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135
Music Perception
VOLUME
25,
ISSUE
2,
PP.
135152,
ISSN
0730-7829, ELECTRONIC
ISSN
1533-8312 2007
RIGHTS RESERVED. PLEASE DIRECT ALL REQUESTS FOR PERMISSION TO PHOTOCOPY OR REPRODUCE ARTICLE CONTENT THROUGH THE UNIVERSITY OF CALIFORNIA PRESS S
RIGHTS AND PERMISSIONS WEBSITE , HTTP :// WWW. UCPRESSJOURNALS . COM / REPRINTINFO. ASP.
DOI:10.1525/MP.2007.25.2.135
136
congruence1 (Marshall & Cohen, 1988), mood congruence (Boltz, 2001), or semantic congruence (e.g., Bolivar, Cohen, & Fentress, 1994). In schema theory, a
schema serves as an interpretive framework that guides
attention to aspects of the visual scene that are consistent with it. These aspects of the visual scene are subsequently better remembered than schema-irrelevant
information. Thus, film music may invoke schema that
lead to interpretations of visual content in ways that are
consistent with the music (Boltz, 2001; Boltz, Schulkind,
& Kantra, 1991). In explanations that focus on congruence, the viewers attention is drawn to aspects of the
visual scene that match, or are congruent with, the
soundtrack. A scene accompanied by Smetanas The
Moldau may draw attention to a river because the musical arpeggios move in synchrony with its shimmering
waves (temporal congruence) or because the viewer
knows the piece was composed as a tribute to the
Moldau River (semantic congruence).
Explanations for the effects of film music are not
mutually exclusive. For instance, Hung (2001) found
that viewers watching a television advertisement for a
shopping mall were more likely to infer that the mall
contained more high-end stores and that the people
shown were more successful and less daring when the
advertisement was accompanied by classical music than
when paired with rock music. Hung suggested that
viewers interpreted the visuals in ways that were consistent with schema activated by the classical music or
rock song, leading to different perceptions and inferences about the mall. Examples of temporal congruence
were also found, as the visual content was perceived as
moving at a faster pace when paired with the rock song
than the classical music (although played at the metronomic speed), and a shouting man was seen only in the
rock song condition (that featured a loud passage coinciding with the appearance of this image).
One question that remains is whether the effects of
music are limited to the film scenes that occur simultaneously with the music. Music may either accompany a
film scene to foreshadow it, or the onset of music may
be delayed in order to prolong tension. However, almost
all previous studies have presented music simultaneously with the images to be interpreted. Can music that
is presented before or after a scene of interest also affect
viewers interpretations of onscreen images? Or, must
the music accompany the images in order to affect
viewers interpretations? The present study examines
the effects of music presented before or after a film
1
137
Though the literature on recognition of emotion signals has broadened to include channels in addition to
the face, many consider the face to be the primary
medium by which persons express emotions (Dunn,
2003; Ekman, 1965; Elfenbein & Ambady, 2002; though
see also Russell & Widen, 2002; Widen & Russell, 2003).
A great deal of research on the degree to which individual emotions have concomitant facial expressions has
been conducted (see Ekman, 1972; Ekman & Friesen,
1971; Keltner, Ekman, Gonzaga, & Beer, 2003). Although
there is still some disagreement in the literature on the
topic (Ekman, 1994; Russell, 1994), it is generally agreed
that at least the emotions of anger, fear, happiness, and
sadness (and possibly disgust and surprise) have unique,
associated facial expressions (Elfenbein & Ambady,
2002; Russell, Bachorowski, & Fernandez-Dols, 2003),
and that persons are generally accurate in interpreting
emotion in both amateurs and professional actors faces
(e.g., Carroll & Russell, 1997).
Despite the wealth of research on the identification of
emotion from faces in general, little is known about
how faces communicate emotion in film. Eidsvik
(1997) observes that though there is good reason to
believe that much of our film viewing time is spent
watching faces, since the advent of sound film little has
been published on facial expressions in cinema (p. 9).
Filmmakers often use devices such as slowing the progression of the narrative with a lingering shot and other
devices to focus the viewers attention on a film characters face. Although film theorists have debated about
the possible effects of such scenes on the progression of
the narrative (e.g., Coplan, 2006; Plantinga, 1999), there
is little empirical data on the topic.
Like the face, music often serves the important communicative function of expressing emotions. Although
studies of accuracy in identifying musical expression of
emotion are not as plentiful as those investigating accuracy in identifying facial expressions of emotion (see
Gabrielsson & Juslin, 2003, for a review), there is a body
of literature indicating that expressions of at least the
more basic emotions (e.g., anger, fear, sadness, and
happiness) are relatively accurately identified from
music.
Forward and Backward Priming
138
are presented so as to assess their effects upon participants interpretations of more ambiguous stimuli (see
Zajonc, 1980, 1984). Studies of affective priming have
typically shown that affectively relevant stimuli can
affect the perceptions of ambiguous targets whether the
priming has occurred consciously or unconsciously
(see Clore & Schnall, 2005; Storbeck & Robinson,
2004). The affective primes are typically seen as serving
a framing effect, or as activating affectively relevant
schemata that then affect subsequent evaluations of
more ambiguous objects.
For the most part, studies of affective priming present
the prime prior to the neutral stimulus. In the present
study, however, we present music prior to the main
sequences of action, as in traditional affective priming
studies, as well as after the main sequences of action.
This study therefore constitutes an investigation of both
forward and backward affective primes. Though a great
deal of research shows stimuli presented prior to a neutral target can affect perceptions of the target (forward
priming), more recent research suggests that affective
priming can occur when the prime follows the target as
well (backward priming) (see Fockenberg, Koole, &
Semin, 2006; McNamara, 2005). The present study
includes conditions in which both kinds of prime will
be evaluated. In addition, though in much of the affective priming literature relatively simple stimuli (e.g.,
still faces, musical chords, etc.) with short exposure
times (typically less than one second) have been
employed as primes, the music employed as primes in
the present study was more complex and longer
(approximately 15 seconds). This allowed us to more
closely approximate the conditions under which viewers experience film music while still permitting us to
evaluate our hypotheses. The longer duration of exposure to the prime is also consistent with other studies
that have used music as a prime (e.g., Hansen &
Hansen, 1988).
The Present Study
139
140
FIGURE 1. Images from three of the four film excerpts used in the study. (From top to bottom: Swimming Pool, Three Colors: Blue, Diva. A color version
of this figure may be found in the online PDF version of this article at http://caliber.ucpress.net/loi/mp.
PROCEDURE
141
142
also be seen in Table 1. Characters emotions in the happiness music condition were more often called happiness when the music followed the main action sequence
(53.9%) than when it preceded it (42.2%). The placement of the music did not seem to affect the labeling of
characters emotions in the sadness and fear music conditions. For the anger music condition, characters emotions were more frequently called fear in the pre-scene
condition (41.0%) and happiness in the post-scene
condition (38.3%).
RATINGS OF CHARACTERS EMOTIONS
AND PHYSIOLOGICAL REACTIONS
143
TABLE 1. Proportions of Characters Emotions Attributed Labels from Each of the Four Emotion Clusters.
Emotion Cluster
Placement
Music Emotion
Happiness
Sadness
Fear
Anger
Pre
Happiness
Sadness
Fear
Anger
42.2
21.1
31.1
31.3
32.2
64.2
17.8
20.5
14.4
10.5
50.0
41.0
11.1
4.2
1.1
7.2
Post
Happiness
Sadness
Fear
Anger
53.9
23.5
18.6
38.3
22.5
61.2
24.7
20.2
18.0
12.2
51.5
28.7
5.6
3.1
5.2
12.8
exception to this trend was that film excerpts accompanied by anger music; though rated highest on the anger
scale, they were not significantly higher on this scale
than were the other excerpts. It should be noted here
that mean values on the emotion rating scales are not
standardized. Because of this, it may appear, for example, that the happiness musical piece received higher
ratings on the sadness scale than on the happiness scale.
Therefore, values on any emotion rating scale should be
examined for relative differences across the four music
pieces, and not across the rating scales.
In addition to the music emotion by rating scale
effect, there was also a placement of music by rating
scale interaction, F(8, 6359.60) = 3.46, p < .01. Followup tests for each of the emotion rating scales indicated
significant differences across the placement of music
factor for five of the nine rating scales. Pre-scene condition means were higher on the fear (pre-scene M = 1.85,
post-scene M = 1.53, SD = 1.81), depression (pre-scene
M = 2.36, post-scene M = 2.07, SD = 2.00), sadness (prescene M = 2.71, post-scene M = 2.34, SD = 2.06), anxiety (pre-scene M = 2.96, post-scene M = 2.38, SD =
2.05), and distress scales (pre-scene M = 2.52, postscene M = 1.96, SD = 1.85). Post-scene means were not
significantly greater than pre-scene means on any of the
Fear
Depression
Anger
Boredom
Excitement
Sadness
Anxiety
Happiness
Distress
Happiness
Sadness
Fear
Anger
0.99
1.03
2.73
1.99
1.86
3.41
1.85
1.73
0.91
1.04
1.04
1.28
1.29
1.69
1.20
1.00
2.00
1.18
1.64
1.91
2.08
3.97
2.05
2.00
2.03
2.18
3.55
2.89
1.69
1.09
0.85
1.18
1.70
2.22
2.67
2.35
144
TABLE 3. Means for the Significant Music Placement by Emotion of Music by Rating Scales Interaction.
Rating Scales
Anger
Music Emotion
Happiness
Sadness
Fear
Anger
Happiness
Pre-scene
Post-scene
Pre-scene
Post-scene
1.10
1.17
0.99
1.12
0.72
0.92
1.10
1.42
1.43
1.02
1.09
1.23
1.94
1.16
0.62
1.13
CAN1
CAN2
Lighting
Color
Background music
Location of scene
Season/climate
Facial expressions
Body posture
Movement/gait
Clothing
0.201
0.277
1.020
0.191
0.077
0.185
0.036
0.044
0.048
0.250
0.277
0.111
0.304
0.200
0.814
0.143
0.03
0.187
Face
Sad, pre
Sad, post
145
the sadness and happiness means, the pre-scene condition was rated higher on the face dimension and lower
on the music dimension than was the post-scene condition. For these emotions, when participants heard the
music prior to the main action sequence, the facial
expressions of the characters were made more salient
and the music itself was rated as being less important to
signaling the characters emotions. For the anger pieces,
hearing the music first made the facial expressions more
important, but did not affect perceptions of the importance of the background music to signaling emotions.
For the fear piece, placement of music did not affect perceptions of the facial expressions of characters, but did
affect perceptions of the importance of the background
music. When participants heard the fear music after the
main action sequence, they indicated that it was more
important to their emotion identifications.
Physiological reaction scales. The third analysis involved
tests of the effects of the music emotion and placement of
music factors on the ratings on the physiological reaction
scales. (This scale measured the degree to which participants perceived the film characters as experiencing physiological reactions associated with emotions). Significant
effects were found for the music emotion by rating scales
interaction, F(27, 7150.30) = 13.21, p < .01, and the placement of music by rating scales interaction, F(9, 7150.28) =
2.93, p < .01. A discriminant analysis was again conducted to permit for a more complete understanding of
these significant effects. The eight music emotion by
placement of music groups once again served as the independent variable and the ten physiological response rating scales served as dependent variables. The first two
discriminant functions explained 78.5% of the variability
in the ten scales. The standardized discriminant function
coefficients are listed in Table 5.
TABLE 5. Standardized Discriminant Function Coefficients
from the Physiological Reaction Discriminant Analysis.
Happy, pre
Discriminant Functions
Music
Anger, pre
Anger, post
Happy, post
Fear, pre
Fear,
post
Rating Scales
CAN1
CAN2
Racing heart
Sweaty palms
Breathless
Relaxed
Light headed
Trembling/shaking
Flushed
Energized
Calm
Alert
0.636
0.149
0.468
0.113
0.083
0.015
0.123
0.104
0.054
0.706
0.051
0.236
0.108
0.375
0.186
0.605
0.091
0.833
0.018
0.026
146
Happy, post
Tension
Anger, pre
Happy, pre
Anger, post
Action Readiness
Fear, pre
Fear, post
Sad, post
Sad, pre
interpret their findings in the context of affective priming, their conclusions about the effects of pre-scene
music are similar to ours: that foreshadowing music
encourages an audience to extrapolate a future scenario
of events that is consistent with the implied mood of
the music (Boltz, 2001, p. 429). While Boltz et al.
(1991) presented music before climactic scenes with
clearly positive or negative resolutions, our findings
show that music can also influence interpretation of
more emotionally neutral or subdued scenes. Thus,
while foreshadowing is often assumed to prepare an
audience for a scene of great importance and often creates suspense (Boltz et al.), our data suggest that prescene music can also affect viewers interpretations of
the internal states of film characters during more reflective moments in a film.
The finding that post-scene music also significantly
affected participants interpretations of the film characters emotions is particularly interesting. As explained
by Fockenberg and colleagues, in backward affective
priming, the evaluative prime succeeds the target stimulus and possibly influences ongoing target processing
(Fockenberg et al., 2005, p. 800, emphases provided).
What this implies is that stimulus evaluation is a continuous, dynamic process that does not end with the
presentation of the target (p. 800). With respect to processing of film content, our findings suggest that viewers continue to process information about a scene after
it has ended, and that they may use new information in
processing those previous images. Further, this new
information need not be presented on screen, but may
occur on a more subtle level through dramatic scoring.
These results point to the temporal and dynamic
aspects of film viewing, and imply that just like music
listening (e.g., Clarke & Krumhansl, 1990; Tan & Spackman, 2005; Tan, Spackman, & Peaslee, 2006), processing
of ongoing film content may not always be linear and
chronological.
In line with previous studies employing more covert
or implicit listening tasks (e.g., Bolivar et al., 1994;
Boltz, 2004; Vitouch, 2001), we found that music can
influence viewers interpretations of the visual content
even when attention is directed away from the musical
soundtrack. This may be partly due to the fact that there
is fairly high agreement on the musical features that
convey the four emotions expressed by the music
included in this study (see Juslin & Laukka, 2004, Table 1).
Further, the film excerpts may have been so subdued or
neutral in emotional content that even when attention
was directed to the visual content, the music may have
provided the most salient emotional cue for interpreting characters emotions. As Bolivar et al. (1994)
147
found, music may have a somewhat less dramatic influence in cases where clearer or more distinct emotions
are conveyed in the visual content. Cohen (1993) also
found that the effects of music on interpretation of
films of two people interacting with each other were
strong only for an ambiguous excerpt.
The most important film elements in accounting for
the variability between emotion of music groups were
background music and facial expressions. While
Thompson, Russo, and Sinclair (1994) found that participants are often not aware that the musical score
influences their reactions to film, our participants
reported that background music was one of the most
important cues in determining the emotion of the film
character, especially in the fear music condition. The
film score is such an important part of the film-viewing
experience that even when attention was directed away
from the music, participants reported that it served as
an important signal for the film characters internal
states.
Indeed, we were interested to observe that only about
one-third of the 31 participants in the pilot study (in
which six film excerpts were shown without any music)
correctly reported that there was no accompanying
music in any of the film scenes. (This was in spite of the
fact that No music was played was provided as the first
option). The majority of participants indicated that
they had heard music in one or more of the six film
excerpts, and identified the specific scenes that they
believed had been accompanied by music. Apparently,
the musical soundtrack is so closely associated with the
cinematic experience that the participants believed that
the images were accompanied by a film score even when
there was no music at all.
Some limitations of the present study should be
noted. It is possible that our study would have yielded
somewhat different results had our participants viewed
longer excerpts or an entire film, as many film scores
establish a particular musical syntax or style for a film
that may not be apparent from a short scene. As
Thompson et al. (1994) found, participants responses
for shorter, simpler film excerpts do not always generalize to longer and more complex film episodes. Moreover, music does not operate in isolation but interacts
with other cinematic devices to produce complex composite effects pertaining to the audiovisual experience
(e.g., see Magliano, Dukstra, & Zwaan, 1996). In focusing our attention on placement and emotion of music,
for instance, we did not consider how the music might
interact with cinematic devices (such as montage and
mise en scne). Another possible problem for generalizability of the findings is that the onscreen characters in
148
in music and speech often have similar affective consequences (Ilie & Thompson, 2006). It would be interesting to see if background music can alter the nuances of
film monologue or dialogue by interacting in particular
ways with emotionally relevant vocal cues in speech
prosody. Film composer Ernst Korngold, for instance,
often used music to punctuate the vocal rhythms of
important lines of dialogue (Kalinak, 1992).
Film theorists have raised many provocative questions that could be addressed in empirical studies. For
example, there is disagreement about the effects of the
so-called scene of empathy (the slowing of the progression of the narrative, to focus the audiences attention on the face of a film character). One question is
whether the focus on a main characters face leads to
emotional contagion responses (Coplan, 2006) or
whether it evokes more sophisticated human responses
such as empathy (Plantinga, 1999). This question, as
well as the broader topic of the role of music as a device
for drawing attention to a characters face, and communicating emotions and other internal states, could be
addressed in future empirical studies.
Filmmakers also often discuss their intuitions about
the effects of the soundtrack on the film audience,
though these are rarely tested in controlled conditions.
For instance, film director Chion (1994) proposes that
anempathetic music (which he defines as music that
seems indifferent to the content of the onscreen
images) creates the effect not of freezing emotion but
rather intensifying it, p. 8), and also hypothesizes about
the effects of absence of music.
Legendary film and sound editor Walter Murch
claimed that a certain sound colour will make you see
colours in the picture in much more vibrant ways
(Ondaatje, 2005, p. 247). He recalled pairing a scene
from Apocalypse Now with Soltis recording of Wagners
The Ride of the Valkyries, compared to a metronomically
similar recording conducted by Leinsdorf. The two
recordings were similar except that brasses are more
prominent in the Solti version, while the strings were
highlighted by Leinsdorf. The scene showed a view looking out of a helicopter, and onto the waters of the Philippine gulf below. In Murchs words: There was a
peculiarly wonderful acidity to the blue of the ocean that
synergized with the metallic brass of Soltis recording.
With Leinsdorf, the strings had none of that brassiness . . . and as a result the blue looked dead (p. 247).
Can timbre or orchestration of film music, in fact, interact with film viewers perception of color, brightness, or
texture? These, and many other intriguing questions
about the role of the film score on viewers experience,
remain to be addressed in future studies.
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The picture emerging from the psychological literature on film music confirms what film directors and
film theorists have long believed: that music can have a
subtle but powerful influence on the cinematic experience (e.g., Eisenstein, 1949; Carroll, 1988). In film theorist Gorbmans words: Change the score on the
soundtrack, and the image-track can be transformed
(1987, p. 30).
149
reviewers for their careful reading and helpful comments on an earlier draft. Special thanks to Danny Kim
at Power Up Productions, Joseph Olsen at Brigham
Young University, our research teams of Kalena Cuny, T.
Michael Liddell, Nathan Marsh, Andrea Schnakenburg,
Aisake Vuikadavu at Brigham Young University, and
Amber Cussen, Sarah Gayde, Sarah Manley, Drew Sturgeon, Matthew Vazquez at Kalamazoo College, and to
May-Lan Tan.
Author Note
It should be noted that the first and second authors contributed equally to this project. The authors are grateful
to William Forde Thompson and three anonymous
References
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Appendix A
Film Excerpts Used in Study
Interiors
Excerpt:
Summary:
Excerpt:
Summary:
Excerpt:
Summary:
0:24:08-0:25:00. (Brief freeze-frames added to prolong pre-scene and post-scene exterior shots).
A view of plants in front of a house. An exterior view of a house. A woman opens a door and enters a kitchen.
She looks at dishes on a table. She exits the house. She sits on a table outside. She stands up, takes a few steps,
and looks upward. Exterior view of a house, then a view of large blue shutters. Featured actor: Charlotte
Rampling
(continued)
152
Ozon, F. (Writer/Director). (2003). Swimming pool [Motion Picture]. France: Fidlit Productions. (Available
from Focus Features, 100 Universal City Plaza, University City, CA 91608)
Three Colors: Blue
Excerpt:
Summary:
Appendix B
Music Excerpts Used in Study
Sadness:
Happiness:
Fear:
Anger:
Appendix C
Instructions to Participants
Thank you for participating in this study. We are interested in how films convey the emotions of film characters to viewers. You
will be watching four very brief film excerpts. In each excerpt, you will see a character. We are interested in what emotion you
think the character in each film excerpt is experiencing, and how you came to that conclusion.
There are a number of ways in which filmmakers may indicate the emotions of characters to viewers. These include alterations
in lighting, the colors of characters surroundings, and the movements or body language of characters. We would like you to
view each film clip carefully and determine for yourself which emotion you think each character is experiencing.