Professional Documents
Culture Documents
and Reply]
Author(s): Elizabeth M. Brumfiel, Kenneth L. Brown, Pedro Carrasco, Robert Chadwick,
Thomas H. Charlton, Tom D. Dillehay, Connie L. Gordon, Roger D. Mason, Dennis E. Lewarch,
Hattula Moholy-Nagy, Jeffrey R. Parsons, David A. Peterson, Hanns J. Prem, Barbara J.
Price, Frances Rothstein and William T. Sanders
Source: Current Anthropology, Vol. 21, No. 4 (Aug., 1980), pp. 459-478
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for
Anthropological Research
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CURRENT ANTHROPOLOGY
FoundationforAnthropological
Research0011-3204/80/2104-0001$02.25
1980by The Wenner-Gren
Specialization,MarketExchange,and the
Aztec State:A View fromHuexotla'
byElizabeth M. Brumfiel
1 Fieldwork
at Huexotla was supported by a Ford Foundation
Grant for Overseas Archaeological Research and by a National
Science Foundation Dissertation ImprovementGrant (GS-38470).
This supportis gratefullyacknowledged.I also wish to thankJeffrey
R. Parsons for providingsuggestionsand encouragementat each
stage of the collectionand analysis of the Huexotla data. Mary
Hodge, Elinor Melville, and Henry Wrightall read an earlierdraft
of thispaper and offeredveryusefulcommentson it.
2 Of course,in any givencase, the economicutilityofspecialization
and exchangemay be surpassed by theirimportancein buttressing
social and politicalrelationships(see Mauss 1954[1925],Levi-Strauss
1969,Sahlins 1972,Wright1977).
comadministrative
lize the use of legal force.Givensufficient
plexity,theoutputsofdifferent
segmentsoftheproductivesystem can be monitored,and, should these outputsfall below
theirrequisitelevels,correctiveaction can be initiated(Flancontrolofpolice and military
nery1972). Givengovernmental
institutions,
theoutbreakofwarfarewithintheexchangeregion
can be forestalledand disruptionof the exchange system
systemof
avoided.Conversely,themaintenanceofan effective
specializationand exchangewill confersubstantialeconomic
benefitsupon citizensof the state, winningtheirloyaltyand
thuscontributing
to its persistence(Service1975,1978).
The purposeof thispaper is to investigatethe interrelationships of specialization,marketingactivity,and state-level
polities.It drawsinspirationfromthe workof Sanders (1956,
1965, 1968; Sandersand Price 1968), who has suggestedthat
specializationand exchange were importantfactorsin the
emergenceof pre-Hispanicstates in highlandCentralMexico.
Sanders has argued that the environmentaldiversityand
of raw materialsin highlandMexico enlocalizeddistribution
specializationand
couragedthe developmentof intraregional
systems.In his view,specializationfavored
regionalmarketing
of ecopoliticalcentralizationbecause "as the diversification
nomicinterestbecomesgreater,the greateris the need forthe
centralizedregulationof thoseinterests.Specialistsin control
of menand of resources-politicalspecialists-are increasingly
required"(Sandersand Price 1968:232-33). The formationof
regionalmarketingsystemsfavoredthe emergenceof territoriallyextensivepolitical units because marketingsystems
"are difficult
to maintainexceptwhenthe communities[participatingin the system]are part of some largersociopolitical
structuresuch as a regionalstate" (Sanders 1965:6).
To evaluate the hypothesisthat Mexican states arose and
thenexpandedto facilitatespecializationand marketexchange,
a programofarchaeologicalresearchwas carriedout at Huexotla, a site in the easternValley of Mexico datingto the Aztec
period(ca. A.D. 1150-1519).For severalreasons,data fromthe
Aztecperiodoughtto be appropriateto thistask.
thatenvironmental
diversity
First,historicalsourcesconfirm
withinthe Valley of Mexico was associated witha degreeof
economicspecializationat and beforethe date of Spanishconquest. Duran (1964[1581]:32),for example,recordsthat the
firstinhabitantsofTenochtitlanexchangedtheproductsof the
lake that surroundedthem for constructionmaterialswhich
werenot locallyavailable. Cortes(1970[1519-26]:51)observed
a briskcommercein salt centeredaround threecommunities
just south of Tenochtitlan,and Diaz del Castillo (1908-16
[1632]:34) noted that lime kilnswereheavilyconcentratedin
the northern
end of the valley.Later 16th-century
documents
(especiallythe RelacionesGeogrdficas;
see Cline 1972) indicate
that manycommunities
in the Valley of Mexico weresupplementingsubsistenceagricultureby specializingin one or more
activitiesthatyieldedproductsformarketsale. Many of these
activitiescould have persistedfrompre-Hispanictimes.
Second, the existenceof a regionalexchangesystemwithin
theValleyofMexicoduringtheAztecperiodcannotreasonably
be questioned.The largestof the Aztec settlements,
Tenochwas servedby a daily marketcontainingan astonishtitllan,
ingvarietyofgoodsand attendedby thousandsofpeople (Narrative1917[1556]:65-67;Cortes1970[1519-26]:62-64;Diaz del
Castillo 1956[1632]:215-17;also see Calnek 1975 and Parsons
1976). Markets were also held periodicallyin many of the
valley's smaller cities and towns ("Carta" 1870[1563]:296;
Chimalpahin1965[ca.1606-31]:206;Duran 1971[1570]:213-19;
Motolinia1950[ca. 1536-43]:59). By the date of Spanish conquest, marketexchangehad existedin the Valley of Mexico
forat least two centuries(Duran 1964[1581]:32;Tezozomoc
1975[1598]:231).3
duringtheAztec
Third,thepatternofpoliticaldevelopment
moreextensive
periodwas markedby thegrowthofterritorially
units.DuringEarlyAztectimes(ca. A.D. 1150-1350),thevalley
was dividedinto small,localized,politicallyautonomouscitystates (Gibson 1964:32-36; Sanders and Price 1968:157-59;
Soustelle 1961 xxii). After 1350, these city-stateswere incorporatedinto a large regionalempire(Barlow 1949, Gibson
1971). Althoughthe empirewas stillonlylooselyintegratedat
the time of Spanish conquest,there had already been considerable movementtoward greaterpolitical centralization
(Cortes 1970[1519-26]:65;Ixtlilxochitl1952[ca. 1600-40]:17678; Motolinia1950[ca.1536-43]:210, 215), greaterbureaucratic
complexity(Chimalpahin1965[ca. 1606-31]:194,219, 228-29;
Tezozomoc1975[1598]:268-69),and morerigidsocialstratification (Duran 1964[1581]:131-32,223-24).
oftheAztececonomicsystem
Whilehistoricaldocumentation
is extensive(see Berdan 1975), it is not detailed enough to
elucidateseveralimportantquestionsconcerning
specialization,
exchange,and Aztec politicalhistory.For example,how complex werethe economiesof the small Early Aztec city-states?
Sandersand Price (1968:152) have suggestedthat theywere
marked by considerablediversity.Differentkinds of craft
specialists,residingin the central towns, exchanged their
productsboth with other craftspecialistsand with agriculeach town.The
turalistsresidingin theruralareas surrounding
were also specialiststo a degree; theircrops
agriculturalists
varied withrainfall,drainage,and soil depth,and they were
able to combineagricultural
productionwithone or moreother
reextractiveindustries,dependingupon the nonagricultural
sourcesavailable to them.If thissuggestionis correct(and it is
highlyplausible),one mightargue (as Sanders[1968]appears
to) that the existenceof smallcity-statesin Early Aztec times
was foundedupon the need to stabilizespecializationand exis, howchangeat thelocal level.The historicaldocumentation
to resolvethe issue.
ever,insufficient
of CentralMexico duringLate
Was the politicalunification
Aztec times,with the ensuinggrowthin centralizationand
bureaucraticcomplexity,accompaniedby the intensification
of specializationand exchangeon a regionalscale? The functionalrelationships
exchange,
postulatedbetweenspecialization,
and politicalcomplexity
suggestthatthisshouldhave occurred,
but, again, verificationof this suggestionthroughhistorical
researchhas not beenpossible.
oftheAztecmarketsystem?
What was theprimaryfunction
Specializationand exchangecan operateas adaptive mechaof a pronisms,providingmeans forenhancingthe efficiency
ductivesystemat theregionallevel.Thus theprimaryfunction
of the Aztecmarketsystemmighthave been to distributethe
3 The existenceof a large,well-integrated
regionalmarketingsystem in the Valley of Mexico duringAztec timesis also indicatedby
the settlementpattern(Smith 1979).
460
theregion.
productsoflocal specialiststo consumersthroughout
Thereare,however,alternativepossibilities.Many marketsystems are orientedtoward the extractionof produce froma
regionalhinterlandeitherforexportor forurbanconsumption
(see Smith 1976 for numerousexamples). These alternatives
is notplentifulin
but relevantinformation
meritinvestigation,
publishedhistoricalaccountsof the Aztec economy.
Finally, to what extentand in what ways was the Aztec
marketsystemaffectedby othermodes of exchangesuch as
tributecollectionand long-distancetrade? The documentary
evidencecompiledby Berdan (1975, 1977) suggeststhat these
but it does not permit
threesphereswerecloselyinterrelated,
upon the
one to gauge the impact of these interrelationships
structureand intensityof marketexchange.
The archaeologicaldata collectedfromHuexotlaprovidethe
on thesematters:
information
following
1. The local economyofat least thissmallEarly Aztec citystate was not verycomplex.Verylittleevidenceof specialization on the local level was obtained at Huexotla. Thus, dependenceupon specializationand marketexchangeat thelocal
level does not appear to account for the pattern of small,
localizedcity-states
typicalofEarly Aztecpoliticalstructure.
2. The political unificationof CentralMexico duringLate
of regional
Aztec timeswas accompaniedby an intensification
exchange.Greaterquantitiesof salt, spindlewhorls,obsidian,
and probablyclothfromnonlocalsourceswereprocuredby the
inhabitantsofHuexotladuringLate Aztectimes.Concurrently,
the productionof maize and magueysyrupby-productswas
thatimportedproductswerebeing"paid
intensified,
suggesting
for"withfoodstuffs.
3. The Early Aztec marketsystemappears to have been
the productsof local specialists
orientedtowarddistributing
to a regionalpopulation of consumers.During Late Aztec
activityshiftedtowardproviding
times,thefocusofmarketing
food for burgeoningurban populations.The intensityof exchangebetweenHuexotla and the regionalcapitals of Tenochtitlanand Texcoco increasedwhile the intensityof exchange
local centersremained
betweenHuexotlaand otherlower-level
unchanged.This suggeststhat the Late Aztec intensification
as resulting
of regionalexchangeis probablybest interpreted
fromurbanizationratherthanfroma generalizedmovementof
the population toward a betteradaptive adjustmentto its
environment.
diversified
4. Marketexchangeand tributeextractionwereveryclosely
linkedduringLate Aztec times.Much of the obsidianand the
cloth procuredby Huexotla's inhabitantsduringLate Aztec
timeshad probablybeen producedas itemsof tributerather
than as marketcommodities.Introducedinto the marketsystem in the marketplacesof regionalcapitals, these goods enby the
couragedspecializationin the productionof foodstuffs
ratherthancraftspecializaruralpopulace.Tributeextraction,
tion, was the methodused by the urban populationof the
Valleyof Mexico to pay forthe foodit consumed.
The data uponwhichtheseconclusionsare basedare reported
a generalrebelow.The concludingsectionof thispaper offers
of specialization,market
examinationof the interrelationships
exchange,and the existenceof the Aztec state.
THE VALLEY OF MEXICO AND THE HUEXOTLA
CITY-STATE
The Valley of Mexico is a large internaldrainagebasin lying
morethan 2,240m above sea level at the southernedge of the
Central Mexican plateau (fig. 1). Measuring 180km northsouthand 60 km east-west,the valleyencompassesan area of
roughly8,000km2.In pre-Hispanictimes,muchof the valley
floorwas coveredby a chainofveryshallowlakes. The central
segmentof the lake systemwas quite salty,the northernand
southernsegmentsmuchless so. By the date of Spanish conCURRENT
ANTHROPOLOGY
Mexico
Brumfiel:SPECIALIZATION,
LAKE ZUMPANGO
AX
Teotihuacan
Otumba
Texcoco
LAKE TEXCOCO
*Huexotlo
H
uexotia
Azcopotzalco
* Coatlichan
Tlocopan
8
_
10 km
~~~~~~~~~Tenochtitlan
\LAKE XOCHIMILCO
\
>
t~~~~~~~~~~~~~~~~~Chalco
Xochimico
lake systemand the locationof Huexotla. Late Aztec regionalcapitals are starred.
FIG. 1. The Valley of Mexico, showingthe prehistoric
461
Urb~~~~6r
-N-
FIG.
TABLE 1
CATEGORIES
OF TOOLS
ARTIFACT
ASSOCIATED
STUDY AND
INDUSTRY
462
CURRENT
ANTHROPOLOGY
pationis represented
by otherunitsfromtheurbancenterand
by virtuallyall the unitsin the moreeasterlylowerand upper
piedmontsectors.All unitsfromthelakeshoresectorcontained
an even mixof Early and Late Aztec materials.
My analysisbeginswithan examinationof theinternalcomplexityofproductionat HuexotladuringEarly and Late Aztec
times.
INTERNAL SPECIALIZATION
AND EXCHANGE
Brumfiel:SPECIALIZATION,
prismaticblades across all sectors,indicatingthat the inhabitantsof each sectorproducedthe blades used withinit rather
specialistsresidingin
than dependingupon obsidian-working
of ceramicmolds sugthe urban zone. Only the distribution
gested more intensivecraftproductionby Huexotla's urban
populace. Of the 13 moldscollectedin the Huexotla area, 12
came fromtheurbanzone. Sincetheywerescatteredovermost
of thatzone, however,theyprovidedno evidenceof especially
intensivecraftproductionby particularurban householdsor
wards.
Apparently,the economicrelationsbetweenthe urban and
More intenpiedmontsectorsof Huexotla wereasymmetrical.
sive foodproductionin thepiedmontsectorswas not countered
by moreintensivecraftproductionin the urban sector.Relationsbetweenthesetwoareas wereprobablynotbased uponthe
goods withina marketsetting.
exchangeof complementary
Perhaps the recipientsof the food surpluses produced in
Huexotla'spiedmontwereurbanelitesratherthanurbancraft
these surpluses
specialistsand the mechanismof transferring
was tributeextractionratherthanmarketexchange.
between
Finally,thereseem to have been some differences
upperand lowerpiedmontsectorsin the natureofproduction.
were
Artifacts
relatedto theprocessingofmagueyby-products
more commonin the upper piedmont,while unifaciallyretouchedblades (relatedto maize cultivation)weremorecommonin thelower.As I have said, magueyis moretolerantthan
soil conditions.Evidentlythis was
maize of upper-piedmont
recognizedand exploitedto a degree,moremaize beingcultivated in the lowerpiedmontsectorand moremagueyin the
upper.However,judgingby the ceramicmaterials,the upper
piedmontsectorwas occupied only duringLate Aztec times.
Therefore,the incipientdivisionof labor betweenmaize producersand magueyproducerswas a Late Aztec phenomenon.
offood
It was probablyassociatedmorewiththeintensification
inproductiorn
forexportthan with an increasein efficiency
tended to meet local needs. This point will be discussedat
greaterlengthlater.
In summary,the data fromHuexotla indicatethat the internaleconomyof this Aztec city-statewas notcharacterized
by a complexdivisionof labor dependentupon a stable local
marketsystem.When specializationwas trulyqualitative in
nature(as it evidentlywas in the lakeshoresector),it engaged
of thepopulation.Wheregreaternumonlya smallproportion
activities
bersofpeoplewereinvolved(as in thefood-producing
of the inhabitantsof the piedmont),productionwas probably
linkedto mechanismsof exchangebeyondthose of the local
marketsystem.
If specializationand local marketexchangewere not im-
TABLE 2
NONLOCAL PRODUCTS COLLECTED AT HUEXOTLA AND THEIR POINTS OF ORIGIN
PRODUCT
Fabric-markedpottery....................
Large black or buffspindlewhorlswith
inciseddecoration......................
Large red-and-blackspindlewhorlswith
incisedor moldeddecoration............
POINT OF ORIGIN
463
sherds,associatedwiththe importation
of salt fromValley of
Mexico sources,weremuchmoreabundantin Late Aztec collections.5Importedlarge spindlewhorls(Type I; see Parsons
1975:213) came to predominateover locally produced ones
(Types IIA, B, and D; see Parsons 1975:215). Whileobsidian
declinedin relativeabundance in the Late Aztec collections,
the absolutequantityof obsidianimportedinto the city-state
increased.(Huexotla's populationgrewan estimated50% in
I Because ofthedifficulty
forfabric-marked
withthefigures
pottery
indicated in the note to table 5, increased importationof salt at
Huexotla duringLate Aztec timesis morelegitimatelyinferredfrom
the multidimensionalscaling analysis, which clearly indicates the
association of fabric-markedpottery with the other Late Aztec
ceramicvariants.
OF REGIONAL EXCHANGE
participaThereare severalindicationsofHuexotla'sincreasing
tion in a regionalexchangesystem(table 5). Fabric-marked
TABLE 3
DISTRIBUTION
Felsite blades..........
..........
Heavy scrapers..................
Thick-walledvessels..............
Unifaciallyretouchedprismatic
blades........................
Prismaticcores..................
..........
Projectilepoints.......
Fired clay balls.........
........
Large spindlewhorls.....
........
Small spindlewhorls..............
LOWER
PIEDMONT
URBAN
LAKESHORE
1 (0.17)
2 (0.34)
207 (35.0)
11 (2.7)
3 (0.73)
186 (45.0)
5 (3.0)
1 (0.6)
75 (45.0)
108 (18.0)
1 (0.44)
3 (0.5)
2 (0.34)
3 (0.5)
5 (0.84)
155(38.0)
9 (1.2)
6 (1 .5)
6 (1.5)
7 (1 .7)
6 (1.5)
111 (66.0)
6 (1.4)
2 (1 .2)
0
4 (2.4)
4 (2.4)
ofonecase,frequencies
Figuresin parentheses
are,withtheexception
per100comalrims.
function
common
toall Aztechouseholds
Sincecomals(ceramic
griddles)
serveda well-defined
and
I haveusedthelatteras a measure
intheHuexotlacollections,
sincetheirrimsareverycommon
of artifactabundance.For theprismatic
obsidiancores,thestandardmeasureused is per 100
bladefragments.
prismatic
NOTE:
TABLE 4
DISTRIBUTION
URBAN
LOWER
PIEDMONT
UPPER
PIEDMONT
13 (1.1)
9 (0.76)
471 (40.0)
317 (27.0)
24 (1.0)
3 (0.25)
14 (1.2)
6 (0.51)
12 (1.0)
89 (3.1)
84 (3.0)
1,461(52.0)
2,835 (101.0)
77 (1 .0)
32 (1.1)
16(0.57)
30 (1. 1)
17 (0.6)
54 (4.8)
42 (3.8)
975 (87.0)
838 (75.0)
14 (0.7)
14 (1.2)
2 (0.18)
5 (0.45)
3 (0.27)
LAKESHORE
Felsite blades.......................
Heavy scrapers.........
............
Thick-walledvessels.................
Unifaciallyretouchedprismaticblades.
Prismaticcores.........
............
Projectilepoints........
............
Fired clay balls .........
............
..........
Large spindlewhorls......
Small spindlewhorls.................
1 (0.17)
2 (0.34)
207 (35.0)
108 (18.0)
1 (0.44)
3 (0.5)
2 (0.34)
3 (0.5)
5(0.84)
ofonecase,frequencies
Figuresinparentheses
are,withtheexception
per100comalrims(seenoteto table3); for
prismatic
cores,thefrequencies
areper100prismatic
bladefragments.
NOTE:
TABLE
DISTRIBUTION
GOODS BY TIME
EARLY AZTEC
Fabric-markedsherds.30
Large spindlewhorls
Type I (Nonlocal).3
Type IIA, B, D (Local).
Obsidian
Grey (fromOtumba).
Green (fromCempoala-Pachuca)....
PERIOD
LATE AZTEC
(5.2)
792 (14.0)
(0.52)
21 (0.37)
19 (0.33)
8 (1.4)
561 g (97.0 g)
2,419 g (417.0 g)
3,882 g (66. 0 g)
21,385 g (374.0 g)
arefrequencies
Figuresin parentheses
per100 comalrims.
Sincefabric-marked
was usedto distinguish
Late AztecfromEarlyAzteccollections,
pottery
thecountsand frequencies
recorded
heremayunderstate
theirabundancefortheearlierperiod
and overstate
it forthelater.
NOTE:
a
464
CURRENT
ANTHROPOLOGY
Brumfiel:
SPECIALIZATION,
TABLE 6
DISTRIBUTION
OF ARTIFACTS BY TIME
EARLY
Agriculturalimplements
Felsite blades......
............
Heavy scrapers.................
Thick-walledvessels.......
......
Unifaciallyretouchedprismatic
blades .......................
Huntingimplements
Projectilepoints................
Fired clay balls .................
Spinningimplements
Large spindlewhorls......
......
Small spindlewhorls.............
NOTE:
PERIOD
AZTEC
LATE
AZTEC
16 (2.8)
4 (0.69)
261 (45.0)
157 (2.7)
137 (2.4)
3,114 (54.0)
266 (46.0)
4,098 (73.0)
8 (1.4)
6 (1 .0)
52 (0.91)
34 (0.59)
11 (1 .9)
10 (1.7)
44 (0.77)
37 (0.65)
Figuresin parentheses
arefrequencies
per100comalrims.
466
ANTHROPOLOGY
Late Aztec marketsystemlent supportto the processof urbanization,and urbanizationcontributedto persistenceof the
Aztec state in at least two ways: it facilitatedcommunication
betweenspecializedsegmentsof the state's bureaucracy,proand it enabled the
vidingfor more effectiveadministration,
state to requirethe residenceof conqueredrulersin the Triple
Alliancecapitals,wheretheiractivitiescould be monitored.In
addition,commercialintensification
probablyresultedin an
increasein prosperityfor the Late Aztec populationin the
ValleyofMexico,insuringtheirloyaltyto the state. I suggest,
was foundedupon the passage of
however,thatthisprosperity
tributegoodsintothemarketsystemand thelowercost ofnonfood commoditiesthat this entailed.This contrastswith my
in whichprosperitywas attributedto the
initialformulation,
efficiencies
in productionachieved througha more complex
divisionof labor.
It is my initialemphasisupon the relationshipof a complex
that seemsmost
divisionoflabor to commercialintensification
in need of revision.The Early Aztec materialsfromHuexotla
suggestthat the Aztecmarketsystemdid originallyserveas a
means of distributingthe productsof local specialists to a
regionalpopulationofconsumers.
Hence,specializationand the
environmental
diversityupon which it was based were imoftheAztecmarketsysportantfactorsin theinitialformation
tem. Rather than developingthroughan elaborationof this
systemof local specializationand regionalexchange,however,
the Late Aztec marketsystemintensified
because its original
functionwas supersededby a second: the exchangeof tribute
forfoodbetweenurbanand ruralpopulations.The exploitation
of local environmental
diversitythrougha complexdivisionof
laborwas probablyless crucialaftertheformation
of theAztec
Triple Alliance than before.As the Triple Alliance sphereof
conquestgrew,it createda networkof economicrelationships
thatextendedbeyondtheconfines
ofthevalley.Tribute-paying
populationsin the moreremoteprovincesof the empirecould
be coerced into assumingresponsibility
for certain types of
productiveactivitiesthat had previouslyfallento the inhabitants of the valley. The resultwas an economicsystemthat
made the best use of the resourcesof Central Mexico as a
whole (so faras the valley's inhabitantswere concerned)but
one that was attuned to environmental
diversitywithinthe
valleyonlyas thisdiversityaffectedtheproductionoffood.7
Thus, I tend to reject the suggestionthat the Aztec state
aroseto facilitateexchangebetweenspecialistsofdiversetypes.
I would argue that marketexchangein the Valley of Mexico
duringLate Aztec times was dominatedby the exchangeof
tributeforfoodbetweenurbanand ruralpopulationsand not
by theexchangeofproductsbetweengroupsofspecialists.The
success of the Aztec Triple Alliancerestedupon its abilityto
intervenein the marketsystemin such a way as to insurethe
supportof its administrative
centers.
This paperhas focusedupontherelationship
ofspecialization
and exchangeto the state withinthe specificcontextof Aztec
culture,but its conclusionsmayhave widerrelevance.Political
centralization
has frequently
entaileda degreeof demographic
nucleation(see Sjoberg1960),and therulersofmanyemerging
states have had to concernthemselveswith the problemof
feedingurban populations(see Tilly 1975). Solutionsto this
problemwillhave been foundin variousformsof intervention
in existingsystemsofproductionand exchange.Thus, I would
expectthatarchaeologicalinvestigation
ofemergingstate-level
politieswill often reveal evidence of extensiveeconomicreorganization(see Johnson1973). Reorganizationwill neverbe
7Thus, while I would agree with Sanders, Parsons, and Logan
(1972:177-78) that the extremelydense populationof the Valley of
Mexico during the Aztec period was supportedby intensive,specialized food productioncoupled with an effectiveregionalmarket
system,I would also emphasizethe contributionofmilitaryconquest
and tributeextractionto thesubsistencebase in thecenturypreceding
European contact.
Brumfiel:SPECIALIZATION,
entirelydivorcedfromconsiderations
of adaptive effectiveness
or economicefficiency
(Price 1979:299-300),and in somecases
theseconsiderations
willthemselveshave providedtheimpetus
to change. In other cases, however,the impetus will have
stemmedfromnew patternsof administrativecontrolintroduced by the emergingstate to secureand extendits power.
Comiments
byKENNETH L. BROWN
Department
ofAnthropology,
University
ofHouston,Houston,
Tex. 77004, U.S.A. 16 i 80
This paper representsan interesting
discussionof the Aztecperiodeconomicsystemof the Basin of Mexico. Unlikeother
it viewsthe systemfromtheperspectiveof a rural
treatments,
secondary political/economiccenter. While this procedure
offers
new insights,thepaper has a numberofproblems.
Brumfielestablishesas her centralthemean evaluationof
Sanders's arguments (1956, 1965, 1968) "concerningthe
economic functionsof Central Mexican states." However,
as Brumfielnotes,referto the originof
Sanders's comments,
CentralMexican states and not to theirhighestlevel of comthe Aztec system.In
plexityand centralizedadministration,
is the highdegreeof
fact,what Brumfielneatlydemonstrates
centralizedadministrationof the economic system by the
Aztec rulers.She neverdirectlyreturnsto the questionraised
by Sanders.She does statethatthe Aztececonomicsystemwas
primarilypolitical rather than an economic-maximization
strategy,but it is preciselythispointthatmay be herweakest.
to determinesolely on the basis of the
While it is difficult
Huexotla data givenby Brumfiel,her discussionof the other
information
available on the Aztec economysuggeststhat it
was an attemptat economicmaximization.
Brumfieldemonstratesthe changes in behaviorwhich occurred at Huexotla as the complex, territorially
expansive
Aztecstateevolved.Alongwiththesechanges,shedemonstrates
theAztecmanipulationofthetributesystemto introducenonfooditemsinto the economy.Such action,as Brumfiel
argues,
wouldhave reducedthe value of nonfoodgoods,since moreof
thesegoods (e.g., cloth) would have enteredthe market.This
would have forcedmanypeople to turnto primaryfoodproductionin orderto survive.So far,no debate. However,the
Aztec administrators
actually had two alternativesin their
of the economicsystemto meetthe demandsof
intensification
as tribute,
an everincreasingpopulation:to extractfoodstuffs
thusallowingthe Basin economicsystemto continuemuchas
it had before,or to importnonfooditemsand forcea shiftin
the internalBasin economytowardincreasedlocal foodproduction.They selected the second. The questions,then,are
a
whytheyselectedthisalternativeand whetherit represents
maximizationstrategy.
In the answerto thesequestions,thereare two criticalfactors: the use rate of the variousitems(foodvs. nonfood)and
the transportation/manufacture
costs of theseitems.Use rate
can be definedas therate at whichitemsare totallyconsumed
(the time fromproductionto completeeliminationfromthe
is highcomparedto that
system).The use rate forfoodstuffs
of cottoncloth or obsidian tools. Thus, by selectingthe first
alternative,the Aztecswouldhave been forcedto keep renewNonfooditemsare consumedat a
ing theirstockof foodstuffs.
slowerrate. In termsof the transportation/manufacture
costs,
one mustconsidernot only the weightbut the bulk of items.
Outsideof the Basin, goods wereprimarilymoved by human
labor-an inherentlyexpensiveprocess. Basic foodstuffs
are
both heavy and bulkyin comparisonwithcloth.Manufactur-
467
ANTHROPOLOGY
Brumfiel:
SPECIALIZATION,
469
470
ANTHROPOLOGY
byHATTULA
MOHOLY-NAGY
Brumfiel:SPECIALIZATION,
byBARBARAJ. PRICE
New York,N.Y., U.S.A. 2 II 80
Of the many debatable issues raised in this paper, these
remarkscan address only a few. One wondersinitiallythat
thereseemsno consistentmodel,implicitorexplicit,ofexpected
in a
scale or patterningof internalsocioeconomicdifferences
communityof the size, density,and political status of a
Huexotla. Neither the range of variation observed in contemporarymunicipiocabeceras-the most probable counterpart of such communities-nor the ample ethnohistoric
documentationof, e.g., Huexotzinco (Dyckerhoffand Prem
1976) seems to have influencedthis attemptat retrodiction.
Withoutany stated expectations,there is no possibilityof
relevant
any,norcan an appropriateor demonstrably
falsifying
investigativestrategybe developed. It is hardly surprising,
that the methodology
employedis incapableof distherefore,
tinguishingamong possible or probable options. Sampling
techniques,howeverfashionable,are unproductivewhen apof only300 ha., are unlikelyto reveal the
plied to a settlement
byHANNS J. PREM
most probable extentand organizationof specializationin a
Institut fur Vo5lkerkunde
und Afrikanistik,Universitdt small ruraltownsuch as this,and represent,
moreover,merely
Miinchen,Schellingstrasse
33, Munich 40, Federal Republic the investmentof methodologyforwhat seems to be its own
ofGermany.
8 II 80
obsersake. Finally,I questionthe legitimacyof extrapolating
To beginwith,a remarkon terminology
seems necessary.In
vations taken in a politicallydependentrural backwaterto
Brumfiel'spaper the term"Aztec" has severaldifferent
and
meanrevealprocessesofproductionand exchange,centralization
ings.It is used to designatea long chronological
periodas well
power in an imperialpolitical economy.Treatmentof these
as a culturaland politicalaffiliation
withthe Mexican capital
throughoutthe discussionand
questionsis self-contradictory
472
CURRENT
ANTHROPOLOGY
Brumfiel:
SPECIALIZATION,
researchstrategysomewhatmoresensitiveto theprobabilities
theydetermine.
in population numbersand distribution
Cited differences
betweenEarly and Late Aztec-the materialindicatorsof an
alteredpoliticaleconomy-are moreparsimoniously
explained
withreference
not to trade but to the developingshiftin the
mode of productionto chinampa cultivation.Tenochtitlan's
geopoliticalposition,admirablysuitedto controlling
the zone
in which this reclamationrequiredleast labor per unit of
returnand in whichthe shiftthus took place earliest,underwroteits regionaland supraregional
dominance.This last is recontrolnotonlyoftradeat all levels,but
flectedin itsincreasing
is equivprobablyof muchoftherestof theeconomy.Brumfiel
of theAztec Emocal concerningthe degreeof centralization
pire withinits own heartland;by the end it was probablyfar
higherthansheseemsto credit.But agriculture,
nottrade,continuedto accountforthebulkofthegrossnationalproductand
therefore
explainsthe abilityof the state to move,withlittle
into increasingcontrolof
competitionfromotherinstitutions,
sectorsas trade(cf.Wittfogel
suchancillaryrevenue-producing
1959).The energy-richer
activitygovernsthepatterningofthe
one.
energy-poorer
Steward (1950) criticizedthe "microcosm"view of the
peasant communityin the wider, stratifiedsociety-the
tendencyto treat local units as though they were isolated
tribeswith institutionsresponsiveto purelylocal conditions.
Reiteratingthese strictures,Wolf (1956) suggestedthat the
at thebottomofan economic
articulationofsucha community
is a majordeterminant
and politicalhierarchy
ofitsway oflife.
The obverseis that processesat the nationalor imperiallevel
at the local levelmay be only palely or obliquelyreflected
may be unrecoverablevia the worm's-eyeview. Hardy's
is hardlyrepresentative
of theinstitutional
Casterbridge
range
or structureof VictorianBritain.Justas the nationalpolitical
economyis not the village communitywritlarge,the village
community
or rural small town is not the national political
economywritsmall.
byFRANCES ROTHSTEIN
Departmentof Sociologyand Anthropology,
Towson State
University,
Towson,Md. 21204, U.S.A. 6 II 80
Not beingan archeologist,
I was reluctantat firstto comment
on Brumfiel'sarticle. I cannot evaluate its methodologyor
how it fitswithrelatedarcheologicalstudies.I am, however,
enthusiasticabout its findingsand the relevance of such
concerns.It
archeologicalresearchto broaderanthropological
is, in fact,because of the significant
implicationsof the paper
that I mustraise two criticalcomments.First,I would have
liked morediscussionof how Brumfiel'sfindingsof increasing
inequalityrelate to otherrecentarcheologicalstudiesof the
state. Second,I wouldhave likedto see herfollowthroughon
theimplications
ofherdata, and I thinkshe has failedto do so
because she implicitlyadopts a view of the state that stresses
benefitsratherthanclass and conflict.
Brumfiel'sanalysis shows that political centralizationand
increasingspecializationin the Aztec empirewere associated
withan increasein asymmetrical
relationsbothwithinHuexotla
and in the region.She recognizesthat herdata raise questions
about the viewthat the state emergedbecause ofits functions
in stabilizingregionalsystemsof economicspecializationand
exchange,a variationof integrativeor benefittheoriesof the
state. She concludes,however,that the integrativehypothesis
does notapplybecausepremodern
statesdid notoperateunder
free-market
conditions.She neglectsto mentionWallerstein's
(1979:134) argumentthat modernstates do not operatein a
freemarketeitherbecause the factorsof productionare only
partiallyfree.Had she begunwithstratification
as the central
473
474
CURRENT
ANTHROPOLOGY
Brumfiel:
SPECIALIZATION,
Reply
byELIZABETH M. BRUMFIEL
Albion,Mich., U.S.A. 17 III 80
The responsesto my paper are quite diverse.I am glad to
acquirereferences
to recentworksin Mesoamericaneconomics
by Carrasco, Gordon,and Peterson,and I am pleased that
Brown and Rothsteinfind the Huexotla data pertinentto
theoreticalissues beyondthe immediatescope of my analysis
-substantivist vs. formalist
approachesto precapitalisteconomies,on the one hand,and benefitvs. conflictapproachesto
nonegalitarianpolities,on the other.I findmyselfstraddling
the fenceon bothissues,not fromfearof alienatingone camp
or the other(mypaper seemsto have smoothedfewfeathers),
but because each side appears to have settled for partial
truths.My emphasisupon theactive role that state expansion
played in the intensification
of the Valley of Mexico regional
economyplaces me in basic sympathywith substantivist
economics,yet once the institutional
contextof an economyis
definedand once the goals of participantsare understoodwe
can probablyexpectto findparticipantspursuingtheirgoals
accordingto somesortofleast-cost/maximum-return
principle;
hence,the mix of formalexchangetheoryand substantivism
observedby Dillehay. Similarly,althoughI sympathizewith
the conflictapproachto nonegalitarianpoliticalsystems,I do
notbelievethatthisexcludesconsideration
of thebenefitsthat
mightbe gained by elite administration.
As Price (1979:300)
veryaptly observes,"For the elite the questionis essentially
one ofstrategy:Whichcombinationofforceand benefits(both
of which,of course, cost something)will have the highest
payoffand underwhat circumstances?"Considerationof this
questionmightprovidean answer to Peterson'squery as to
whyTriple Alliancerulersdidn'tsimplyforcelocal peoples to
give themfoodas tributeinsteadof goingto such lengthsto
get tributethey could use to buy food with. Perhaps the
potentialcostsof a tax revoltin the TripleAllianceheartland
led by disaffected
local elites but mannedby oppressedcommonerswere great enough to discourageimplementation
of
this ratherstraightforward
option. These questionsaside, I
wouldlike to devotetherestofmyreplyto a discussionoftwo
issues:thevalidityoftheHuexotladata as a sourceofinformation about the Late Postclassic economyin the Valley of
Mexicoand theadequacy of mymodelof theeconomyin light
of theadditionalinformation
and alternativeformulations
presentedby therespondents.
Several respondentshave questionedthe adequacy of the
sample taken fromHuexotla,particularlyits abilityto gauge
the intensityof craftspecializationwithinthe city-state.One
questionposedby Mason and Lewarchconcernsthepossibility
of my having missed evidence of craftspecializationin the
rural areas because "no samples were taken betweenhouses
in theruralarea." Evidently,thereis a misunderstanding
about
mysamplingprocedure.In theruralareas, everyconcentration
of prehistoric
debriswas sampled,withoutpriorevaluationof
whetherthese concentrations
representedworkshopsor residences. If workshopdebrishad been presentin surfaceconcentrationslocated away fromthe individualresidences,those
concentrations
wouldhave been sampled,and noneof the collectionsfromtheruralareas indicatetheexistenceofworkshop
locales.
Charlton,Mason and Lewarch,Parsons,Price,and Sanders
all question whethera 1% sample drawn fromHuexotla's
urbancore was largeenoughto providean accuratepictureof
the intensityof craftspecializationby the town's residents.
For many typesof statisticalquestions,it is the absolutesize
of the sample drawnfroma populationratherthan the perofthepopulationsampledthatdetermines
theaccuracy
centaige
of statisticalinference,
and the questionof whatproportionof
475
ANTHROPOLOGY
References
Cited
ACOSTA SAIGNES, MIGUEL. 1945. Los Pochteca.Acta Antropol6gica1
(1).
[PC, RC]
Brumfiel:
SPECIALIZATION,
Teotihuacan: A preliminarystudy.MesoamericanNotes7-8:1-23.
[RC]
H. 1971. Informesobre trabajos del laboratorio,
CHARLTON, THOMAS
enero a mayo, 1971. MS, Instituto Nacional de Antropologiae
[THC]
Historia,Mexico.
-. 1978. Teotihuacan, Tepeapulco, and obsidian exploitation.
[HJP]
Science200:1227-36.
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478
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