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Accepted 14 May 2013
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Most patients are easily liberated from mechanical ventilation (MV) following resolution of respiratory
failure and a successful trial of spontaneous breathing, but about 25% of patients experience difcult
weaning. MV use leads to cellular changes and weakness, which has been linked to weaning difculties
and has been labeled ventilator induced diaphragm dysfunction (VIDD). Aggravating factors in human
studies with prolonged weaning include malnutrition, chronic electrolyte abnormalities, hyperglycemia,
excessive resistive and elastic loads, corticosteroids, muscle relaxant exposure, sepsis and compromised
cardiac function. Numerous animal studies have investigated the effects of MV on diaphragm function.
Virtually all these studies have concluded that MV use rapidly leads to VIDD and have identied cellular
and molecular mechanisms of VIDD. Molecular and functional studies on the effects of MV on the human
diaphragm have largely conrmed the animal results and identied potential treatment strategies. Only
recently potential VIDD treatments have been tested in humans, including pharmacologic interventions
and diaphragm training. A limited number of human studies have found that specic diaphragm training
can increase respiratory muscle strength in FTW patients and facilitate weaning, but larger, multicenter
trials are needed.
2013 Published by Elsevier B.V.
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Keywords:
Ventilator weaning
Ventilator induced diaphragm dysfunction
Diaphragm strength training
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1. Introduction
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Please cite this article in press as: Daniel Martin, A., et al., Mechanical ventilation, diaphragm weakness and weaning: A rehabilitation perspective.
Respir. Physiol. Neurobiol. (2013), http://dx.doi.org/10.1016/j.resp.2013.05.012
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predicted to be $64 billion (Zilberberg and Shorr, 2008) Accordingly, identifying effective prevention and treatments strategies
for FTW from MV should be considered a high priority.
The etiology of FTW is usually multifactorial and can include
underlying severe respiratory disease (COPD or severe restrictive
disease), heart failure, ICU complications such as sepsis, critical
illness neuropathy, and pulmonary mechanical (resistance, compliance and intrinsic PEEP) or infectious complications and respiratory
muscle weakness, among others (De Jonghe et al., 2007; Karakurt
et al., 2012; Vassilakopoulos et al., 1998). MV sustains alveolar ventilation by inating the lungs via positive pressure, thus
functioning as articial breathing muscles. MV impose variable
degrees of muscular inactivity on the diaphragm (Fauroux et al.,
1998), rapidly leading to atrophy and weakness. Diaphragm weakness is recognized as a major contributing factor to FTW (Purro
et al., 2000; Vassilakopoulos et al., 1998). Collectively, the deleterious effects of MV on the diaphragm have been termed ventilator
induced diaphragm dysfunction (VIDD), a term rst coined by
Vassilakopoulos and Petrof (2004).
Please cite this article in press as: Daniel Martin, A., et al., Mechanical ventilation, diaphragm weakness and weaning: A rehabilitation perspective.
Respir. Physiol. Neurobiol. (2013), http://dx.doi.org/10.1016/j.resp.2013.05.012
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pre-surgical respiratory muscle training. We discuss uses of preoperative training in Section 6.1.
Limited work has examined the effect of increased diaphragm
activity during periods of MV support. Intermittent hypoxia has
been used by some investigators to induce respiratory neuromuscular plasticity (Baker-Herman et al., 2004; Golder and Mitchell,
2005; Mitchell et al., 2001). While intermittent hypoxia can
increase the pressure load on the diaphragm and induce neuromuscular plasticity, it is unlikely to be a useful treatment modality
for human patients. Most human patients maintained on MV
require hyperoxic mixtures (3050%) to maintain arterial oxygen
saturation due to the inefciency of positive pressure ventilation and compromised cardiopulmonary function. Sassoon et al.
(2004) used a rabbit model to examine the effect of assist-control
MV on diaphragm function versus controlled MV. Controlled MV
can impose a complete cessation of diaphragm electrical activity
and is thought to be the most potent ventilation mode to induce
VIDD (Hudson et al., 2012). Assist-control MV is more commonly
used with human patients and requires the patients to generate
an inspiratory effort to trigger a MV supported breath. Sassoon
found that assist-control MV attenuated the loss in diaphragm
contractile function compared to controlled MV. While prolonged
controlled MV is rarely used in humans who will attempt weaning,
this study highlighted the potential of spontaneous ventilation as a
means of attenuating VIDD. Gayan-Ramirez et al. (2005) studied the
effect of intermittent spontaneous breathing activity on diaphragm
force production in rats subjected to controlled MV. In this study,
2 groups of animals received 24 h of controlled MV; one group
breathed spontaneously without MV support for 5 min every 6 h. A
third, control group remained sedated, but unventilated. The intermittent spontaneous breathing group maintained more diaphragm
strength than the continuously ventilated group, but had reduced
diaphragm strength compared to the control group (see Fig. 1).
These results have possible clinical implications: VIDD in
patients could be potentially attenuated with assist modes of MV
that require the patient to trigger the ventilator and with brief
bouts of partial support or unsupported breathing as tolerated. The
use of partially assisting modes of spontaneous ventilation, such
as pressure support, makes the ventilation more acceptable to the
Please cite this article in press as: Daniel Martin, A., et al., Mechanical ventilation, diaphragm weakness and weaning: A rehabilitation perspective.
Respir. Physiol. Neurobiol. (2013), http://dx.doi.org/10.1016/j.resp.2013.05.012
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Fig. 2. Relationship between duration of pressure support mechanical ventilation (PSV) and twitch trans diaphragmatic pressure (Pdi) generation in ventilated
patients. The greatest loss in Pdi occurs in the rst 57 days of MV and the rate of
Pdi loss slows after about 7 days.
Adapted from Hermans et al. (2010).
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Please cite this article in press as: Daniel Martin, A., et al., Mechanical ventilation, diaphragm weakness and weaning: A rehabilitation perspective.
Respir. Physiol. Neurobiol. (2013), http://dx.doi.org/10.1016/j.resp.2013.05.012
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FTW patients could tolerate short bouts of IMT. Other investigators followed the rationale for specic, voluntary exercises with
uncontrolled case reports. They found that patients tolerated IMT,
and many patients who had previously failed to wean were liberated from MV (Aldrich and Karpel, 1985; Aldrich and Uhrlass,
1987; Tan et al., 1992). Some of these studies used inspiratory resistance devices placed on the end of the endotracheal or tracheal
tubes to provide the training stimulus and training was typically
conducted for 1015 min, twice a day with uncontrolled airows
and breathing frequencies (Aldrich and Karpel, 1985; Aldrich et al.,
1989).
From a muscle rehabilitation standpoint, the use of a resistive
device with uncontrolled ow rates to impose a strength training
load on the inspiratory muscles has several problems (Reid and
Samrai, 1995). First, the pressure generated across a resistive load
is proportional to the inspiratory airow. Inspiring with a slower
ow therefore requires less pressure generation by the inspiratory
muscles. In practice, some patients learn to adopt low inspiratory
ow rates to reduce the inspiratory work associated with resistiveloading and reduce their perceived effort (Jederlinic et al., 1984).
While the patients may feel more comfortable with reduced inspiratory airows and pressure, the lowered muscle tension needed
to generate low ow reduces the muscle strength-training stimulus. Additionally, the use of two 15-min training bouts with
uncontrolled breathing frequencies means that the patients were
completing endurance training bouts rather than strength training
bouts.
Many of the problems with using resistive training devices
were alleviated with the introduction of spring-loaded threshold
devices adapted for IMT. An inspiratory threshold valve requires
the patient to generate sufcient inspiratory pressure to compress a spring, open a poppet valve and allow inspiratory airow.
Threshold valves can be set to open at a specic, repeatable pressures and generally do not present any resistive loading over
the inspiratory ow rates typically achieved by FTW patients
(Gosselink et al., 1996). Threshold inspiratory trainers provide a
quantied, repeatable pressure overload to the inspiratory muscles that is not dependent upon the inspiratory ow. In the last
10 years, several investigators have used inspiratory threshold
devices to train FTW patients and have reported good results,
which included improved inspiratory pressure generation and
weaning from MV. Although the majority of these studies were
uncontrolled case reports (Bissett et al., 2012; Chang et al., 2005;
Martin et al., 2002; Sprague and Hopkins, 2003), they offered
proof-of-concept that specic inspiratory muscle strength training
(IMST) is feasible, safe and could improve the inspiratory muscle
strength.
In a recent controlled trial, our group examined the effectiveness
of IMST on weaning outcome in long-term FTW patients (Martin
et al., 2011). In this study, patients had been supported by MV for
an average of 6.5 weeks and had failed multiple weaning attempts
with usual clinical care. Patients were randomly allocated to Usual
care/SHAM training and an IMST group used threshold-training
devices with a high pressure, low repetition training program (4
sets of 610 inspiratory efforts daily, 5 days/week at the maximal pressure tolerated). After approximately 2 weeks of treatment,
the IMST group improved maximal inspiratory pressure measured
at the tracheal tube by approximately 35% and 71% of the IMST
patients were weaned. The usual care groups maximal inspiratory pressure increased 6% and 47% of the usual care subjects
were weaned. The differences in maximal inspiratory pressure and
weaning outcome between the IMST and Usual care groups were
signicant, P < 0.05.
In a randomized trial, Cader et al. (2010) examined the effects
of IMST on elderly FTW patients and found that training increased
maximal inspiratory pressure, led to a slower, larger tidal volume
breathing pattern during unsupported breathing trials and signicantly reduced the time to weaning.
While these randomized IMST trials are encouraging that a
clinically practical IMST program can improve inspiratory muscle
strength and weaning outcome, the sample sizes were small, and
they were conducted at a single sites. Larger, multicenter trials are
needed.
Not all researchers found training to be effective at improving maximal inspiratory pressure. Caruso examined the effect of
increasing the inspiratory pressure trigger on a ventilator as a
means of imposing a threshold pressure overload on the inspiratory muscles in ventilated patients (Caruso et al., 2005). Training
was conducted in a progressive manner for 530 min each day,
with the ventilator pressure trigger set to 1040% of the patients
maximal inspiratory pressure. The duration of the weaning period
was contrasted with usual care patients. The training regimen did
not increase maximal inspiratory pressure or decrease the duration of MV support. Since the patients received full MV assistance
after reaching the ventilators trigger pressure, it is possible that a
more sustained muscle contraction is required to induce diaphragm
plasticity.
An additional consideration for the clinical use of IMST in
FTW patients is the potential for inducing damage in muscle that
may have undergone ultrastructural damage due to MV support.
Time-dependent myobrillar damage has been reported in the
diaphragms of brain-dead organ donors who had received controlled MV for 24249 h (Jaber et al., 2011b). Some patients may
be at higher risk, such as patients with pre-existing diaphragm
dysfunction due to COPD and dynamic hyperination (Ottenheijm
et al., 2007). Orozco-Levi et al. (2001) showed that patients with
COPD were more susceptible to diaphragm muscle damage when
they underwent high intensity inspiratory loads to task failure,
but limited damage was seen in age-matched control subjects.
These ndings suggest that patients who chronically operate with a
diaphragm at a mechanical disadvantage may be more susceptible
to injury. Because of the risk of damaging already fragile muscle, good clinical practice dictates that any rehabilitation effort to
improve diaphragm strength in FTW patients should start at low
pressures and gradually increase as the muscle adapts to training.
7. Summary
MV is one of the most important treatment modalities in intensive care, and recent advances have improved the interaction
between patient and the ventilator but MV support can lead to
VIDD and FTW in some patients. The number of patients experiencing FTW is rapidly growing; these patients account for enormous
medical costs and they have poor clinical outcomes. Numerous animal studies have clearly shown the MV use rapidly leads to VIDD.
Animal studies have found that anti-oxidants and physical activity can block or attenuate VIDD induced by short-term MV use.
Limited human work examining VIDD has largely corroborated the
animal results, but more work investigating cellular and functional
changes in the human diaphragm following MV support and IMST
are needed. Limited data indicates that FTW patients benet from
specic IMST, leading to reduced MV time and improved weaning rate, but these studies have used small sample sizes and were
conducted at single sites. Large, multicenter trials examining IMST
against a routine protocolized approach to weaning are needed.
Funding
Supported by James & Esther King Biomedical Research Program, State of Florida Biomedical Grant 09KW-07 (ADM and AG)
and NIH K12HD055929 (BKS). The funding agencies provided
Please cite this article in press as: Daniel Martin, A., et al., Mechanical ventilation, diaphragm weakness and weaning: A rehabilitation perspective.
Respir. Physiol. Neurobiol. (2013), http://dx.doi.org/10.1016/j.resp.2013.05.012
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Disclosure statement
Drs. Martin and Gabrielli along with the University of Florida
hold a US patent addressing the modication of clinical mechanical
ventilators to provide specic inspiratory muscle strength training
to ventilated patients.
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