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1.0 Introduction
Our Public Affairs Mission at Missouri State University emphasizes three important
traits: cultural competence, community engagement, and ethical leadership. Considering my
intentions to obtain a doctorate in mathematics and to teach college mathematics, I must exhibit
ethical leadership in my position. Composing this documented research report on ethics in
mathematics has shed much light on invaluable information that will undoubtedly inform my
future employment. Certainly, it would surprise no one to assert the value of an ethical system of
communicating mathematical results; in fact, examining ethics in mathematics underscores the
necessity of viable mathematical results in sciences other than mathematics itself, such as
physics, chemistry, architecture, and more. Overall, I claim two things above all else: that proofs
in mathematics have undergone consistent changes over the course of the last two millennia and
that proofs in mathematics are by nature objective truths. Examining the history of mathematical
proofs, I will give pertinent historical information and anecdotes; I will supply relevant
definitions and terminology; and I will detail a brief introduction to mathematical logic. On the
whole, therefore, I intend with this documented research report to present my findings on the
ethical nature of mathematical proofs by examining the history of proof techniques.
2.0 Discussion
2.1 Greece and Other Ancient Societies
2.1.1. From Babylon to Euclids Elements
Even today, one of the most remarkable mathematical achievements in history is the
Babylonian discovery of more than a dozen Pythagorean triples (Eves 44). Recall that the
Pythagorean Theorem states that the sum of the squares of the legs of a right triangle x and y
equals the square of the hypotenuse z or x2 + y2 = z2. Using this, a Pythagorean triple is three
positive integers a, b, and c such that a2 + b2 = c2. On first glance, it is incredible that the
Babylonians were able to solve an equation in three variables through such elementary means,
but a deeper look reveals the most spectacular aspect of the Babylonians discoveries: they did
this before the Pythagorean Theorem was ever even conjectured, let alone proven (44).
Rather, it was not until one thousand years later that Pythagoras and his followers the
Pythagoreans established and proved their theorem on right triangles. Before the time of
Pythagoras, mathematics was conducted intuitively: if the result of a claim seemed to hold in
general, the claim was thought to be true (Krantz 10). One of the first radical thinkers in
mathematics, Pythagoras rebuked this norm, believing instead that the mathematical sciences
need be founded in strong, objective reasoning, and, further, asserting that many geometrical
results of the time could be deduced from a small list of postulates that were taken without
question to be true (10). In this way, Euclid would draw the necessary inspiration to generate the
mathematical worlds first attempt at a complete axiomatization of all geometry.
Euclid the Geometer emerged from the melting pot of ideas of his predecessor Pythagoras
two hundred years later, and he would go on to release with his Elements what remains one of
the most essential works in mathematics. Euclids most notable efforts sought a connection
between mathematics and logic in a rigorous manner, asserting that proofs follow from
definitions and axioms that are taken as fact without further question (13). Krantz points out that
Euclid began with a few undefined terms that were commonly accepted without justification and
used these to formulate his self-evident axioms, with which he introduced his logical exposition
in a very sophisticated and almost modern manner (14). Of course, Euclids famed fifth postulate
which states that there is a unique line parallel to any given line has for the last two thousand
years caused debates concerning the soundness and independence of his axiom and, in this way,
has exposed the weaknesses in the logic of the ancients.
or a conclusion drawn from previous steps. We define rigor as soundness and objectivity of an
argument, guaranteed by strict implementation of and obedience to axioms and definitions.
Kitcher argues that although some mathematical knowledge seems self-evident, it
remains necessary to prove these apparent truths in a rigorous way so as to make our
understanding more taut and objective (470). Kitcher asserts that as the study of mathematics
progresses, our notion of rigor likewise progresses, so eventually, things that we consider to be
rigorous at present will come to be considered unrigorous (470).
Overall, we demand rigor when an argument cannot be fleshed out using elementary
steps from known and factual premises and, similarly, when establishing a universal
mathematical language. We will now consider the example of Newton and Leibniz to this end,
who justified a mathematical conclusion based on its apparent success in answering previously
solved problems and therefore did not formulate calculus in a rigorous manner and whose
arguments inevitably came under scrutiny from harsh critics.
Newton and Leibniz miraculously came independently to the same conclusion in what has
become one of the most important scientific discoveries ever: calculus.
Critics of calculus quickly took to disarm the phenomenal work of Newton and Leibniz,
whose arguments stemmed from the shaky foundations of geometry and the vague idea of
infinitesimals, which were essentially objects possessing both negligible and measurable size,
depending on what was convenient (Jesseph 451); however, because calculus had results that
appeared to be true time and again, the results were trusted without further justification.
Cauchy, Bolzano, and Weierstrass were among the pioneers of the newly-invented branch of
mathematics called analysis (Noel 134). Cauchy and the like realized the misleading nature of
geometry and grew wary of its grasp on several fields in mathematics, according to Noel, and as
such, they sought to axiomatize calculus using a more algebraic argument (133, 134). Similarly,
Saul attests the crucial role of simple arithmetic as opposed to the early geometric and intuitive
methods in Cauchy and Bolzanos development of mathematical rigor (Saul ii). Convincingly,
Saul argues that inequalities were the fundamental tools by which the nineteenth century analysts
achieved their goal of precision, noting that until the time inequalities were studied and
developed in-depth by Cauchy, rigorous proofs of calculus were not often supplied (24, 25).
Clearly, Cauchy played an invaluable part in the development of mathematical proofs and
in the establishment of a new standard of rigor in mathematics. Cauchy is credited with
converting many of his contemporaries to forego the usual and mechanical computations and
casual intuition on which mathematics was founded at the time in favor of a universal
mathematical language based on the objectivity of axioms and definitions (Eves 489). Eves
portrays Cauchys body of work as prolific, as well as detailed and formal (488). Contemporaries
of Cauchy, on the other hand, did not all praise him with such esteem as Eves does; in fact,
Schubring establishes a more realistic view of Cauchy, lending authenticity to the
mathematicians body of work by establishing important criticisms that demonstrate why Cauchy
has become so important and highly regarded today (Schubring 432, 433).
Even though Cauchy and his contemporaries had successfully established the discrepancy
between geometry and algebra developing a highly sophisticated and formal system of
axiomatic proofs using arithmetic there was still much work to be done as history moved
toward the middle of the nineteenth century. Particularly, our notion of real numbers would begin
to cause problems, and a formal definition of infinity and classification of certain sets of numbers
would be needed to continue to progress the state of mathematics and rigor.
Other curious geometric paradoxes reveal themselves a bit more easily than Zenos.
Picture any straight line that extends itself indefinitely in both directions. We will stipulate that
our line does not inherently possess any breadth and, further, that this line in particular does not
inherently pass through any points. Picture also a semicircle of finite length laid down next to
this line. We require that our circle like our line must not inherently pass through any points.
But now, if we draw three line segments of finite length originating from the center of the
semicircle, passing through the semicircle at what we will designate as three points of
intersection, and ending on the line at what we will likewise designate as three points, we could
show that a semicircle of finite length possesses the same number of points as a line of infinite
length (10). On his web page, Schechter provides a similar paradox that compares two line
segments of different lengths that somehow contrarily possess the same number of points.
Fig. 3. A Bijection Between the Natural Numbers and Squares of Natural Numbers
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same cardinality as the set in which it is contained is the exact property that distinguishes infinite
sets from finite sets, as Dedekind theorized in 1887 (56). Using this characterization, it is clear
that the set of natural numbers is infinite since at least one of its proper subsets namely, the set
of squares of natural numbers possesses the same size. Cantor demonstrated that the cardinality
of the natural numbers is the smallest infinite cardinality. Even the set of rational numbers
possesses the same cardinality as the set of natural numbers. With this astonishing breakthrough,
he deemed this cardinality the first transfinite number 0 , which is the Hebrew numeral aleph
null (56).
Ultimately, however, Cantors development of set theory proved itself to be paradoxical,
revealing the problematic nature of intuition and even further underscoring the misunderstanding
of the enigma of infinity. Cantors eponymous paradox characterizes many other ostensibly
contradictory results from the likes of Cesare Burali-Forti and Bertrand Russell (61). Consider
the collection of all cardinal numbers namely, the set of all infinite cardinalities. Because there
is no largest cardinal number, this collection is itself infinite, and in fact, the cardinality of this
collection is even larger than any of the cardinalities contained.
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Relations between Cantor and Kronecker never bettered, and when Kronecker passed in 1891,
the mathematicians remained at odds, never to settle their dispute. Cantor, however, continued to
extend warm regards and wholehearted respect to his colleague until his untimely passing (4).
Ethics in mathematics may not be better demonstrated elsewhere than in Kronecker and
Cantors infamous bickering. Cantors formalism or axiomatic mathematics based on abstract
manipulation of inherently meaningless symbols represents a powerful tool that
mathematicians use to overcome and understand the counterintuitive and extremely subtle nature
of certain mathematics, and it aids the discovery of important results such as set theory. On the
other hand, Kroneckers intuitionism or subjective mathematics that rejects the notion and
importance of axiomatic systems exemplifies a more practical aspect, restricting the
mathematicians work-space to the tangible and constructible. Later work from German
mathematicians Richard Dedekind and David Hilbert attempted to further bridge the two schools
of thought, as Dedekind constructed the real numbers from a tangible number line and Hilbert
infused the notion of intuition and creativity with much-needed objectivity.
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thoroughly enough by Cauchy and his contemporaries (Reck 4). By relating the studies of
calculus and arithmetic even more closely than his predecessors, German mathematician Richard
Dedekind took it upon himself to rid analysis of its intuitive foundations entirely (4).
Oddly enough, Dedekind began his arithmetization of calculus by establishing his theory
of Dedekind cuts, which directly related the real number system with a geometric line (Reck 4).
With his eponymous cuts, Dedekind observed the similarities between the set of rational
numbers or the set of fractions and a tangible, straight line; however, it became apparent after
some consideration that rational numbers cannot be expressed on a continuous, gap-free line,
since there are numbers on a continuous line that cannot be expressed as fractions the square
root of two, for example (4). Expanding this idea further, Dedekind succeeded in expressing the
real number system in a completely original manner, finally relating rational and irrational
numbers and demonstrating that using his system proofs could then be obtained about the
real numbers that had not been possible before (5). Essentially, Dedekind had discovered the
missing link between geometry, algebra, and calculus, effectively freeing mathematics from its
intuitive upstart and advancing the systematization and rigorization of analysis.
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before passing on to the next (Eves 635). One of Hilberts various accomplishments included
his work toward the axiomatization and systematization of all of mathematics on which he
worked alongside Bernays called proof theory; in 1931, however, Gdel demonstrated that
Hilberts efforts were in vain when he proved in unimpeachable style that Hilberts proof
theory could not hold in every field of mathematics (Eves 634-35).
Ogawa nevertheless emphasizes Hilberts development of deductive rigor and his belief
in the freedom of concept-formation as a means to systematize mathematics and to establish the
preeminence of mathematics as universal and objective truth that does not rely on any
epistemological assumptions (Ogawa 2, 10). One immediate consequence of Hilberts ubiquity is
his axiomatization of geometry, taking nearly two-thousand-year-old notions of Euclid and
reinvigorating them with more sophisticated, modern foundations. Importantly, this
establishment preceded some of the most groundbreaking results in physics, such as Einsteins
theory of relativity (Eves 635). Overall, Hilberts grand efforts more than anyone in history
propelled mathematics toward the ultimate goal of rigor and consistency, and as such, he remains
one of the most rightfully celebrated mathematicians of all time.
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German logician demonstrated in 1931 with his First Incompleteness Theorem that there exist
arithmetic statements that are neither provable nor refutable in the axiomatic system of Peano
arithmetic. With his Second Incompleteness Theorem, Gdel demonstrated that there are indeed
mathematical truths that cannot be harvested using the classical axiomatic methods that had been
in development since the time of Euclid. Combining both of these conclusions, Hilberts program
which in essence aimed to establish the provability of every statement that could be
constructed in Peano arithmetic was rendered unrealizable (Nagel et al. 6).
Creative and eloquent in his arguments, Gdel challenged the ostensibly limitless
potential of the axiomatic methods in a manner that no mathematician or logician had before.
Using conventional notation and meta-mathematics, Gdel was able to manipulate the calculus
of logic or the formalized logical system consisting only of inherently meaningless marks and
strings of marks called formulas in such a way as to derive a Berry paradox in the syntax of
meta-mathematics (28). Put simply, Gdel was able to ingeniously combine empty mathematical
symbols and words into a meta-mathematical statement that, when interpreted, inherently
contradicted itself. One example of a simple Berry paradox follows.
Behold the smallest positive integer not expressible in fewer than thirteen words!
Clearly, the sentence contains fewer than thirteen words namely, it contains twelve words but
even more, these twelve words characterize the very nature of the object that the statement
claims cannot be expressed; in fact, the statement itself is the exact definition of the integer that
it claims it cannot itself define. Hence, the statement lies in self-contradiction.
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number in the same manner as we construct the Gdel number of the statement, There exists an
integer x such that x is the immediate successor of y or mathematically, (x)(x = sy), where
is the existential quantifier, x and y are integer variables, and sy denotes the immediate
successor of y. Observe that the sequence of Gdel numbers of the aforementioned statement is
{8, 4, 11, 9, 8, 11, 5, 7, 13, 9}; therefore, we have the corresponding Gdel number
Even better, it is possible to derive a sign, variable, or statement from a given integer that is,
given a positive whole number, we can decide whether it is a Gdel number or not by checking
its prime factorization (75). Once again, we rely on an example similar to Nagels. Observe that
Hence, the sequence of Gdel numbers in the associated statement is {6, 5, 6}, and so, it turns
out that the statement defined by this Gdel number is, 0 = 0 (76). By applying these two
simple results to the set of all statements generated using the elementary signs within the
calculus, Gdel demonstrated that every statement about the calculus can be expressed as a
Gdel number within the calculus and, therefore, that a Berry paradox is obtainable (77).
Careful and intentional in his reasoning, Gdel exposed the inherent weaknesses in the
axiomatic method many of which stem from the mechanical and distant manipulation of
symbolic logic. Curiously, Kennedy notes the cynicism that resulted from Gdels proof, quoting
von Neumann: There is no reason to reject intuitionism [because] there is no rigorous
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justification for classical mathematics (Kennedy 8). But despite the pessimism expressed by a
select few, the quest for truth in mathematics presses on in modern times an age in which our
proof techniques have become highly sophisticated and sometimes torturously complex.
number_terms = input("Please key in the number of terms you would like in the series: ")
number_terms = int(number_terms)
n=0
for m in range(0, number_terms):
m = float(m)
m = ((-1)**m)/(2*m + 1)
n = float(n + m)
n = 4*n
print("We estimate that pi = " + str(n) + " when the series of arctan(1) is expanded to n
= " + str(number_terms) + " terms.")
error = ((n - 3.1415926535897932)/3.1415926535897932)*100
error = round(error, 2)
print("The error of our approximation is " + str(error) + "%.")
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Using the language of the software and a bit of ingenuity, Python becomes an extremely valuable
artifact in the mathematicians arsenal.
Of course, the above example disregards the efficiency of the program in terms of its
use of random access memory (RAM), its time-complexity, and so on which becomes an
absolutely vital consideration when a program must loop itself hundreds of thousands of times,
as is the case with the Lucas-Lehmer primality test that is used to generate prime numbers as part
of the ongoing Great Internet Mersenne Prime Search (GIMPS) (Baxter 1).
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Theorem employs another important mathematical symbol: the factorial operator. We define the
positive integer a factorial to be the product of the positive integer a and every integer that is
smaller than a and greater than or equal to one written symbolically as
a! = a(a 1)(a 2)(2)(1). Clearly, for instance, 5! = (5)(4)(3)(2)(1) = 120.
Broadly, Wilsons Theorem states that a positive integer p is prime if and only if
(p 1)! (-1) (mod p). Using the following code which is a strict implementation of Wilsons
Theorem in Python will generate primes in any desired domain.
import math
beg_range = input("Please enter the positive integer greater than or equal to 2 at which
you would like to beginning your prime search: ")
beg_range = int(beg_range)
end_range = input("Please enter the positive integer up and including which you would
like to find primes: ")
end_range = int(end_range)
for num in range(beg_range, end_range + 1):
if math.factorial(num - 1)%num == (num - 1)%num:
print("The integer " + str(num) + " is a prime number.")
Unfortunately, similarly to the pi approximation program detailed above, this prime-generating
program moves painstakingly slowly and gobbles up far too much RAM to be useful.
Luckily, the Lucas-Lehmer Theorem provides the standard-setting method for
discovering primes, and as such, it is implemented by those who participate in the Great Internet
Mersenne Prime Search. Working with more convenient and more easily testable primes of the
form 2p + 1 called Mersenne primes the Lucas-Lehmer Theorem runs through a list of p 1
values before arriving at the pth. If the pth value is zero, the integer 2p + 1 is prime; otherwise,
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this is not the case (Baxter 1). Put explicitly, the Lucas-Lehmer Theorem begins with the integer
s = 4; in the next step, s is renamed s2 2 (mod 2p + 1); and this step is repeated p 2 times (1).
We reiterate Baxters example. Let p = 7 and s = 4. Carrying out the Lucas-Lehmer Theorem five
(p 2 = 5) times, we have the sequences of s values {14, 67, 42, 111, 0}. Because the last
number in the sequence is zero, it follows from the Lucas-Lehmer Theorem that 27 + 1 is prime
(1). Unlike the program demonstrative of Wilsons Theorem, the Lucas-Lehmer primality test is
a viable, efficient, and extremely useful method of discovering primes. Even still, this algorithm
is theoretically capable of improvement. According to Baxter, it would take a reasonably fast
computer 12 days for the program to test a 10 million digit number, four years to test a 100
million digit number, and 500 years to test a one billion digit number (2)!
Generating prime numbers is a very clear demonstration of the power that computers
grant mathematicians; however, the theory of prime numbers has been well-developed, and
therefore, the implementation of computers to discover prime numbers does not represent much
of an ethical conundrum. On the other hand, the computer-generated proof of the infamous Four
Color Theorem raises an invaluable question in the ethics of mathematics.
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3.0 Conclusion
Overall, based on my research, I find it apparent that our current system of mathematical
rigor is pristine, according to current standards. Considering every aspect of this documented
research report, I believe firmly that our current logical foundations allow for the most efficient
and objectively true reasoning in mathematics and science.
Commenting on the French mathematician Pierre Duhem, Joseph Jesseph observes and
empathizes with Duhems assertion that the history of mathematics has been a long, additive
process in which past results are built upon but not challenged (Jesseph 449). Contrary to
Duhems philosophy, however, Jesseph admits a flaw in Duhems conception that mathematical
rigor has been unchanging since the time of the Greeks and Babylonians. Rather, Jesseph asserts
that the laws of logic have been questioned time and again by more recent commentators and that
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the arguments such critics have made have been metaphysical in nature (450). Even more,
Jesseph states very clearly that he believes that no measure of mathematical rigor existed up to
and including the time of the mid-eighteenth century, and he further suggests that the
mathematical community give up on the idea of an immutable, unchanging standard of
mathematical rigor in favor of a more fluid foundation (452, 453).
While I support Jessephs interpretation and understanding of mathematical rigor and
confirm his observations on the history of mathematical rigor, I must disagree with his
pessimistic view of the potential of mathematical proofs. Unrelentingly, I remain most optimistic
in hope that the future will continue to unravel further the mysteries of current mathematical
conundrums and, thus, will grow upon the present strength of the system.
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Works Cited
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