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Culture Documents
Defining Statement
Introduction
History
Culture Selection and Development
Glossary
aseptic The absence of contaminating
microorganisms.
auxotrophy The inability to synthesize a substance
necessary for growth.
bacteriophage Viruses that infect and replicate within
bacteria. Often referred to as phage.
bioreactor A closed vessel used for fermentation or
enzyme reaction.
BOD (biological oxygen demand) The amount of
oxygen required by microorganisms to carry out
oxidative metabolism in water containing organic
matter, such as sewage.
chemostat A continuous culture system that maintains
microorganisms in exponential growth phase for an
extended time, usually by limiting an essential nutrient.
constitutive Expression of a gene without regulation of
RNA polymerase. Some production cultures are
mutated to constitutively express genes critical for
making the desired product.
corn steep liquor A by-product of the corn wet milling
process, rich in organic nitrogen and other nutrients;
used as an inexpensive nutrient source in fermentation.
dissolved oxygen The quantity of oxygen dissolved in
fermentation broth, expressed as percent of saturation.
Abbreviations
BOD
DO
GMO
MSG
Defining Statement
Fermentation has been used since before recorded history
to make food products, and today hundreds of products are
NRRL
OUR
PLA
TCA cycle
made by industrial fermentation. Fermentation development involves selection and genetic development of the
production culture, process development, and scale-up.
Once in production, physical and chemical parameters
349
Introduction
Many products are made by industrial fermentation
today, including amino acids, enzymes, organic acids,
vitamins, antibiotics, solvents, and fuels (Table 1). Most
industrial fermentations use bacteria, yeast, and fungi, but
some processes use algae, plant, or animal cells.
There are several reasons that certain products are
made by fermentation:
Examples
Functions
Organic
acids
Organic
chemicals
Amino acids
Antibiotics
Enzymes
Biopolymers
Vitamins
Cell mass
History
Humans have used fermentation from before the beginning of recorded history to make products for everyday
use. For millennia, the primary use of microbial processes
was to preserve or alter food products for human consumption. Fermentation of grains and fruit produced
bread, beer, and wine, which retained much of the nutrition of the raw materials while keeping the products from
spoiling. The natural yeasts that caused the fermentation
added some vitamins and other nutrients to the bread or
beverage. Lactic acid bacteria fermented milk to yogurt
and cheeses, extending the shelf life of milk products.
Other food products were preserved or enhanced in flavor
by fermentation, such as pickled vegetables and the fermentation of tea leaves and coffee beans.
Fermentation was more art than science until the second
half of the nineteenth century. A batch was begun with
either a starter culture a small portion left from the
previous batch or the cultures naturally residing in the
product or vessel. The notion that microbes were responsible for fermentations was not introduced until 1857, when
Louis Pasteur published a paper describing the cause of
failed industrial alcohol fermentations. He also quantitatively described microbial growth and metabolism for the
first time and suggested heat treatment (Pasteurization) to
improve the storage quality of wines. This was the first step
toward sterilization of a fermentation medium to control
contamination. The use of pure yeast cultures for beer
production was introduced in Denmark in 1883 by Emil
Christian Hansen. Beer and wine were produced on a
relatively large scale at the beginning of the eighteenth
century to satisfy the demands of growing urban populations. In the mid-nineteenth century, the introduction of
denaturation freed ethanol from the heavy beverage tax
burden so that it could be used as an industrial solvent
and fuel.
The first large-scale aseptic fermentation was acetone
butanol fermentation, which both Great Britain and
Germany pursued in the years preceding World War I.
The initial objective was to produce butanol as a precursor
for butanediol for making synthetic rubber. After the war
began, Great Britain was cut off from its supply of acetone
for munitions manufacture, which had previously been
imported from Germany, shifting the focus to acetone.
As the process was developed and scaled up, it was
found that the producing culture, Clostridium acetobutylicum,
would become overwhelmed by the competing bacteria
introduced from the raw materials. The culture medium
had to be sterilized and the process run under aseptic
conditions. All penetrations on the reaction vessel were
steam sealed to prevent contamination. Production eventually took place in Canada and the United States due to
the availability of inexpensive raw materials.
351
In 1919, the 18th amendment to the constitution prohibited alcoholic beverages in the United States, making
facilities available for other uses. The emphasis in fermentation shifted to organic acids, primarily lactic acid, and citric
acid, which could be produced in the nonsterile beer and
wine fermentors. As part of an effort to find uses for agricultural products during the depression, the USDA
Northern Regional Research Laboratory (NRRL) pioneered the use of surplus corn products, such as corn steep
liquor, and the use of submerged fungal cultures in fermentation. Previously, fungi had been grown on solid media or
on the surface of liquid media. This set the stage for largescale production of penicillin, discovered in 1929 in Britain,
developed in the 1930s and commercialized in 1942 in the
United States. It was the first so-called miracle drug, routinely curing bacterial infections that had previously caused
serious illness or death. The demand was very high during
World War II and the following years. Penicillin was initially produced as a surface culture in quart milk bottles, but
the cost, availability, and handling of bottles severely limited
the expansion of production. Scientists at the NRRL, with a
new production culture discovered on a moldy cantaloupe,
developed submerged culture fermentation. This led to
major increases in productivity per unit volume and the
ability to greatly increase the scale of production by using
stirred tank bioreactors. The success of penicillin inspired
pharmaceutical companies to launch massive efforts to discover and develop many other antibiotics in the 1940s and
1950s. Most of these fermentations were highly aerobic,
requiring high aeration and agitation. As the scale of production increased, mass transfer became limiting. The field of
biochemical engineering emerged as a distinct field at this
time to study mass transfer problems in fermentation and to
design large-scale fermentors capable of high transfer rates.
In the 1960s, amino acid fermentations were developed
in Japan. Initially, monosodium glutamate (MSG) was
produced as a flavor enhancer to replace MSG extracted
from natural sources. Other amino acid fermentations
were developed using cultures derived from glutamic
acid bacteria. Commercial production of enzymes for
use in industrial processes began on a large scale in the
1970s as well, accounting for 80% of all enzymes in
commercial use. The discovery of the tools of genetic
engineering in the 1970s expanded the possibilities of
products made by fermentation. In 1977, insulin was the
first genetically engineered product to be commercialized. Since then, many genetically engineered products
have been produced on a large scale.
Selection
Candidate cultures should produce, or have the metabolic
potential to produce, the desired product. Other attributes
are important, such as substrate specificity, nutritional
requirements, physiological characteristics (pH and temperature ranges, oxygen requirements, shear sensitivity,
etc.), fermentation by-products, effects on downstream
processing, and environmental and health effects.
Literature searches can narrow the range of cultures to
be screened, saving valuable time in culture selection.
Culture collections often have cultures with some of the
desired characteristics. However, it is sometimes necessary to isolate cultures from the environment.
Determining where organisms with the desired characteristics live and how to separate them from the other
cultures present takes considerable care. A thorough
understanding of the physiology of the desired microorganism is necessary to design an isolation and selection
strategy. Successful isolation of useful cultures requires a
combination of several enrichment and selective methods.
A system of storing and cataloging potentially useful
isolates is crucial, so that commercially viable cultures
are not lost. After initial screening, there are usually many
potential isolates. Secondary screening eliminates false
positives and evaluates the potential of the remaining
candidates. The list of candidates is narrowed as much
as possible using mass screening methods, such as agar
plates with selective growth inhibitors or metabolic indicators. Advances in robotics and spectrophotometric
analysis have allowed the screening of thousands of
potential cultures in multiwell plates. Once potential
candidates have been reduced to a more manageable
number, more detailed studies are performed in shake
flask culture, which is time-consuming and expensive
compared to mass screening. Finally, the initial isolates
are reduced to a few promising candidates.
Development
There is a vast array of tools available to geneticists for
improving the production capabilities of cultures. These
include classical genetics (pre-genetic engineering), gene
cloning, directed mutagenesis, directed evolution, and
metabolic flux analysis. The goal of genetic modification
is to eliminate or reduce unwanted metabolic pathways,
enhance desired pathways, modify substrate or product
specificity, or reduce product feedback inhibition.
The terms Yx/s, Yp/s, and Yco2/s are the yield coefficients
for cell mass, product, and CO2, respectively. In most
industrial fermentations, the carbon usually comes from
carbohydrates such as sugars or starches. The nitrogen is
from a variety of organic and inorganic sources and from
the ammonia added to control the pH. Phosphate, sulfur,
and magnesium are added as salts or in complex nutrients.
The micronutrients are often derived from the water or
other raw materials, or added as mineral salts. Some commonly used fermentation substrates are shown in Table 2.
Many microbes are auxotrophs for specific growth
factors, such as vitamins or amino acids, and will be
growth limited without adequate quantities of the compound in the medium. This is usually evident by the
cessation of growth and production in the presence of
adequate substrate and oxygen. Other cultures may not
have an absolute requirement for a growth factor, but
grow at a reduced rate in the absence of the specific factor.
In many cases, the exact requirements are not known, but
complex substrates are required for optimal growth. It
is often necessary to screen a variety of potential
nutrients and combinations of nutrients to satisfy the
requirements and minimize raw material costs. Another
Raw material
Carbon
Glucose
Sucrose
Lactose
Corn syrup
Starch
Ethanol
Paraffin
Vegetable oils
Beet molasses, cane
molasses
Ammonia
Urea
Ammonium nitrate
Ammonium sulfate
Soy flour
Corn or wheat gluten
Cottonseed oil
Casein
Brewers or bakers yeast
Yeast extract
Corn steep liquor
Distillers dry solubles
353
(a)
1.E+00
Scale-Up
= 0.001
1.E01
= 1.5
=2
=4
1.E02
1.E03
1.E04
(b)
10
15
20
Number of generations
25
30
1.E+00
=2
Fraction of parent organism
1.E01
1.E02
= 0.01
= 0.0001
= 0.00001
1.E03
1.E04
10
15
20
Number of generations
25
30
355
Types of Bioreactors
Selection of a reactor design for a particular process
depends on many factors, including mass transfer considerations, mixing, shear sensitivity, broth viscosity, oxygen
demand, reliability, sterilization considerations, and the
cost of construction and operation. There are a wide
variety of bioreactor designs, generally falling into two
major categories: mechanically agitated and pneumatically agitated reactors, most commonly stirred tank and
the airlift reactors, respectively (Figures 2 and 3).
Stirred tank reactors use sparged air and submerged
impellers to aerate and mix the broth. They are designed
for highly aerobic cultures and viscous fermentations.
Large-Scale Operation
Inoculum Production
Motor
Gas
exhaust
Mechanical
seal
Media
fill
Steam
seal
Air
Baffle/
cooling-coil
Cooling
jacket
Impellers
Sparge
ring
Harvest
Figure 2 Stirred tank bioreactor (drawing by Wade Rambo).
Air
Down
flow
Up-flow
Cooling
jacket
Draft
tube
Sparge
ring
Harvest
Figure 3 Airlift bioreactor (drawing by Wade Rambo).
forces are much lower, thus being useful for shearsensitive cultures or in processes where the energy cost
of agitation and heat removal is a significant factor. The
simpler mechanical design, higher reliability, and ease of
cleaning make airlift reactors more suitable for extended
or continuous operations. Most large-scale airlift fermentors are used for plant effluent treatment, production of
bakers yeast, or fungal fermentations where the size of
the mycelial pellets is controlled by shear forces.
Modes of Operation
There are three basic modes of operation: batch, fed
batch, and continuous, with variations in these three
basic modes (Figure 4). In batch mode all the ingredients
required for fermentation, with the exception of pH control chemicals (usually ammonia), are added to the
fermentor prior to inoculation. The fermentation is run
until the nutrients are exhausted; then the broth is harvested. The advantage is simplicity of operation and
reduced risk of contamination. It is useful in fermentations with high yield per unit substrate and with cultures
that can tolerate high initial substrate concentrations.
Fed batch mode starts with some of the nutrients in
the fermentor at inoculation. Concentrated nutrients are
(a)
Volume
Media
fill
Gas
exhaust
Time
Volume
Time
Volume
(c)
Time
(d)
Volume
(b)
Time
Figure 4 Changes in fermentor volume with time for different
modes of fermentor operation: (a) batch, (b) fed batch,
(c) repeated batch, (d) continuous.
357
359
Future Prospects
Concerns about global warming and diminishing stocks of
fossil hydrocarbons have encouraged research into fermentation as an alternative supply of fuels, chemicals,
and plastics from renewable resources. This is partly
responsible for the rapid increase in the US production
of fuel ethanol (Figure 5), which was expected to exceed
7.8 billion gallons in 2008. The feedstock for most ethanol
production in the United States is corn starch, and estimates of the effect of ethanol fermentation on net fossil
fuel consumption and greenhouse gas production vary
widely. These calculations depend on a number of
assumptions made about the process the energy costs
of growing corn, transporting crops, and distributing the
ethanol, as well as the effect of process by-products on the
net carbon balance. There is also concern that using food
crops for fuel will cause increases in food prices, exacerbating hunger problems in developing countries.
Producing ethanol from plant cellulose, such as corn
6000
5000
Fermentation products are often produced in dilute aqueous solutions that also include the cell mass, metabolic byproducts, and various salts, making recovery of the product
from the broth a major part of the fermentation process. The
degree of purification of the product depends on the type of
product and the end use. Industrial enzymes, for example,
are often separated from the cell mass and concentrated by
ultrafiltration to make a crude extract. At the other extreme,
antibiotics and therapeutic proteins for human use must be
very pure and require extensive downstream processing.
Millions of gallons
Downstream Processing
4000
3000
2000
1000
0
1980
1985
1990
1995
Year
2000
2005
2010
361
Further Reading
De May M, De Maeseneire S, Soetaert W, and Vandamme E (2007)
Minimizing acetate formation in E. coli fermentations. Journal of
Industrial Microbiology and Biotechnology 34: 689700.
Demain AL and Davies DE (eds.) (1999) Manual of Industrial
Microbiology and Biotechnology, 2nd edn. Washington, DC: ASM
Press.
El-Mansi EMT, Bryce CFA, Demain AL, and Allman AR (eds.) (2007)
Fermentation Microbiology and Biotechnology, 2nd edn. Boca
Raton, FL: CRC Press.
Gordon JM and Polle JEW (2007) Ultrahigh bioproductivity from algae.
Applied Microbiology and Biotechnology 76: 969975.
Junker B (2004) Scale-up methodologies for Escherichia coli and yeast
fermentation processes. Journal of Bioscience and Bioengineering
97: 347364.
Junker B, Lester M, Leporati J, et al. (2006) Sustainable reduction of
bioreactor contamination in an industrial fermentation pilot plant.
Journal of Bioscience and Bioengineering 102: 251268.
Kaur J and Sharma R (2006) Directed evolution: An approach to
engineer enzymes. Critical Reviews in Biotechnology 26: 165199.
Masato I, Ohnishi J, Hayashi M, and Mitsuhashi S (2006) A genomebased approach to create a minimally mutated Corynebacterium
glutamicum strain for efficient L-lysine production. Journal of
Industrial Microbiology and Biotechnology 33: 610615.
Patnaik R (2008) Engineering complex phenotypes in industrial strains.
Biotechnology Progress 24: 3447.
Sauer M, Porro D, Mattanovich D, and Banduardi P (2008) Microbial
production of organic acids: Expanding the markets. Trends in
Biotechnology 26: 100108.
Schmeisser C, Steele H, and Sreit WR (2007) Metagenomics,
biotechnology with non-culturable microbes. Applied Microbiology
and Biotechnology 75: 955962.