Professional Documents
Culture Documents
Treatment in
Drug Courts
Recommended
Strategies
MedicationAssisted
Treatment in
Drug Courts
Recommended
Strategies
ii
Authors
Sally Friedman
Legal Director
Legal Action Center
Kate Wagner-Goldstein
Senior Staff Attorney
Legal Action Center
This project was supported by Statewide Enhancement Grant No. 2012-DCBX-0012 awarded by the Bureau of Justice Assistance. The Bureau of Justice
Assistance is a component of the Office of Justice Programs, which also includes
the Bureau of Justice Statistics, the National Institute of Justice, the Office of
Juvenile Justice and Delinquency Prevention, the Office for Victims of Crime, and
the SMART Office. Points of view or opinions in this document are those of the
authors and do not necessarily represent the official position or policies of the
U.S. Department of Justice.
Acknowledgements
The authors are grateful to the New York State Unified Court System and the
Center for Court Innovation for the opportunity to write this resource guide for
drug treatment courts that seek to incorporate medication-assisted treatment
into their programs. Specifically, the authors thank Valerie Raine, Statewide
Drug Court Coordinator, Kimberly Kozlowski, Project Manager for the Office of
Policy and Planning, and Robert Wolf, Communications Director at the Center
for Court Innovation, for their invaluable help in organizing, writing, and producing this document.
The authors appreciate the considerable time and distilled wisdom that New
Yorks drug treatment court staff contributed to this effort. Judges, coordinators,
and project directors from across the state provided a vast amount of
information about the benefits and challenges of implementing medication
assisted-treatment in their programs. Without their hands-on experience of
working with doctors, providers, and drug court participants, this document
would not have been possible.
Finally, the authors are grateful for the substantial help provided by Melissa
Trent, who works at the Legal Action Center as an Equal Justice Works Fellow
sponsored by the Friends and Family of Philip M. Stern.
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iv
Contents
Authors and Acknowledgements ii
Introduction
I. Medication-Assisted Treatment
12
17
18
45
Conclusion
48
Endnotes
50
Appendices
54
Introduction
Introduction
Introduction
Introduction
This report is designed to help drug court practitioners understand medicationassisted treatment (MAT) for opioid addiction and to provide strategies for
incorporating MAT into their practice. The reports information about different
MAT models can serve as a resource for courts that currently permit MAT as well
as those considering it. Though based on the experience of courts in New York
State, the reports recommendations are not state specific and can be applied to
courts around the country.
MAT involves the use of medications, in combination with counseling and
behavioral therapies, to provide a whole-patient approach to the treatment of
substance use disorders. When used to treat opioid addiction, MAT stabilizes
brain chemistry, blocks the euphoric effects of opioids (the high), relieves
physiological cravings, and normalizes body functions. Numerous studies have
shown that MAT reduces illicit drug use, disease rates, overdose, mortality, and
criminal behavior.
With the opioid epidemic ravaging communities across the country, there
has been an increasing call by the government, families, public health officials,
and others to use all tools available to treat opioid addiction and save lives. In
September 2015, New Yorks governor signed a law to create uniform access to
MAT in the states judicial diversion program.1 The law amended New Yorks
Criminal Procedure Law to explicitly state that judicial diversion programs may
include medically prescribed drug treatments for opioid abuse or dependence
and that participation in such treatment cannot be the basis for finding that a
defendant has violated release conditions.2
Strictly speaking, the new provisions apply only to cases processed under
Article 216the judicial diversion program for individuals charged with certain
felony offenses. Nevertheless, the legislative history evidences the unequivocal
intent to promote the use of MAT in drug treatment courts when prescribed by
an authorized and qualified physician:
Introduction
This report does not suggest that MAT is appropriate for every opioidaddicted individual. It does recommend, however, that courts make decisions
about MAT individually, based on objective medical evidence.
I. Medication
Assisted
Treatment
I. Medication-Assisted Treatment
Is MAT effective?
Dozens of studies have shown that medication-assisted treatment reduces
drug use, disease rates, overdose deaths, and criminal activity among opioid
addicted persons.8 According to the National Institutes of Health, The safety
and efficacy of narcotic agonist (methadone) maintenance treatment has
been unequivocally established. Research demonstrates that MAT patients
experience dramatic improvements while in treatment and for several years
following, including decreases in narcotic use, drug dealing, and other criminal
behavior as well as increases in marriage and employment.9 One study found
a 50 percent reduction in fatal overdoses among people receiving methadone
I. Medication-Assisted Treatment
10
medications for chronic health conditions. For injectable naltrexone, the dose is
standard and generally is delivered every four weeks.20
People unfamiliar with the science of MAT sometimes question why an
individual is taking what they perceive as a high dose of methadone or
buprenorphine. Dosing, however, is an individualized medical decision. For
example, most patients require a methadone dose of 60-120 milligrams per
day; studies show that patients on higher doses stay in treatment longer and
use less heroin and other drugs than those on lower doses.21 Pre-conceived
beliefs, without scientific basis, that lower doses are preferable, detract from the
potential value of MAT.22
I. Medication-Assisted Treatment
11
12
II. Nine
Components
of Successful
MAT Programs
12
13
14
maintain frequent contact with treatment providers. They expect honest and
accurate reports, as well as follow-through. If providers do not communicate
sufficiently, courts stop referring participants and select other providers. The
consensus among the 10 courts interviewed is that licensed treatment programs
generally are more reliable communicators than private physicians.
15
16
Introduction
III. Court
Profiles
17
18
Overview
This court has been operating since 1997 in a county with a population of
about 500,000. The county includes a mid-sized city, its suburbs, and rural
areas. The courts docket averages 250 cases. In addition to the judge, the
court has a staff of six: project director, resource coordinator, and four case
managers. Other members of the drug court team include a probation officer,
prosecutor, assigned counsel, and representatives from treatment programs
and a vocational rehabilitation program. Eligible offenses include both drug and
non-drug, non-violent felony and misdemeanor offenses that can be processed
either before or after a guilty plea. Upon successful completion of misdemeanor
cases, charges are dismissed and sealed. For felony cases, the court takes a
misdemeanor plea and sentences the offender to a conditional discharge.
About 70 percent of the courts participants have an opioid addiction, and
nearly all of them receive MAT. In 2015, about 74 percent of participants
were white, non-Latino/a; about 20 percent were African-American; roughly
three percent were Latino/a; and less than one percent were other races and
ethnicities. About two-thirds were male and one-third were female.
19
20
21
22
What if participants sell and buy strips? Each buprenorphine strip has a
number. Some programs photocopy the strips before distributing them to
patients and then match the returned strips with the copies.
Is pill and strip counting a burden? None of the drug court team members
considered it time consuming or otherwise onerous.
c. I-STOPprescription drug monitoring program.
Checking I-STOP, New Yorks prescription drug monitoring program, is another
tool to detect illicit use of buprenorphine. I-STOP is a program established by
the New York State Department of Health, requiring prescribers/dispensers
of Schedule II, III, and IV controlled substances to check an online registry
for such prescriptions over the past six months. One participants treatment
program checked I-STOP and learned that the patient had obtained
buprenorphine from a physician in New York City while also receiving it from
the central New York prescriber.
d. Observation.
Court personnel, probation, and treatment programs all observe participants
behavior and appearance. Are participants appearing for court and
probation appointments? How do they look and feel? Do they appear high?
Appearance alone would not be the basis for a sanction, but it might trigger
an investigation. Similarly, physicians who observe positive urines or missed
groups investigate for illicit use or diversion of medication. One program
physician commented that by developing strong therapeutic relationships
with patients, he generally can detect when they are not truthful.
The judge relies mainly on reports from treatment programs but also makes
his own observations and listen to participants. Does the participant seem
to be truthful? Does s/he report the same information to the judge, case
manager, and treatment counselor? Or do explanations continually change?
2.
Excellent communication with treatment programs.
All members of the drug court team cite the excellent communication with
23
24
programs as a major reason for the success of the MAT program and the drug
treatment court generally. Communication aids in monitoring medication use
(and misuse) and progress in treatment generally, while also enabling the players
to address issues as they arise. Highlights of the courts communication with
treatment providers are as follows:
a. Use of multiple forms of communication.
Programs and the drug court team communicate through email, phone calls,
and meetings in court (program staff sometimes attend court staff meetings),
in addition to formal weekly written reports. Treatment programs assign one
staff member to appear at every court date in case the court has questions.
b. Communication early and often with a problem-solving approach.
Programs generally notify the court as problems arise so they can be
addressed. They call us right away, notes a case manager. The judge explains
that sometimes a treatment program notifies the court about a problem that
the program is addressing but does not yet want discussed in court. The judge
honors that request, but is glad to know about the issue. Communication
is not limited to objective data, such as attendance and urine screens,
but includes discussion of behavior and other issues that court staff and
treatment professionals can address jointly.
Communication is not always flawless. Some court staff report occasional
frustration with programs not returning calls in a timely manner and not
providing information upfront. In some instances, the court has discontinued
making referrals to programs because of poor communication. However,
generally, the quality of communication was deemed excellent.
to receive a harsher sanction than those who are forthcoming about relapse,
especially early in treatment. The court, however, does not order people to
discontinue MAT if they
relapse. The court relies heavily
on the treatment programs
What resources does a drug
recommendation concerning
court need to incorporate MAT?
continued use of MAT.
According to one case manager,
just a phone, a treatment provider,
What are the
and a doctor. Invite these people
consequences for sale
into a room for a meeting. Its not
of MAT medications?
that difficult.
Participants who sell their
MAT medication receive an
immediate sanction of jail time, which is the same sanction received by nonMAT participants who sell drugs illegally. Any decision about the individuals
continued participation in MAT is made in consultation with the physician and/
or treatment program.
25
26
27
28
Overview
This small court serves a county with a population of about 160,000. Though
the court is located in the city, many of its participants live in the surrounding
rural and suburban areas. It has operated since the mid-1990s. The court has
a docket of approximately 25 participants. Its full-time staff consists of one
resource coordinator, but it has support from a large team which meets every
two weeks. Members of the drug treatment court team include the judge, the
court clerk, the substance use counselor from the Department of Social Services,
and representatives from the District Attorneys Office, Public Defenders Office,
probation, and the local jail.
Eligible offenses include misdemeanors, except domestic violence with
intimate partners, sex offenses, arson, or violent offenses. Court participants
have entered pleas with their sentences deferred until program completion.
Upon successful completion of drug court, their pleas are almost always
withdrawn and reduced to a six-month adjournment in contemplation of
dismissal.
Approximately 75 percent of participants have an opioid addiction, and about
half of those receive MAT. Between a third and a half of the participants who
receive MAT have had previous experience with it. The court does not capture
demographic information about participants but estimates that most are
Caucasian, about 10 percent are African-American, and 5 percent are Latino/a.
The percentage of men and women fluctuates.
29
30
modality and lets participants select the program they think will work best
based on schedule, location, or other needs.
The court does not make recommendations about MAT. If participants tell
the resource coordinator that they are interested in MAT, she tells them to talk
to the treatment program about it at their assessment. The selected treatment
program determines whether someone will receive MAT based on its more
detailed assessment. Prior misuse of an addiction medication does not prevent
someone from accessing medication to support treatment. Almost all of the
participants with opioid addiction have at some point misused buprenorphine,
but when they receive it as medication with proper monitoring, the court finds
they are unlikely to misuse it.
The type of MAT participants receive breaks down as follows:
Methadone: Currently, only two pregnant participants receive methadone
maintenance treatment. There are only two methadone programs within a 200mile radius, making access difficult. In addition, participants in methadone
maintenance face particularly strong stigma in the community.
Buprenorphine: Nearly all participants on MAT receive buprenorphine
because it is the most available. About 85 percent receive it from their treatment
programs. The few participants who receive buprenorphine from private
doctors already were being treated by them before they came into drug court, or
attend the local treatment program that does not provide MAT. If a participant
needs to find a private doctor, the treatment court provides them with a list of
approved doctors. If doctors do not use appropriate clinical standards (e.g.,
do not examine patients or conduct drug testing), the court does not allow
participants to use them.
Naltrexone: No participants currently receive naltrexone because of its high
price and insufficient insurance coverage. The court expects to increase use
of naltrexone as changes in pricing and insurance coverage make access more
feasible.
31
32
participants at least weekly. Participants are required to call the court every
weekday to find out if they need to report for random testing. The court
does not rely on the programs to test because some of them seem to test on
predictable days, for example, every Monday, do unobserved tests, or do not
test frequently enough.
Frequency? The drug court team emphasizes the importance of testing at
least weekly, sometimes more, and making sure the schedule is unpredictable.
For example, the court sometimes tests someone two days in a row or even
twice in one day by testing in court and then calling the program and asking
them to test when the person returns. They also continue frequent testing
even in the last phase of court supervision because they are concerned that
people may slip as their treatment requirements decrease.
Extra testing for medication? All participants are tested for buprenorphine and
methadone whether or not they receive MAT. The court wants all participants
to understand that they will be tested for these medications and that the court
knows how to interpret the test results. Participants know they will not be able
to falsely claim that a positive test result for another illicit substance is the
result of their prescription medication.
2. Parental involvement for young people
When participants under 25 years old live with their parents, the court requires
that they sign a release for the court to communicate with their parents. The
court then may check in with the parents about how the young person is
doing at home.
3. Observation
Court personnel observe participants in court and follow up with participants
who are not behaving like themselves. For example, if they are flying off the
handle, acting jumpy, or using the bathroom five or six times during court,
court staff will intensify supervision. They also find that other participants
have a better sense than staff of when someone is struggling. Observing how
33
34
other participants look at a peer may give an indication that court staff should
follow up with the person.
The court coordinator believes that by getting to know participants, she can
more effectively identify potential issues. Court participants mentioned that it
is helpful to know that the court coordinator is there to talk to and that she
is open-minded to maintenance treatment. The coordinator also comments
that one benefit of doing so much testing is that it is an opportunity to see
the participants out of court when there is more time to talk. Observed urine
testing can be an uncomfortable situation for some participants, so Ive
learned to start chatting with them. You can get a different kind of information
when youre in this situation, the court coordinator says.
4. Communication with treatment
providers
The court coordinator could not
Communication with the
think of an instance in which the
treatment providers sometimes
court learned a participant was
requires persistence. The
selling medication.
resource coordinator ensures
that the court ultimately gets the
information it needs, but it can require a lot of her time; it can be especially
hard to stay in touch with independent doctors.
Frequency: The court usually expects weekly reports from treatment
programs, though the frequency depends on the participants progress. When
someone is struggling, the court may talk to the program multiple times in a
day; if someone is doing well, it may accept reports biweekly. The court does
not expect reports from independent doctors who are not connected with
programs, but the coordinator calls them if an issue arises.
Method: Communication is usually by email, but some providers prefer not to
communicate in writing, in which case the resource coordinator calls them.
35
36
court may also respond with increased court reporting, daily check-in with the
coordinator, a weekend in jail, or a combination of these sanctions.
A positive test for illicit substances or a negative test for prescribed MAT
medication is considered non-compliance. In such cases, the court notifies the
doctor. Sometimes, doctors give the patient a warning that if this continues, the
doctor will stop prescribing the medication.
37
38
Overview
This large court serves a county with well over a million residents and has a
docket of approximately 250 cases. The staff includes a judge, project director,
resource coordinator and four case managers. Other members of the treatment
court team include the assigned prosecutor and defense attorney. Eligible
offenses include non-violent felony offenses to which participants have already
entered pleas with their sentences deferred until program completion.
Approximately one-third of the courts participants have a history, often
lengthy, of opiate addiction; heroin is almost always their drug of choice.
Between 2012 and 2015, about 57 percent of participants were Latino/a , 29
percent were black/African American, 4 percent were white/non-Latino/a, 1
percent was Black/West Indian, and 9 percent were other or unknown race or
ethnicity. Eighty-five percent were male, and 15 percent were female.
Treatment decision-making
Clinical staff at the drug court conducts the initial assessment with the standard
psychosocial instrument used by all New York drug courts. Based on assessment
results, staff refers the participant to an appropriate program. The program
then develops the details of the persons treatment plan, including decisions
about medication.
Not all members of this drug court team are confident that MAT is an
appropriate treatment for opioid addiction, nor are they all familiar with the
science supporting MAT. The assigned prosecutor thinks it would be better for
participants not to take medication so they can break free from the chain of
addiction. She explains, however, that her role is to assess if defendants are
eligible for drug treatment court based on their criminal history, not make
determinations about their treatment needs. She thinks that black and white
rules do not help anyone.
The judge also asserts that he is not necessarily an advocate for MAT, but that
he defers to clinicians. When he was first assigned to the drug court, he spoke
with doctors who had worked at treatment programs about their use of MAT.
He concluded that medication could be an important tool and clinicians should
have the full range of available treatments. Accordingly, the court lets clinicians
determine whether to use MAT on a case-by-case basis. The judge does not
weigh in on those determinations, but rather makes decisions about legal
eligibility and sanctions.
39
40
Some participants have concerns about receiving MAT and may be reluctant
to start it, or express an interest in tapering off. In some cases, this may be due
to internalized stigma, i.e., from pressure by staff at treatment programs or
12-step programs to taper off it.
The case management supervisor
The court requires all MAT
says they generally counsel:
participants to receive counseling
Slow down, its OK to be on
and the full array of wraparound
MAT. Think it through. Court
services provided by the treatment
staff try to communicate that
programs.
MAT should not be stigmatized
and can be part of meaningful
recovery. They always encourage
participants to speak with their treatment providers regarding decisions about
MAT to ensure that any decision is well informed. When participants want to
stop taking MAT because they find it burdensome (e.g., because of the daily
clinic visits for methadone, or because of the effects of the medication), the
court still may suggest waiting until after graduation when they will not face
legal consequences if they have difficulty tapering, as people often do.
41
42
Regular contact also helps with monitoring medication use (and misuse) and
progress in treatment generally. Highlights of the courts communication with
treatment providers include:
5.
Use of multiple forms of communication
Programs and the drug court team communicate through email and phone calls,
in addition to formal written reports.
6.
Communication early and often with a problem-solving approach.
The court wants to hear about problems when they arise so they can address
them promptly.
7.
Communication of subjective observations
Subjective observations include unexplained changes in behavior, and not just
objective data like test results and attendance. The court thinks substance
misuse usually becomes apparent through observation and the participants
general functioning.
If there is a lapse in communication with a program (e.g., not returning calls
in a timely manner or not providing information upfront), the court contacts
a manager. In the rare event that communication is still difficult, the court
evaluates whether to continue referring participants to that program.
need to increase medication, rather than to discontinue it. The court seeks input
from the medical practitioner. As a staff member says, it would be unethical
to withhold medication as a sanction. Clinical indications form the basis for
medication decisions.
43
44
other associated tasks relieves the burden on the court. Moreover, clinical staff
members generally feel that MAT significantly improves treatment outcomes,
thereby reducing the overall burden on the court.
45
46
47
48
Conclusion
48
Conclusion
Conclusion
Scientific evidence overwhelmingly shows that MAT is a critical tool in the
treatment of opioid addiction and essential in fighting the opioid epidemic. Drug
treatment courts can play a key role in ensuring that participants have access to
this effective, evidence-based treatment, while also reducing crime. In fact, the
law in New York now requires it.31
As shown in this report, incorporating MAT into a courts operations is not
onerous but works best when done with planning and coordination. While use
of MAT can pose challenges, especially when key players are not all on board,
an array of strategies are available to address these challenges. Whether a court
is rural, suburban or urban, or in any region of the state, it can use this reports
concrete suggestions to begin or improve a MAT program. While MAT is not
appropriate for every participant with opioid addiction, decisions about its
use require individualized evaluations based on objective medical evidence.
As such, MAT should be a key component in every courts tool-kit for treating
opioid addiction.
49
50
Endnotes
50
Endnotes
51
52
trial, 361 No.9358 LANCET, 662-668 (Feb. 22, 2013), available at http//www.ncbi.nlm.nih.gov/
pubmed/12606177.
12. Ingrid A. Binswanger, MD et al., After Prison Release: Opioid Overdose and Other Causes of
Death, Risk Factors, and Time Trends From 1999 to 2009, 159 No. 9 ANN. INTERN. MED.
(Nov. 5, 2013) available at http://annals.org/article.aspx?articleid=1763230.
13. NATIONAL INSTITUTE OF DRUG ABUSE (NIDA), TOPICS IN BRIEF, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Apr. 2012), available at http://
www.drugabuse.gov/sites/default/files/tib_mat_opioid.pdf.
14. Timothy W. Kinlock et al., A Study of Methadone Maintenance for Male Prisoners: 3-Month
Post Release Outcomes, CRIM. JUST. BEHAV. (Jul. 8 2008), available at http://www.ncbi.nlm.
nih.gov/pmc/articles/PMC2443939/.
15. Id.
16. Joshua D. Lee et al., Opioid treatment at release from jail using extended-release naltrexone,
ADDICTION (2015), available at http://onlinelibrary.wiley.com/doi/10.1111/add.12894/epdf.
17. NATIONAL INSTITUTE OF DRUG ABUSE (NIDA), TOPICS IN BRIEF, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Apr. 2012), available at http://
www.drugabuse.gov/sites/default/files/tib_mat_opioid.pdf.
18. See, e.g., U.S. DEPT OF HEALTH & HUMAN SVCS., NATL INST. OF HEALTH, NATL
INST. ON DRUG ABUSE, PRINCIPLES OF DRUG ADDICTION TREATMENT, NIH PUB.
No. 12-4180, 26-27 (3rd Ed., Dec. 2012), available at http://www.drugabuse.gov/sites/default/
files/podat_1.pdf.
19. National Institute on Drug Abuse, supra note 8, at 2.
20. American Society of Addiction Medicine, The ASAM National Practice Guideline for the Use
of Medications in the Treatment of Addiction Involving Opioid Use, (May 2015), available at
http://www.asam.org/docs/default-source/practice-support/guidelines-and-consensus-docs/
national-practice-guideline.pdf.
21. CENTER FOR DISEASE CONTROL, METHADONE MAINTENANCE TREATMENT,
IDU/HIV PREVENTION (Feb. 2002), available at http://www.nhts.net/media/Methadone%20
Maintenance%20Treatment%20(20).pdf .
22. SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION (SAMHSA), FEDERAL GUIDELINES FOR OPIOID TREATMENT PROGRAMS, (Mar. 2015), 25
available at http://store.samhsa.gov/shin/content/PEP-15FEDGUIDEOTP/PEP15-FEDGUIDEOTP.pdf.
23. OFFICE OF NATIONAL DRUG CONTROL POLICY, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Sept. 2012), 3, available at http://www.whitehouse.gov/
sites/default/files/ondcp/recovery/medication_assisted_treatment_9-21-20121.pdf.
24. U.S. DEPT. OF HEALTH & HUMAN SVCS., SUBSTANCE ABUSE & MENTAL HEALTH
ADMIN., MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION IN OPIOID TREATMENT PROGRAMS, TREATMENT IMPROVEMENT PROTOCOL (TIP)
43 (2005), available at http://store.samhsa.gov/product/TIP-43-Medication-Assisted-Treatment-for-Opioid-Addiction-in-Opioid-Treatment-Programs/SMA12-4214. See also David
Mee-Lee, ed., The ASAM Criteria: Treatment Criteria for Addictive, Substance-Related, and
Co-Occurring Conditions, (Oct. 14, 2013), e-page 293, (noting that the notion that the duration
of treatment varies is a foundational principle of the ASAM criteria.)
25. NATIONAL INSTITUTE OF DRUG ABUSE (NIDA), TOPICS IN BRIEF, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Apr. 2012), available at http://
Endnotes
www.drugabuse.gov/sites/default/files/tib_mat_opioid.pdf.
26. U.S. DEPT OF HEALTH & HUMAN SVCS, CENTERS FOR DISEASE CONTROL, METHADONE MAINTENANCE TREATMENT (Feb. 2002), available at http://www.nhts.net/
media/Methadone%20Maintenance%20Treatment%20(20).pdf, (citing NIDA, PRINCIPLES
OF DRUG ADDICTION TREATMENT: A RESEARCH BASED GUIDE (1999), available at
http://www.drugabuse.gov/sites/default/files/podat_1.pdf).
27. Nora D. Volkow, Statement to the Senate Caucus on International Narcotics Control, Americas
Addiction to Opioids: Heroin and Prescription Drug Abuse, May 14, 2014, available at https://
www.hsdl.org/?view&did=754557.
28. OFFICE OF NATIONAL DRUG CONTROL POLICY, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Sept. 2012), available at http://www.whitehouse.gov/
sites/default/files/ondcp/recovery/medication_assisted_treatment_9-21-20121.pdf (citing Ed
Day & John Strang, (2010)); Outpatient versus inpatient opioid detoxification: a randomized
controlled trial [Electronic Version], 40J40J. OF SUBSTANCE ABUSE TREATMENT (Nov. 1,
2010), 46-66).
29. OFFICE OF NATIONAL DRUG CONTROL POLICY, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Sept. 2012), available at http://www.whitehouse.gov/
sites/default/files/ondcp/recovery/medication_assisted_treatment_9-21-20121.pdf.
30. Information about the LOCADTR 3 tool is available through the New York State Office of
Alcoholism and Substance Abuse Services, at https://oasas.ny.gov/treatment/health/locadtr/
index.cfm.
31. NY Crim. Proc. Law 216.05(5) and (9)(a).
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Appendices
54
55
Appendices
Appendix A
FDA-Approved Medications for Substance Use Disorders
Name
Molecular
Structure
Treatment Use
Controlled Substance?
Abuse Potential
Trade Name
Naltrexone
(Vivitrol)
Antagonist
Buprenorphine
Methadone
Agonist
Agonist
Opioid
dependence
Schedule 0
No
Vivitrol
Opioid dependence
Opioid dependence
Schedule II
Yes
Methadone
How administered
Intramuscular
injection
By blocking
opioid
receptors, it
blocks cuetriggered
craving
Special licensing or
credential required?
Year approved by FDA for
Addiction Treatment
No
Schedule III
Yes
Suboxone*
*includes naloxone
Oral tablet or
sublingual film taken
once daily
A long-acting partial
opioid, it relieves
withdrawal,
decreases craving,
and prevents
euphoria if other
opioids are used
Varies by state
2006
2002
No
Typical Duration
Detoxification or
Stabilization
Up to 30 days
Detoxification
& 7-10 days
of complete
abstinence
from opioids
Yes 8 hours of
training required
1 day
Detoxification
Oral Solution
A long-acting full
opioid that relieves
withdrawal, blocks
craving, and prevents
euphoria if other
opioids are used
Yes
1947 Approved
dispersible tablet for
treatment of
addiction
No
1 day
Can be used for
detoxification and/or
stabilization
OFFICE OF NATIONAL DRUG CONTROL POLICY, MEDICATION-ASSISTED TREATMENT FOR OPIOID ADDICTION (Sept. 2012), 5, available
at https://www.whitehouse.gov/sites/default/files/ondcp/recovery/medication_assisted_treatment_9-2120121.pdf.
56
Appendix B
RESOLUTIONOFTHEBOARDOFDIRECTORS
ONTHEAVAILABILITYOFMEDICALLYASSISTEDTREATMENT(M.A.T.)
FORADDICTIONINDRUGCOURTS
WHEREAS, addiction to illicit drugs and alcohol is, in part, a neurological or neurochemical
disordercharacterizedbychronicphysiologicalchangestobrainregionsgoverningmotivation,
learning,attention,judgment,insight,andaffectregulation15;and
WHEREAS, certain medically assisted treatments (M.A.T.) for addiction including antagonist
medications such as naltrexone, agonist medications such as methadone, and partial agonist
medicationssuchasbuprenorphinehavebeenproventhroughrigorousscientificstudiesto
improveaddictedoffendersretentionincounselingandreduceillicitsubstanceuse,rearrests,
technicalviolations,reincarcerations,hepatitisCinfections,andmortality612;and
WHEREAS,theavailabilityanduseofM.A.T.foraddictionisendorsedbyleadingscientificand
practitionerorganizationsinthesubstanceabusetreatmentfield1317;and
WHEREAS, despite the proven efficacy of M.A.T., it is infrequently available for addicted
individualsinvolvedinthecriminaljusticesystem1820;and
WHEREAS, the conditions for participation in Drug Court, like those of probation, should be
basedonaparticularizeddeterminationineachcasethattheconditionsarereasonablyrelated
tothegoalsofprotectingpublicsafety,rehabilitatingtheoffender,orensuringtheoffenders
appearanceincourt21:
Appendices
NOW,THEREFORE,BEITRESOLVEDTHAT:
1. Drug Court professionals have an affirmative obligation to learn about current
researchfindingsrelatedtothesafetyandefficacyofM.A.T.foraddiction.
2. Drug Court programs should make reasonable efforts to attain reliable expert
consultationontheappropriateuseofM.A.T.fortheirparticipants.Thisincludes
partnering with substance abuse treatment programs thatoffer regular access to
medicalorpsychiatricservices.
3. DrugCourtsdonotimposeblanketprohibitionsagainsttheuseofM.A.T.fortheir
participants.ThedecisionwhetherornottoallowtheuseofM.A.T.isbasedona
particularized assessment in each case of the needs of the participant and the
interestsofthepublicandtheadministrationofjustice.
4. DrugCourtjudgesbasetheirdecisionwhetherornottopermittheuseofM.A.T.,
in part, on competent expert evidence or consultation. In cases in which a
participant,theparticipantslegalcounsel,oramedicalexperthasrequestedthe
possible use of M.A.T., the judge articulates the rationale for allowing or
disallowingtheuseofaddictionmedication.
5. NothinginthisResolutionpreventsaDrugCourtfromimposingconsequencesona
participant for failing to respond to drugfree counseling, if M.A.T. was made
availabletotheparticipantbutwasrefused.
__________________________________________________________
Baler, R. D., & Volkow, N. D. (2006). Drug addiction: The neurobiology of disrupted selfcontrol. Trends in
MolecularMedicine,12,559566.
Chandler,R.K.,Fletcher,B.W.,&Volkow,N.D.(2009).Treatingdrugabuseandaddictioninthecriminaljustice
system:Improvingpublichealthandsafety.JournaloftheAmericanMedicalAssociation,301,183190.
Dackis, C., & OBrien, C. (2005). Neurobiology of addiction: Treatment and public policy ramifications. Nature
Neuroscience,8,14311436.
Goldstein,R.Z.,Craig,A.D.,Bechara,A.,Garavan,H.,Childress,A.R.,Paulus,M.P.,&Volkow,N.D.(2009).The
neurocircuitryofimpairedinsightindrugaddiction.Cell,13,372380.
McLellan,A.T.,Lewis,D.C.,OBrien,C.P.,&Kleber,H.D.(2000).Drugdependence,achronicmedicalillness:
Implicationsfortreatment,insurance,andoutcomesevaluation.JAMA,284,16891695.
Cornish, J. W., Metzger, D., Woody, G. E., Wilson, D., McLellan, A. T., Vandergrift, B. (1997). Naltrexone
pharmacotherapy for opioid dependent federal probationers. Journal of Substance Abuse Treatment, 14,
529534.
57
58
Dolan,K.A.,Shearer,J.,White,B.,Zhou,J.,Kaldor,J.,&Wodak,A.D.(2005).Fouryearfollowupofimprisoned
maleheroinusersandmethadonetreatment:Mortality,reincarcerationandhepatitisCinfection.Addiction,
100,820828.
Gordon,M.S.,Kinlock,T.W.,Schwartz,R.P.,&OGrady,K.E.(2008).Arandomizedclinicaltrialofmethadone
maintenanceforprisoners:Findingsat6monthspostrelease.Addiction,103,13331342.
Kinlock, T.W., Gordon, M.S., Schwartz,R. P., &OGrady,K. E.(2008). A study of methadone maintenancefor
maleprisoners:Threemonthpostreleaseoutcomes.CriminalJustice&Behavior,35,3447.
10
Magura, S., Lee, J. D., Hershberger, J., Joseph, H., Marsch, L., Shropshire, C., & Rosenblum, A. (2009).
Buprenorphine and methadone maintenance in jail and postrelease: A randomized clinical trial. Drug &
AlcoholDependence,99,222230.
11
OBrien,C.P.,&Cornish,J.W.(2006).Naltrexoneforprobationersandprisoners.JournalofSubstanceAbuse
Treatment,31,107111.
12
Stallwitz, A., & Stover, H. (2006). The impact of substitution treatment in prisonsA literature review.
InternationalJournalofDrugPolicy,18,464474.
13
NationalInstituteonDrugAbuse.(2006).Principlesofdrugabusetreatmentforcriminaljusticepopulations[NIH
Pub.No.065316].Bethesda,MD:Author.
14
CenterforSubstanceAbuseTreatment.(2004).Clinicianguidelinesfortheuseofbuprenorphineinthetreatment
ofopioidaddiction[TreatmentImprovementProtocol(TIP)Series40,DHHSPublicationNo.(SMA)043939].
Rockville,MD:SubstanceAbuseandMentalHealthServicesAdministration.
15
Center for Substance Abuse Treatment. (2005). Medicationassisted treatment for opioid addiction in opioid
treatment programs [Treatment Improvement Protocol (TIP) Series 43, DHHS Publication No. (SMA) 05
4048].Rockville,MD:SubstanceAbuseandMentalHealthServicesAdministration.
16
CenterforSubstanceAbuseTreatment(2009).Incorporatingalcoholpharmacotherapiesintomedicalpractice.
[Treatment Improvement Protocol (TIP) Series 49. HHS Publication No. (SMA) 094380]. Rockville, MD:
SubstanceAbuseandMentalHealthServicesAdministration.
17
NationalDrugCourtInstitute.(2002).Methadonemaintenanceandotherpharmacotherapeuticinterventionsin
thetreatmentofopioiddependence[PractitionerFactSheetVol.III,No.I].Alexandria,VA:Author.
18
Taxman,F.S.,Perdoni,M.L.,&Harrison,L.D.(2007).Drugtreatmentservicesforadultoffenders:Thestateof
thestate.JournalofSubstanceAbuseTreatment,32,239254.
19
Nunn,A.,Zaller,N.,Dickman,S.,Trimbur,C.,Nijhawan,A.,&Rich,J.D.(2009).Methadoneandbuprenorphine
prescribing and referral practices in US prison systems: Results from a nationwide survey. Drug & Alcohol
Dependence,105,8388.
20
Chandler,etal.(2009),supranote2.
21
See,e.g.,Robertsv.UnitedStates,320U.S.264,272,88L.Ed.41,64S.Ct.113(1943)(holdingbasicpurposeof
probationistoprovideindividualizedprogramofrehabilitation);Commonwealthv.Wilson,2010PASuper
233,11A.3d519(2010)(findingprimaryconcernofprobationisrehabilitation,andprobationordermustbe
unique and individualized); In re. Victor L., 182 Cal.App.4th 902, 106 Cal.Rptr.3d 584 (2010) (requiring
individualized approach to probation conditions); State v. Philipps, 242 Neb. 894, 496 N.W.2d 874 (1993)
(findingitnecessarytogivecareful,humaneandcomprehensiveconsiderationtoparticularsituationofeach
probationer); Commonwealth v. Hartman, 908 A.2d 316, 320 (Pa. Super. 2006) (stating conditions of
probation must be reasonable); People v. Beaty, 181 Cal.App.4th 644, 105 Cal.Rptr.3d 76 (2010) (holding
restrictions on medical marijuana by probationers must be reasonably related to offense and based on
medical evidence); People v. Carbajal,10Cal.4th1114,43 Cal.Rptr.2d 681,899 P.2d 67(1995)(concluding
probationconditionsmustbereasonablyrelatedtothecrimeorriskoffuturecriminality).
59
Appendices
Appendix C
60
MADY CHALK ET AL., TREATMENT RESEARCH INSTITUTE, FDA APPROVED MEDICATIONS FOR THE TREATMENT OF
OPIATE DEPENDENCE: LITERATURE REVIEWS ON EFFECTIVENESS AND COST-EFFECTIVENESS (Jun. 2013) at 8, 11, 2425, available at http://www.asam.org/docs/default-source/advocacy/aaam_implications-for-opioid-addictiontreatment_final; NATIONAL INSTITUTES OF HEALTH, NIH CONSENSUS STATEMENT: EFFECTIVE MEDICAL TREATMENT
OF OPIATE ADDICTION (1997), at 15-17, available at http://consensus.nih.gov/1997/1998TreatOpiateAddiction
108PDF.pdf; NATIONAL INSTITUTE OF DRUG ABUSE (NIDA), TOPICS IN BRIEF, MEDICATION-ASSISTED TREATMENT
FOR OPIOID ADDICTION (Apr. 2012), available at http://www.drugabuse.gov/sites/default/files/tib_mat_opioid.pdf.
61
Appendices
Appendix D
Medications
A
Critical
Component
of
Opioid
Addiction
Treatment
which
are
averted
when
taken
orally
as
prescribed.
The
FDA
approved
buprenorphine
in
2002,
making
it
the
first
medication
eligible
to
be
prescribed
by
certified
physicians
through
the
Drug
Addiction
Treatment
Act.
This
approval
eliminates
the
need
to
visit
specialized
treatment
clinics,
expanding
treatment
access.
Naltrexone
(Depade,
Revia)
an
opioid
antagonist.
Naltrexone
is
not
addictive
or
sedating
and
does
not
result
in
physical
dependence;
however,
poor
patient
compliance
has
limited
its
effectiveness.
Recently
an
injectable
long
acting
formulation
of
naltrexone
called
Vivitrol
received
FDA
approval
for
treating
opioid
addiction.
Given
as
a
monthly
injection,
Vivitrol
should
improve
compliance
by
eliminating
the
need
for
daily
dosing.
To
avoid
withdrawal
symptoms,
Vivitrol
should
be
used
only
after
a
patient
has
undergone
detoxification.
Vivitrol
provides
an
effective
alternative
for
individuals
who
are
unable
to
or
choose
not
to
engage
in
agonist-assisted
treatment.
Benefits
of
Medication-Assisted
Treatment
Beyond
Reducing
Drug
Use
Scientific
research
has
established
that
medication-assisted
treatment
of
opioid
addiction
increases
patient
retention
and
decreases
drug
use,
infectious
disease
transmission,
and
criminal
activity.
For
example,
studies
among
criminal
offenders,
many
of
whom
enter
the
prison
system
with
drug
abuse
problems,
showed
that
methadone
treatment
begun
in
prison
and
continued
in
the
community
upon
release
extended
the
time
parolees
remained
in
treatment,
reduced
further
drug
use,
and
produced
a
three-fold
reduction
in
criminal
activity.
Investment
in
medication-assisted
treatment
of
opioid
addiction
also
makes
good
economic
sense.
For
methadone,
every
dollar
invested
in
treatment
generates
an
estimated
$45
return.
100
Percentage
62
80
60
48.7
17.3
20
66.6
43.2
36.7
40
71.9
25
0
%
in
Community-Based
%
Opioid
Test
PosiJve
%
Cocaine
Test
PosiJve
Tx
Kinlock,
Gordon,
Schwartz,
Fitzgerald,
OGrady
(2009).
Journal
of
Substance
Abuse
Treatment.
A
Randomized
Clinical
Trial
of
Methadone
Maintenance
for
Prisoners
NIDA
is
committed
to
supporting
research
to
improve
opioid
addiction
treatment,
including
behavioral
therapies,
which
can
be
an
important
component
of
long-term
recovery.
Equally
important
is
ensuring
that
these
improvements
reach
all
affected
communities.
Improved
medications
Probuphine
is
a
long-acting
version
of
buprenorphine
that
is
showing
promise
in
clinical
trials.
An
implant
inserted
under
the
skin,
Probuphine
can
deliver
medication
continuously
for
6
months.
Like
Vivitrol,
it
aims
to
prevent
abuse
and
diversion
and
increase
treatment
adherence
by
eliminating
the
need
for
daily
dosing.
Vaccine
research
Vaccines
are
being
developed
to
help
combat
a
variety
of
addictions
including
heroin.
A
heroin
vaccine,
currently
under
development,
would
corral
heroin
in
the
bloodstream
and
prevent
it
from
reaching
the
brain
and
exerting
its
euphoric
effects.
This
approach
could
guard
against
relapse
and
be
an
effective
addition
to
a
comprehensive
treatment
plan
for
heroin
addiction.
NIDA
is
collaborating
with
SAMHSA
and
others
to
accelerate
the
translation
of
research
discoveries
into
clinical
practice,
including
the
use
of
medication-assisted
treatment.
To
learn
more
about
these
efforts,
please
visit:
http://www.drugabuse.gov/publications/nidasamhsa-blending-initiative
For
further
information
please
visit
NIDA
on
the
web
at
www.drugabuse.gov
or
contact:
Appendices
Appendix E
Further Resources
Adult Drug Courts and Medication-Assisted Treatment for Opioid Dependence,
(Summer 2014), by Substance Abuse and Mental Health Services Administration
(SAMSHA), available at http://store.samhsa.gov/shin/content//SMA14-4852/
SMA14-4852.pdf.
Medication-Assisted Treatment for Opioid Addiction: Facts for Families and
Friends, (Summer 2014), by Substance Abuse and Mental Health Services
Administration (SAMSHA), available at http://store.samhsa.gov/shin/content//
SMA14-4443/SMA14-4443.pdf.
Medication Assisted Therapies Tackling the Opioid Overdose Epidemic, by
Volkow, N., Frieden, T. et al., in New England Journal of Medicine, (May 29,
2014), available at http://www.nejm.org/doi/full/10.1056/NEJMp1402780.
Legality of Denying Access to Medication Assisted Treatment In the Criminal
Justice System, (December 1, 2011), by the Legal Action Center, available at
http://lac.org/wp-content/uploads/2014/12/MAT_Report_FINAL_12-1-2011.pdf.
63
Notes
66
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