Professional Documents
Culture Documents
Health Psychology:
Psychological Adjustment
to Chronic Disease
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
1
Department of Psychology, University of California, Los Angeles, California
90095-1563; email: astanton@ucla.edu
2
Program in Psychology, Graduate Center of the City University of New York,
New York 10016-4309; email: TRevenson@gc.cuny.edu
3
Department of Community Medicine and Health Care, University of Connecticut
Health Center, Farmington, Connecticut 06030-6325; email: tennen@nso1.uchc.edu
565
ANRV296-PS58-22 ARI 17 November 2006 1:35
CONTRIBUTORS TO
about what is known regarding adjustment to
ADJUSTMENT TO CHRONIC
these diseases, beginning with a brief discus-
DISEASE . . . . . . . . . . . . . . . . . . . . . . . . 570
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In this article, we do not tackle the im- arthritis, the most common cause of disabil-
portant topics of adjustment to chronic dis- ity, affects approximately 43 million people
ease in childhood, predictors of caregiver ad- (CDC 2005). Chronic diseases account for
justment, health behavior change and psy- 75% of the $1.4 trillion medical care costs in
chosocial interventions2 in chronic disease, the United States (CDC 2005). As the popu-
and unique issues in advanced or end-stage lation ages, increasing numbers of people will
disease. Although we selected disease clusters live with at least one chronic condition.
that span levels of life threat, controllabil- Whereas some consequences of chronic
ity, and treatment demands, we are mindful disease are abrupt and unmistakable, such as in
that other diseases, such as diabetes and ac- surgical interventions, others are gradual and
quired immune deficiency syndrome, can pose subtle, such as losing energy (Thompson &
unique challenges. The literature on psycho- Kyle 2000). Declines in daily activities, vital-
logical processes as causal in disease outcomes ity, and relationships with friends and family
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
was not our focus. However, in the final sec- can proceed with an uneven course. This great
tion we address developments in that body of variation, even among people with the same
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by depressive symptoms among people with affect represent relatively distinct dimensions
chronic disease (DeVellis et al. 1997), and de- (Watson et al. 1999) and potentially have dif-
pression magnifies the risk for nonadherence ferent determinants (e.g., Echteld et al. 2003)
MI: myocardial
infarction to medical regimens in chronic disease pa- and consequences (see Kiecolt-Glaser et al.
tients (DiMatteo et al. 2000). 2002, Pressman & Cohen 2005 for reviews).
RA: rheumatoid
arthritis Hamburg & Adams (1967) identified sev- Fourth, positive affect may buffer or repair
eral essential adaptive tasks in adjustment to negative mood (Fredrickson 2001). For ex-
major life transitions, including serious ill- ample, the presence of positive affect appears
ness: regulating distress, maintaining personal to reduce the magnitude of the relation be-
worth, restoring relations with important oth- tween pain and negative affect in rheumatic
ers, pursuing recovery of bodily functions, disease patients (Zautra et al. 2001). Finally,
and bolstering the likelihood of a personally the depiction of chronic disease as guarantee-
and socially acceptable situation once physi- ing unrelenting suffering can provoke inordi-
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
cal recovery is attained. Taylor’s (1983) cog- nate despair in those who face serious disease.
nitive adaptation theory also highlights self- Unbalanced attention to positive adjust-
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esteem enhancement and preservation of a ment can also have untoward consequences.
sense of mastery, and adds resolution of a The expectation of the unfailingly “strong”
search for meaning as an adaptive task. Fo- patient permits the ill person little latitude for
cusing on physical illness, Moos & Schaefer having a bad day (or a bad year). Presenting
(1984) added the tasks of managing pain and a positive face may become prescriptive, so
symptoms, negotiating the health care envi- that one falls prey to the “tyranny of positive
ronment, and maintaining satisfactory rela- thinking” (Holland & Lewis 2000, p. 14) or
tionships with medical professionals. Other the notion that any distress or negative think-
conceptualizations (e.g., Spelten et al. 2002) ing will exacerbate chronic disease.
focus on functional status, often operational-
ized as resumption of paid employment, rou-
tine activities, and mobility. Quality of life in Adjustment as a Dynamic Process
physical, functional, social, sexual, and emo- Owing to changing contextual factors, adap-
tional domains also denotes adjustment to tation to chronic illness is neither linear nor
chronic disease (Cella 2001, Newman et al. lockstep. Twists and turns in disease progres-
1996). sion such as cancer recurrence, repeat my-
Adjustment is most commonly defined as ocardial infarction (MI), or arthritis flares re-
the presence or absence of diagnosed psy- quire readjustment. Although stage theories
chological disorder, psychological symptoms, of adjustment to trauma or disease have been
or negative mood. Investigators also have be- proposed, scant supporting evidence exists
gun to examine positive affect and perceived (Wortman & Silver 2001). Disease severity
personal growth as indicators of adjustment, and prognosis, the rapidity of health declines,
for several reasons. First, many individuals and whether the disease involves symptomatic
with chronic disease report positive adjust- and asymptomatic periods all shape the adap-
ment (e.g., Mols et al. 2005). Second, pos- tive tasks of illness. In individuals with long-
itive adjustment is not simply the absence standing rheumatoid arthritis (RA), for exam-
of distress. A disease that disrupts life does ple, depressive symptoms and quality of life
not preclude the experience of joy (Folkman indices are relatively stable over time (e.g.,
& Moskowitz 2000a), and individuals who Brown et al. 1989), unless the person is cop-
find positive meaning in their illness are not ing with a flare, which involves a sudden in-
immune to significant distress (Calhoun & crease in pain and disability, or joint replace-
Tedeschi 2006). Third, positive and negative ment surgery (e.g., Fitzgerald et al. 2004).
Evidence for Heterogeneity in Stone et al. 1997). Good evidence for hetero-
Adjustment geneity in trajectories of adjustment is pro-
vided by Helgeson et al. (2004), who identi-
Certainly, the experience of chronic ill- CABG: coronary
fied trajectories of functioning in women with artery bypass graft
ness carries psychological consequences. The
breast cancer from 4 to 55 months after diag-
strongest evidence that chronic illness pro-
nosis. Forty-three percent of the sample ev-
vokes life disruption is offered by large-scale,
idenced high and stable psychological qual-
prospective studies in which adjustment is as-
ity of life, 18% began somewhat lower and
sessed prior to and following disease diagno-
improved slightly, 26% evidenced low psy-
sis. For example, in the Nurses’ Health Study
chological functioning shortly after diagnosis
cohort of 48,892 women, 759 were diagnosed
but showed rapid improvement, and 12% had
with breast cancer during a four-year period
an immediate and substantial decline in psy-
(Michael et al. 2000). After control in analy-
chological functioning with slight improve-
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
tributors to adjustment, and interpersonal the stage for two intertwined phenomena—
processes, personality attributes, cognitive ap- experiencing more stressful life events of
praisals, and coping processes as more prox- greater magnitude and having fewer social and
imal determinants. Although these domains psychological resources to manage them—
capture many of the factors that have received that, in turn, contribute to poorer mental
attention as predictors of adjustment, they are and physical health (Gallo & Matthews 2003).
embedded in still other contexts not detailed Low education and the perception of medi-
here (Revenson 2003). For example, develop- cal care as being a substantial economic bur-
mental issues are relevant, including whether den predict greater depressive symptoms and
the disease is occurring “on time” or “off time” poorer functional status among the chroni-
in the life cycle (Neugarten 1979). Acknowl- cally ill (e.g., Harrison et al. 2005, Havranek
edging a complex picture, we characterize a et al. 2004, McEntegart et al. 1997, Stommel
sampling of central contributors to adjust- et al. 2004). Callahan et al. (1996) demon-
ment. strated that a sense of helplessness medi-
What people think, feel, and do about ated the relation between lower education and
their health is situated in a wider context. early mortality in RA patients.
A contextual approach (Ickovics et al. 2001, Although we conceptualize SES as a pre-
Revenson 1990) emphasizes the interdepen- dictor of adjustment, the pattern is not uni-
dence of individuals’ behavior and their life directional. Chronic, disabling diseases have
circumstances, and the interplay of distal enormous impact on work disability. Studies
contexts and proximal mechanisms for in- of RA show that people often stop working
fluencing health. Macro-level or “upstream” early in the disease process (e.g., Reisine et al.
factors (Berkman & Glass 1999) such as cul- 2001). Such work-related disability can create
ture, socioeconomic status (SES), and social downward drift in SES.
change (e.g., urbanization) affect social net-
work structure, which in turn sets the stage for
psychosocial mechanisms (e.g., social support)
to influence health through “downstream” be- Culture and Ethnicity
havioral and physiological pathways. Simi- Although the concept of culture applies
larly, Taylor et al. (1997), in an analysis of across standard social categories (e.g., race,
unhealthy environments, suggest that SES af- gender, and sexual orientation), most re-
fects health indirectly through its influence on search in illness adjustment has focused on
key physical and social environments. race/ethnicity. Ethnic group membership is
a marker for many psychological processes— and disability in association with rheumatic
identity, group pride, and discrimination— disease (Katz & Criswell 1996). Beyond the
that are embedded in a sociohistorical context. examination of group differences, gender-
Thus, race and ethnicity can be considered linked personality orientations and gender
markers related to differences in exposure to roles as they operate in relationships of the
risk factors and resources. In the chronic dis- chronically ill are two areas that have received
ease literature, we uncovered few longitudinal attention.
studies of how predictors of disease-related How might gender socialization translate
adjustment might be conditioned by culture into differentially effective modes of coping
or ethnicity (Alferi et al. 2001, Taylor et al. with illness? One vehicle involves the devel-
2002). opment of gender-linked personality orien-
Within– or between–ethnic group cross- tations, such as agency and communion (see
sectional studies were more numerous (e.g., Helgeson 1994, Helgeson & Fritz 1998 for
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
Giedzinska et al. 2004). This small litera- reviews). Agency has been linked to better ad-
ture reveals few pronounced differences in justment across a number of chronic diseases,
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ways (see Wills & Fegan 2001). It can help ing of interpersonal as well as intrapersonal
recipients use effective coping strategies by factors.
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offering a better understanding of the prob- Just as close relationships can be support-
lem and increasing motivation to take action. ive and caring, they also can be character-
Support can encourage positive health be- ized by misunderstanding, disapproval, and
haviors or minimize risky behaviors, and it antagonism. Well-intended support attempts
can diminish physiological reactivity to stress. can go awry, for example, if support is ill
Discussing disease-related concerns in a sup- timed or does not match the recipient’s needs
portive, uncritical social environment allows (Cutrona & Russell 1990, Revenson 1993).
people to better address the adaptive tasks of Pain flares and increases in disease activity
illness. in rheumatoid disease tend to be preceded
Most work examining effects of interper- by interpersonal stress (Zautra et al. 1997,
sonal ties in chronic disease has focused on Zautra & Smith 2001), and patients who re-
their positive effects. Both structural aspects port high spousal support and appraise their
of social ties (e.g., marital status and network illness as a challenge (rather than a threat)
size) and functional dimensions (e.g., validat- are more distressed, perhaps because sup-
ing emotions and providing information) can port does not match their needs (Schiaffino
yield benefit (e.g., Carver et al. 2005, De- & Revenson 1995). Among individuals hos-
mange et al. 2004). Prospective studies of pitalized following their first coronary event,
patients with rheumatic diseases reveal both disappointing supportive interactions are a
direct and buffering effects of support on de- particularly robust predictor of poorer ad-
pressive symptoms (Demange et al. 2004), justment (Helgeson 1993). Similarly, cancer
functional status (Fitzgerald et al. 2004), and patients who report communication prob-
disease activity (Evers et al. 2003). Daily lems with their medical team evidence in-
stressful events are more strongly associated creased distress three months later (Lerman
with next-day mood disturbance among RA et al. 1993). Demonstrating the importance of
patients who have lower levels of support the absence of support, social isolation prior
(Affleck et al. 1994), and one way that support to a breast cancer diagnosis in the Nurses’
influences daily pain is through fostering use Health Study cohort predicted poorer qual-
of specific coping strategies (Holtzman et al. ity of life four years postdiagnosis, explain-
2004). Moreover, sound social support helps ing greater variance than did treatment- and
explain trajectories of psychological adjust- tumor-related factors (Michael et al. 2002).
ment in cancer patients (e.g., Helgeson et al. Research on couples in which one partner
2004) and heart disease patients (Bennett et al. has a chronic illness provides insight into
2001). how the transactional nature of social support
Among women with RA, initial levels of dicts more positive affect and lower pain 6
social constraint—feelings that one’s part- to 12 months later (Mahler & Kulik 2000).
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ner is unreceptive to hearing about one’s High optimism, on the other hand, appears
experiences—were related to functional out- to serve as a resource earlier in recovery. Op-
comes, distress, and pain a year later, though timism assessed near cancer diagnosis predicts
not to changes in those outcomes (Danoff- more positive adjustment during the next year
Burg et al. 2004; see also Stephens et al. (e.g., Carver et al. 1993, Schou et al. 2005; cf.
2002). In a study of breast cancer patients Stanton & Snider 1993), and optimism’s ben-
and their partners (Manne et al. 2005), per- efits have been demonstrated in people with
ceived unsupportive behavior by the part- various cancers and at several periods in the
ner, involving both avoidance and criticism, disease trajectory (Allison et al. 2000, Carver
predicted women’s distress over time. Low et al. 2005, Miller et al. 1996, Trunzo & Pinto
social constraint has been shown to buffer 2003).
the relation between disease-related intrusive Optimism’s emotionally protective effects
thoughts and subsequent distress among can- appear to work by bolstering the use of
cer patients (Lepore 2001). approach-oriented coping strategies and af-
fective social support, as well as reducing
disease-related threat appraisals and avoidant
Personality Attributes coping (Carver et al. 1993, Scheier et al. 1989,
Much of the research examining how person- Schou et al. 2005, Trunzo & Pinto 2003). Per-
ality affects adaptation falls into two perspec- sonality attributes also may interact with other
tives: personality as a risk factor (Smith & variables to affect adjustment. Thus, interper-
Gallo 2001) or as a protective factor or stress- sonal stress predicts increases in negative af-
resistance resource (Ouellette & DiPlacido fect and disease activity in arthritis patients
2001). We were surprised to find few longi- only for those who show excessive disposi-
tudinal studies that examined risk factors for tional sensitivity to others’ feelings and be-
psychological adjustment; for example, there havior (Smith & Zautra 2002). Emotionally
is a large literature on type A behavior and expressive coping predicts decreased distress
hostility predicting heart disease onset and and fewer medical appointments for cancer-
progression (Smith & Gallo 2001), but few related morbidities in breast cancer patients
studies examining hostility as a risk factor for high in hope (Stanton et al. 2000).
adjustment to heart disease. Health outcomes associated with opti-
In recent years, dispositional optimism mism also are receiving attention. Although
(Scheier & Carver 1985) has been the most there are null findings (Schofield et al. 2004),
frequently examined personality attribute in some evidence suggests that dispositional
optimism predicts survival in chronic disease patients (Waltz et al. 1988). Perceived goal
(e.g., Giltay et al. 2004, 2006). In the Nor- barriers predict pain and fatigue in fibromyal-
mative Aging Study, an optimistic explanatory gia patients (Affleck et al. 2001). Among RA
style halved the risk for cardiac events over patients, loss of valued activities predicts de-
ten years (Kubzansky et al. 2001). If a reliable pressive symptoms in the following year (Katz
relation is established between optimism and & Yelin 1995), mediated by unfavorable social
health outcomes, examination of associated comparisons and dissatisfaction with abilities
biological and behavioral mechanisms will be (Neugebauer et al. 2003). Prostate cancer pa-
crucial. tients who accommodate their illness by alter-
ing important life goals appear to be less neg-
atively affected by physical dysfunction than
Cognitive Appraisal Processes men who do not (Lepore & Eton 2000).
Most theories of psychosocial adjustment to Leventhal’s self-regulation theory (e.g.,
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
illness converge on the point that how in- Leventhal et al. 2001) underscores perceived
dividuals view their disease is a fundamen- threats to the self-system with regard to dis-
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tal determinant of ensuing coping efforts and ease cause, identity, time line, controllabil-
adjustment. Lazarus’s stress and coping the- ity, and consequences. For example, individ-
ory (e.g., Lazarus & Folkman 1984) consti- uals who view their cancer as chronic or
tutes the foundation for much of the research cyclic evidence greater distress than those
on disease-related adjustment. In this theory, who conceptualize it as an acute disease, con-
cognitive appraisal processes are assigned cen- trolling for actual disease stage (Rabin et al.
tral importance, including primary appraisal, 2004).
in which one evaluates the situation’s poten-
tial for harm and benefit, and secondary ap- Disease-specific expectancies. Expectan-
praisal, in which one assesses the situation’s cies regarding control over the experience of
controllability and one’s available coping re- chronic disease and confidence in one’s ability
sources. Perceived threats to health and life to effect a desired outcome, i.e., self-efficacy,
goals, disease-related expectancies, and find- contribute to adjustment. Chronic disease can
ing meaning in the illness experience are three chip away at perceptions of control over bod-
appraisal processes that have received a good ily integrity, daily planning to engage in val-
deal of empirical attention. ued activities, and life itself. A hallmark of
chronic disease is that committed involvement
Perceived threats to life goals. Theorists in medical treatments and healthy behaviors
have considered appraised implications of dis- cannot ensure control over its outcome, and
ease for one’s life goals as a key determinant of individuals perceive more control over con-
adjustment. Lazarus’s (1991) revised concep- sequences of disease, e.g., symptom manage-
tualization of primary appraisal incorporates ment, than its ultimate outcome (e.g., Affleck
elements of goal relevance, goal congruence, et al. 1987b, Thompson et al. 1993).
and personal meaning of the illness. In Carver A sense of general control predicts di-
& Scheier’s (1998) self-regulation theory, ill- minished distress in cancer patients undergo-
ness represents an experience that can inter- ing bone marrow transplant prior to hospi-
fere with plans and activities that bring mean- tal discharge and one year later (Fife et al.
ing to life (Scheier & Bridges 1995). To the 2000) and in cancer patients undergoing ra-
extent that one perceives illness as impeding diation (Stiegelis et al. 2003). Thompson &
treasured goals or intruding on valued activi- Kyle (2000) concluded that control expectan-
ties, psychological pain is likely. Thus, threat cies need not match realistic opportunities
and harm/loss appraisals were central predic- for control to confer benefit, although oth-
tors of later anxiety and depression in cardiac ers have suggested that the utility of control
severity (Lorish et al. 1991) and may even Carver et al. (2000) have argued that
affect inflammatory processes (Parker et al. perceived control is important only to the
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can lead one to find benefits in the chronic Although limited by problems in concep-
disease experience. tualization, measurement, and methodology
Individuals affected by chronic disease of- (Folkman & Moskowitz 2004, Somerfield &
ten report personal growth arising from the McCrae 2000), the empirical literature leads
experience (e.g., Cordova et al. 2001). Find- us to conclude that coping affects adjustment
ing meaning and benefit in the experience of to chronic illness.
chronic disease has been examined both as Coping efforts may be directed toward
a predictor of subsequent adjustment, which approaching or avoiding the demands of
we address here, and as an adaptive out- chronic disease (Suls & Fletcher 1985). This
come in its own right. People with RA who approach-avoidance continuum also reflects a
report interpersonal benefit in their illness fundamental motivational construct (Carver
show improved physical functioning a year & Scheier 1998, Davidson et al. 2000).
later, but not lower distress (Danoff-Burg & Approach-oriented or active coping strategies
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
Revenson 2005), and patients who perceive include information seeking, problem solv-
more benefits report fewer subsequent days ing, seeking social support, actively attempt-
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during which their activities are limited by se- ing to identify benefit in one’s experience, and
vere pain (Tennen et al. 1992). creating outlets for emotional expression. In
In a review of research on benefit find- contrast, avoidance-oriented coping involves
ing in cancer patients, Stanton et al. (2006) cognitive strategies such as denial and sup-
concluded that the evidence for a relation be- pression, and behavioral strategies such as dis-
tween benefit finding and adjustment is de- engagement. Other coping efforts, such as
cidedly mixed. Among the notable positive spiritual coping, potentially can serve either
findings, perceived positive meaning result- approach or avoidance goals.
ing from the breast cancer experience at one to The coping strategies people employ and
five years after diagnosis predicted an increase their utility are likely to vary as the adaptive
in positive affect five years later (Bower et al. tasks of illness change (Blalock et al. 1993).
2005), and finding benefit in the year after Minimizing threat, an avoidant strategy, may
breast cancer surgery predicted lower distress be useful at acute points of crisis. However, re-
and depressive symptoms four to seven years search indicates that avoidance typically pre-
later (Carver & Antoni 2004). Assessed ear- dicts maladjustment over time (Roesch et al.
lier in the cancer trajectory, however, benefit 2005, Stanton et al. 2001). For example, in
finding appears to have no or even a nega- comparison with less avoidant women, breast
tive relation with positive adjustment (Sears cancer patients who were high on cogni-
et al. 2003, Tomich & Helgeson 2004); per- tive avoidance prior to breast biopsy reported
haps engagement in finding benefit serves dis- more distress at that point, after cancer di-
tinct functions over the course of chronic dis- agnosis, and after surgery (Stanton & Snider
ease (Stanton et al. 2006). Conceptualization, 1993; see also Hack & Degner 2004, Lutgen-
operationalization (e.g., the use of retrospec- dorf et al. 2002). Similarly, the use of avoidant
tive reports of positive change), and adaptive coping to manage health problems was associ-
consequences of finding meaning and benefit ated with continued emotional distress during
require further theoretical and empirical at- the year following heart transplant (Dew et al.
tention (Tennen & Affleck 2002, 2006). 1994). A strong and consistent finding in stud-
ies of rheumatic disease is that passive strate-
gies directed toward disengagement predict
Coping Processes poor adjustment over time (Covic et al. 2003,
It is difficult to imagine that the ways that Evers et al. 2003, Felton & Revenson 1984,
individuals respond to the demands of ill- Smith & Wallston 1992). Coping through
ness would not affect subsequent adjustment. avoidance may involve damaging behaviors
(e.g., alcohol use), paradoxically prompt in- that included efforts to improve symptoms
trusion of disease-related thoughts and emo- was followed by a day of fewer illness symp-
tions (Wegner & Pennebaker 1992), or im- toms, whereas a day that included trying to
pede more effective coping efforts. distract oneself from the illness was followed
Although findings are not as uniform as by a day with more symptoms. Rather than
those for avoidant coping (Roesch et al. focusing solely on coping as a predictor of ad-
2005, Stanton et al. 2001), approach-oriented justment, we urge researchers to evaluate me-
strategies appear to be more effective. diational and moderational models in longitu-
Problem-focused coping attempts such as in- dinal, daily process, and experimental designs.
formation seeking, cognitive restructuring,
and pain control are consistently associated
with indicators of positive adjustment in RA PROGRESS AND CRITICAL
patients (Keefe et al. 2002, Young 1992). ISSUES IN RESEARCH
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
period surrounding diagnosis and medical cial interventions in order to target specific
treatment, research is increasingly focused psychosocial processes shown to influence
on adjustment in other phases in the disease adaptive outcomes.
trajectory, including the period after major We also want to note exciting progress in
medical treatments are completed, periods of the development of biopsychosocial models
relatively symptom-free quiescence, and, for of chronic disease. Research in rheumatic dis-
life-limiting conditions, periods of disease re- ease suggests that stressful experiences and
currence and end-stage disease. The result- negative affect might lead to immunologic
ing more complex conceptualization of what changes, which in turn affect disease activ-
it means to live with chronic disease can in- ity (although reverse causation also is possi-
form theory development as well as clinical ble) (e.g., Peralta-Ramirez et al. 2004, Zautra
assessment and intervention with affected in- et al. 1997). In the cancer literature, plausible
dividuals and loved ones. biological mediators of the potential relations
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
A second contribution of the past 20 years of stress, depression, and lack of social sup-
of research is its progressively convincing port with disease progression also have been
by University of Nevada - Reno on 12/26/07. For personal use only.
characterization of risk and protective factors advanced (for a review, see Antoni et al. 2006).
for favorable adjustment to chronic illness. The most convincing evidence is in
Whereas early (and much of the recent) re- the area of behavioral cardiology. For
search yielded suggestive evidence regarding example, hostility/aggression, anxiety, de-
correlates of adjustment from cross-sectional pression/hopelessness, interpersonal isola-
studies, the past decade has seen a surge in re- tion/conflict, and chronic stress have been
search that is longitudinal in design, involves reliably linked to the development of heart
adequately characterized samples of sufficient disease and associated morbidity and mortal-
size for reliable analysis, and includes statis- ity (for reviews, see Gallo et al. 2004, Krantz &
tical control for initial values on dependent McCeney 2002, Rozanski et al. 1999, Smith &
variables to bolster causal inference. Although Ruiz 2002; for evidence on construing benefit
theoretical frameworks for higher-order con- as a protective factor, see Affleck et al. 1987a).
structs as predictors of adjustment to chronic Nowhere is progress more evident than in
disease have existed for some time (e.g., Moos the burgeoning literature on the links be-
& Schaefer 1984, Smith & Wallston 1992), tween depression and cardiovascular disease.
we now have a good start on filling in the Although not entirely consistent (see Stewart
blanks with regard to specific factors that con- et al. 2003 for a review), two lines of evi-
fer risk or protection. Thus, emotionally sup- dence are relevant. First are demonstrations
portive relationships set the stage for positive that depression predicts the development of
adjustment to chronic disease, whereas crit- heart disease (e.g., Todaro et al. 2003). For
icism, social constraints, and social isolation example, adjusting for baseline risk factors, in-
impart risk. Positive generalized and disease- dividuals with elevated depressive symptoms
specific expectancies, general perceived con- but without a history of coronary disease were
trol and mastery, and a sense of control over twice as likely as their nondepressed counter-
specific disease-related domains also promote parts to have carotid plaque (Haas et al. 2005).
adjustment. Active, approach-oriented coping Even stronger evidence links depression to
attempts to manage disease-related challenges cardiac morbidity and mortality among in-
often bolster adjustment, whereas concerted dividuals with coronary illness. Even mini-
attempts to avoid disease-related thoughts mal depressive symptoms increase mortality
and feelings are robust predictors of height- risk after an MI (Bush et al. 2001), and de-
ened distress. These findings will allow in- pression doubles the risk of a recurrent car-
vestigators to hone theories of adjustment diac event after CABG surgery (Blumenthal
to chronic disease and to sharpen psychoso- et al. 2003). Carney et al. (2002) reviewed
evidence for several behavioral (e.g., treat- exceptions, research on hazardous or nurtur-
ment nonadherence) and biological (e.g., in- ing early environments as setting the stage
flammation) mechanisms that might explain for later psychological and biological adapta-
NA: negative
how depression places individuals at risk for tion under stress (e.g., Taylor et al. 1997) and affectivity
cardiac morbidity and mortality. In a re- on genetic vulnerability to poor psychologi-
view, Frasure-Smith & Lespérance (2005) cal outcomes under adverse conditions (e.g.,
concluded that adequately powered prospec- Caspi et al. 2003) have not been translated into
tive studies are “remarkably consistent in their research in disease-related adjustment. And,
support of depression as a risk factor for both as the population ages, the presence of comor-
the development of and worsening of CHD” bid physical illnesses is going to complicate
(p. 523). adjustment to chronic disease (e.g., Stommel
et al. 2004).
Second, we know little about intersections
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
Limitations of the Literature on among and within proximal and distal pa-
Adjustment to Chronic Disease rameters in their contribution to adjustment,
by University of Nevada - Reno on 12/26/07. For personal use only.
of other factors remain to be established. to chronic disease, and Keefe et al’s. (2002)
For example, although frameworks positing pain coping interventions for rheumatic dis-
mechanisms of the effects of more distal fac- ease, which are based on research demonstrat-
tors such as SES on health-related outcomes ing the adverse effects of catastrophizing and
have been developed (e.g., Gallo & Matthews the benefits of family support. Moreover, few
2003), research on such mechanisms for ad- attempts have been made to target interven-
justment to chronic disease is just begin- tions to those who might be in most need of
ning. As mechanisms for ethnic disparities them, such as those who manifest risk factors
in chronic disease outcomes see increased for poor adjustment.
empirical attention (e.g., Green et al. 2003,
Meyerowitz et al. 1998, Tammemagi et al.
2005), a rise in attention to mechanisms for Directions for Research
ethnic and cultural differences in adjustment Gaps apparent in the existing literature make
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
is likely to occur. For example, psychological way for the next decade of research on adjust-
manifestations of ethnic group membership ment to chronic disease. Integration of en-
by University of Nevada - Reno on 12/26/07. For personal use only.
such as perceived racism may act as a stressor vironmental and sociocultural contexts with
that adversely affects risk factors for cardio- more proximal predictors, accompanied by
vascular health (Brondolo et al. 2003, Clark examination of mediators and moderators of
et al. 1999), but their implications for adapta- their effects on adjustment, will enrich our
tion to chronic illness are unknown. understanding of adjustment to chronic dis-
Fourth, we found much more attention ease. Relatively neglected populations such as
in the literature to issues surrounding adjust- individuals with very advanced disease and
ment to chronic disease in some diseases than ethnically diverse groups merit greater inclu-
others and in some populations than others. sion, along with examination of mechanisms
The majority of existing research was con- for observed between-group differences.
ducted with individuals who are white and of Now that considerable longitudinal re-
relatively high SES. Cancer, and particularly search across chronic diseases is available to
early-stage breast cancer, yielded the largest generate confidence in the significance of sev-
body of work on predictors of adjustment. A eral risk and protective factors for adjust-
related issue is that particular constructs re- ment, greater attention to translation into
ceived more attention than others in specific interventions is warranted. The existing lit-
diseases. For example, perceptions of help- erature can guide psychosocial interventions
lessness received more study in arthritis than in at least four ways. First, it can inform the
in other conditions, perhaps owing to the de- development of interventions through inclu-
mands associated with chronic pain and dis- sion of processes that predict positive adjust-
ability. And some constructs are just being ment, for example, specific techniques aimed
added to models, such as sexuality as an impor- at bolstering self-efficacy for disease-related
tant component of quality of life (e.g., Dero- tasks (Graves 2003). Second, the research base
gatis 2001) and purpose in life and spirituality can promote the specification of how inter-
as predictors of health-related outcomes (See- ventions work, for example, through altering
man et al. 2003, Smith & Zautra 2004). coping strategies or illness-related cognitions
Finally, little of the research identify- (e.g., Scheier et al. 2005). Third, the empir-
ing predictors of disease-related adjustment ical literature on disease-related adjustment
has been translated directly into interven- can aid in targeting interventions to vulner-
tions. Exceptions are Folkman and Ches- able groups. Research on trajectories of ad-
ney’s coping effectiveness training (Chesney justment to illness suggests that there is an
et al. 2003), which capitalizes on findings from identifiable group of people who have few
stress and coping theory to bolster adjustment personal and social resources and who are at
risk for a sharp decline in psychological func- ease is an example. In-depth analysis of single
tioning with the experience of chronic dis- contributors to adjustment and specific adap-
ease (Dew et al. 2005, Helgeson et al. 2004). tive outcomes also can be useful. Examples
It is this group that might best be targeted are the research on response expectancies as
for intervention. Truly prospective research predictors of adjustment (e.g., Montgomery
is needed to distinguish among groups that & Bovbjerg 2004) and on determinants of fa-
have longstanding poor functioning and those tigue (Bower et al. 2003, 2006).
that are specifically affected by the experi- New methodologies and quantitative ap-
ence of chronic illness to determine whether proaches provide tools to address the next
they need distinct intervention approaches. decade of complex questions. Intensive, daily
Finally, existing research can promote consid- process methodologies can shed light on ad-
eration of the person-environment fit in in- justment to disease within the life context and
terventions (e.g., Antoni et al. 2001, Lepore are particularly suited to diseases for which
Annu. Rev. Psychol. 2007.58:565-592. Downloaded from arjournals.annualreviews.org
et al. 2003). The intervention approach re- coping and self-management demands occur
quired for individuals high on negative af- daily (Tennen et al. 2000). Hierarchical linear
by University of Nevada - Reno on 12/26/07. For personal use only.
fectivity or avoidance-oriented coping pro- modeling and other approaches allow for so-
cesses might differ from that required for less- phisticated modeling of change over time be-
vulnerable individuals, for example. tween and within persons living with chronic
Future theoretically guided research to ex- disease.
amine both contextual and individual contrib- Research over the past two decades in-
utors to multifaceted indicators of adjustment creasingly has illuminated the ingredients of
in longitudinal designs will require relatively living well in the face of chronic disease. We
large samples and lengthy time frames. Sev- expect that over the next decade we will con-
eral additional approaches can be adopted, tinue to see progress in our understanding of
however. First, although we were impressed adaptational processes. If the past is prologue,
with the large body of longitudinal work that we expect that ten years from now, a review
has accrued in the past two decades, experi- article such as this will include more cultur-
mental designs will enhance causal inference ally anchored approaches; a greater number of
regarding risk and protective factors. Experi- studies that integrate biological, psychologi-
mental research on the effects of social com- cal, and social levels of analysis; and a more
parison (Stanton et al. 1999, Van der Zee et al. seamless translation of research findings into
1998) on adaptive outcomes in chronic dis- clinical interventions.
SUMMARY POINTS
1. Multifaceted conceptualizations of adjustment to chronic disease have been advanced
in the literature, indicating that chronic disease necessitates adjustment in multiple
life domains across the course of the disease trajectory.
2. Prospective research reveals that the experience of chronic disease provokes significant
distress and life disruption; however, many individuals with chronic disease report
positive adjustment, and good evidence exists for heterogeneity in trajectories of
adjustment across individuals. Further, examination of both positive and negative
indicators of adjustment in research can enrich the understanding of adjustment to
chronic disease.
3. Socioeconomic and cultural contexts, as well as gender-related processes, influence
adaptive outcomes in chronically ill individuals, although these domains have not
received as much empirical attention as have more proximal predictors of adjustment.
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Annual Review of
Psychology
Contents
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Prefatory
Psychological Science
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Cognitive Neuroscience
Animal Cognition
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Personality Disorders
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Small Groups
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Ostracism
Kipling D. Williams p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 425
by University of Nevada - Reno on 12/26/07. For personal use only.
Personality Processes
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Research Methodology
Mediation Analysis
David P. MacKinnon, Amanda J. Fairchild, and Matthew S. Fritz p p p p p p p p p p p p p p p p p p p p p 593
Analysis of Nonlinear Patterns of Change with Random Coefficient
Models
Robert Cudeck and Jeffrey R. Harring p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 615
Indexes
Errata
An online log of corrections to Annual Review of Psychology chapters (if any, 1997 to the
present) may be found at http://psych.annualreviews.org/errata.shtml
x Contents