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BRONCHIAL ASTHMA

Renato C. Galvan Jr.


Clinical Clerk
ANGELES UNIVERSITY FOUNDATION MEDICAL CENTER
Department of Internal Medicine

DISCLAIMER

Many of the slides in this presentation were taken from the


TEACHING SLIDE SET 2016 UPDATE from the Global Initiative
for Asthma (GINA) webpage, available at http://ginasthma.org/
The presenter made efforts to contact the authors of the slides
for permission to use in academic discourse.
No copyright infringement intended.

Global Initiative for Asthma (GINA)


2016 Update

Global Initiative for Asthma

Burden of asthma

Asthma is one of the most common chronic diseases


worldwide with an estimated 300 million affected individuals
Prevalence is increasing in many countries, especially in
children
Asthma is a major cause of school and work absence
Health care expenditure on asthma is very high
Developed economies might expect to spend 1-2 percent of total
health care expenditures on asthma.
Developing economies likely to face increased demand due to
increasing prevalence of asthma
Poorly controlled asthma is expensive
However, investment in prevention medication is likely to yield cost
savings in emergency care

GINA 2016

GINA Global Strategy for Asthma Management


and Prevention

Not a guideline, but a practical approach to managing asthma


in clinical practice
A global strategy, relevant to both low and high resource
countries
Evidence-based and clinically-oriented
Provides clinical tools and measurable outcomes

GINA 2016

Global Strategy for Asthma Management &


Prevention 2016
Evidence
category

Sources of evidence

Well-designed RCTs or meta-analyses


Consistent pattern of findings in the population for which the
recommendation is made
Substantial numbers of large studies

Limited number of patients, post hoc or sub-group analyses of


RCTs or meta-analyses

Few RCTs, or small in size, or differing population, or results


somewhat inconsistent

Uncontrolled or non-randomized studies


Observational studies

D
GINA 2016

Panel consensus based on clinical experience or knowledge

DIAGNOSIS and DEFINITION


OF ASTHMA
2016 GINA Update

What is known about asthma?

Asthma is a common and potentially serious chronic


disease that can be controlled but not cured
Asthma causes symptoms such as wheezing, shortness of
breath, chest tightness and cough that vary over time in their
occurrence, frequency and intensity
Symptoms are associated with variable expiratory airflow,
i.e. difficulty breathing air out of the lungs due to
Bronchoconstriction (airway narrowing)
Airway wall thickening
Increased mucus

Symptoms may be triggered or worsened by factors such as


viral infections, allergens, tobacco smoke, exercise and stress

GINA 2016

What is known about asthma?

Asthma can be effectively treated


When asthma is well-controlled, patients can

Avoid troublesome symptoms during the day and night


Need little or no reliever medication
Have productive, physically active lives
Have normal or near-normal lung function
Avoid serious asthma flare-ups (also called
exacerbations, or severe attacks)

GINA 2016

Definition of asthma

Asthma is a heterogeneous disease, usually characterized


by chronic airway inflammation.
It is defined by the history of respiratory symptoms such as
wheeze, shortness of breath, chest tightness and cough
that vary over time and in intensity, together with variable
expiratory airflow limitation.

GINA 2016

Diagnosis of asthma

The diagnosis of asthma should be based on:


A history of characteristic symptom patterns
Evidence of variable airflow limitation, from bronchodilator
reversibility testing or other tests

Document evidence for the diagnosis in the patients notes,


preferably before starting controller treatment
It is often more difficult to confirm the diagnosis after treatment has
been started

Asthma is usually characterized by airway inflammation and


airway hyperresponsiveness, but these are not necessary or
sufficient to make the diagnosis of asthma.

GINA 2016

Patient with
respiratory symptoms
Are the symptoms typical of asthma?
NO
YES

Detailed history/examination
for asthma

History/examination supports
asthma diagnosis?
Clinical urgency, and
other diagnoses unlikely

Further history and tests for


alternative diagnoses

NO

Alternative diagnosis confirmed?

YES

Perform spirometry/PEF
with reversibility test
Results support asthma diagnosis?

NO
YES

Repeat on another
occasion or arrange
other tests

NO

Confirms asthma diagnosis?


Empiric treatment with
ICS and prn SABA

YES

Review response

YES

Consider trial of treatment for


most likely diagnosis, or refer
for further investigations

Diagnostic testing
within 1-3 months

Treat for ASTHMA

GINA 2016, Box 1-1 (4/4)

NO

Treat for alternative diagnosis


Global Initiative for Asthma

Diagnosis of asthma symptoms

Increased probability that symptoms are due to asthma if:


More than one type of symptom (wheeze, shortness of breath, cough,
chest tightness)
Symptoms often worse at night or in the early morning
Symptoms vary over time and in intensity
Symptoms are triggered by viral infections, exercise, allergen
exposure, changes in weather, laughter, irritants such as car exhaust
fumes, smoke, or strong smells

Decreased probability that symptoms are due to asthma if:


Isolated cough with no other respiratory symptoms
Chronic production of sputum
Shortness of breath associated with dizziness, light-headedness or
peripheral tingling
Chest pain
Exercise-induced dyspnea with noisy inspiration (stridor)

GINA 2016

Diagnosis of asthma variable airflow limitation

Confirm presence of airflow limitation


Document that FEV1/FVC is reduced (at least once, when FEV1 is low)
FEV1/ FVC ratio is normally >0.75 0.80 in healthy adults, and
>0.90 in children

Confirm variation in lung function is greater than in healthy individuals


The greater the variation, or the more times variation is seen, the
greater probability that the diagnosis is asthma
Excessive bronchodilator reversibility (adults: increase in FEV1 >12%
and >200mL; children: increase >12% predicted)
Excessive diurnal variability from 1-2 weeks twice-daily PEF
monitoring (daily amplitude x 100/daily mean, averaged)
Significant increase in FEV1 or PEF after 4 weeks of controller
treatment
If initial testing is negative:
Repeat when patient is symptomatic, or after withholding bronchodilators
Refer for additional tests (especially children 5 years, or the elderly)

GINA 2016, Box 1-2

Typical spirometric tracings


Volume

Normal

Flow

FEV1
Asthma
(after BD)
Normal
Asthma
(before BD)

Asthma
(after BD)

Asthma
(before BD)
1

Time (seconds)
Note: Each FEV1 represents the highest of
three reproducible measurements

GINA 2016

Volume

Diagnosis of asthma physical examination

Physical examination in people with asthma


Often normal
The most frequent finding is wheezing on auscultation, especially
on forced expiration

Wheezing is also found in other conditions, for example:

Respiratory infections
COPD
Upper airway dysfunction
Endobronchial obstruction
Inhaled foreign body

Wheezing may be absent during severe asthma exacerbations


(silent chest)

GINA 2016

ASSESSMENT OF ASTHMA
2016 GINA Update

Assessment of asthma
1.

Asthma control - two domains


Assess symptom control over the last 4 weeks
Assess risk factors for poor outcomes, including low lung function

2.

Treatment issues

3.

Check inhaler technique and adherence


Ask about side-effects
Does the patient have a written asthma action plan?
What are the patients attitudes and goals for their asthma?

Comorbidities
Think of rhinosinusitis, GERD, obesity, obstructive sleep apnea,
depression, anxiety
These may contribute to symptoms and poor quality of life

GINA 2016, Box 2-1

GINA assessment of symptom control


Level of asthma symptom control

A. Symptom control
In the past 4 weeks, has the patient had:
Daytime asthma symptoms more
than twice a week?

Yes No

Any night waking due to asthma?

Yes No

Reliever needed for symptoms*


more than twice a week?

Yes No

Wellcontrolled

Partly
controlled

Uncontrolled

None of
these

1-2 of
these

3-4 of
these

Any activity limitation due to asthma? Yes No

*Excludes reliever taken before exercise, because many people take this routinely

This classification is the same as the GINA 2010-12


assessment of current control, except that lung function
now appears only in the assessment of risk factors

GINA 2016, Box 2-2A

GINA assessment of symptom control


Level of asthma symptom control

A. Symptom control
In the past 4 weeks, has the patient had:
Daytime asthma symptoms more
than twice a week?

Yes No

Any night waking due to asthma?

Yes No

Reliever needed for symptoms*


more than twice a week?

Yes No

Wellcontrolled

Partly
controlled

Uncontrolled

None of
these

1-2 of
these

3-4 of
these

Any activity limitation due to asthma? Yes No

B. Risk factors for poor asthma outcomes

Assess risk factors at diagnosis and periodically


Measure FEV1 at start of treatment, after 3 to 6 months of treatment to record the patients
personal best, then periodically for ongoing risk assessment
ASSESS PATIENTS RISKS FOR:
Exacerbations
Fixed airflow limitation
Medication side-effects
GINA 2016 Box 2-2B (1/4)

Assessment of risk factors for poor asthma


outcomes
Risk factors for exacerbations include:

Ever intubated for asthma


Uncontrolled asthma symptoms
Having 1 exacerbation in last 12 months
Low FEV1 (measure lung function at start of treatment, at 3-6 months
to assess personal best, and periodically thereafter)
Incorrect inhaler technique and/or poor adherence
Smoking
Obesity, pregnancy, blood eosinophilia

Risk factors for fixed airflow limitation include:


No ICS treatment, smoking, occupational exposure, mucus
hypersecretion, blood eosinophilia

Risk factors for medication side-effects include:


Frequent oral steroids, high dose/potent ICS, P450 inhibitors
GINA 2016, Box 2-2B (4/4)

The role of lung function in asthma

Diagnosis
Demonstrate variable expiratory airflow limitation
Reconsider diagnosis if symptoms and lung function are discordant
Frequent symptoms but normal FEV1: cardiac disease; lack of fitness?
Few symptoms but low FEV1: poor perception; restriction of lifestyle?

Risk assessment
Low FEV1 is an independent predictor of exacerbation risk

Monitoring progress
Measure lung function at diagnosis, 3-6 months after starting treatment
(to identify personal best), and then periodically
Consider long-term PEF monitoring for patients with severe asthma or
impaired perception of airflow limitation

Adjusting treatment?
Utility of lung function for adjusting treatment is limited by between-visit
variability of FEV1 (15% year-to-year)

GINA 2016

Assessing asthma severity

How?
Asthma severity is assessed retrospectively from the level of
treatment required to control symptoms and exacerbations

When?
Assess asthma severity after patient has been on controller
treatment for several months
Severity is not static it may change over months or years, or as
different treatments become available

Categories of asthma severity


Mild asthma: well-controlled with Steps 1 or 2 (as-needed SABA or
low dose ICS)
Moderate asthma: well-controlled with Step 3 (low-dose ICS/LABA)
Severe asthma: requires Step 4/5 (moderate or high dose
ICS/LABA add-on), or remains uncontrolled despite this treatment

GINA 2016

How to distinguish between uncontrolled


and severe asthma
Watch patient using their
inhaler. Discuss adherence
and barriers to use

Compare inhaler technique with a devicespecific checklist, and correct errors;


recheck frequently. Have an empathic
discussion about barriers to adherence.

Confirm the diagnosis


of asthma

If lung function normal during symptoms,


consider halving ICS dose and repeating
lung function after 23 weeks.

Remove potential
risk factors. Assess and
manage comorbidities

Check for risk factors or inducers such as


smoking, beta-blockers, NSAIDs, allergen
exposure. Check for comorbidities such as
rhinitis, obesity, GERD, depression/anxiety.

Consider treatment
step-up

Consider step up to next treatment level.


Use shared decision-making, and balance
potential benefits and risks.

Refer to a specialist or
severe asthma clinic
GINA 2016, Box 2-4 (5/5)

If asthma still uncontrolled after 36 months


on Step 4 treatment, refer for expert advice.
Refer earlier if asthma symptoms severe,
or doubts about diagnosis.
Global Initiative for Asthma

TREATING ASTHMA
TO CONTROL SYMPTOMS AND
MINIMIZE RISK
2016 GINA Update

Goals of asthma management

The long-term goals of asthma management are


1. Symptom control: to achieve good control of symptoms and
maintain normal activity levels
2. Risk reduction: to minimize future risk of exacerbations, fixed
airflow limitation and medication side-effects

Achieving these goals requires a partnership between patient


and their health care providers
Ask the patient about their own goals regarding their asthma
Good communication strategies are essential
Consider the health care system, medication availability, cultural
and personal preferences and health literacy

GINA 2016

Key strategies to facilitate good communication

Improve communication skills

Friendly manner
Allow the patient to express their goals, beliefs and concerns
Empathy and reassurance
Encouragement and praise
Provide appropriate (personalized) information
Feedback and review

Benefits include:
Increased patient satisfaction
Better health outcomes
Reduced use of health care resources

GINA 2016, Box 3-1

Reducing the impact of impaired health literacy

Health literacy affects health outcomes, including in asthma


The degree to which individuals have the capacity to obtain,
process and understand basic health information and services to
make appropriate health decisions (Rosas-Salazar, JACI 2012)

Strategies for reducing the impact of impaired health literacy

Prioritize information (most important to least important)


Speak slowly, avoid medical language, simplify numeric concepts
Use anecdotes, drawings, pictures, tables and graphs
Use the teach-back method ask patients to repeat instructions
Ask a second person to repeat the main messages
Pay attention to non-verbal communication

GINA 2016, Box 3-1

Treating to control symptoms and minimize risk

Establish a patient-doctor partnership


Manage asthma in a continuous cycle:
Assess
Adjust treatment (pharmacological and
non-pharmacological)
Review the response

Teach and reinforce essential skills


Inhaler skills
Adherence
Guided self-management education
Written asthma action plan
Self-monitoring
Regular medical review

GINA 2016

The control-based asthma management cycle

Diagnosis
Symptom control & risk factors
(including lung function)
Inhaler technique & adherence
Patient preference

Symptoms
Exacerbations
Side-effects
Patient satisfaction
Lung function

Asthma medications
Non-pharmacological strategies
Treat modifiable risk factors

GINA 2016, Box 3-2

Choosing between controller options


population-level decisions
Choosing between treatment options at a population level
e.g. national formularies, health maintenance organisations, national guidelines

The preferred treatment at each step is based on:

Efficacy
based on group mean data for symptoms, exacerbations and
Effectiveness
lung function (from RCTs, pragmatic studies and observational
data)
Safety
Availability and cost at the population level

GINA 2016, Box 3-3 (1/2) Provided by H Reddel

Choosing between controller options


individual patient decisions
Decisions for individual patients
Use shared decision-making with the patient/parent/carer to discuss the following:

1. Preferred treatment for symptom control and for risk reduction


2. Patient characteristics (phenotype)
Does the patient have any known predictors of risk or response?
(e.g. smoker, history of exacerbations, blood eosinophilia)

3. Patient preference
What are the patients goals and concerns for their asthma?

4. Practical issues
Inhaler technique - can the patient use the device correctly after training?
Adherence: how often is the patient likely to take the medication?
Cost: can the patient afford the medication?

GINA 2016, Box 3-3 (2/2) Provided by H Reddel

Initial controller treatment for adults, adolescents


and children 611 years

Start controller treatment early


For best outcomes, initiate controller treatment as early as possible
after making the diagnosis of asthma

Indications for regular low-dose ICS - any of:


Asthma symptoms more than twice a month
Waking due to asthma more than once a month
Any asthma symptoms plus any risk factors for exacerbations

Consider starting at a higher step if:


Troublesome asthma symptoms on most days
Waking from asthma once or more a week, especially if any risk
factors for exacerbations

If initial asthma presentation is with an exacerbation:


Give a short course of oral steroids and start regular controller
treatment (e.g. high dose ICS or medium dose ICS/LABA, then step
down)

GINA 2016, Box 3-4 (1/2)

Initial controller treatment

Before starting initial controller treatment

Record evidence for diagnosis of asthma, if possible


Record symptom control and risk factors, including lung function
Consider factors affecting choice of treatment for this patient
Ensure that the patient can use the inhaler correctly
Schedule an appointment for a follow-up visit

After starting initial controller treatment


Review response after 2-3 months, or according to clinical urgency
Adjust treatment (including non-pharmacological treatments)
Consider stepping down when asthma has been well-controlled for 3
months

GINA 2016, Box 3-4 (2/2)

Stepwise approach to control asthma symptoms


and reduce risk

UPDATED!

Diagnosis
Symptom control & risk factors
(including lung function)
Inhaler technique & adherence
Patient preference

Symptoms
Exacerbations
Asthma medications

Side-effects

Non-pharmacological strategies

Patient satisfaction

Treat modifiable risk factors

Lung function

STEP 5
STEP 4

PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

e.g.

Low dose ICS


Other
controller
options

Consider low
dose ICS

GINA 2016, Box 3-5 (1/8)

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

Low dose
ICS/LABA**

Med/high
ICS/LABA

tiotropium,*
omalizumab,
mepolizumab*

Med/high dose ICS Add tiotropium* Add low dose


Low dose ICS+LTRA High dose ICS OCS
+ LTRA
(or + theoph*)

(or + theoph*)

As-needed short-acting beta2-agonist (SABA)

RELIEVER

REMEMBER
TO...

Refer for
add-on
treatment

STEP 3

As-needed SABA or
low dose ICS/formoterol#

Provide guided self-management education (self-monitoring + written action plan + regular review)

Treat modifiable risk factors and comorbidities, e.g. smoking, obesity, anxiety

Advise about non-pharmacological therapies and strategies e.g. physical activity, weight loss, avoidance of
sensitizers where appropriate

Consider stepping up if uncontrolled symptoms, exacerbations or risks, but check diagnosis, inhaler
technique and adherence first

Consider stepping down if symptoms controlled for 3 months + low risk for exacerbations.
Ceasing ICS is not advised.

Global Initiative for Asthma

Stepwise management - pharmacotherapy


UPDATED!

Diagnosis
Symptom control & risk factors
(including lung function)
Inhaler technique & adherence
Patient preference
Symptoms
Exacerbations
Side-effects

Asthma medications

Patient satisfaction

Non-pharmacological strategies

Lung function

Treat modifiable risk factors

STEP 5
STEP 4
STEP 3
PREFERRED
CONTROLLER
CHOICE

STEP 1

Low dose ICS


Other
controller
options
RELIEVER

Consider low
dose ICS

Refer for
add-on
treatment

STEP 2

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

GINA 2016, Box 3-5 (2/8) (upper part)

Low dose
ICS/LABA**

Med/high
ICS/LABA

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Med/high dose ICS Add tiotropium* Add low


Low dose ICS+LTRA High dose ICS dose OCS
+ LTRA
(or + theoph*)
(or + theoph*)

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the
preferred Step 3 treatment is
medium dose ICS
#For

patients prescribed
BDP/formoterol or BUD/
formoterol maintenance and
reliever therapy
Tiotropium by mist inhaler is
an add-on treatment for
patients 12 years with a
history of exacerbations

Stepwise management additional components

REMEMBER
TO...

Provide guided self-management education

Treat modifiable risk factors and comorbidities


Advise about non-pharmacological therapies and strategies
Consider stepping up if uncontrolled symptoms, exacerbations or risks,
but check diagnosis, inhaler technique and adherence first
Consider stepping down if symptoms controlled for 3 months
+ low risk for exacerbations. Ceasing ICS is not advised.

GINA 2016, Box 3-5 (3/8) (lower part)

Step 1 as-needed inhaled short-acting


beta2-agonist (SABA)

STEP 5
STEP 4
PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

Low dose ICS


Other
controller
options

RELIEVER

Consider low
dose ICS

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

Refer for
add-on
treatment

STEP 3

Low dose
ICS/LABA**
Med/high dose ICS
Low dose ICS+LTRA
(or + theoph*)

Med/high
ICS/LABA

Add tiotropium*
High dose ICS
+ LTRA
(or + theoph*)

Add low
dose OCS

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the preferred Step 3 treatment is medium dose ICS
#For patients prescribed BDP/formoterol or BUD/ formoterol maintenance and reliever therapy
Tiotropium by mist inhaler is an add-on treatment for patients 12 years with a history of exacerbations

GINA 2016, Box 3-5, Step 1 (4/8)

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Step 1 as-needed reliever inhaler

Preferred option: as-needed inhaled short-acting beta2-agonist


(SABA)
SABAs are highly effective for relief of asthma symptoms
However . there is insufficient evidence about the safety of
treating asthma with SABA alone
This option should be reserved for patients with infrequent
symptoms (less than twice a month) of short duration, and with no
risk factors for exacerbations

Other options
Consider adding regular low dose inhaled corticosteroid (ICS) for
patients at risk of exacerbations

GINA 2016

Step 2 low-dose controller + as-needed


inhaled SABA

STEP 5
STEP 4
PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

Low dose ICS


Other
controller
options

RELIEVER

Consider low
dose ICS

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

Refer for
add-on
treatment

STEP 3

Low dose
ICS/LABA**

Med/high
ICS/LABA

Med/high dose ICS Add tiotropium*


Low dose ICS+LTRA High dose ICS
(or + theoph*)
+ LTRA
(or + theoph*)

Add low
dose OCS

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the preferred Step 3 treatment is medium dose ICS
#For patients prescribed BDP/formoterol or BUD/ formoterol maintenance and reliever therapy
Tiotropium by mist inhaler is an add-on treatment for patients 12 years with a history of exacerbations

GINA 2016, Box 3-5, Step 2 (5/8)

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Step 2 Low dose controller + as-needed SABA

Preferred option: regular low dose ICS with as-needed inhaled SABA
Low dose ICS reduces symptoms and reduces risk of exacerbations
and asthma-related hospitalization and death

Other options

Leukotriene receptor antagonists (LTRA) with as-needed SABA


Less effective than low dose ICS
May be used for some patients with both asthma and allergic rhinitis, or if
patient will not use ICS

Combination low dose ICS/long-acting beta2-agonist (LABA)


with as-needed SABA
Reduces symptoms and increases lung function compared with ICS
More expensive, and does not further reduce exacerbations

Intermittent ICS with as-needed SABA for purely seasonal allergic


asthma with no interval symptoms
Start ICS immediately symptoms commence, and continue for
4 weeks after pollen season ends
GINA 2016

Step 3 one or two controllers + as-needed


inhaled reliever

STEP 5
STEP 4
PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

Low dose ICS


Other
controller
options

RELIEVER

Consider low
dose ICS

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

Refer for
add-on
treatment

STEP 3

Low dose
ICS/LABA**

Med/high
ICS/LABA

Med/high dose ICS Add tiotropium*


Low dose ICS+LTRA High dose ICS
+ LTRA
(or + theoph*)
(or + theoph*)

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Add low
dose OCS

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the preferred Step 3 treatment is medium dose ICS
#For patients prescribed BDP/formoterol or BUD/ formoterol maintenance and reliever therapy
Tiotropium by mist inhaler is an add-on treatment for patients 12 years with a history of exacerbations

GINA 2016, Box 3-5, Step 3 (6/8)

Global Initiative for Asthma

Step 3 one or two controllers + as-needed


inhaled reliever

Before considering step-up


Check inhaler technique and adherence, confirm diagnosis

Adults/adolescents: preferred options are either combination low dose


ICS/LABA maintenance with as-needed SABA, OR combination low dose
ICS/formoterol maintenance and reliever regimen*
Adding LABA reduces symptoms and exacerbations and increases FEV1, while
allowing lower dose of ICS
In at-risk patients, maintenance and reliever regimen significantly reduces
exacerbations with similar level of symptom control and lower ICS doses
compared with other regimens

Children 6-11 years: preferred option is medium dose ICS with


as-needed SABA
Other options
Adults/adolescents: Increase ICS dose or add LTRA or theophylline (less
effective than ICS/LABA)
Children 6-11 years add LABA (similar effect as increasing ICS)
*Approved only for low dose beclometasone/formoterol and low dose budesonide/formoterol
GINA 2016

Step 4 two or more controllers + as-needed


inhaled reliever

STEP 5
STEP 4
PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

Low dose ICS


Other
controller
options

RELIEVER

Consider low
dose ICS

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

Refer for
add-on
treatment

STEP 3

Low dose
ICS/LABA**

Med/high
ICS/LABA

Med/high dose ICS Add tiotropium*


Low dose ICS+LTRA High dose ICS
+ LTRA
(or + theoph*)
(or + theoph*)

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Add low
dose OCS

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the preferred Step 3 treatment is medium dose ICS
#For patients prescribed BDP/formoterol or BUD/ formoterol maintenance and reliever therapy
Tiotropium by mist inhaler is an add-on treatment for patients 12 years with a history of exacerbations

GINA 2016, Box 3-5, Step 4 (7/8)

Global Initiative for Asthma

Step 4 two or more controllers + as-needed


inhaled reliever

Before considering step-up


Check inhaler technique and adherence

Adults or adolescents: preferred option is combination low dose


ICS/formoterol as maintenance and reliever regimen*, OR
combination medium dose ICS/LABA with as-needed SABA
Children 611 years: preferred option is to refer for expert
advice
Other options (adults or adolescents)
Tiotropium by mist inhaler may be used as add-on therapy for
patients aged 12 years with a history of exacerbations
Trial of high dose combination ICS/LABA, but little extra benefit and
increased risk of side-effects
Increase dosing frequency (for budesonide-containing inhalers)
Add-on LTRA or low dose theophylline
*Approved only for low dose beclometasone/formoterol and low dose budesonide/formoterol
GINA 2016

Step 5 higher level care and/or add-on


treatment

UPDATED!

STEP 5
STEP 4
PREFERRED
CONTROLLER
CHOICE

STEP 1

STEP 2

Low dose ICS


Other
controller
options

RELIEVER

Consider low
dose ICS

Leukotriene receptor antagonists (LTRA)


Low dose theophylline*

As-needed short-acting beta2-agonist (SABA)

Refer for
add-on
treatment

STEP 3

Low dose
ICS/LABA**

Med/high
ICS/LABA

Med/high dose ICS Add tiotropium*


Low dose ICS+LTRA High dose ICS
+ LTRA
(or + theoph*)
(or + theoph*)

Add low
dose OCS

As-needed SABA or
low dose ICS/formoterol#

*Not for children <12 years


**For children 6-11 years, the preferred Step 3 treatment is medium dose ICS
#For patients prescribed BDP/formoterol or BUD/ formoterol maintenance and reliever therapy
Tiotropium by mist inhaler is an add-on treatment for patients 12 years with a history of exacerbations

GINA 2016, Box 3-5, Step 5 (8/8)

e.g.
tiotropium,*
omalizumab,
mepolizumab*

Step 5 higher level care and/or add-on


treatment

UPDATED!

Preferred option is referral for specialist investigation and consideration


of add-on treatment
If symptoms uncontrolled or exacerbations persist despite Step 4
treatment, check inhaler technique and adherence before referring
Add-on tiotropium for patients 12 years with history of exacerbations
Add-on omalizumab (anti-IgE) for patients with severe allergic asthma
Add-on mepolizumab (anti-IL5) for severe eosinophilic asthma (12 yrs)

Other add-on treatment options at Step 5 include:


Sputum-guided treatment: this is available in specialized centers;
reduces exacerbations and/or corticosteroid dose
Add-on low dose oral corticosteroids (7.5mg/day prednisone
equivalent): this may benefit some patients, but has significant systemic
side-effects. Assess and monitor for osteoporosis
See ERS/ATS Severe Asthma Guidelines (Chung et al, ERJ 2014) for
more detail

GINA 2016

Low, medium and high dose inhaled corticosteroids


Adults and adolescents (12 years)

UPDATED!

Total daily dose (mcg)

Inhaled corticosteroid
Low

Medium

High

Beclometasone dipropionate (CFC)

200500

>5001000

>1000

Beclometasone dipropionate (HFA)

100200

>200400

>400

Budesonide (DPI)

200400

>400800

>800

Ciclesonide (HFA)

80160

>160320

>320

100

n.a.

200

Fluticasone propionate (DPI or HFA)

100250

>250500

>500

Mometasone furoate

110220

>220440

>440

4001000

>10002000

>2000

Fluticasone furoate (DPI)

Triamcinolone acetonide

This is not a table of equivalence, but of estimated clinical comparability


Most of the clinical benefit from ICS is seen at low doses
High doses are arbitrary, but for most ICS are those that, with prolonged use,
are associated with increased risk of systemic side-effects
GINA 2016, Box 3-6 (1/2)

Low, medium and high dose inhaled corticosteroids


Children 611 years
Inhaled corticosteroid

Total daily dose (mcg)


Low

Medium

High

Beclometasone dipropionate (CFC)

100200

>200400

>400

Beclometasone dipropionate (HFA)

50100

>100200

>200

Budesonide (DPI)

100200

>200400

>400

Budesonide (nebules)

250500

>5001000

>1000

Ciclesonide (HFA)

80

>80160

>160

Fluticasone furoate (DPI)

n.a.

n.a.

n.a.

Fluticasone propionate (DPI)

100200

>200400

>400

Fluticasone propionate (HFA)

100200

>200500

>500

110

220<440

440

400800

>8001200

>1200

Mometasone furoate
Triamcinolone acetonide

This is not a table of equivalence, but of estimated clinical comparability


Most of the clinical benefit from ICS is seen at low doses
High doses are arbitrary, but for most ICS are those that, with prolonged use, are
associated with increased risk of systemic side-effects
GINA 2016, Box 3-6 (2/2)

Reviewing response and adjusting treatment

How often should asthma be reviewed?


1-3 months after treatment started, then every 3-12 months
During pregnancy, every 4-6 weeks
After an exacerbation, within 1 week

Stepping up asthma treatment


Sustained step-up, for at least 2-3 months if asthma poorly controlled
Important: first check for common causes (symptoms not due to asthma,
incorrect inhaler technique, poor adherence)

Short-term step-up, for 1-2 weeks, e.g. with viral infection or allergen
May be initiated by patient with written asthma action plan

Day-to-day adjustment
For patients prescribed low-dose ICS/formoterol maintenance and reliever
regimen*

Stepping down asthma treatment


Consider step-down after good control maintained for 3 months
Find each patients minimum effective dose, that controls both
symptoms and exacerbations

*Approved only for low dose beclometasone/formoterol and low dose budesonide/formoterol
GINA 2016

General principles for stepping down controller


treatment

Aim
To find the lowest dose that controls symptoms and exacerbations, and
minimizes the risk of side-effects

When to consider stepping down


When symptoms have been well controlled and lung function stable for
3 months
No respiratory infection, patient not travelling, not pregnant

Prepare for step-down


Record the level of symptom control and consider risk factors
Make sure the patient has a written asthma action plan
Book a follow-up visit in 1-3 months

Step down through available formulations


Stepping down ICS doses by 2550% at 3 month intervals is feasible and safe
for most patients (Hagan et al, Allergy 2014)
See GINA 2016 report Box 3-7 for specific step-down options

Stopping ICS is not recommended in adults with asthma because of risk of


exacerbations (Rank et al, JACI 2013)

GINA 2016, Box 3-7

Treating modifiable risk factors

Provide skills and support for guided asthma self-management


This comprises self-monitoring of symptoms and/or PEF, a written
asthma action plan and regular medical review

Prescribe medications or regimen that minimize exacerbations


ICS-containing controller medications reduce risk of exacerbations
For patients with 1 exacerbations in previous year, consider low-dose
ICS/formoterol maintenance and reliever regimen*

Encourage avoidance of tobacco smoke (active or ETS)


Provide smoking cessation advice and resources at every visit

For patients with severe asthma


Refer to a specialist center, if available, for consideration of add-on
medications and/or sputum-guided treatment

For patients with confirmed food allergy:


Appropriate food avoidance
Ensure availability of injectable epinephrine for anaphylaxis

*Approved only for low dose beclometasone/formoterol and low dose budesonide/formoterol
GINA 2016, Box 3-8

Non-pharmacological interventions

Avoidance of tobacco smoke exposure


Provide advice and resources at every visit; advise against exposure of
children to environmental tobacco smoke (house, car)

Physical activity
Encouraged because of its general health benefits. Provide advice about
exercise-induced bronchoconstriction

Occupational asthma
Ask patients with adult-onset asthma about work history. Remove sensitizers
as soon as possible. Refer for expert advice, if available

Avoid medications that may worsen asthma


Always ask about asthma before prescribing NSAIDs or beta-blockers

Remediation of dampness or mold in homes


Reduces asthma symptoms and medication use in adults

(Allergen avoidance)
(Not recommended as a general strategy for asthma)

See GINA Box 3-9 and online Appendix for details

This slide shows examples of interventions with high quality evidence


GINA 2016, Box 3-9

UPDATED!

Indications for considering referral, where


available

Difficulty confirming the diagnosis of asthma


Symptoms suggesting chronic infection, cardiac disease etc
Diagnosis unclear even after a trial of treatment
Features of both asthma and COPD, if in doubt about treatment

Suspected occupational asthma


Refer for confirmatory testing, identification of sensitizing agent,
advice about eliminating exposure, pharmacological treatment

Persistent uncontrolled asthma or frequent exacerbations


Uncontrolled symptoms or ongoing exacerbations or low FEV1
despite correct inhaler technique and good adherence with Step 4
Frequent asthma-related health care visits

Risk factors for asthma-related death


Near-fatal exacerbation in past
Anaphylaxis or confirmed food allergy with asthma

GINA 2016, Box 3-10 (1/2)

Indications for considering referral, where


available

Significant side-effects (or risk of side-effects)


Significant systemic side-effects
Need for oral corticosteroids long-term or as frequent courses

Symptoms suggesting complications or sub-types of asthma


Nasal polyposis and reactions to NSAIDS (may be aspirin
exacerbated respiratory disease)
Chronic sputum production, fleeting shadows on CXR (may be
allergic bronchopulmonary aspergillosis)

Additional reasons for referral in children 6-11 years

Doubts about diagnosis, e.g. symptoms since birth


Symptoms or exacerbations remain uncontrolled
Suspected side-effects of treatment, e.g. growth delay
Asthma with confirmed food allergy

GINA 2016, Box 3-10 (2/2)

ASTHMA FLARE-UPS
(EXACERBATIONS)
2016 GINA Update

Definition and terminology

A flare-up or exacerbation is an acute or sub-acute worsening


of symptoms and lung function compared with the patients
usual status
Terminology

Flare-up is the preferred term for discussion with patients


Exacerbation is a difficult term for patients
Attack has highly variable meanings for patients and clinicians
Episode does not convey clinical urgency

Consider management of worsening asthma as a continuum

GINA 2016

Self-management with a written asthma action plan


Management in primary care
Management in the emergency department and hospital
Follow-up after any exacerbation

Identify patients at risk of asthma-related death

Patients at increased risk of asthma-related death should be


identified

Any history of near-fatal asthma requiring intubation and ventilation


Hospitalization or emergency care for asthma in last 12 months
Not currently using ICS, or poor adherence with ICS
Currently using or recently stopped using OCS
(indicating the severity of recent events)

Over-use of SABAs, especially if more than 1 canister/month


Lack of a written asthma action plan
History of psychiatric disease or psychosocial problems
Confirmed food allergy in a patient with asthma

Flag these patients for more frequent review

GINA 2016, Box 4-1

Written asthma action plans

All patients should have a written asthma action plan


The aim is to show the patient how to recognize and respond to
worsening asthma
It should be individualized for the patients medications, level of
asthma control and health literacy
Based on symptoms and/or PEF (children: only symptoms)

The action plan should include:


The patients usual asthma medications
When/how to increase reliever and controller or start OCS
How to access medical care if symptoms fail to respond

Why?
When combined with self-monitoring and regular medical review,
action plans are highly effective in reducing asthma mortality and
morbidity

GINA 2016

Written asthma action plans

Effective asthma self-management education requires:


If PEF or FEV1
<60% best, or not
improving after
48 hours

Self-monitoring of symptoms and/or lung function


Written asthma action plan
Regular medical review

EARLY OR MILD

GINA 2016, Box 4-2 (1/2)

All patients

Continue reliever

Increase reliever

Continue controller

Early increase in
controller as below

Add prednisolone
4050 mg/day

Review response

Contact doctor

LATE OR SEVERE

Written asthma action plans medication options

Increase inhaled reliever


Increase frequency as needed
Adding spacer for pMDI may be helpful

Early and rapid increase in inhaled controller


Up to maximum ICS of 2000mcg BDP/day or equivalent
Options depend on usual controller medication and type of LABA
See GINA 2016 report Box 4-2 for details

Add oral corticosteroids if needed

Adults: prednisolone 1mg/kg/day up to 50mg, usually 5-7 days


Children: 1-2mg/kg/day up to 40mg, usually 3-5 days
Morning dosing preferred to reduce side-effects
Tapering not needed if taken for less than 2 weeks

GINA 2016, Box 4-2 (2/2)

Managing exacerbations in primary care


PRIMARY CARE

Patient presents with acute or sub-acute asthma exacerbation

Is it asthma?

ASSESS the PATIENT

Risk factors for asthma-related death?


Severity of exacerbation?

MILD or MODERATE

SEVERE

Talks in phrases, prefers


sitting to lying, not agitated
Respiratory rate increased
Accessory muscles not used
Pulse rate 100120 bpm
O2 saturation (on air) 9095%
PEF >50% predicted or best

Talks in words, sits hunched


forwards, agitated
Respiratory rate >30/min
Accessory muscles in use
Pulse rate >120 bpm
O2 saturation (on air) <90%
PEF 50% predicted or best

LIFE-THREATENING
Drowsy, confused
or silent chest

URGENT

START TREATMENT
SABA 410 puffs by pMDI + spacer,
repeat every 20 minutes for 1 hour
Prednisolone: adults 1 mg/kg, max.
50 mg, children 12 mg/kg, max. 40 mg

WORSENING

TRANSFER TO ACUTE
CARE FACILITY
While waiting: give inhaled
SABA and ipratropium bromide,
O2, systemic corticosteroid

Controlled oxygen (if available): target


saturation 9395% (children: 94-98%)

CONTINUE TREATMENT with SABA as needed


ASSESS RESPONSE AT 1 HOUR (or earlier)

WORSENING

IMPROVING

ASSESS FOR DISCHARGE

ARRANGE at DISCHARGE

Symptoms improved, not needing SABA

Reliever: continue as needed

PEF improving, and >60-80% of personal


best or predicted

Controller: start, or step up. Check inhaler


technique, adherence

Oxygen saturation >94% room air

Prednisolone: continue, usually for 57 days


(3-5 days for children)

Resources at home adequate

Follow up: within 27 days

FOLLOW UP
Reliever: reduce to as-needed
Controller: continue higher dose for short term (12 weeks) or long term (3 months), depending
on background to exacerbation
Risk factors: check and correct modifiable risk factors that may have contributed to exacerbation,
including inhaler technique and adherence
Action plan: Is it understood? Was it used appropriately? Does it need modification?

GINA 2016, Box 4-3 (1/7)

PRIMARY CARE

Patient presents with acute or sub-acute asthma exacerbation

Is it asthma?

ASSESS the PATIENT

Risk factors for asthma-related death?


Severity of exacerbation?

MILD or MODERATE

SEVERE

Talks in phrases, prefers


sitting to lying, not agitated

Talks in words, sits hunched


forwards, agitated

Respiratory rate increased

Respiratory rate >30/min

Accessory muscles not used

Accessory muscles in use

Pulse rate 100120 bpm

Pulse rate >120 bpm

O2 saturation (on air) 9095%

O2 saturation (on air) <90%

PEF >50% predicted or best

PEF 50% predicted or best

START TREATMENT

Controlled oxygen (if available): target


saturation 9395% (children: 94-98%)

GINA 2016, Box 4-3 (4/7)

Drowsy, confused
or silent chest

URGENT

TRANSFER TO ACUTE
CARE FACILITY

SABA 410 puffs by pMDI + spacer,


repeat every 20 minutes for 1 hour
Prednisolone: adults 1 mg/kg, max.
50 mg, children 12 mg/kg, max. 40 mg

LIFE-THREATENING

WORSENING

While waiting: give inhaled SABA


and ipratropium bromide, O2,
systemic corticosteroid

Global Initiative for Asthma

START TREATMENT

TRANSFER TO ACUTE
CARE FACILITY

SABA 410 puffs by pMDI + spacer,


repeat every 20 minutes for 1 hour
Prednisolone: adults 1 mg/kg, max.
50 mg, children 12 mg/kg, max. 40 mg

WORSENING

Controlled oxygen (if available): target


saturation 9395% (children: 94-98%)

CONTINUE TREATMENT with SABA as needed


ASSESS RESPONSE AT 1 HOUR (or earlier)

While waiting: give inhaled SABA


and ipratropium bromide, O2,
systemic corticosteroid

WORSENING

IMPROVING

ASSESS FOR DISCHARGE

ARRANGE at DISCHARGE

Symptoms improved, not needing SABA

Reliever: continue as needed

PEF improving, and >60-80% of personal


best or predicted

Controller: start, or step up. Check inhaler technique,


adherence

Oxygen saturation >94% room air

Prednisolone: continue, usually for 57 days


(3-5 days for children)

Resources at home adequate

Follow up: within 27 days

FOLLOW UP
Reliever: reduce to as-needed
Controller: continue higher dose for short term (12 weeks) or long term (3 months), depending
on background to exacerbation
Risk factors: check and correct modifiable risk factors that may have contributed to exacerbation,
including inhaler technique and adherence
Action plan: Is it understood? Was it used appropriately? Does it need modification?

GINA 2016, Box 4-3 (7/7)

Managing exacerbations in acute care settings


INITIAL ASSESSMENT

Are any of the following present?

A: airway B: breathing C: circulation

Drowsiness, Confusion, Silent chest

NO
YES

Further TRIAGE BY CLINICAL STATUS


according to worst feature

Consult ICU, start SABA and O2,


and prepare patient for intubation

MILD or MODERATE

SEVERE

Talks in phrases
Prefers sitting to lying
Not agitated
Respiratory rate increased
Accessory muscles not used
Pulse rate 100120 bpm
O2 saturation (on air) 9095%
PEF >50% predicted or best

Talks in words
Sits hunched forwards
Agitated
Respiratory rate >30/min
Accessory muscles being used
Pulse rate >120 bpm
O2 saturation (on air) < 90%
PEF 50% predicted or best

Short-acting beta2-agonists
Consider ipratropium bromide
Controlled O2 to maintain
saturation 9395% (children 94-98%)
Oral corticosteroids

Short-acting beta2-agonists
Ipratropium bromide
Controlled O2 to maintain
saturation 9395% (children 94-98%)
Oral or IV corticosteroids
Consider IV magnesium
Consider high dose ICS

If continuing deterioration, treat as


severe and re-aassess for ICU

ASSESS CLINICAL PROGRESS FREQUENTLY


MEASURE LUNG FUNCTION
in all patients one hour after initial treatment

FEV1 or PEF 60-80% of predicted or


personal best and symptoms improved
MODERATE
Consider for discharge planning

GINA 2016, Box 4-4 (1/4)

FEV1 or PEF <60% of predicted or


personal best,or lack of clinical response
SEVERE
Continue treatment as above
and reassess frequently

INITIAL ASSESSMENT

Are any of the following present?

A: airway B: breathing C: circulation

Drowsiness, Confusion, Silent chest

NO
YES

Further TRIAGE BY CLINICAL STATUS


according to worst feature

Consult ICU, start SABA and O2,


and prepare patient for intubation

MILD or MODERATE

SEVERE

Talks in phrases
Prefers sitting to lying
Not agitated
Respiratory rate increased
Accessory muscles not used
Pulse rate 100120 bpm
O2 saturation (on air) 9095%
PEF >50% predicted or best

Talks in words
Sits hunched forwards
Agitated
Respiratory rate >30/min
Accessory muscles being used
Pulse rate >120 bpm
O2 saturation (on air) < 90%
PEF 50% predicted or best

GINA 2016, Box 4-4 (2/4)

MILD or MODERATE

SEVERE

Talks in phrases
Prefers sitting to lying
Not agitated
Respiratory rate increased
Accessory muscles not used
Pulse rate 100120 bpm
O2 saturation (on air) 9095%
PEF >50% predicted or best

Talks in words
Sits hunched forwards
Agitated
Respiratory rate >30/min
Accessory muscles being used
Pulse rate >120 bpm
O2 saturation (on air) < 90%
PEF 50% predicted or best

Short-acting beta2-agonists
Consider ipratropium bromide
Controlled O2 to maintain
saturation 9395% (children 94-98%)
Oral corticosteroids

Short-acting beta2-agonists
Ipratropium bromide
Controlled O2 to maintain
saturation 9395% (children 94-98%)
Oral or IV corticosteroids
Consider IV magnesium
Consider high dose ICS

GINA 2016, Box 4-4 (3/4)

Short-acting beta2-agonists

Short-acting beta2-agonists

Consider ipratropium bromide

Ipratropium bromide

Controlled O2 to maintain
saturation 9395% (children 94-98%)

Controlled O2 to maintain
saturation 9395% (children 94-98%)

Oral corticosteroids

Oral or IV corticosteroids

Consider IV magnesium
Consider high dose ICS

If continuing deterioration, treat as


severe and re-assess for ICU
ASSESS CLINICAL PROGRESS FREQUENTLY
MEASURE LUNG FUNCTION
in all patients one hour after initial treatment

FEV1 or PEF 60-80% of predicted or


personal best and symptoms improved
MODERATE
Consider for discharge planning

GINA 2016, Box 4-4 (4/4)

FEV1 or PEF <60% of predicted or


personal best,or lack of clinical response
SEVERE
Continue treatment as above
and reassess frequently

Follow-up after an exacerbation

Follow up all patients regularly after an exacerbation, until


symptoms and lung function return to normal
Patients are at increased risk during recovery from an exacerbation

The opportunity
Exacerbations often represent failures in chronic asthma care,
and they provide opportunities to review the patients asthma
management

At follow-up visit(s), check:

The patients understanding of the cause of the flare-up


Modifiable risk factors, e.g. smoking
Adherence with medications, and understanding of their purpose
Inhaler technique skills
Written asthma action plan

GINA 2016, Box 4-5

END OF PRESENTATION
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