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Beca et al
native approaches to trial design will be required to further inform
practice. (Crit Care Med 2015; XX:0000)
Key Words: children; pediatric intensive care; randomized
controlled trial; therapeutic hypothermia; traumatic brain injury
Patients
Children were eligible for inclusion if they were more than 1
year old and less than 16 years old, were mechanically ventilated,
and had a GCS less than 9 and an abnormal CT scan (intracranial hemorrhage or contusion, cerebral edema, or diffuse axonal injury). Children were excluded if they were not able to be
randomized within 6 hours after injury or had any of the following: 1)a penetrating brain injury, 2) fixed dilated pupils and
a GCS=3, 3) proven cervical spinal cord injury, 4) more than
mild developmental disability prior to injury, 5) an acute epidural
hematoma evacuated and were expected to recover rapidly, 6) a
posttraumatic clinical seizure with a normal CT scan, 7) refractory shock (defined as a mean arterial pressure [MAP] less than
2 sds below mean for age despite > 80mL/kg of IV resuscitation
fluid), or 8) were suspected of having a nonaccidental injury.
Written informed consent was required from a parent or guardian before enrollment in five sites. Four sites had ethics committee approval to enroll children if there was no parent or guardian
available with delayed consent obtained when they were available.
Study Procedures
All patients were managed according to a standard protocol,
including a standard algorithm, with preferred order of therapies, for the management of intracranial hypertension (Fig.1).
This was developed and agreed to by all investigators and was
consistent with published guidelines (12). ICP was monitored
in all children, with the preferred method being an intraventricular catheter. Goals were an ICP (mm Hg) less than 20 and
a CPP (mm Hg) 1) greater than 4050 (age < 2 yr); 2) greater
than 50 (age < 11 yr); and 3) greater than 60 (age > 10 yr).
METHODS
The Hypothermia in Traumatic Brain Injury (HiTBIC) pilot
RCT (NCT00282269) was a multicenter trial of early and
prolonged TH in children with severe TBI conducted in all
eight of the PICUs in Australia and New Zealand and one
PICU in Canada. The Pediatric Study Group of the Australia and New Zealand Intensive Care Society Clinical Trials
Group designed the trial and the ethics committee at each
study site approved it.
2
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Temperature Management
Temperature was measured with a probe in the distal third of
the esophagus. Temperature control was achieved with a servocontrolled cooling blanket. Patients randomized to normothermia were maintained at 3637C while those randomized
to hypothermia were cooled to 3233C. Iced IV bolus fluids
(if indicated clinically), crushed ice to exposed surfaces, and a
second cooling blanket above the child could also be used during induction. Hypothermia was maintained for a minimum of
72 hours. The rate of rewarming was to be no faster than 0.5C
every 3 hours but was guided primarily by physiology rather
than time. Specifically, hypotension was managed aggressively
with IV fluids and vasoconstrictors, and intracranial hypertension was managed with the standard algorithm, but rewarming
was also slowed or stopped until these variables were controlled.
Screening and Randomization
All children admitted to a study site PICU were screened, and
basic data including reasons for nonenrollment were entered
RESULTS
Figure 2. Consort diagram showing overview of screened and randomized patients. ITT = intention to treat,
PP = per protocol.
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50
100
Head Injuries Screened
25
150
Beca et al
E
Unit
Consent Refused
Per Protocol
Variable
Normothermia (26)
Male (%)
16 (62)
Age, yr
9.5 (5.213.8)
9 (35)
Hypothermia (24)
11 (46)
11.0 (6.914.2)
0.40
0.48
6 (25)
0.55
31.5 (2453)
0.47
Weight (kg)
30 (2050)
Injury to ED (hr)
0.8 (0.61.3)
0.7 (0.51.7)
0.68
3.6 (2.44.8)
4.5(3.57.5)
0.02
5.0 (4.25.8)
5.3 (4.46.0)
0.34
GCS at scene
5 (47)
5 (37)
0.59
GCS in ED
4.5 (37)
5.5 (3.57)
0.45
4.5 (46)
5 (3.56)
0.63
0.048 (0.0420.058)
0.044 (0.0400.050)
0.12
3 (12)
0 (0)
0.24
0 (0)
1 (4)
0.48
13 (50)
13 (54)
1.0
10 (39)
12 (50)
0.57
19 (73)
22 (92)
0.14
Hypotension (%)
Hypoxia (%)
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time from randomization to target temperature in the hypothermia group was 4.6 hours (3.05.8hr). In the normothermia group, there were 12 episodes in eight patients (30%)
where the temperature was more than 38C. The median duration of these temperature deviations was 1.75 hours (13hr).
Figure5 shows graphs of the differences in physiology
between the two groups. During the cooling phase, the net
effect of hypothermia was a drop in the heart rate of 23.4 bpm
(95% CI, 15.930.9; p < 0.001) and the ICP was 1.8mm Hg
lower (95% CI, 0.33.4; p=0.02). Hypothermia was maintained for a median of 93.5 hours (87104hr) that included a
median rewarming time of 21.5 hours (1635hr). There was
no significant difference between groups in MAP or CPP during cooling (p=0.44 and 0.77, respectively) or in MAP, ICP, or
CPP during rewarming (p=0.68, 0.59, and 0.07, respectively).
During rewarming in the hypothermia group, there were one
or more episodes of systemic hypotension in four children
(17%), intracranial hypertension in 13 children (54%), and
low CPP in three children (13%). One of the four children
who had hypotension during rewarming had a bad outcome.
During the same time period, in the normothermia group,
these events occurred in 0 (p=0.05), 15 (60%; p=0.78), and
three (12%; p=0.99) children, respectively. There was no difference in the number of patients requiring inotropes. For
those requiring inotropes, there was a nonsignificant trend
Outcome Variable
Normothermia (26)
Hypothermia (24)
3 (12)
4 (17)
0.70
Died (%)
1 (4)
3 (13)
0.34
11 (814)
12 (815)
0.87
40 (2760)
48 (2877)
0.70
10 (613)
8 (714)
0.77
6 (25)
1.0
Infection (%)
Pneumonia
7 (27)
Septic shock
Urinary tract
2 (8)
1 (4)
1.0
Wound
3 (12)
3 (13)
1.0
Other
7 (27)
10 (42)
0.25
Bleeding (%)
Intracranial
1 (4)
1.0
Gastrointestinal
Other
1 (4)
Other
1 (4)
0.48
2 (8)
0.23
0.48
Arrhythmia (%)
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Beca et al
Good Outcome
40
60
80
100
Poor Outcome
20
Cumulative Proportion
4
3
PCPCS at 12 months
Hypothermia
Normothermia
Good Outcome
40
60
80
100
Poor Outcome
20
Cumulative Proportion
4
3
PCPCS at 12 months
Hypothermia
Normothermia
toward higher total vasoactive inotrope score (15) in the hypothermic arm (Table3), and inotropes were required for longer
(38hr [3443 hr] vs 25.5hr [737.5 hr]; p=0.02).
There was also no difference in the use of adjuvant therapies to manage intracranial hypertension (Table3). There were
no differences between groups in the prevalence of any of the
adverse events recorded (Table2). These included measures
of infection, bleeding, and arrhythmias. Pancreatitis did not
occur in any patients. The duration of mechanical ventilation
and ICU and hospital lengths of stay were not different.
DISCUSSION
This pilot RCT of early and prolonged hypothermia for severe
TBI in children was designed to investigate the f easibility and
safety of performing a phase III study. We found that the randomization rate of 7.2% was much lower than expected and
that outcomes were much better than expected, with an overall
bad outcome rate of 14% and mortality of 8%. In terms of the
recruitment and treatment protocols, we found an important
6
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Feasibility
This study, together with other recent RCTs in severe TBI in children and adults, has important implications about the feasibility
of interventional studies. Our study had a randomization rate
of 7.2%. Two other studies of TH in children with TBI had randomization rates on 4.2% (14) and 15.6% (10), whereas recent
adult RCTs of hypothermia (16) and decompressive craniectomy (17) had rates of 4.7% and 4.4%, respectively. In addition,
we found a mortality of 8%, similar to 12% in the control arm
of the Canadian TH study (10), 15.6% in the CoolKids study
(14), and 9.3% in a survey of PICUs in England and Wales (18).
Using dichotomized PCPC values, we found that poor outcome
occurred in 14% of children. This was not significantly different to the control arm of the Canadian TH trial (22%), but was
significantly lower than the CoolKids study (42%). Even if the
bad outcome rate is 2535% and a RCT is looking for an absolute reduction of 10%, then at least 500700 children will be
required. If randomization rates are 715%, then 3,00010,000
children might need to be screened. We suggest that this is not
feasible and that either alternative approaches to design and
consent of RCTs or alternative trial types are required.
We found significant variability between sites in randomization rates, suggesting the potential for process improvement.
These differences might be due to a combination of logistics
(e.g., lack of available research personnel), varying degrees of
commitment to the trial, variability between local ethics committees and sites in attitudes to deferred consent, and problems
with obtaining consent.
Obtaining consent from parents for a time-critical intervention in the setting of a sudden, accidental, and life-threatening
event is particularly fraught. Lack of parental competence, inadequate information, and inadequate comprehension is common
in parents giving consent in emergency situations. Most doctors also have concerns about parental competence because of
their vulnerability, emotional state, and lack of understanding
(19). Emergency care research often meets criteria for waived or
deferred consent (20), and community consultation has been
shown to be potentially supportive of this approach (21).
In our study, four of the nine sites had approval of deferred
consent. Eight children were randomized using this process,
and there were no problems with the consent process in any
of these eight participants. At one other site (where deferred
consent was approved but contentious within that PICU), consent was withdrawn by the parents of one child after arrival at
XXX 2015 Volume XX Number XXX
Copyright by 2015 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
90
25
16 (62)
12 (50)
0.57
27 (100)
23 (96)
0.48
11 (42)
15 (63)
0.17
Phenobarbitone given
5 (19)
3 (13)
0.70
2 (8)
4 (17)
0.41
5 (19)
8 (33)
0.34
Decompressive craniectomy
7 (27)
5 (21)
0.75
5 (19)
8 (33)
0.34
12 (46)
11 (46)
0.98
First 72 hr
12 (46)
11 (46)
1.0
After 72 hr
7 (28)
11 (46)
0.24
22 (840)
21 (1438)
0.98
First 72 hr
36 (2350)
27 (1847)
0.42
After 72 hr
8 (716)
18 (528)
0.22
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Beca et al
TBI research. Comparative effectiveness research aims to measure the benefits and risks of interventions or systems of care
in broad populations in standard settings (27). This approach
is being used in pediatric TBI in the Approaches and Decisions
in Acute Pediatric TBI study (http://www.adapttrial.org).
The Safety of TH
We found no difference in complication rates between the two
groups. Although the study was not adequately powered for these
outcomes, this is in keeping with the findings of the other multicenter RCTs of TH in children and adults (9, 10, 14, 16, 2830). We
found that the management of rewarming is challenging; despite a
protocol emphasizing the need for strict medical titration of therapy, hypotension occurred more commonly in the hypothermia
group. However, these episodes were not associated with compromise in CPP, that is, they were all isolated episodes of hypotension
in children with normal or low ICP at that time. Using predefined
thresholds, there was no difference between groups in episodes of
intracranial hypertension or low CPP. Our protocol was therefore
successful in avoiding clinical compromise in CPP. There was a
trend to a slightly lower CPP in the hypothermia group. It is likely
that this reflects titration of therapy to the thresholds in the study
algorithm during the inherently less stable period of rewarming.
The Efficacy of TH
We found equivalent PCPC scores at 12 months after injury in
the two groups. There were no other significant differences in
hemodynamic support or therapy for intracranial hypertension
between groups. Since this pilot study supported the safety of
TH and also found that recruitment rates suggested the need for
a very large international trials group for a phase III study to be
feasible, we joined the CoolKids trial. The patients in this phase
II trial were not included in the CoolKids trial. Unfortunately,
shortly after joining, the CoolKids study was stopped for futility (14). There are now two adult and two pediatric high-quality
multicenter RCTs that show no benefit to early TH in TBI (9, 10,
14, 16). Possible reasons for the failure of early TH in TBI are that
it may not have been started early enough or continued for long
enough. The median time to target temperature was 9 hours both
in our patients and the CoolKids trial. Animal studies suggest that
that TH may need to occur within 4 hours of injury and is ineffective after around 8 hours (31). Human trials suggest that TH may
need to be continued for at least 48 hours (8). However, the most
recent adult study started TH within 22.5 hours of injury and
continued it for 48 hours (16), and it was also stopped for futility. It is also possible that TH is not efficacious in TBI because of
the heterogeneous nature of injury or that it is only beneficial in
specific subsets of patients. In the most recent adult study (16), the
subgroup with diffuse injury may have done worse and those with
surgically evacuated hematomas may have done better with TH.
Fever is associated with worse outcome in both hypoxic ischemic encephalopathy and TBI. One difference between HiTBIC
and both the Canadian and CoolKids trials was in temperature
management of the control group; our goal temperature was
3637C, whereas the goal of other two trials was 36.537.5C.
Despite these goals, two thirds of patients in the CoolKids trial
8
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CONCLUSIONS
This trial adds further support to the existing literature that
early TH in children with severe TBI does not improve outcome and should not be used outside a clinical trial. With our
trial protocol, 12% of children admitted to intensive care with
TBI were eligible for inclusion and 7.2% were recruited. Overall outcomes were better than expected; 8% of children died
and 14% had a bad outcome. Conventional RCTs in children
with severe TBI are unlikely to be feasible. A large international
trials group and alternative approaches to trial design will be
required to further inform practice.
ACKNOWLEDGMENTS
We acknowledge the study site coordinators (Carmel Delzoppo,
Pania Falconer, Jacqui Jauncey-Cooke, Sue Kendall, Gordon
Krahn, Georgia Letton, Flavia Li, and Janelle Young) for their
assistance with study coordination and data collection. We also
acknowledge the pediatric intensive care medical and nursing
staff and neurosurgical staff at all of the study sites for their
support of our study. We thank Peter Reed of the Starship Childrens Research Centre for statistical advice and review.
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Copyright by 2015 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
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