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RESEARCH ARTICLE
ABSTRACT
ARTICLE HISTORY
Introduction
High-resolution measurements of contemporary
crustal deformation to determine strain rates, fault
slip rates and degree of interseismic coupling on faults
are fundamental to understanding the seismic risk at
plate boundaries. GPS velocities are one of the primary
sources of information available to constrain the distribution of active plate boundary deformation and the
dynamics and mechanics of continental plate boundaries. At subduction zones, where GPS networks are
near a potentially locked subduction interface, the
resultant velocities elds are complex and can reect
elastic strain due to interseismic coupling on the
subduction interface, as well as upper plate faulting
processes (e.g. McCaffrey et al. 2000; Wallace et al.
2004).
Two of the most popular ways to interpret complex
interseismic velocity elds at plate boundaries are: (1)
an elastic block modelling approach (e.g. McCaffrey
2002; Wallace et al. 2004; Meade & Hager 2005); and
(2) a strain-rate mapping approach (e.g. Haines 1982;
Haines & Holt 1993; Beavan & Haines 2001). Block
models break a region into a series of elastic tectonic
blocks, and t GPS velocities with a combination of
tectonic block rotation (typically using poles of
rotation) and interseismic locking on block-bounding
faults. However, surface velocities are a long-wavelength response to deformation sources and therefore
provide low-resolution information, which inherently
KEYWORDS
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LL DIMITROVA ET AL.
45
Figure 1. A, Tectonic setting with faults from the GNS active fault catalogue (solid grey lines), grey dashed lines show depth contours to the top of the subduction interface (from Williams et al. 2013) and slow slip event contours (red lines). Long-term convergence rates at the trench (in mm a1; from Wallace et al. 2012a) show motion of the subducting Pacic Plate relative to the forearc.
B, GPS stations and velocity eld (relative to a xed Australian Plate; from Beavan et al. 2016) averaged over the 19952003 time
period used in this study.
Methodology
To investigate the details of crustal deformation in the
North Island and the northern part of the South Island
of New Zealand, we use the methodology of Haines
et al. (2015) to solve the horizontal-component
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LL DIMITROVA ET AL.
(1)
(2)
ux uy
+
+ f x = 0,
m
+
y
y
x
ux uy
+
m
x
y
x
(4)
2mn ux
2m uy
+
+ f y = 0,
+
y 1 n x 1 n y
l
is the Poisson ratio. These
2(l + m)
equations are simply the equations for plane stress
with zero tractions at the surface (e.g. Malvern 1969;
Turcotte & Schubert 2002; Bower 2009) and the
VDoHS-rate term explicitly included.
where n =
We have therefore converted the horizontal-component force-balance equations at the Earths surface
into 2D second-order partial differential equations
for the horizontal velocities ux , uy in terms of the
VDoHS rates surface quantities f x , f y . As shown in
Haines et al. (2015), the ux , uy values are much
smoother and more widely distributed spatially than
the f x , f y values, whereas the strain rates
uy
ux
1 ux uy
, exy =
+
, e yy =
have interexx =
2 y
x
x
y
mediate smoothness. In other words, f x , f y values provide the highest-resolution surface expression of
deformation due to subsurface sources.
Inversion process
We follow Haines et al. (2015) to solve the horizontal
force-balance equations at the Earths surface
(Equations 3, 4). We start by constructing an initial
coarse grid with vertices at the GPS stations. This is
done to ensure that the VDoHS rates will be dependent
on only nearby values of observed GPS velocities. To
avoid singularity of the velocity matrix, if GPS stations
are closer than a minimum spacing, we replace the sites
with a single vertex at the average location of the GPS
stations weighted by the inverse of the velocity variances (e.g. Figure S1). We refer to the resultant vertices
as function sites. For each function site i we create a
VDoHS-rate basis function wi (x), with value 1 at the
function site and value 0 at the other function sites.
Basis functions are typically used in expanding general
functions, and a linear combination of the basis functions represents every function in the function space.
In our case, we create the VDoHS basis functions
based on the Argyris shape functions, and we solve
the force-balance equations in the forwards calculation
for the corresponding velocity functions (see Figures
S2, S3 for an example of a basis VDoHS rate function
and the corresponding velocity response). These velocity functions are in turn used to expand the GPS velocity eld and the inversion aims to nd the
coefcients multiplying the velocity functions that
best t the GPS velocity observations. Note that the velocity functions are longer wavelength compared to the
VDoHS basis functions.
Argyris elements are used in these calculations to
ensure continuous rst derivatives of the VDoHS
rates at element boundaries. Argyris elements have 21
degrees of freedom per element, which are reduced to
one per component of VDoHS rate at the GPS station
nodes (function sites) by using minimisation of integrals of squared magnitudes of derivatives to specify
the other degrees of freedom in terms of the degrees
of freedom we retain, that is, the VDoHS-rate values
at the function sites (Haines et al. 2015). This results
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(7)
(8)
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LL DIMITROVA ET AL.
m2 =
a=x,y
b=x,y
Description
1.1
1.2
1.3
1.4
1.5
2.1
2.2
2.3
3.1
3.2
3.3
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Figure 3. VDoHS rates scaled by shear modulus for A, vertical right-lateral strike-slip fault, and B, reverse dip-slip fault dipping at
12 to the top with variable locking depth slipping at 10 mm a1. The horizontal distance scale is kilometres. Surface projection of
the top of the slipping zone is shown in a dashed white line, while solid white lines are where fault planes extend to the surface.
VDoHS-rate magnitudes are plotted on logarithmic scale, while VDoHS-rate vectors are scaled to be proportional to VDoHS-rate
magnitude to the power of 0.25.
and some portions of the Raukumara Peninsula), indicating a complex pattern of locking and unlocking
along the subduction interface averaged over our
period of observation (see further discussion in Locking along the subduction interface).
The VDoHS rate pattern in the southern North
Island and northern South Island is generally complex,
due to overprinting of many closely spaced tectonic
structures. In areas with GPS coverage however, the
overall large-scale pattern across the Marlborough
Fault System and the southwestern portion of the
Wellington and Wairarapa faults of the VDoHS
arrows are approximately parallel to the faults; vectors
northwest of the faults point in the northeast direction
and vectors to the southeast of the faults point
southwest, consistent with these fault zones being
right-lateral strike-slip. This is consistent with the
large shear-strain rates and directions of principal
contraction in the region (Figure 5). Note that in the
Marlborough Fault System, the NE-trending arrows
begin just north of the Clarence Fault indicating that
most of the strike slip occurs on the Clarence and
Hope Faults, while relatively lesser amounts occur on
the Awatere and Wairau faults. This is consistent
with the cumulative strike-slip rate for the Hope and
Clarence faults being nearly c. 25 mm a1 (Van Dissen
& Yeats 1991; Langridge et al. 2003; Van Dissen & Nicol
2009), while the Wairau and Awatere faults combined
probably only accommodates 810 mm a1 of strike
slip (e.g. Benson et al. 2001; Mason et al. 2006;
Zachariasen et al. 2006).
In the central TVZ at Lake Taupo, the VDoHS-rate
vectors point radially outwards indicating extension
similar to an expanding Mogi source (Haines et al.
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LL DIMITROVA ET AL.
Figure 4. VDoHS-rate vectors (106 km1 a) scaled by the VDoHS-rate magnitude to the power of 0.25 from our inversion (raw
model). Background colour is areal strain (in strain/year) with hot colours (pink/tan to red) showing extension and cold colours
(blue) showing contraction. Slow slip contours are shown in red for HB, Hawkes Bay; G, Gisborne; K, Kapiti; M, Manawatu. We indicate possibly locked (L) and unlocked (U) areas of the subduction interface at the Hikurangi margin, according to the VDoHS and
areal strain rates. The contour of 20% locking from Wallace et al. (2012a) is shown in black.
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Figure 5. Shear strain and maximum contraction directions plot. AF, Alpine Fault; AwF, Awatere Fault; CF, Clarence Fault; CK, Cape
Kidnappers; CT, Cape Turnagain; HF, Hope Fault; MFS, Marlborough Fault System; NIDFB, North Island Dextral Fault Belt; WF, Wairau
Fault.
Discussion
Locking along the subduction interface
At a subduction zone the VDoHS rates above the
locked subduction interface should point in the direction of motion of the subducting plate, while the
VDoHS rates above an unlocked (slipping) subduction
interface point in the opposite direction towards the
trench. The boundary where the VDoHS rates reverse
direction should lie directly above the boundary
between the locked and unlocked portion of the subduction interface (Figures 2B and 3). A locked interface
will also be accompanied by increased contractional
strain above the locked area and changes in the distribution of shear strain.
Along the east coast of the North Island the VDoHS
rates change direction from pointing in the direction of
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LL DIMITROVA ET AL.
surrounding the seamounts. This small-scale heterogeneity in locked v. creeping patches is probably why we
dont see a clear unlocking signal that correlates with
SSEs offshore of the Gisborne area in contrast to other
SSE regions of the North Island. North of Gisborne,
the VDoHS rates shift to a trenchwards direction
again, indicating a mostly creeping subduction interface
beneath the northern half of the Raukumara Peninsula.
The trenchwards-pointing VDoHS rates in northern
Raukumara are also likely to be inuenced by upper
plate extensional faults (see discussion in Extensional
collapse of the forearc)
The portion of the southern North Island that exhibits strong interseismic locking in the campaign GPS
data (Figure 4) has not experienced large SSEs in the
last 12 years and the landwards-pointing VDoHS
rates and high rates of contraction (0.040.06 strain/
year) are consistent with the idea that this region of
the plate interface is indeed locked. The accumulating
elastic strain in this region is likely to be relieved in
large earthquakes on the subduction interface, and represents a signicant seismic risk as has been suggested
by previous workers (Darby & Beavan 2001; Wallace
et al. 2004, 2012a; Lamb & Smith 2013). We also
note a patch of high contractional strain and
inwards-pointing VDoHS rates in the southern
Hawkes Bay region, just to the west of the Maraetotara
Plateau. We suggest that this may be a small locked
patch at 2030 km depth on the subduction interface,
just downdip of the southern Hawkes Bay SSEs and
updip of the Manawatu SSEs. This possible locked
patch beneath the southern Hawkes Bay region has
not yet been recognised in previous studies of Hikurangi locking, and likely represents signicant spatial
heterogeneity of locking in the alongstrike transition
from deep locking (south Hikurangi) to shallow locking (north Hikurangi).
53
and Wairarapa Fault System, the maximum contraction directions are oriented mostly perpendicular to
the faults. Further north along the North Island Dextral
Fault Belt, the principal contractions are oriented more
northeasterly and oblique to the strike-slip faults, as
expected for right-lateral strike-slip faulting there.
It is likely that the dominantly margin-perpendicular contraction directions from the GPS velocities are
strongly inuenced by interseismic locking on the subduction thrust. To address this, we remove the elastic
component of the velocity eld due to subduction
interface coupling using the model of Wallace et al.
(2012a), and obtain VDoHS rates and strain rates
from the corrected velocity eld. The orientation of
the principal contraction directions for the corrected
solution (i.e. with subduction locking removed) is
shown as red bars on Figure 6. The contraction directions in the models with subduction locking removed
are far more compatible with the styles of faulting in
the southern North Island, as they are rotated in a
more northeasterly direction compared to the raw
(margin perpendicular; black bars) contraction directions. This indicates that stresses arising from interseismic coupling on the subduction thrust are a temporary
phenomenon, and do not exert a strong inuence on
the long-term upper plate deformation patterns. We
also note that there is little difference in the contraction
directions between the corrected and uncorrected
models in the southern North Island and northern
South Island. This likely indicates incomplete removal
of the locking signal by the model of Wallace et al.
(2012a).
We also compare our raw and corrected principal
contraction directions with the axis of maximum horizontal compressive stress (SHmax) derived from earthquake focal mechanisms (Townend et al. 2012; Figure
6; SHmax are cyan bars). If the contemporary deformation processes as measured by seismological and
GPS data are the same, we expect the SHmax directions
and our principal contraction directions to agree.
There is good agreement between the seismological
SHmax and the raw principal contraction directions in
parts of the TVZ, the Whakatane Graben, along the
central and northern portion of the North Island Dextral Fault Belt, the northern part of the Raukumara
Peninsula and the northern part of the Maraetotara
Plateau. There are large angular differences in the western portion of the North Island (e.g. Taranaki and
Waikato regions); however, the strain rates there are
small and the maximum contraction directions derived
from GPS are therefore not well resolved.
There are large angular differences between the
SHmax directions and our maximum contraction directions from our raw (uncorrected) inversion in the forearc of the southern Hikurangi margin. Principal
contraction directions from our corrected model,
after subtracting the locking model (see section on
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LL DIMITROVA ET AL.
related to magmatic and/or hydrothermal system processes must strongly inuence crustal deformation in
large portions of the TVZ. Holden et al. (2015) also
observe a similar zone of contraction from GPS data
in the Okataina region, and Hamling et al. (2015)
observe a large amount of subsidence in this area (up
to 2 cm a1). Hamling et al. (2015) use a deating sill
model for the TVZ to t GPS and InSAR displacement
data. Their model predicts c. 1820 mm a1 contraction in the central part of the TVZ, where our areal
strains from the horizontal GPS are also contractional.
Hamling et al. (2015) argue that the majority of the
contraction may be due to volume loss due to
magma cooling at 410 km depth.
Conclusions
We have analysed interseismic GPS velocities from
campaigns spanning 19952013 (Beavan et al. 2016)
using a new method to estimate high-resolution strain
rates and vertical derivatives of horizontal stress
(VDoHS) rates. Our new higher-resolution strain-rate
maps reveal zones of extension within the forearc, in
the northern Raukumara Ranges and Maraetotara Plateau, which may represent gravitational collapse of the
forearc in regions of high uplift rates. One of the most
striking results are the high rates of contraction
throughout the central Taupo Volcanic Zone, which
is in contrast to long-term extension observed there
(e.g. Villamor & Berryman 2001). Contemporary contraction in the TVZ may be due to the presence of a
shallow cooling magma body beneath the central
TVZ (Hamling et al. 2015).
Our VDoHS rate map provides a high-resolution
image of possible locked (and unlocked) regions
along the Hikurangi subduction margin that agrees
well with previous studies (Darby & Beavan 2001; Wallace et al. 2004, 2012a; Lamb & Smith 2013). The
VDoHS rates and strain rates are consistent with a deeply locked southern Hikurangi subduction interface, as
well as small locked patches near Gisborne. Our results
also highlight (for the rst time) a possible deeper
locked patch beneath the southern Hawkes Bay region,
west of the Maraetotara Plateau. The remaining segments on the Hikurangi subduction interface beneath
north and central Hawkes Bay and the Raukumara
Peninsula appear to be unlocked during the c. 20year period of this study.
We compare principal contraction directions from
our models (before and after removing a locking
model for the Hikurangi subduction margin) with
onshore faults and SHmax directions from historical seismicity (Townend et al. 2012). In most of the North
Island, there is much better agreement between the principal contraction directions that are corrected for locking and the SHmax directions and fault orientations.
This indicates that historical seismicity is more strongly
Supplementary data
Figure S1. Grid used in this study. GPS sites are shown in red
circles, while function sites are shown in black squares.
Figure S2. Examples of 2D VDoHS-rate basis functions
scaled by shear modulus wi (x) for the mesh in Figure S1.
Basis function sites are shown as black dots, and the
basis functions are unit-less and have values 1 at the corresponding function sites and 0 at other function sites.
Within the triangles in Figure 5 Argyris elements are
used to interpolate the basis functions.
Figure S3. The uxi (x) (left panels) and ui (x) (right panels) velocity functions determined from the 2D VDoHS-rate basis
function wi (x) in Figure S2. Basis function sites are shown
as black dots. These velocity functions are solved for using
nite elements with a much ner mesh than in Figure S1.
Figure S4. GPS velocity from our inversion (blue) and
residual (red). Note the difference in scale.
Acknowledgements
We thank Andy Nicol and two anonymous reviewers for
their helpful comments. The GPS velocities used here are
the outcome of decades of GPS data acquisition led by the
late John Beavan. His drive and vision in establishing geodetic research in New Zealand will be greatly missed.
Guest Editor: Dr Ian Hamling.
Disclosure statement
No potential conict of interest was reported by the authors.
Funding
This work was funded by grant 2012-GNS-02-NHRP.
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