Professional Documents
Culture Documents
for
AS 3798-2007 Guidelines on earthworks for commercial and residential developments
Licensee:
Mr Bevon Peddell
Date:
Licence Agreement
This is an agreement between the end user of the Product ("Licensee") and SAI Global Limited, 286 Sussex Street, Sydney
NSW 2000 AUSTRALIA, ABN 67 050 611 642.
1. Definitions and Interpretations
Australian Standards means Australian Standards and includes Joint ISO/Australian Standards, Joint NZ/Australian Standards,
current Draft Australian Standards, and amendments to Australian Standards.
Concurrent Users means the maximum number of people able to access the Product at any one time, and is limited to the
number of Licences purchased.
ISO Standards means Standards published by the International Organization for Standardization (ISO), for which SAI Global is
an authorised distributor.
IEC Standards means Standards published by the International Electrotechnical Commission (IEC), for which SAI Global is an
authorised distributor.
Internal use means use of the Product within the Licensees organization.
Licence means the right to access and use the Product.
Licensee means the purchaser and user of the Product.
Product means Australian Standards, ISO Standards and IEC Standards ordered and purchased through the infostore, and
downloaded as electronic PDF files.
2. Product Availability
2.1. The Product is available Click
via the
Wide
the the
useLicence
of a web
browser.scroll
Documents
are provided as PDF files,
onWorld
the red
box Web
abovethrough
to activate
Agreement
bar.
viewable through the use of Adobe Acrobat Reader Version 7 and above.
3. Licence Agreement
WEB LINKS
3.1. By using the Product the Licensee agrees to be bound by the Licence Agreement for the Product.
3.2. The Licensee is granted a non-exclusive
and non-assignable
Licence is
to current
use the Product.
Check
if this document
3.3. Licensees are permitted to use the Product
following
extent:
Findthe
similar
documents
3.3.a. Purchasers of personal user Licences
for the
may locally install and use the Product on the number of individual
Visit
ourProduct
website
computers corresponding to the number of personal users specified in the SAI Global Infostore order. Licensees are permitted to
make paper copies of the Product for Internal use limited to the number of personal users specified in the SAI Global Infostore
order only ( excludes electronic pads of forms ). Licensees are permitted to make one electronic copy of the Product for backup
International Standards on-line at infostore.saiglobal.com/store
purposes.
3.3.b. Purchasers of network Licences for the Product may install and use the Product on a network with the number of
Concurrent Users permitted corresponding to the number of users specified in the SAI Global Infostore order. Licensees are
permitted to make paper copies of the Product for Internal use limited to the number of network users specified in the SAI Global
Infostore order only. Licensees are permitted to make one electronic copy of the Product for backup purposes.
3.4. SAI Global will not in any way provide the Licensee with an updating service for the Product. The Licensee agrees that SAI
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
AS 37982007
Australian Standard
This Australian Standard was prepared by Committee CE-027, Earthworks. It was approved
on behalf of the Council of Standards Australia on 11 December 2006.
This Standard was published on 12 March 2007.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
AUSTROADS
Association of Consulting Engineers Australia
Association of Geotechnical Testing Authorities (Qld)
Australian Building Codes Board
Australian Geomechanics Society
Institute of Public Works Engineering Australia
National Association of Testing Authorities Australia
University of New South Wales
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Australian Standard
Guidelines on earthworks for commercial
and residential developments
Originated as AS 37981990.
Third edition 2007.
Reissued incorporating Amendment No. 1 (August 2008).
COPYRIGHT
Standards Australia
All rights are reserved. No part of this work may be reproduced or copied in any form or by
any means, electronic or mechanical, including photocopying, without the written
permission of the publisher.
Published by Standards Australia GPO Box 476, Sydney, NSW 2001, Australia
ISBN 0 7337 8096 2
AS 37982007
PREFACE
This Standard was prepared by the Standards Australia Committee CE-027, Earthworks, to
supersede AS 37981996.
This Standard incorporates Amendment No. 1 (August 2008). The changes required by the
Amendment are indicated in the text by a marginal bar and amendment number against the
clause, note, table, figure or part thereof affected.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
The objective of this Standard is to provide guidance to those responsible for or involved in
the design, specification, supervision and control testing of earthworks for commercial and
residential developments.
This Standard is a guideline, which is an informative document only.
A1
AS 37982007
CONTENTS
Page
SECTION 1 SCOPE AND GENERAL
1.1 SCOPE ........................................................................................................................ 5
1.2 TERMS AND DEFINITIONS ..................................................................................... 5
1.3 DESIGNATION OF PERSONNEL ............................................................................. 7
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
APPENDICES
A
REFERENCED DOCUMENTS ................................................................................ 32
B
TYPICAL SITE RECORD SHEETS ......................................................................... 34
C
STATISTICAL METHODS IN EARTHWORKS ..................................................... 40
D
SUITABILITY OF COMPACTION EQUIPMENT FOR VARIOUS TYPES OF
FILL MATERIALS ................................................................................................... 42
AS 37982007
STANDARDS AUSTRALIA
Australian Standard
Guidelines on earthworks for commercial and residential developments
SECT ION
SCOPE
AND
GENERA L
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
1.1 SCOPE
This Standard provides guidance on the specification, execution, and control testing of
earthworks and associated site preparation works for commercial and residential
developments. This Standard does not in itself constitute a specification for earthworks and
the specifier should consider the applicability of these guidelines to the project under
consideration.
The Standard is not intended to be used for pavements, major roadworks, or water-retaining
structures. Such works require special consideration.
Residential developments in the context of this Standard are intended to include single lot
development up to broad acre subdivisional development for detached or semi-detached
housing. The Standard is not intended to be sufficient for medium- or high-density
residential development without due consideration by a suitably qualified professional.
Historically, previous editions of this Standard have been used to assist in the specification
and execution of earthworks beyond the intended scope of the document. Whilst with due
consideration some aspects of this Standard may be applicable to such works, designers and
specification writers should be aware the guidance given herein may not be applicable. In
such circumstances, appropriate advice should be sought from a suitably qualified
professional before adopting this Standard.
Where the depth of filling required for works to which this Standard would otherwise be
applicable exceeds 5 m, advice from a geotechnical professional should be sought.
1.2 TERMS AND DEFINITIONS
For the purpose of this Standard, the definitions below apply.
1.2.1 Cohesionless soil
Poorly graded sand and gravel mixture, generally with less than 5% fines (i.e., particles
finer than 75 m diameter), which is non-plastic and which does not exhibit a well-defined
moisture-density relationship when tested in accordance with AS 1289.5.1.1 or
AS 1289.5.2.1.
1.2.2 Cohesive soil
Material that has a well-defined moisture-density relationship when tested in accordance
with AS 1289.5.1.1 or AS 1289.5.2.1.
NOTE: This may include well-graded granular materials such as crushed rock.
www.standards.org.au
Standards Australia
AS 37982007
1.2.4 Compaction
The process whereby the density of a soil mass is increased by mechanical, usually
dynamic, means. This typically involves tamping, rolling, impact or vibration, or a
combination of these processes. This process results in a relocation of the soil particles and
in the expulsion of air from the soil mass, usually without significantly altering the amount
of water in the soil.
1.2.5 Consolidation
The process by which water, and sometimes air, is expelled from a soil mass over time due
to the action of an imposed static stress and causes settlement.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
NOTE: The terms compaction and consolidation are not interchangeable and consolidation should
not be referred to in earthworks specifications.
For cohesive soils, the dry density ratio determined in accordance with
AS 1289.5.4.1, or the Hilf density ratio determined in accordance with AS 1289.5.7.1.
For cohesionless
AS 1289.5.6.1.
determined in
accordance
with
1.2.12 Rockfill
Fill composed almost exclusively of fragments of broken rock. It generally consists of a
large portion of gravel and larger sized fragments, and may contain large open voids.
1.2.13 Structural fill
Any fill that will be (or may be), required to support structures or associated pavements, or
for which engineering properties are to be controlled. Sometimes referred to as controlled
or engineered fill.
1.2.14 Subgrade
The earth material on which it is proposed to construct a pavement. This is often taken as
being to a depth of 300 mm below the level from which the formal pavement is constructed.
Standards Australia
www.standards.org.au
AS 37982007
1.2.15 Topsoil
A surficial soil containing some organic matter, usually darker than the underlying soils.
1.3 DESIGNATION OF PERSONNEL
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
For the purpose of this Standard, the following terms are relevant:
(a)
(b)
The designer.
(c)
(d)
(e)
(f)
(g)
The geotechnical testing authority (GTA)an organization that should be used for the
testing as detailed in Section 7 and Section 8.
www.standards.org.au
Standards Australia
AS 37982007
SECT ION
I NVEST I G AT I ON,
AND DES I GN
P L A NN I NG
The investigation, planning and design for projects involving earthworks require the
designer give consideration to those factors that may affect the works. Before site works are
commenced, some or all of the following details may need to be taken into account:
(a)
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
The necessity to obtain approvals will extend to off-site locations, such as borrow
areas and haul routes.
(b)
(c)
(d)
(e)
(f)
(g)
A1
Approval from the relevant authorities should be obtained prior to either the
placement of fill on flood-prone lands or construction of drainage structures, i.e.,
culverts in natural watercourses.
The placement of fill or construction of cuts may impact the flow of subsurface water
and may lead to localized instability. Special provisions may be necessary to account
for the potential effect of the works in this situation.
(h)
Erosion and siltation Protection of the earthworks from erosion, both during
construction and after construction, needs to be taken into account. Run-off from the
works, and areas affected by the works, may be subject to special provisions (see
Item (g) above).
Standards Australia
www.standards.org.au
(i)
AS 37982007
Sloping ground Special precautions where the earthworks are constructed on sloping
ground include
(i)
benching of the surface of the natural ground to assist in the placing of the fill
and to key the fill to the foundation soil;
(ii)
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
(j)
Slope stability The basis for the assessment of the short- and long-term stabilities of
natural slopes, cut-face slopes and fill slopes is
(i)
(ii)
Each stability assessment needs to take into account any existing slopes, proposed
undercut and surcharge of the slopes and the effect of water seepage on the slopes.
Each slope should be selected with regard to the required access, including
maintenance, e.g., mowing.
(k)
Zoning Zones for fill may be designated by specific locations and levels within the
earthworks. The bases for the selection of fill within zones are
(i)
easily compacted fill near existing structures, to minimize the compactive effort
and consequent risk of damage;
(ii)
(iii) fill containing large fragments, i.e., rock or building rubble, not within the top
600 mm or at greater depth if trenches are to be constructed for footings or
services, or piers or piles have to penetrate the fill; and
(iv)
(l)
saline fill not within the top 600 mm where vegetation may be established.
Soft or compressible foundation soils Soft or compressible soils do not form a good
foundation on which to place and compact fills, and may need to be excavated.
Alternatively, fill (which is readily compactable) may be placed in the lower levels of
the earthworks immediately above such soils. Geosynthetics or some other ground
improvement techniques may also be considered (see Item (v)).
To minimize displacement of such soils during construction, the earthworks should be
programmed to avoid unnecessary loading of the foundation, e.g., appropriate routing
of fill haulage equipment or stage construction.
The calculation of quantities needs to take into account the effect of compression of
the foundation soils.
(m)
Reactive soils The moisture content of reactive soils after compaction of fills should
approximate the estimated long-term moisture content, which may be about the same
as the moisture content for the undisturbed reactive soils at or about the depth of
seasonal influence.
(n)
(o)
Existing filled ground Existing filled ground, for which the conditions of the
placement are not adequately documented as described in Clause 3.4, should not be
assumed to be either of the standard of compaction or of the composition adequate to
support fill or any other loads.
www.standards.org.au
Standards Australia
AS 37982007
10
Site investigations, which may include test pits, test bores, test rolling (see
Clause 5.5), or other methods, are necessary to assess the degree of compaction and
composition of the existing filled ground. Analysis of the results obtained from these
investigations will allow an assessment of the adequacy of the existing filled ground
or the extent of remedial works that may be required. Such remedial works could
include complete removal.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
(p)
Non-potable water The suitability of non-potable water for increasing the moisture
content of fill should be evaluated by field and laboratory trials. Saline waters should
not be used
(i)
in the upper layers of fill, beneath either bituminous sealed pavements or areas
where vegetation may be established; and
(ii)
(q)
(r)
(s)
Surcharging of slopes Cut face and fill slopes, sides of trenches and slopes
supported by retaining walls should not be loaded, e.g., by construction equipment,
materials, soil and the like, unless the assessment of the slope stability (see Item (j))
included an allowance for particular load(s).
(t)
A1
(ii)
(u)
(ii)
(v)
(w)
Standards Australia
www.standards.org.au
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
11
A1
AS 37982007
(x)
(y)
Retaining walls The compaction of fill against retaining walls may induce higher
pressures than adopted in the design. The nature of the fill to be used, the specified
level of compaction, and the type of compaction equipment to be used, should be
assessed in selecting design fill loads on retaining walls.
(z)
Potential acid sulfate soils In certain areas, particularly in coastal marine deposit
areas, the presence of considerable amounts of iron sulfates is possible. Disturbing or
exposing these soils to air may cause the formation of sulfuric acid. Excavation and
movement of such soils are subject to strict environmental controls that normally
expect chemical treatment to avoid contamination of streams and drains. Consultation
with the relevant environmental authority is required prior to the excavation or use of
such soils.
NOTE: For sampling and investigation of soil for iron sulfate content, see AS 4482.1.
www.standards.org.au
Standards Australia
AS 37982007
12
SECT ION
DOCUMEN TAT I ON
3.1 GENERAL
This Section includes details of the documentation for the design and construction of an
earthworks project.
3.2 INVESTIGATION AND PLANNING
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Investigations for the planning of earthworks for use by the designer, the constructor and
other interested parties should include the following:
(a)
(b)
Site investigation of the project and any associated sites, covering, where applicable,
the
(i)
(ii)
(B)
(iii) special areas due to groundwater, seepage, rock, reactive and collapsing soils;
(iv)
(v)
(vi)
(c)
Where applicable, an outline of other plans that have been considered in the
investigation. This should include the points discussed in Section 2.
(d)
Adequate specification and drawings to allow the proper pricing, planning, execution
and supervision of the works. Plans, sections and elevations should clearly show areas
of earthworks, identifying areas requiring specific treatments. Particularly on larger
projects, the specification and drawings should adequately define the following:
(i)
(ii)
www.standards.org.au
13
AS 37982007
(iv)
Criteria for selection of materials for placement in various parts of the fill and
for material to be excluded from fill. Material descriptions should be clear,
unambiguous and in accordance with AS 1726.
(v)
(vi)
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
(vii) The scope of the commission to be given to the geotechnical inspection and
testing authority (see Clause 1.3).
(viii) Either the methods to be used for construction or the requirements to be met by
test in the finished project. It is generally unwise to mix performance and
method specifications. Where a performance specification is adopted,
restrictions on methods should be limited to those absolutely necessary (for
example, to limit the risk of damage to nearby structures).
(b)
Site investigation information, including that given in Clause 3.2(b), together with
details of, and provision for, access to any further relevant information for the
purpose of design or construction planning. Selective provision of available site
investigation data can give rise to serious problems, either engineering or legal, or
both, and should not be done without due consideration of the issues involved. An
overview of the issues is given in a monograph on this subject.*
(c)
3.4 CONSTRUCTION
Adequate records need to be kept during construction, including conditions encountered,
works as executed, testing and any alterations to the specification and drawings. As a
minimum, these records should show the following:
(a)
(b)
(c)
Location of any trees or large shrubs that may have been removed.
(d)
Materials exposed after stripping and the criteria upon which the decision to cease
stripping was made.
(e)
(f)
(g)
(h)
(i)
Location and level of each compliance test, together with test results. Where a test is
a retest of a lot that was previously rejected, this should be stated.
(j)
Action taken where testing indicated that the specified criteria had not been met.
Any areas in which the fill material or compaction is to be of a lesser standard or a greater
standard than elsewhere on the site should be clearly identified.
*Guidelines for the provision of geotechnical information in construction contracts, Canberra, The Institution
of Engineers, Australia, 1987
www.standards.org.au
Standards Australia
AS 37982007
14
(b)
(c)
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
NOTE: Typical examples are given in Appendix B and contain only relevant technical
information relating to the work as executed. It is likely that records of other aspects of the
works, such as weather conditions, work hours, breakdown and standby times, instructions issued,
conversations between parties, visitors to the site and the like may need to be kept by the
superintendent, the constructor or other parties, for the purpose of contract administration.
Standards Australia
www.standards.org.au
15
S E C T I ON
AS 37982007
M A T E R I A L S
4.1 GENERAL
The earthworks for most projects for which this Standard is intended will involve cut-to-fill
operations using on-site materials. Importation of suitable material on to the site may also
be required.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
In some instances, materials may be encountered which are unsuitable for use as fill, or
which may require particular attention in their placement and control, if they are to be used.
This Section provides guidelines regarding material acceptance and control. It is important
to note that the primary requirement of a fill is dimensional stability, that is, a fill should
not settle nor heave excessively in service. This relies upon control of (among other things)
the shrink-swell properties of the near surface materials and the modulus or stiffness of the
material. It is neither usual nor convenient for these properties to be directly controlled in
works and as such the usual forms of specification only indirectly consider these properties.
4.2 MATERIALS SOURCED ON SITE
On many projects it may be assessed that material, or portion of the material, to be won
from cuts or borrow pits on site will be suitable for the works. In such cases, the specifier
may have an adequate understanding of this material to be able to relax the requirements
that might apply to imported or other material.
4.3 UNSUITABLE MATERIALS
Some materials are unsuitable for forming structural fill and should be either removed to
spoil or used in non-critical areas. Unsuitable materials may include
(a)
organic soils, such as many topsoils, severely root-affected subsoils and peat;
(b)
materials contaminated through past site usage which may contain toxic substances or
soluble compounds harmful to water supply or agriculture;
NOTE: Disposal of such materials will generally require special consideration, and often will
be subject to control by regulatory authorities.
A1
(c)
materials containing substances that can be dissolved or leached out in the presence
of moisture (e.g., gypsum), or which undergo volume change or loss of strength when
disturbed and exposed to moisture (e.g., some shales and sandstones), unless these
matters are specifically addressed in the design;
(d)
(e)
other materials with properties that are unsuitable for the forming of structural fill;
and
(f)
fill that contains wood, metal, plastic, boulders or other deleterious material, in
sufficient proportions to affect the required performance of the fill.
In some circumstances a design may allow for the use of some of these materials in
structural fill. Before allowing for such use, advice from a geotechnical professional should
be sought.
www.standards.org.au
Standards Australia
AS 37982007
A1
16
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Clays of high plasticity, which may be reactive and need to be selectively placed
within the fill and under strict moisture and density control.
(b)
Material, which, after compaction, contains large particles, which may lead to
difficulties in the excavation of trenches for footings or services, driving of piles or
drilling of piers (if this is necessary).
(c)
Overwet materials (as may be encountered in low-lying areas), which may be difficult
to satisfactorily dry out within an economical time for use in the project.
(d)
Single-sized or gap-graded gravels or rock fill that will not break down on
compaction, leaving voids into which finer material may subsequently migrate.
(e)
Saline, chemically aggressive or polluted soils, and carbonate soils where acid
disposal may occur.
(f)
(g)
Standards Australia
www.standards.org.au
17
SE C T I O N
CO M PA CT I O N
AS 37982007
CR I T E RI A
5.1 GENERAL
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
www.standards.org.au
Standards Australia
AS 37982007
18
TABLE 5.1
MINIMUM RELATIVE COMPACTION
Minimum relative compaction, %
Minimum density ratio
(at standard compactive effort)
(Cohesive soils)
(see Note 1)
Minimum density
index
(Cohesionless soils)
(see Note 2)
95
(see Note 3)
70
98
(see Note 4)
75
95
70
98
75
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Item
Application
NOTES:
1
Density ratio may be either dry density ratio (see AS 1289.5.4.1) or Hilf density ratio (see AS 1289.5.7.1) as
applicable. These test methods require reporting to the nearest 0.5% and this is assumed in these values.
Density index as a means for control of achieved relative compaction may be difficult to use and interpret.
Local correlations with other methods may exist and can be used where these are well established.
Development on this fill will be restricted to single- and some double-storey houses, with floor slab average
imposed bearing pressure not exceeding 20 kPa, and strip or pad footings not exceeding imposed bearing
pressures of 100 kPa. Residential developments imposing higher pressures other than these are considered as
commercial. A minimum dry density ratio of 98% or higher may need to be considered if collapse on
saturation or excessive settlement is likely to occur.
Commercial developments are likely to impose loads on fills that will have a more severe effect than those of
houses, even where contact pressures are limited to those stated. The designer, in association with a
geotechnical professional, should assess the load-carrying capacity and expected deformations associated
with proposed filling and be satisfied the fill can perform its required function. Where highly loaded fills are
proposed, the minimum relative compaction may need to be increased.
Where pavements will be required to carry a significant volume of heavy vehicles, the minimum compaction
criteria for the upper levels of the fill may need to be reviewed. For all pavements, it is essential that the
specification for compaction of subgrade materials reflects the condition under which tests carried out for
pavement thickness design are conducted.
Local practice in some areas for well-known materials may rely on acceptance criteria based on other
parameters, e.g., penetrometers as described in AS 1289.6.3.2 and AS 1289.6.3.3.
The ground surface exposed after stripping should also be compacted in accordance with Table 5.1, to a depth
of not less than 150 mm. If this is not carried out or not possible (for example, due to presence of soft
ground), the consequences should be taken into account by the designer.
The above criteria should be applied in conjunction with visual appraisal of the standard of compaction by
the superintendent or as otherwise provided in the contract. The specification should define the circumstances
where visual appraisal (including test rolling, if appropriate) may override test results for relative
compaction, as per Section 7.1.
It is recognized that in some parts of Australia, such as Central Australia and much of Western Australia, the
use of modified compactive effort is preferred, because the natural moisture content more closely
approximates the modified optimum rather than the standard optimum. This Standard does not give guidance
on minimum relative compaction requirements in these areas.
www.standards.org.au
19
AS 37982007
In clay soils, large modern compaction equipment will often operate more effectively at
moisture contents that are substantially lower than the optimum moisture content
determined in the standard compaction test (see AS 1289.5.1.1); however, many types of
clays placed in this manner may swell significantly and lose strength if they are wetted up
after compaction. Such compaction of fill may affect the site classification determined in
accordance with AS 2870, or result in subgrade strengths less than assumed in design.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Some materials degrade rapidly during compaction (e.g., some weak or weathered rocks);
therefore, care is required to avoid over-compaction of such materials. In such a situation,
the designer may need to consider revision of the relative compaction guidelines of
Table 5.1 to take account of the associated changing compaction characteristics. This will
be particularly important where further breakdown occurs during laboratory compaction.
NOTE: If further breakdown occurs during laboratory compaction, the resulting moisture density
relationship may not satisfactorily relate to that which existed at the time of field compaction. As
a consequence, comparison of the field dry density to the laboratory maximum dry density
(MDD) may not adequately reflect the design intent (if MDD reduces with breakdown), or may
unfairly penalize the constructor (if MDD increases with breakdown). Where such variations are
likely, testing should be carried out at the time of design and realistic requirements, which reflect
the design intentions, should then be specified. It is not appropriate in these circumstances to
sample material for laboratory testing before field compaction (see Clause 7.4).
www.standards.org.au
Standards Australia
AS 37982007
20
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Static smooth steel wheeled rollers with a mass of not less than 12 t and a load
intensity under either the front or rear wheels of not less than 6 t/m width of wheel.
(b)
Pneumatic tyred plant with a mass of not less than 20 t and a ground contact pressure
under either the front or rear wheels of not less than 450 kPa per tyre. The area over
which this ground contact pressure is applied should be not less than 0.035 m2 per
tyre.
(c)
Highway truck with rear axle or axles loaded to not less than 8 t each with tyres
inflated to 550 kPa.
www.standards.org.au
21
SECT ION
AS 37982007
CONSTRUCT IO N
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
6.1.2 Fencing
Fencing should be installed as required, before earthworks commence, to define the limits
of the work, to restrict construction plant to the site or for public protection.
6.1.3 Drainage, erosion and sedimentation control
Earthworks should avoid the siltation or erosion of adjoining lands, streams or
watercourses.
Drainage, erosion and sedimentation control should be installed before the natural surface is
disturbed. Sedimentation basins, stream diversion or other works may be appropriate in
some environments or topography. Careful planning is required for these works.
Erosion and sedimentation control may be aided by minimizing the area of disturbance and
by the progressive re-vegetation or development of the site.
6.1.4 Site clearing
The site should be cleared (to the minimum extent required for the work) of all trees,
stumps and other materials unsuitable for incorporation in the works.
The roots of all trees and debris, such as old foundations, buried pipelines (and the like)
should be removed to sufficient depth to prevent inconveniences during subsequent
excavation or foundation works. Resulting excavations should be backfilled and compacted
to the same standard as that required for subsequent filling operations.
Disposal of cleared combustible material may have to be off-site if clean air or bushfire
regulations prevent on-site burning (see Clause 6.1.8).
6.1.5 Stripping
A1
The area on which the fill is to be placed and the area from which the cut is to be removed
should be stripped of all vegetation and of such soils as may be unsuitable to support the
proposed loadings or for incorporation in fills subject to density, moisture or other specified
controls. Topsoil and severely root-affected soils may need to be stripped as unsuitable
material or as required for subsequent revegetation.
Geotechnical assessment of the depth and quality of topsoil or vegetal cover of the
underlying soils and of the quality and depth of the proposed fill may obviate the need for
such stripping in some circumstances.
All stripped materials should be deposited in temporary stockpiles or permanent dumps in
locations available for subsequent re-use if required, and where there is no possibility of the
material being unintentionally covered by, or incorporated in, the earthworks.
A1
Special care is needed to ensure that materials that will inhibit or prevent the satisfactory
placement of subsequent fill layers are not allowed to remain in the foundations of fills.
www.standards.org.au
Standards Australia
AS 37982007
22
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Where a fill abuts sloping ground, benches should be cut in the ground. It is unlikely that
slopes flatter than an 8:1 (horizontal to vertical) gradient will require benching. The
benches should be shaped to provide free drainage. The depth of bench should be not less
than 100 mm, but generally be of the order of 300 mm; however, it may vary depending on
the natural slope of the ground, the nature and proposed end-use of the fill and the
equipment being used.
The boundary of cut-and-fill areas requires special consideration. All topsoil and other
compressible materials should be stripped prior to benching into the natural material of the
cut zone.
6.1.7 Foundation preparation
Wherever practicable, the ground surface exposed after stripping should be shaped to assist
drainage and be compacted to the same requirements as for the overlying layers of fill,
utilizing suitable equipment, in accordance with Note 7 to Table 5.1.
Subject to the required end-use of a site, the surface exposed upon completion of excavation
works may also require preparation prior to fill placement proceeding. This will typically be
the case whenever subsequent fill is to be placed, as might be the case for pavement
construction or base material beneath a floor slab, or in the case of existing fill that is to be
retained in situ or for the identification of potential weakness in the subgrade. In such
circumstances, it will be necessary to treat the area in an appropriate manner.
Such treatment may include loosening the exposed excavation surface by scarifying to a
depth of at least 150 mm, and to then moisture-condition and compact this loosened
material. The depth to which scarifying carried out should not exceed that which can be
compacted.
Alternatively, existing fill or weak or variable subgrade materials may respond to ground
improvement using an impact roller or impact compaction and, if considered appropriate, a
trial or specification should be applied.
In ground where it is impracticable to achieve compaction of the existing or stripped
surface, design advice should be sought from a geotechnical professional. In such cases, a
working platform generally of granular material, end-dumped and spread in sufficient depth
to allow the passage of earthmoving equipment with minimal surface deflection, may
provide a suitable foundation for subsequent filling. In some cases, it may be appropriate to
place geosynthetics across the natural or stripped surface before such fill placement is
carried out.
Localized springs or seepages in the foundation area, detected during site investigation for
the work, should be noted and allowed for in the design. If such problems are not detected
until the works are in progress, they should be investigated so that measures such as subsoil
or rock rubble drains may be designed for incorporation in the works.
6.1.8 Off-site disposal
All materials arising from site preparation works should be managed in accordance with the
requirements of the relevant regulatory authorities. This may require segregation by
material type, classification and, where required, disposal at facilities appropriately licensed
to receive the particular materials.
Standards Australia
www.standards.org.au
23
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
(b)
the expected rate of output of the earthmoving, delivery and spreading equipment;
(c)
(d)
www.standards.org.au
Standards Australia
AS 37982007
24
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
If the moisture content of the fill falls below the specified minimum, water should be added
either on the fill or in the cut/borrow area before it is transported to the fill area. Water
applied on the fill should be finely sprayed and uniformly blended throughout the full depth
of uncompacted material. If the moisture content of the uncompacted fill is non-uniform,
the material should be mixed to provide a consistent moisture distribution. Care is needed
to ensure that mixing or blending does not produce segregation of the fill material.
If the moisture content of material is above the specified maximum, drying of the material
may be accelerated by aeration or by blending with drier materials. If the moisture content
is such that it approaches saturation at the specified density, it may be difficult, if not
impossible, to achieve the specified compaction.
Control of moisture content should be applied not only to the upper layer of uncompacted
material, but also to the material of the previously compacted layer. This surface material
should be brought to within the specified moisture range before it is covered by a new
layer.
If rain is threatening or the site is to be left unattended, the upper surfaces of fills should be
crowned and, if possible, sealed with rubber-tyred or smooth-wheeled plant and graded to
prevent ponding.
6.2.4 Fill compaction
Each layer of fill should be compacted as a systematic construction operation, using plant
that is specifically assigned to the compaction task and which tracks progressively across
the surface of the fill. Construction and earthmoving plant may be routed to assist in this
regard.
Selection of the compaction equipment requires careful consideration of the job
specification requirements. The plant should be capable of compacting all of the fill area,
including its edges and junctions with the natural ground.
Fill batter faces should be compacted as a separate operation or, alternatively, overfilled
and cut back. The trimmed and compacted batter face should have a roughened surface to
reduce run-off velocities and aid revegetation, if required.
Where testing of a lot shows that it does not comply with the specification it should be
reworked and retested, as necessary, to confirm compliance.
Additional moisture blending or drying out may be required to facilitate recompaction. The
surfaces of all fill layers should be shaped to provide drainage and to prevent ponding,
which will cause deterioration of previously compacted fill layers.
6.2.5 Surface heaving
Surface heaving results from the compaction of materials approaching saturation and
inhibits further compaction. The development of surface heaving on fills may be avoided by
the following:
(a)
Ensuring that the moisture content of materials during placement avoids near
saturation at the specified density.
(b)
Providing drainage on the surface of fills and preventing the ponding of water on fill
layers.
(c)
Standards Australia
www.standards.org.au
25
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
A1
Fill adjacent to structures such as pipes, culverts, abutments, retaining walls or other
structural components, or the backfill of trenches, may need to take into account of some or
all of the following:
(a)
The strength or age of the structure(s), e.g., the quality of cast in situ concrete, before
filling can commence.
(b)
The filter zone to be provided adjacent to weep holes or other subsoil drainage
systems.
(c)
The quality of fill. Sand, natural gravel or quarry products may be specified to
facilitate compaction in confined areas to minimize differential settlement, which
might otherwise overload the structure or to divert seepage to subsoil or other
foundation drainage systems.
(d)
The type and method of compaction compared with normal fill construction. Fill
should be brought up equally on each side of pipes and culverts, to avoid unbalanced
loading. The first layers of fill over the top of structures will require careful
placement. The design should specify the depth of fill to be placed over pipes or
culverts, or special conditions that might apply to other structures. In some cases,
internal propping may be required if normal compaction is to be used immediately
above or adjacent to structures.
(e)
The excavation and filling of trenches, or testing of trench backfill, may require
special precautions to protect the safety of personnel or equipment involved in the
work, based on relevant regulations and site-specific risk assessments.
www.standards.org.au
Standards Australia
AS 37982007
26
SE C T I ON
M E T H O D S
O F
T E ST I N G
7.1 GENERAL
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
This Section describes the procedures to be followed when carrying out acceptance testing
of field compaction. In considering this Section, it will be necessary to have established the
requirements of the specification for the work to be tested and of the relevant test
procedures.
Acceptance testing, based on a comparison of the density achieved in the field with that of
some reference density established in a laboratory, provides an indirect measurement of the
performance of the compacted fill material. Consequently, it is essential that the
documentation (see Clause 3.3) include a satisfactory basis for achieving the required
performance. Measurement of relative compaction in general is not sufficient to assess
compliance and should be used in conjunction with visual inspection of the compaction
process and, where applicable, test rolling.
Strength or other tests may provide a measurement of the performance of the compacted fill
material.
NOTE: Comment on the application of statistical methods in earthworks is given in Appendix C.
(b)
Standards Australia
www.standards.org.au
27
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
NOTE: The sample will comprise either the material recovered from the field density
determinations or from that volume of material considered in the field density determination as in
the case of testing using nuclear gauges. In most instances, the amount of soil will be insufficient
to allow satisfactory completion of the laboratory reference density test. In such circumstances,
additional material should be recovered immediately from around the zone in which the field
density determination was made and over the full depth considered in that determination, but no
deeper. The sides of any excavation made to recover such material should be approximately
vertical.
The sample for the laboratory reference density test should be taken from the compacted
material immediately after (or during) the field density determination. Only when it has
been established that the influences of field compaction do not affect the value of the
laboratory reference density, is it appropriate to sample from the stockpile or the test area
prior to compaction.
AS 1289.5.4.1 and AS 1289.5.7.1 require that a laboratory reference density value be
determined for each field density determination.
The requirement for a laboratory reference density test for each field density should apply
equally to any retest of an area, whether such retesting be required after previous testing has
indicated inadequate compaction and further compaction has been carried out, or whether
merely checking compaction after some period of time but without further work having
been carried out on the area.
7.5 USE OF DIFFERENT TEST PROCEDURE
In general, the test procedure for determination of relative compaction should not be varied
for a given soil type by using more than one test procedure for either field density or
reference density. In particular, control of moisture content, relative to optimum moisture
content determined in accordance with AS 1289.5.7.1, should not be included with or
compared to those determined in accordance with AS 1289.5.1.1 and AS 1289.5.2.1,
as different results may be obtained. The use of different test procedures may be misleading
for some clays of high plasticity.
In certain circumstances, alternative testing strategies may be appropriate, e.g., in the case
of verifying deep compaction achieved by impact rollers or impact compaction. Trial
programs may be required to develop the most appropriate testing regime for any particular
project or site.
7.6 PERMISSIBLE OVERSIZE
AS 1289.5.1.1 and AS 1289.5.2.1 restrict the maximum particle size in the test specimen to
37.5 mm. Many engineering materials contain a proportion of larger material, which can be
accommodated in the field density determination, provided appropriate test procedures are
followed. AS 1289.5.4.1 and AS 1289.5.7.1 provide a basis for adjusting the reference
density to make allowance for the presence of this oversize material in the field and its
exclusion from the laboratory reference density test.
7.7 PREPARATION OF LABORATORY REFERENCE DENSITY SAMPLES
All samples for laboratory reference density testing should be prepared in accordance with
AS 1289.1.1. This requires the soil to be prepared over a 10 mm screen.
www.standards.org.au
Standards Australia
AS 37982007
28
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Standards Australia
www.standards.org.au
29
SECT ION
I NSPECT I ON
AS 37982007
AND
TES T I NG
8.1 GENERAL
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
To assess whether the quality of materials and workmanship provided on a project are
consistent with the design requirements, the earthworks for a project should be inspected
and tested at regular and appropriate intervals, having regard to the nature of the work, its
required function and the specification. The specification should detail the level of
inspection and testing required as detailed in Clauses 8.2 and 8.3.
Adequate control of earthworks will require appropriate inspection and should not rely on
test results alone. These inspection measures may include visual assessment of fill or
foundation materials, test rolling, surveillance of compaction procedures and compaction
trials. Relative compaction testing may be supplemented by other testing.
8.2 LEVEL 1 INSPECTION AND TESTING
The primary objective of Level 1 Inspection and Testing is for the geotechnical inspection
and testing authority (GITA) to be able to express an opinion on the compliance of the
work. The GITA is responsible for ensuring that the inspection and testing is sufficient for
this purpose.
The GITA needs to have competent personnel on site at all times while earthwork
operations are undertaken. Such operations include the following:
(a)
(b)
(c)
(d)
(e)
Test rolling.
(f)
Testing.
The superintendent should agree on a suitable inspection and testing plan prior to the
commencement of the works.
On completion of the earthworks, the GITA will usually be required to provide a report
setting out the inspections, sampling and testing it has carried out, and the locations and
results thereof. Unless very unusual conditions apply, the GITA should also be able to
express an opinion that the works (as far as it has been able to determine) comply with the
specification and drawings.
A1
www.standards.org.au
Standards Australia
AS 37982007
30
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
The GITA should have the necessary independence, equipment and competence to be able
to undertake all inspections and testing called for. Inspections and testing should be carried
out by competent personnel experienced and knowledgeable in earthworks, materials and
have a sound understanding of the implication of the specification requirements, e.g.,
geotechnical professional, geotechnician experienced in earthworks or an inspection
authority accredited in accordance with ISO/IEC 17020 to perform such earthworks
inspections.
The GITA may provide on-site field density and moisture content testing and sampling of
earthwork materials. It is unlikely (except for very small projects) that the inspector of the
works will be able to adequately fulfil this function and undertake the necessary laboratory
reference density testing. Such reference density testing may be undertaken offsite or
separately by a dedicated site laboratory.
A1
A GITA may also operate as a GTA where only Level 2 sampling and testing is specified.
8.5 GEOTECHNICAL TESTING AUTHORITY (GTA)
The GTA should have the necessary independence, equipment and competence to be able to
undertake all testing called for.
The GTA should perform all sampling and testing both on site and at the laboratory. When
the earthworks site is remote from a central testing laboratory, in order to assist in the
timely production of the test results, a laboratory may be established on site.
On very large projects, the amount of laboratory testing required may require separate staff
to perform field testing and laboratory testing.
8.6 STATEMENTS OF COMPLIANCE
Having regard to relevant State regulations, the superintendent may request suitable
statements of compliance to specifications and codes at the time of employing a GITA. In
cases where a GTA is employed for Level 2 supervision only, the statement of compliance
is the responsibility of the superintendent.
8.7 FREQUENCY OF TESTING
Testing is expensive and time-consuming; therefore, the frequency and extent of testing
should be carefully chosen, in conjunction with test rolling, to assess the compliance of
completed work without adding unnecessary costs or delays. Such testing should be carried
out by competent personnel experienced in earthworks testing. The project may require that
the testing authority be accredited in accordance with ISO/IEC 17025 to perform the
testing.
The precise scope of services to be provided by the GITA or the GTA may differ from one
contract to another and, therefore, should be ascertained before work begins. A testing
strategy established at the commencement of work may be reassessed if a high degree of
uniformity becomes evident during construction.
A guide to the required frequency of testing for earthworks projects, to which this Standard
is applicable, is given in Table 8.1. In variable or difficult conditions, more frequent testing
may be required. These testing frequencies relate to acceptance on a not one to fail basis,
and may need to be varied if statistical control techniques are employed (see Appendix C).
For projects requiring more than just a few tests to check compliance, the testing should
essentially be carried out in a number of randomly chosen locations and at the frequencies
given in Table 8.1. However, for small projects, it may be appropriate to undertake testing
in specific locations, based on visual appearance or past experience (e.g., compaction may
be more difficult to achieve adjacent to access holes, kerbs or over backfilled service
trenches).
Standards Australia
www.standards.org.au
31
AS 37982007
It should not be assumed that a test result applies only to the area immediately surrounding
it. Where any test in a lot (see Clause 1.2.8) indicates that compliance with the specification
has not been achieved, the lot is considered to have failed. On this basis, the entire lot needs
to be reworked and retested. Selection of a lot for testing requires careful consideration.
TABLE 8.1
FREQUENCY OF FIELD DENSITY TESTS
Type of earthworks
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
A1
Trenches
NOTES:
A1
The above guidelines refer to the determination of relative compaction using a direct method; however,
where an indirect method is used, e.g., Perth sand penetrometer (AS 1289.6.3.3), some interpretation of
the guidelines may be required.
Tests in areas of uncertain compaction and retests of failed areas should be carried out. These are
additional to the testing recommended in this Table.
Where Level 2 sampling and testing has been specified it may be acceptable to test more than one layer
per site visit, by excavating to the test level. When testing a layer that has already been overlain by
additional earthworks, the test site should be prepared by scraping off the overlying layer(s) and preparing
a suitable pad for testing as required by AS 1289.5.3.1, AS 1289.5.3.2 or AS 1289.5.8.1.
www.standards.org.au
Standards Australia
AS 37982007
32
APPENDIX A
REFERENCED DOCUMENTS
AS
1289
1289.1.1
1289.1.4.2
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
1289.5.1.1
1289.5.2.1
1289.5.3.1
1289.5.3.2
1289.5.3.5
1289.5.4.1
1289.5.5.1
1289.5.6.1
1289.5.7.1
1289.5.8.1
1289.6.3.2
1289.6.3.3
1289.6.5.1
1726
2870
4482
4482.1
Standards Australia
www.standards.org.au
33
ISO
ISO/IEC
17020
17025
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
AUSTROADS
NTR-09
Pavement materials: statistical assessment of quality
www.standards.org.au
Standards Australia
AS 37982007
34
APPENDIX B
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Sheet No.:
Date:
Job No.:
Project:
Owner:
Constructor:
Superintendent:
Inspection and testing by (GITA/GTA):
Level 1 or 2:
GITA/GTA retained by:
Earthworks in current progress:
Materials testing: Refer to material, type, source, purpose of testing, sampling methods
and locations, test types, sample reference numbers, results obtained, and to whom
distributed.
Field density testing: Refer to types of test, section of work to which tests apply, test
locations and levels, test reference numbers, results obtained, and to whom distributed.
Standards Australia
www.standards.org.au
35
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Works meeting geotechnical requirements: Refer to work type (e.g. stripping, subgrade
compaction), basis of assessment (e.g. inspection, test reference numbers, and the like),
extent of works apparently complying and requirements met.
Works failing to meet geotechnical requirements: Refer to work type (e.g., stripping,
subgrade compaction), basis of assessment (e.g., inspection, test reference numbers,
and the like), extent of work apparently failing to comply, requirements not met, action
taken (instructions issued, retests ordered, and the like).
SIGNED:
POSITION:
DATE:
As appropriate
www.standards.org.au
Standards Australia
AS 37982007
36
Sheet No.:
Date:
Job No.:
Project:
Owner:
Constructor:
Superintendent:
Level 1 or 2:
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Weather:
Standards Australia
www.standards.org.au
37
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Method of recording locations and/or levels: By whom, reference marks, bench marks,
where recorded.
SIGNED:
www.standards.org.au
POSITION:
DATE:
Standards Australia
AS 37982007
38
Sheet No.:
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Job No.:
Project:
Owner:
Constructor:
Superintendent:
Level of engagement of geotechnical inspection and testing authority in accordance with
AS 3798, Section 8.
Standards Australia
www.standards.org.au
39
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Estimated
volume
m
Number of tests
Material quality
Total
Failed
Field density
Total
Failed
Compaction
Remarks:
NoteUnless engaged at Level 1 (see AS 3798 Clause 8.2) a testing authority is not in a
position to express an opinion as to whether the works comply with the drawings or
specification or are suitable for a particular purpose.
Signed: _______________________________________
www.standards.org.au
Standards Australia
AS 37982007
40
APPENDIX C
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Earth materials are inherently variable and, whilst working from borrow to fill often acts to
reduce the variability, compacted fill is also variable. Thus the density and moisture content
of a fill will vary from any one location to other locations, even if considerable care is
taken to attempt to achieve a uniform result.
The not any to fail specification commonly applied to small earthwork projects is based
on a successful history of producing suitable fills and only indirectly accounts for the
inherent variability. So-called statistical methods have been applied to earthworks, in an
attempt to quantify the variability. These methods are used for two general purposes as
follows:
(a)
Quality control (QC)to control the process, the contractor uses quality control to
provide advance warning of any changes in the earthwork quality so that the method
can be changed to ensure continuing satisfactory placement. It can also be used to
estimate the in situ properties of the fill.
(b)
Quality assurance (QA)to ensure that the product (fill) quality is within
specification requirements. In this Standard, it is quality assurance that is being
considered and two terms require definition as follows:
(i)
Owners risk (often B)the risk of accepting fill as having a certain quality
when, in fact, it does not.
(ii)
Contractors risk (often )the risk of fill being rejected as not having a
certain quality when, in fact, it does.
The owners risk can always be reduced to zero simply by always rejecting the product.
There is then no chance of accepting poor quality material. The obvious problem with this
is that the contractors risk is 100% and good quality material is always rejected. Statistical
methods should aim to balance these risks. To reduce both risks simultaneously requires a
reduction in the uncertainty regarding the actual quality of the product, which is generally
achieved by increasing the number of samples used in decision-making.
At present, statistical QA schemes find little application in works within the scope of this
Standard. In Australia, such schemes find their main use in larger road construction
projects, under the control of state road authorities.
In large areas or for large volumes of earthworks, the amount of testing for field moisture
content and density may be considerable. More efficient use of testing may be made by
applying statistical methods to selection of test sites and to the test results based on lots of
work.
The publication AUSTROADS NTR-09 provides a working basis for the development of
suitable statistical specifications for earthworks covered by this Standard, by the suitable
selection of proportion defective, acceptable quality levels and operating characteristic
curves.
Standards Australia
www.standards.org.au
41
AS 37982007
Stratified random sampling To ensure independence, lots are frequently divided into
equal areas or portions called strata. Where the number of sample tests required is
known, the lot is subdivided so that one test is selected from each stratum. Random
numbers are used sequentially to define the longitudinal and lateral position for each
site within each stratum in turn. This process is termed random stratified sampling.
(b)
Systematic sampling Systematic sampling occurs when the longitudinal and the
lateral locations of test sites are selected at fixed intervals.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
C3 ACCEPTANCE
When using statistical acceptance schemes, the acceptance values are based on
characteristic values of the properties, e.g., density ratio.
The characteristic values are calculated using the following equation:
C = Mean k s
where
C = characteristic value
k
= standard deviation of the values in the lot for the number of tests performed
(b)
(ii)
adjusted payment.
Suitable k values for different number of tests and different levels of risk are shown in
AUSTROADS NTR-09.
C4 OUTLIER RESULTS
AUSTROADS NTR-09 provides information on the treatment of outlier results. In cases
where a result or results are outliers, it is preferable to retest the lot rather than to adjust the
acceptance criteria based on a reduced number of samples in order to reduce bias.
www.standards.org.au
Standards Australia
AS 37982007
42
APPENDIX D
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Equipment
Rubber-tyred rollers
Grid rollers
Sheepsfoot rollers:
Static
Vibrating
Tampers, rollers
All types
Standards Australia
www.standards.org.au
43
AS 37982007
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
CORRECTION
SUMMARY: This Amendment applies to the Preface, Section 2, Clauses 4.3, 4.4, 6.1.5, 6.2.6, 8.3 and 8.4, and
Table 8.1.
Published on 5 August 2008.
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
AS 37982007
44
NOTES
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).
Standards Australia
Standards Australia develops Australian Standards and other documents of public benefit and national interest.
These Standards are developed through an open process of consultation and consensus, in which all interested
parties are invited to participate. Through a Memorandum of Understanding with the Commonwealth Government,
Standards Australia is recognized as Australias peak non-government national standards body. Standards Australia
also supports excellence in design and innovation through the Australian Design Awards.
For further information visit www.standards.org.au
Australian Standards
Committees of experts from industry, governments, consumers and other relevant sectors prepare Australian
Standards. The requirements or recommendations contained in published Standards are a consensus of the views
of representative interests and also take account of comments received from other sources. They reflect the latest
scientific and industry experience. Australian Standards are kept under continuous review after publication and are
updated regularly to take account of changing technology.
International Involvement
Standards Australia is responsible for ensuring the Australian viewpoint is considered in the formulation of
International Standards and that the latest international experience is incorporated in national Standards. This role is
vital in assisting local industry to compete in international markets. Standards Australia represents Australia at both
the International Organization for Standardization (ISO) and the International Electrotechnical Commission (IEC).
Licensed to Mr Bevon Peddell on 7 September 2009. 1 user personal user licence only. Storage, distribution or use on network prohibited (10053121).