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DOI 10.1007/s00455-012-9414-0
ORIGINAL ARTICLE
123
123
Methods
Patients
Subjects included 67 consecutive ischemic stroke patients
meeting inclusion criteria who were recruited from a Joint
Commission-certified primary stroke center in a tertiary-care
academic hospital. All participants underwent brain-imaging
examinations [computed tomography (CT) or magnetic resonance imaging (MRI) or both] to confirm ischemic stroke
diagnosis. Brain-imaging results were later interpreted by a
neurologist with fellowship training in stroke and cerebrovascular diseases. Patients were excluded from the study if
they had a prestroke history of oropharyngeal dysphagia,
head/neck surgery or trauma, or concomitant neurologic disorder that would impact oropharyngeal swallowing ability.
Enrolled patients, or assigned legal guardians, gave informed
consent for the study protocol previously approved by the
local Institutional Review Board.
All participants received stroke, dysphagia, and nutrition
clinical examinations. Stroke-specific evaluations were
completed by qualified stroke neurologists. Dysphagia and
clinical nutrition evaluations were completed by a licensed
speech pathologist trained in the assessment procedures
used in this study. Serum biomarkers for nutrition and
hydration status were obtained on the day of hospital
admission and again on the day of discharge or at 7 days
post admission, whichever came first. Stroke neurologists
were blinded to the results of dysphagia and clinical
nutritional evaluations and the speech-language pathologist
was blinded to the results of stroke-specific examinations.
The speech-language pathologist was also blinded to serum
biomarker results. Stroke neurologists were blinded to
serum biomarker results unless they were required for
medical decisions regarding specific patients under their
care. Finally, time-interval measurements were taken
between hospital admission and completion of dysphagia,
clinical nutrition, and neurologic examinations.
Stroke Evaluation
Stroke subtype was classified by the Oxfordshire Community Stroke Project classification criteria [34]. Stroke
Results
Patients
Among the 67 patients in this stroke cohort, 37 % were
identified as dysphagic, 57 % female, and 54 % African
American (Table 1). The mean age at stroke onset was
65.7 years. Average length of hospital stay was 3.45 days;
however, mean length of hospital stay differed significantly
between patients with and without dysphagia (4.92 vs.
2.39 days, respectively; p \ 0.0001). The average time from
admission to the hospital to completion of all clinical evaluations was 1.4 days. The majority of the cohort experienced
partial anterior circulation infarcts (n = 30) or lacunar
infarcts (n = 18). Dysphagic patients presented with significantly greater stroke severity (NIHSS; p \ 0.0001),
stroke-related disability (BI; p \ 0.0001), and functional
swallowing impairment (FOIS; p \ 0.0001). No significant
difference was identified between the subgroups on clinical
nutrition status (MNA).
Nutrition and Hydration
Based on prealbumin \15 mg/dL, 32 % of subjects demonstrated poor nutrition at baseline and 33 % at discharge.
No dysphagia subgroup differences were detected in
nutrition levels (prealbumin) at baseline or discharge. On
average, both subgroups demonstrated reduced prealbumin
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N or mean
Dysphagia
No dysphagia
p value
67
25 (37.3)
42 (62.7)
Female [n (%)]
38
15 (39.5)
23 (60.5)
ns
Male [n (%)]
29
65.7
Caucasian [n (%)]
10 (34.5)
19 (65.5)
ns
65.6 (13.0)
65.5 (13.4)
ns
29
15 (51.7)
14 (48.3)
ns
36
9 (25.0)
27 (75.0)
0.003
19
7 (36.8)
12 (63.12)
ns
Hyperlipidemia [n (%)]
17
7 (43.8)
9 (56.2)
ns
Hypertension [n (%)]
46
17 (36.0)
29 (64.0)
ns
TACI [n (%)]
12
11 (91.7)
1 (8.3)
PACI [n (%)]
30
12 (40.0)
18 (60.0)
LACI [n (%)]
18
2 (11.8)
16 (88.2)
POCI [n (%)]
0 (0)
0.002
2.39 (1.87)
194.1 (5.62)
\0.0001
\0.0001
5.16 (2.37)
2.84 (2.08)
6.69 (0.72)
\0.001
9.18 (7.29)
15.84 (5.78)
4.93 (4.47)
\0.0001
Mean BI (SD)
53.69 (38.40)
15.40 (23.06)
77.63 (23.15)
\0.0001
23.30 (3.83)
22.94 (4.09)
23.38 (3.75)
ns
45
26
40
24
35
20
Admit
Discharge
18
BUN/Cr
28
30
25
Admit
Discharge
20
16
15
14
10
12
5
0
10
Total
Dysphagia
NO Dysphagia
Fig. 1 Change in nutritional status (prealbumin). Adequate prealbumin level is [15 mg/dL. Dotted line represents the cutoff point
(15 mg/dL) to dichotomize nutritional status
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4.92 (2.82)
125.6 (42.89)
ns
22
mg/dL
3.45 (2.36)
168.15 (42.68)
7 (100)
\.00001
Total
Dysphagia
NO Dysphagia
MNA
PreAlb
Bun/Cr
BL
MASA
FOIS
0.904*
Age
DC
BL
DC
NIHSS
BI
mRS
0.052
0.147
0.248
-0.158
-0.263
0.121
-0.793*
0.792*
-0.630*
0.015
0.167
0.280
-0.247
-0.362*
-0.056
-0.762*
0.812*
-0.657*
0.257
0.347*
0.578*
-0.218
-0.070
-0.192
0.082
-0.181
-0.091
-0.029
-0.117
0.198
0.239
-0.060
-0.192
0.035
-0.150
-0.155
-0.314*
0.288
-0.196
0.021
0.235
-0.284*
0.215
0.126
0.378*
-0.454*
0.276
-0.070
0.199
MNA
PreAlb BL
PreAlb DC
Bun/Cr BL
0.304*
Bun/Cr DC
Age
00.019
NIHSS
-0.829*
0.783*
BI
-0.796*
* p \ 0.05
MASA Mann assessment of swallowing ability, FOIS functional oral intake scale, MNA mini nutritional assessment, PreALB BL prealbumin level
at baseline (admission), PreAlb DC prealbumin level at discharge, BUN/Cr BL BUN/Cr levels at baseline (admission), BUN/Cr DC BUN/Cr
levels at discharge, NIHSS National Institutes of Health Stroke Scale, BI Barthel index
(a)
(b)
MNA
MNA
FOIS
FOIS
MASA
MASA
mRS
mRS
BI
BI
NIHSS
NIHSS
HTN
HTN
HYPERLIPID
HYPERLIPID
DIABETES
DIABETES
RACE
RACE
SEX
SEX
0
RR and 95% CI
RR and 95% CI
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discharge these same variables were significantly associated with poor hydration (NIHSS: RR 1.62, 95 % CI
1.1342.31; BI: RR 1.62, 95 % CI 1.022.58; MNA: RR
1.55, 95 % CI 1.052.28; MASA: RR 1.53, 95 % CI 1.01
2.32) in addition to BUN/Cr at baseline (RR 1.97, 95 % CI
1.153.37).
Discussion
In the present study dysphagia was not associated with
nutritional status measured clinically (MNA) or from prealbumin levels. However, measures of swallowing ability
(MASA and FOIS) were associated with hydration status at
admission and at discharge. Acute stroke patients with
dysphagia demonstrated significantly higher BUN/Cr levels than those without dysphagia.
The absence of significant association between dysphagia and nutritional status supports our prior report [9] based
on evaluation at the time of admission for ischemic stroke.
Extending the prior observation, we now note that this lack
of association is maintained through discharge from acute
care. This finding is consistent with the conclusions of a
systematic review by Foley et al. [26] who reported the
absence of an association between malnutrition and dysphagia in the first 7 days following hospital admission for
ischemic stroke. However, the lack of nutritional deterioration during the acute phase of stroke noted in the current
study is discrepant from at least two prior studies [5, 6].
Different metrics of dysphagia and nutritional status might
explain some of the discrepancies between these studies.
For example, Foley et al. [49] report that the wide range of
nutritional assessments, many of which are not validated,
may contribute to extensive variation in estimates of malnutrition. In the present (and prior) study we utilized the
MNA, which is considered a valid clinical assessment of
nutritional status [45]. Furthermore, in the present study we
employed prealbumin levels as a metric of nutritional
status which is considered a superior nutritional metric in
acute stroke [50]. Other differences might be related to the
nature of study outcomes. Some studies report increased
prevalence between assessment time points as evidence of
increased malnutrition [6]. In the present study, our focus
was on patients with versus without dysphagia and we
reported mean prealbumin values from these two subgroups. Though both subgroups of acute stroke patients
demonstrated a reduction in prealbumin levels between
admission and discharge, these changes were not statistically significant.
The prevalence of cases at risk for malnutrition based on
clinical nutrition examination (MNA) in the prior study [9]
was just over 26 %. In the present study, based on the
prealbumin level, the prevalence was 32 % at admission.
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Conclusions
Consistent with prior studies, this study did not identify any
significant relationship between dysphagia and nutritional
status in patients with acute ischemic stroke. However,
based on current results, ischemic stroke patients with
dysphagia are at risk for dehydration upon admission to the
hospital. In these patients, the degree of dehydration may
increase during the period of acute hospitalization. Given
the risk factors from dehydration in this population, further
research is warranted to identify patient and/or health-care
factors that contribute to poor hydration in this population.
Conflict of interest Michael A. Crary, Jamie L. Humphrey, Giselle
Carnaby-Mann, Raam Sambandam, Leslie Miller, and Scott Silliman
have no conflicts of interest to disclose.
References
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3. Finestone HM, Foley NC, Woodbury MG, Greene-Finestone L.
Quantifying fluid intake in dysphagic stroke patients: a preliminary comparison of oral and nonoral strategies. Arch Phys
Med Rehabil. 2001;82:17446.
4. Whelan K. Inadequate fluid intakes in dysphagic acute stroke.
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5. Axelsson K, Asplund K, Norberg A, Alafuzoff I. Nutritional
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7. Davis JP, Wong AA, Schluter PJ, Henderson RD, OSullivan JD,
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Michael A. Crary
PhD
MPH
Jamie L. Humphrey
Giselle Carnaby-Mann
Raam Sambandam
Leslie Miller
Scott Silliman
MA
MD
MD
PhD