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Interdependence
and
BENGT SUNDELIUS
Institute of International Studies,
Foreign Policy*
Bradley University,
Illinois
Sundelius, B. Interdependence and Foreign Policy. Cooperation and Conflict, XV, 1980,
187-208.
This survey briefly dissects the concept of interdependence, indicating its many interpretations and dimensions. Following a broad overview of the structure and process of the
international politics of interdependence, as indicated in the literature covered, some
implications
for national
are pointed to. The impact of interdepenand instruments, the relation between domestic and foreign
policy, prevalent international processes and actors, and national processes and strategies
are discussed, in particular with a view to the implications for smaller European nations.
Finally, some important limitations of the discussed features are emphasized. The conclusion calls for some empirical research to test the many interesting assertions contained in
the interdependence literature.
dence
on state
foreign policy-making
objectives
I. INTRODUCTION
the seventies, a significant proportion of the international relations literature
has been devoted to analysis of international
interdependence. It has been argued that
world politics is changing from a traditional
balance-of-power game to a modified system of interactions characterized by interdependence. At times, an assumption is also
made that the international system is
changing for the better. It is hoped that
interdependence will make for increased
international political cooperation and that
all parties will benefit from this new, more
harmonious order.
In this study, interdependence is viewed
as an analytical concept which may prove
helpful in arriving at an understanding of
contemporary international relations. The
term is not seen as a normative guide to
policy, neither does it infer a harmonious,
cooperative state of affairs. Rather, the concept denotes a set of international characteristics which help to define the present
During
international
however, is
system.
Interdependence,
interdependence.
former
as
physically or perceptually)
taking place in each of the other1
or
component units of the system .1
parts
affect (either
events
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188
re-
According
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189
policy-makers.
Interdependence
important
paramount.
It should be clear from this overview that
the interdependence concept is complex because several aspects are involved. Perhaps
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190
substantially, particularly during the postwar era, these have not kept up with
domestic growth. Deutschs claim that international interdependence has declined has
been widely questioned. A number of
scholars, among them Young, Morse,
Cooper, and Rosecrance, have criticized his
indices.18 Peter Katzenstein refutes his
thesis for at least the period 1950-65.9
A sizeable number of analysts contend
that the contemporary importance of international interdependence is related to the
growth that has taken place in the external
sector of national activity since 1945. The
importance of a rise in the absolute volume
of external flows is stressed by Young.20
Cooper points to the increased domestic
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191
as a result of modnational
ernization,
governments are said to
tive of
be
interdependence
facing
enormous
challenges resulting
as
or
international
actors
pointed to.
When undertaking this analysis,
one
must
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192
prevalent
tem.
Similarly,
ter
geography.
As the concept of distance has changed
meaning, the territorial issue has declined in
importance. Among the OECD nations, few
territorial disputes remain. The idea of territorial expansion would seem alien to most
of these governments. This change in emphasis toward nonterritorial foreign policy
goals does not mean that governments have
given up the idea of increasing their international influence and prestige. It is rather
that the basis for such influence and status
has changed. Military power is viewed as
less useful for most political and economic
governments
resources
are
now
oriented
toward domestic
These objectives
tion. 34
By and large, present foreign policies tend
to reflect the contemporary emphasis on
welfare issues. These do not require solutions through a zero-sum system of territorial exchanges but can generally be settled within the non-zero-sum bargaining
context of economic growth. In the future
the increasing adoption of neo-mercantilistic
policies could place a potential strain on
interstate bargaining over economic matters.
In times of economic slow-down and stress
the common emphasis on current account
surpluses and export promotion can lead to
sharpened interstate conflicts. One notes
here not a lessening of the potential for
international conflict but a qualitatively
different basis for such disputes. Although
gloomy forecasts about imminent trade wars
might seem exaggerated, the record of recent trade negotiations points toward continued, intensive competition in this area.
The relevance of force as an instrument
of state policy has declined in the interdependent international system. In spite of the
vast weapons arsenals available, these resources are not considered as viable means
toward settling conflicts among the advanced, industrialized societies. This fundamental break with past orientations is
probably less related to basic attitudinal
shifts than to the decreased utility of force
to reach important policy goals. Political
leaders are keenly aware of the real possibilities for mutually assured destruction
resulting from modem warfare. This would
include not only the physical and human
destruction of nuclear exchanges but also
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193
the others.
The risk of
stige, dignity,
or
independence
seem
ence
to
internationally acceptable
norms.
DOMESTIC
AND
the post-war era national governhave extended their scope of involvements and responsibilities into virtually every aspect of domestic activity. The
state is increasingly viewed as the major
creator, arbitrator, and distributor of
societal wealth. It is in the political arena
that the major forces behind social change
and distribution of welfare are active. The
record of major interest groups is a case in
point. These promoters of special interests
are sensitive to the centers of power and
direct their efforts increasingly at the political arena. Major corporations have turned to
the state for support and, at times, financial
assistance. In most countries it is only the
government that is viewed as being capable
of solving economic difficulties or of
During
ments
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194
guaranteeing societal prosperity. The traditional night watchman concept of the state
has been replaced by an image of an acever present, promoter of national
welfare.
While governments have assumed great
power and become multifunctional they
have also become faced with the challenge
of the revolution of rising entitlements.
The dilemma of increasing popular demands
and insufficient national resources is viewed
as a political problem. Not surprisingly, this
constant dilemma has led to a decreased
priority of foreign goals relative to domestic
needs. Often, the response has been to reduce traditional external commitments to
allow for domestic expansion. The gradual
reorientation of British priorities during the
1960s is well known. At times, continued
external involvements are justified in terms
of their beneficial domestic impacts, e.g.
aid programs tend to strengthen domestic
production and exports. Arms procurements
and sales mean sustained employment.
The domestic arena seems to have been
extended into the foreign policy field in an
unprecedented way. The considerable powers
of government can only be sustained to the
extent that its domestic responsibilities are
met. This can best be achieved through
international economic cooperation and
political accommodation. To satisfy domestic demand, governments are being forced
into forms of interaction with their foreign
counterparts. Theoretically, of course, any
government can reject such an approach and
instead pursue a course of societal autarchy
and governmental autonomy. However, the
material and political costs of this solution,
at least in the short run, would seem too
high for any Western government. The
changing domestic character of the nationstate is also contributing to fundamental
changes in the interaction among these nation-states. The domestic arenas are reaching out into the international setting and
reshaping its basic features.
As a result of increasing societal complexity and the continuous task expansion of
tivist,
are
also
becoming broader. Issues such as investment, migration, energy, pollution, inflation, education, food, and health are today
all part of the substance of international
relations. In many cases these problems also
take up more time and require greater effort
by political leaders and governmental officials than the traditional issues of war and
peace. With broader agendas and increasing
numbers of policy objectives covering disperse areas, governmental leaders are finding it increasingly difficult to set priorities,
avoid contradictory targets, and maintain a
sense of national interest and direction.
Since the alternatives are more numerous
and less clear cut, the task of choosing
becomes more complex. Choices cannot be
explained as simply and as clearly to the
public. With limited popular comprehension
of the issues, political leaders face growing
difficulties gaining mass support for desired
objectives. A loss of leadership image is
often the result of this increased com-
plexity.
In addition, the leaders themselves face
difficulties in understanding and
upon a multitude of complex international issues. The use of bureaucratic assistance and involvement in foreign relations would seem to be enhanced by this
trend. In some respects, the pursuit of national foreign policy can be characterized as
the participation in a decentralized process
of collective policy-making.
National
bureaucracies have stakes in many issues
with international ramifications and engage
actively in international dealings. Political
leaders often become far removed from
most foreign policy-making and instead
concentrate on their main concern, domestic
issues. Politicians with a special interest in
international issues are at times even criticized for their supposed neglect of the
politically more attractive domestic con-
growing
deciding
cerns.
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195
through exploiting asymmetric interdependence can be noted. For example, the oil
producing states have successfully used
their dominance in the energy field to
strengthen their nations internally and inter-
nationally.
Some analysts point out that nationalism
has changed character and refer to the new
nationalism . 35 Rather than emphasizing
expansionism, prestige, glory, the modem
version is defensive, inward-looking, and
solving
more
closely
approximates
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196
governmental organizations
secretariats, and
with permanent
autonomous
governmental
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197
areas.
participants,
might
not
assumed.
within
impor-
policy
coalitions
of like-minded governmental
agencies on certain issues have been challenged with moderate success. Increased
central control of disperse policy sectors
involves considerable administrative costs
and tends frequently to disturb smoothly
functioning coordination processes. This
drawback must be considered in relation to
the potential damage to basic national interests caused by inconsistent and perhaps
even contradictory external commitments.
In any case, the bureaucratic, administrative
elements of government must be viewed as
increasingly important international actors.
The broader agendas and multitude of
actors in international politics enhance the
likelihood of issue linkages. Numerous
policy areas are included as legitimate
foreign policy subjects and no clear political
distinctions are made between them. The
traditional two-track system, where security
issues were separated from economic problems, has been considerably eroded. Instead, these policy issues now mingle together on the agendas. At times, international actors create explicit linkages to better use their strengths in one area to influence
outcomes in another, analytically unrelated
sector. For instance, the U.S. has increasingly tied resolution of international financial problems to American military involvements in Europe and Asia. Here, her
relatively
weak
negotiating position
on
system.
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198
for growth, prosperity and influence. In particular, export oriented industries emphasize the dangers of trade restrictions while multinational corporations
and banks note the value of a free flow of
goods and capital.
Apparently, the changing character of the
international system may contribute to new
internal political divisions in many countries. The traditionally bipartisan support for
foreign policy has been replaced by political
controversy over many issues which appear
to directly affect local constituencies. Some
important examples of this trend are the EC
conflicts in Great Britain, Norway and Denmark during the 1970s. The fusion of international and domestic politics is obvious
from these cases.
requirement
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199
interdependent
quences of
relations.
participation
in
must
terdependence.
Because of societal sensitivities related to
the existence of a broad range of
socioeconomic transmission belts, the effectiveness of policy instruments may be considerably reduced. Governments have lost
some control of policy outcomes since these
are also strongly affected by developments
in the international environment. The public
authorities can seldom hope to act quickly
and effectively in response to domestic demand. Unilateral governmental policy often
proves to be an ineffective means for shaping the internal and external conditions of
the nation.
To overcome their apparent inability to
control policy outcomes, governments may
engage in international policy coordination.
The hope is that through collective action
comes.
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200
commit the government to unfavorable dependency relations. Transgovernmental coalitions among like-minded units may undermine the best interests of the governments
concerned. The existence of direct access
channels can also make it easier for others
to influence national policy by gaining the
support of crucial subunits.
In some respects, the application of international influence at present involves
exploiting differences of perspectives within
ment.
I
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201
governments
system.
Another effect of participation in an interdependent system is that the usefulness of
noncoercive strategies of influence is enhanced. To Klaus Knorr this is the ability to
affect the behavior of another international
without adversary resort to superior
strength, military or economic.4 Here conactor
siderable influence on international developments can be yielded through the application of noncoercive means. Such instruments are neither explicitly threatening
nor involve an implicit adversary relation.
Some examples of altruistically oriented
means which can also generate international
influence are: material and political no
strings attached support, participation in
cooperative humanitarian, welfare and relief
efforts, international mediation, the sharing
of information and know-how, giving advice, and setting examples. According to
Knorr, in order to be successful in this
respect a nation needs an outward-looking
domestic developments and to control ones own society, while being relatively immune to similar strategies by
others, is a major base for influence.39 Such
a resource can be utilized by most nations,
large or small, to the extent that they reduce
their vulnerabilities and strengthen their
dominance of some crucial interdependence
cross-cultural
orientation,
empathy,
diplomatic skill, congruence between verbal
projections and actual conduct, capacity to
welcome mutuality of noncoercive influ-
patterns.
Because of the great scope of
foreign
interdepen-
dent relations among the advanced industrial states, many nations can find at least
one sector where the asymmetry is in its
favor. Relative advantages in some areas
can then be linked to offset weaknesses on
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infor
202
negotiation
outcomes.
common
across
many
to avoid unfavorable
relations is to spread these
strategy
interdependence
suppliers of resources,
to
system.
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203
development
Community .
To
ensure
and
the
operation
use
of the
European
of noncoercive bar-
aspects.
One could argue that although the interdependence pattern may be relevant to
economic-political issues it does not typify
security-political matters. Indivisible issues
concerning national survival and defense are
handled very much according to traditional
thought on international politics. In contrast, it is possible that welfare-oriented issues are more adequately analyzed within
this perspective. The question is whether
the involved policy area has any bearing on
what pattern dominates. To indicate the extent of variation one would need to include
both sectors separately in an empirical
analysis. One would be a weak test and the
other a strong test of the relevance of international interdependence for national processes.
interdependence
engaged
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204
The
Interdependence
Types
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205
likely
to
most
(6)
Depen-
System:
84-97.
Förbindelser och
Research Report UI78-1, Swedish Institute of International
Affairs, Stockholm 1978.
Bertil Dunér, Autonomy: What Do We
Mean and What Do We Know? in Kjell
Goldmann and Gunnar Sjöstedt (Eds.), op.
cit.
Morten Egeberg, The Fourth Level of
Government: On the Standardization of
Public Policy Within International Regions, University of Oslo, Oslo 1979
Säkerhetspolitisk Risk,
(10)
(mimeo.).
(11) Werner Feld &
(15)
(9)
types.
dency,
(16)
89-120.
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206
1977.
(35)
Foreign
Policy
Goldmann &
in
Kjell
Sjöstedt (Eds.), op.
Behavior,
Gunnar
cit.
Donald Puchala & Stuart Fagen, International Politics in the 1970s: The Search for
a Perspective, International Organization,
Vol. 28 (1974), No. 2.
(44) Philip Reynolds & Robert McKinlay, The
Concept of Interdependence: Its Uses and
Misuses, in Kjell Goldmann & Gunnar
Sjöstedt (Eds), op. cit.
(45) Richard Rosecrance & Arthur Stein, Interdependence : Myth or Reality? World Poli, Vol. 26 (1973), pp. 1-27
tics
(46) Richard Rosencrance et al., Whither Interdependence?, International Organization,
Vol. 31 ( 1977), pp. 425-472.
(47) Andrew Scott, The Logic of International
Interaction, International Studies Quarterly, Vol. 21 (1977), pp. 429-460.
(48) Gunnar Sjöstedt, Concluding Remarks, in
Kjell Goldmann & Gunnar Sjöstedt (Eds),
op. cit.
(43)
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207
(49) Gunnar
(50)
Sjöstedt,
Förutsättningar
för
av
31-55.
Young (52).
Young (52);
Haas
Nye (31).
(41).
(14); Scott (47); Inkeles
(20).
14
Reynolds
17
(6).
18
terdependence,
Young (52);
Rosecrance (45).
19 Katzenstein
20
21
Morse
(26).
Young (52).
Cooper (3).
22
Morse
23
Kaiser (23).
(39).
24
Hanrieder (15).
Inkeles (20); Mally (36); Morse (41).
26
Scott (47).
27 Rosecrance
(46).
28
Ibid., p. 440.
29 Keohane
& Nye (30); Haas (14).
30
This approach is used by Maurice East in
his important article The Organizational Impact
of Interdependence on Foreign Policy-Making:
The Case of Norway, Sage International Yearbook of Foreign Policy Studies, Vol. VI, Charles
Kegley & Patrick McGowan (Eds.), Sage, Beverly Hills 1980. It is also recognized in an early
contribution by Gunnar Sjöstedt, who in 1976
pointed to the need for such studies. See his
Decentralisering av Utrikesförvaltningen? Internationella Studier, 6/1976.
31 Keohane
& Nye (32); Morse (40); Wallace
25
NOTES
Works included in the
by their numbers.
bibliography
are
indicated
*
This paper was concluded while I was in
residence at the Swedish Institute of International
Affairs, Stockholm. It presents some tentative
thoughts in the early stages of an ongoing research project. Some of the points covered here
are discussed at greater length in my National
Security in an Interdependent Environment
(FOA, Stockholm
1980).
Young (52);
Deutsch
6
7
8
9
(50).
32
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208
35
36
37
38
39
Haskel (16).
Knorr (33), p.
40
311.
41
Ibid., p. 316.
42
Knorr (34);
Sjöstedt (49).
43
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