Professional Documents
Culture Documents
10
Control of Important Helminthic
Infections: Vaccine Development
as Part of the Solution
Robert Bergquist* and Sara Lustigman
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Contents
10.1. Introduction
10.2. Type of Vaccines
10.3. Vaccine Design
10.3.1. Correlate studies
10.3.2. Adjuvants
10.4. Progress in Vaccine Development
10.4.1. Cestode infections
10.4.2. Nematodes
10.4.3. Trematodes
10.5. Industrial Vaccine Production
10.6. Concluding Remarks
References
Abstract
Laboratory of Molecular Parasitology, Lindsley F. Kimball Research Institute, New York Blood Center,
New York, USA
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10.1. INTRODUCTION
Initially, based on the early success of anti-viral and anti-bacterial vaccines, it was believed that development of vaccines against parasites
would be likewise. The first vaccine candidates of this kind consisted of
attenuated or killed whole organisms, but the results were not entirely
successful and work therefore turned towards native parasite antigens
and recombinant subunit vaccines. At this point, it was already clear that
the way forward would be far from simple. Even after the first stumbling
block, large-scale antigen production, had been removed by the advent of
recombinant DNA technology in the 1980s, work on anti-parasite vaccines did not immediately take off. The situation has improved since then
but chemotherapy still completely dominates the control measures for
parasitic diseases of humans and animals alike. However, long-term drug
treatment represents a continuous expense and drug resistance is a permanent threat; in the veterinary field often a reality. The goal of vaccine
development in this area is not to produce a vaccine capable of inducing
sterilizing immunity but to create an adjunct to chemotherapy that would
reduce the likelihood of vaccinated individuals developing severe infections and thus reduce the burden of disease throughout the world. An
integrated approach, that is the follow-up of initial drug treatment with
vaccination to achieve long-term protection (Bergquist et al., 2008), has
much to offer but a repository of specific vaccines useful against the
variety of infectious agents that make up the neglected tropical diseases
(NTD) must first be established.
Commercially provided antiparasitic drugs with broad-spectrum
action have successfully been used to control parasitic diseases in livestock and other domestic animals. However, frequent emergence of drug
resistance in the target parasites has become a challenge. In addition,
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issues regarding drug residues in the environment and food chain have
come to the forefront, boosting interest in alternative control methods and
renewed the appeal of vaccines.
Approaches based on molecular biology technology have resulted in
the elucidation of entire parasite genomes, as well as the identification of
individual genes (Abubucker et al., 2008; Berriman et al., 2009; Brindley
et al., 2009; Ghedin et al., 2007; Schistosoma japonicum Genome Sequencing
and Functional Analysis Consortium et al., 2009). Without doubt, further
understanding of the role of gene products in parasite biology will lead to
the identification of novel parasite vaccine target antigens. However, for
this aim to be fully realized, strong investment in basic research on the
complex interplay between parasite and host is necessary. Despite longterm work on vaccine development, notably in the fields of hookworm
infection, leishmaniasis, malaria, onchocerciasis and schistosomiasis, we
have yet to see an effective vaccine being implemented against a human
parasitic disease. On the other hand, for some of these infections, experiments using animal models have shown strong promise and there has
been clear progress on vaccines against veterinary helminthic infections
(Rickard et al., 1995). This may reflect fewer problems to be solved at the
biological level with regard to animal vaccine development, but the more
probable reasons are the much stricter regulatory demands governing
products for human use. The marketability of veterinary products is
another factor, as people who require parasite vaccines are generally not
in a position to pay for them.
With regard to veterinary vaccines, the immunological control of Fasciola
in sheep and cattle is within reach (Tendler and Simpson, 2008), and highly
effective recombinant vaccines have already been developed for the prevention of Taenia ovis in sheep, T. saginata in cattle, T. solium in pigs and
Echinococcus granulosus in livestock (Lightowlers, 2006a,b). While vaccines
against T. ovis and T. saginata are purely intended for assistance for
farming, vaccines against T. solium and E. granulosus vould primarily be
beneficial to humans. It should, in this connection, be mentioned that transmission-blocking Schistosoma japonicum vaccines, which also belong to
this category, are currently in field trials (Dadara et al., 2008; McManus
et al., 2009).
Parasites survive in the host by avoiding or confusing immune
responses against them, for example through stimulation of factors
down-regulating the cellular response or through non-specific activation
of B-cells. Parasite antigens are complex and difficult to characterise and
the host commonly responds with a range of various defence mechanisms. Western blotting (Burnette, 1981) is the traditional approach to
identifying potential antigens for vaccine development but few of the
antibodies identified by this technique are protective, as they are most
often raised against non-related intracellular proteins which are released
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use in humans, it might well be possible to accomplish, for example cellmediated immunity by processing intracellular antigens and presenting
them together with Class 1 MHC proteins on the cell surface (Lafuente
and Reche, 2009), a pathway usually activated by bacteria and intracellular viruses. Conversely, blocking this pathway would result in exclusive
stimulation of antibody production.
The recombinant-vector approach is based on the introduction of
DNA, encoding parasite determinants, into the genome of an attenuated
virus or bacterium which expresses the desired gene product after being
introduced into the subject to be protected. The Vaccinia virus is a popular
vehicle for this approach as the virus can be engineered to express many
different recombinant genes but the result depends on the site of insertion
of the coding sequence in the viral genome (Coupar et al., 2000). The
recombinant Vaccinia approach has been much used for many kinds of
agents, including tumour antigens, and has also been relied on for malaria
vaccines (Prieur et al., 2004). Recombinant-vector vaccines induce both
cellular and antibody responses but as immunity to the vector itself may
also develop, it is advisable not to vaccinate recipients with the same
vector more than once.
DNA vaccines, usually consisting of circular plasmids encoding
the target antigen, can also generate both cell-mediated and antibody
responses. These vaccines are reliable and inexpensive as the technique
avoids the danger of contamination with foreign proteins and produces a
long-lived response. However, success depends not only on the identification of the key protective antigen(s), but also on enhancing antigen presentation, for example by targeting dendritic cells (Grossmann et al., 2009).
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10.3.2. Adjuvants
Efforts made so far to create practically useful vaccines against parasitic
infections have made it clear that the challenge is formidable and might
not even be possible without well-defined adjuvants. Design and
development of adjuvants have until recently been empirical, but molecular-based approaches are now enhancing the field based on the knowledge that they may essentially act via receptors of the innate immune
system (Hauguel and Hackett, 2008; Kwissa et al., 2007). There are,
however, vaccines that are capable of inducing robust T- and B-cell
immunity without any extra stimulatory additives. Emerging evidence
suggests that such vaccines induce innate immune activation via a
range of stimuli, including ligands specific for toll-like receptors
(Kwissa et al., 2007).
Adjuvants improve immune stimulation by antigens which are only
weakly immunogenic but they also frequently induce side effects, sometimes significant toxicity. Pro-inflammatory pathways induced by innate
immune receptors trigger many of these toxic effects and it has been
shown that at least some of them are distinct from those involved in the
stimulation of protective adaptive immune responses (Hauguel and
Hackett, 2008). If indeed toxicity can be separated from efficacy, the
road is open for progress towards the use of vaccine adjuvants that are
both safe and effective.
Focussing on the specific mode of action of adjuvants, attempts are
underway to develop compounds capable of manipulating the vaccine
response to nudge it in specific directions. Immunogenicity is a complicated affair relying on antigenic access to particular pathways promoting
the secretion of cytokines from antigen-presenting and other cells to
stimulate dendritic cells and macrophage phagocytic activity as well as
to enhance the T-cell response. This can now be achieved artificially by
using immune-modulators, that is chemical agents such as lipopeptides,
lipopolysaccharide (LPS), saponins, muramyl dipeptides and oligodeoxynucleotides, research into whose modes of action may provide
clues as to how vaccines should be formulated (Jiang and Koganty,
2003) to steer the immune response in the desired direction, be it a cellmediated response or an antibody response. Indeed, adjuvants which can
facilitate vaccine delivery by the activation of specific, adaptive immune
responses are already in advanced clinical trials (Pichichero, 2008).
Monophosphoryl lipid A (MPL) is a good example of the new generation of adjuvants in which the toxic side effects of LPS have been dissected
from the immune-modulating ones (Steeghs et al., 2004). For example, the
MPL adjuvant developed by Corixa (Hamilton, MT, USA) induces a
strong Th1 response mediated by IL-1, tumour necrosis factor (TNF)-a,
interferon (INF)-g and IL-12 (Persing et al., 2002), yet its side effects are no
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10.4.2. Nematodes
The Phylum Nematoda (roundworms) includes tens of thousands of often
very diverse species, a large number of which are parasitic. Nematodes
causing disease in humans include filarids, hookworms, pinworms and
whipworms, as well as individual species such as Ascaris lumbricoides and
Trichinella spiralis. While drug treatment is an adequate approach for most
of these, it is realized that the long-term control of some of them, that is
human hookworm infection (due to Ancylostoma duodenale or Necator
americanus), LF (due to W. bancrofti or B. malayi,) and river blindness
(caused by O. volvulus) will not be possible with drugs alone. While
regular, annual or semi-annual chemotherapy is an important part of
any public health interventions, high rates of re-infection and the spectre
of diminished efficacy of drugs used often and repeatedly, conspire to
chip away at the sustainability of this approach. Indeed, macrofilarial
drug cure, such as treatment with the adulticide melarsomine, can even
reduce natural (or induced) protective immunity as shown by a longitudinal study in a bovine model (Tchakoute et al., 2006). However, currently
the treatment is with ivermectin, which has potent efficacy against the
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microfilariae only. Duerr et al. (2008), on the other hand, have suggested
that the resistance against filarial parasites includes a time-dependent
component caused by an early immune response with short-term memory. While vaccine studies are moving forward, clinical studies to investigate this conjecture are warranted.
Hookworm (see life cycles on back of volume 72) is a leading cause of
maternal and child morbidity in the developing countries of the tropics and
subtropics. Together, the two species of hookworms that infect humans,
N. americanus and A. duodenale, infect more than 500 million people worldwide (Hotez and Kamath, 2009; Hotez et al., 2008). The former species is
common in the Americas, sub-Saharan Africa and Southeast Asia, with
A. duodenale mainly found in the Middle East, North Africa and India.
The excretory/secretory (ES) component, a mixture of proteins, carbohydrates and lipids emanating from the parasite, represents the host
parasite interface and is probably involved in modulation of the host
immune responses to promote the survival of the parasite. The dog
hookworm A. caninum is the common model for the study of hookworm
infection and information from its genome coupled with functional genomics and proteomics is accelerating the move towards human hookworm
control. This work has resulted in the identification of a suite of ES
proteins which are important for the parasitic lifestyle and which provide
insights into the biology of hookworm infection. For example, Abubucker
et al. (2008) generated 104,000 genome survey sequences (GSSs) and
assembled them into 57.6 Mb of unique sequence, while Mulvenna et al.
(2009) identified 105 different proteins and characterised much of the ES
proteome.
Vaccine research targets both the larval and adult stages of the worm
but vaccine candidates based on the larval forms are in the lead. The
currently most promising vaccine candidate is the N. americanus ASP-2
(Na-ASP-2) antigen, first shown in secretions from A. duodenale but later
also isolated from N. americanus (Diemert et al., 2008). A well-controlled
study has shown this candidate to be safe in animals and capable of
inducing protective responses, consisting of both specific IgG antibodies
and cellular immune responses. (Bethony et al., 2008). A Phase I safety
trial has been completed in the United States, while corresponding Phase I
trials in endemic areas are underway (Bethony et al., 2008).
With regard to potential adult worm antigens, vaccine-oriented
research has focused on how the worm feeds, specifically investigating
how to interfere with the action of the enzymes involved in the breaking
down of haemoglobin. Indeed, several of the proteins involved in the
proteolytic cascade utilized by the adult worm to degrade haemoglobulin
from host erythrocytes, and thus essential for its nutrition and survival,
have been shown to induce protective immune responses. Among these,
cysteine protease-haemoglobinase (CP-2) (Loukas et al., 2004), aspartic
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10.4.3. Trematodes
Several species of flatworm threaten human health. Some exist only in
Southeast Asia, that is Clonorchis sinensis, Paragonimus spp. and
Opisthorchis spp. (Keiser and Utzinger, 2005), while others are globally
distributed, for example Fasciola and Schistosoma. The diseases caused by
Clonorchis, Paragonimus, Opisthorchis and also Fasciola may be grouped
together as foodborne treamatodiases due to the way they are transmitted. Apart from F. hepatica (McManus and Dalton, 2006; Vilar et al., 2003),
the few antigens reported for this group mainly regard diagnostic use but
reports on protective antigens have started to appear (Zhou et al., 2008).
Interestingly, in this connection, the schistosomiasis Sm14-FABP vaccine
candidate (Tendler and Simpson, 2008; Vilar et al., 2003) cross-reacts with
Fasciola antigens (see below).
With close to 800 million people in 74 countries at risk, and directly
affecting more than 200 million (Steinmann et al., 2006; WHO, 2009b),
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schistosomiasis is the second-most, socio-economically devastating parasitic disease after malaria. Five species cause human schistosomiasis but
only two exist in Southeast Asia (for life cycle see back of volume 72).
S. japonicum is the only species in the Peoples Republic of China
(P.R. China) and the Philippines, while small pockets of S. mekongi infection
constitute serious, local problems in Cambodia and Lao Peoples Democratic Republic (Attwood et al., 2008). In contrast to all other schistosomiasis
species, S. japonicum is a zoonotic infection affecting a wide range of animals,
including wild and domestic ungulates as well as rodents, which all act as
reservoirs. The only available drug is praziquantel, which is also one of the
few not fully subsidized drugs. With an estimated 423 million tablets
needed globally every year (The Carter Center Schistosomiasis Control
Program, Atlanta, USA, 2010), the total expenditure needed for control is
staggering even though the average cost per dose is less than 20 cents.
Although modern schistosomiasis control has clearly shown that chemotherapy alone is capable of reducing morbidity in the human host
(WHO, 2002a,b), rapid re-infection is a reminder that the impact of drug
treatment on transmission is marginal. The case for schistosomiasis
vaccine development is based on the understanding that vaccination,
even if not 100% effective, would contribute to long-term reduction of
egg-excretion from the host. An effective vaccine would also contribute to
a positive trade-off regarding the aggressive inflammatory response that
has been observed following interrupted chemotherapy in children living
in high-transmission areas (Olveda et al., 1996; Reimert et al., 2008). The
underlying reason for this rebound morbidity is unclear but is probably
due to interruption of the Th1 response reducing the modulation that
normally takes place during the course of natural infection.
The arguments supporting the utility of a vaccine against schistosomiasis,
based on more than 50 years of laboratory and field research, are strong.
For example, it has long been known that humans living in schistosomeendemic areas develop some degree of protection naturally (Butterworth
et al., 1985) and the injection of mice with irradiated schistosome cercariae
consistently induce 6085% protection (Dean, 1983). Vaccine development
was originally focused on S. mansoni but a panel of well-characterised
S. japonicum antigens have now also shown protective efficacy in animals
justifying support for further consideration (McManus and Loukas, 2008).
Due to its wide spectrum of final hosts, a transmission-blocking veterinary
vaccine is the priority in areas in which S. japonicum is endemic. The possibility that this approach could pay off is supported by studies in P.R. China
showing that the animalsnailhuman transmission cycle is more prominent
than the humansnailhuman cycle in sustaining the infection in the field
(Gray et al., 2007). An additional advantage in S. japonicum experimentation
is that the access to full-size animal models escapes the limitations of the
mouse model (Johansen et al., 2000; Zhu et al., 2006).
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more expensive than the previous developmental steps but can also be
more difficult. Indeed, the transfer from the research laboratory to industry amounts to a real bottleneck, capable of making or breaking a vaccine
candidate. In fact, two of the most promising schistosomiasis vaccine
candidates had to be shelved for this reason (Bergquist and Colley,
1998). In one case, sustained industrial production was not possible even
after large amounts had been made in the laboratory and commercialgrade production had originally achieved production at the gram-level
by the commercial partner. Another predicament, stressed by Lightowlers
(2006a), is that the uncertain market potential of the product generally
dashes the hope to attract the interest of bio-pharmaceutical companies
in the industrialized countries. However, there are real possibilities in
the developing, endemic countries as they have a vested interest in
producing vaccines for their own needs. For example, the vaccine production facility at the Research Institute of Tropical Medicine (RITM) in the
Philippines, which was established using a modular, turnkey approach for
the production of certified GMP-grade biological materials according to
Standard Operating Procedures (SOP). At present, RITM is producing
BCG to cover national needs. However, with this facility in place, adding
a few more modules would not be an insurmountable barrier. Thus, multipurpose industrial plants can be established in endemic countries, not
only for use as vaccine research/development laboratories but also for
batch scale-up for clinical trials and, eventually, for full-scale vaccine
production.
Vaccine development requires long-term commitment as well as sustained, high-level funding (Todd and Colley, 2002) and, as shown in
Fig. 10.1, the process is one of increasing risks. Once promising antigens
have been identified and tested in pilot studies, the researchers must learn
to master laboratory large-scale production and focus on implementation
of the vaccine in the field. At this point, the workload multiplies as
activities become more multifaceted requiring a different infrastructure,
and when this has been put in place, the demanding phase of applied field
studies begins. Like the move from the bench to the field, the change from
experimental approaches to industrial GMP-grade production of antigen
material is one of increasing complexity. In fact, there are steps involved
in the process (ringed in the figure) which are critical to the developmental chain: for example without convincing, independent protection studies the project must revert back to the bench and, if large amounts of
standard material cannot be produced in a sustainable manner, the developmental chain breaks and no further work is possible even with vaccine
candidates shown to be protective and overall strongly experimentally
supported. Finally, after safety and immunogenicity have been shown
(Phase I), there is still no guarantee that the vaccine will prove effective in
the field (Phase II/III). However, when all is said and done, the fact that
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Vaccine development:
discovery to implementation
Antigens and
host responses
Identification
Antigen
production
Laboratory-scale
Clinical trials
Main objective
Study area
Subjects
Number
Time
Endpoints
Phase I
Protection studies
Selection
Field studies
Industrial-scale
Phase III
Phase IV
Safety
Nonendemic
Healthy adults
> 20
About 3 months
Immunogenicity
Endemic
Infected/noninf.
>100
About 3 years
Phase II
Efficacy
Endemic
Infected/healthy
>1000
Up to 5 years
General impact
Endemic
Infected/healthy
Many thousands
> 5 years
Adverse effects
Immune responses
Protection
Long-term effects
Expenditure
FIGURE 10.1 Many steps are involved in the process of vaccine development, most of
them more technically demanding (symbolized by larger script) than the previous one.
The three encircled stages in this process are critical, that is convincing protection in
animal models, ability to scale-up antigen production and showing impact in the field
(evidence of human protection).
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TABLE 10.1
Parasite
T. solium*
E. granulosus
E. multilocularis
Hookworm
W. bancrofti
B. malayi
O. volvulus
S. mansoni
S. haematobium
S. japonicum
S. mekongi
Food-borne infection
>10
>20
<10
>10
>10
>10
>10
>100***
>10***
<100***
?
<5
* Vaccine for pigs intended to benefit the human host by breaking the transmission cycle.
** Two vaccine candidates upscaled.
*** Corresponding antigens exist in the various species; only a few are species-specific.
Phase I trial
Phase II trial
Registration
1**
3
1
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