Capita
Asia-Pacific ,
Western Europ
Media, Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
T-home venture-fund Venture Capita Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
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Page 508 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
T-Mobile Venture Fund Growth /
Expansion Capita
Middle East, North
America, Western
Europ
Technology,
Telecom
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
T-Online Venture Fund Venture Capita Asia-Pacific , North
America, Western
Europ
Technolog
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
T-Systems Venture Fund Venture Capita North America,
Western Europ
Technology,
Telecom
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 509 of 701
Marfin Investment Group
Update Date: 09-Jun-2009
Fund Manager Head Office
24 Kifissias Avenue,
Amaroussion
Athens
151 25
Greece
Tel: 30 210 81 73 000
www.marfininvestmentgroup.com
Institution Type
Bank / Financial Services
Contacts
Mr. Soud Ba'alaway
Vice Chairman
,
Mr. Georgios Efstratiades
COO
Athens, Greece
Mr. Fotis Karatzenis
Legal
Athens, Greece
Mr. Dennis Malamatinas
CEO
Athens, Greece
Ms. Rita Souvatzoglou
Human Resources
Athens, Greece
Mr. Andreas Vgenopoulous
Vice Chairman
Athens, Greece
Mr. Christophe Vivien
CFO
Athens, Greece
Mr. Emmanouil Xanthakis
Chairman
Athens, Greece
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 510 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 511 of 701
Abax Global Capital
Update Date: 26-Aug-2009
Fund Manager Head Office
Suite 6708, Two International Finance Centre
67/F, 8 Finance Street, Central
Hong Kong
Hong Kong
Tel: 852 3602 1800
Fax: 852 3602 1700
www.abaxglobalcapital.com
info@abaxglobalcapital.com
Institution Type
Other
Branches
#21-03 Suntec Tower 3
8 Temasek Avenue
Singapore
038988
Singapore
Tel: 65 6866 3835
Fax: 65 6866 3838
Contacts
Mr. Donald Yang
President
Hong Kong, Hong Kong
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 512 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 513 of 701
ADM Capital
Update Date: 12-Aug-2009
Fund Manager Head Office
1008 ICBC Tower 3
Garden Road Central
Hong Kong
Hong Kong
Tel: 852 2536 4567
Fax: 852 2147 2813
www.admcap.com
adminfo@admcap.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 2.50 bn
Branches
22 Upper Brook Street
London W1K 7PZ
Tel: 44 207 529 5008
Fax: 44 207 529 5070
Room 1256, 12/F, Excel Centre No 6
Beijing
100032
China
19th Floor, Nirmal Nariman Point
Mumbai
Maharashtra
400021
India
Level 25 North Tower,
One Raffles Quay
Singapore
Singapore
Bebek Palas Apt. No:226/7
Cevdetpasa Cd. Germencik Sk
Istanbul
Turkey
Contacts
Mr. Robert Appleby
Co-founder & CIO
Hong Kong, Hong Kong
Mr. Mark Baker
CEO - Europe
,
Mr. Christopher Botsford
CEO
Hong Kong, Hong Kong
Mr. Denys Firth
COO
Hong Kong, Hong Kong
Mr. Alexander Shaik
Director & General Counsel
,
Background
In 1998, ADM Capital established a fund advisory business focusing on investing in distressed assets and special situations and gained registration
with the Hong Kong Securities and Futures Commission.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 514 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 515 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ADM Galleus Fund Limited
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ADM Gladius Fund Limited
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ADM Maculus Fund II USD 300.00 m Mezzanin Asia-Pacific
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 25.20 m
ADM Maculus Fund III L.P
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ADM Maculus Fund L.P
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ADM Maculus Fund V L.P
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CEECAT Recovery Fund Aug-2009 Turnaround /
Distresse
Asia-Pacific ,
Central &amp;
Eastern Europe,
Turke
Aug-2009
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Bank for
Reconstruction & Development
EUR 60.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 516 of 701
Affinity Equity Partners
Update Date: 16-Mar-2010
Fund Manager Head Office
Suite 4002 40th Floor One Exchange Square
8 Connaught Place Central
Hong Kong
Hong Kong
Tel: 852 3102 8329
Fax: 852 3102 8321
www.affinityequity.com
Institution Type
Independent Firm
Branches
Level 7, 61 York St
Sydney
Australia
Tel: 612 9299 0889
Fax: 612 9299 0809
9 Temasek Boulevard
#27-03 Suntec Tower Two
Singapore
Singapore
Tel: 65 6238 2260
Fax: 65 6238 7765
Korea Branch 16th Floor Young Poong Building
33 Seorin-Dong Chongro-Ku
Seoul
South Korea
Tel: 822 399 7773
Fax: 822 399 7771
Contacts
Mr. Young-Taeg Park
Managing Partner
Hong Kong, Hong Kong
Mr. Kok-Yew Tang
Chairman and Managing Partner
Hong Kong, Hong Kong
Background
Affinity Equity Partners is an independently owned buyout fund manager comprising primarily the former investment professionals of UBS Capital Asia
Pacific the private equity arm of UBS AG. It was spun out of UBS Capital Asia Pacific in March 2004.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 517 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 518 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Affinity Asia Pacific Fund II USD 700.00 m Buyou Asia-Pacific
USD 700.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 700.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Adams Street Partners
Allianz Capital Partners (ACP)
AlpInvest Partners N.V.
Government of Singapore
Investment Corporation (GIC)
Pantheon Private Equity
Skoll Foundation
Temasek Holdings Pte Ltd
Affinity Asia Pacific Fund III USD 2.80 bn Buyou Asia-Pacific
USD 2.80 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 2.80 bn USD 645.87 mn USD 553.47 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AIG Private Equity
Alberta Investment Management
Corporation (AIMCo)
Baloise Asset Management USD 7.00 m
California Public Employees
Retirement System (CalPERS)
USD 150.00 m USD 34.60 m USD 29.65 m 0.9
California State Teachers'
Retirement System (CalSTRS)
Finnish Local Government
Pensions Institution (KEVA)
EUR 6.70 m
J. Paul Getty Trust
Montana Board of Investments
Oregon Public Employees'
Retirement System
USD 100.00 m
Washington State Investment
Board
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 519 of 701
AIF Capital
Update Date: 09-Mar-2009
Fund Manager Head Office
Suite 3401, Jardine House
1 Connaught Place Central
Hong Kong
Hong Kong
Tel: 852 2912 7888
Fax: 852 2845 0786
www.aifcapital.com
info@aifcapital.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 1.00 bn
Branches
Room 1513,NCI Tower
12A Jianguomenwai AvenueChaoyang District
Beijing
100022
China
Tel: 86 108523 3031
Fax: 8610 8523 3001
6/F Park Centra Exit 8 - NH 8
Sector 30, Gurgaon National Capital Region
New Delhi
122001
India
Tel: 91 124 444 7888
Fax: 91 124 444 7898
Contacts
Mr. Ajay Lal
Managing Director
Hong Kong, Hong Kong
Mr. Stephen Lee
Managing Director
Hong Kong, Hong Kong
Mr. Lek Suan Lim
Managing Director
Hong Kong, Hong Kong
Mr. Andy Tse
Managing Director
Hong Kong, Hong Kong
Background
Established in 1994, AIF Capital has received investor commitments for its funds, including co-investment, in excess of US$1.5 billion.AIF Capital
provides capital for expansion, buy-outs or recapitalization, primarily to unlisted companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 520 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 521 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
AIF Asia II USD 100.00 m Asia-Pacific
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
AIF Capital Asia III USD 435.00 m Infrastructur Asia-Pacific
USD 435.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 435.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Partners Group
AIF Capital Asia III USD 435.00 m Growth /
Expansion
Capital, Industry
Focuse
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy,
Healthcare,
Industrials, Media,
Retail, Telecoms,
Chin
USD 435.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 435.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 30.00 m
CDC Group PLC (Capital for
Development)
GBP 21.90 m
China Development Industrial
Bank
F&C Asset Management
Hermes Private Equity Limited
International Finance
Corporation (IFC)
Northwestern Mutual Life
Insurance Co.
UniSuper
AIF Telecommunications Industry Focuse Western Europ
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Infrastructure Fund USD 780.00 m Infrastructur Asia-Pacific Telecoms,
USD 780.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 780.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 20.00 m
Boeing Company
Fonds de Solidarite des
Travailleurs du Quebec (FTQ)
SEDCO - Saudi Economic and
Development Company
PE Connect
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Page 522 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Russel AIF Asia II USD 100.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy,
Healthcare,
Industrials, Media,
Retail, Telecoms,
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
The Asian Infrastructure Fund USD 780.00 m Asia-Pacific
USD 780.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 780.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 523 of 701
Aquitaine Investment Advisors
Update Date: 09-Mar-2010
Fund Manager Head Office
Suite 1905 ING Tower
308 Des Voeux Road Central
Hong Kong
Hong Kong
Tel: 852 2528 1600
Fax: 852 2528 1900
www.aquitaine.com.hk
info@aquitaine.com.hk
Institution Type
Independent Firm
Contacts
Mr. Marlene Wittman
Group Managing Director
Hong Kong, Hong Kong
Mr. Arthur Yama
Managing Director
Hong Kong, Hong Kong
Background
Founded in 1999, Aquitaine Investment Advisors specialises in alternative investments with a focus on Asian markets. The client base of the company
includes institutional investors in the US, Europe and Asia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 524 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
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Page 525 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Crescent Asia-Pacific
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 526 of 701
Asia Alternatives Management LLC
Update Date: 26-Jan-2010
Head Office
Suites 412-416, 4/F, Jardine House
1 Connaught Place
Hong Kong
Hong Kong
Tel: 852 2971 0707
Fax: 852 2971 0700
www.asiaalt.com
info@asiaalt.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 1.47 bn
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
USD 1.47 bn
Year First Invested In Private Equity
2006
Branches
Office P5, 3F/L, North Tower, Beijing Kerry Center
No. 1 Guang Hua Road
Beijing
Chaoyang District
100020
China
Tel: 86 10 8523 3039
Fax: 86 10 8523 3001
One Maritime Plaza
Suite 1000
San Francisco
CA 94111
United States
Tel: 1 415 723 8100
Fax: 1 415 399 1713
Contacts
Ms. Valerie Cooper
Managing Director
Beijing, China
Ms. Melissa Ma
Co-founder and Managing Director
San Francisco, United States
Ms. Laure Wang
Co-founder and Managing Director
Hong Kong, Hong Kong
Ms. Rebecca Xu
Co-founder and Managing Director
Hong Kong, Hong Kong
Tel: 852 2971 0305
rxu@asiaalt.com
Background
Asia Alternatives Management LLC was founded in 2006 by Rebecca Xu, Laure Wang and Melissa Ma to provide alternative assets services to
institutional investors interested primarily in private equity. The company focuses mainly on the Asian market for buyout, growth and expansion,
venture and special situation strategies. Asia Alternatives Management LLC is headquartered in Hong Kong and has offices in San Francisco and
Beijing.To date, Asia Alternatives Management LLC has committed to approximately 20 funds, all in the Asia Pacific region across 12 Asian countries.
Investments have been made into buyout, venture capital and special situation funds. The fund of fund has been invested in a number of high profile
general partnerships that include China's CDH and MBK Partners.
In November 2008, Asia Alternatives Management LLC closed its second fund of funds, Asia Alternatives Capital Partners II, on $950 million. The fund
will focus on investments in China, Japan, Korea and India and will also consider opportunities in Southeast Asia, Australia and New Zealand. In early
2009, Asia Alternatives Capital Partners II made its first commitment to an Australian fund manager.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 527 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs 10-30
Capital committed to date
Current number of commitments
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 528 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 529 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Capital Today China Capital Today USD 280.00 m 2006 Growth / Expansion Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hony Capital Fund III Hony Capital USD 580.00 m 2006 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hony Fund 2008 Hony Capital USD 2.00 bn 2008 Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
KKR Asian I Kohlberg Kravis Roberts USD 4.00 bn 2007 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
MBK Partners II MBK Partners USD 1.60 bn 2008 Buyou Asia-Pacific Banking &amp;
Finance ,
Healthcare, Media,
Retail, Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Nexus India Capital Nexus India Capital USD 100.00 m 2007 Buyou Asia-Pacific
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SAIF Partners Fund III SAIF Partners USD 1.10 bn 2007 Later-Stag Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Leisure, Media,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 530 of 701
Asia Alternatives Management. LLC
Update Date: 10-Mar-2009
Fund Manager Head Office
Suites 412-416, 4/F
Jardine House 1 Connaught Place Central
Hong Kong
Hong Kong
Tel: 852 2971 0707
Fax: 852 2971 0700
www.asiaalt.com/index.html
Institution Type
Independent Firm
Branches
One Maritime Plaza, Suite 1000
San Francisco
California
United States
Tel: 1 415 723 8100
Fax: 1 415 399 1713
info@asiaalt.com
Contacts
Ms. Valerie Cooper
Director
,
Mr. William LaFayette
CFO
,
Ms. Melissa Ma
Founder
Hong Kong, Hong Kong
Ms. Laure Wong
Founder
Hong Kong, Hong Kong
Ms. Rebecca Xu
Founder
Hong Kong, Hong Kong
Mr. Akihiko Yasuda
Managing Director
,
Background
Founded in 2006, Asia Alternatives Management LLC is a solution platform for institutional investors to invest in private equity across Asia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 531 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 532 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia Alternatives Capital USD 254.11 m
USD 254.11 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 254.11 m
Asia Alternatives Capital USD 950.00 m Fund of Fund Asia-Pacific
USD 950.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 950.00 m USD 13.44 mn USD 31.35 th USD 10.57 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Institute of Technology
California Public Employees
Retirement System (CalPERS)
USD 50.00 m USD 706.89 th USD 1.65 th USD 556.11 th 0.8
Conversus Capital, L.P.
New York State Common
Retirement Fund
USD 50.00 m
Ontario Municipal Employees
Retirement Scheme (OMERS)
Pennsylvania State Employees'
Retirement System
University of Louisville
Foundation
USD 5.00 m USD 71.00 th
Asia Alternatives Capital USD 950.00 m Buyout, Asia-Pacific Chin
USD 950.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 950.00 m
Asia Alternatives Capital USD 515.00 m Buyout, Asia-Pacific Chin
USD 515.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 515.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Doris Duke Charitable
Foundation
Asia Alternatives Capital USD 50.00 m
USD 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 50.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 533 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia Alternatives Fund USD 515.00 m Fund of Fund Asia-Pacific
USD 515.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 515.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Institute of Technology
California Public Employees
Retirement System (CalPERS)
Comprehensive Financial
Management
Massachusetts Mutual Life
Insurance Company
MassMutual Life Japan
OMERS Private Capital
Pennsylvania State Employees'
Retirement System
USD 50.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 534 of 701
Asia Capital Management
Update Date: 16-Feb-2009
Fund Manager Head Office
17th Floor, China Hong Kong Towers
8-12 Hennessy Road, Wanchai
Hong Kong
Hong Kong
Tel: 852 2525 8151
Fax: 852 2810 5590
www.acmhk.com/
info@ACMHK.com
Institution Type
Independent Firm
Contacts
Mr. Louis Bowen
Managing Director
Hong Kong, Hong Kong
louis@acmhk.com
Mr. James Collins-Taylor
Director
Hong Kong, Hong Kong
james@acmhk.com
Background
Established in 1994 Asia Capital Management is an investment management and corporate finance advisory company based in Hong Kong and
focused on Greater China and other selected countries in Asia.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 535 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 536 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Dragon Investment Company I USD 15.00 m Mezzanin Asia-Pacific Consumer Goods,
Healthcare,
Industrials, Natural
Resources, Real
Estate, Telecom
Chin
USD 15.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 15.00 m
Dragon Investment Company
II
USD 16.00 m Mezzanin Asia-Pacific Consumer Goods,
Healthcare,
Industrials, Natural
Resources, Real
Estate, Telecom
Chin
USD 16.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 16.00 m
Dragon Investment Company
III
USD 15.00 m Mezzanin Asia-Pacific Consumer Goods,
Healthcare,
Industrials, Natural
Resources, Real
Estate, Telecom
Chin
USD 15.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 15.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 537 of 701
Asia Mezzanine Capital Group
Update Date: 16-Feb-2009
Fund Manager Head Office
Alexandra House 12 th Floor 16-20 Chater Road
Hong Kong
Hong Kong
Tel: 852 3104 2570
Fax: 852 3104 2915
www.asiamezzanine.com
joseph.ferrigno@asiamezzanine.com
Institution Type
Independent Firm
Contacts
Mr. David Bussman
Partner
Hong Kong, Hong Kong
Mr. Joseph Ferrigno
Managing Partner
Hong Kong, Hong Kong
Mr. Jon Robinson
Partner
Hong Kong, Hong Kong
Mr. Stephen Temple
Partner
Hong Kong, Hong Kong
Background
AMCG invests in the strategic development of promising medium-sized companies with Enterprise Values of US$100 million to US$500 million that
have substantial operations in Asia and needs capital. AMCG is a cash flow and credit-oriented investment manager, which aims to generate superior
risk-adjusted returns from a combination of current income and capital appreciation by protecting capital and participating in equity.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 538 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 539 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia Strategic Capital Fund Mezzanin Asia-Pacific Clean Tech /
Renewable,
Natural Resources,
Telecoms,
Transportation,
Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 540 of 701
Asia Pacific Capital Group
Update Date: 16-Feb-2009
Fund Manager Head Office
2607 Nine Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2801 5993
Fax: 852 2530 5527
www.geapctechfund.com
Institution Type
Insurance Company
Branches
Suite 67, Regent Chambers
208 Nariman Point
Mumbai
Maharashtra
400021
India
Contacts
Mr. Alicis Eastman
Executive Director
Hong Kong, Hong Kong
Mr. Ashok S. Kothari
Managing Director
Hong Kong, Hong Kong
ashok@geapctechfund.com
Mr. Sean Lien
Executive Director
,
Mr. Michael Liu
Executive Director
,
Mr. W. Gage McAfee
Managing Director
Hong Kong, Hong Kong
Background
Asia Pacific Capital is an asset management company established in 1992 and a 50-50 joint venture partner of General Electric (GE) in Asia. It is also
the manager of the GE Asia Pacific Capital Technology Fund.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 541 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 542 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
GE Asia Pacific Capital
Technology Fund
Growth /
Expansion Capita
Asia-Pacific Biotech / Life
Science, Clean
Tech / Renewable,
Consumer Goods,
Technolog
China, Indi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 543 of 701
Authosis Ventures (Hong Kong) Ltd
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 2101, 21st Floor Westlands Centre
20 Westlands Road, Quarry Bay
Hong Kong
Hong Kong
Tel: 852 2960 4611
Fax: 852 2960 0185
www.authosisvc.com
Institution Type
Independent Firm
Contacts
Mr. Danny Lui
Chairman
Hong Kong, Hong Kong
Background
Established in 2000, Authosis helps U.S. companies and the returnee entrepreneurs in starting and developing their businesses in China and vice
versa
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 544 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 545 of 701
Baring Private Equity Asia
Update Date: 12-Mar-2010
Fund Manager Head Office
39th Floor One International Financial Centre
1 Harbour View Street Central
Hong Kong
Hong Kong
Tel: 852 2843 9318
Fax: 852 2843 9372
www.bpepasia.com
info@bpepasia.com
Institution Type
Private Equity Group Subsidiary
Assets / Funds Under Management
EUR 2.50 bn
Branches
12/F, Azia Center
1233 Lujiazui Ring Road, Pudong New Area
Shanghai
China
Tel: 86 21 5047 3800
Fax: 86 21 6841 2822
shanghai@bpeasia.com
22/F, Ark Mori Building
1-12-32 Akasaka, Minato-ku
Tokyo
Japan
Tel: 81 3 5545 7200
Fax: 81 3 5545 7201
tokyo@bpeasia.com
50 Raffles Place
#34-02 Singapore Land Tower
Singapore
Singapore
Tel: 65 6232 6312
Fax: 65 6532 0660
singapore@bpeasia.com
Contacts
Mr. Jack Hennessy
Managing Director
Singapore, Singapore
JackH@bpeasia.com
Mr. Jean Eric Salata
Managing Partner, CEO, Baring Asia
Hong Kong, Hong Kong
jes@bpeasia.com
Mr. Gordon Shaw
Managing Director
Shanghai , China
gshaw@bpepasia.com
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 546 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 547 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Baring Asia Private Equity USD 305.00 m Growth / Asia-Pacific
USD 305.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 305.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
INVESCO Private Capital
Markaz (Kuwait Financial
Centre)
Baring Asia Private Equity USD 257.00 m Buyou Asia-Pacific China, Indi
USD 257.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 257.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Caisse de Depot et Placement
du Quebec (CDP Capital)
Castle Private Equity AG USD 5.00 m
Government of Singapore
Investment Corporation (GIC)
INVESCO Private Capital
John D. and Catherine T.
Macarthur Foundation
Baring Asia Private Equity USD 490.00 m Growth / Asia-Pacific China, Indi
USD 490.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 490.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Deutsche Asset Management
Dow Chemical Corporation
Dow Venture Capital
EDB Investments Pte Ltd
Global Investment House
INVESCO Private Capital
Kuwait Investment Authority
(KIA)
Pantheon International
Participations PLC
Pantheon Private Equity
Pennsylvania Public School
Employees Retirement System
Pennsylvania State Employees'
Retirement System
SEDCO - Saudi Economic and
Development Company
United Overseas Bank (UOB)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 548 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Baring Asia Private Equity
Fund IV
USD 1.52 bn Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy, Industrials,
Media,
Chin
USD 1.52 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.52 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alberta Investment Management
Corporation (AIMCo)
Global Investment House
Goldman Sachs Private Equity
Group
Ontario Municipal Employees
Retirement Scheme (OMERS)
Pantheon International
Participations PLC
Partners Group
Pennsylvania Public School
Employees Retirement System
Universities Superannuation
Scheme (USS)
University of Texas Investment
Management Co. (UTIMCO)
USD 50.00 m
Baring Capricorn Ventures USD 4.00 m Venture Capita Western Europ
USD 4.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 4.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
SITRA (The Finnish Innovation
Fund)
Baring Central European Fund USD 79.00 m Diversified Western Europ
USD 79.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 79.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Investment Fund (EIF) EUR 20.00 m
Baring Communications
Equity (Emerging Europe)
USD 74.00 m Venture Capita Central &amp;
Eastern Europ
USD 74.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 74.00 m
Baring English Growth Fund USD 107.00 m Diversified Western Europ
USD 107.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 107.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Investment Fund (EIF)
London Borough of Hounslow
Pension Fund
PE Connect
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Page 549 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Baring European Capital USD 1300.00 m Diversified Western Europ
USD 1300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Michigan Department of
Treasury
Baring European Private USD 117.00 m Diversified Western Europ
USD 117.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 117.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
European Investment Fund (EIF)
Metropolitan Life Insurance Co.
(MetLife)
Parcom Ventures
Baring Latin America Fund II USD 300.00 m Diversified Latin Americ
USD 300.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Metropolitan Life Insurance Co.
(MetLife)
Baring Mexico Private Equity USD 47.00 m Diversified Latin Americ
USD 47.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 47.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
Nacional Financiera (NAFINSA)USD 8.00 m
Baring Mexico Private Equity USD 250.00 m Diversified Latin Americ
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Metropolitan Life Insurance Co.
(MetLife)
OPG Ventures Inc.
The Overseas Private
Investment Corporation (OPIC)
USD 60.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 550 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Baring Vostok Fund USD 206.00 m Diversified Western Europ
USD 206.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 206.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 551 of 701
CCB International (CCBI)
Update Date: 11-Dec-2009
Fund Manager Head Office
34/F., Two Pacific Place, 88 Queensway
Admiralty
Hong Kong
Tel: 852 2532 6100
Fax: 852 530 1496
www.ccbintl.com
Institution Type
Bank Subsidiary/Division
Contacts
Ms. Xu Xiaolin
Managing Director
Admiralty, Hong Kong
Background
CCB International (CCBI) is the investment arm of the China Construction Bank. Businesses offered by CCBI include investment banking, equity sales,
asset management and direct investment.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 552 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 553 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CCBI Healthcare Fund CNY 2.60 bn Asia-Pacific Healthcar Chin
CNY 2.60 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 2.60 bn
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 554 of 701
China Everbright Investment Management
Update Date: 16-Feb-2009
Fund Manager Head Office
36/F Far East Finance Centre
16 Harcourt Road
Hong Kong
Hong Kong
Tel: 852 2528 9882
Fax: 852 2529 0177
www.ceim.com.hk
ceim@everbright165.com
Institution Type
Corporate Subsidiary/Division
Branches
8/F Industrial Bank Building
4013 Shennan Road
Shenzhen
518048
China
Tel: 86 755 83 02 6750
Fax: 86 755 8302 6751
Contacts
Mr. Xianyang Han
Deputy Executive Director
Shenzhen, China
Ms. Ling He
Chairlady
Hong Kong, Hong Kong
Mr. Kiril Ip
Managing Director
Hong Kong, Hong Kong
Mr. Wei Li
Executive Director
Hong Kong, Hong Kong
Mr. Cheng Liu
Managing Director
Hong Kong, Hong Kong
Mr. Frank Liu
Executive Director
Hong Kong, Hong Kong
Mr. Sam Liu
Associate Director
Shenzhen, China
Mr. Feng Lu
Deputy Managing Director
Hong Kong, Hong Kong
Mr. Ronan Xu
Executive Director
Hong Kong, Hong Kong
Mr. Steven Zhang
Associate Director
Shenzhen, China
Background
China Everbright Investment Management, subsidiary of China Everbright Group has been making private equity investments in China since 2001. Its
2004 vintage China Special Opportunities Fund Ihas witnessed portfolio companies being listed on stock exchanges in Hong Kong, Shenzhen and the
U.S.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 555 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 556 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SeaBright China Special
Opportunities Fund
USD 100.00 m Early-Stag Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 557 of 701
China Merchants & Fortune Assets Management Ltd.
Update Date: 16-Feb-2009
Fund Manager Head Office
Room 1903, 19/F, West Tower, Shun Tak Centre
168-200, Connaught Rd. Central
Hong Kong
Hong Kong
Tel: 852 2857 0388
Fax: 852 2857 0288
www.cmfvc.com
Institution Type
Insurance Company
Branches
Suite 1115, Lippo Plaza
222 Central Huai Hai Rd
Shanghai
China
Tel: 86 21 5396 5589
Fax: 86 21 5396 5530
llu@cmfvc.com
Contacts
Mr. George Li
Director & President
Hong Kong, Hong Kong
Mr. Hong Liu
Chief Representative
Shanghai, China
Mr. Luke Lu
Venture Partner
Hong Kong, Hong Kong
Background
Established in 2001 as a joint venture between China Merchants Group and Fortune Venture Investment Group
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 558 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 559 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CMF Technology Fund I USD 43.00 m Early-Stag Asia-Pacific Consumer Goods,
Technolog
Chin
USD 43.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 43.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 560 of 701
Citic Capital China Private Equity
Update Date: 31-Jul-2009
Fund Manager Head Office
CITIC Tower, 28/F, 1
Tim Mei Avenue, Central
Hong Kong
Hong Kong
Tel: 852 2237 6888
Fax: 852 2523 8312
www.citiccapital.com
Institution Type
Financial Institution Subsidiary/Division
Assets / Funds Under Management
USD 1.60 bn
Branches
Unit 4101, CITIC Square
1168 West Nan Jing Road
Shanghai
200041
China
Tel: 86 21 6170 5555
Fax: 86 21 3218 0303
info@citiccapital.com
Contacts
Mr. Brian. J Doyle
Managing Partner
Shanghai, China
Mr. Bo Liu
Director
Shanghai, China
Mr. Xiaoping Liu
Managing Director
Shanghai, China
Mr. Eric. Y S Xin
Managing Director
Shanghai, China
Mr. Yichen Zhang
CEO
Shanghai, China
Background
Established in 2007, CITIC Capital China Private Equity is the private equity arm of CITIC Capital. Its investments focus on firms which capitalises on
the growth of the Chinese economy. Through its operations in China, Japan and the US, it has invested in transactions with a cumulative enterprise
value in excess of USD 2.30 billion
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 561 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 562 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Direct Investment Fund USD 425.00 m Buyout, Growth / Asia-Pacific Healthcare, Chin
USD 425.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 425.00 m
CITIC Kazyna Investment Asia-Pacific China, Kazakhsta Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 563 of 701
CITIC Provident Management Ltd.
Update Date: 12-Mar-2010
Fund Manager Head Office
CITIC Tower, 28/F
1 Tim Mei Avenue
Hong Kong
Hong Kong
Tel: 852 2237 6888
Fax: 852 2523 8312
www.citiccapital.com
info@citiccapital.com
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 1.60 bn
Contacts
Mr. Eric Chan
Chief Financial Officer
Hong Kong, Hong Kong
Mr. Zhenming Chang
Chairman
Hong Kong, Hong Kong
Background
Part of CITIC Group, CITIC Capital is a China focused investment management and advisory firm established in 2002. The firms core businesses are
Private Equity, Real Estate, Mezzanine and Debt Finance, Asset Management and Special Situations. The firm manages a number of private equity
funds investing in the United States, China and Japan.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 564 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 565 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CITIC Capital China Partners USD 425.00 m 2005 Diversified Asia-Pacific Chin Currently Investing
USD 425.00 m 2005 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 425.00 m USD 340.00 mn USD 2.55 mn USD 384.20 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Canada Pension Plan
Investment Board (CPPIB)
USD 50.00 m USD 40.00 m USD 0.30 m USD 45.20 m 1.13
CDC Group PLC (Capital for
Development)
USD 25.00 m
General Electric Asset
Management
Siguler Guff & Co.
Sumitomo Trust & Banking
Company
Temasek Holdings Pte Ltd
CITIC Capital China Partners USD 925.00 m Aug-2008 Buyou Asia-Pacific Chin Currently Investing
USD 925.00 m Aug-2008 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 925.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Canada Pension Plan
Investment Board (CPPIB)
USD 175.00 m
Citic Japan Partners USD 184.00 m Buyou Asia-Pacific
USD 184.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 184.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Marubeni Corporation
Shinsei Bank
Sumitomo Trust & Banking
Company
CITIC-Kazyna Investment May-2009 Infrastructur Asia-Pacific China, Kazakhsta Launched
May-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 566 of 701
CLSA Capital Partners
Update Date: 28-Jan-2010
Fund Manager Head Office
18/F, One Pacific Place
88 Queensway
Hong Kong
Hong Kong
Tel: 852 2600 8888
Fax: 852 2868 0189
www.clsacapital.com/aria/index.cfm?id=11&lang=en
capital@clsa.com
Institution Type
Bank Subsidiary/Division
Assets / Funds Under Management
USD 2.30 bn
Branches
Shiodome Sumitomo Building, 14th Floor
1-9-2, Higashi-Shimbashi Minato-ku
Tokyo
Japan
Tel: 81 3 4580 5050
Fax: 81 3 4580 5051
Private_Equity_Japan@clsa.com
#20-21 Republic Plaza II
9 Raffles Place
Singapore
Singapore
Tel: 65 6512 2366
Contacts
Mr. David Cheung
CFO , Asset Management
Hong Kong, Hong Kong
Tel: 852 2600 8260
david.cheung@clsa.com
Ms. Genevieve Heng
Managing Director
Singapore, Singapore
Tel: 65 6416 7896
genevieve.heng@clsa.com
Mr. Alvin Ho
Managing Director
Hong Kong, Hong Kong
Tel: 852 2600 8157
alvin.ho@clsa.com
Mr. Gary Ng
Director
Singapore, Singapore
Tel: 65 6416 7897
gary.ng@clsa.com
Mr. John Pattar
Managing Director
Hong Kong, Hong Kong
Tel: 852 2600 8328
john.pattar@clsa.com
Mr. Richard Pyvis
Executive Chairman
Hong Kong, Hong Kong
Tel: 852 2600 8572
richard.pyvis@clsa.com
Ms. Evita Tam
Director
Hong Kong, Hong Kong
Tel: 852 2600 8161
evita.tam@clsa.com
Mr. Thomas Tan
Managing Director of Regional Asset Management
Singapore, Singapore
Tel: 65 6416 7833
thomas.tan@clsa.com
Ms. Miranda Tang
Managing Director
Hong Kong, Hong Kong
Tel: 852 2600 8154
miranda.tang@clsa.com
Mr. Bryon Zhao
Managing Director of China
,
Tel: 86 21 2306 6000
byron.zhao@clsa.com
Background
CLSA Capital Partners is the alternative asset management arm of CLSA Asia-Pacific Markets
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 567 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 568 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
ARIA Investment Partners USD 75.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Industrials,
Support Service
Chin
USD 75.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 75.00 m
ARIA Investment Partners II USD 105.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Industrials,
Support Service
Chin
USD 105.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 105.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GE Pension Trust
ARIA Investment Partners III USD 1500.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Industrials,
Support Service
Chin
USD 1500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1500.00 m
Clean Water Asia Fund USD 25.00 m
USD 25.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 25.00 m
MezzAsia Capital USD 200.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Chin
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
Pacific Transport Fund USD 212.00 m Growth / Asia-Pacific Transportatio
USD 212.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 212.00 m
Sunrise Capital Partners USD 325.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Industrials, Retail,
Support Service
Japa
USD 325.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 325.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Pennsylvania Public School
Employees Retirement System
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 569 of 701
DragonTech Ventures
Update Date: 16-Feb-2009
Fund Manager Head Office
23/F Chekiang First Bank Centre
One Duddell Street
Hong Kong
Hong Kong
Tel: 852 2801 7333
Fax: 852 2899 2711
www.dragontechventures.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 60.00 m
Branches
Room 516, Tower A, COFCO Plaza
No. 8 Jianguomennei Avenue
Beijing
100005
China
Tel: 86 10 6524 4083
Fax: 86 10 6513 7941
Contacts
Mr. Zhizhong Qiu
Founder & Chairman
Beijing, China
Mr. Joe, L Tian
CIO
Beijing, China
Mr. Sean, Q Wang
CEO
Beijing, China
Ms. Jessica Zhang
Investment Manager
Beijing, China
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 570 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 571 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
DragonTech Ventures
Management
USD 63.00 m Early-Stag Asia-Pacific Clean Tech /
Renewable,
Healthcare,
Chin
USD 63.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 63.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 572 of 701
Entropy Ventures
Update Date: 11-Aug-2009
Fund Manager Head Office
30th floor, Bank of China Tower
1 Garden Road, Central
Hong Kong
Hong Kong
Tel: 852 2251 8213
Fax: 852 2251 8383
www.entropyventures.com
info@entropyventures.com
Institution Type
Other
Contacts
Ms. Sylvia Chan
Co-Founder
Hong Kong, Hong Kong
Ms. Carol Lee
Partner
Hong Kong, Hong Kong
Mr. Fergie May
Co-Founder
Hong Kong, Hong Kong
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 573 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 574 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Amadeus Asian Clean Energy
Fund
USD 35.00 m Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
USD 35.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 35.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Swiss Investment Fund for
Emerging Markets (SIFEM AG)
USD 8.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 575 of 701
Fidelity Asia Ventures
Update Date: 16-Feb-2009
Fund Manager Head Office
17/F One International Finance Centre
1 Harbour View Street
Hong Kong
Hong Kong
Tel: 852 2629 2800
Fax: 852 2509 0371
www.fidelityasiaventures.com
fidelityasiaventures@fidelity.com
Institution Type
Financial Institution Subsidiary/Division
Branches
Suite 1502 One Corporate Avenue
222 Hubin Road Luwan District Shanghai
Shanghai
200021
China
Tel: 86 21 6122 1150
Fax: 86 21 6340 6618
fidelityasiaventures@fidelity.com
Contacts
Mr. Daniel Auerbach
Managing Partner
Hong Kong, Hong Kong
Mr. Leon Chen
Partner
Shanghai, China
Mr. Norman Chen
Partner
Hong Kong, Hong Kong
Mr. Albert Cheng
Partner
Hong Kong, Hong Kong
Mr. Ted Chua
Principal
Hong Kong, Hong Kong
Mr. Bensom Tam
Partner
,
Background
Established in 1994, Fidelity Asian Ventures is the venture capital arm of Fidelity International, itself an affiliate of Fidelity Investments. It invests
principally in the technology and healthcare sectors, focusing primarily on China. FAV has offices in Beijing, Shanghai and Hong Kong.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 576 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 577 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Fidelity Asia Ventures USD 120.00 m Early-Stag Asia-Pacific Healthcare, Chin
USD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 120.00 m
Greater China Fund USD 65.00 m Early-Stag Asia-Pacific Healthcare, Chin
USD 65.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 65.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 578 of 701
First Eastern Investment Group
Update Date: 18-Aug-2009
Fund Manager Head Office
19th Floor, Tower II The Gateway
25 Canton Road Tsim Sha Tsui
Hong Kong
Hong Kong
Tel: 852 2956 3838
Fax: 852 2956 1132
Institution Type
Independent Firm
Assets / Funds Under Management
USD 1.50 bn
Contacts
Mr. Victor Chu
Founder
Hong Kong, Hong Kong
Ms. Elisabeth Kan
Managing Director
Hong Kong, Hong Kong
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 579 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 580 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
China Dubai Fund USD 1.00 bn Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Industrials, Real
Chin
USD 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn
Japan China Fund USD 100.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Industrials, Real
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 581 of 701
First Vanguard
Update Date: 31-Jul-2009
Fund Manager Head Office
23/F Unit 2310, Cosco Tower
183 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2907 7007
Fax: 852 2907 7066
www.fvg.hk
info@fvg.hk
Institution Type
Other
Branches
Unit 1903, 19/F, East Tower
Twin Towers, B-12 Jianguomenwai Avenue
Chaoyang District
Beijing
100022
China
Tel: 86 10 6566 2360
Fax: 86 10 6566 2359
Contacts
Mr. Richard Shi
Representative
Beijing, China
Mr. Albert Wong
Executive Director
Hong Kong, Hong Kong
Mr. Richard Yin
Chairman
Hong Kong, Hong Kong
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 582 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 583 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
First Vanguard Water Fund Infrastructur Asia-Pacific Utilitie
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 584 of 701
FountainVest
Update Date: 03-Apr-2009
Fund Manager Head Office
Suite 906, ICBC Tower
3 Garden Road,Central
Hong Kong
Hong Kong
Tel: 852 3972 3900
Fax: 852 3107 2490
www.fountainvest.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 1.00 bn
Branches
Suite 1602, K. Wah Center
1010 Huahai Middle Road
Shanghai
200031
China
Tel: 86 21 2419 0800
Fax: 86 21 2419 0888
Contacts
Mr. George Chuang
Managing Director
Shanghai, China
Mr. Terry Hu
Managing Director
Hong Kong, Hong Kong
Mr. Chenning Zhao
Managing Director
Shanghai, China
Background
Fountainvest is a private equity fund dedicated to the China market, with approximately $1 billion under management. Prior to founding Fountainvest,
its founding partners has accumulated experience working at Temasek Holdings, Goldman Sachs and Credit Suisse.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 585 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 586 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
FountainVest China Growth USD 1.00 bn Growth / Asia-Pacific Consumer Goods, Chin
USD 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn USD 67.40 mn USD 234.80 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alberta Investment Management
Corporation (AIMCo)
California State Teachers'
Retirement System (CalSTRS)
USD 50.00 m USD 3.37 m USD 11.74 m -52.97%
Canada Pension Plan
Investment Board (CPPIB)
USD 200.00 m
CDC Group PLC (Capital for
Development)
USD 40.00 m
Ontario Teachers' Pension PlanUSD 200.00 m
Temasek Holdings Pte Ltd USD 50.00 m
University of California Regents
Endowment Fund
University of California
Retirement System
Washington State Investment
Board
USD 50.00 m
FountainVest I USD 700.00 m Buyou Asia-Pacific
USD 700.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 700.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Canada Pension Plan
Investment Board (CPPIB)
USD 200.00 m
Ontario Teachers' Pension PlanUSD 200.00 m
Temasek Holdings Pte Ltd USD 50.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 587 of 701
Greenwoods Asset Management
Update Date: 03-Apr-2009
Fund Manager Head Office
Room 3806, Cosco Tower
183 Queens Road Central
Hong Kong
Hong Kong
Tel: 852 2907 6280
Fax: 852 2907 6208
www.greenwoodsasset.com/privateequity.aspx
ted@greenwoodsasset.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 215.00 m
Contacts
Mr. Zhong Bing
Partner
Hong Kong, Hong Kong
Mr. Ted Chen
Partner
Hong Kong, Hong Kong
Mr. Ping Gao
Executive Director
Hong Kong, Hong Kong
Ms. Ellen Hui
Partner
Hong Kong, Hong Kong
Mr. George, Jinzhi Jiang
CEO & CIO
Hong Kong, Hong Kong
Mr. Huang Li
Director
Hong Kong, Hong Kong
Mr. Joseph Zeng
Executive Director
Hong Kong, Hong Kong
joseph.zeng@greenwoodsasset.com
Mr. Alex Zheng
Partner
Hong Kong, Hong Kong
Background
Established in 2004, Greenwoods Asset Management offers investment management and private equity investments to investors. Most of the
members of its team are from China, hence Greenwoods has a deep understanding of Chinese capital markets and offers investors innovative and
flexible solutions.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 588 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 589 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Greenwoods Beijing Private CNY 100.00 m PIPE Asia-Pacific Chin
CNY 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CNY 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 590 of 701
HSBC Private Equity (Asia) Ltd
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 17, HSBC Main Building
1 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2845 7688
Fax: 852 2845 9992
www.hsbcnet.com/pi/asia
Institution Type
Bank Subsidiary/Division
Contacts
Mr. Taigon Kim
Director
Hong Kong, Hong Kong
Mr. George Raffini
Managing Director
Hong Kong, Hong Kong
Mr. Marcus Thompson
Managnig Director
Hong Kong, Hong Kong
Background
HSBC Private Equity (Asia) Ltd is a subsidiary of HSBC group with focuses on Asian private equity.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 591 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 592 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
HSBC Asian Ventures Fund 2 USD 120.00 m Venture Capita Asia-Pacific Technolog
USD 120.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 120.00 m
HSBC Private Equity Asia
Fund
USD 250.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Industrials,
China, India, South
Korea, Taiwa
USD 250.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ABN AMRO Private Equity
Colorado Public Employees'
Retirement Association
USD 30.00 m
Finnish Local Government
Pensions Institution (KEVA)
EUR 15.20 m
Kodak Pension Plan
Progress Energy
Propel Investments (DB Capital
Partners, Australia)
Sears Investment Management
Co.
HSBC Private Equity Asia
Fund II
USD 520.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Industrials,
China, India, South
Korea, Taiwa
USD 520.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 520.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AT&T Investment Management
Corp.(ATTIMCO)
Colorado Public Employees'
Retirement Association
USD 100.00 m
DuPont Capital Management
E.I. du Pont de Nemours & Co.
(Dupont)
Oregon Investment Council
(OIC)
USD 50.00 m
Oregon Public Employees'
Retirement System
USD 50.00 m
Pensioenfonds PGGM USD 30.00 m
Propel Investments (DB Capital
Partners, Australia)
HSBC Private Equity Asia
Fund III
USD 700.00 m Buyout, Fund of
Funds, Growth /
Asia-Pacific Consumer Goods,
Industrials,
China, India, South
Korea, Taiwa
USD 700.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 700.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Colorado Public Employees'
Retirement Association
USD 30.00 m
Railways Pension Trustee
Company (Railpen)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 593 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
HSBC Private Equity Asia
Fund IV
USD 1.00 bn Buyout, Fund of
Funds, Growth /
Asia-Pacific Consumer Goods,
Industrials,
China, India, South
Korea, Taiwa
USD 1.00 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.00 bn
HSBC Private Equity Asia
Fund VI
USD 1.25 bn 2008 Buyout, Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Industrials,
China, India, South
Korea, Taiwa
USD 1.25 bn 2008
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.25 bn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Alberta Investment Management
Corporation (AIMCo)
Amherst H. Wilder Foundation USD 4.00 m
Pennsylvania Public School
Employees Retirement System
USD 250.00 m
HSBC Private Equity India
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
HSBC Technology Fund USD 53.00 m Growth / Asia-Pacific Technolog
USD 53.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 53.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 594 of 701
HSBC Private Equity Asia (HPEA)
Update Date: 16-Feb-2009
Fund Manager Head Office
GPO Box 64
1 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2822 1111
Fax: 852 2810 1112
www.hsbcnet.com/pi/asia
Institution Type
Bank Subsidiary/Division
Assets / Funds Under Management
USD 1.90 bn
Branches
27/F, HSBC Tower
1000 Lujiazui Ring Road, Pudong
Shanghai
200120
China
Tel: 86 21 6841 3396
Fax: 86 21 6841 1534
victorleung@hsbc.com.hk
Contacts
Mr. Paul Kang
Director
Hong Kong, Hong Kong
Mr. Raymond Leung
Director
Hong Kong, Hong Kong
Mr. Victor Leung
Director
Shanghai, China
Mr. Alasdair Nagle
Director
Hong Kong, Hong Kong
Mr. Douglas Ng
Director
Hong Kong, Hong Kong
Mr. George Raffini
Managing Director
Hong Kong, Hong Kong
Mr. William Shen
Director
Hong Kong, Hong Kong
Mr. James Stewart
Director
Hong Kong, Hong Kong
Mr. Marcus Thompson
Managing Director & CIO
Hong Kong, Hong Kong
Mr. Shane Yau
Director
Hong Kong, Hong Kong
Background
HPEA is the private equity unit of HSBC Group. Since 1989, HPEA has advised 6 private equity funds with an aggregate capital of USD 3.30 billion, of
which 4 previous funds have fully realised their investment portfolios.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 595 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 596 of 701
Leopard Capital
Update Date: 27-Jul-2009
Fund Manager Head Office
7B Hong Kong JewelleryBuilding
178-180 Queen's Road
Central
Hong Kong
Hong Kong
Tel: 852 3904 1015
Fax: 852 3904 1017
www.leopardasia.com
th@leopardasia.com
Institution Type
Independent Firm
Branches
81B Street 57
P.O. Box 1141
Phnom Penh
Kampuchea
Tel: 855 23 221 634
Fax: 855 23 726 849
fo@leopardasia.com
Contacts
Mr. Dat Duong
Partner
Hong Kong, Hong Kong
Mr. Scott Lewis
Chief Investment Officer
Hong Kong, Hong Kong
sl@leopardasia.com
Background
Leopard Capital is a private equity fund manager specializing in Asia's frontier markets.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 597 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 598 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Leopard Cambodia Fund USD 53.00 m Mar-2008 Growth /
Expansion Capita
Asia-Pacific Leisure, Natural
Resources,
Telecoms,
Kampuche Currently Investing
USD 53.00 m Mar-2008 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 53.00 m
Leopard Sri Lanka Fund 2010 Growth / Asia-Pacific Sri Lank Launched
2010 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 599 of 701
LF Investments
Update Date: 16-Feb-2009
Fund Manager Head Office
33/F, Alexandria House
18 Chater Road, Central
Hong Kong
Hong Kong
Tel: 852 2844 1937
Fax: 852 2844 1939
www.lifunginvestments.com
enquiry@lifunginvestments.com
Assets / Funds Under Management
USD 50.00 m
Branches
2/F, 93 Newman Street
London
United Kingdom
Tel: 44 20 7462 2000
contact@lfinvestment.com
Four Embarcadero Center
Suite 3400
San Francisco
California
United States
Tel: 1 415 315 7440
contact.usa@lfvc.com
Contacts
Mr. Robert Adams
Managing Director
Hong Kong, Hong Kong
Tel: 852 2844 1937
Mr. Jose Cheng
Managing Director
Hong Kong, Hong Kong
Tel: 852 2342 1151
Mr. Michael Hsieh
President, USA
San Francisco, United States
Tel: 1 415 399 0110
mhsieh@lfvc.com
Mr. John Seung
Partner
San Francisco, United States
Tel: 1 415 315 7440
Ms. Tugba Unkan
Managing Director
London, United Kingdom
Tel: 44 20 7462 2000
tugbaunkan@lfeurope.com
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 600 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 601 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
King Lun Investments
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 602 of 701
London Asia Capital
Update Date: 18-Dec-2008
Fund Manager Head Office
Level 25, Bank of China Tower
1 Garden Road, Central
Hong Kong
Hong Kong
Tel: 852 2251 8373
Fax: 852 2251 1818
www.londonasiacapital.com
simon.littlewood@londonasiacapital.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 300.00 m
Branches
Room C905, TongTai Plaza
Finance Street 33, XiCheng District
Beijing
100032
China
Tel: 86 10 8808 6366
Fax: 86 10 8808 8850
victor.ng@londonasiacapital.com
Contacts
Mr. George Allnutt
Managing Director
,
Mr. Simon Littlewood
Co-Founder and Executive Director
,
Mr. John Mi
CEO, Greater China
,
Mr. Keith Negal
CEO
,
Mr. Victor Ng
Co-Founder and Director, Greater China Operations
,
Mr. Marc Wang
COO
,
Background
London Asia Capital's principal business is providing capital to Asian businesses
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 603 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 604 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
London Asia Capital Fund GBP 50.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance , Biotech /
Life Science,
Energy, Technolog
China, Indonesia,
Malaysi
GBP 50.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
GBP 50.00 m
London Asia Chinese Private
Equity Fund
USD 100.00 m Buyout, Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance , Biotech /
Life Science,
Energy, Technolog
Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Insight Investment
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 605 of 701
Longreach Group
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 1004 ICBC Tower
3 Garden Road, Central
Hong Kong
Hong Kong
Tel: 852 3175 1700
Fax: 852 3175 1727
www.longreachgroup.com
Institution Type
Independent Firm
Branches
18F, Bund Center
222 Yan An East Road
Shanghai
200002
China
Tel: 86 21 6122 1015
Fax: 86 21 6122 2418
Sogo Hanzomon Building 10F
1-7 Kojimachi, Chiyoda-ku
Tokyo
Japan
Tel: 81 3 3556 6740
Fax: 81 3 3556 6739
Contacts
Mr. Mark Chiba
Chairman
Hong Kong, Hong Kong
Mr. Yasuyuki Miyoshi
Partner
Tokyo , Japan
Mr. Masamichi Yoshizawa
Partner
Tokyo , Japan
Background
Longreach Group is a private equity firm based in Hong Kong with additional offices in Tokyo and Shanghai.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 606 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 607 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Longreach Fund USD 750.00 m Buyou Asia-Pacific
USD 750.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 750.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 608 of 701
Mingly Corporation
Update Date: 25-Jan-2010
Head Office
Suite 3701, 37/F., Jardine House
1 Connaught Place
Central
Hong Kong
Hong Kong
Tel: 852 2108 2233
Fax: 852 2295 0292
www.minglyhk.com
mingly@minglyhk.com
Institution Type
Asset Manager
Contacts
Mr. Johnson Cha
Managing Director
Hong Kong, Hong Kong
Ms. Alice Hung
Finance Director
Hong Kong, Hong Kong
Background
Mingly Corporation (Mingly) was established by the late Dr. Cha Chi Ming, an industrialist and entrepreneur, in 1988 as a financial advisory and
investment manager of the Cha Group. Mingly's objective is to enhance the value of the Cha Group by offering financial services, making strategic
investments and building successful business ventures. Mingly was a founding investor in China International Capital Corporation Limited (CICC) in
China in 1995.Mingly Corporation is an active investor in the private equity venture capital industry. Apart from managing its own funds, Mingly also
invests in private equity funds managed by third-party general partners. It has previously committed capital to a private equity program backing the
financing of emerging markets companies.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 609 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 610 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Mingly China Growth Fund Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Healthcare,
Manufacturing,
Chin
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 611 of 701
Olympus Capital Holdings Asia
Update Date: 30-Apr-2009
Fund Manager Head Office
Suite 3406
One Exchange Square
Hong Kong
Hong Kong
Tel: 852 2140 0500
Fax: 852 2140 0555
www.olympuscap.com
info@olympuscap.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 1.00 bn
Branches
Level 12, Tower 08, Block C
DLF Cyber City, Phase II
New Delhi
122002
India
Tel: 91 124 469 6900
Fax: 91 124 469 6950
18th Floor
485 Madison Avenue
New York
New York
NY 10022
United States
Tel: 1 212 201 8533
Fax: 1 212 201 8534
Contacts
Mr. Edan Lee
Managing Director
Hong Kong, Hong Kong
Mr. Frederick Long
Founder and Managing Director
Hong Kong, Hong Kong
Mr. Daniel Mintz
Founder and Managing Director
New York, United States
Background
Established in 1997, Olympus is a leading middle market private equity firm. Olympus has invested $1.3 billion in 30 enterprises throughout Asia.
Olympus focuses on firms in sectors such as business services, environmental services, agribusiness and financial services, new energy and
communications.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 612 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 613 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Asia Environmental Partners
LP
USD 250.00 m 2009 Infrastructur Asia-Pacific Clean Tech /
Renewable, Energ
China, Indi Launched
USD 250.00 m 2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 250.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
USD 25.00 m
Olympus Capital Asia II USD 193.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
China, India,
Japan, South Kore
USD 193.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 193.00 m
Olympus Capital Asia III USD 750.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
China, India,
Japan, South Kore
USD 750.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 750.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
New York City Police Pension
Fund
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 614 of 701
Orchid Holdings
Update Date: 18-Dec-2008
Fund Manager Head Office
Suite 6110, 61/F
The Center 99 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2115 8810
Fax: 852 2115 8120
www.orchidholdings.com/
Institution Type
Independent Firm
Branches
Unit 2502, 25/F, Tower 2, China Central Place
No. 79 Jianguo Road, Chaoyang District
Beijing
100025
China
Tel: 86 10 6598 9160
Fax: 86 10 6598 9166
Suite 1002, China Shine Plaza
3-15 Linhexi Road, Tianhe District
Guangzhou
510610
China
Tel: 86 20 3839 6155
Fax: 86 20 3839 6126
Suite 2706, Shanghai Kerry Center
1515 Nanjing Road West
Shanghai
200040
China
Tel: 86 21 5298 6222
Fax: 86 21 5298 5210
Suite 5180
555 California Street
San Francisco
California
United States
Tel: 1 415 875 5600
Fax: 1 415 875 5609
Contacts
Mr. Peter Joost
President & Founder
San Francisco, United States
Mr. Gabriel Li
Managing Director
Hong Kong, Hong Kong
Mr. Huang Li
Investment Director
Beijing, China
Mr. Ray Yang
Investment Director
Beijing, China
Background
Established in 1992, Orchid Holdings is an investment group with offices in Hong Kong, Shanghai, Beijing, Guangzhou and San Francisco. Orchid Asia
manages Orchid Asia III, L.P., an investment partnership that has capital commitments from a group of leading institutional investors and high net worth
families.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 615 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 616 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Orchid Asia USD 42.00 m Venture Capita Asia-Pacific
USD 42.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 42.00 m
Orchid Asia II USD 66.00 m Growth /
Expansion
Capital, Venture
Asia-Pacific Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 66.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 66.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Castle Private Equity AG USD 3.80 m
Tredegar Corporation
Orchid Asia III USD 180.00 m Growth /
Expansion
Capital, Venture
Asia-Pacific Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 180.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 180.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDB Web Tech SpA
Kavli Foundation
Orchid Asia IV USD 420.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare, Media,
Retail, Technolog
Chin
USD 420.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 420.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Hatteras Investment Partners
The Endowment Master Fund,
L.P.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 617 of 701
Permavest Investment
Update Date: 02-Dec-2009
Head Office
5/F, Wellborne Comm. Ctr.
8 Java Road, North Point
Hong Kong
Hong Kong
Tel: 852 8175 8313
Institution Type
Fund of Funds Manager
Contacts
Mr. Richard Lai
Co-Head
Hong Kong, Hong Kong
Mr. Alan Siu Fai
Fund Manager
Hong Kong, Hong Kong
Ms. Michelle Yang
Investor Relations
Hong Kong, Hong Kong
m.yang@permavest.com
Background
Permavest Investment, based in Hong Kong, is a private equity fund manager and a non-bank affiliate of Amerex Investment (HK) Co.In April 2008, the
company raised its $63 million private equity fund of funds focusing on investments in buyouts and venture capital partnerships in Asia Pacific.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 618 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific 100%
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific 100%
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 619 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Permavest Investment USD 63.00 m Fund of Fund Asia-Pacific Chin
USD 63.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 63.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 620 of 701
SAIF Partners
Update Date: 10-Jun-2009
Fund Manager Head Office
Suites 2115-2118 Two Pacific Place
88 Queensway
Hong Kong
Hong Kong
Tel: 852 2918 2200
Fax: 852 2234 9116
www.sbaif.com/
Institution Type
Independent Firm
Assets / Funds Under Management
USD 2.00 bn
Branches
Villa 16 Shanghai Hong Qiao State Guest Hotel
1591 Hong Qiao Road
Shanghai
200336
China
5th Floor (Blocks A&B) I Iabs Centre Plot No.-18,
Software Units Layout Madhapur
Hyderabad
Andhra Pradesh
500081
India
Tel: 91 98 6646 1770
Fax: 91 22 6645 9581
DBS Business Center Raheja Chambers
213, Nariman Point
Mumbai
Maharashtra
400021
India
1st Floor, Devika Tower, Nehru Place
New Delhi
100019
India
Tel: 91 98 1019 4624
Contacts
Mr. Brandon, H.P Lin
Partner
,
Mr. Ben Ng
Partner
,
Mr. Xuejun Xie
Legal Counsel
,
Mr. Michael, Hang Xu
Partner
Shanghai, China
Mr. Daniel Yang
Partner
,
Mr. Robert Zhang
Legal Counsel
,
Background
SAIF Partners is a private equity firm based in Hong Kong with dedicated local offices in China and India. It currently has over USD 2 billion of assets
under management.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 621 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 622 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SAIF Partners Fund II USD 643.00 m Venture Capita Asia-Pacific
USD 643.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 643.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Cisco Systems Inc.
Commonfund Capital Inc
Horsley Bridge Partners Inc.
JP Morgan Asset Management
LGT Capital Partners
Princeton University Investment
Co.
Rockefeller Foundation
SAIF Partners Fund III USD 1.10 bn Later-Stag Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Leisure, Media,
USD 1.10 bn
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 1.10 bn USD 484.00 mn
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AlpInvest Partners N.V.
Asia Alternatives Management
LLC
Castle Private Equity AG USD 10.00 m
Castle Private Equity AG
Credit Suisse Asset
Management
Finnish Local Government
Pensions Institution (KEVA)
EUR 12.70 m
Harvard Management Company
Horsley Bridge Partners Inc.
John D. and Catherine T.
Macarthur Foundation
LGT Capital Partners
New York State Common
Retirement Fund
USD 50.00 m USD 22.00 m
Princeton University Investment
Co.
Robert Wood Johnson
Foundation
Siguler Guff & Co.
Skoll Foundation
University of Michigan USD 20.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 623 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SAIF Partners IV Growth /
Expansion Capita
Asia-Pacific China, Hong Kong,
India, Taiwa
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
California Public Employees
Retirement System (CalPERS)
USD 120.00 m
SB Asia Infrastructure Fund USD 404.00 m Buyou Asia-Pacific
USD 404.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 404.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Softbank Corp. USD 3.00 m
SB Asia Investment Fund II USD 643.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Healthcare,
Leisure, Media,
China, Indi
USD 643.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 643.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Castle Private Equity AG USD 7.00 m
John D. and Catherine T.
Macarthur Foundation
Softbank Corp. USD 51.00 m
Softbank Asia Infrastructure USD 643.00 m Infrastructur Asia-Pacific
USD 643.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 643.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Harvard Management Company
Horsley Bridge Partners Inc.
Rockefeller Foundation
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 624 of 701
Search Investment Group
Update Date: 12-Mar-2009
Fund Manager Head Office
57th Floor, Cheung Kong Center
2 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2525 1211
Fax: 852 2810 1572
www.searchgroup.com
info@searchgroup.com
Institution Type
Independent Firm
Contacts
Mr. Robert Miller
Chairman & CEO
Hong Kong, Hong Kong
Mr. John Williamson
Managing Director & CFO
Hong Kong, Hong Kong
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 625 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 626 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
SIG Fund of Funds USD 200.00 m Fund of Fund Asia-Pacific
USD 200.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 627 of 701
Spring Capital Asia
Update Date: 25-Nov-2009
Fund Manager Head Office
27/F Entertainment Building
30 Queens Road Central
Hong Kong
Hong Kong
Tel: 852 3667 7787
Fax: 852 3667 7789
www.springcapasia.com
Carly.Tse@springcapasia.com
Institution Type
Independent Firm
Branches
Suite 2605, Tian An Center
338 Nanjing West Road
Shanghai
200003
China
Contacts
Mr. Vincent Chan
Chief Executive Officer
Hong Kong, Hong Kong
Mr. Thomas Xue
Managing Director
Hong Kong, Hong Kong
Thomas.xue@springcapasia.com
Background
Spring Capital Asia, founded in 2007, is a private equity firm focusing on early growth capita investments in China and Hong Kong. Its major sector
focus includes healthcare and cleantech while other opportunistic investments will also be considered.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 628 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 629 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Spring Capital Asia Fund USD 151.00 m Oct-2008 Growth /
Expansion Capita
Asia-Pacific Clean Tech /
Renewable,
Consumer Goods,
Healthcare, Others
Chin Launched
USD 151.00 m Oct-2008 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 151.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 630 of 701
Squadron Capital
Update Date: 18-Jan-2010
Head Office
46th Floor, Cheung Kong Center
2 Queen's Road Central
Hong Kong
Hong Kong
Tel: 852 2826 2000
Fax: 852 2297 0880
www.squadroncapital.com
info@squadroncapital.com
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
USD 1.00 bn
Allocation to Alternatives
100%
Allocation to Private Equity
100%
Amount Allocated to Private Equity
USD 1.00 bn
Year First Invested In Private Equity
1989
Contacts
Ms. Alice Chow
Managing Director
Hong Kong, Hong Kong
Tel: 852 2826 2028
alice.chow@squadroncapital.com
Ms. Pratima Divgi
Investment Associate
Hong Kong, Hong Kong
Tel: 852 2826 2035
pratima.divgi@squadroncapital.com
Mr. David Pierce
Chief Executive Officer
Hong Kong, Hong Kong
Tel: 852 2826 2088
david.pierce@squadroncapital.com
Mr. Wen Tan
Managing Director
Hong Kong, Hong Kong
Tel: 852 2826 2008
wen.tan@squadroncapital.com
Background
Squadron Capital is a private equity investment firm, based in Hong Kong. The firm is an affiliate of Search Investment Group, a private investment firm
established in the mid-1970s by Robert W Miller, a co-founder of Duty Free Shoppers. Squadron constructs and manages portfolios of private equity
funds on behalf of its clients, which includes endowments, family offices and other institutional investors, including the San Francisco Employees'
Retirement System. Squadron Capitals aggregate assets under management are well in excess of $1 billion as of January 2010 and it was recently
named the best fund of funds in Asia.Squadron has been investing in private equity funds in Asia for Search Investment Group since the 1980s. In
2006, it raised its first Asia Pacific-focused fund of private equity funds from third-party investors, which closed at $300 million. Squadron invests in
funds active at all stages, and the fund of funds is essentially defined by its geographical focus. Squadron targets growth capital in emerging markets
and buy-outs in the more established countries. It has made commitments to more than 100 private equity funds.
Squadron is currently in raising its second fund of funds, a $400 million vehicle focused on pursuing investments in funds across Asia. In 2008,
Squadron held a first close on Squadron Asia Pacific Fund II at $128 million. In November 2009, Teacher Retirement System of Texas (TRS)
committed $100 million to Squadron Asia Pacific Fund II.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 631 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific 100%
Latin America
Country Specific
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific 100%
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Current number of GPs
Capital committed to date
Current number of commitments 100
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 632 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 633 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Squadron Asia Pacific USD 300.00 m Fund of Fund Asia-Pacific Currently Investing
USD 300.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 300.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
San Francisco Employees'
Retirement System
USD 15.00 m
Squadron Asia Pacific Fund II Fund of Fund Asia-Pacific Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
San Francisco Employees'
Retirement System
USD 20.00 m
Teachers' Retirement System of
Texas
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 634 of 701
Sun Hung Kai Financial
Update Date: 10-Dec-2009
Head Office
12/F, CITIC Tower
1 Tim Mei Avenue
Central
Hong Kong
Hong Kong
Tel: 852 3920 2888
Fax: 852) 3920 2789
www.shkf.com
investor.relations@shkf.com
Institution Type
Bank / Financial Services
Assets / Funds Under Management
HKD 50.00 bn
Contacts
Mr. Chrisophe Lee
Chief Executive Officer
Hong Kong, Hong Kong
Mr. James Murphy
Corporate Communications Manager
Hong Kong, Hong Kong
Tel: 852 3920 2510
james.murphy@shkf.com
Mr. Rizal Wijono
Managing Director, Asset Management
Hong Kong, Hong Kong
Background
Sun Hung Kai Financial (SHKF) is the operating brand name of Sun Hung Kai & Co. Limited, a non-bank financial institution in Hong Kong. SHKF
currently manages more than HK$50 billion in assets under management, custody and/or advice (as of 30 June 2009). Sun Hung Kai's core areas of
focus include wealth management, brokerage, asset management, corporate finance, consumer finance, principal investments and other financial
services.SHKF is known to have invested in at least two domestic private equity funds managed by the WI Harper group: The $170 million Asia Fund
and $70 million Beijing Technology Development Fund.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 635 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 636 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 637 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Asia Fund WI Harper USD 322.00 m Early-Stage,
Venture Capita
Asia-Pacific , North
Americ
Clean Tech /
Renewable,
Healthcare,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Beijing Technology
Development Fund
WI Harper USD 70.00 m 1999 Early-Stage,
Venture Capita
Asia-Pacific , North
Americ
Biotech / Life
Science, Clean
Tech / Renewable,
Healthcare, Media,
Technology,
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
SHK Asian Opportunities USD 100.00 m Generalis Asia-Pacific Chin
USD 100.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 638 of 701
TVG Capital Partners
Update Date: 10-Mar-2009
Fund Manager Head Office
16th Floor
8 Queens Road Central
Hong Kong
Hong Kong
Tel: 852 2147 2080
Fax: 852 2147 3320
www.tvgfunds.com
E.contact@tvglp.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 700.00 m
Contacts
Mr. Varun Bery
Managing Director
Hong Kong, Hong Kong
Mr. John Troy
Managing Director
Hong Kong, Hong Kong
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 639 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 640 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
TVG Asian Communications AUD 2.70 m Buyou Asia-Pacific Media, Technolog
AUD 2.70 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
AUD 2.70 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Australia Post Superannuation
Scheme
AUD 2.70 m
Caisse de Depot et Placement
du Quebec (CDP Capital)
Castle Private Equity AG
Castle Private Equity AG
Markaz (Kuwait Financial
Centre)
TVG Capital Partners Fund III USD 500.00 m Venture Capita Asia-Pacific Media, Technolog
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 641 of 701
Kaupthing Bank Fund of Funds
Update Date: 29-May-2009
Head Office
Borgartn 19
Reykjavik
IS-105
Iceland
Tel: 354 444 6000
Fax: 354 444 7479
www.kaupthing.net
info@kaupthing.net
Institution Type
Fund of Funds Manager
Assets / Funds Under Management
EUR 120.00 m
Allocation to Alternatives
100%
Allocation to Private Equity
52%
Amount Allocated to Private Equity
EUR 62.40 m
Year First Invested In Private Equity
2001
Contacts
Mr. Bjarni Karl Gudlaugsson
Chief Investment Officer
Reykjavik, Iceland
Tel: 354 444 7453
bjarnigu@kbbanki.is
Mr. Thorhallur Henriksson
Investment Professional
Reykjavik, Iceland
Background
The Kaupthing Bank is among the Nordic region's eight largest banking groups, and the largest bank in Iceland. The Bank is headquartered in Iceland.
In Denmark, Kaupthing Bank operates under the name FIH Erhvervsbank.Kaupthing Bank launched its first fund of funds Althoda Famtakssjodurinn in
2001 with a fund size of 20 million.
The fund of funds is a global investor, allocating around one third of its portfolio to Western European funds, with the remaining two-thirds allocated to
the rest of the world, mainly North America. Kaupthing invests in a wide range of funds, including buyout and venture funds managed by fund
managers such as Warburg Pincus, Innovacom, Duke Street Capital, Atlas Venture, Terrafrima, JP Morgan, ICG & Cinven.
Its latest vehicle International Private Equity Fund II was launched in 2004 with a target size of 100 million. The fund of funds has committed to
underlying fund managed by global managers including Advent Intenrational. Apax Europe, Carlyle Partners, Doughty Hanson, KKR, Lexington
Partners, Warburg Pincus, Candover and the Blackstone Group.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 642 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
Private Equity Investment Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, fund type, sectors and investment opportunities.
Geography
Min Max
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East / Africa
Asia Pacific
Latin America
Country Specific
Fund Type
Min Max
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround / Distressed
Secondary Fund Interests
Infrastructure
Other
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Current number of GPs < 10
Capital committed to date EUR 140.00 m
Current number of commitments 25
Historical number of commitments
Bite Size
Private Equity Investment Appetite
Provides an indication of the institution's future appetite for different types of private equity investment opportunities, or that the institution has invested in such
vehicles / opportunities in the past.
Sector
Energy / Oil & Gas
Biotech / Life Science
Clean Tech / Renewable
Retail
Manufacturing
Natural Resources
Financial Services
Leisure Entertainment
Transport
TMT
Healthcare
Real Estate
Industrials
Consumer Goods
Utilities
Diversified or no Sector Preference
Other
Investment Opportunities
Secondary Directs
Co-invests
First Time Funds
Directs
Investing in Sharia compliant funds
Interest in Secondary Sale of
Commitments
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Page 643 of 701
Appetite
North America Western Europe
Central &
Eastern Europe
Middle East /
Africa
Asia-Pacific Latin America
Generalist
Buyout / Later Stage
Mid-market
Venture
Mezzanine / Subordinated Debt
Fund of Funds
Turnaround
Secondary Fund Interests
Infrastructure
Other
PE Connect
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Page 644 of 701
Private Equity Fund Commitments Include:
Fund Name Manager Size Year Fund Type Regions Sectors
Advent Central and
Eastern Europe III
Advent International EUR 330.00 m 2004 Growth / Expansion
Capita
Central &amp;
Eastern Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Advent Global Private
Equity V
Advent International USD 3.30 bn 2005 Buyou North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Apax Europe VI Apax Partners EUR 4.00 bn 2005 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Atlas Ventures VI Atlas Venture USD 600.00 m 2000 Venture Capita North America,
Western Europ
Healthcare,
Technolog
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Blackstone Capital The Blackstone Group USD 21.70 bn 2006 Buyou North Americ Others
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Candover 2005 Fund Candover EUR 3.50 bn 2006 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Doughty Hanson & Co IV Doughty Hanson & Co Ltd EUR 1.59 bn 1997 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Duke Street Capital V Duke Street Capital EUR 850.00 m 2002 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
ICG Mezzanine Fund Intermediate Capital EUR 1.50 bn 2003 Mezzanin Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Innovacom 4 Innovacom SA EUR 200.00 m 2000 Venture Capita North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Landsbanki Private Equity
I
Landsbanki 2004 Fund of Fund North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Terra Firma Capital Terra Firma Capital EUR 5.40 bn 2007 Buyou Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Warburg Pincus Private
Equity IX
Warburg Pincus USD 8.00 bn 2005 Diversified Private
Equit
North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Warburg Pincus Private
Equity VIII
Warburg Pincus USD 5.30 bn 2001 Diversified Private
Equit
North America,
Western Europ
Capital Committed By LP Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Private Equity Funds Raised or Managed:
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Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Althoda Famtakssjodurinn EUR 20.00 m 2001 Fund of Fund Africa, Asia-Pacific
, Central &amp;
Eastern Europe,
Latin America,
Middle East, North
America, Western
Europ
All Sector Launched
EUR 20.00 m 2001 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
EUR 20.00 m
International Private Equity
Fund II
2004 Fund of Fund Africa, Asia-Pacific
, Central &amp;
Eastern Europe,
Latin America,
Middle East, North
America, Western
Europ
All Sector Launched
2004 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
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Page 646 of 701
2i Capital
Update Date: 09-Mar-2009
Fund Manager Head Office
613 Oxford Towers
139 Airport Road
Bangalore
560 008
India
Tel: 91 80 4115 1990
Fax: 91 80 4115 1994
www.2icapital.com
Institution Type
Independent Firm
Branches
2i Capital Asset Management Company Limited
IFS Court
TwentyEight Cybercity
Ebene
Mauritius
Tel: 230 467 3000
Fax: 230 467 4000
www.2icapital.com
Contacts
Mr. Sudhir Kamath
Managing Director
Bangalore, India
sudhir.kamath@2icapital.com
Mr. Vivek Sekhar
Managing Director
Bangalore, India
vivek.sekhar@2icapital.com
Mr. Shailesh Vikram Singh
Managing Director
Bangalore, India
shailesh.singh@2icapital.com
Background
2i Capital is an independent private equity firm investing across industrial and services sectors predominantly in mid-stage unlisted companies in India.
2i Capital has recently announced the first closing of its second fund, Indian Enterprise Fund, at $60 million, which is looking at the final close of $200
million at the end of Octomber-November, 2008. It will invest in the range of $15 million each in the mid-sized companies. The average investment is
between $5 million and $20 million per company.
PE Connect
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Page 647 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 648 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
2i Capital USD 200.00 m Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Energy, Industrials,
Leisure,
Technology,
Telecoms,
Indi Fully Invested
USD 200.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 200.00 m
2i Capital Indian Infrastructure USD 500.00 m Asia-Pacific
USD 500.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 500.00 m
Indian Enterprise Fund USD 60.00 m 2008 Mid-Market Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy, Industrials,
Leisure, Others ,
Telecoms,
Indi Currently Investing
USD 60.00 m 2008 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 60.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 649 of 701
Aavishkaar
Update Date: 12-Mar-2010
Fund Manager Head Office
512, Fifth Floor, Palm Spring, Beside D-Mart
Link Road, Malad (West),
Mumbai
400 064
India
Tel: 91 22 3953 5292
Fax: 91 22 2877 8255
www.aavishkaar.org
vineet_rai@aavishkaar.org
Institution Type
Independent Firm
Assets / Funds Under Management
USD 6.00 m
Branches
57, Grange Road, #16-02, Lucky Tower
249569
Singapore
Contacts
Mr. Pradeep Pathiyamveetil
Project Manager
Mumbai, India
p_pradeep@aavishkaar.org
Mr. Vineet Rai
Chief Executive Officer
Mumbai, India
Tel: 91 98206 45736
vineet_rai@aavishkaar.org
Mr. Ajit Singh Dua
Project Manager
Mumbai, India
ajit@aavishkaar.org
Background
Founded in 2002, Aavishkaar is a venture capital firm managing Aavishkaar India Micro Venture Capital Fund.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 650 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 651 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Aavishkaar India Micro
Venture Capital Fund
USD 14.00 m May-2002 Venture Capita Asia-Pacific Clean Tech /
Renewable,
Energy,
Indi Currently Investing
USD 14.00 m May-2002 Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 14.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Catholic Organisation for Relief
and Development Aid
David Weekley Family
Foundation
USD 500.00 th
Enam Group
National Bank for Agriculture
and Rural Development
INR 50.00 m
Rockefeller Foundation INR 49.30 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 652 of 701
Aditya Birla Capital Advisors
Update Date: 21-Jan-2010
Fund Manager Head Office
One India Bulls Centre , Tower 1
18th Floor, Jupiter Mill Compound
841, Senapati Bapat Marg, Elphinstone Road
Mumbai
400013
India
Tel: 91 22 4356 7400
Fax: 91 22 4356 7444
www.adityabirla-pe.com
abg.pe@adityabirla.com
Institution Type
Corporate Subsidiary/Division
Contacts
Mr. Bharat Banka
Managing Director & CEO
Mumbai, India
bharat.banka@adityabirla.com
Mr. Sandeep Bhat
Chief Financial Officer
Mumbai, India
sandeep.bhat@adityab
Background
Aditya Birla Capital Advisors is the private equity arm of Aditya Birla Group. The firm is established with the aim of advising managing and launching
private equity funds with a focus in India.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 653 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 654 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Aditya Birla Private Equity
Fund I
USD 148.00 m Jul-2009 Growth /
Expansion Capita
Asia-Pacific Consumer Goods,
Healthcare,
Leisure, Media,
Indi Launched
USD 148.00 m Jul-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 148.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 655 of 701
Ambit Pragma
Update Date: 19-Jan-2010
Fund Manager Head Office
Ambit House
449, Senapati Bapat Marg
Lower Parel
Mumbai
400013
India
Tel: 91 22 3003 8400
Fax: 91 22 3003 8410
www.ambitpragma.com
info@ambitpragma.com
Institution Type
Independent Firm
Contacts
Mr. Rajeev Agrawal
Founder
Mumbai , India
rajeev@ambitpragma.com
Mr. Mangesh Pathak
Founding Partner
Mumbai , India
mangesh@ambitpragma.com
Mr. Nirmesh Prakash
Founding Partner
Mumbai , India
nirmesh@ambitpragma.com
Background
Ambit Pragma is a private equity firm that makes growth investments in companies operating in the media, healthcare, logistics, branded food and
support services sectors.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 656 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 657 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Ambit Pragma Ventures Industry Focuse Asia-Pacific Healthcare, Others Indi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
IDFC Capital (Singapore) Pte.
Ltd.
USD 10.00 m
PE Connect
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Page 658 of 701
Asset Reconstruction Company of India
Update Date: 12-Jan-2010
Fund Manager Head Office
Shreepati Arcade
August Kranti Marg
Nana Chowk
Mumbai
400 036
India
Tel: 22 6658 1300
www.arcil.co.in
Institution Type
Independent Firm
Contacts
Mr. S. Khasnobis
Managing Director & CEO
Mumbai, India
Background
Arcil is an investment firm based in India to provide capital to the Indian economy. The firm is incorporated as a public limited company in February
2002.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 659 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 660 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Arcil Asset Reconstruction USD 75.00 m Turnaround / Asia-Pacific Banking &amp; Indi Currently Investing
USD 75.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 75.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 661 of 701
Avigo Capital Partners
Update Date: 13-Apr-2009
Fund Manager Head Office
404/ 407, Mercantile House
15, Kasturba Gandhi Marg
New Delhi
110001
India
Tel: 91 11 4153 1230
Fax: 91 11 4153 1235
www.avigocorp.com
Institution Type
Independent Firm
Branches
355, Barkly Wharf, Le Caudan Waterfront
Port Louis
Mauritius
Tel: 230 210 7275
Fax: 230 210 7285
Contacts
Mr. Achal Ghai
Managing Partner
Port Louis, Mauritius
aghai@avigocorp.com
Background
Avigo Capital Partners is an independent private equity manager based out of New Delhi, India. It was formed in 2003 and invests in the Small and
Medium Enterprises (SME) sector in India. It manages three India focused private equity funds, Avigo SME Fund I, Avigo SME Fund II and Avigo SME
Fund II.
Each of these funds has a focus on sectors such as engineering and manufacturing, industrial services, infrastructure, education, media and
healthcare.
PE Connect
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Page 662 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 663 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Avigo SME Fund I CAD 14.00 m Buyou Asia-Pacific Indi Fully Invested
CAD 14.00 m Fully Invested
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CAD 14.00 m
Avigo SME Fund II USD 125.00 m Buyou Asia-Pacific Currently Investing
USD 125.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 125.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Group PLC (Capital for
Development)
USD 20.00 m
Export Development Canada
(EDC)
CAD 7.50 m
Avigo SME Fund III USD 165.00 m Growth / Asia-Pacific Industrials, Others Launched
USD 165.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 165.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 664 of 701
Axis Private Equity
Update Date: 22-Apr-2009
Fund Manager Head Office
131, Maker Tower - F
Cuffe Parade
Colaba
Mumbai
400 005
India
Tel: 91 22 6707 4407
Fax: 91 22 2218 1429
www.axisbank.com
axbmbd@axisbank.com
Institution Type
Bank Subsidiary/Division
Contacts
Mr. Alok Gupta
Managing Director, Private Equity
Mumbai, India
Background
Axis Private Equity is a subsidary of India's Axis Bank. This was the first of the new private banks to have begun operations in 1994, after the
Government of India allowed new private banks to be established. The firm's focus pertains to a wide range of sectors including auto ancillary, textiles,
cement, logistics, infrastructure, real estate, banking and financial services, media, steel, power, pharmaceuticals, and technology to name a few.
PE Connect
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Page 665 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Axis Infrastructure Fund USD 150.00 m Infrastructur Asia-Pacific Others , Indi Currently Investing
USD 150.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
PE Connect
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Page 667 of 701
BanyanTree Finance
Update Date: 31-Jul-2009
Fund Manager Head Office
1418, Maker Chambers V
Nariman Point
Mumbai
400021
India
Tel: 91 22 6623 5555
www.banyantreefinance.com
ferzad@banyantreefinance.com
Institution Type
Other
Contacts
Mr. Sanjiv Singhal
Managing Director
Mumbai, India
Mr. Naval Totla
Director
Mumbai, India
PE Connect
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Page 668 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
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Page 669 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
BanyanTree Growth Capital USD 40.00 m Growth / Asia-Pacific Industrial Indi
USD 40.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 40.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 670 of 701
Baring Private Equity Partners (India)
Update Date: 11-Mar-2009
Fund Manager Head Office
9th Floor Infinity Tower A
DLF Phase II
Gurgaon
122 002
India
Tel: 91 124 432 1100
Fax: 91 124 432 1155
www.bpepindia.com
Institution Type
Private Equity Group Subsidiary
Assets / Funds Under Management
USD 1.00 bn
Contacts
Mr. Rahul Bhasin
Managing Partner
Gurgaon, India
Tel: 91 124 432 1100
rahul.bhasin@bpepindia.com
Background
BPEP India commenced investment management activities in 1998 as part of the Baring Private Equity Partners Group.
PE Connect
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Page 671 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 672 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Baring India Investments Buyou Asia-Pacific Indi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Baring India Private Equity USD 177.00 m Growth / Asia-Pacific Indi
USD 177.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 177.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Capvent AG (Capital Venture
Partners)
CDC Group PLC (Capital for
Development)
Evolvence Capital
Evolvence India
RWB Private Capital Fonds
Swedfund SEK 89.10 m
Baring India Private Equity
Fund III
USD 550.00 m Growth /
Expansion Capita
Asia-Pacific Banking &amp;
Finance ,
Consumer Goods,
Energy,
Healthcare,
USD 550.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 550.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
CDC Group PLC (Capital for
Development)
USD 50.00 m
FMO - The Netherlands
Development Finance Company
126%
Industriens Pension
PE Connect
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Page 673 of 701
Canbank Venture Capital Fund Ltd.
Update Date: 18-Dec-2008
Fund Manager Head Office
6th Floor, Naveen Complex
No.14, MG Road
Bangalore
India
Tel: 91 80 2558 6506
Fax: 91 80 2558 3909
www.canbankventure.com
info@canbankventure.com
Institution Type
Independent Firm
Contacts
Ms. Mythili Krishnamurthy
Managing Director
,
pgchawla@canbankventure.com
Mr. M.S . Patil
Asst. Vice President
,
rajee@canbankventure.com
Mr. Rajee R
Vice President
,
rajee@canbankventure.com
Background
Canbank Venture Capital Fund Ltd. Is an Indian venture capital firm which focuses on domestic investments.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 674 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 675 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Bharath Nirman Fund USD 12.00 m Venture Capita Asia-Pacific Industrials, Others
, Support Service
Indi
USD 12.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 12.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Allahabad Bank INR 50.00 m
Andhra Bank
Canara Bank
Corporation Bank
Indian Overseas Bank
Oriental Bank of Commerce
Small Industries Development
Bank of India
Vijaya Bank INR 100.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 676 of 701
Caspian Advisors
Update Date: 31-Jul-2009
Fund Manager Head Office
III Floor, 8-2-596
Road No. 10, Banjara Hills
Hyderabad
Andhra Pradesh
500034
India
Tel: 91 40 6646 0505
Fax: 91 40 6646 5884
www.caspianadvisors.com
Assets / Funds Under Management
USD 10.00 m
Contacts
Mr. Ravi Narasimham
Partner
Hyderabad, India
Mr. Viswanatha Prasad
Fund Manager
Hyderabad, India
Mr. Venkat Reddy
Partner
Hyderabad, India
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 677 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 678 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Bellwether Microfinance Fund USD 10.00 m Start-u Asia-Pacific Banking &amp;
Finance , Others
USD 10.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 10.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Gray Ghost Fund USD 2.50 m
India Financial Inclusion Fund USD 58.00 m Growth / Asia-Pacific Banking &amp; Indi Launched
USD 58.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 58.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 679 of 701
CX Partners
Update Date: 09-Jul-2009
Fund Manager Head Office
CX Advisors Private Limited
D-15, 2nd Floor
Defence Colony
New Delhi
110024
India
Tel: 91 11 4764 0000
www.cxpartners.in
Institution Type
Independent Firm
Assets / Funds Under Management
USD 220.00 m
Contacts
Mr. Ajay Relan
Managing Partner
New Delhi, India
Background
CX Partners is an independent private equity firm started by Ajay Relan, former head of CVCIs India business for 13 years since its inception in 1995.
CX Partners was founded in 2008 and is based in New Delhi, India.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 680 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 681 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
CX Partners I USD 220.00 m Growth / Asia-Pacific Consumer Good
USD 220.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 220.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Morgan Creek Capital
Management
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 682 of 701
Edelweiss Capital
Update Date: 10-Dec-2009
Fund Manager Head Office
14th Floor, Express Towers
Nariman Point
Mumbai
400 021
India
Tel: 91 22 2286 4400
www.edelcap.com
Institution Type
Independent Firm
Contacts
Mr. Deepak Mittal
Chief Financial Officer
Mumbai, India
Mr. Rujan Panjwani
Head of Asset Management
Mumbai, India
Background
Based in Mumbai, India, Edelweiss is a provider of financial services. The firm offers a diverse range of products ranging across asset classes and
consumer segments. Businesses are divided into investment banking, brokerage services, asset management and financing.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 683 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 684 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Edelweiss' Special USD 105.00 m Special Asia-Pacific Indi Launched
USD 105.00 m Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 105.00 m
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 685 of 701
Gaja Capital Partners
Update Date: 13-May-2009
Fund Manager Head Office
Ground Floor, Publicis Zen House
Kamala Mill Compound, S. B. Marg, Lower Parel
Mumbai
400013
India
Tel: 91 22 2490 3047
Fax: 91 22 2490 3057
www.gajacapital.com
info@gajacapital.com
Institution Type
Independent Firm
Contacts
Mr. Gopal Jain
Principal
Mumbai, India
Mr. Ranjit Shah
Principal
Mumbai, India
Background
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 686 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 687 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Gaja Capital Fund USD 150.00 m Venture Capita Asia-Pacific Indi
USD 150.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 150.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
International Finance
Corporation (IFC)
USD 15.00 m
MJX Capital Advisors
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 688 of 701
Halcyon
Update Date: 30-Oct-2009
Head Office
Mumbai
India
Tel: 91 22 2284 6000
www.halcyon.in
info@halcyongrp.com
Institution Type
Corporate
Contacts
Mr. Paresh Mashru
Managing Director
Mumbai, India
Background
Halcyon was formed in 2004 as a turnaround specialist and has offices in Mumbai and Mauritius. For the first two years of its existence, it invested only
on behalf of shareholders and their families and friends.
In 2006, the firm entered into an exclusive arrangement with Boston-based The Baupost Group, an investment adviser, to invest together in special
situations in India.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 689 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 690 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Halcyon Special Situations Turnaround / Asia-Pacific Indi Launched
Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 691 of 701
ICICI Venture
Update Date: 18-Mar-2009
Fund Manager Head Office
Ground Floor, Stanrose House
Appasaheb Marathe Marg, Prabhadevi
Mumbai
400025
India
Tel: 91 22 6655 5050
Fax: 91 22 6655 5055
www.iciciventure.com
Institution Type
Independent Firm
Assets / Funds Under Management
USD 2.00 bn
Branches
10th Floor, 'Prestige Obelisk'
Kasturba Road
Bangalore
560 001
India
Tel: 91 80 4149 7021
Fax: 91 80 4149 7027
www.iciciventure.com
501, 5th Floor, World Trade Tower
Barakhamba Road
New Delhi
110001
India
Tel: 91 11 6618 4440
Fax: 91 11 6618 4450
Contacts
Mr. Parth Gandhi
President
Mumbai, India
Ms. Vishakha Mulye
Managing Director & CEO
Mumbai, India
Mr. Prashant Purkar
President
Mumbai, India
Background
ICICI Venture is a private equity firm in India with over $2 billion in funds under management. It is an investment arm of ICICI Bank Ltd. It specializes in
private equity, venture capital, and mezzanine investments. In private equity, the firm invests in buyouts and growth capital transactions. It may also
invest in PIP.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 692 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 693 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
Dynamic India Fund IV USD 11.00 th Africa, Asia-Pacific
, Middle Eas
USD 11.00 th
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 11.00 th
ICICI Ventures Real Estate USD 550.00 m Asia-Pacific
USD 550.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 550.00 m
India Advantage Fund USD 550.00 m Asia-Pacific ,
Middle Eas
USD 550.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 550.00 m
India Advantage Fund Mezzanin Asia-Pacific Indi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
India Advantage Fund Series USD 267.00 m Buyou Asia-Pacific Indi
USD 267.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 267.00 m
India Advantage Fund Series USD 810.00 m Buyou Asia-Pacific Indi Currently Investing
USD 810.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 810.00 m
India Advantage Fund Series USD 350.00 m Buyout, Growth / Asia-Pacific Currently Investing
USD 350.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 350.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Andhra Bank
Life Insurance Corporation of
India (LIC)
Punjab National Bank
India Advantage Fund Series I USD 245.00 m Buyou Asia-Pacific Industrials, Real
USD 245.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 245.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Punjab National Bank
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 694 of 701
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
India Advantage Fund VII USD 110.00 m Mezzanin Asia-Pacific
USD 110.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 110.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Life Insurance Corporation of
India (LIC)
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 695 of 701
IDFC Investment Advisors
Update Date: 31-Jul-2009
Fund Manager Head Office
17/18, 3rd Floor, Vaswani Mansion,
120, Dinshaw Vachha Road,
Opp. K C College, Churchgate
Mumbai
400 020
India
Tel: 91 2288 8075
Fax: 91 2202 0798
www.idfcmf.com/financial_powerhouse.aspx
Institution Type
Independent Firm
Contacts
Mr. Kenneth Andrade
Head of Investments
Mumbai, India
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 696 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
Sector
Banking & Finance
Biotech / Life Science
Consumer Goods
Clean Tech / Renewable
Energy
Healthcare
Industrials
Leisure
Media
Natural Resources
Retail
Support Services
Technology
Telecoms
Transportation
Utilities
Diversified or no Sector Preference
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 697 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IDFC Hybrid Infrastructure
Fund
Apr-2009 Infrastructur Asia-Pacific Energy, Telecoms,
Transportatio
Launched
Apr-2009 Launched
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 698 of 701
IDFC Private Equity
Update Date: 19-Mar-2009
Fund Manager Head Office
17, Vaswani Mansion, 3rd Floor
Dinshaw Vachha Road, Churchgate
Mumbai
400 020
India
Tel: 91 22 2202 0748
Fax: 91 22 2202 0798
www.idfcpe.com
fund@idfcpe.com
Institution Type
Corporate Subsidiary/Division
Assets / Funds Under Management
USD 1.30 bn
Contacts
Mr. Satish Mandhana
Managing Director
Mumbai, India
satish@idfcpe.com
Mr. Luis Miranda
President & CEO
Mumbai, India
luis@idfcpe.com
Mr. SG Shyam Sundar
Managing Director
Mumbai, India
Background
IDFC Private Equity, subsidiary of Indian infrastructure company IDFC, was established in 2002. It manages a number of funds including the India
Development Fund, India Private Equity Fund II and India Private Equity Fund III. Investments are made across a number of sectors such as social,
rural and urban infrastructure, transport and others.
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 699 of 701
Fund Management Allocation Breakdown
Provides a breakdown in percentage terms of the institution's allocation to private equity, in terms of geography, sectors and transaction types.
Geography
Global
Regional
North America
Western Europe
Central & Eastern Europe
Middle East
Africa
Asia Pacific
Latin America
Country Specific
Transaction Type
Acquisition
Buyout
Buyin
Early Stage
Expansion
Mezzanine
PIPE
Public to Private
Replacement Capital
Distressed
Other
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 700 of 701
Private Equity Funds Raised or Managed:
Fund Name Size Open Fund Type Regions Sectors Countries Status
Target Close Stage
IDFC Private Equity Fund II USD 440.00 m Infrastructur Asia-Pacific Currently Investing
USD 440.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 440.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Asian Development Bank USD 45.00 m
Canara Bank
CDC Group PLC (Capital for
Development)
GBP 12.40 m
Evolvence Capital
Evolvence India
KfW Bankengruppe
Life Insurance Corporation of
India (LIC)
Thomas Weisel Capital
Management LLC
USD 15.00 m
Thomas Weisel Capital
Management LLC
USD 15.00 m
IDFC Private Equity Fund III USD 700.00 m Infrastructur Asia-Pacific
USD 700.00 m
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 700.00 m
India Development Fund USD 192.00 m Infrastructur Asia-Pacific Healthcare,
Leisure,
Currently Investing
USD 192.00 m Currently Investing
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
USD 192.00 m
Fund Performance per LP Committment:
Institution Name Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
Bank of Baroda
Canara Bank
Evolvence Capital
Export Development Canada
(EDC)
Indian Overseas Bank
Life Insurance Corporation of
India (LIC)
National Insurance Company
Limited
Small Industries Development
Bank of India
State Bank of India (SBI
Ventures)
Union Bank of India
India Infrastructure Financing Infrastructur Asia-Pacific Indi
Fund Performance:
Capital Committed Cash In Cash Out Cash Out + Remaining Value Net IRR Investment Multiples
PE Connect
2010 PEI Media Ltd www.privateequityconnect.com
Page 701 of 701

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