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To cite this article: Mary P. Harrison , Sharon E. Beatty , Kristy E. Reynolds & Stephanie M. Noble (2012) Why Customers
Feel Locked Into Relationships: Using Qualitative Research to Uncover The Lock-in Factors, Journal of Marketing Theory and
Practice, 20:4, 391-406
To link to this article: http://dx.doi.org/10.2753/MTP1069-6679200403
BACKGROUND
Conceptualizing Lock-In
Academic researchers of late have been highly interested in
the idea of lockinfrom psychology (Rogers and Bazerman
2008) to economics (Frank 2007), to organizational behav
ior (vanDriel and Dolfsma 2009), and also in marketing
and consumer behavior (Murray and Haubl 2007). Lockin,
across the literature, appears to influence an individuals
behavior in substantial ways and is of major interest in
this study.
The economics literature uses the term lockin to refer
to path dependencies, or lockin by historical events.
Frank (2007) illustrates how individuals or cultures main
tain preferences for food based on historical dependence
on taste and social meaning of consumption choices. He
shows that the history of consumption can alter future
consumption, leading to path dependence in consumption.
van Driel and Dolfsma (2009) argue for relating the key
elements of path dependence, initial conditions and mecha
nisms creating lockin, for use in the historical analysis of
organizational change.
Path dependence in organizations is sometimes referred
to as vendor lockin, defined as a customer dependent
on a vendor for products and services who cannot move to
another vendor without substantial switching costs, real
and/or perceived by the Linux Information Project (www
.linfo.org/vendor_lockin.html). In technological lockin,
past decisions (e.g., purchasing a particular computer oper
ating system) limit future decisions (e.g., purchasing new
software), even though past circumstances may no longer
be relevant (Arthur 1989; Liebowitz and Margolis 1995).
In consumer behavior, Murray and Haubl (2007) note
that cognitive lockin occurs after repeated consumption
or use of a product, such that the probability of a consumer
choosing his or her usual product over the competing
alternative increases over time. This cognitive lockin is
similar to a familiarity effect or habituation (Monin 2003;
Zajonc 1968). Commons (1990) finds that humans usually
act in habitual or conventional ways and will normally only
actively make choices when faced with new or unusual
problems.
Lockin also refers to a situation in which there are no
options. In many U.S. cities, there is only one cable, natural
gas, or electric utility provider. Brustein (2010) notes that
social networkers are locked into Facebook because no
viable alternative exists. Thus, lockin is relevant across a
number of domains.
For this study context, lockin to a service provider
involves a customer who feels bound to a relationship
or to a service provider and feels that he or she is unable
or unwilling to leave that service provider. Lockin is a
fixed, stable state, and is not necessarily voluntary. It is a
restriction on the customer, sometimes self-imposed, in
which the customer feels confined to the service relation
ship for either positive or negative reasons. The customer
feels firmly entrenched in the relationship. The reasons
for staying uncovered in this study are the antecedents of
lockin. Lockin results when one or more of these reasons
ultimately lock the customer in (see Table1 for definitions
of constructs similar to lockin). Lockin differs from loy
alty because loyalty refers to the propensity to purchase
a companys services again (i.e., behavioral loyalty) and/
or favorable beliefs toward service offerings that produce
that propensity (i.e., attitudinal loyalty), whereas lockin
is a true binding, or feeling of confinement to the service
provider. Lockin differs from commitment because com
Definition
A strong binding to the service provider; a fixed state in which a customer feels that he or she cannot or will
not be able to leave; a confinement to one service provider (sometimes self-imposed)
Favorable beliefs toward the service offerings, which produce a propensity to behave positively toward a
company or brand (Zhang, Dixit, and Friedmann 2010)
Propensity to purchase with reference to the pattern of past purchases (Zhang, Dixit, and Friedmann 2010)
Degree of emotional attachment to, identification with, and involvement with an object or person of interest
(Meyer and Smith 2000)
Degree to which an individual feels that it is necessary to stay with another (Gustafsson, Johnson, and Roos
2005; Meyer and Herscovitch 2001)
Degree to which an individual feels obligated, called, or compelled to stay with another (Bansal, Irving, and
Taylor 2004)
Forthcoming and impending levels of usage of a product or service (Liu 2007)
Replenishing and repurchasing the same products or services (Paul et al. 2009)
METHOD
We use indepth interviews to examine service relation
ships that individuals might feel locked into or bound
to (i.e., unable to break up with the provider). Although
researchers have done much work on related topics, such
as commitment, loyalty, and relationship marketing, the
topic warrants exploratory research because the majority of
the previous research focuses on satisfaction and switching
barriers, and thus, all the reasons that customers stay in
relationships have not been uncovered (Lincoln and Guba
1985; Strauss and Corbin 1998). The new ideas found here
illustrate the usefulness and value of doing qualitative work
in a well-researched domain. Indepth interviews allow for a
meaningful understanding of the topic from the customers
point of view. Similar to Haytko and Baker (2004) and
Noble, Haytko, and Phillips (2009), the interviews focus
on the perspective of the interviewees (i.e., a phenomeno
logical focus). Qualitative methods allow the researcher to
obtain the intricate details related to the experience, such
as the feelings, thought processes, and emotions that are
difficult to learn through other research methods (Strauss
and Corbin 1998). Using a grounded theory approach, the
themes discovered in this research emerge directly from
the data (Strauss and Corbin 1998).
Data Collection
Three highly trained interviewers (two doctoral students
and one masters-level student) conducted 22 personal
indepth interviews with individuals from 8 different states
(Lincoln and Guba 1985; Noble, Haytko, and Phillips 2009).
Participants were located through recommendations and
snowball sampling (Patton 1990) and were interviewed at
a place of their choosing.
The interviewers asked participants to talk about their
relationships with several service providers to whom they
felt they couldnt easily leave or break up with (i.e., felt
locked into). The interviewers asked the questions twice
once in regard to a relationship the participants felt at
least somewhat positively about and then again about a
relationship they felt at least somewhat negatively about.
Interviewers asked participants about both positive and
negative relationships because a customer can feel locked
into relationships that are positive as well as relationships
that are negative. The order of the positive and nega
tive relationship questions varied across interviews. Two
respondents could not think of a negative relationship, so
they discussed two positive relationships. Out of the 44
Pseudonyms
Alisha
Amy
Anna
Autumn
Blaine
Carissa
Chad
Darren
Daylen
Emily
Heather
Jacquelyn
Janette
Jefferson
Joel
Jude
Kalina
Laura
Priscilla
Rachel
Steve
Teresa
Age
Gender
Race
State
Profession
34
40
26
36
25
43
29
26
34
27
21
25
22
62
25
69
37
24
52
26
31
26
Female
Female
Female
Female
Male
Female
Male
Male
Male
Female
Female
Female
Female
Male
Male
Male
Female
Female
Female
Female
Male
Female
B
B
W
W
W
B
W
W
W
W
W
W
W
W
W
W
B
W
W
W
W
W
New Jersey
New Jersey
Alabama
Mississippi
Mississippi
Mississippi
Alabama
Georgia
New York
Alabama
Mississippi
Mississippi
New Mexico
Mississippi
Alabama
Maryland
Maryland
Mississippi
Alabama
Tennessee
Mississippi
Georgia
Technology manager
Retail manager
Real estate agent
Homemaker
Graduate student
Cosmetologist
Accountant
Computer technician
Nonprofit employee
School counselor
Undergraduate student
Administrative assistant
Financial planning assistant
Writer
Engineer
Retired physician
Architect
Restaurant hostess
Accountant
Anthropologist
Service manager
Attorney
Category Frequencies
In order to compare themes across relationships, we
conducted a content analysis of the qualitative data. This
method (using a content analysis on qualitative interview
transcripts) is found in numerous others studies with similar
data sets (e.g., Ahava and Palojoki 2004 [group interviews
with 59 teenage consumers]; Frankwick, Walker, and Ward
1994 [23 managerial interviews]; Kessous and Roux 2008
[16 interviews with consumers]). To quantify the prevalence
Findings
The four broad categories of lockin factors uncovered in
the data include relational benefits/satisfaction, switching
barriers, obligatory factors, and personality factors. See
Service Providers
(Positive Relationships)
(n = 24)
Service Providers
(Negative Relationships)
(n = 20)
Bank
Car maintenance
Contractor
Dentist
Financial advisor
Gym
Hairstylist
Home alarm service
Nail salon
Pharmacist
Printer
Real estate agent
Stockbroker
Veterinarian
Accountant
Bank
Cell phone service provider
Dentist
Dry cleaner
Hairstylist
Hotel
Internet service provider
Landlord
Mortgage lender
Seamstress
Stockbroker
Positive Relationships
Percentage of personal service
relationships: 88*
Percentage of
pseudorelationships: 12
Negative Relationships
Percentage of personal service
relationships: 50
Percentage of
pseudorelationships: 50
Obligatory Factors
Obligation plays a major role in holding customers in service
relationships. Obligatory factors are reasons that involve a
sense of duty or responsibility to continue to do business
with the service provider (i.e., reasons an individual thinks
he or she should stay). Individuals stay because they feel
that staying is the right or moral thing to do or because
others expect them to stay. The participants discussed a
sense of obligation to the service provider based on four
factorslong history with the service provider or a sense of
owing the provider, the expectations of friends or family
members, a family member or friend provides the service,
and the need to help the service provider stay in business.
See Table4 for percentages for all subcategories.
Major Category/Subcategory
Relational Benefits and Satisfaction
Satisfaction
Special treatment benefits: they go out of their way for me
Social benefits: we are friends, we have a lot in common, they
know me
Confidence benefits/I trust them
Switching Barriers
Procedural switching costs, hassle to switch, too much trouble
to find a new provider
Unsure of better alternatives (grass is not greener), fear that
someone else wont be able to do it as well
Discomfort or embarrassment to switch
Obligatory Factors
Length, history, investment in relationship, sunk costs, I owe
them
Expectations of friends or family members (they expect me to
stay), recommended by family member or friend, or family
uses or likes them
Family member or friend of the family provides the service
Need to help the service provider stay in business
Personality Factors
Desire to avoid confrontation or negative situations or to not
hurt others feelings
Resistance to change, routine-seeking, likes the familiar, doesnt
like to experiment
Percentage
of Positive
Relationships
that Include the
Subcategory
(n = 24)
Percentage
of Negative
Relationships
that Include the
Subcategory
(n = 20)
Percentage
Found Across All
Relationships
(n = 44)
100
100
67
63
85
55
25
25
93
86
48
46
25
79
46
5
85
70
16
82
57
38
50
43
46
83
79
10
80
55
30
82
68
46
45
46
17
25
75
13
15
5
60
40
16
16
68
25
29
15
23
Table 5
Number of Categories Mentioned
Categories
Mentioned
4 dimensions
mentioned
3 dimensions
mentioned
2 dimensions
mentioned
1 dimension
mentioned
Positive
Relationships
(Percent)
Negative
Relationships
(Percent)
Overall
(Percent)
63
40
52
13
30
21
25
25
25
Personality Factors
Personality factors related to lockin represent distinctive,
stable traits of an individual that cause them to stay with
(not abandon) a service provider. Two subcategories emerged
in regard to personality or individual difference variables:
(1) the desire to avoid confronting others or hurting other
peoples feelings and (2) resistance to change. Since per
sonality factors have received little attention in regard to
staying in relationships, this topic is especially interest
ing. Surprisingly, although several researchers address
personality variables relative to commitmentrelationship
proneness (see Bloemer and Odekerken-Schrder 2007;
Odekerken-Schrder, De Wulf, and Schumacher 2003;
Vasquez-Carrasco and Foxall 2006) and the needs for social
affiliation and variety (Vasquez-Carrasco and Foxall 2006),
no one addresses the two personality constructs identified
here. People who avoid confrontation prefer not to assert
themselves in order to preserve the rapport and smooth
relations with others (Schroeder 1965). Not surprisingly,
this factor shows up more in negative relationships than
in positive relationships (in more than a three-to-one ratio,
in fact). High avoiders need to be seen as pleasant or nice
(Brock 1998). Avoiding confrontation is often characteristic
Resistance to Change
Individuals who are resistant to change prefer the familiar and
do not change their minds easily. Although this personality
Satisfaction
Many participants talked about staying with their service
provider because they are satisfied with the service. This
is also the concept that has received the most attention in
the literature relative to this topic (Gustafsson, Johnson,
and Roos 2005; Homburg, Koschate, and Hoyer 2005). They
stay because the service is of good quality, the prices are
acceptable, or the service is convenient (e.g., Seiders et al.
2007). To determine their level of satisfaction, an individual
may consider all the positive and negative things about the
Switching Barriers
Discomfort/Embarrassment in Switching
A third factor that participants mentioned is that switching
may be uncomfortable or embarrassing to do, thus causing
them to feel locked in or unable to escape. Interestingly,
although Zaslow (2004) discusses the inability of individu
als to fire their service provider because of the awkwardness
of the situation, this idea appears to have not been stud
ied. Thus, an individual may simply stay (and feel locked
in) in order to avoid the embarrassment of having to say
goodbye.
Running into him would be awkward later. We go to
the same church and I see them all the time. (Anna,
about her alarm service)
If I stopped going to her, seeing her after that would
be painful. Since she is a personal friend, it would be
a little strange. (Teresa, about her printer)
So if I saw her and she asked why I hadnt been in,
I couldnt say that I had been getting my hair cut at
some other place. It would be a little weird. (Blaine,
about his hairdresser)
DISCUSSION
This study contributes to the marketing literature in several
ways. First, we conceptualize and elaborate on the concept
of lockin. We differentiate it from similar ideas, such as
commitment and loyalty, while also drawing on a wide
range of literature to help us conceptualize the idea. Second,
based on our qualitative interviews, we uncover four factors
that appear to serve as lockin factors. While researchers
have previously identified two of these factors (relational
Managerial Implications
By understanding why customers stay (even when not
completely satisfied), service providers benefit in many
ways (Dagger, Donaher, and Gibbs 2009). For example, if a
service provider must cut staff or staff hours, it is important
for managers to consider that these employees may have a
customer base made up of friends, family members, longtime customers of the employee, or individuals who learned
about the employee through someone they care about. By
eliminating that employee, the company may eliminate
profitable customers as well (Beatty et al. 1996).
If a service provider understands its customers and their
personalities, it can more easily encourage those custom
ers to stay. For example, if the service provider finds that
it has a base of customers who are resistant to change and
appreciate routine, it could avoid or slowly introduce new
technologies/changes for that group of customers, or could
offer education to aid this group in learning the new tech
nology. To encourage open communication with customers
who want to avoid confrontation, service providers could
set up convenient, anonymous feedback systems, either
online or through its service establishment. This would
allow service providers to take care of issues that otherwise
would not be addressed. In addition, the knowledge of
customer personality variables will help service providers
understand the customers of its competitors, and how to
effectively reach out to those individuals who are resistant
to change or who avoid confrontation (e.g., offer to contact
the previous provider to obtain all records).
The better a service provider understands the complex
ity and the multitude of reasons customers stay, the better
the firm will know its customers and the more the firm can
work to appeal to those multitude of reasons for staying.
For example, the service provider may want to draw the
customers attention to the length of time he or she has
been in the relationship in order to build up feelings as to
what would be lost if he or she moved on. In addition, the
service provider may wish to thank its customers for their
long-time commitment to the company or for doing their
part to support the business even in rough times.
Further, managers must recognize the downside effects of
lockin relationships, especially those that are negatively
constrained. In Jones et al.s (2007) study, perceptions of
high procedural switching costs increased negative emo
tions and negative word of mouth in both positive and
negative relationships. Service providers that currently have
a satisfied customer base should realize that if they choose
to make it harder for customers to leave (i.e., increasing
procedural switching costs), customers may feel like hos
tages and may advise friends and family to seek alternative
service providers.
Conclusion
The findings of this study suggest that most customers are
not locked into service relationships due to one factor, but
instead by a combination of factors. Each reason binds the
customer to the service provider in yet another way (each
reason creates a root that more firmly plants the customer
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