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O R I G I N A L
R E P O R T
Purpose
Although complete resection (R0) of liver metastases (LM) remains the treatment of choice
for colorectal cancer (CRC) patients amenable to curative therapy, only approximately one
third survive for 5 years. The objective of this phase II study was to evaluate the safety and
efficacy of radioimmunotherapy (RAIT) after salvage resection of LM.
Patients and Methods
Twenty-three patients who underwent surgery for LM of CRC received a dose of 40 to 60
mCi/m2 of 131I-labetuzumab, which is a humanized monoclonal antibody against carcinoembryonic antigen. Safety (n 23), disease-free survival (DFS; n 19), and overall survival (OS;
n 19) were determined.
Results
With a median follow-up of 64 months, the median OS time from the first liver resection for
RAIT patients was 68.0 months (95% CI, 46.0 months to infinity), and the median DFS time
was 18.0 months (95% CI, 11.0 to 31.0 months). The 5-year survival rate was 51.3%. RAIT
benefited patients independently of bilobar involvement, size and number of LM, and
resection margins. The major adverse effect was transient myelosuppression, resulting
mostly in grade 3 neutropenia and/or thrombocytopenia.
Conclusion
Because both the median OS and 5-year survival rates seem to be improved with adjuvant RAIT
after complete LM resection in CRC, compared with historical and contemporaneous controls
not receiving RAIT, these results justify further evaluation of this modality in a multicenter,
randomized trial.
J Clin Oncol 23:6763-6770. 2005 by American Society of Clinical Oncology
DOI: 10.1200/JCO.2005.18.622
INTRODUCTION
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Copyright 2005 American Society of Clinical Oncology. All rights reserved.
Liersch et al
relapse occurs in the majority of patients.3-9 Because approximately two thirds of resected CRC patients eventually relapse,
with more than one half first experiencing recurrence in the
liver,9-11 it is believed that microscopic tumor cells are trapped
selectively in this organ.
Because of a lack of effective therapies other than surgery for patients with LM of CRC, we studied radioimmunotherapy (RAIT) with a radioiodinated antibody against
carcinoembryonic antigen (CEA) as an adjuvant treatment
after complete resection of LM from CRC. CEA was first
described 40 years ago,12 and it has served as a serum
marker and target for radiolabeled antibody imaging and
other therapeutic strategies because it is expressed in more
than 90% of CRC cells.13 We hypothesized that patients
with no overt disease, but with a high likelihood of recurrence as a result of micrometastases, would be ideal candidates for RAIT because RAIT has been shown to be effective
preclinically in a similar setting.14-16 In the current phase II
trial, the objective was to assess the safety and efficacy of
CEA-RAIT as an adjuvant therapy after salvage resection of
CRC LM to determine whether an expanded, randomized,
multicenter study is warranted.
PATIENTS AND METHODS
Antibody, Radiolabeling, and Administration
Labetuzumab (hMN-14), a CDR-grafted (humanized) antiCEA (CEACAM5) immunoglobulin G1subclass monoclonal antibody, was obtained from Immunomedics, Inc (Morris Plains, NJ).17
Prior clinical trials had not shown significant cross-reactivity with
normal tissues, significant toxicity, or immunogenicity.16,18
Radioiodination of labetuzumab was performed using the
iodogen method and resulted in a specific activity after labeling of
15 mCi/mg antibody.16,18 The amount of unbound radioiodine
was less than 2% in each preparation, and the immunoreactivity
was more than 85%. 131Iodine was chosen as the therapeutic
radionuclide because of its high-energy gamma emission for external camera imaging of in vivo distribution, its lower beta emission energy, and its shorter range of energy deposition compared
with other beta emitters, such as 90Y; thus, it is more appropriate as
an adjuvant therapy for micrometastatic disease,19 as confirmed in
liver phantom studies.20
131
I-labetuzumab was infused over a 30-minute period in a
volume of 50 mL of sterile 0.9% NaCl containing 1.0% to 2.5%
human serum albumin. All patients received a single infusion at a
dose level of 40 to 60 mCi/m2 based on a previous phase I, dosefinding trial.16 Two patients were re-treated at the time of recurrent disease. Whole-body scans were performed with a Picker
Prim 2000 dual-head gamma camera equipped with high-energy
collimators (Picker/Marconi, Cleveland, OH). Anterior and posterior whole-body scans were obtained daily from the day when
each patients whole-body activity decreased to less than 40 mCi
(ie, 2 to 3 days after infusion), as described previously.16
Patient Characteristics
The entry criteria for the protocol approved by the institutional ethics committee included a patient age of at least 18 years
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All Patients
(No.)
23
19
13
10
12
7
61
44-76
63
44-76
9
12
2
7
10
2
2
6
7
8
2
4
6
7
11
4
8
9
4
6
9
1
9
4
7
1
8
3
13
0-153
1.9
0.5-5.6
7
0-41
2
8
13
7
12
13
8
11
8
17
4
15
4
2
0
8
5
8
0
0
7
4
8
3
14
6
3
12
4
22
1
19
1.9
0.5-5.6
Abbreviations: RAIT, radioimmunotherapy; UICC, International Union Against Cancer; RT/CT, chemoradiation; CT, chemotherapy; DFS, disease-free survival;
m, metastatic; ECOG, Eastern Cooperative Oncology Group; CEA, carcinoembryonic antigen.
Postoperative mTNM classification of liver metastases (LM) according to Gayowski et al21; definitions of mTNM stages are as follows: 1 (mT1) solitary
LM 2 cm; 2 (mT2) solitary LM 2 cm, unilobar; multiple LM 2 cm, unilobar; 3 (mT3) multiple LM 2 cm, unilobar; 4a (mT4) solitary or multiple
LM, bilobar; invasion of major vessels (portal vein and hepatic artery) or bile duct.
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Liersch et al
Table 2. Characteristics of CRC Patients, Chemotherapy Procedures, LM, RAIT Doses, RAIT-Induced Adverse Effects (n 23), and Outcome of RAIT in All
Eligible Patients (n 19)
Primary CRC
Postoperative
Therapy
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Colon
Rectum
Rectum
Both
Rectum
Both
Colon
Rectum
Colon
Rectum
Colon
Rectum
Rectum
Rectum
Colon
Colon
IV
III
III
II
IV
II
IV
III
IV
I
II
IV
IV
II
III
II
adja) RT/CT
neo1) RT/CT adj CT
adja) RT/CT
3
adjc) CT
adjb) CT
adja) RT/CT
adjc) CT
neo2) CT
neo4) CT
neo3) CT
neo2) CT
2
ND
2
2
2
1
ND
1
2
1
1
1
1
ND
2
1
2
ND
3
2
3
1
ND
1
2
3
1
1
3
ND
6
1
2.5
ND
3.0
4.0
2.5
2.2
ND
7.0
10.0
1.3
2.6
2.0
2.2
ND
3.0
8.5
17
18
19
20
21
22
23
9A
12A
Rectum
Rectum
Rectum
Rectum
Colon
Colon
Colon
Colon
Rectum
IV
I
IV
III
III
III
II
IV
IV
adja) RT/CT
adjb) CT
adjb) CT
neo2) CT
2
4
1
2
1
1
2
2
neo3) CT
1
4
1
2
ND
ND
RAIT re-treatment
RAIT re-treatment
3.5
3.5
9.5
2.7
6.0
3.5
ND
II
4
4
4
2
II
III
I
III
2
4
3
2
2
3
III
I
II
III
II
II
4
2
I
II
4
3
2
4
3
2
II
II
II
II
II
II
Follow-Up
Patient
Age at
WBC Platelets
Last
RAIT 131I-Level CTC
CTC
DFS
First CRC
OS
Performance
(years) (mCi/m2) Grade Grade (months) Relapse (months)
Status
47
53
65
70
69
64
50
53
54
76
68
63
60
49
60
64
40
45
45
45
50
50
50
50
55
55
55
55
60
60
60
60
0
0
3
0
3
2
0
2
3
2
1
0
2
1
3
4
0
0
3
0
2
2
1
2
3
0
0
0
3
0
3
3
18
ND
12
25
22
3
ND
71
23
18
68
31
11
ND
2
38
HEP
ND
HEP, PUL
PER
Local
Local
ND
HEP
Local
HEP
HEP
ND
PUL
55
ND
24
64
55
46
ND
71
70
23
68
69
42
ND
43
38
Dead
ND
Dead
Alive,
Alive,
Dead
ND
Alive,
Alive,
Dead
Alive,
Dead
Alive,
ND
Alive,
Alive,
44
60
67
61
61
64
62
60
60
60
60
60
60
60
40
60
1
0
4
2
2
4
3
2
1
0
3
4
3
3
3
1
2
3
5
16
5
23
5
4
ND
HEP
Local
HEP, PUL
PER, HEP
HEP
HEP
ND
25
43
17
40
9
29
ND
Dead
Alive, NED
Dead
Alive, SD
Dead
Dead
ND
PD
PD
NED
PD
NED
PD
PD
NED
Abbreviations: CRC, colorectal cancer; RAIT, radioimmunotherapy; LM, liver metastases; UICC, International Union Against Cancer; NCI-CTC, National
Cancer Institute Common Toxicity Criteria; FU, fluorouracil; adja) RT/CT, adjuvant, FU-based chemoradiation (RT/CT) according to the guidelines of the German
Cancer Society; adjb) CT, 3 cycles of folinic acid (500 mg/m2) followed by high-dose FU (2,600 mg/m2) chemotherapy (CT); adjc) CT, adjuvant, FU-based CT
according to the guidelines of the German Cancer Society; adjd) CT, adjuvant CT with biweekly irinotecan (80 mg/m2) and folinic acid (500 mg/m2) followed
by high-dose FU (2,600 mg/m2); adje) CT, adjuvant CT with weekly oxaliplatin (85 mg/m2) and folinic acid (500 mg/m2) followed by high-dose FU (2,600
mg/m2); neo1) RT/CT, neoadjuvant FU-based RT/CT in rectal cancer, followed by adjuvant FU-based CT, postoperatively; neo2) CT, neoadjuvant CT (3 cycles)
with folinic acid (500 mg/m2) followed by high-dose FU (2,600 mg/m2); neo3) CT, neoadjuvant CT (3 cycles) with biweekly oxaliplatin (85 mg/m2) and folinic
acid (500 mg/m2) followed by high-dose FU (2,600 mg/m2); neo4) CT, intrahepatic arterial infusion with FU and folinic acid in neoadjuvant intention for
resection of liver metastases, additionally 1 cycle of mitomycin was administered; RAIT, radioimmunotherapy re-treatment; after cancer recurrence, patients
9A and 12A were re-treated with RAIT; ND, data not shown, patients did not fulfill entry criteria for follow-up analysis; 3, chemotherapy followed in
neoadjuvant intention to achieve resectability of LM; CS, clinical prognostic score; DFS, disease-free survival; OS, overall survival; NED, no evidence of CRC
at restaging as of September 20, 2004; SD, stable disease under treatment with FU and irinotecan; PD, progressive disease; HEP, intrahepatic; PUL,
intrapulmonary; PER, peritoneal CRC relapse.
Cancer of bladder, second malignancy in patient 8 without recurrence of CRC during the whole follow-up.
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Liersch et al
months to infinity), and on an intent-to-treat basis, including also four ineligible patients in the RAIT group, OS was
maintained, although this kind of analysis is usually made
in larger, phase III, randomized trials. The survival results in
the treated patients seem to be much longer than the median
survival of 28 to 40 months reported in the literature.9 This
survival advantage for patients receiving RAIT is confirmed
when they are compared with a group of 19 contemporaneous
patients at our institution who did not receive RAIT (13 of 19
of these patients received adjuvant chemotherapy after completion of resection of LM; data not shown). These patients,
who had similar demographics and prognostic risk scores to
the RAIT patient population, had a median overall survival
time of 31 months (95% CI, 24.0 to 59.0 months). The corresponding survival rates were 94.7% at more than 1 year, 78.9%
at more than 2 years, and 51.3% at more than 5 years for the
RAIT group, and 94.7% at more than 1 year, 64.9% at more
than 2 years, and 7.4% at more than 5 years for this control
population analyzed retrospectively (data not shown). At recurrence, all RAIT patients were treated by early surgical reintervention in cases of resectable disease or by different
chemotherapy regimens. Patients 8, 11, 16, and 18 in the RAIT
group remained disease free, and patients 9A and 12A were
re-treated with RAIT at first diagnosis of CRC relapse. Of
course, we appreciate that comparisons to historical or contemporaneous controls are not as rigorous as a randomized,
prospective trial, but the suggested improvement encourages
further study.
The median DFS time for patients receiving RAIT was
18 months (95% CI, 11 to 31 months). From the last date of
observation (September 20, 2004), 21% of patients remained without any signs of CRC. The DFS rates were
57.9% at more than 1 year and 26.3% at more than 2 years
for patients treated with RAIT (Fig 1).
When considering the prognostic risk scoring classifications, it was found that the patients had a better outcome
than would be predicted. In an analysis of 1,596 patients,
the 2-year survival rates after resection of LM were 43%,
60%, and 79% in patients with risk levels of I, II, and III,
respectively.24,25 However, 15 (79%) of 19 RAIT patients
with level I (n 3) and level II (n 12) risk scores had a
more than 2-year survival rate of 78.9% (compared with the
expected 43% to 60%) and a survival rate of 51% at 5 years
(v the expected 28%). Similarly, when comparing the outcome of RAIT patients by mTNM stage at resection in this
study, seven of 10 patients with advanced mTNM stages of 2
to 4 were long-term survivors (38 to 78 months), and four
of these patients with mTNM stage 2 (n 3) and stage 3
(n 1) remain free of disease over a median follow-up of 64
months (Table 2). Thus, these results suggest that RAIT has
a clinical benefit independent of the major risk factors, such
as bilobar involvement, size and number of LM, and resection margins.
JOURNAL OF CLINICAL ONCOLOGY
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Our findings support the prospect of improving survival in patients with multiple LM from CRC by engaging a
multimodal approach, combining resection with systemic
RAIT. We appreciate that this was a single-institution study
with a relatively small number of patients, but over a long
median follow-up time of 64 months, our study clearly shows
that this adjuvant therapy is feasible and has survival results
that are double those reported in the literature and those of the
comparable, contemporaneous, control patients analyzed retrospectively at this same institution (data not shown). The
findings also provoke speculation that this modality may be
useful in neoadjuvant or adjuvant settings for primary CRC
therapy, either alone or in combination with other modalities,
particularly chemotherapy that potentiates radiation because
RAIT is targeted radiotherapy. Furthermore, recent experimental evidence demonstrated that nonradioactive labetuzumab is effective in inhibiting metastasis and enhancing the
effects of chemotherapy in a metastatic CRC xenograft model,33 suggesting that even higher doses of this antibody with
RAIT may increase efficacy.
In conclusion, this feasibility study of adjuvant RAIT in
CRC patients after salvage resection of LM provides the first
evidence of promising OS and 5-year survival rates. Therefore, these results require confirmation in a larger, multicenter, randomized trial, which is being developed.
Acknowledgment
This article is dedicated to the memory of Prof Wolfgang Becker, MD, who was an inspiration and participant in
these studies and who fostered cooperation between surgical and nuclear radiology specialties. He served with distinction as President of the European Association of
Nuclear Medicine, when he died so early and at the peak of
his career.
Employment
William A. Wegener
Immunomedics, Inc
Leadership
Immunomedics, Inc
(C)
Jacqueline Kovacs
Immunomedics, Inc
Immunomedics, Inc
(A)
Ivan D. Horak
Immunomedics, Inc
(C)
David M.
Goldenberg
Immunomedics, Inc
(C)
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Consultant
(A) $10,000
Stock
(B) $10,000-99,999
Honoraria
(C) $100,000
Research Funds
Testimony
Other
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