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CONTENTS
INTRODUCTION ................................................................................................. 4
IDLE MODE..................................................................................................... 19
SCENARIO ..................................................................................................... 21
ANNEX ........................................................................................................... 23
5.1
5.2
INTERFACES ................................................................................................... 23
QOS .......................................................................................................... 24
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INTRODUCTION
The purpose of this document is providing the information on Mobility inside LTE technology. The Mobility
procedures are essential to maintain the connections when the users are moving in connected or idle mode.
This document will not cover the Inter-RAT Mobility (W-CDMA/GERAN to LTE) Please refer to the document:
2G-3G-LTE Mobility Management for this purpose.
The Mobility function can be supported through different ways:
o
o
RAN Mobility: When the UE moves from one eNB to another eNB within the same sGW. This can
occurs with Intra or Inter-Frequency.
CN Mobility: When the UE moves from one sGW to another sGW. There are two kinds: Intra MME with
changing sGW, Inter MME with changing sGW. In theses two options, the P-GW remains the same.
2.1
The RCID (Radio Cell Identity) of the target cell is the physical Cell identity of the best cell which is the first in the
list of neighboring cells. The neighboring cells list may be managed by the same eNB in case of Intra-frequency
handover or managed by the remote eNB in case of Inter-Frequency handover
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2.2
RSRP: Reference signal Receiver Power: Average power of resource elements over cell specific
reference signal transmitted on every antenna port. RSRP doesnt provide any information about
Interference.
RSRQ: Reference signal Receiver Quality: defines to measure the C/I of the reference signal, takes
then in consideration the Interference.
Handover Events
One of the following events could trigger the handover measurement:
Event A5: Serving cell becomes worse than threshold1 and neighbor cell becomes better than threshold2
Ms+Hys< threshold1 and Mn+Ofn+Ocn-Hys>threshold2
Hys: Hysteresis in dB
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2.3
Handover types
The 3GPP standard allows eNBs to trigger the handover through the S1 or X2 Interface. The X2 handover is performed
by eNB and doesnt allow the MME relocation; only sGW relocation is possible. On the other hand, the S1 handover
enables a MME relocation (only EPC, only sGW, or both EPC and sGW relocations).
The MME relocation is only permitted in the case of Inter-eNB handover and when the UE leaves the old MME pool
area. Please refer to the pool area definition in the Idle mode section.
The X2 handover is performed only when the target cell belongs to the same MME pool area as the serving cell.
See the below figure: The X2 handover can be achieved from eNB1 to eNB2 but not from eNB1 to eNB3.
MME code=
mmec #A
MME code=
mmec #B
MME code=
mmec #A
-C
S1
me
1-m
=S
eNB1
X2
eNB2
Overlapping pool
area
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X 2
eNB3
The preparation phase of the S1 handover is performed through the MME. The eNB takes the decision of the selection
of the most appropriate handover mode. The S1 handover is used when the X2 handover can not be performed.
2.4
Handover steps
The handover is executed as per the following steps:
Handover triggering:
o
Ho decision and request: The source eNB decides to handover the UE to the target eNB based on
event measurement reports and decides to transmit handover request to the target cell
Admission Control RRM: the target eNB can decide to accept or refuse the handover, in function of
the received EPS bearer QoS and the availability of resources of the target cell.
Handover preparation
o
Ho command: The source eNB transmits the Handover command to the UE when receiving one
acknowledge of handover request from the target cell. The source and the target eNB then
synchronize together and the source transmits the buffered data packets to the target.
SN Status transfer: The source ENB transmits an SN (Sequence number) status transfer message to the
target ENB to convey the UL and DL PDCP SN transmit status of EPS bearer. That helps the source
maintain both UL and DL synchronization with the target to transfer the buffered data.
Handover execution
o
UL allocation and HO confirm: UE is allocated radio resources on the UL of the target eNB. UE sends
the handover confirm to the target cell.
Data forwarding:
o
o
Path switch request: From target eNB to MME to setup tunnel with the sGW.
Switch downlink path: The serving eNB stops data forwarding packets to the target eNB and the MME
transmits the path switch acknowledge to the target to enable the target eNB to receive the DL data
packets directly from the sGW.
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2.5
RAN Mobility
Both scenarios for Inter-eNB (between two eNB) or intra-eNB (between two sectors of the same eNB) handover are
supported. In this case, it is about the X2 Handovers
UE
Source ENB
MME/SGW
MeasurementReport
measId
measResultServing
neighbouringMeasResults
Handover decision
Setup of UE associated
resources in the target cell
Switch DL to target cell
Start receving UL in target cell
RRCConnectionReconfiguration
MeasurementConfiguration
MobilityControlInformation
DL Data
RadioResourceConfigDedicated
UE-RelatedInformation
Release UE associated
resources in the source cell
UE
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Source ENB
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MME/SGW
2.5.1.1
S1 or X2 data forwarding means that the source eNB continues to forward the data packets to UE either directly
through X2-u through the target eNB or through the sGW during the Handover Execution phase
2.5.1.2
CS call on going
TBD.
2.5.2.1
Inter-frequency intra-band
This feature consists of a UE moving from one cell handling a LTE frequency (f1) to another cell handling a second
LTE frequency (f2), but within the same frequency band.
The eNB instructs the UE to measure neighbor frequency cell.
2.5.2.2
Inter-frequency Inter-band
This feature consists of a UE moving from one cell of LTE frequency (f1) to another cell of LTE frequency (f2) in
another frequency band.
The eNB instructs the UE to measure neighbor frequency cell Inter-frequency Inter-band (ie on different frequencies
and different bands).
The Alcatel-Lucent eNB has the capability to support multiband. One Modem card can indeed be dedicated to a given
frequency band. The eNB can then support up to three different bands by the means of 3 Modem cards. One band
can support three sectors
Different possible combinations of BW on different bands are:
5 MHz + 5 MHz,
5 MHz + 10 MHz,
10 + 10 MHz
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2.5.2.3
Scenario
The following figures give the global view of Inter eNB handover
2.5.2.3.1
The source eNB sends in the Handover Request the UL GTP tunnel endpoint towards sGW in UL and QoS profiles of
theses bearers and the DL forwarding request for each bearer.
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2.5.2.3.2
UE
Source ENB
RRCConnectionReconfiguration
2.5.2.3.3
Target ENB
MME/SGW
SN STATUS TRANSFER
SAE Bearers Subject to Status Transfer List
Source ENB
RRCConnectionReconfigurationComplete
RRCConnectionReconfiguration
DL Data
DL Data Forwarding
MME/SGW
SN STATUS TRANSFER
SAE Bearers Subject to Status Transfer List
U-plane actions
DL Data
DL Data Forwarding
DL Data
a rk e r)
(E n d M
D L D a ta
RRCConnectionReconfigurationComplete
Data
UE CONTEXTDL
RELEASE
Path switch
DL Data
U-plane actions
DL Data F
or war ding
DL Data Forwarding
( E nd M ar ke
r)
n d Ma rke r)
D
D L a ta (E
Path switch
Release UE context and
DL Data
Release X2 resources
associated resources
PATH SWITCH REQUEST ACKNOWLEDGE
UE
Source ENB
UE CONTEXT RELEASE
D L D ata F
or w ar ding
( End M
UE
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Target ENB
ar k er )
Release X2 resources
Source ENB
Target ENB
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MME/SGW
MME/SGW
2.5.2.3.4
The data forwarding is requested by each bearer through the Handover Request from the serving eNB. If the target
eNB accepts this kind of bearer, it will return each E-RAB for which resources will be prepared in the target and the
associated DL GTP tunnel endpoint
UE
Source ENB
Target ENB
Handover decision
HANDOVER REQUEST
Target Cell ID
SAE Bearers to be Setup List
RRC Context
U-plane actions
RRCConnectionReconfiguration
MeasurementConfiguration
U-plane actions
SN STATUS TRANSFER
SAE Bearers Subject to Status Transfer List
MobilityControlInformation
RadioResourceConfigDedicated
U-plane actions
UE-RelatedInformation
UE
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Source ENB
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Target ENB
2.5.2.3.5
UE
Source ENB
RRCConnectionReconfiguration
MeasurementConfiguration
Target ENB
SN STATUS TRANSFER
SAE Bearers Subject to Status Transfer List
MobilityControlInformation
RadioResourceConfigDedicated
UE-RelatedInformation
MME/SGW
U-plane action
DL Data
DL Data Forwarding
Random Access Response
RRCConnectionReconfigurationComplete
U-plane action
DL Data
DL Data Forwarding
a rk e r)
(En d M
D L D a ta
RELEASE RESOURCE
Continue delivering in-transit
packets
UE
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DL Data F
orwardi ng
Path switch
(End M ark
er)
Release X2 resources
Source ENB
Target ENB
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DL Data
MME/SGW
2.5.2.3.6
The target eNB sends the Path Switch Request when the UE has completed changed the cell and prepares to receive
the DL data as soon as the MME switch the DL data path to the target eNB and stops the data transmission towards
the source eNB.
UE
Source ENB
RRCConnectionReconfiguration
MeasurementConfiguration
Target ENB
SN STATUS TRANSFER
SAE Bearers Subject to Status Transfer List
MobilityControlInformation
RadioResourceConfigDedicated
MME/SGW
U-plane action
DL Data
DL Data Forwarding
UE-RelatedInformation
RrcConnectionReconfigurationComplete
U-plane action
DL Data
DL Data Forwarding
a rk e r)
(E n d M
DL Da t a
DL Data
Path switch
UE CONTEXT RELEASE
Continue delivering in-transit
packets
UE
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DL Da ta F
o rwa rd in g
(En d Ma rk
e r)
Release X2 resources
Source ENB
Target ENB
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MME/SGW
2.6
CN Mobility
2.6.1 GTP protocol
The IP packet in DL addressed to the UE is first received by PGW. The PGW repackages the user data and
encapsulates inside a tunnel with an IP header (sGW IP ) and the GTP tunnel ID is the S5/S8 EPS bearer. The sGW
strips off the IP packet and repackaged by encapsulating inside a tunnel with an IP header eNB and EPS BR associated
with the UE. The eNB then strips off the encapsulation header and transmits the payload to the UE on Uu Interface.
S5/S8
GTP-C
GTP-U (Default)
GTP-U
(Dedicated)
S11
GTP-C
MME
SGW
S1-MME
GTP-C
PGW
S1-U
GTP-U
ENB
Radio
bearers
UE APN1, APN2
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APN1
VOICE
APN2
HSI
2.6.2 CN HO architecture
The S1 Handover can be achieved with following possible configurations:
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2.6.3 Scenarios
2.6.3.1
Intra-MME/Inter-sGW
The data forwarding is processed as follows in case of sGW relocation: The downlink traffic is sent by the PGW
towards the target sGW through the Serving sGW.
2.6.3.2
Inter-MME/Inter-sGW
The Relocation MME can not be performed unless the UE leaves a given pool area to enter a different pool area.
The both MME and sGW relocation is described as following: The source MME decides the MME relocation where the
EPS bearer is created on the new target sGW
UE
Source
eNB
Target
eNB
Source
MME
Serving
SGW
Target
SGW
Uplink traffic
4. Path switch
Downlink & uplink traffic
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PDN
GW
UE
Source
eNodeB
Source
Target
MME
eNodeB
Downlink User Plane data
Target
MME
Source
Serving GW
Target Serving
GW
PDN GW
HSS
1. Decision to trigger a
relocation via S1
2. Handover Required
3. Forward Relocation Request
4. Create Bearer Request
4a. Create Bearer Response
5. Handover Request
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(A)
16a. Update Bearer Response
3
3.1
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The following picture describes how several eNBs can be regrouped into one TA. The fact some contiguous eNB
belonging to one TA eases the paging UE which can be performed on one or many TA where the mobile is located.
Several eNBs are connected to the same SGW and one eNB can belong to two contiguous SGW to avoid the SGW
relocation during mobility.
EPC background
MME Pool 2
MME
1
MME
2
MME
3
TA1
eNB
TA2
SGW Area 1
eNB
TA3
TA4
SGW Area 2
eNB
SGW
1
eNB
TA5
TA6
SGW Area 3
eNB
SG W
2
eNB
eNB
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TA7
TA8
SGW Area 4
SGW
3
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MME
4
eNB
eNB
SGW
4
eNB
3.2
Scenario
A TAU procedure is triggered by the UE either by the expiry of the period timer or by the UEs entry into a new TA.
The UE initiates the TAU procedure by sending a TAU request to the MME through the current eNB.
UE
eNodeB
new MME
1. Trigger to start
TAU procedure
PDN GW
2. TAU Request
3. TAU Request
4. Context Request
5. Context Response
6. Authentication / Security
7. Context Acknowledge
8. Create Bearer Request
9. Update Bearer Request (A)
10. Update Bearer Response
11. Create Bearer Response
12. Update Location
13. Cancel Location
14. Cancel Location Ack
15. Update Location Ack
16. Delete Bearer Request
(B)
17. Delete Bearer Response
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HSS
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5
5.1
ANNEX
Interfaces
S8 (GTP-C/U)
PDN
GW
S12 (GTP-U)
UTRAN
SGSN
S4 (GTP-C/U)
GERAN
Gx/c
MME 2
S10
S10
MME 1
S11 (GTP-C)
Gx
S10
UE
eNB 1
S1-U (GTP-U)
Serving
GW
S5 (GTP-C/U)
S5 (PMIP)
X2
S103 (GRE)
eNB 2
CDMA
2000
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HSGW
S2 (PMIPv6)
PDN
GW
5.2
QoS
Each EPS bearer is a logical link between the UE and PGW; it is associated with three parameters:
QCI: QoS identifier associated with a Label which is the set of parameters, including Bearer type, Priority, Parquet
delay, Parquet loss.
Bearer type: GBR guaranteed bit rate, MBR, maximum bit rate, AMBR aggregate MBR
ARP: priority of allocation or retention: The main purpose is to decide whether the bearer can be accepted or
removed in case of resource limitation.
Resource
Type
QCI
Non-GBR
IMS Signalling
GBR
Conversational Voice
GBR
2 (Silver)
3 (Bronze)
GBR
2 (Silver)
3 (Bronze)
GBR
2 (Silver)
3 (Bronze)
Non-GBR
2 (Silver)
3 (Bronze)
Non-GBR
2 (Silver)
3 (Bronze)
Non-GBR
2 (Silver)
3 (Bronze)
Non-GBR
2 (Silver)
3 (Bronze)
Example Services
Priority
ARP Priority
(Up to 14 prio)
1 (Gold)
2 (Silver)
3 (Bronze)
1 (Gold)
2 (Silver)
3 (Bronze)
1 (Gold)
1 (Gold)
1 (Gold)
1 (Gold)
1 (Gold)
1 (Gold)
1 (Gold)
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QCI
1
(NOTE 3)
2
(NOTE 3)
3
(NOTE 3)
4
(NOTE 3)
5
(NOTE 3)
6
(NOTE 4)
7
(NOTE 3)
Resource
Type
Priority
Packet
Delay
Budget
(NOTE 1)
Packet
Error
Loss
Rate
(NOTE 2)
100 ms
10
150 ms
10
50 ms
10
300 ms
10
100 ms
10
300 ms
10
100 ms
10
300 ms
10
-2
Conversational Voice
-3
GBR
-3
-6
-6
-6
Non-GBR
8
(NOTE 5)
9
(NOTE 6)
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Example Services
-6
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