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IMPORTANCE The incidence of depression in patients with head and neck cancer (HNC) is
estimated to be as high as 40%. Previous studies have demonstrated an effect of depression
on rehabilitation and survival in the posttreatment period.
OBJECTIVE To systematically review the relationship between depression and survival in
patients with HNC undergoing curative treatment.
EVIDENCE REVIEW A search of electronic databases as well as gray literature was undertaken
from January 1, 1974, to August 20, 2014, including MEDLINE (via Ovid), EMBASE (via Ovid),
CINAHL, EBSCO, PsycINFO (via Ovid), Elsevier Scopus, and Institute for Scientific Information
Web of Science Core Collection, using controlled vocabulary and medical subject headings
representing HNC, depression, and survival. Articles in these databases were reviewed for
inclusion by 2 independent reviewers according to predetermined eligibility criteria and were
adjudicated by a third reviewer. The articles were then quantitatively scored using the GRACE
(Good Research for Comparative Effectiveness) tool, a validated instrument for assessing the
quality of observational studies. Qualitative assessment of each article was then undertaken.
FINDINGS A total of 654 references were retrieved across all databases. A review of the
abstracts and full texts identified 3 articles, each describing a distinct, single study, including a
total of 431 patients, that were eligible for analysis. Scores for the articles as assessed with the
GRACE tool ranged from 9 to 11. In each of the 3 studies used in the analysis, the comparison
groups were depressed and nondepressed patients as established by a standardized
psychiatric assessment tool. Two of the 3 studies demonstrated a statistically significant
difference in survival for patients with HNC and depression; however, a sensitivity analysis
was not possible due to the incompatible statistical analyses performed in each study.
CONCLUSIONS AND RELEVANCE An association between depression and survival in patients
with HNC is apparent; however, the strength and etiology of this association is not yet clear.
Further directed and multi-institutional study is required to investigate this association and
determine appropriate screening and management strategies.
Author Affiliations: Division of
OtolaryngologyHead & Neck
Surgery, University of Alberta,
Edmonton, Canada (Barber, Harris,
OConnell, El-Hakim, Biron, Seikaly);
Department of Psychiatry, University
of Alberta, Edmonton, Canada
(Dergousoff, Mitchell); University of
Alberta Libraries, University of
Alberta, Edmonton, Canada (Slater).
Exclusion
Study Quality
Methods
A systematic literature search was undertaken from January 1,
1974, to August 20, 2014, to determine whether, in adult patients
undergoing treatment for HNC, depressive symptoms are associated with poorer survival outcomes. For this purpose, the following electronic databases were searched by a professional librarian
on August 20, 2014: MEDLINE (via Ovid) in-process and other
non-indexed citations 1946 to present, National Library of Medicine, EMBASE (via Ovid) 1974 to present, PsycINFO (via Ovid)
1806 to August 2014, Evidence-Based Medicine Reviews (via
Ovid) (Cochrane Database of Systematic Reviews, Cochrane Methodology Register, Database of Abstracts of Reviews of Effects),
Elsevier Scopus 1960 to present, EBSCO CINAHL Plus 1937 to present, and Institute for Scientific Information Web of Science Core
Collection, 1900 to present. Gray literature, including sources outside of commercial or academic publishing and distribution channels, was searched for relevant articles. The search was limited to
articles written in English.
Controlled vocabulary (where applicable) and text word terms
representing the following concepts were combined as follows: HNC
terms AND depression terms AND survival terms. Specific database functions such as apply related words and explosion were
used to maximize the search. Reference lists of retrieved articles were
further screened for additional relevant publications. Inclusion and
exclusion criteria are given in Table 1.
Data Extraction
Study-specific descriptive information collected included author
and year of publication, study design, type of statistical analysis,
TNM staging, patient comorbidities, and findings regarding overall
survival (OS) and disease-specific survival (DSS) in patients with
depressive symptoms. Data extraction was independently performed by 2 of us (B.B. and J.D.), and discrepancies were adjudicated by a third author (H.S.). Authors of primary studies were
contacted to obtain additional information regarding published
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The quality of studies in the literature search was assessed with the
Good Research for Comparative Effectiveness (GRACE) checklist,7
an 11-item checklist developed and validated to evaluate the quality of noninterventional studies. Study quality was independently
assessed by two of us (B.B. and J.D.). Discrepancies were adjudicated by a third reviewer (H.S.).
Results
Literature Overview
A total of 654 references were retrieved across all databases, with
455 references remaining after duplicates were removed. The Preferred Reporting Items for Systematic Reviews and Meta-Analyses
(PRISMA) diagram in the Figure summarizes the reasons for the exclusion of studies. Three articles, each describing a single specific
study,8-10 with a total of 431 patients, met the eligibility criteria for
the study. The studies reported in these articles were published from
2001 to 2009. The characteristics of each study are presented in
Table 2.
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for the interplay of substance abuse. The BDI was used to rate depressive symptoms, and tobacco and alcohol use was selfreported. Absolute scores on the BDI and the change in score from
baseline to 3 and 12 months after its administration were compared with OS 12 months later. The study found significantly worse
OS in patients with high baseline scores on the BDI , as well as in those
with an increasing score over the second 12-month period in which
it was assessed. This effect was independent of race, sex, TNM stage,
treatment, or history of substance abuse. Although the study was
thoroughly designed and conducted, leaving little to further examine, an argument can be made that OS, rather than DSS, may be a
more appropriate measure of survival. Depression during diagnosis and treatment for HNC probably affects a number of factors not
specifically related to cancer, and it may not be directly associated
with death from cancer. These factors may include malnutrition and
failure to thrive,14 an increased hospital stay,15-17 and resultant nosoFigure. Preferred Reporting Items for Systematic Reviews and MetaAnalyses Diagram Detailing Selection of Studies Included for Review
654 Studies
199 Article duplicates removed
455 Studies
239 Articles referring to illness
other than HNC
216 Studies
28 Articles referring to alternate
meaning of depression
comial infections, as well as physical rehabilitation and worsened performance of activities of daily living.5,18,19 Further directed study regarding the effect of these factors on survival in patients with HNC
is necessary to determine the appropriate survival measure.
de Graeff et al9 assessed the effect of a number of sociodemographic factors, including sex, marital status, supports, family income, occupation, and depression on time to progression of disease (TTP), OS, and recurrence in 266 patients with HNC. They
measured depressive symptoms with the CES-D, and in a thorough
evaluation of associations between sociodemographic factors, TTP,
and OS, they distinguished cognitive functioning (relative risk of
death, 1.90; 95% CI, 1.10-3.26) and marital status (relative risk of
death, 1.82; 95% CI, 1.03-3.23) as independent predictors of OS, independent of stage and grade of disease. Scores on the CES-D were
not found to be associated with rates of recurrence or survival using
univariate statistics. However, the total mean (SD) score on the CES-D
for the entire patient cohort was 12.4 (8.0) patients. Only 77 (29%)
patients in the cohort had a score of 16 or more on the CES-D, indicating clinical depression. Because OS is a binary variable, it may have
been more appropriate to evaluate its association with depression
in a binary fashion. In addition, a large number of patients (58 [22%])
reported that they were unable to participate because of emotional factors, giving rise to a significant selection bias because these
patients were more likely to have belonged to the depressed group.
Lazure et al8 performed a retrospective analysis at 24 months
after the prophylactic pretreatment use of citalopram hydrobromide in a randomized controlled trial of patients with HNC. All adult
patients with newly diagnosed or recurrent HNC requiring more than
188 Studies
1 Article referring to alternate
meaning for survival
187 Studies
183 Articles not specifically
referring to depression and
survival in patients with HNC
4 Studies
2 Articles not controlling for
TNM stage
Source
Summary of Findings
de Graeff et al,9
2001
Ehlers,10 2002
2 Studies
1 Article included
from reference list
of Trevino et al
3 Eligible studies
Depression and Survival in the Head and Neck Cancer Literature (no further
description necessary).
Table 2. Characteristics of Relevant Studies of the Relationship Between Depressive Symptoms and Survival in Patients With Head and Neck Cancer
Median
Follow-up, mo
Adjusted for
TNM Staging
Significant Difference
in Overall Survival,
P Valuea
GRACE
Checklist Score
Source
Study
Design
No. of
Patients
Psychiatric
Assessment Tool
PC
266
CES-D
39
Yes
>.05
9/11
Ehlers,10 2002
PC
131
BDI
32
Yes
<.01
11/11
RR
34
HAM-D
28
Yes
.03
11/11
Abbreviations: BDI, Beck Depression Inventory; CES-D, Center for Epidemiological Studies Depression scale; GRACE, Good Research for Comparative Effectiveness;
HAM-D, Hamilton Depression scale; PC, prospective cohort; RR, retrospective review.
a
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limited excision were included in the original trial. Patients were excluded if they had a Mini-Mental Status Examination score of less
than 24, if they were suicidal, met diagnostic criteria for psychosis
or schizophrenia, or were currently taking antidepressant medication. Patients with a baseline depression score of 15 or lower according to the HAM-D were also excluded from the trial. The patients were
randomized in a 1:1 fashion to treatment with citalopram hydrobromide at 40 mg/d for 12 weeks or to placebo, and they were then followed up for recurrence and OS for 24 months after their enrolment. Patients with a HAM-D score of 15 or lower at any point during
the 16-week trial had a significantly shorter OS and greater frequency of disease recurrence than did the nondepressed group
(P = .03). This effect was observed in the absence of differences in
age, sex, TNM stage, treatment type, and tumor site between groups.
The follow-up study was conducted only 24 months after the baseline assessment, but the effect of depression on survival is likely
to be seen within this time frame. Furthermore, recurrence and OS
were assessed together as a single outcome. Conversely, the effect
of depression on survival in this cohort was probably underestimated because patients with baseline depression were excluded
from the initial trial and would not have been included in the follow-up study.
Discussion
Given the small number of studies in the literature, and degree of
heterogeneity in these studies, it is difficult to illustrate the association between depression and survival in patients with HNC. There
was a significant decrease in survival in depressed patients in 2 of
the 3 studies that met the inclusion criteria for the study described
here. Calculation of relative risk was possible in only 1 of the 3 studies, precluding meta-analyses. Overall, further studies are needed
to prospectively evaluate the association between depression and
survival in patients with HNC.
Our study has a number of strengths, including an exhaustive
search strategy spanning multiple surgical, psychiatric, and thesis databases and gray literature, clearly defined criteria to minimize selection bias, and standardized appraisal using a validated scoring tool for
observational studies. Our study also has a number of limitations: several studies in the literature had to be excluded because of the use of
nonvalidated assessment tools or outcome measures that varied from
depression as a diagnosis. Our study was also limited to Englishlanguage publications. In addition, the diverse representation of data
in the few relevant studies used in our study precludes computation
and comparison of risk ratios or hazard ratios among them.
The findings of our study have been made by previous investigators in other types of cancer. A systematic review by Satin et al19
of the effect of depressive symptoms on cancer progression and survival in a variety of patients with breast, lung, brain, skin, and hematologic cancers found a 25% higher mortality in patients with deARTICLE INFORMATION
Submitted for Publication: August 6, 2015; final
revision received October 7, 2015; accepted
November 5, 2015.
Published Online: January 21, 2016.
doi:10.1001/jamaoto.2015.3171.
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Conclusions
We found depression to be an independent predictor of survival in
2 of the 3 evaluated studies in the study described here, even after
adjustment for known prognostic indicators. However, the mechanism by which this occurs is not clear, and further study is needed
to determine factors contributing to the development of depression in patients with HNC and to its optimal management.
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