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Article history:
Received 17 August 2009
Received in revised form 15 December 2009
Accepted 17 December 2009
Available online 1 February 2010
Keywords:
Turbomachinery disk
Optimization
Plane stress
Flywheel
a b s t r a c t
Turbomachinery disks are heavy, highly stressed components used in gas turbines. Improved design of
turbomachinery disks could yield a signicant reduction in engine weight. This paper focuses on rapid
low delity design and optimization of isotropic and transversely isotropic disks. Discussion includes
the development of a one dimensional plane stress model, disk parameterization methods, and the
implementation of a genetic algorithm for shape optimization. Three traditional geometry denition
methods are compared to two new methods that are described and produce more optimum designs.
Hardware from the GE E3 is used as an example. The analysis code is open-source, graphical, interactive,
and portable on Windows, Linux, and Mac OS X.
2009 Elsevier Ltd. All rights reserved.
1. Introduction
High fuel costs and the tightening global economy have lead to
a renewed push for reliable, highly fuel efcient gas turbine engines. Better engine ow path design and higher engine temperatures will inevitably lead to more efcient designs, but are not
the only areas where research should be done. Methods for safely
decreasing the overall engine weight must also be investigated.
Turbomachinery disks comprise a large part of the structural
weight of an engine, making them a perfect target for this investigation. Preferably, disk optimization should not greatly increase
the amount of time needed for an engine design. This means that
the general disk shape optimization should be completed early in
the design process using quick, low delity models. Fine tuning
of the shape will still be needed later in the design cycle, but proper optimization early on should ease this process. A fast disk optimization method may also be integrated into a larger component
or system multi-disciplinary optimization approach.
This paper focuses on disk design and optimization using a
plane stress model. The derivation of the governing equations
for isotropic and transversely isotropic disks will be described,
followed by a description of the process used to discretize the
model. Existing design codes often use parameterized disk
geometry inputs to simplify the disk denition process [1,2].
Geometry and results using the common Ring, Web, and Hyperbolic parameterization methods will be compared. These three
methods will also be compared to a new Continuous Slope
* Corresponding author.
E-mail addresses: David.Gutzwiller@gmail.com (D.P. Gutzwiller), markturner@
fuse.net (M.G. Turner).
0965-9978/$ - see front matter 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.advengsoft.2009.12.019
780
Nomenclature
Variables
B
C
E
F, L
m
r
t
S
T
u
; c
q
r; s
x
density
normal and shear stresses
rotor angular velocity
The T-Axi Disk source code was created with as much modularity as possible, allowing other researchers to easily extract subroutines and graphical procedures from the program.
Graphical User Interface
A clean GUI and well thought out presentation of results is very
important. It signicantly decreases the learning curve that comes
with a new program and decreases the turnaround time for an
analysis. The T-Axi Disk GUI was written using the DISLIN graphical libraries, which are very capable for this type of program [8].
Availability
T-Axi Disk is easy to obtain. The code distribution, source les,
example analysis les, and documentation are all available for
download from the University of Cincinnati GTSL website [7].
Ease of installation and portability
781
d
v 0:
dh
du
dr
u
:
r
srh 0
smrh
sTrh
C 11
BC
B 12
B
B C 13
B
C B
B 0
B
B
@ 0
0
C 12
C 13
C 22
C 23
C 23
C 33
C 44
C 55
0 C
C
C
0 C
C
C:
0 C
C
C
0 A
C 66
rm C:
rT Cb:
1
0
du
dr
crh
br
1
C
C
C
uC
r C:
C
C
C
C
A
ar
C
Bb C B
ah
C
B hC B
C B C 13
C
B
C 23
B bz C B C ar C ah C
33
33
C
C:
B
B
b B
C B
C
0
C
B brz C B
C B
C
B
A
@ bhz A @
0
10
brh
du
u
B Aar T Bah T;
dr
r
du
u
B D Bar T Dah T;
dr
r
rr A
11
rh
12
h
C B
C B
C
B
B r C B rm C B rT C
B hC B h C B hC
C B
C B
C
B
C B
C B TC
B
C
C
B rz C B rm
B
r
C B z C B zC
B
CB
CB
C:
B
B s C B sm C B sT C
B rz C B rz C B rz C
C B
C B
C
B
C B
C B T C
B
C B shz C
B shz C B sm
hz
A @
A @
A
@
r
rmr 1 0 rTr 1
B
u
B
r
B
B C13 du C 23
B C33 dr C 33
B
CB
B crz C B
0
C B
B
@ chz A B
@
0
Assume axisymmetry.
d
tr rr t rh tqx2 r 2 0:
dr
r
B h C
C
B
C
B
B z C
C
B
d
0:
dz
srz shz rz 0:
@ rr rr rh
qx2 r 0:
@r
r
rr 1
1 @ rh @ srh 2srh
Bh 0
r @h
@r
r
srh
@ rr 1 @ srh rr rh
Br 0;
r @h
@r
r
The stress strain relations for this problem were derived from
the most general form of Hookes law. For this problem the total
stress has both a mechanical and a thermal component.
C 12 C 33 C 13 C 23
;
C 33
!
C 22 C 33 C 223
D
C 33
B
C 11 C 33 C 213
C 33
13
782
C 11
C 22
C 12
C 13
Er Eh Er m2hr
C 33
Eh 2Er m2hr
!
E2h
Eh 2Er m2hr
Er Eh mhr
C 23
2
Eh 2Er mhr
!
E2r m2hr
Eh 2Er m2hr
14
Simplifying
the
expressions
for
isotropic
materials
Er Eh ; ar ah leads to the familiar disk stress equations shown
in many sources [1,5].
In this equation the average tangential stress in the disk is related to the ultimate strength of the chosen material. In a passing
design the burst margin should always be larger than 1.0. It should
be noted that this simple relation assumes that the material has
the same ultimate strength at all radial stations. If the disk has a
radial thermal gradient this assumption is not true and the burst
margin criteria is no longer valid. Regardless, the burst margin still
has its uses as an initial feasibility or sanity check of any disk design. In reality, a well designed disk should pass both the burst
margin test and the more specic comparison of Von Mises stress
vs. material yield strength at each radial station.
The implementation of this system in T-Axi Disk is very quick.
Over 5000 solutions per second have been achieved for a disk discretized with n = 100 points on a single 1.9Ghz AMD Athlon QL-60
core.
4. Solution process
5. Stress model validation
As derived in the previous section, the constitutive equations
for a rotating anisotropic disk can be written as shown in Eqs.
(11) and (12). The axisymmetric plane stress equilibrium equation
is also shown in Eq. (3). Assuming the general case of a disk with a
hole, loaded either at the inner radius (bore) or the outer radius
(rim), the following boundary conditions can be assumed. In both
loading cases the effect of the dead weight is applied as either a
compressive or tensile radial stress.
Boundary condition 1: at the bore
rr A
du
u
nb mb r cg 2
x:
B Aar T Bah T
dr
r
2prt
15
rr A
du
u
nb mb r cg 2
x:
B Aar T Bah T
dr
r
2prt
16
In a typical bladed disk application the disk is loaded on the outer rim, which means that boundary condition #2 is applied with a
positive sign tensile stress. In this case there is no loading on the
bore, so mb and rr in boundary condition #1 are effectively zero.
The two boundary conditions are presented in a more general form
so novel applications of bore loaded external disks can be explored.
This boundary value problem can be solved using a variety of
methods. The method chosen for this application involves developing an expression for the radial stress rr dependent on the radial
displacement at a series of three contiguous points. Integrals are
approximated using an averaging scheme similar to the box method presented by Keller and Cebeci [15]. This method has a number
of distinct advantages over other discretization methods, shown in
detail in the two appendices at the end of this paper. In summary,
the disk is discretized along n radial stations leading to a system of
(n 2) distinct equations, similar to what a central difference formula would produce. Two more equations are needed to complete
the system and can be found from the known radial stress boundary conditions at the disk bore and rim. A forward or backwards
difference method is used at the boundaries to generate the
remaining two equations. The end result of this process is a
(n) (n) matrix equation with the radial displacement as the unknown variable. The matrix is tridiagonal except for the rst and
last equations; a Thomas algorithm [16] is modied accordingly
for a quick solution. Once the radial displacement at each point
is found the radial and tangential stresses at each point may be calculated using Eqs. (11) and (12). Once the stresses are known at
each radial station, empirical design criteria may be calculated.
One common design criteria, the burst margin [1], is dened as:
BM
0:47rult
rhav g
17
Table 1
Code validation test case.
Isotropic material
Inconel718
Anisotropic material
Angular speed
Bore radius
Rim radius
Disk temperature
EpoxyFiberglass
5000 RPM
0.4 m
1.0 m
20.0 C
783
Fig. 2. Isotropic closed form comparison to numerical solution using 100 points.
Fig. 3. Anisotropic closed form comparison to numerical solution using 100 points.
ti t 2 t 1 t 2
ri r1
r2 r1
dsf
;
18
where station 1 is at the edge of the inner rim and station 2 is at the
thinnest point of the web. When paired with a plane stress model
this disk denition method may produce passing disk designs with
very low masses. However, extra care should be taken to ensure
that the geometry does not violate the plane stress assumption.
6.2. Continuous Slope (CS) parameterization
Like the Hyperbolic method, the live weight in disks dened by
the CS parameterization is controlled by six input parameters. The
denition of the dead weight is the same as with the Web and
Hyperbolic methods, but the similarities end there. The CS disk
geometry is broken up radially into three segments: the inner
784
rim, the web, and the outer rim. The inner and outer rim are modeled with fourth order line segments while the web region is modeled with a linear line segment. With the exception of the disk rim
width, all of the inputs for the live weight are non-dimensionalized. Non-dimensionalization of the geometry parameters creates
a more robust design space ideal for use in an optimization routine.
19
In addition to the four parameterizations mentioned above, TAxi Disk also allows for creation of disks using an arbitrary number
of control points, evenly spaced between the bore and the rim. At
each control point the disk thickness may be specied. The thickness distribution between each control point is linear. This method
was developed primarily for use with an automated optimization
routine. Depending on the number of control points this method
could have a very large number of parameters, making design optimization much more time intensive. However, this geometry denition method is the most general and should be very useful as a
comparison against the other parameterization methods. This
1
F str
F crv
Lstr
Lcrv
:
m
m
m
20
The F str term accounts for the stress requirements of the disk. In
a passing disk design this term will be zero, but will increase as
sections of the disk experience stresses above the target level. Lstr
is a Lagrange multiplier that allows more control over the shape
of the optimization space. Increasing Lstr increases the tness penalty for breaking the stress requirements, which may lead to instability in the optimization process. Using excessively low values for
Lstr may result in optimized designs that fail to meet the stress factor of safety.
Similarly, the F crv and Lcrv terms apply a penalty to any design
that breaks a specied curvature requirement. This term is only
used for the arbitrary control point denition method. It effectively
guides the optimization to a smooth nal design without any rapid
changes in section thickness. Without this control the optimization
would lead to an erroneous design that completely violates the
plane stress assumption, as shown in the discussion section of this
paper.
785
Table 2
E3 third stage disk inputs.
Disk material
Disk rim radius
Disk rim thickness
Maximum allowable section width
Minimum allowable bore radius
Dead weight CG
Total dead weight
Disk temperature
Temperature adder
Angular speed
Ti6Al4V
0.255 m
0.026 m
0.05 m
0.09 m
0.258 m
0.087 kg
147.0 C
200.0 C
12,300 RPM
786
9. Discussion
9.1. Comments on disk parameterization
Careful investigation of the results yields some very useful
information. The nature of mass optimization boils down to minimizing the excess stress margins at every location in the body,
decreasing the weight in the process. When applied to a 1D disk
stress model this is effectively the same as nding a design in
which the Von Mises stress line has a shape and magnitude similar
to the safety factor line. Disk parameterization and optimization
methods should be designed with this simple concept in mind.
As expected, the arbitrary control point method produced the
lightest disk. The CS method was the next lightest, followed by
the Web and Hyperbolic methods. In the Web parameterization
it is assumed that the web region of the disk is of constant thickness. This leads to a signicant amount of extra material and extra
stress margin at the outer radial stations. The addition of one more
parameter allowing linear variation of the web thickness would
greatly increase the usefulness of the Web parameterization
method.
The Hyperbolic parameterization has a variable web thickness,
but other problems occur when using this method. For this analysis
a lower bound of 0.2 was set for the disk shape factor. Fully opening up this parameters design space yields a lighter weight disk
than the 7.07kg design shown in Fig. 8. This design, with a disk
shape factor of 0.02 and a mass of 5.54 kg, is shown in Fig. 9. However, investigation with higher delity nite element models has
shown that this design is a false minimum; in reality the unconstrained Hyperbolic design experiences a signicant amount of
out-of-plane stresses, leading to much higher Von Mises Stresses.
The results of an investigation of the rejected and accepted Hyperbolic geometries with ANSYS V11.0 are shown in Table 4. Assuming
a lower bound of 0.2 for the disk shape factor led to a result with
reasonably low out-of-plane stresses, with maximum values near
5% of the corresponding in-plane stresses. The rejected Hyperbolic
disk design experiences out-of-plane stresses with magnitudes
over 44% of the in-plane stresses.
What constitutes adequate fulllment of the plane stress
assumption is a very subjective topic that must be decided on a
case by case basis. Regardless, even for a low delity analysis it
is unacceptable to use a design that neglects a stress that is nearly
half of the assumed maximum. When optimizing turbomachinery
disks with a plane stress model, ange type designs like the
one shown in Fig. 9 grossly under predict the overall state of stress
and must be avoided. Any useful disk optimization routine must
have intelligent bounds on the parameter design space or a method
of curvature control to prevent this type of design. In addition to
the options shown in this paper, a number of alternative methods
to account for the out-of-plane stress have been presented by
Genta and Bassani [21]. Some previously published papers and
Table 3
E3 third stage disk optimized results.
Method
Web
Hyperbolic
CS
Arbitrary control point
9.02
9.43
9.46
456.10
6.07
7.07
5.46
5.19
787
Table 4
Hyperbolic disk out-of-plane stress comparison.
Rejected disk
Accepted disk
421
186
44.2
425
25
5.7
Table 5
Arbitrary control point study.
Number of points
10
15
20
25
5.56
5.22
5.19
5.19
wound composite material, or a disk with a large temperature gradient may be especially problematic. The extra robustness and
wider design space of the arbitrary control point method could
be very useful in these more complex cases.
10. Conclusions
The development and implementation of a low delity stress
model and rapid optimization procedure for turbomachinery disks
has been presented. T-Axi Disk, an open source disk analysis and
optimization code, has been created and is freely available [7,9].
The code is graphical, interactive, robust, and portable on Windows, Linux, and Mac OS X. The Continuous Slope disk parameterization method has been introduced as a viable or in some cases
superior alternative to the existing Web, Ring, and Hyperbolic
methods. The arbitrary control point method has also been introduced as a more robust and general disk denition method which
may prove useful for the optimization of complex disk systems.
A plane stress model was used in this investigation due to its
speed and overall accuracy. Problems with the model stemming
from the omission of the out-of-plane stress were discussed and
averted. It is recommended that any disk design and optimization
procedures implement some form of intelligent parameter bounds
or a method of curvature control to avoid any erroneous designs.
The examples in this paper were restricted to a relatively simple
case using isotropic materials without an applied thermal gradient.
The model was designed to be very robust, so future investigations
including advanced materials and alternative loading methods are
possible. The arbitrary control point geometry denition method
may prove to be very useful when optimizing disks with large thermal loads or for optimization of wound composite designs. One
application of the model would be for the shape optimization of
next generation composite ywheels. The CS parameterization
method presented in this paper would also be very useful in this
case. The addition of three more parameters allowing for complete
788
rr A
du
u
nb mb r cg 2
x:
B Aar T Bah T
dr
r
2prt
27
The authors would like to thank NASA for funding and support
through NRA NNC07CB61C MDAO of Turbomachinery with
Emphasis on Component Optimization.
All of the calculations in this section use the following substitutions, shown with dummy variable X. Fig. 11 shows the numbering
scheme followed in this section. These substitutions are valid for
displacement (u), thickness (t), radius (r), temperature (T), stresses
r), stiffness terms (A, B, D) and the thermal expansion coefcient
a.
DX 21 X i1 X i
X 21
28
DX 10 X i X i1
X 10
29
Acknowledgment
d
tr rr t rh tqx2 r 2 0:
dr
21
rr A
du
u
B Aar T Bah T;
dr
r
22
rh B
du
u
D Bar T Dah T;
dr
r
23
where
C 11 C 33
C 33
C 213
C 12 C 33 C 13 C 23
B
C 33
!
C 22 C 33 C 223
D
C 33
Er Eh Er m2hr
Eh 2Er m2hr
!
2
Eh
Eh 2Er m2hr
Er Eh mhr
C 23
Eh 2Er m2hr
!
2 2
Er mhr
Eh 2Er m2hr
C 12
C 13
r r21
rr1 rr2
2
rr0 rr1
2
A21
21
Du21
u
r21 T 21 B21 a
h21 T 21 :
B21
A21 a
r21
Dr21
30
A10
10
Du10
u
r10 T 10 B10 a
h10 T 10 :
B10
A10 a
r10
Dr10
31
Next, integrate Eqs. (21) and (23) over intervals [12] and [01].
Z
24
1
d
tr rr dr
dr
t rh tqx2 r 2 dr
3
r r31
h21 Dr 21 t 21 qx2 2
:
tr rr 2 trrr 1 t21 r
3
Z 1
Z 1
d
t rh tqx2 r 2 dr
tr rr dr
0 dr
0
3
r r30
h10 Dr 10 t 10 qx2 1
:
tr rr 1 trrr 0 t10 r
3
C 11 C 33
C 22
r r10
X i1 X i
:
2
X i X i1
:
2
25
rr A
du
u
nb mb r cg 2
x:
B Aar T Bah T
dr
r
2prt
26
Fig. 11. Disk discretization.
32
33
789
Z 2
Z 2
u
D dr
Bar Tdr
Dah Tdr
r
1
1
1
1
1
r
r h21 Dr21 B21 Du21 D21 u21 ln 2
r1
r21 T 21 Dr21 D21 a
h21 T 21 Dr21 :
B21 a
Z 1
Z 1
Z 1
Z 1
Z 1
du
u
rh dr
B dr
D dr
Bar Tdr
Dah Tdr
dr
r
0
0
0
0
0
r
r h10 Dr10 B10 Du10 D10 u10 ln 1
r0
r10 T 10 Dr10 D10 a
h10 T 10 Dr10 :
B10 a
2
rh dr
du
dr
dr
34
35
b1 tr1 :
36
b2 tr2 :
37
h21 Dr 21 t 21 qx2
b2 rr2 b1 rr1 t21 r
r32 r 31
:
3
At this point two separate expressions have been found for rr1 .
.
Equate (45) and (40), substituting ui1 ; ui ; and ui1 for Du and u
Simplication of the this expression yields three coefcient terms
for ui1 ; ui ; and ui1 . The remaining terms can be thought of as
the right hand side (RHS) of the equation. The three coefcient
expressions and the RHS lead to a system of (n 2) equations
which solve for (n) radial displacement values. The remaining
two equations come from discretization of the boundary
conditions.
38
Coeff : ui1
Coeff : ui
Coeff : ui1
41
b1 tr1 :
42
h10 Dr 10 t 10 qx2
b1 rr1 b0 rr0 t10 r
47
48
b0 tr0 :
Eq. (33) can be written as
2b2
A21
B21
b2 b1 Dr21 2r 21
!
t 21
D21
r2
:
B21
ln
b2 b1
2
r1
40
46
r31 r30
:
3
43
b1 rr1 b0 rr0
r
10 ln 1
t10 B10 Du10 D10 u
r0
3
r r 30
r10 T 10 Dr 10 D10 a
h10 T 10 Dr 10 qx2 1
t 10 B10 a
:
3
10
2b0
Du10
u
r10 B10 a
h10 T 10
A10
B10
A10 a
r 10
b1 b0
Dr 10
t10
r
10 ln 1
RHS
2b2 T 21
r21 B21 a
h21
A21 a
b2 b1
t 21 T 21 Dr 21
r21 D21 a
h21
B21 a
b2 b1
2b0 T 10
r10 B10 a
h10
A10 a
b0 b1
t 10 T 10 Dr 10
t qx2 r 3 r 3
2
1
r10 D10 a
h10 21
B10 a
b0 b1
b1 b2
3
t 10 qx2 r 3 r 3
1
0
:
b0 b1
3
49
44
Adding Eq. (44) to Eq. (31), making sure to cancel the b0 rr0
term, yields the following expression for rr1 in terms of known
quantities in the [01] interval
rr1
2b2
A21 B21
b2 b1 Dr21 2r 21
!
t 21
D21
r2
B21
ln
b2 b1
2
r1
!
2b0
A10
B10
b0 b1 Dr 10 2r 10
!
t 10
D10
r1
:
B10
ln
b0 b1
2
r0
Subtracting Eq. (39) from Eq. (30), making sure to cancel the
b2 rr2 term, yields the following expression for rr1 in terms of
known quantities in the [12] interval
21
u
2b2
Du21
r21 B21 a
h21 T 21
A21
B21
A21 a
r 21
b2 b1
Dr 21
t21
r
21 ln 2
!
t 10
D10
r1
:
B10
ln
b0 b1
2
r0
b2 rr2 b1 rr1
r
21 ln 2
t21 B21 Du21 D21 u
r1
3
r r 31
r21 T 21 Dr 21 D21 a
h21 T 21 Dr 21 qx2 2
: 39
t 21 B21 a
3
rr1
2b0
A10
B10
b0 b1 Dr10 2r 10
45
790
rr
nb mb r cg 2
4u2 u3 3u1
u1
x A1
B1
2p r 1 t 1
r3 r1
r1
A1 ar1 T 1 B1 ah1 T 1 :
B1
3A1
Coeff : u1
:
r1 r3 r1
Coeff : u2
4A1
:
r3 r1
A1
:
Coeff : u3
r3 r1
nb mb r cg 2
RHS
x A1 ar1 T 1 B1 ah1 T 1 :
2p r 1 t 1
50
51
52
53
54
For the second boundary condition a similar procedure is followed. A three point backward difference scheme is applied to
Eq. (27). Reorganization of the terms yields an additional three displacement coefcients and the equation right hand side. For a rim
loaded disk rr at boundary condition #2 will have a known positive value.
rr
nb mb r cg 2
3un 4un1 un2
un
x An
Bn
2p r n t n
r n r n2
rn
An arn T n Bn ahn T n :
An
:
Coeff : un2
r n r n2
4An
:
Coeff : un1
r n r n2
Bn
3An
:
Coeff : un
rn r n r n2
nb mb rcg 2
RHS
x An arn T n Bn ahn T n :
2pr n t n
55
56
57
58
59
1
10
u1
51 52 53
0
0
0
0
C
B
B 46 47 48
0
0
0
0 C
CB u2 C
B
CB u3 C
B 0
46
47
48
0
0
0
C
CB
B
C
B
B 0
0
. . . . . . . . .
0
0 C
CB . . . C
B
C
C
B
B 0
u
0
0
46
47
48
0
n2
C
CB
B
@ 0
0
0
0
46 47 48 A@ un1 A
un
0
0
0
0
56 57 58
1
0
54
B 49 C
C
B
B 49 C
C
B
B
B . . . C
C:
B 49 C
C
B
@ 49 A
59
0
d
trrr t rh t qx2 r 2 :
dr
Radial stress:
rr
E
du
u
m
:
1 m2 dr
r
62
Tangential stress:
rh
E
u
du
:
m
1 m2 r
dr
63
" 2
d u
#
1 du u
dt 1 du
u
qx2 r 2
m
m 1:
2
2
r
dr
r
dr
t
dr
r
E
dr
64
60
61
791
References
to see that both a simple central difference and the T-Axi Disk
method result in well converged solutions with 100 pts.
However, some common disk parameterizations contain thickness discontinuities. To accurately model these discontinuities the
grid can no longer be evenly spaced, which makes the central difference method less effective. Even worse, a central difference
method inevitably leads to a case where the discretization stencil
straddles the discontinuity point, effectively rounding off the sharp
corner and throwing off the solution everywhere in the continuum.
The number of points needed for convergence is therefore much
higher. Fig. 13 shows the Von Mises stress results for the optimized
E3 third stage web disk. The results clearly show that a central difference approach will require thousands of points to achieve a satisfactory level of convergence. The method implemented in T-Axi
Disk is much more effective. Integration of the equilibrium equation instead of differentiation, as shown in Eqs. (32) and (33), allows the system to deal with thickness discontinuities without
needing a large number of grid points. Although not shown in this
example, the discretization method in T-Axi Disk also allows discontinuities in material properties, something not possible with
the central difference approach.
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