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Article history:
A generic model is developed that describes the broad properties of land-exploitation sys-
includes social, economic and ecological drivers of change, going beyond the concept of
13 October 2006
ity of landscape exploitation systems to survive in uncertain and variable human and natural
environments. The model is highly aggregated, consisting of two state variables: (1) humanmade capital and labour (H) and (2) natural capital (N). Depending on the parameters, the
Keywords:
model displays a single non-trivial equilibrium, two equilibria, or stable limit cycles. Our
Ecological economics
analysis focuses on the strategies that exploiters employ, through varying their investment
Natural capital
in H, and how this affects resilience of the system. We measure resilience as the size of
Predatorprey model
the basin of attraction near a desirable equilibrium and the return time following small
Grazing systems
perturbations. Four general strategies are analysed and discussed using grazing systems as
Sustainability
a particular example: (1) constant stocking rate, (2) maintaining grass stock, (3) constant
Agriculture
1.
Introduction
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Kachele,
1999); or (3) when the behaviour to be optimized is
not an easily and rapidly measured physical quantity (Ives,
1995). Each of these situations is becoming more important as intensication of humanecological systems increases
(Millennium Ecosystem Assessment, 2005). We now know
that non-linear thresholds often exist in landscape exploitation systems (Muradian, 2001; Scheffer and Carpenter, 2003)
and that long-term persistence requires management strategies that balance short and long-term economic gain with
less tangible indicators, such as resilience (Folke et al., 2004).
Resilience is a vital extension to the concept of sustainability (Walker et al., 2004), because it embraces the importance
of environmental variability and stochastic shocks, which
determine the long-term persistence of complex systems,
especially climate-forced, natural systems (Mangel and Tier,
1994).
Serendipitously, humanitys capacity for understanding
and exible management provides the opportunity to optimize systems for something more than just maximum productive or reproductive output (Hardin, 1968), as long as
information exists to support management decisions. Being
aware of the opportunity cost implied by different management strategies in terms of system resilience would allow
managers to make a conscious trade-off between prot
and resilience, possibly ameliorating many of the negative consequences currently observed when humans modify natural ecosystems (Millennium Ecosystem Assessment,
2005).
We begin to address these issues for landscape exploitation systems with a multi-objective optimization analysis of a
Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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Value
r
K
Cmax
1
100
2
0.5
b
0.05
N/A
2.
The model
= rN 1
N
N
K
f [N, H]Cmax H
(1)
Parameter denitions, units and values used to generate gures are summarized in Table 1. The amount of economic good produced (P) is directly proportional to the
amount of natural capital consumed, with a proportionality
constant a:
P = af [N, H]Cmax H
(2)
Human-made capital may be increased by reinvesting production into the system, using a fractional savings rate, [N,H],
rather than extracting prot to invest in alternatives available in the wider economy. In the absence of reinvestment,
H depreciates exponentially at a rate, b. Thus, the dynamical
equation for H is
= [N, H]P bH = [N, H]aCmax f [N, H]H bH
H
(3)
N
Cmax H + N
(4)
Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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Fig. 1 (a) shows that in a system abundant in natural capital, N Cmax H, consumption efciency will be nearly
maximized, f[N,H] 1, and relatively small increases in human-made capital will exhibit almost-constant marginal returns.
However, in a system where the amount of natural capital consumed by human-made capital is already comparable to or
greater than the amount of natural capital available, N Cmax H, increased investment in H will yield rapidly decreasing
marginal returns. This complementarity reects the fact that human-made and natural capital are only weakly
substitutable; both are vital to the consumption and production processes of the exploitation system, and increasing H
when the system is limited by N is not an efcient strategy (Costanza and Daly, 1992; Kraev, 2002), as indicated by the fact
that the isoquants in (b) asymptote to a nite value away from the axes. On the other hand, an exploiter will be nancially
rewarded for reinvestment as long as the marginal return indicated in (a) is greater than that of alternative investments.
Parameter values are as shown in Table 1, with the exception that Cmax = 5.
3.
Analysis
about the opportunity cost of economically rational management in a variable natural environment.
Although we choose both specic systems and specic
quantitative analyses in order to perform numeric calculations, for the purposes of this paper we are more interested
in characterizing the types of model behaviour, and types of
analysis possible using our framework. These examples represent a starting point that can be adapted to more realistic
situations.
Here, we interpret each strategy within the context of a
grazing system, before generalizing the results to all exploitation systems. We examine four qualitatively distinct exploitation strategies: managing for constant stocking rate; managing
to maintain a constant grass stock; managing to achieve constant utilization by balancing the ratio of cattle to grass; and
a compound strategy combining aspects of the other three at
different levels of abundance. These strategies modify how
an exploiter reinvests to build human-made capital in their
system, and consequently each strategy exhibits a distinct H
growth equation. In contrast, each strategy exhibits the same
N growth equation, reecting the fundamental limits placed
on exploitation systems by their natural capital base.
This information is represented graphically in the isocline
plots of Figs. 25(a). As the natural capital growth rate is independent of exploitation strategy, the same N isocline:
H=
rN(N K)
Cmax (r(N K) + K)
(5)
is used throughout each analysis. In comparison to the classic inverted parabola of traditional predatorprey models, this
isocline exhibits a skewed peak Npeak < K/2 due to diminishing
marginal returns. The H isocline varies between management
strategies, but the mathematical forms of each strategy have
been chosen to provide a range of simple and qualitatively
distinct isoclines that conveniently summarize possible system behaviours. For the sake of simplicity, the H isoclines
Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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Fig. 2 Maintaining a stock of human-made capital. (a) shows the N (faint line) and H (heavy line) system isoclines, with
Hgoal such that the system maximizes prot, superimposed on a faint vector eld showing the direction of change at each
point in state space. The desirable stable point occurs at the right-most intersection of the isoclines, the turning point at the
left-most intersection of the isoclines, and the undesirable stable point at the intersection of the H isocline and the vertical
axis. (b) shows the real (solid) and imaginary (dashed) values of the two eigenvalues of the linearized system (light grey,
dark grey), indicating that the desirable critical point is asymptotically stable across the whole management region. (c) plots
economic indicators vs. the control parameter accessible to the exploiter; (d) plots dynamic performance across the same
region; and (e) plots the Pareto front generated by a multi-objective optimization analysis of the system across the dual
objectives of prot and resilience.
Fig. 3 Maintaining a stock of natural capital. (a) shows the N (faint line) and H (heavy line) system isoclines, with Ngoal
such that the system maximizes prot, superimposed on a faint vector eld showing the direction of change at each point
in state space. The desirable critical point occurs at the intersection of the isoclines. (b) shows the real (solid) and imaginary
(dashed) values of the two eigenvalues of the linearized system (light grey, dark grey), indicating that the desirable critical
point is asymptotically stable for Ncrit [95,100], oscillatory and stable for Ncrit [50,95], unstable supporting a stable limit
cycle for Ncrit [30,50] and unstable for Ncrit [0,30]. (c) plots economic indicators vs. the control parameter across the range
of stable solutions Ncrit [50,100]; (d) plots dynamic performance across the same region; and (e) plots the Pareto front
generated by a multi-objective optimization analysis of the system across the dual objectives of prot and resilience.
Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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Fig. 4 Balancing stocks of human-made capital to available natural capital. (a) shows the N (faint line) and H (heavy line)
system isoclines, with Rgoal such that the system maximizes prot, superimposed on a faint vector eld showing the
direction of change at each point in state space. The desirable critical point occurs at the intersection of the isoclines. (b)
shows the real (solid) and imaginary (dashed) values of the two eigenvalues of the linearized system (light grey, dark grey),
indicating that the desirable critical point is asymptotically stable for Ncrit [95,100], oscillatory and stable for Ncrit [40,95],
unstable supporting a stable limit cycle for Ncrit [10,40] and unstable for Ncrit [0,10]. (c) plots economic indicators vs. the
control parameter across the range of stable solutions Ncrit [50,100]; (d) plots dynamic performance across the same region;
and (e) plots the Pareto front generated by a multi-objective optimization analysis of the system across the dual objectives of
prot and resilience.
Cmax NH
Cmax H + N
(6)
Fig. 5 A compound strategy. (a) shows the N (faint line) and H (heavy line) system isoclines, with Sgoal such that the
system maximizes prot, superimposed on a faint vector eld showing the direction of change at each point in state space.
The desirable stable point occurs at the right-most intersection of the isoclines, the turning point at the middle intersection
of the isoclines, and the undesirable stable point at the left-most intersection of the isoclines, but for different values of Sgoal
it is possible that only the right-most or left-most critical point exists. (b) shows the real (solid) and imaginary (dashed)
values of the two eigenvalues of the linearized system (light grey, dark grey), indicating that the desirable critical point is
asymptotically stable across the whole plot region. (c) plots economic indicators vs. the control parameter accessible to the
exploiter, showing the protability of multiple steady states when they exist; (d) plots dynamic performance across the
same region; and (e) plots the Pareto front generated by a multi-objective optimization analysis of the system across the
dual objectives of prot (of the desirable steady state) and resilience.
Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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w [0, 1]
(7)
3.1.
(8)
This growth rate can be related to that in Eq. (3) by specifying an appropriate savings rate function, [N,H], which represents how the exploiter would choose to reinvest based on
their mental model. Fig. 2 and its caption summarize the systems quantitative behaviour in terms of critical points and
their stability.
The shaded vector eld shows how trajectories from many
initial conditions fall into two basins of attraction, evolving
towards the desirable critical point in Npeak < Ncrit < K and the
undesirable critical point at (0,Hgoal ), delineated by a separatrix curve passing through the unstable critical point in
0 < Ncrit < Npeak , where Npeak is the value of N for which the
peak in the N isocline occurs (constant across all management
strategies), and Ncrit is the (variable) value of the position of
the desirable critical point. From the exploiters perspective,
it is important not to let the system move from the desirable
basin of attraction across the separatrix, even as a result of
stochastic forces outside their control. Note that a disturbance
or sequence of small disturbances that moves the system
across the separatrix may leave a signicant amount of forage indicating a damaged but healthy system, encouraging
the exploiter to continue business-as-usual, a tactic that will
drive the system to eventual collapse at (0,Hgoal ). This is the
importance of resilience as a measure of how big a shock a
system can absorb before it undergoes invisible fundamental
structural change leading to degradation or collapse in a nonintuitive, non-linear way.
In this scenario, the exploiters choice of Hgoal is the primary management strategy. Fig. 2(c) shows how the desirable steady state values of the two economic indicators vary
with the choice of Hgoal . A value of Hgoal 17 maximizes prot
at approximately 24 H-equivalent units over the time scale
set by units of the maximum consumption rate. This corresponds to an H isocline that intersects the N isocline close to
its peak, but it also reduces resilience (basin size), as described
below. Marginal prot is maximized at minimum Hgoal , and
decreases monotonically as Hgoal increases, reecting diminishing marginal returns as Hgoal increases and Hcrit decreases.
Economic theory would predicate operating at the lowest
prot-per-unit-H that still exceeded marginal returns of alternative investments. That is, if the grazier could receive, say
10% interest on a secure term deposit, economic motivation
for exploitation would be lost at Hgoal = 16.6 when the marginal
benet dropped below this return.
The dynamic properties of the system are illustrated in
Fig. 2(d). The key result is that resilience decreases increasingly
rapidly from its maximum value in an unexploited system to
zero as intensication increases, Hgoal Hpeak . Return time is
minimized at Hgoal = 16.4, and it is comparable to the other
strategies across most of the management region.
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The conundrum faced by a grazier worried about both economic and dynamic performance is what choice of Hgoal to
apply, given that economic and dynamic performance are optimized at very different values. This is particularly apparent in
the conict that exists between the MSY paradigm and our
measures of resilience. MSY calculates the maximum yield
that the system can sustain indenitely, but explicitly ignores
the possibility of unexpected disturbances. All of the steady
state points forming the economic performance curves in
Fig. 2(b) are sustainable, and MSY occurs for maximum production, Hgoal 17. Resilience, in contrast, explicitly addresses
the capacity of the system to absorb shocks, and in our analysis yields the result that the minimally exploited system
maximizes this capacity, at Hgoal 0. Accepting that exploitation systems are an important part of human systems, so
that some compromise between production and permanence
must be reached, there is useful information in the form
of the trade-off between maximizing yield and maximizing
resilience.
Fig. 2(e) illustrates the trade-off between prot and
resilience in this system as a Pareto front (Miettinen, 1998).
Our model leads to a fairly simple Pareto structure in the
protresilience objective space. Interestingly, the slope of the
front is relatively consistent across the left 75% of the curve,
but steepens sharply toward the right. This implies that, for an
exploiter at position A on the front, a move to B in an effort
to extract the last 25% of economic performance degrades the
remaining resilience by approximately 70%.
The minimum resilience indicated on the Pareto front is
not zero, despite the fact that this system can exhibit zero
resilience, because there is a peak in the protability of the
system away from the absolute minimum resilience state,
and beyond this peak there is no economic compulsion to
decrease the resilience of the system. Fundamentally, this
arises from the skew of the N isocline: a system with constant
marginal returns would encourage exploitation to a point
close to zero resilience and poor stability (Beddington and May,
1977).
Although we have referred to a grazing system interpretation throughout, the model applies to all exploitation systems, from hunting and gathering societies to modern intensive agriculture. In this sense the form of the model represents an exploiter who sees natural capital as abundant and
believes the capacity of their system to yield protable returns
on further investment is determined by human-made capital alone. Such a system will exhibit two basins of attraction, implying a strong trade-off between maximum prot and
resilience.
3.2.
If a grazier believed that the protability and long-term viability of their property was primarily dependent on their stock
of natural capital, they might choose to apply a management
strategy aiming to maintain a constant stock of natural capital, Ngoal , by adjusting H while considering alternative investments that may promise more favourable rates of return.
Implicitly, the grazier would manage their ranch to operate at
N = Ngoal , in anticipation of the greatest long-term sustainable
performance of their system.
(9)
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3.3.
responsivity, Sgoal :
(10)
3.4.
A compound strategy
=
H
Sgoal
N S1
H H
N + S2
(11)
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Cattle
Forage
Utilization
Compound
3.5
3.5
3.5
3.5
Residual N at MP (N)
50.3
50.3
50.3
50.3
4.
Discussion
We have purposefully analysed four diverse exploiter strategies of the simplest feasible construction. Each system was
analysed as exploitation intensity was increased from the
unexploited case to a situation of maximum sustainable
intensity. In a constant environment, any of the operating
points we have investigated would be sustainable, and operating at the point of maximum prot or yield would be a rational
decision. In a real environment, which is variable and uncertain, the analysis of resilience across the sustainable management region summarizes the capacity of a system operating
at different levels of intensication and protability to persist.
There is a distinct tension between operating points that maximize prot and those that foster resilience in every system.
Table 2 shows that every strategy produces the same maximum long-term prot for the exploiter, with the same residual
stock of natural capital, because sustainable prot and production are fundamentally determined by the growth rate
of natural capital and the economic or biological parameters
describing how human-made capital processes natural capital to create production. Traditional economic analyses would
give a similar result in every case, not considering the impact
of the management strategy employed to drive the system
towards these long-term equilibria, therefore missing large
differences in dynamical behaviour away from equilibrium.
That the exploiters strategy changes the dynamic response of
the system to perturbations is well evidenced in Table 2 by the
resilience and return time for each strategy at the conguration generating maximum prot. The more detailed resilience
analyses illustrated that the opportunity cost of increasing
prot while reducing resilience varied strongly with management strategy.
Many modern and historical systems are characterized by
a strong feedback between prot and management strategy,
making the resilience of a system at the point of maximum
prot a particularly interesting quantity. It is important to note
that the resilience does not feed back to management strategy in the same way as prot because it is not an easily and
quickly measured quantity that can be used to inuence day-
Resilience at MP (N)
17.2
50.3
50.3
27.9
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5.
Conclusions
We have provided a quantitative analysis of the effects of management strategy on the non-equilibrium dynamical response
of generic systems harvesting renewable natural resources.
This is a powerful extension to previous works, providing
both solid numerical comparison, and an abstraction applicable across any system dependent on landscape exploitation.
This has allowed us to begin identifying fundamental social,
economic and ecological drivers affecting resilience in these
systems.
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Acknowledgements
The authors thank Andrew Higgins, Peter Roebeling and John
Ludwig for input to the model and B. Walker for general discussions about resilience and adaptability. Nicky Grigg and Peter
Roebeling provided comments that improved an early draft of
the manuscript. This paper is a product of the project Identication of dynamically resilience exploitation-strategies in
complex landscape systems using spatially explicit dynamical
models and multi-objective optimisation funded by CSIROs
Complex Systems Science Centre.
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Please cite this article in press as: Fletcher, C.S., Hilbert, D.W., Resilience in landscape exploitation systems, Ecol. Model. (2006),
doi:10.1016/j.ecolmodel.2006.10.011
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doi:10.1016/j.ecolmodel.2006.10.011