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Dipartimento di Comunicazione, Universita` di Bologna, Via Toffano, 2/2, 40125 Bologna, Italy
Abstract
It is impossible to understand Ratzels Politische Geographie without placing the figure of
its author in the perspective of the critical bourgeois geography of the eighteenth century and
the first half of the nineteenth century. From this point of view, Ratzel is the last representative
of this bourgeois movement born in the first part of the eighteenth century in Germany with
the name of pure geography or natural geography, and developed in the following century
thanks to the great works of Karl Ritter and Alexander von Humboldt. The purpose of bourgeois critical geography was to create a geographical discourse (a reasoning) able to transcend
the identification between geographic knowledge and cartographic representation that was
maintained by the Staatsgeographenthat is by the state geographers who defended the feudal
aristocratic regime. But it is precisely this identification that German bourgeois geographers
appropriated in the second half of the nineteenth century, after the bourgeoisie came into
power through a compromise with its ancient political opponent. Only Ratzel, direct heir of
the Erdkunde tradition of Ritter and von Humboldt, was an exception by opposing the new
bourgeois state geography with his own state-based geography. 2000 Published by Elsevier
Science Ltd.
Keywords: Political geography; Friedrich Ratzel; History of geography; Landscape; Politics
Introduction
It is important to define at the outset what I mean in this paper by bourgeois.
This is not an ideological term but an historical one: bourgeois is the translation
of burgerlich, whichas the Grimm brothers explainmeans plebeian but also
civilian, in contrast to noble and aristocratic (Grimm, 1860, p. 539). It is in
* Tel.: +39-051-301521; fax: +39-051-300006.
E-mail address: farinell@dsc.unibo.it (F. Farinelli).
0962-6298/00/$ - see front matter 2000 Published by Elsevier Science Ltd.
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ation in the eighteenth century between morality and politics. As Reinhardt Koselleck
(1976, pp. 118119) has stated, bourgeois political criticism was not based simply
on a moral issue, but already existed in the separation between a moral and a political
issue. In this way, the separation within geographic knowledge of two fields, a natural
one and a political one, is historically both a premise and a consequence of a political
criticism that comes from geography. Like moral judgement, geographical judgement, and more generally scientific judgement, functions as a critique of politics,
not simply because it judges politics, but mostly because it is a judging subject that
stays outside the traditional realm of politics. Both the moral judgement and the
scientific-geographic judgement conform to the strategy of the Weltburgerplan, that
is of the bourgeois plan of world dominion. This plan was founded on what Koselleck
(1976, p. 194) calls an indirect taking overa breaking away first from the absolute state in a stage of the development of civil society, and second to occupy the
state in a way that seems apolitical precisely because of this separation.
The civil war between state geographers and pure geographers lasted a whole
century. The former were firm in considering space as political production; the latter
tried to individualize and systematically classify natural spaces. In Hering and Haubers booklets, the words Land (region) and Staat (state) are synonyms; they are two
different words even though they do not mean different things. On the contrary
and this is only one such exampleJohann Christian Gatterer in his Manual of
geography published in Gottingen in 1775 anticipated the development of Landerkunde (that is regional geography) as something different from Staatenkunde (that
is political geography). But the Landerkunde was simply nothing but the attempt to
describe political boundaries as natural lines. In other words the regions for Gatterer
were nothing but states to which the author gives natural names; for example, he
defined the reigns of Spain and Portugal as the Pireneis Peninsula. It was a device
that did not last long. The limitation of Gatterers study was contained in its own
premises, because it was impossible to describe the peninsula without separating it
again into two different states (Gatterer, 1775, pp. 5, 187; Wisotzki, 1897, p. 202).
In the last instance for Gatterer too, a regional geography could not practically be
differentiated from a simple political description.
In a period of the transition from a feudal view of the world (Weltbild) to a
bourgeois one, this example is only one instance of the impotence of the geographer
to prefigurewithout running into contradictory and shaky definitionsthe destruction of the narrow spatial limits of the absolute states that made up Germany at the
dawn of the organization of German public opinion. This is also a demonstration of
the impossibility of imposing a bourgeois view of the world unless it was within a
wider and more complex Weltanschauung, a complex and elaborated theory of
knowledge. According to Habermas, the world images are always ideological
because they legitimate power. They have the paradoxical task of justifying a principle of social norms without allowing a spontaneous discourse that would unveil
the false pretences of the existing institutions. The representations of the world which
legitimate power give an apparently objective justification to those norms that cannot
be justified in relation to social norms in general. Therefore, these norms, in order
to be established, need an apparent justification and legitimation (Habermas, 1973,
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p. 174). And what Habermas says about representation of the world in general is,
above all, true for maps.
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Taking inspiration from Koselleck, we have already noted the important function
of morality in bourgeois claims to power, claims that rested on the separation and
autonomy of morality from the political sphere. Ritter was the first geographer to
describe earth in the image and likeness of the moral man, that is of the social man,
defined as a historically determined member of society belonging to the bourgeois
public sphere, the subject of a new private law and the agent of an ever-expanding
market economy. In a word, he is an individual. Earth, according to Ritter, is a
big and autonomous planetary individual and the natural divisions of earth, beginning with the continents, were described as minor individuals. The purpose of composing a general comparative geography was above all to individualize precisely
(Individualisierung) natural objects in order to establish fundamental types of formations that constitute the space filled with earthly things, and its reciprocal
relationships through the determination of all autonomous and specific forms. This
was because earth independently from man, without man and before man is the
theatre of natural events. Ultimately, Ritters purpose was to fully comprehend the
history of man and people from the point of view of the whole of their activities
which has until this time been overlooked. To put this another way, Ritter sought
to understand earth in its essential relationship to mankind. All this is done with
an anticipatory intention: to predict the necessary evolutionary pattern of a certain
people starting from general data, a pattern which should be followed by that people
in order to gain prosperity, which an eternal and just destiny bestows on those who
have faith (Ritter, 1852, pp. 6, 8, 10, 20, 23, 7073; Daniel, 1862, pp. 1617, 32).
At this point, we are no longer simply talking about geography but about Herder
and the romantic version of the philosophy of history, as Ratzel first pointed out
(Ratzel, 1882, p. 24; Lehmann, 1883). According to Koselleck, here lies the form
through which the moral bourgeois transcends the division between a moral stance
and power. This vision conceals the prognosis that arose from the pretension of the
dominion of the state on the one hand, and society on the other, effectively coinciding with the political and social revolution. (Koselleck, 1976, pp. 174175, 180). In
fact, this kind of knowledge is no longer called geography but Erdkunde, that is
knowledge of the earth. As Ritter used to say in his lectures, this was not simply
a pure and simple knowledge (Kenntniss), but a penetrating re-cognition (Erkenntniss) of space of the earth (Daniel, 1862, p. 18).
The realization that objective knowledgeor rather an attempt at objective knowledgeis nothing but a recognition of the objectivity of the sum of subjective values
gives scientific importance to the Erdkunde. The legitimation of aristocratic and feudal geography consisted in its being directly functional for a particular regime of
political power. In this way there was not, strictly speaking, any need for legitimation
in the bourgeois sense of the word. On the contrary, bourgeois knowledge that was
the expression of a struggle against the state could not be legitimated by the existing
power, as it could not openly declare it had a political function. For this reason it
had to fix rules, goals, and procedures whose natures were not political but scientific,
internal to knowledge itself. Political legitimation was then substituted by an epistemological legitimation that was, however, a clandestine way in which a society
expressed its political impotence while it was not yet politically enfranchised. The
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attempt by Ritter, the geographer who together with von Humboldt best represents
this historical moment, was founded precisely and fundamentally on the effort to
settle the relationship between an old form of knowledge and a new one, between
ideology (an indispensable stage in the process towards knowledge) and science.
The latter is nothing but the attempt to go beyond ideology, the ideal background
that one ideally should inhabit. This is a subjective background, historically changeable, and therefore for Ritter the Erdkunde means only the individual knowledge
that we have acquired of the earth up to that moment (Daniel, 1862, p. 17). Many
contemporary geographers are Ritters (unaware) followers, when they say, for
instance, that scientific objectivity has to go through the recognition of its subjective
character and point of view and that it is only by choosing the method of transparency . . . the preliminary declaration of ones ideology, that one can hope to
suggest nothing but honest true declarations. (Racine, 1981, pp. 8889).
The characteristic of this pre-scientific hypothesis or thesis, whose formulation
allows us to transform the multiplicity of empirical facts into a unity (Ritter, 1852,
p. 26), reveals the political limits of Ritters ideas. These are the same limits that
Carl Schmitt applied to political romanticism, that consisted in moving away from
the sphere in which the conflict takes placethat is the politicaltowards what is
considered a higher spherethat is religion. And in Ritters case, too, we end up
with a decidedly pro-government attitude (Schmitt, 1981, p. 239). But the Prussia
of Friedrich Wilhelm III was a country in which, in the university as well as in the
Military Academy, the geographer had the task of critiquing existing geographic
thought (Kramer, 1875, p. 375).
For Alexander von Humboldt also, the Erdkunde was a theory of earth (von
Humboldt, 1793, p. 9); he argued that we wrongly believe to receive from the world
outside what we ourselves have placed in it (von Humboldt, 1845, p. 8). In opposition to Ritters position, Humboldts relationship with institutions was more articulated and dialectical, to a point that it almost creates an opposing position. In contradistinction to Ritter, his theory was founded on an open admission of the political
project that sustained it. A republican at the court of the King, von Humboldt was
never to abandon the ethical grounds of the French revolution and subsequently
behaved according to the latter up to his death (Beck, 1961, p. 188). If Georg
Forster, the Jacobin from Mainz who took von Humboldt to Paris in 1790, was
perhaps the first one to introduce into Germany the modern idea of public opinion
as a means of common and public reflection on the foundation of social order
(Habermas, 1971, pp. 119, 125), it was von Humboldts role to employ science to
establish in his own country a more solid relationship between the public literary
sphere and the political one.
Towards the end of 1827, von Humboldt read in Berlin the first of his Lectures
on the cosmos (Kosmosvorlesungen). Chronicles of this period have commented on
the kind of public, important ladies of rank, artisans, princes, master builders and
carpenters (Beck, 1961, pp. 9192), that together constituted the civil society to
which von Humboldt appealed. It was stated that the Kosmosvorlesungen introduced
in Germany a new image of the universe of natural sciences and marked the beginning of the substitution of religion and philosophy for the clarity of science (Linden,
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1940, p. 7). Von Humboldts intention was to shake the German bourgeoisie from
its contemplative attitude, and to use Franz Mehrings (1957, pp. 1648) phrase, to
take it away from the realm of aesthetic appearance, in order to build a knowledge
which allowed the domination of the earth, in short to realize the idea of the Weltburgerplan. At the beginning of Kosmos, the work that, by the middle of the nineteenth
century, convinced the European and American bourgeoisie to study natural sciences,
Humboldt declares that the precise purpose of his dialogue on Nature was to correct some of the mistakes which had originated from a simplistic and imperfect
empiricism typical of the highest social classes (in den hoheren Volksklassen), who
very often have a good literary education (von Humboldt, 1845, p. 18). This kind
of education inspired Humboldts prose in his most popular studies. How could we
otherwise explain the strategic use he makes of the concept of landscape that starting
with von Humboldt becomes one of the most popular concepts in geography? Von
Humboldts problem was to transform the knowledge of pictures, novels and poem,
typical of bourgeois culture, into natural science. The medium he cunningly
employed for this purpose was the concept of landscape, with his charge of ambiguity. For the first time, in the works of Humboldt, the concept of landscape shifted
from the aesthetic realm to the scientific one, from artistic and poetic literature to
geographic discipline. From the point of view of the history of knowledge, the landscape acquires an original and revolutionary meaning. In the same way, the opinion
born from aesthetic knowledge is transformed into political criticisma way to
establish a direct parallelism between the latter and geographical science (Farinelli,
1992, pp. 201210; 1998).
However, when at last the revolutionary movements spread across Germany, von
Humboldt was forced to be silent. On March 21, 1848, von Humboldt was the only
one among the members of the court who, by silently bowing in front of everyone,
managed to calm the crowd that had gathered in front to the royal castle to commemorate those who had died just a few hours before in the Berlin barricades. This was
not simply a diplomatic silence, as Hanno Beck thinks (Beck, 1961, pp. 195196).
The Berlin revolts marked the climax of the pressure of Prussian society on the state,
and the bloody repression that followed constituted the end of this revolutionary
moment. What could a savant like von Humboldt say against the direct and immediate language of power; he who was the strategist of public opinion and who had
chosen the word as his language and reasoning as his weapon?
This initial silence was followed by the recognition of a completely different,
indeed almost opposite, reality in relation to the ancient prognosis. As von Humboldt
used to repeat during his last days, 1848 was the year of the revolution, but 1849
was the year of the reaction (Beck, 1961, p. 201). It is on the wave of this reactionary movement that in 1850, state and society reached a compromise through which
the new bourgeois movement entered into a situation of political co-administration
(Mitbestimmung) (Conze, 1958, p. 34). But the new state was by then ready to
annihilate all the old bourgeois tensions and becomeamong other thingsthe only
surreptitious object of a new (political) geography, that is a geography by now
unaware of his real political function.
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this function to the new requirements of bourgeois organization that coincided tout
court with those of the state. But Ratzel, the first geographer to order and subdivide
geographic knowledge in different subdisciplines, was vigilant not to limit geography
to the state geography, and the geography of the state to the Politische Geographie.
Anthropogeographie can be explained, according to Ratzel, only as a preliminary
stage in a more urgent task, the foundation of the science of political geography,
the form of geographic knowledge that is understood to be the least scientific, but
also the oldest branch of geography (Ratzel, 1891, p. 8). All geography becomes
for Ratzel the geography of the state and the Politische Geographie is nothing but
its acme.
What stops the geography of the state from becoming a state geography? What
distinguishes the two is the realization that all relationships in the world have a
political nature, and, therefore, all knowledge also has a political matrix. Those who,
in referring to Ratzel, separate what cannot be separated, those who, in other words,
read the Anthropogeographie as something different to Politische Geographie (Vidal
de la Blache, for example) reveal how easy it is reduce the geography of the state
to a state geography. The political side of reality, Ratzel wrote at the beginning
of the twentieth century, does not admit confusion with what is generally human
(allgemein menschlichen) (Ratzel, 1906a, p. 237). A few years earlier, Vidal de la
Blache (1898, p. 98) wrote regarding Ratzels Politische Geographie that:
political geography narrowly represents a special development of human
geography. Ratzel seems to understand the former in this way. In the application
of geography to men, we always deal with men in society or in groups, so that
one can legitimately give to the term of political geography a wider meaning that
extends also to human geography.
But in this way, exactly contrary to what Ratzel said, one reduces the geography
of the state to a generic human geography, under the pretence that, in each case,
Ratzel focuses on human associations. According to Vidal, it is as if for Ratzel the
problem was the object and not the function of geography, that is its sense! It is
only because of this incorrect substitution of the question of the object with that of
the functionor sensethat human geography can remove from its conscience the
political and rigid state logic that marks it from the beginning. It becomes in this
way ideologynot in the Ritterian sensebut in the contemporary meaning of
the term, as a kind of knowledge that hides its own nature and its true meaning.
Vidals interpretation was the initial position of all classical French geography
(Claval, 1972, pp. 6797). But silently, this position had already imposed itself in
Germany against Ratzels ideas. The topographical map is a instrument of precision,
the exact document which straightens out all false notions Vidal states in 1904 (p.
120). But in 1883 (p. 9), in the indication of the Methods and purposes of geography, Ferdinand von Richthofen already considered the regional map as the concrete
image of earth, and as a basis for geographical research much more significant
than a photograph of a rock inscription is say for archaeological research. In 1876
in his New problems in comparative Erdkunde Oskar Peschel had announced a
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in the process of writing it, he had sacrificed the problem of knowledge, which, in
the second half of the nineteenth century, made geography a critical and challenging
discipline. Ratzels confusion was nothing but a kind of desperate answer to these
questions, as Ratzel himself confessed when he talked metaphorically about the
grey sea of ignorance which everywhere surrounds the puzzling rocks of our exist ber Naturschilderung (On the
ence and our knowledge. (Ratzel, 1906c, p. 318). U
interpretation of nature), which can be considered the scientific last testament of
Ratzel, the last act of the geography of the state, dramatically shows the impossibility
of the author in finding again the interrupted path of the Erdkunde. In the Naturschilderung, knowledge in its entirety is returned to the philosophy of nature, and science
is taken back to art. Yet, this does not happen solely because of a sort of mysticism
but because Goethes idealistic morphology is for the later Ratzel the only possible
epistemological model (Ratzel, 1904, pp. 4749, 94). None of the state geographers
of the time (almost all other German geographers) was able to understand the meaning of Ratzels last work, which should be interpreted as the extreme effort to reintroduce, in the form of a hopeless vindication of the rights of the knowing subject, the
geographical reflection, that is the legitimation of the geographical knowledge. This
dilemma still lies at the heart of what today we call (because of Ratzel and despite
Ratzel) political geography; there is still a crisis, Ratzels crisis. But this crisis is
still our own.
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