Professional Documents
Culture Documents
OMB No 1545-0052
4947(a)(1) Nonexempt Charitable Trust
ooanm,nta1 thoTreuury
Treated a, a Private Foundation
1n1om111
R.-u,
5.,,.,...
Note: The foundation ma be able to use a co of this return to satls state re
rements
, 20
For calendar year 2009 or ta x year be1aInn1na
2009 , and en di ng
G Check all that apply.
Initial return of a former public chr1
Final return
Initial return
Amended return
Address chanae
Name chanae
Name of foundation
A Employr ldntlffc.tlon number
Form
990 PF
or Section
UH the IRS
bel.
Otherwise,
print
or type.
See Specific
lnatructlona.
LJ
~@09
LJ
FOUNDATION
INCORPORATED
SARAI! SCAIFE
Number and street (or P O box numberIf mV ta not dellwredto streetaddre11)
301 GRANT STREET
SUITE
ONE OXFORD CENTRE,
3900
25-1113452
Room/suite
PA 15219
1
2
3
4
tdl
U,I] 5a
b
~
8a
b
7
8
9
10 a
b
c
11
12
13
14
15
1&a
I
!.
&l
Gross rents . . . . . . ,
Net rantal "1COfflO or (1011)
Nat gain or (loss) fromaaleof aaaetanot on lane10
Gross salaspnce tor all
38,046,055.
asaatson laneBa
Cap, ~, :
,,.'~WIOIV.
hne 2) .
.
. ..
Net hort-teR ~I
0
lncor ~e n oomcalions en
Gross; le1Sretuma I,. ,.,n \ n
O
and al owace~~
Less ~ ~ g
d Ia ~"' Cfl
UJ
Gross pro 11or (l~.t.(~tu
-L
IJ.,-:.
u.
.....
..
A 'I'.G
Ii . ~
J~ J . , .
>
17
I!
18
"i:
19
e
"'
-a 20
-a 21
c
22
c 23
~ 24
..
di
Cl.
0 25
28
27
underHcllon
____
7,696,265
7,696,265.
-6,887,131
51
Interest
, .....
Taxes(attachschedule)(aee page14 al ina 0111NctJonI '
Oeprec1ahon (attach schedule) and depletion~
Occupancy ........
Travel, conferences. and meetings .
Printing and pubhcatrons
Other expenses (attach schedule) 17
Total operating and administrative expensea.
Add Imes 13 through 23
Contributions. gifts, grants paid P,.
T<;:1:1
r0111
e1Don- ind dllDurMmenllAdd Ionea 24 and25
Subtract line 26 from line 12
........
..........
J.
e.
-97,198
711, 936
630,315
359,263
294,963
1, 594
67,290
440, 941
71,843
1, 363
219,318
46,834
115,614
2,249,338
13,447,500
15,696,838
:o
.....
o
507(b)(1MAI. d'led<
h.. ....
income
0.
ATCH 1
ATCH 21
Other nco:fw~aeHil:)
Total "'""
Compon&atoon
of o1focen.dlfBCloB.
1n1,t...,.,Ille
Other employee salaries and wages
Pension plans. employee benefits
G>
Ill
QI
Ch k ...
X 11the loundabonla not requiredto
ec
ettachSch B , ,
Interest on sa~ngaandtemporarycash1nve1tmonta
Dividends and interest from secunlles
......
II
LJ
ntr"""'9)
........
Poe10 or I'll
(412)
392-2900
oxempuon
oppl!Calon
ii
pendingcnecahere
checlt here
D 1. Forelgnorvaruzlon.
z. Foreignorganlzallon1,,_,ng
the
85'1\ lell, chedl heroend lllech
comput.i,on
Telpl'loM ,.,fflb1 1, ..
o. ATCH 2
o.
-97,198.
7,599,067.
103,040.
19, 305.
31,547.
0.
o.
0.
0.
0.
0.
o.
33,645.
204,941.
5,836.
0.
0.
o.
23,456.
0.
6,840.
428,
610.
527,275.
339,958.
263,416.
1, 594.
33, 645.
236,000.
48,731.
o.
o.
195,862.
46,834.
o.
]08,774.
0.
],802,089.
-14,984,902
7,170,457.
b Net Investment Income (1f negative. enter -0)
c Adlusted net Income t1f neaat1veenter -0-l ..
for Prtvac:y Act and Paperwork Reduction Act Notice, aee page 30 of the Instructions.
10 000
IEt '
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0.
15, 901,
589.
-09.
JSA
**
ATCH
*ATCH 6A
PAGE
:!)-~
..
,,
25-1113452
Page
2
3
_
_
liiIDJJII
1 4 , 12 6, 3 4 5 .
5
8
Grants recervable
o.
r----------+------------4---------
7, 857 , 2 99
7 , 857 , 2 99 .
r-~~~~~~-t~~~~~~~-+~~~~~~~-
i-~~~~~~--tr--~~~~~~-+~~~~~~~-
t---------+---------1---------
.s
6, 9 8 5 .
7, 793 .
7, 7 9 3 .
4 0, 3 5 7 , 5 7 2
3 0, 8 2 9, 5 4 5 .
32 , 532 , 3 42 .
r----:-:a--:--,:--:-:::--:-:c-=--t--~-::c--~":;:-::'""""-=-="',.......f----....:...--:....... .1.1.1--~--,;;-~;;-~-::---lf-~---,~:;-:-,...;...,::-::--:-+~~-=-...,,...:.....:,....;....;..:......;...,,...:..
132, 51 7, 1 4 7 .
126, 2 31, 6 8 3 .
1 81, 9 9 4 , 0 7 0 .
b l n vestments - corporate stoelc (attach schedule) AT.C.H
fi . i 4
2, 0 3 0, 5 3 6
2, 8 4 4, 5 7 4 .
2, 9 5 6, 62 4 ,
c Investments corporate bonds (attach schedule).}\ "I:G
3l 9
,!21oa
11
12
13
15
16
~':.'1::.1~.;,~a'l,~s~."11d1ngs. ....__________________
r-----------+-----'---'------4-'----....:..--:......~
t----------+---------1---------
17
18
. .
,
Grants payable
Deferred revenue
Loan1 from officers. duectanr.tnntoe1. and other draqualllledpersor,1
gJ 19
;g 20
:C 21
::I2 2
23
r----------+----------+---------
. . . .
9, 211, 4 2 0.
;..__.;.... __ t- __
14, 8 5 4, 2 2 9.
__;;..__..:,_ __
2 , 148 .
t- __
18, 60 5, 4 91.
..::...;:..:_.:..:.~--.:...=.
785 .
r----------+-----------4--------i---------t---------it--------198,298,833.
182,661,931.
9,182,000.
8,530,000.
785 .
f---------4---------.....J
9,182,000.
. ....
8,530,000.
2,
; 25
28
,:,
Unrestricted
Temporarily restricted
~ 28
=29
~ 30
:!
31
189,116,833.
174,131,931.
1 98 , 2 98 , 8 3 3 .
27
174,131,931.
Permanently restricted
&!
c:
189,116,833.
rnstrucllons)
Total llabllltles and net assets/fund balances (see page 17
of the instructions) . . .
~ ..mAnalvsls
1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with
end-of-year figure reported on pnor year's return) .
2 Enter amount from Part I, hne 27a
3 Other increases not included 1nline 2 (1temrze) ""'
4 Add lrnes 1, 2, and 3
5 Decreases not included 1nIi~~ (1t~~de).;.. .
0
6 Total net assets or fund balances at end o(vear-Cline 4 mrnus line 5) - Part II column (b). hne 30 ....
** ATCH
10
-.
2
3
4
5
6
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!.a:1
...
-
Capital
Gains
and
Losses
Page
(D)Hc,w
acquired
1a
l!.'T''T'AC'HMENT
Income
P-Plmlue
n.n..n~-
(c:) Date
ac,1red
(mo. ay, yr)
/di
Date sold
mo, dil'/. yr.)
21
c
d
e
(f)
or other basis
plus expenseof sale
(g) Cost
Depreciation allowed
(or allowable)
a
b
c
d
e
Comolete
only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(JI AdJustedbasis
(kl Excessof col (I)
as of 12/31/69
as of 12/31/69
over col 0), rt any
ll)FMV
a
b
c
d
e
If gain. also enter m Part I, line 7
2
If (loss). enter -0- 1nPart I, line 7
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)
If gain. also enter m Part I, line 8. column (c) (see pages 13 and 17 of the 1nstruct1ons)
If (loss). enter -0- 1nPart I, hne 8 .............................
...
3
"-.-Qualification
Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subJect to the section 4940(a) tax on net investment income)
.....
}
}
Was the foundation liable for the section 4942 tax on the distributable amount of any year m the base period? . . . .
If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part.
1 Enter the appropriate amount 1neach column f or eac h year. see page 18 oft he instructt0ns be ore making any entries
(a)
Base penod years
2
3
17,907,507.
18,576,842.
17,204,970.
17,313,089.
15,662,022.
2008
2007
2006
2005
2004
273,355,399.
308, 584, 077.
?88,509,138.
286, 448, 540.
282, 467, 139.
No
0.065510
0.060200
0.059634
0.060440
0.055447
.....................................
0.301231
..........
D.060246
..........
222,911,082.
13,429,501.
(di
D11tr1but1onratio
(col (b) dMdad by COi (c)J
tel
(b)
AdJUSled qualoty,09 dostnbubona
Yes
15,901,589.
8
Enter qualifying d1stnbut1ons from Part XII. line 4 ..............
If line 8 1s equal to or greater than line 7, check the box in Part VI, hne 1b, and complete that part using a 1% tax rate See the
Part VI Instructions on page 18
...................
. . . . ..
......................
..
.
.. . . . . . . . .
71, 705.
13,501,206.
..........
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990-PF (2009)
PAGE 3
2 5-1113 4 5 2
l:J.1,~a
1a
in
Page
section 4940(d)(2),
check here
LJ
....
see lnatrucUona)
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)
3
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)
Tax based on Investment Income. Subtract line 4 from line 3. If zero or less. enter -0-
'1
C red1ts/Payments
a 2009 estimated tax payments and 2008 overpayment credited to 2009.
,__6_a-+
_____
1--'&~bc..+
________
c Tax paid with application for extension of time to file (Form 8868).
1--'6;..:cc..+
________
~&~d~-----------1
71,705.
0.
71,705.
o_.-t
o_.-t
..
76,936.
7
8
.... 9
.... 10
Overpaymenl If line 7 1smore than the total of lines 5 and 8. enter the amount overpaid .
Enter the amount of hne 10 to be Credited to 2010 estimated tax....
5, 2 31.
:.F.T~-"'
Statements
7_6_,
_9_3_6_
. ......,
Tax due. If the total of Imes 5 and 8 is more than line 7, enter amount owed .
10
11
7 1, 7 0 5 .
5,231 .
Refunded .... 11
Regarding Activities
Yes
1 a During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 11
participate or intervene m any poht1calcampaign? . .
b Did 11spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19
1a
. . . . . . I-'-=-+----+--
1b
of the instructions for defirnt1on)? . . . . . . . . . . . . f--'-=-+----+-If the answer is "Yes to fa or 1b, attach a detailed descnpt1on of the act1v1t1esand copies of any matenals
published
or distflbuted
Income (Section 4940(a), 4940(b), 4940(e), or 4948 see page 18 of the Instructions)
1c
c Did the foundation file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . !--'-=-+----+-d Enter the amount (1f any) of tax on political expenditures (section 4955) imposed during the year
(1) On the foundation .... $
(2) On loundat,on managers .... $ __________
_
No
e Enter the reimbursement (1f any) paid by the foundation during the year for poht1cal expenditure tax imposed
on foundation managers .... $ ___________
_
2
Has the foundation engaged m any acllv1t1esthat have not previously been reported to the IRS?
If "Yes, attach a detailed descnption of the activities.
Has the foundation made any changes, not previously reported to the IRS, m its governing instrument, articles of
incorporation, or bylaws. or other similar instruments? If "Yes, attach a conformed copy of the changes . . . . . .
Did the foundation have unrelated business gross income of $1,000 or more during the year?
4a
b If "Yes." has 11filed a tax return on Form 990-T for this year? .
s Was there a hqu1dation, termination, d1ssolut1on,or substantial contraction during the year?
4b
4a
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
By language m the governing instrument, or
By state leg1slat1on that effectively amends the governing instrument so that no mandatory directions that
6
7
x
x
b If the answer 1s ''Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General
9
(or designate) of each state as required by General Instruction G? If "No, attach explanation . . . . . . . . . . . . . . . 1--"B=bc..+_x_+--Is the foundation claiming status as a private operating foundation within the meaning of section 4942(])(3) or
49420)(5)
for calendar year 2009 or the taxable year beginning m 2009 (see instructions for Part XIV on page
If ''Yes," attach
a schedule fisting
the,r
-+-_x_
1o
Form 990-PF (2009)
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.. .....
25-1113452
Page
11 Al any time during the year. did the foundation. directly or 1nd1rect1y,own a controlled entity withrn the
meanrng of section 512(b)(13)? If "Yes." attach schedule (see page 20 of the Instructions) ...
12 Did the foundation acquire a direct or indirect interest In any applrcable insurance contract before
August 17. 2008?.
. . . ..........
, .........
.............
. .. .. ... . .
12
13 Did the foundation comply with the publrc Inspection requirements for Its annual returns and exemption application? .
Website address ....
NI A
u The books are In care of .... SARAH_ SCAIFE_ FOUNDATION I NC------Telephone no .... _____ 412-3
Located at ....301_
GRANT STREET,_
SUITE
3900,
_PITTSBURGH,_
PA--------
ZIP+ 4 ....
15 Section 4947(a)(1) nonexempt charrtable trusts filrng Form 990-PF 1nlieu of Form 1041 - Check here
and enter the amount of tax-exempt Interest received or accrued durl
the ear . . . . . . . . .
11
13
--------LJ
15219
....
..,. 1 5
..,.
Yea
File Form 4720 If any Item Is checked In the "Yea" column, unless an exception applies.
No
disqualified person? . . . . . . . . . . . . . . . . . . . . . .
(31 Furnish goods. services. or facrlrtres to (or accept them from) a dlsqualrfied person?
(4) Pay compensation to, or pay or reimburse the expenses of, a drsquahfied person?
..
P.'.I'~fl. .l~.
YDI
No
YDI
No
. . . . . . . . . .
No
YDI
YDI
0No
YDI
Q]No
(5) Transfer any Income or assets to a dlsqualrfied person (or make any of erther available for
the benefit or use of a drsquahfled person)?.
Q]No
OvDI
( 1) Engage In the sale or exchange. or leasing of property With a drsqualrfied person? ...
(2) Borrow money from. lend money to. or otherwise extend credit to (or accept rt from) a
(81 Agree to pay money or property to a government official? (Exception. Check "No" rf
the foundation agreed to make a grant to or to employ the official for a perrod after
termination of government service. rf termrnatrng within 90 days).
b
. . . . . . .
If any answer Is "Yes" to 1a(1)(6), did 1ny of the acts fall to qualrfy under the exceptions descnbed In Regulations
section 53 4941 (d)3 or In a current notice regarding disaster assistance (see page 20 of the lnstructrons)?
Organrzatrons relyrng on a current notice regarding disaster assistance check here
1b
1 c:
. . . . . . . . . .
c Old the foundation engage In a prror year rn any of the acts descrrbed in 1a. other than excepted acts, that
were not corrected before the first day of the tax year beginning In 2009? .......
2
Taxes on failure to drstrrbute rncome (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(1)(3) or 49420)(5))
a At the end of tax year 2009. drd the foundation have any undistributed income (lines 6d and
6e. Part XIII) for tax year(s) begrnnrng before 2009?. . . . . . . . . . .
If "Yes." lrst the years ..,. __________
. _________
, ________
. _______
_
YDI
Q]No
b Are there any years hsted rn 2a for which the foundation rs not applying the provisions of sectron 4942(a)(2)
(relatrng to incorrect valuation of assets) to the year's undlstrrbuted income? (If applying section 4942(a)(2)
to all years listed. answer "No" and attach statement - see page 20 of the 1nstructrons)
c
....__________
--------31
2b
. . . . . . .
If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed In 2a. list the years here
--------
--------
Ord the foundatron hold more than a 2% direct or indirect interest in any business
0No
dlsqualrfled persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the
Commrss1oner under sectron 4943(c)(7))
b Old the foundation make any investment In a prior year (but after December 31, 1969) that could Jeopardize its
charitable ur ose that had not been removed from eo ar
before the first d of the tax ar
1nmn in 2009?
lb
48
4b
Form 990PF
(2009)
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uired continued
Statements Re
5 a During the year did the foundation pay or incur any amount to
(1) Car,ry on propaganda. or otherwise attempt to influence leg1sla!lon(section 4945(e))?
Page
[8J No
0Yes
(2) Influence the outcome of any spec1f1cpublic election (see section 4955). or to carry on,
0Yes
[8J No
0Yea
~No
0Yes
[8J No
0Yes
[8J No
(4) Provide a grant to an organization other than a charitable, etc, organization described in
section 509(a)(1), (2). or (3), or section 4940(d)(2)? (see page 22 of the instructions) ..
(5) Provide for any purpose other than religious, charitable, setent1flc,literary, or educational
b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described In
Regulations section 53 4945 or In a current notice regarding disaster assistance (see page 22 of the instructions)? .
Organizations relying on a current notice regarding disaster assistance check here . . ....
c
,_6_b
_____
If the answer 1s"Yes" to question 5a(4), does the foundation claim exemption from the tax
because it maintained expenditure respons1b11ity
for the grant? . .
0Yes
0No
C8JNo
61
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums
Yes
on a personal benefit contract?. . . .
b Did the foundation, during the year. pay premiums, directly or indirectly, on a personal benefit contract?
If "Yes to 6b, file Form 8870
6b
7b
[8J
At any time during the tax year, was the foundation a party to a proh1b1tedtax shelter transaction?
Yes
No
If es. did the foundation receive an roceeds or have an net income attributable to the transaction? .
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
List all officers,
directors,
trustees, foundation
------------------------------------ATTACHMENT 14
b'rnotCompensation
paid, enter
-0-1
630,315.
(di Conlribul,onslo
employeebenefitplana
and deferredcomoensat,on
88,000.
------------------------------------------------------------------------------------------------------------2
employees
(a) Name and address of each employee paid more than $50,000
ATTACHMENT 15
Total
(c) Compensation
(d) Contributions to
employee benefit
plans and deferred
comcensallon
184,150.
42,263.
0.
........
Form
990-PF
(2009)
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@190Information
452
Page
(a) Name and address of each person paid more than $50,000
(c) Compensation
ATTACHMENT 16
504,952.
HiMl&fJSummary
........................
List the foundation's four largest direct charitable actiVlties dunng the tax year Include relevant stat1st1cal1nformabonsuch as the number
of organ1zat1ons and other benefic1anes served, conferences convened, research papers produced, etc.
.,2
NONE
~sea
NOT APPLICABLE
---------------------------------------------------------------------------
I" .
...:
Describe the two largest program-related investments made by the foundation dunng the tax year on lines 1 and 2
Amount
NOT APPLICABLE
NONE
...
Form
990-PF (2009)
JSA
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PAGE
.
(2dtJ9)
@El Minimum
1
Form 990-PF
2 5- 1113 4 5 2
Investment Return (All domestic foundations must complete thrs part Foreign foundations,
see page 24 of the instructions.)
Fa1Fmarket value of assets not used (or held for use) directly ,n carrying out charitable, etc,
purposes
a Average monthly fair market value of securities ............
b Average of monthly cash balances. . . . . . . . . . . . . . . . . . . .
c Farr market value of all other assets (see page 24 of the 1nstruct1ons).
d Total (add Imes 1a, b, and c) .......................
e Reduction claimed for blockage or other factors reported on hnes 1a and
2
3
4
.... ..
..
..
1a
1b
1c
1d
Page
0.
226, 305, 667.
3,394,585.
222, 911, 082.
11,145,554.
~n-
1
2a
b
c
3
4
5
8
7
. . . . . . . , , . . . . , , _1 ______
Minimum investment return from Part X, line 6 ............
.
71,705.
2a
Tax on investment income for 2009 from Part VI, line 5 .....
.
Income tax for 2009 (This does not include the tax from Part VI ) . . . 2b
Add lines 2a and 2b
2c
Distributable amount before adjustments Subtract line 2c from hne 1 . . . . . .
3
Recoveries of amounts treated as qualifying d1stribut1ons .........................
1--4-+-----------Add lines 3 and 4
5
Deduction from distributable amount (see page 25 of the instructions) ..........
.
8
Distributable amount as adJusted Subtract line 6 from line 5 Enter here and on Part XIII,
7
line 1
ifltfii
1
a
b
2
1_1_,
_1_4_5_,_5_5_4_.
71,705.
11, 073, 849.
11, 0 7 3, 8 4 9 .
1a
1b
15,901,589
.
0.
0.
.purposes ...................................
..... .. 2
Amounts
set
aside
for
spec1f1c
charitable
proJects
that
satisfy
the
3
0.
a Su1tab1litytest (prior IRS approval required) ..................
...
. . 3a
0.
b Cash d1stribut1ontest (attach the required schedule) .............
3b
...
..
15,901,589.
4
Quallfylng distributions. Add lines 1a through 3b Enter here and on PartV, hne8, and PartXIII, hne4
4
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income
5
71,705.
Enter 1% of Part I, line 27b (see page 26 of the 1nstruct1ons)
5
15,829,884.
6
6
Adjusted qualifying distributions. Subtract hne 5 from line 4 .......................
Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation
qualifies for the section 4940(e) reduction of tax in those years
..
Form
990-PF
(2009)
JSA
9E1470 1 000
77270J
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PAGE 8
25-1113452
Paga
(a)
(b)
Corpus
(c)
2008
(d)
2009
11,073,849.
.....................
..........
20....Q2__,20~.
20~
1,779,880.
3,281,252.
3,187,117.
3,733,910.
4,389,989.
a From 2004
b From 2005
c From 2006
d From 2007
e From 2008
f
.........
....
......
.....
11,073,849.
..
4,827,740.
21,199,888.
. . . . . . . . .....
Taxable
d Subtract line 6c from line 6b
amount - see page 27 of the instructions
e Undistributed income for 2008 Subtract line
4a from line 2a Taxable amount - see page
27 of the instructions
.............
...............
....
.......
10 Analysis of line 9
a Excess from 2005
b Excess from 2006
1,779,880.
19,420,008.
3,281,252.
3,187,117.
3, 733, 910.
4,389,989.
4,827,740.
Form
990-PF
(2009)
JSA
9E1480 1 000
77270J
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4/29/2010
1:59:39
PM
V 09-5.2
PAGE 9
--
--
----
-----
25-1113452
Page 10
NOT APPLICABL E
Private Ooeratlng Foundations
see paQe 27 of the instructions and Part VII-A, ciuest1on 9)
1 If lhe foundation has received a rullng or delerminal1on letter lhal 11 Is a
prlval~ . o~~r~tln~
foundation, and lhe ruling Is effective for 2009, enter lhe date of Iha ruling ..
..
b Check box lo Indicate whether lhe loundalion ls a private operallng foundation describedin section
I I 4942(1)(3) or I I 4942<JH5>
Tax year
Prior 3 years
so-
:Z
(el Total
112009
(b) 2008
(c) 2007
(d) 2008
..
85% of llne 2a
XII lino
4roroac11 y-
111111<1
Oullylng
di1tolbutoon1 mode
actrw conduct of
Subtract line
20 from hne 2c
Complete 31 b, or c for the
allernatl'Ylt tNt relied upa,
directly
tor
exempl .,u~u-
. . . ..
A11011"' SlematMt
IHl onler
( 11 Vue at 1111
UIOtl
(:ZI Value ol """''
unaw ,ecuon
quallty,ng
..
49420)(3)(8)(1)
.
"'Endcwmenr allernat~
1811
ontll' 2/3 of minimum Invest
ment retum shown ,n Par1 X.
( 11 Total
(2)
dMdend1,
ren11,
p1ymont1 on 190JllhNI
roan, (18CIO'I 512(a)(5)),
or royaltMII),
Suppon
from
genpublic ano 5 or more
empt
provided
..
organi;zauons
1n aac11on '4942
..
OXJ)(BJ(,i)
(3) Largest amount of supfrom
pon
an exempl
organ1ZB1,on
.!..
..-...
-
.. . .
1
a
(Complete
this pa~ only if the foundation
Information
had $5,000 or more In assets
Supple,:nentary
at any time during the year see page 28 of the instructions.)
Information Regarding Foundation Managers:
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only 1f they have contributed more than $5,000) (See section 507(d)(2).)
N/A
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entrty) of which the foundation has a 10% or greater interest
N/A
2
Information
Regarding Contribution,
Check here~
1f the foundatron only makes contributions to preselected charitable organizations and does not accept
unsollc,ted requests for funds If the foundation makes gifts, grants, etc. (see page 28 of the rnstruct1ons) to rndMduals or
organizations under other cond1t1ons, complete items 2a, b. c, and d
a The namA address, and telephone number of the person to whom apphcations should be adaressed
~~__;A~T~T=A~CHMENT
17
b The form in which applications should be submitted and information and materials they should include
ATTACHMENT17
c Any subm1ss1on deadhnes
ATTACHMENT17
d Any restrictions
factors
J.,.,S,_,A
___
E1490 1 000
areas, charitable
ATTACHMENT17
Fonn
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990-PF
(2009)
PAGE 10
2 5-111
14Mi!Jj
Supplementary
3452
Page
11
Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
II recipient Is en indMdual.
show any relationship to
any foundation manager
or substantial contnbutor
Recrprent
Name and address (home or business)
Foundation
status of
rec1p1ent
Purpose of grant or
contribution
Amount
18,
Total. ..............
14,099,500.
& 19
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3a
14,099,500
8,530,000.
& 19
Total. .................................................
3b
8,530,000.
Form
990-PF (2009)
JSA
9E1491 1 000
77270J
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1:59:39
PM
V 09-5.2
PAGE 11
2 5-1113
!-.-..,.
........
Analysis
4 52
Page
12
of Income-Producing Activities
(b)
Amount
Busmesacode
(d)
Amount
(e)
'}elated or exemgt
unction incom
See page 28 of
he instructions )
a
b
c
d
e
f
g
2
3
4
5
.....
. . ..
14
7,696,265.
18
14
14
-217,220.
121,848.
.......
.....
.........
..
OTHER
-1,826.
900099
INCOME
e
2 Subtotal Add columns (b), (d), and (e) . . . .
-1,826.
13 Total. Add line 12, columns (b), (d), and (e) ..........................
713,762.
711,936.
13
1::r.,.-: ..,.11
= Relationship
Line No.
'Y
Explain below how each act1v1ty for which income 1s reported in column (e) of Part XVI-A contributed importantly to
the accomplishment
of the foundation's exempt purposes (other than by providing funds for such purposes) (See
page 29 of the instructions)
NOT APPLICABLE
Form
990-PF
(2009)
JSA
9E1492 1 000
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V 09-5.2
PAGE
12
2 5-1113
biffliM
1
452
Page
Yes No
Did t'he organization directly or indirectly engage in any of the following with any other organization described
in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527. relating to pohtlcal
o_rganilat1011s?
.
a Transfers from the reporting foundation to a nonchantable exempt organization of
(1) Cash .
1af11
1al21
b Other transactions
( 1) Sales of assets to a nonchantable exempt organization
1bf21
1bl31
1bf41
1bl51
1bl81
any of the
above 1s 'Yes,"
complete
the following
or sharing
arrangement.
show in column
schedule
foundation
Column (bl
should
If the foundation
N/A
N/A
2a
Is the foundation directly or indirectly aff1hated with, or related to, one or more tax-exempt organizations described m
section 501(c) of the Code (other than section 501(c)(3)) or 1nsection 527? .................
b If "Yes " com lete the followm schedule
FORT WASHINGTON,
PA
Yes
[8J No
19034
Phone no
215-654-1600
Form
JSA
9E1493
x
x
x
x
x
x
x
1c
x
x
1bl11
(a) Line no
13
990-PF
(2009)
1 000
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V 09-5.2
PAGE
13
25-1113452
ATTACHMENT 1
FORM 990PF,
DESCRIPTION
INTEREST INCOME
DIVIDEND INCOME
TOTAL
NET
INVESTMENT
INCOME
ADJUSTED
NET
INCOME
2,256,927.
5,439,338.
2,256,927.
5,439,338.
0.
0.
7,696,265.
7,696,265.
0.
ATTACHMENT 1
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PAGE 14
25-1113452
ATTACHMENT 2
FORM 990PF,
DESCRIPTION
VENTURE INCOME
OTHER INCOME
TOTALS
-97198.
NET
INVESTMENT
INCOME
-219,046.
121,848.
-97198.
ADJUSTED
NET
INCOME
0.
0.
0.
ATTACHMENT 2
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PAGE 15
25-1113452
ATTACHMENT 3
FORM 990PF,
DESCRIPTION
LEGAL FEES
NET
INVESTMENT
INCOME
1,594.
1~4_.__
TOTALS
~~-
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
0.
0.
1,594.
0.
0.
1 594.
ATTACHMENT 3
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PAGE 16
25-1113452
ATTACHMENT 4
FORM 990PF,
NET
INVESTMENT
INCOME
67,290.
33,645.
TOTALS
67,290.
33 645_._
DESCRIPTION
AUDIT,
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
0.
. O_._
33,645.
33,645
ATTACHMENT 4
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PAGE 17
25-1113452
ATTACHMENT 5
FORM 990PF,
DESCRIPTION
FISCAL AGENT FEES
CONSULTING
TOTALS
NET
INVESTMENT
INCOME
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
204,941.
236,000.
204, 941.
0.
0.
0.
236,000.
0.
440,941.
204, 941.
0.
236,000.
ATTACHMENT 5
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25-1113452
ATTACHMENT6
FORM 990PF,
PART I - TAXES
DESCRIPTION
FEDERAL EXCISE TAX
PAYROLLTAX
STATE TAX
TOTALS
REVENUE
AND
EXPENSES
PER BOOKS
NET
INVESTMENT
INCOME
15,000.
54,567.
2,276.
0.
5,836.
0.
0.
0.
0.
0.
48,731.
0.
71 L___8__1J_.
5L8_36.
0.
48 731.
ADJUSTED
NET
INCOME
CHARITABLE
PURPOSES
ATTACHMENT6
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PAGE 19
AITACHMENT6A
AMOUNT
316,204
508,847
825,051
(824,266)
785
A IT ACHMENT 6A
-------
25-1113452
ATTACHMENT 7
FORM 990PF,
DESCRIPTION
COMPUTER MAINTENANCE
INSURANCE
DUES & SUBSCRIPTIONS
OFFICE EXPENSES
OFFICE TEMP
TELEPHONE
SECURITY
TOTALS
115,614.
NET
INVESTMENT
INCOME
ADJUSTED
NET
INCOME
0.
0.
0.
0.
0.
0.
0.
0.
1,914.
997.
2,511.
827.
591.
0.
6L 8_<10
__Q_._
--------
CHARITABLE
PURPOSES
1, 000.
15,982.
4,205.
20,970.
6,908.
4,934.
54,775.
108,774.
ATTACHMENT 7
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PAGE 20
2~-:l1Ji;:>2
GRANtS PAID
ATTACHl!i:!IT9
RELATJONSH!PTO SUBSTANTJI'.~CONTRIBVTOR
ANO
FOUNOATION
STATUS or ;;~CIP!E:,T
RECIPIENT NAMEANDADDRESS
AMOUNT
GRAflTSPP.ID
SEE ATTACHMEIITS
11,
18,
19
TOTALCONTR!BUTJONSPAIO
14.099.~QO
GRANTSACCRUED
SEE ATTACHMENTS
11,18,
19
e.~30.000
e.:,Jo.ooo
TOTALAPPROVEDCONTRIBUTIONSACCRUED
A Ti
71210J
821G
4/29/2010
I 59 39 PM
V 09-5
/\CHMENT8
?AG~ 21
PART II
25-1113452
DESCRIPTION
PREPAID INSURANCE
TOTALS
ENDING
FMV
7,793.
7,793.
7L793.
7L793.
ATTACHMENT9
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PAGE 22
PART II
- U.S.
25-1113452
DESCRIPTION
GOVERNMENTSECURITIES
SEE ATTACHMENT 22
US OBLIGATIONS TOTAL
ENDING
FMV
30,829,545.
32,532,342.
30,829,545.
32,532,342.
ATTACHMENT 10
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PAGE 23
25-1113452
PART II
ATTACHMENT 11
- CORPORATE STOCK
DESCRIPTION
COMMONSTOCK INVESTMENTS
SEE ATTACHMENT 22
TOTALS
ENDING
BOOK VALUE
ENDING
FMV
126,231,683.
181,994,070.
181,994,070.
ATTACHMENT 11
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PAGE 24
PART II
25-1113452
- CORPORATE BONDS
ATTACHMENT12
ENDING
BOOK VALUE
DESCRIPTION
CORPORATE BOND INVESTMENTS
SEE ATTACHMENT22
TOTALS
ENDING
FMV
2,844,574.
2,956,624.
2,844,574.
2,956,624.
ATTACHMENT 12
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PAGE 25
SARAH SCAIFE
FORM 990PF,
FOUNDATION INCORPORATED
PART II
25-1113452
- OTHER INVESTMENTS
ATTACHMENT 13
ENDING
BOOK VALUE
DESCRIPTION
VENTURE FUNDS (SEE ATCH 22)
MUTUAL FUNDS (SEE ATCH 22)
BOND FUND (SEE ATCH 22)
ENDING
FMV
2,965,596.
7,320,170.
8,319,725.
2,866,515.
3,791,753.
8,195,961.
14J_5_4___,
229.
TOTALS
ATTACHMENT 13
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PAGE 26
SARAH SCAIFE
FORM 990PF,
FOUNDATION INCORPORATED
PART VIII
25-1113452
NAMEAND ADDRESS
ATTACHMENT14
RICHARD M. SCAIFE
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
CHAIRMAN/TRUSTEE
3.00
MICHAEL W. GLEBA
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
PRESIDENT/TRUSTEE
32.00
262,424.
37,400.
o.
BARBARAL. SLANEY
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
VP/TREASURER
32.00
268, 691.
37,400.
0.
R. DANIEL MCMICHAEL
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
SECRETARY
3.00
YVONNEMARIE BLY
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
ASST. TREASURER
32.00
0.
0.
0.
57,200.
0.
13,200.
0.
o.
0.
ATTACHMENT
14
77270J
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PAGE 27
25-1113452
PART VIII
ATTACHMENT14 (CONT'D~
NAMEAND ADDRESS
T. KENNETHCRIBB, JR.
301 GRANTSTREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
TRUSTEE
3.00
6,000.
0.
0.
TRUSTEE
3.00
6,000.
0.
0.
ALLAN H. MELTZER
301 GRANTSTREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
TRUSTEE
3.00
4,500.
0.
0.
E. VAN R. MILBURY
301 GRANT STREET
ONE OXFORDCENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
TRUSTEE
3.00
3,000.
0.
0.
TRUSTEE
3.00
6, 000.
0.
0.
ATTACHMENT 14
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PAGE 28
25-1113452
PART VIII
- LIST OF OFFICERS,
ATTACHMENT 14
COMPENSATION
CONTRIBUTIONS
TO EMPLOYEE
BENEFIT PLANS
(CONT'D)
EXPENSE ACCT
AND OTHER
ALLOWANCES
JAMES C. RODDEY
301 GRANT STREET
ONE OXFORD CENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
TRUSTEE
3.00
6,000.
0.
0.
JAMES M. WALTON
301 GRANT STREET
ONE OXFORD CENTRE, SUITE 3900
PITTSBURGH, PA 15219-6401
TRUSTEE
3.00
4 I 500
0.
0.
TRUSTEE
3.00
6,000.
0.
0.
88 000.
0.
GRAND TOTALS
630~
ATTACHMENT14
77270J
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1:59:39
PM V 09-5.2
-------
PAGE 29
PART VIII
25-1113452
COMPENSATION
ALEXIS KONKOL
301 GRANT STREET, SUITE 3900
ONE OXFORD CENTRE
PITTSBURGH, PA 15219
EMPLOYEE
32.00
56,800.
13,200.
0.
MATTHEWGROLL
301 GRANT STREET, SUITE 3900
ONE OXFORD CENTRE
PITTSBURGH, PA 15219
EMPLOYEE
12.00
59,700.
13,538.
0.
POLLY MCQUEEN
301 GRANT STREET, SUITE 3900
ONE OXFORD CENTRE
PITTSBURGH, PA 15219
EMPLOYEE
24.00
67,650.
15,525.
0.
184,150.
42,263.
0.
TOTAL COMPENSATION
ATTACHMENT 15
77270J
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PAGE 30
SARAH
FOUNDATION INCORPORATED
. SCAIFE
.
990PF,
PART VIII-
25-1113452
TYPE OF SERVICE
FACILITY
R. DANIEL MCMICHAEL
825 MOREWOODAVE., STE.
PITTSBURGH, PA 15213
CONSULTING
TOTAL COMPENSATION
827G
4/29/2010
204,546.
245,631.
H-1
DENNISE.
BRADSHAW
803 WOLFE STREET
ALEXANDRIA, VA 22314
77270J
RENTAL
COMPENSATION
1:59:39
PM V 09-5.2
54,775.
504,952.
ATTACHMENT 16
PAGE 31
ATTACHMENT17
SARAH SCAIFE FOUNDATION
Incorporated
One Oxford Centre
301 Grant Street,
Suite
3900
Pittsburgh,
Pennsylvania
15219-6401
412-392-2900
ANNUAL REPORT
The Sarah
Scaife
Foundation's
grant
program
is primarily
directed
toward
public
policy
programs
that
address
major
domestic
and international
issues.
There
are no geographical
restrictions.
The Foundation
does not make grants
to individuals
for any purpose
or to nationally-organized
fundraising
groups.
Proposals
for
the
following
are
usually
declined:
event
sponsorships,
endowments,
capital
campaigns,
renovations,
or
government
agencies.
Initial
inquiries
to the Foundation
should
be in letter
form
signed
by the
organization's
President,
or
authorized
representative,
and have the approval
of the organization's
Board
of Directors.
The letter
should include
a concise
description
of
the specific
program
for which funds are requested,
and a program
budget
and timetable.
Accompanying
information
should
include
a
copy
of
the
latest
audited
financial
statements
and
annual
report;
current
budget;
list
of officers
and directors
and their
major
affiliations;
and a copy of the
current
determination
letter
from the Internal
Revenue
Service
evidencing
tax-exempt
status
under
Section
501(c) (3) of the
IRS Code.
Additional
information
may be requested,
if needed,
for further
evaluation.
The Foundation
November to consider
at any time and will
Requests
should
meets
grants.
be acted
in
February,
May,
September,
and
However,
requests
may be submitted
upon as expeditiously
as possible.
be addressed
to:
Michael
w. Gleba
President
Sarah Scaife
Foundation
One Oxford Centre
301 Grant Street,
Suite
3900
Pittsburgh,
PA 15219-6401
ATTACHMENT 17
ATTACHMENT 18
Federal
Footnotes
& Approved:
Grants
Paid
All of
grants
Section
within
the grantees
shown on the attached
statement
of
are exempt under
the Internal
Revenue
Code (IRC)
50l(c)
(3), and have the status
of public
charities
the meaning
of IRC Section
509(A) (1) or (2).
ATTACHMENT 18
ATTACHMENT 19
SCHEDULE OF GRANTS
AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2009
Payable,
1/1/09 - 12/31/Q9
Payable,
12/31/Q9
Approved
12/31/08
40,000 $
40,000 $
125,000
115,000
240,000
130,000
115,000
130,000
115,000
150,000
50,000
100,000
175,000
300,000
175,000
350,000
200,000
25,000
25,000
125,000
125,000
37,500
37,500
150,000
150,000
75,000
75,000
150,000
150,000
250,000
100,000
100,000
ATTACHMENT 19
ATTACHMENT 19
12/31/08
Boston University,
Boston, Massachusetts
Institute for the Study of Conflict,
Ideology and Polley
1/1/0i - 1~~1/0!l
Approved
44,500 $
Paid
Payable,
12/31/09
44,500 $
175,000
175,000
125,000
75,000
125,000
75,000
Cato Institute,
Washington, D.C.
Domestic Polley Studies Program
40,000
40,000
50,000
50,000
125,000
125,000
110,000
55,000
75,000
75,000
175,000
175,000
250,000
325,000
350,000
225,000
75,000
135,000
140,000
70,000
75,000
75,000
55,000
ATIACHMENT
19
ATTACHEMNT 19
12/31/08
Claremont Institute for the Study of
Statesmanship and Political Philosophy,
Claremont, California
General operating, program and
Washington Fellow support
Payable,
1111Q9-1~a1,oa
Approved
Paid
12/31/Q9
325,000 $
375,000 $
240,000
240,000
40,000
40,000
160,000
60,000
130,000
130,000
75,000
150,000
150,000
125,000
150,000
100,000
200,000
250,000
300,000
150,000
50,000
50,000
300,000 $
Coneglate Networ1<,Inc.,
Wilmington, Delaware
General operating and program support
Commentary, Inc.,
New York, New York
Publication support
37,500
100,000
250,000
100,000
37,500
125,000
150,000
75,000
ATIACHMENT
19
ATTACHMENT 19
12131/08
The Federalist Society for Law &
Public PoUcy Studies,
Washington, O.C.
General operating and project support
General operating support
200,000 $
1t11Qi-
1i1;rnoi
em
Approved
300,000
200,000 $
100,000
200,000
250,000
100,000
150,000
37,500
37,500
100,000
100,000
200,000
15,000
200,000
15,000
100,000
112,500
30,000
30,000
150,000
150,000
125,000
132,500
62,500
70,000
Payable,
12131/09
50,000
62,500
ATTACHMENT 19
ATTACHMENT 19
12/31/08
Galen Institute, Inc.,
Alexandria, Virginia
General operating support
ll1/Qi 1Zl~l/Qi
Approved
35,000 $
Payable,
12/31/09
35,000 $
230,000
230,000
100,000
150,000
50,000
150,000
50,000
600,000
600,000
600,000
600,000
60,000
100,000
110,000
50,000
Heritage Foundation,
Washington, D.C.
General operating support
High Frontier,
Alexandria, Virginia
Program support
Hudson Institute, Inc.,
Washington, D.C
Center torReligious Freedom
Project for Clvll Justice Reform and
International Religious Liberty
Project support
70,000
70,000
100,000
40,000
100,000
40,000
75,000
90,000
160,000
550,000
160,000
550,000
150,000
75,000
35,000
35,000
50,000
35,000
75,000
ATIACHMENT
19
ATTACHMENT 19
12/31/08
Institute for International Studies,
Washington, D.C.
Project support
ll1/Q~ 12/Jl/Qfi!
ffilg
Approved
Payable,
12/31/09
45,000 $
45,000 $
85,000
85,000
100,000
50,000
60,000
60,000
300,000
350,000
50,000
50,000
125,000
132,500
120,000
120,000
175,000
50,000
300,000
300,000
7,500
7,500
250,000
70,000
50,000
200,000
62,500
125,000
ATIACHMENT
19
ATTACHMENT 19
12/31/08
The Maldon Institute,
Baltimore, Maryland
General operating support
1/llQi - 1~31/09
Approved
250,000 $
Payable,
12/31/09
200,000 $
450,000 $
150,000
150,000
250,000
250,000
50,000
50,000
140,000
140,000
200,000
200,000
100,000
112,500
35,000
35,000
240,000
240,000
100,000
100,000
50,000
50,000
200,000
62,500
200,000
50,000
ATIACHMENT
19
ATTACHMENT 19
12131/QS
New England Legal Foundation,
Boston, Massachusetts
General operating support
125,000
Philadelphia Society,
Jerome, Michigan
General operating support
Pittsburgh History and
Landmarks Foundation,
Pittsburgh, PennsylVanla
Community redevelopment
Landmarks Community Capital
Corporation
Princeton University,
Princeton, New Jersey
James Madison Program In American
Ideals and Institutions
Reason Foundation,
Los Angeles, California
General operating support
Saint Vincent College,
Latrobe, Pennsylvania
Center for Political and Economic
Thought
Social Philosophy and Policy Foundation,
Bowling Green, Ohio
Social Philosophy and Policy Center
j/1/Qi - 1~31/Q9
Payable,
f!!2
12/31/09
Approyed
30,000 $
30,000 $
37,500
37,500
125,000
50,000
75,000
150,000
175,000
100,000
5,000
5,000
250,000
250,000
250,000
250,000
75,000
75,000
100,000
100,000
30,000
30,000
470,000
470,000
ATTACHMENT 19
ATTACHMENT 19
12/31/08
Southeastern Legal Foundation, Inc.,
AUanta, Georgia
General operating support
Stanford University, Hoover Institution
on War, Revolution and Peace,
Stanford, California
Research programs and Hoover
Fellows support
37,500 $
50,000 $
12/31/09
87,500 $
300,000
250,000
StudentNewsDaily.com, Inc.,
Edmond, Oklahoma
General operating support
10,000
10,000
Tax Foundation,
Washington, D.C.
General operating support
75,000
75,000
200,000
280,000
300,000
180,000
75,000
100,000
125,000
50,000
500,000
4,000,000
Tufts University,
Medford, Massachusetts
The Fletcher School of Law
and Diplomacy
The University of Chicago,
Chicago, Illinois
Law and Economics Program
University of Kentucky,
Lexington, Kentucky
The New University of Kentucky
Albert B. Chandler Hospital Auditorium
University of Virginia Law School
Foundation,
Charlottesville, Virginia
Center for National Security Law
World Affairs Council of Pittsburgh,
Pittsburgh, Pennsylvania
Teacher-Student Educational Projects
Total
250,000
Payable,
1/1/09 - 12/31/09
Approved
~
4,500,000
325,000
300,000
325,000
10.000__ ...,1'""0.,,..ogoo~
____
$ 9,182,000 $ 13,447,500 $
14,099,500
8,530,000
ATTACHMENT 19
ATTACHMENT 20
Federal
Allocation
Footnotes
of
Expenses
in
Part
I:
Compensation
of officers,
trustees,
and other
employees,
as
well as the related
employee
benefits
are allocated
based
on time spent
in carrying
out the Foundation's
exempt
purpose
versus
time spent
in the production
of income.
Professional
fees are allocated
based on the nature
of
services
performed
for the Foundation.
All other
expenses
are pro-rated
based
on the salary
expense
and the
Foundation's
estimates,
with the exception
of investment
expenses,
which are directly
related
to producing
income.
ATTACHMENT 20
ATTACHMENT21
SARAHSCAIFEFOUNDATION,INC.
SCHEDULE OF GAINS (LOSSES) FOR TAX OH \NVESlMENT INCOME
FOR THE YEAR ENDED DECEMBER 31, 2009
(a)
(c)
(b)
(d)
(e)
(i)
(h)
(f)
(Q
(k)
(m)
(I)
l.O$S8$
Cost or
How
Kind of
~
Sec:unty
Acquired
P-Purchase
D-Oonated
Oesgjptlon
Gross
OlherBascs
Date
Date Sold/
Sales
Price
and ElCJ)el\$6
of Sale
Freeport-McMoRanCopper
&Gold, Inc:.
11/21/08
02/20/09
281,493
192,226
Gain (loss)
(f)
tess(g)
FasrMalbt
Value as of
December
~
Adjusted
Excessof (j)
CostBasis
mrJkl
89$1
NIA
NIA
NIA
tram
column (j)
andgams
(--.s(i)
QYef
cm
89,267
Security
Freeport~
& Gold, Inc.
Copper
11/21/08
02/20,'09
142.305
96,313
45,992
NIA
NIA
NIA
45.992
Security
Freeport-McMoRanCopper
& Gold, Inc:.
11/21/08
02/20/09
824,696
558,614
266,082
NIA
NIA
NIA
266,082
Seointy
Freeport-McMoRanCopper
& Gold.Inc.
11/21l08
02/20/09
560,458
385,251
175,207
N.IA
N.IA
NIA
175,207
Secunty
General Electric:Co.
06/17l08
02/20/09
47,153
145,738
(98,585)
N.IA
N.IA
N.IA
(98,585)
SeQ.inty
GeneralElectncCo.
06/17/08
02/20/09
75,282
233,502
(158,220)
N.IA
NIA
NIA
(158,220)
Secunty
06/17/08
02/20/09
46,407
145,939
(99,532)
NIA
N,IA
NIA
(99,532)
Secunty
09/20/02
06/17/08
02/2Q.I09
140,550
393,316
(252,766)
NIA
N,IA
NIA
(252,766)
Secunty
Medtronic, Inc
09/19/0a
02/20/09
188,284
295,489
(107,205)
NIA
NIA
NIA
(107,205)
Secunty
Medtron1e,Inc:.
09/19108
0212009
281,586
438.290
(156,704)
NIA
NIA
N.IA
(156,704)
Security
Medtronic,Inc:.
09/19/08
02/20r09
339,369
528,060
(188,691)
NIA
NIA
NIA
(188,691)
Secunty
Medtronic,Inc:.
09/19/08
02/20t'09
122,413
190, 102
(67,689)
NIA
NIA
NIA
(67,689)
Secunty
Medtronic:,Inc:.
09/19/08
02/20/09
216,820
337.959
(121, 139)
NIA
NIA
NIA
(121, 139)
Secunty
Chanes SchwabCorp
02/27/07
02/20/09
227,279
335,707
(108,428)
NIA
NIA
NIA
(108,428)
Secunty
Chal1es SchwabCorp.
02127/07
02120/09
318,385
467,259
(148,874)
NIA
NIA
NIA
(148,874)
Security
02127/07
02/20I09
318,853
467,260
(148,407)
NIA
NIA
NIA
(148,407)
Secunty
CharlesSchwab Corp
02/'Zl/07
02/20/09
508,072
747,615
(239,543)
NIA
NIA
NIA
(239,543)
Secunty
02127/07
02/20/09
628,095
932,419
(304,324)
NIA
NIA
NIA
(304,324)
02/27/07
02/20I09
49,596
156,998
(107,402)
NIA
NIA
NIA
(107,402)
Security
ATTACHMENT 21
ATTACHMENT
SARAHSCAIFE FOUNDATION,INC.
SCHEDULEOF GAINS (lOSSES) FOR TAX ON INVESTMENTINCOME
FOR THE YEAR ENDED DECEMBER31, 2009
(a)
(b)
(c)
(d)
(e)
How
Acquired
Kind of
f!2Q!mX
P-Purdla3e
Oescnpbon
(i)
(h)
(g)
(t)
Cost or
OtherBasls
Date
O-Oonatecl~
Date/Sold
Gross
SalesPnoe
Matured
Secunty
US Bancorp
11/16/07
02/20/09
Secunty
us Bancorp
11/16/07
02/20/09
150,515
Sec:unty
us Bancorp
11/16/07
02/20/09
Sec:unty
us Bancorp
11/16/07
Security
WeDsFargo & ~
Secunty
and Ellpe,ISe
of Sale
Gain {los$)
m1essCb>
Fair Malilet
Valueasof
December
~
(j)
(I)
(k)
Losses from
column (j)
andgam
Expense of (j)
CostBaSIS 01lef{lt)
Adjusf.ed
(excess(i)
OW(
ffi)
(215,024)
NIA
NIA
NIA
471,595
(321,080)
NIA
NIA
NIA
(321,080)
49,900
157,198
(107,298)
NIA
NIA
NIA
(107,298)
02/20/09
398,236
1,255,906
(857,670)
NIA
NIA
NIA
(857,670)
02/23/05
02/20/09
52,395
148,411
(96,016)
NIA
NIA
NIA
(96,016)
05I06/02
02/23/05
02/20/09
405,259
1.266.293
(861,034)
NIA
NIA
NIA
(861,034)
Secunty
FederalHome Loan
MortgageCorp.
02/18/09
03116/09
10,700
10,996
(296)
NIA
NIA
NIA
(296)
Sec:unty
02/18/09
03/16/09
15,421
15,934
(513)
NIA
NIA
NIA
(513)
Sec:unty
02/18109
04/15/09
13,561
13,936
(375)
NIA
NIA
NIA
(375)
Security
FederalHome Loan
MoftgageCoq).
02/18/09
04/15/09
14,168
14,640
(472)
NIA
NIA
NIA
(4n)
Security
04/20/99
04/27/09
1,700,000
1,703,944
(3,944)
NIA
NIA
NIA
(3,944)
Secunty
02/18109
05/15/09
12,307
12,647
(340)
NIA
NIA
NIA
(340)
Sec:urity
FederalHome Loan
MoctgageCorp.
02/18/09
05,115/09
14,947
15,445
(498)
NIA
NIA
NIA
(498)
Secunty
US Treasury Note
05/17199
05/15/09
1,250,000
1,360,791
(110,791)
NIA
NIA
NIA
(110,791)
Sec:unty
GMNC
04/30/09
05/18/09
593
593
NIA
NIA
NIA
Celgene Colp.
11121/08
05/22/09
1,085,599
1,284,914
NIA
NIA
NIA
Secunty
99,373
314,397
(199,315)
(215,024)
(199,315)
AITACHMENT 21
21.-
ATTACHMENT 21.
(a)
(b)
(c)
(d)
(e)
(f)
Cost or
OtherBasis
How
Acquired
Kmd of
~
P~urdlase
Qescootlon
(i)
(h)
(g}
Date/Sold
O-Oongs!
Date
~
Matured
Gross
and Elq)ense
(k)
(I)
Losses from
column (j}
fall'Ma111et
Value as of
December
~
Adjusted
~Basis
ElCpenseof (j}
~
(563,346)
NIA
NIA
NIA
(563,346)
Gain (loss)
21~!!
~al!! Price
(j)
and gains
(excess (ij
~ml
Secunty
ComcastCorp.
09/19108
05/22/09
1,242.962
1,806,308
Security
Diebold, Inc.
02/23105
05/22/09
375,735
792,490
(416,755)
NIA
NIA
NIA
(416,755)
Securty
Diebold, Inc.
02/23105
06/07/05
05122/09
135,752
283,219
(147,467)
NIA
NIA
NIA
(147,467)
Secunty
Harns Corp
11/21/08
11/24108
05122J09
1,410,103
1,440,372
(30,269)
NIA
NIA
NIA
(30,269)
Secunty
Novartis, AG
09/22/06
05122/09
864,769
1,257,267
(392,498)
NIA
NIA
(392,498}
Secunty
05/29/09
06/05/09
NIA
NIA
NIA
Security
02/1&'09
06/15I09
10,999
11,303
(304)
NIA
NIA
NIA
(304)
Security
02118/09
06/15/09
15,673
16,195
(522)
NIA
NIA
NIA
(522)
Secunty
GMNA
04l30I09
06/15/09
582
582
NIA
NIA
NIA
Security
02/18/09
07/15I09
11,831
12,158
(327)
NIA
NIA
NIA
(327)
Secunty
02/18/09
07/15/09
16,495
17,044
(549)
NIA
NIA
NIA
(549)
Secunty
GMNA
04/30/09
07/15I09
585
585
NIA
NIA
NIA
Secunty
02/18/09
08/17/09
10,956
11,259
(303)
NIA
NIA
NIA
(303)
Secunty
02/18/09
08/17/09
12,487
12,903
(416)
NIA
NIA
NIA
(416)
Security
GMNA
04l30I09
08/17/09
588
588
NIA
NIA
NIA
Secunty
US Treasury Na(es
10/14/03
08/17/09
2,500,000
2,835,547
(335,547)
NIA
NIA
NIA
(335.547)
Security
02118/09
09/15/09
9,911
(267)
NIA
NIA
NIA
(267)
9,644
ATIACHMENT 21
ATTACHMENT 21
SARAH SCAIFEFOUNDATIONINCORPORATED
SCHEDULEOF GAINS (LOSSES)FOR TAX ON INVESTMENTINCOME
FORTHEYEAR
ENDEDDECEMBER
31,2009
(b)
(a)
(c)
(d)
(e)
How
Kind of
~
Ac.quired
P-Putdlase
Oesgjpbon
(h)
(g)
(f)
(i)
0-Qonated ~
Date/Sold
MaNred
and Expense
Gross
satesPnce
(k)
Valueas of
ofSale
Secunty
02/18/09
09/15/09
10,133
10,470
Secunty
GMNA
04/30/09
09/15/09
592
592
Secunty
FreddieMac
04125/02
09/15/09
1,000,000
1,073,527
Security
Accenture LTO
0212.1/01
09/18/09
2,478,864
Secunty
09/25/07
09/18/09
Secunty
8lackroc:k.
Inc.
02/20l09
Sec:unty
Secunty
Secunty
Stryker Corp
Gain(loss)
(Qless (bl
Oec:ernber
~
{I)
losses from
column(j)
Fair Martel
Cost or
OtherBasas
Cale
0)
andQ8l1S
Expense of (j)
CostBases ~
AdJusted
(~(Q
overml
NIA
NIA
NIA
NIA
NIA
NIA
{73,527)
NIA
NIA
NIA
(73,527)
2,552,990
(74,126)
NIA
NIA
NIA
{74, 126)
917,536
1,070,537
(153,001)
NIA
NIA
NIA
(153,001)
09/18/09
830,119
411,306
418,813
NIA
NIA
NIA
418,813
11/21/08
09/18/09
19,010
13,475
5,535
NIA
NIA
NIA
5,535
09/10/02
09/18/09
959,070
n0,427
188,643
NIA
NIA
NIA
188,643
12/22103
09/18/09
1,461,429
1.318,316
143,113
NIA
NIA
NIA
143,113
17,811
NIA
NIA
NIA
17,811
(337)
(337)
09/22/06
Secunty
11/21/08
09/21/09
66,597
48,786
Security
02118/09
10/15/09
10,442
10,730
(288)
NIA
NIA
NIA
(288)
Secunty
FederalHome Loan
MortgageCorp.
02/18/09
10/15/09
11,311
11,688
(377)
NIA
NIA
NIA
(377)
Security
GMNA
04l30I09
10/15109
596
596
NIA
NIA
NIA
Sea.Inly
US TreasuryNotes
12/12/09
11/15/09
4,000,000
4,013,438
(13,438)
NIA
NIA
NIA
(13,438)
Secunty
FederalHomeLoan
Mortijage Corp.
02/18/09
11116/09
9,139
9,391
(252)
NIA
NIA
NIA
(252)
Socunty
FederalHome Loan
MortgageCorp.
02/18/09
11/16/09
11,012
11,378
(366)
NIA
NIA
NIA
{366)
Secunty
GMNA
04l30(09
11/16'09
599
599
NIA
NIA
NIA
ATIACHMENT 21
ATTACHMENT 21
(a)
(b)
(c)
(d)
(e)
How
Acquired
Kind of
P-Purctiase
Descripbon
Date
Q:Ponated ~
Dale/Sold
Matured
(h)
(g)
(f)
Gl'OS$
(k)
(J)
(I)
Losses from
Ql\mnO)
Costor
Fa1rManlet
OCtlerBasis
and E,ipense
Value as of
December
31 2009
CostBasis
2m.OO
(232,662)
NIA
NIA
NIA
(232.662)
(1 ,222,676)
NIA
NIA
NIA
(1,222,676)
Ga111
(loss)
(fl less {h)
ot Sale
Sales Price
(i)
Adjusted
and gains
(excess (i)
~ol(j)
overIOI
securtty
CarefuslonColp.
Secunty
Diebold, Inc.
06/07/05
02/17/09
11120/09
1.612,223
2,834,899
Security
03/10/03
11/20/09
1,836,434
1,090,189
746,245
NIA
NIA
NIA
746,245
Secunty
02/20/09
11120/09
1,219,713
1,409,236
(189,523)
NIA
NIA
NIA
(189,523)
Secunty
OmniconGroup, Inc.
09/22/03
11120/09
1,825,142
2,018,090
(192,948)
NIA
NIA
NIA
(192,948)
Security
05/06/02
11/20/09
2,085,726
1,944,726
141,000
NIA
NIA
NIA
141,000
Securty
02/18/09
12/1~
8,776
9,018
(242)
NIA
NIA
NIA
(242)
02J18I09
12/15/09
9,941
(331)
NIA
NIA
NIA
(331)
610
610
NIA
NIA
NIA
NIA
NIA
NIA
09/19/08
11/2Q.I09
451,800
684,462
Mortgage Corp.
Securty
10,2n
Mortgage Corp
Secunty
GMNA
04l30I09
12115/09
Security
AOl. Inc
11/20I09
12/22109
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ATIACHMENT 21
Sarah Scaife Foundation Incorporated
Schedule of Investments
December31,2008
Investments
ATTACHMENT 22
Market Value
1,892,375
2,609,477
197,044
1,139,841
2,018,561
1,892,375
2,609,477
197,045
1,139,841
2,018,561
7,857,299
1,892,375
2,609,477
197,045
1,139,841
2,018,561
7,857,299
495,255
935,694
4,000,000
6,500,000
17,600,000
495,255
963,963
4,308,665
6,871,349
18,190,313
30,829,545
495,874
978,650
4,304,060
8,203,501
18,550,257
32,532,342
61,000
21,500
307,000
68,500
6,636
176,000
83,600
32,000
48,850
900
10,050
30,750
36,000
30,200
38,500
21,800
66,500
20,000
225,000
38,500
45,000
62,500
104,000
251,000
58,000
49,000
100,000
64,600
129,000
103,500
86,000
67,000
25,000
85,000
2,917,587
1,761,906
2,315,173
1,879,256
153,050
4,803,021
3,589,143
1,882,733
2,976,634
2,028,491
999,426
1,772,258
1,725,012
1,382,650
1,864,185
2,474,041
2,170,023
2,348,382
1,881,660
2,483,149
1,462,725
948,500
1,697,363
1,593,773
2,030,635
1,676,011
1,519,650
1,698,713
1,402,707
4,523,539
5,182,346
3,009,243
883,025
4,229,766
3,293,390
1,742,790
6,026,410
2, 163,230
154,486
4,933,280
3,579,752
1,877,760
3,852,311
2,957,400
2,333,610
1,660,500
1, 160,640
2,325,098
1,866,865
2, 145,556
2,964,570
1,636,800
15,342,750
2,535,995
1,873,800
3,301,250
2, 178,800
3,797,630
1,657,060
2,523,990
2,040,000
8,456, 140
3,030,210
4,312,845
5,539,260
3,564,400
1,883,750
5,307,400
Common Stocks
Abbott Labs
Air Products & Chemicals, Inc.
Altria Group, Inc.
Analog Devices, Inc.
AOL, Inc.
AT&T, Inc.
Automatic Data Processing, Inc.
Baxter International, Inc.
Becton Dickinson & Co.
Berkshire Hathaway, Inc
Blackrock, Inc.
Canadian Pacific Railway ltd.
Cardinal Health, Inc.
Chevron Corporation
CSX Corp.
Diamond Offshore Drilling, Inc.
Ecolab Inc.
Entergy Corp.
Exxon Mobil Corp.
FactSet Research Systems, Inc
Fastenal Co.
FPL Group, Inc.
The Gap, Inc.
General Electric Co
Grace Inc
Hewlett Packard Co
Intel Corp
International Business Machines Corp.
Invesco ltd
JP Morgan Chase & Co.
Johnson & Johnson
Kellogg Co
Lockheed Martin Corp
McDonald's Corp
ATTACHMENT 22
Microchip Technology, Inc.
Microsoft Corp.
Nike, Inc.
Novartis AG
Pepsico, Inc.
Pfizer, Inc.
Philip Morris International Inc.
Praxair, Inc.
Proctor & Gamble Co.
Qualcomm, Inc.
Schlumberger Ltd.
Snap On, Inc.
3M Co
Timer Warner, Inc.
US. Bancorp
United Parcel Service, Inc.
United Technologies Corp.
VF Corp.
Wal-Mart Stores, Inc.
Wisconsin Energy Corp
Xi1nx, Inc ..
ATTACHMENT 22
3,789,316
1,884,432
2, 115,480
2,637,312
2,904,298
1,494,353
5,275,558
1,392,849
3, 187,200
2,552,855
2,417,104
1,859,936
1,653,780
2,179,891
1,880,269
2,557,309
778,885
3,373,942
3,062,327
2,458,938
1,509,873
126,231,683
3,515,050
2,255,520
3,567,780
2,585,425
3, 143,360
1,782,620
14,794,330
2,328,990
4,256,226
2,590,560
1,692,340
2,134,130
1,777,405
2, 127,220
1,823,310
2,507,069
3,970,252
3,222,560
2,929,060
2,715,735
2,255,400
181,994,070
250,877
322,000
1,004,357
1,026, 180
241, 160
2,844,574
268,747
338,543
1,051,386
1,051, 140
246,808
2,956,624
2,866,515
2,866,515
2,965,596
2,965,596
80,500
62,500
2,786,040
1,005,713
3,791,753
5,026,420
2,293,750
7,320,170
781,929
8, 195,961
8,195,961
8,319,725
8,319,725
14,854,229
18,605,491
182,617,330
243,945,826
Corporate Bonds
JP Morgan Chase & Co
Coca Cola Co.
National Rural Utilities
South Carolina Electric & Gas Co
Wal-Mart Stores, Inc.
Total Corporate Bonds:
250,000
325,000
1,050,000
1,000,000
250,000
Other Investments
Venture Funds
Venture Funds
Total Venture Funds:
Mutual Fund
!Shares Russell 2000 Index Fund
!Shares S&P Pfd Sk Index Fund
Total Mutual Funds:
Bond Fund
Vanguard GNMA Fund
Total Bond Fund
ATTACHMENT 22