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CALVERT
is to weave"' (7rpkTOLoiO'U
xepyuL'=Lv).If
the shuttle he is
making breaks, the carpenter does not take as his model for making
another the broken one, but looks to the "form" (Cx?tvo ' ei80o) which
o `aTLV XCpXt4).
is most properly called the "the shuttle itself" (au'oeo
This passage is very similar2 to one in the Republic, when Plato
writes (596 b): - "the craftsman ... fixes his eyes on the idea or form,
and so makes in the one case the couches and in the other case the
tables..." (6 asuLoupyq... 7rpo6 T'iV cav P)X?7ZWVOUTr 7MLt O pCV TOq
xXLvos 4 8?
&
TpaOea
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389 b-c. But when Plato begins to go into more detail concerning the
construction of actual shuttles, complications set in, complications
formulation in the Republic.
which are not dealt with by the ou-rcoitoLcZ
The carpenter makes shuttles for weaving different kinds of cloth, and
all the shuttles he makes "must contain the form of shuttle, and in
each of his products he must embody that nature which is naturally
ao4 SXrLveao,
OL0C
best for each". (7&a v4 I v 8rst 'Toqq
x-pxc
a,
? xO aT(,
XOt>XMr'fJ 7UrS'uxS,
-oOcYi)V a7COtOOL
T'7V
(puaLV EL;
TO
EpYOV
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After the artisan "looks to" the "Form", the next step is for him to
discover the "nature" concerned, and to put this into the material.
The Form is not described as being materialised, although it is said
that all instruments "contain" (gycLv) the Form. Nor is the "nature"
to be identified with particular physical objects. This is made clear
when it is said to be discovered prior to the making of actual instruments. In that it is described as being put into material, it is
conceived as something different from that material and the finished
instrument. Therefore, once we envisage an instrument to fulfil a particular purpose, e.g. a shuttle for making a heavy woollen cloth, we are
not considering the actual concrete tool. Nor are we considering the
general Form whose nature is simply to weave; particular purposes
fall outside its scope.
3. 389 d - 390 b. The generalisation for all instruments is now applied
to names, which Plato has previously described as instruments "of
teaching and of separating reality" (388 c):
"Soc: Then, my dear friend, must not the law-giver also know how to embody
in the sounds and syllables that name which is fitted by nature for each object?
Must he not make and give all his names with his eye fixed upon the name itself,
if he is to be an authoritative giver of names? And if different law-givers do
not embody it in the same syllables, we must not forget it on that account; for
different smiths do not embody it in the same iron, though making the same instrument for the same purpose, but so long as they reproduce the same idea,
though it be in different iron, still the instrument is as it should be, whether it
be made here or in foreign lands, is it not?
Her: Certainly.
Soc: On this basis, then, you will judge the lawgiver, whether he be here or in
a foreign land, so long as he gives to each thing the proper form of the name,
in whatsoever syllables, to be no worse law-giver, whether here or anvwhere
else, will you not?
Her: Certainly.
Soc: Now who is likely to know whether the proper form of shuttle is embodied
in any piece of wood? The carpenter who made it, or the weaver who is to use it?
Her: Probably the one who is to use it, Socrates."
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Exca CT pUaCL7W?UX0q x
T6 7rpOaiXOV ?L80I
of x
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Similarly, in the case of names. The Form of name has the nature of
naming simpliciter (later described as revealing the essence of something). The 7rpoOqxovel8oq of name has the nature of revealing the
essence of this thing. Hence, while the name4 for table and the name
for chair will both have the Form of name, the npoovxov el8oq of the
name for table will be different from that for chair.
(b) the "Proper Form" is more numerous. This point is a corollary
of the first, but important for emphasising the difference between the
entities concerned. For example, the "Proper Form" of shuttle for
weaving cloth A is distinguishable not only qualitatively but also
numerically from that for weaving cloth B. But there is only a single
Form of shuttle. In more general terms, there is only one Form of
something, but there are as many 7poavxovrCX ?s
of that Form as
there are different kinds of s'pyoto be performed. Hence there are more
"Proper Forms" than Forms. Moreover, although we can say a priori
rpoQaXOVrCX
st8
there will be of the Form. New weaving techniques will demand new
shuttles, new entities discovered will require new names.
In relation to particular things:
(a) As was pointed out above, the fact that Plato describes the
"Proper Form" as being discovered prior to the making of instruments,
and of being, as it were, impressed upon the material to make the
product, implies that he intended it to be different from the actual
product.
(b) there is also a difference in number. There are more concrete
particulars than "Proper Forms". While there are many instances of
shuttles designed for the weaving of thick woollen cloth, there is only
one "Proper Form" of such a shuttle. While there are many occurrences of the name for table in written and spoken language, there is
only one "Proper Form" of such a name.
Then again, Plato makes the point that instruments of different appearances could perform the same task, and so embody the same
"Proper Form". In the case of names, for example, variety in letters
and syllables is admissible, provided that the essence (oUatm)of the
I translate ovo,u as "name" throughout, even though in some places "word"
may be preferable. For a fuller discussion cf. Richard Robinson "The Theory
(1955),
of Names in Plato's Cratylus", Revue Internationale de Philosophie,
p. 221 ff.
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object to be named is made clear (394 a). So the names "Hector" and
"Astyanax" are said to mean the same thinig - they have the same
"Proper Foim". Hence particular objects (the actual occurrences of
the written or spoken names "Hector" and "Astyanax") which are
plainly different, but which have the same "Proper Form", cannot be
identified with that "Proper Form".
4. If, as I have sought to show, a case is to be made out for differentiating the "Proper Form" from Form and particular things, it
might seem surprising that other commentators5 have not remarked
on this distinction; or, if they have, they do not appear to regard it
as indicative of a distinction of any interest or importance. G. M. A.
Grube approaches my position when he writes:
"In the same way the lawgiver who names things must look at 'that which is
a name in itself' and must give to each name the proper eidos of name in whatever syllables is suitable."6
Moreover, Luce makes it clear why he does not consider the distinction
important, for he continues:
"But the distinction, such as it is, is not well maintained throughout the whole
passage. EI8o4, used now of the generic shuttle (389 b 3), is later used of the
5 For a typical sample of such commentators, cf. G. M. A. Grube, Plato's Though.
(Methuen, 1935), p. 13ff. P. Friedlander, Plato: (2) the Dialogues (trans. Ht
Meyerhoff, Routledge and Kegan Paul, 1964), p. 201. P. Shorey, What Plato
Said (University of Chicago, 1933), p. 261. A. E. Taylor, Plato, the Man and his
Work (University Paperbacks, Methuen, 1963), p. 80ff. Sir David Ross, Plato's
Theory of Ideas, (O.U.P.), 1963, p. 19.
I Grube, op. cit. in n. 5, p. 14.
7 Luce, p. 24.
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?18o0
and 390 a 6, cI8o; with xela,&= &vat 390 b 1-2. All shuttles must 'have' the
el8oq (ixetv at 389 b 10). Shuttle making, like name making, is viewed in terms
of purely human needs and purposes. Those who view the Idea of Shuttle as
transcendent ought to take the saine view of the Idea of Name, which seems
even more unlike a transcendent entity."9
It would appear that the reason why Luce and others do not attach
any significance to the difference between Form and Proper Form is
that Plato himself is taken to obliterate the distinction. I would
contend, however, that the distinction is maintained more rigorously
than Luce allows.10
To make the contrast between the Form and Proper Form even
clearer, it does not seem to me that Luce makes a cogent case against
seeing a close similarity between the theory of artefacta here and in
the Republic. None of the arguments he presents to show important
differences between the Form of Bed and the Form of Shuttle do I
8 P. 24.
9 P. 30, note 32.
10 Of the passages
auocro5to refer to
&xcXaTco,
and take tr elgo; to mean T-v ocuiav (a possible equivalence), this passage would
theii be more consistent with what Plato says elsewhere (e.g. at 393 d) about
the correctness of names. There need be no problem about the contemplation
T6
of the Proper Form (here, T6
9'aeL
out at
389 c 3-7, the Proper Form must be envisaged prior to its embodiment.
If this analysis is correct, there are fewer counter-instances (and perhaps
none that is incontestable) to the claim that in this section Plato distinlgulislhes
Fornm,Proper Form, and physical object.
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Ross points out (Plato's Theory of Ideas pp. 78-9), a peculiar feature of the
Republic account, and inconsistent with what is said elsewhere about the
ontological status of the Forms. Secondly, while it is true that the Form of
Shuttle is not described as "fully real", Gregory Vlastos (see note 24) has raised
the question of how such language as "tull reality" is to be interpreted. I hope
to show that later in the Cratylus Plato does talk of Forms in language which
amounts to an assertion of their being fully real. Thirdly, it is true that talk of
a paradigmatic el8o4, and of el8o; as mi',r68 ICtLV is carefully established in the
Cratylus, while such language is assumed in the Republic. Yet such a use of
language is quite consistent with the position that here, for the first time, we
are witnessing the actual emergence of the transcendent Form. Finally, the
extent
in distinguishing
6
el8o4 or oc'r6 8a'nv,
the sub-
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genus are "that whose nature is to weave cloth A", "that whose nature
is to weave cloth B", and so on. Plato also seems to characterise the
Form as that which is contemplated, and, I am inclined to think,
separate and disembodied, as opposed to the Proper Form which can
be, and is, embodied. It could be that there is the beginning ot an
explorationi of the notion that the Proper Form acts as a link between
this world and the world of Forms. However he only concerns himself here with terms, such as "shuttle" and "name", which have a
strongly functional flavour. It is difficult to be sure wthat Plato would
reply, if we asked what were some possible Proper Forms of more
typical transcendental entities like ociTotxocX6vor cxuro &yafO'v.
But the fact that so little is said, together with the fact that the
Proper Form is not taken up again at the end of the dialogue, incliines
me to the opinion that the most likely answer is that the distinction,
of which Plato himself may have been only half aware, merely reflects
bewilderment in his thought at the time of writing the Cratylus. If,
as is possible, his use of language is inconsistent, and his employment
of quasi-technical terms such as e'B04 and 'Lax is imprecise,12 this
wavering, as well as his failure to clarify and press through the implications of the distinction, may simply show hesitation in his mind.
He may be uncertain how many kinds of non-material entities there
are; he may feel in doubt about their interrelationships and relationships with things in this world - factors tending to iindicate that the
dialogue occurs prior to a period of metaphysical construction. Moreover, as I hope to show, the doubt and uncertaiinty continue when he
comes to investigate the ontological status of sensible particulars.
II. Discussion of the doctrine of flux
1. Plato discusses the Heraclitean doctrine of flux at most length in
this dialogue and in the Theaetetus. In the Cratylus it is far from easv
to see:
(a) What Plato understands by "being in flux". Several possibilities
are half discerned, which differ from the analysis of the meaning of
"flux" given in the Theaetetus.
12 As has often been noted, the terms el8o; and t8?
are not used exclusively
by Plato in the technical sense of "Form", and in this dialogue we find instances
of their occurrence in a number of senses. Cf. 418 e iya&o5 yap W8mousaoTo
g&ov - "obligation is a kind (i.e. sub-class) of good", and 386 e 9V TL E180q T(4O
6v'r&vetatv, at wpa9tq - "actionis are class of realities."
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If there are reasons for saying that in the earlier part of the dialogue
Plato has distinguished the transcendent Form, albeit with some sense
of nervousness and hesitation, it would be natural to take ai'ro xBo6v
or xucroTo xxOv as equivalent to the formulation uro' 'o 'a'rt xcx?o6v,
the preferred expression of 389 b ff. Moreover, in certain important
respects, cxu'r xBo6v and aorr6 &ydc6,v are talked of in terms which are
strikingly similar to the characterisations we find given of the Forms
in the Phaedo and Republic. Though it is true that we find an expression like xrx &e 6wVrm
xxC 7repUX-rom(397 b 8) used in a situation
which has nothing to do with Forms, the present context places great
emphasis on the absolute unchangeability of ocvr6T' xa.X6v,as opposed
to the beauty of things that do change. This contrast between permanence and change from the ontological viewpoint receives epistemological backing, as we shall see. Only of that which remains in the
same state can there be yvC0GLa.
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15 Luce,
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ylyvafL)
be what it is?
Cra: That is inevitable.
Soc:
How, then, can that which is never in the same state (6 [Litno'T
&acYu'Tw
9xfe) be anything? For if it is ever (no-re) in the same state, then obviously at
that time it is not changing; and if it is always (&c() in the same state and is
always the same, how can it ever change or move, since it never relinquishes
its own form? (q&v
UTrOi Mo&q4).
tLarILcktVOv T-5
Cra: It cannot do so at all."
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38
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-L) be known;
and surely there is no knowledge which knows that which is in no state (6...
Cra: It is as you say.
The subject of the first sentence ("it") refers back to "that which is
never in the same state", and the point made here about knowing
seems intended to be parallel to the point just made about naming.
As soon as an observer focuses his attention upon something which is
never in the same state it changes and becomes something else and
can no longer be known for what it was. Difficulties similar to those of
the previous section attach to the reasoning here.
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Cf. Republic 477 a "How could that which "is" not be known?.. that which
in no way "is" is in every way unknowable". Cf. also 478 c "To that which is
not we of necessity (AR&vMiyx-) assigned nescience, and to that which is,
knowledge". We notice the use of &E&vOCyxmto emphasise that this is a logical
claim.
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41
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- Epistemological state
- Knowledge (yvCat)
(86r)
- Belief
(&yvoLa)
- Ignorance
Ontological category
That which is
- Knowledge
(yvoL4)
Lack of knowledge
The trouble in the Cratylus passage stems from the fact that there is
only one knowledge word (rvCat) and this is reserved for "what is
always in the same state" or "that which is". Moreover, the doctrine
which asserts a close link between knowing and being takes the form
here, it seems to me, that if there is no knowing state, then there is nio
object "there" to be known. In which case, if anything fails to qualify
as an eternally unchanging and permanent entity i.e. if it is not a
Form, then there can be no knowledge (yvCaLm)of it. Since Plato does
not introduce the notion of 86Rm(belief) or acta,VY~Lq(perception), he
is led to say that if we cannot have yviiatq of anything, there can be no
cognitive apprehension of it at all. Hence it is unknowable and in no
determinate state.
5. 440 a-c. Attention switches from things (as possible objects of
naming and knowing) to knowledge itself, and initially the broad
contrast is drawn between things which change and things which are
always the same. It is then argued that if there is knowledge, it will
fall into the latter category; for if it were in the former it would
change to something other than knowledge. Hence knowledge is
something which is unchanging and permanent.
"Soc: But we cannot even say that there is any knowledge, if all things are
changing and nothing remains fixed; for if knowledge itself does not change and
cease to be knowledge, then knowledge would remain, and there would be
-re &v&et 4 yvoatL xoxl eN 'vatq), but if the very essence of
knowledge (1ikvoL
knowledge changes, at the moment of its change to another nature than know&v uidatrtLot &Xxozl8oq yvacog) there would be no knowledge,
ledge (&La'r' as
and if it is always changing, there will always be no knowledge, and by this
reasoning there will neither be anyone to know nor anything to be known. But
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if there is always that which knows and that which is known - if the beautiful,
the good and all the other verities exist - I do not see how there is any likeness
between these conditions of which I am now speaking and flux or motion. Now
whether this is the nature of things, or the doctrine of Heraclitus and many
others is true, is another question."
This passage seems to reflect the "all or nothing" attitude to knowledge. The "perpetual stability" of knowledge is a necessary and
sufficient condition for there to be knowledge (pova re av oc&rn
yvi.t)a xoL
o ety yv&aLq).If our minid is not in this state, it has cognition
of nothing - it is equivalent to &lyvoain the Republic.
It is a pity that, in the Cralylus, Plato seems to make his epistemological divisions in the wrong place. A strict dichotomy is drawn
between knowledge and lack of knowledge, but only knowledge of
that which is unchanging (i.e. infallible, certain knowledge) is allowed
to count as knowledge. The disjunction is assumed to be exhaustive.
But the alternatives of infallible knowledge, on the one hand, and no
knowledge at all, on the other, present a false picture. If he had seen
here, as he sees in the Republic, that the dichotomy is more happily
made between infallible knowledge and non-infallible knowledge, he
would have been in a position to appreciate that the latter disjunct is
complex, embracing fallible (or empirical) knowledge, ao'x, and utter
ignorance. As it is, his lack of logical acumen in this passage has the
unfortunate consequence of blurring the careful and subtle distinctions
made in the analysis of flux. An ontological advance is frustrated by
an unsophisticated epistemology, and objects of sense experience are
apparently condemned to wallow in an unknowable realm."'
6. The most likely conclusion to be drawn from this second section is
that Plato has an open mind about the status of sensible objects. In
the final paragraphs of the dialogue a contrast is drawn between
Cratylus' confidence and Plato's doubt. Part of this doubt is due,
I think, to the language he has used to describe sensible objects. They
are called roc6v'ro, T'X7rpxyp.ocrao
and ro&Xp+'tMoc. Occasionaly he seems
'
to use
Ov-rain a more restricted sense, but more commonly the terms
are used interchangeably. Understandably, he would recoil from the
,'could be such as "to be in no state" (Xx
suggestion that 'r 6v'acO
"I
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6mXC e^ovToc),for such a suggestion would seem to Plato as self contradictory as to assert "Realities are unreal". Furthermore, while the
invalid arguments of the previous section force him to the extreme
Heraclitean position, he is plainly aware of its absurdity. He feels he
cannot commit himself to what he sneeringly dubs the "leaky pot" or
"catarrh" theory of matter.
The earlier parts of the dialoguc tenid to confirm that Plato wanits
to take an "objectivist" standpoint.20
(a) At 385 e ff., in opposition to Protagorean subjectivismn, lie mainitains that things "have some fixe(d reality of their own".
(b) In the shuttle passage, discussed in the first )art of this paper,
he talks of Proper Forms (or Forms - for here the soundness of the
distinction argued for does not matter) being embodied in the
appropriate material.
(c) Finally, at 423, e, he writes:
"Has not each thing an essential niature (o&aL) just as it has a colour anid the
other qualities we just mentioned? Indeed, in the first place, have not colour
and sound and all other things which may properly be said to exist (8am Lc[wroct
each and all an essential lnatulre?"
ToU?ivocC)
tXi)r-1s rpoapTaroq,
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p. 8, note 5.
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