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Multipath fading;
Shadowing;
Doppler shift;
Interference.
Scattering of the signal leads to multipath fading. Shadowing occurs when the
signal is blocked, for example, buildings, trees, and hills. It is common in urban
environments and mountain regions. The relative velocity between the satellite and
a mobile terminal (e.g. vehicular) induces a Doppler shift. Additionally,
interference is possible from terrestrial systems and other satellite systems and
from self-interference, in the form of multiple access environment (MAI). The
focus of this chapter is on channel effects related to signal propagation. Various
models have been proposed for LMS and will be considered.
39
40
vsatellite
S h ad o w in g
S c a t te r in g
LOS
vterminal
Figure 3.1 The LMS channel.
3.1
MULTIPATH FADING
Additionally, the LOS and specular signal components are subject to the effects of
shadowing.
3.1.1
From the central limit theorem, a process may be modeled as a Gaussian random
process, as the number (N) of signal components becomes large. In this case, N is
41
the number of signal components and the process is a complex Gaussian random
process. As described in [1], the components are narrowband, provided that the
Doppler shift is much smaller than the carrier frequency and the process is wide
sense stationary over periods that are short relative to signal variations. Further, a
Gaussian process that is wide sense stationary is stationary [12].
Consider a complex Gaussian random process u(t):
()
u t =
n =1
cn exp j
t+
(3.1)
and cn, n and n are the amplitude, angular frequency, and phase of the nth signal
component, where the phase is uniformly distributed between 0 and 2.
3.1.2
The signal
t+
(3.2)
() () (
r t = u t cos
t+
)
(3.3)
{ ()
()
r t = Re u t exp j c t +
)}
(3.4)
Given u(t) = a(t) + jb(t), where a(t) and b(t) are independent and identically
distributed narrowband Gaussian random processes:
()
{( ( )
( ))
r t = Re a t + jb t exp j c t +
)}
(3.5)
a ( t ) = Re
cn exp j (
t+
t+
n =1
=
n =1
cn cos (
t+
cn sin (
t+
(3.6)
(3.7)
and
b ( t ) = Im
cn exp j (
n =1
N
n =1
42
3.2
()
()
()
r t = a t cos c t b t sin c t
(3.8)
where ac(t) and as(t) are narrowband zero mean independent Gaussian random
variables with variance
()
()
= var b t
var a t
= 2
(3.9)
which represents the power of the diffuse signal and wc is the carrier frequency in
radians wc = 2fc.
We may define the envelope and phase of the received signal at any given
time as
()
()
t = a t
()
+b t
(3.10)
and
()
a (t )
b t
()
t = tan 1
(3.11)
diffuse
=
N
n =1
cn cos (
t+
t+
) = (t ) cos (
t + (t )
(3.12)
p (r ) =
r2
exp 2
2
r
2
(3.13)
=
N
n =1
cn 2
(3.14)
3.3
43
The Rayleigh distribution applies where the signal is scattered and there is no
direct or specular component. It is in fact a special case of a more general
distribution. In most cases, the LMS signal will be received with LOS and specular
components, as well as diffuse components.
3.3.1
r (t )
LOS
= A cos (
t+
t)
(3.15)
specular
= B cos (
t+
t + 0 )
(3.16)
( t ) = A cos
t + B cos (
t + 0 )
(3.17)
( t ) = A cos
t + B sin (
t + 0 )
(3.18)
The composite received signal, in the absence of shadowing, can then be expressed
as
()
() ()
x t = c t + a t
= A cos d t + B cos d t + 0 +
()
N
n =1
(3.19)
(3.20)
cn cos n t + n
() ()
y t = s t + b t
= A cos d t + B sin d t + 0 +
where the envelope is given by
N
n =1
cn sin n t + n
44
(t ) = x (t )
+ y (t )
(3.21)
y (t )
( t ) = tan 1
x (t )
(3.22)
Again, for large N, x(t) and y(t) are Gaussian random variables.
The received signal with LOS, specular, and diffuse components can then be
expressed in narrowband form
r ( t ) = x ( t ) cos (
t +
) y ( t ) sin (
t +
(3.23)
This is identical to
r (t ) = r (t )
LOS
+ r (t )
specular
+ r (t )
diffuse
( t ) exp
j ( t )
(3.24)
It can be shown [1] that the received signal is a Rician distributed random variable.
3.3.2
Rician fading
Slow, flat fading in the LMS channel may be modeled using the Rician amplitude
fading distribution [1, 811].
The joint pdf of independent Gaussian random variable x(t) and y(t) is given
by
p ( x, y ) = p ( x ) p ( y ) =
1
x2
exp 2
2
2
2
y2
exp 2
2
(3.25)
Let
x (t ) =
(t ) cos (t )
(3.26)
y (t ) =
( t ) sin ( t )
(3.27)
and
p ( , ) =
exp
2
+ A2 2 cos
2 2
(3.28)
p(
)=
p ( , ) d =
exp
45
2
+ A2 2 cos
2 2
d
(3.29)
This becomes
A
+ A2
exp
I0 2
2 2
p(
)=
(3.30)
This is a zeroth order Bessel function of the first kind, and A is the amplitude of
the LOS component
I0 ( z ) =
1
2
exp 2cos (
)
(3.31)
Finally [1], the pdf for the Rician fading channel can be expressed in the form
()
2 1 + K exp K 2 1 + K
I0 2
K 1+ K
(3.32)
0; < 0
K=
2
A2 + B 2 + 2 AB cos 0
2 2
(3.33)
The LOS signal components arrive in-phase at the receiver. Intuitively, for
ease of discussion, we may consider that the LOS component of the signal consists
of all components that arrive within the 3-dB beamwidth (3dB) of the receive
antenna pattern. This is not a precise definition, but it serves to introduce the
relationship between signal fading and the antenna design. This point will be
considered further in Chapter 7. For now we note that when all of the signal energy
is received within 3dB, scattering is negligible, K = 0, and the channel is
equivalent to that of AWGN. If a fraction of the signal energy is received within
3dB and the remainder is scattered outside, 0 < K < is characterized by Rician
fading. K can be any value, dependent on the severity of the fading; however, K =
10 provides a nominal point of reference for the LMS channel [1, 10, 11]. The
limiting case, K = 0 is Rayleigh amplitude fading, which means that the LOS
component is negligible, as consistent with severe signal scattering and multipath
fading conditions.
46
3.4
mr 2
2m m r 2 m 1
1
exp
, m
p (r ) =
m
2
(m)
(3.34)
The Nakagami m-distribution may be related to the Rician distribution through the
following translation [1, 12]:
m2 m
K=
3.5
(3.35)
m m2 m
Shadowing is the result of blockage from buildings, trees, and other factors. It is
often modeled using a lognormal distribution. A general form of the fading process
with shadowing m(t) is provided by [4, 5, 79, 13, 14]:
r (t ) = m (t )
r (t )
LOS
+ r (t )
specular
+ r (t )
(3.36)
diffuse
which becomes
r (t ) = m (t )
c + ac ( t ) + j m ( t )
s + as ( t ) =
( t ) exp
j ( t )
(3.37)
where
(t ) =
()
m t
()
+a t
()
+ m t
()
+b t
(3.38)
and
()
t = tan 1
()
m (t )
m t
s
c
()
+ b (t )
+a t
(3.39)
Similar to the analysis of the pdfs for Rayleigh and Rician fading, it can be shown
that the pdf for the case of slow shadowing is given by
p (r ) =
exp
r 2 d0
( ln r
2d 0
(3.40)
47
A more detailed model of the combined effects of fading and shadowing in terms
of the signal envelope and phase is provided in [46]. The performance of DSCDMA is examined in [8, 16]. Additional information may be found in [1, 1719].
3.6.1
b0
1
exp
2 d0 0 z
( ln z )2
2d 0
r2 + z2
2b0
) I ( rz b ) dz
(3.41)
where is again a Rayleigh distributed random variable, is the mean value due
to shadowing, d0 is the standard deviation due to shadowing, and b0 is the
multipath power.
3.6.2
()
p =
exp
( m)
(3.42)
48
3.7
3.7.1
Parameter
Light
Average
Heavy
b0
0.158
0.126
0.0631
0.115
-0.115
-3.91
d0
0.115
0.161
0.806
0.36
0.45
0.52
In multipath scattering, the components of the signal travel over paths of different
lengths to reach the receiver, as illustrated by Figure 3.2. The result is signal delay
spread, relative to the LOS component. As the severity of the multipath scattering
increases, so does the delay spread.
The channel may be viewed as a filter. The broader the impulse response in
the time domain, the narrower the bandwidth in the frequency domain. The
coherence, or frequency selective, bandwidth is proportional to the inverse of the
root mean square (rms) delay spread of the signal (td). From [20], f0 ~ (2td)-1. The
minimum f0 limits the maximum modulation rate (Rs) possible, without
experiencing frequency selective fading (Rs < f0).
The coherence bandwidth affects signal processing and tracking. Mitigation of
frequency selective fading may require adaptive equalization. Alternatively,
antenna directivity may be employed to compensate for the effects of delay spread,
at a cost in terms of the scattering loss. The coherence bandwidth also influences
the maximum DS-CDMA spread bandwidth and the potential utility of hybrid
FH/DS-CDMA.
3.7.2
The coherence length limits the useful antenna size (D < l0), beyond which
additional DSP is required (e.g., angular equalization through the use of a smart
array antenna). l0 is related to 3dB (3dB (180/)(D/)). The larger the antenna
aperture, the narrower the beamwidth, which increases the scattering loss, where
applicable. When the signal is scattered due to multipath, the portion of the energy
that is scattered outside of the 3dB is a measure of the scattering loss.
3.7.3
Motion-induced Doppler (Bd) in the frequency domain reduces the coherence time
of the signal. Bd = fc /c, where v is the velocity of the mobile, fc is the carrier
49
Multipath fading:
Results from signal scattering
Frequency and velocity dependant
( (t ))
N
n =1
( t ) exp j ( t )
n
(3.43)
50
) = E x (t ) x ( t + )
) cos
( ) sin
= E rx ( t ) rx ( t +
= (
) cos
E ry ( t ) rx ( t +
)
sin
(3.44)
It can be shown that (t) = () and that for isotropic scattering, () becomes [14]
) = 1 cos ( cos ) d
2 2
= J ( )
2
d
(3.45)
The Doppler power spectral density (PSD) of () is the Fourier transform of ():
S ( f ) = F ( )
f fd
2
( )
S f =
1 (
(3.46)
( ) G ( ) + p ( ) G ( )
f ( f f )
2
d
12
(3.47)
This expression is useful because it captures the dependence of the Doppler PSD
on the angle of incidence relative to the receive antenna, as well as the gain of the
receive antenna.
3.8.1
For the case of an omnidirectional vertical whip antenna with unity gain in all
directions G() = 1 and p()
p
S( f ) becomes
( ) = 21
(3.48)
S( f )=
1
f fc
fd
1
3.8.2
12
51
(3.49)
For the general case of an antenna with directivty (e.g., a directive beam antenna)
and peak gain G = G0 directed along the path of the vehicles motion
S( f ) =
2G0
fd
f fc
1
fd
3.9
(3.50)
Ai +
2
i
(3.51)
An +
2
j
2
rms
=
P
2
n
Pn
(3.52)
52
components, isotropic scattering is assumed. This implies that - < < and the
phase distribution is uniform.
3.9.2
In the case of a directive antenna, the long delay paths are deemphasized relative
to the LOS components (i.e., components arriving within the 3dB beamwidth of
the antenna pattern). In principle, this reduces the delay spread, which results in an
increase in the effective coherence bandwidth, since the coherence bandwidth is
proportional to the inverse of the delay spread [20]. This potentially simplifies
receiver design (e.g., adaptive equalization may not be required, multiuser
detection may be simplified). It can also reduce the destructive combining due to
signal components arriving out of phase and, therefore, effectively increase the
direct to multipath signal power ratio. Essentially, the channel is less severe (i.e.,
AWGN or Rician instead of Rayleigh fading). This can have a significant impact
on performance and power, at a cost in terms of increased scattering loss (i.e., for
the signal scattered outside the antenna beamwidth).
The delay profile given a directive antenna can be modeled using the two
component method of [21]
P
( ) = A ( )+ B
exp n
n =0
(
n
(3.53)
(3.54)
and
(1 exp
B=
(1 + K )
0
(3.55)
An illustration is provided in Figure 3.3. In this example, the peak path gain at
has been normalized, such that, A + B = 1 (i.e., A = 0.5 and B = 0.5). From the
relationship [21]
53
A = K0 1 + K0
(3.56)
it can be shown that K0 = 1 in this example. This means that the direct to diffuse
signal power ratio is equal, which corresponds to a Rayleigh fading channel. In
Chapter 7, the impact of antenna directivity will be examined further for more
general antenna designs.
3.10
FADING RATE
The frequency and duration of fading events are important statistical parameters.
Deep fades tend to occur less frequently and their duration tends to be shorter than
that of shallower fades.
3.10.1
The level crossing rate (LCR) is defined as the expected rate at which the fading
signal envelope crosses a specified signal level (r = R) in the positive direction [1,
8, 13, 14]. The average number of level crossings (NR) is given by
( )
N R = rp R, r dr
(3.57)
where r is the time derivative of r(t) the slope of the level crossing and p ( R, r )
is the joint pdf of r and at r = R.
1.20
1.00
0.80
0.60
0.40
0.20
0.00
0
Figure 3.3 The impact of antenna directivity relative gain versus delay.
54
3.10.2
p ( R, r ) =
R
exp R 2 2 p0
p0
exp r 2b2
2 b2
(3.58)
b2 = 2
f d2 p0
(3.59)
Thus, the LCR is related to the maximum Doppler shift fd and, therefore, to the
relative velocity between the transmitter and receiver (e.g., the LMS terminal and
the satellite). Finally, NR may be evaluated from the expression [22]
N R = 2 f d exp
(3.60)
where = R/Rrms and Rrms is the root mean square amplitude of the fading signal
(i.e., local to the level crossing), Rrms = 2b0 .
3.10.3
In the case of Rician fading, the expression for the average number of level
crossings remains the same, except that p(R, r ) becomes [13]
p r, r, ,
r2
exp 1 2 r 2 b0 + r 2 b2 + r 2
4 2 b0 b2
b2
)
(3.61)
in which case,
NR =
3.11
3.11.1
b2
b0
exp
2
(3.62)
where
P (r R)
NR
(3.63)
( )
()
r
r2
dr = 1 exp
exp
2 p0
p0
P r R = p r dr =
0
55
(3.64)
such that
3.11.2
exp
( ) 1
(3.65)
fd
In addition to the average fade rate and the average fade duration, it is also useful
to understand the fraction of time that a signal level meets or exceeds a minimum
acceptable level (e.g., for the purposes of link availability, receiver sensitivity, or
automatic gain control threshold or quantization levels). As an example, the case
of Rayleigh fading will be considered.
The pdf for Rayleigh amplitude fading is
p (r ) =
r
2
r2
exp 2 dr
2
(3.66)
10
P( < x)
10-1
10
-2
10
-3
10
-4
-30
-25
-20
-15
-10
-5
x=10 log(/2 ) dB
2
10
56
p(
)=
exp
2
2
2
(3.67)
A plot of p( < x) is provided in Figure 3.4, where x denotes a given fading power
threshold.
Availability = 1 p (
(3.68)
3.12
SUMMARY
Due to mobility and location of the terminals, the LMS channel differs from that of
the common SATCOM channel. In addition to AWGN, LMS systems may
experience degradation due to factors including mutipath fading, shadowing, and
increased Doppler shift. These factors must be accounted for in the design of both
the ground segment (terminals) and the space segment (satellite).
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58
r = x2 + y2
= tan
y
x