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Procedia CIRP 48 (2016) 538 543
Abstract
The concept of Sustainable Manufacturing (SM) has emerged out as a key alternative to improving the performance of machining processes.
Though there are many descriptive frameworks available in the literature to assess sustainability still, they are dicult to implement in
manufacturing industries due to the limitation on quantifying certain parameters. This paper tends to present a sustainability assessment
framework for turning process with respect to the manufactured product in the case industry from the economic and environmental point of view
using empirical relations after conducting the experiments at full tool wear criteria. The results are expected to provide an understanding to the
industry professionals on the dierence between three machining scenarios concurrent to operating conditions being followed in the industry by
giving more weightage to economic and environmental indicators separately. In addition to this, a social sustainability assessment framework has
also been proposed after consultation with few manufacturing industries in order to make it easy for them to adapt and enhance the sustainability
of machining process.
2016 The Authors. Published by Elsevier B.V This is an open access article under the CC BY-NC-ND license
c 2016 The Authors. Published by Elsevier B.V.
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
Peer-reviewunder
Peer-review under responsibility
responsibility of theof the scientic
scientifi committee
c committee ofCIRP
of the 23rd the 23rd CIRP Conference
Conference on Life Cycle on Life Cycle Engineering.
Engineering
Keywords: Sustainable Manufacturing; Dry and Wet Machining Process; Sustainability Assessment; Grey Relational Analysis.
2212-8271 2016 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
Peer-review under responsibility of the scientific committee of the 23rd CIRP Conference on Life Cycle Engineering
doi:10.1016/j.procir.2016.03.024
Neeraj Bhanot et al. / Procedia CIRP 48 (2016) 538 543 539
able sustainability assessment framework needs to be developed for energy recovery from production process; Consum-
which takes into account all important aspects aecting the sus- ables reuse ratio; Wastage and Spill over during produc-
tainable performance of the process. This study takes into con- tion; Mass of coolant loss.
sideration an industrial process wherein the results for turning Environmental Regulations.
process are obtained by conducting experiments in three dier-
ent operating conditions. The conditions at which the results Lastly, the tentative list of parameters for the social dimen-
for various economic and environmental indicators are evalu- sion is as follows:
ated are wet turning based on process parameters of case in- Worker Health: Chemical Contamination of working envi-
dustry; dry turning again based on parameters of industry and ronment; Mist/dust level; Physical Load Index; Noise
lastly dry turning at optimal process parameters mentioned in Level; Health related absenteeism rate; Admitted level of
the handbook. This study thus helps in assessing the sustainable emissions and waste from machining operations.
performance of turning process using validated empirical rela- Worker Safety: Exposure to toxic chemicals; Exposure to
tions and can be extended to other machining processes. The high energy components; Number of occupational acci-
proposed framework will thus help the professionals to incorpo- dents; Near Misses; Operator Risk Level; Ergonomic De-
rate the results in Design for Sustainability approach to make sign of human interface.
their process and product sustainable. In addition to this, a ten- Labor Relations: Hourly Wages; Working Hours; Workload;
tative framework for social sustainability assessment has also Community Engagement; Local Employment.
been proposed at initial stages which will be applied by collect- Training and Education: Average Number of Hours of train-
ing data from the concerned stakeholders. Thus, the primary ing per operator; Required Skill Level.
objective of this study is to assist the industry professionals in
However, in this study, the parameters relevant to turning
evaluating the performance of machining process and guiding
process have only been considered based on a similar survey
them in further enhancing it.
conducted between researchers and industry professionals [4]
and suitably highlighted in the next section.
2. Indicators for Sustainability Assessment
3. Research Methodology
The focus of most of the sustainability assessment frame-
works have been found to be at product level [8] which needs
In this study, a large-scale automobile rm has been con-
to be extended to process level since the process sustainability
sidered wherein turning of AISI 4140 alloy steel is being done
mostly aects the performance of the manufactured product.
using carbide inserts (DNMG 150608-LM-TN2000) to manu-
This study presents a consolidated list of sustainable manufac-
facture an automobile component. The length of the component
turing parameters which can usually be considered for a man-
is 439.75 mm with a diameter of 65 mm and nose radius of the
ufacturing process against economic, environmental and social
insert is 0.8 mm. The experiments were conducted at full tool
dimensions after a thorough literature review [9].
wear criteria for three machining scenarios. In the rst case,
The tentative list of parameters for the economic dimension is
experiments are done at process parameters (204.204 m/min
as follows:
speed, 0.25 mm/rev feed, 1.5 mm depth of cut) being followed
Production Cost: Actual Machining Cost; Machine Idle Cost; in the case industry under wet conditions to evaluate various
Cutting and Lubrication Fluid Cost; Cost of by-product economic and environmental indicators. In the second case, the
treatment; Machine Tool Usage Cost. same set of operating conditions were adopted under dry con-
Cutting Quality: Cutting Temperature; Machining induced ditions to assess the dierence in dierent indicators with re-
variations; Surface Roughness. spect to wet machining scenario. However, in third case, exper-
Production Rate: Cutting Power; Material Removal Rate. imental investigations were carried out on the basis of optimal
Process Management: Improvement of material/energy con- parameters (160 m/min speed, 0.4 mm/rev feed, 1 mm depth
sumption; Performance Measurement. of cut) as suggested by Handbook [10] for suitable tool mate-
rial combination under dry conditions to identify the extent to
Similarly, the tentative list of parameters for the environmen- which process can be made sustainable. All the indicators have
tal dimension is as follows: been evaluated for a period of six months in order to get proper
Water Intensity: Consumption of water per unit of output; dierentiation between wet and dry scenarios since the coolant
Source of water for the process. replacement is generally done after six months in the concerned
Energy Intensity: Energy consumed per unit of output; Re- industry. The details of indicators utilised for sustainability as-
newable proportion of energy consumed. sessment have been provided as follows:
Materials: Hazardous materials (kg/product); Chemicals
(litres/product); Raw materials (kg/product); Material 3.1. Sustainability Assessment for Machining Process
composition (%); Distance from source (km/product).
Waste Management: Weight of releases into air (GHG Emis- This section presents the required details on the indica-
sions) from production process; Weight of releases into tors utilised to evaluate sustainability along with suitable refer-
surface water from production process; Weight of trans- ences based on which calculations are done for some indicators
fers into disposal from production process (consumables, whereas some indicators have been determined experimentally.
chips, scraps); Weight of transfers for treatment from pro- In addition to this, grey relational analysis has also been ex-
duction process; Weight of transfers to recycling from pro- plained in brief that is employed to compare the sustainability
duction process (chips and scraps); Weight of transfers scores for three machining scenarios.
540 Neeraj Bhanot et al. / Procedia CIRP 48 (2016) 538 543
been shortlisted from Section 2 wherein the selected indicators 4. Results and Discussion
have been divided into three categories. In the rst category,
the indicators are rated by the respective department heads or Table 1 presents an assessment of various economic and en-
supervisors for workers respectively regarding performance is- vironmental indicators for three machining scenarios using em-
sues, worker skills and behavioral issues. In the second cate- pirical relations highlighted from literature as follows:
gory, the indicators are rated by the workers themselves regard-
ing issues such as management support, job prospects, working Table 1. Results for S.M. Indicators
Condition v f d M.R.R. T.L. P.R. Ra P.C. C.C. Temp C.E. E.C.
conditions and extent of government support. Finally, in the Wet 204 0.25 1.5 1.276 56 31.836 3.349 637.37 0.0355 1096.291 3.427 0.1837
third category, the remaining indicators are rated by third party Dry 204 0.25 1.5 1.276 14 7.959 1.966 647.5 0 1126.175 3.595 0.2008
Opt. Dry 160 0.4 1 1.067 20 14.220 5.760 640.74 0 1097.470 2.3901 0.1543
audit members regarding various organisational and worker is-
sues such as workers compliance with regulatory requirements The dierences in wet and dry machining scenarios at same
set by government e.g. waste and energy aspects, organizational operating conditions have been suitably highlighted in Table 1
performance, worker issues, etc. Thus, based on the responses, wherein the wet scenario proves to be preferable over dry ma-
GRA technique is applied to assess the social sustainability in- chining due to enormous economic benets concerning tool-
dex of the organization the details of which have been suitably life, production rate and production cost. However, the dry ma-
provided in Section 4. chining scenario is more favourable in terms of surface nish
of the machined surface. Overall, it can be observed that the
3.2. Grey Relational Analysis (GRA) wet turning process is more inclined towards economic aspects
whereas the optimal dry machining scenario is more favourable
Grey systems theory relates to incomplete and uncertain in- to environmental concerns.
formation. In this theory, the presence of complete information Based on above observations, the results of grey relational
is represented by white system whereas black system denotes analysis have again been presented in two scenarios wherein
the absence of information [17]. However, the necessary steps suitable weightages have been allotted to two critical aspects
for applying this technique [18] has been explained as follows: of economic and environmental dimensions being production
cost and energy consumption respectively. Table 2 presents
1. Preparing data for analysis: In this step, the data is nor- the results for grey relational coecients and grades for Case I
malised in the range of 0-1 depending on either higher- where 50% weightage has been allotted to energy consumption
the-better criteria e.g. in the case of Tool Life, Production and rest 50% weightage has been distributed equally amongst
Rate, etc. or lower-the-better criteria e.g. for Energy all other indicators to nd most preferable machining scenario
Consumption, Production Cost, etc. The data normalisa- from the environmental point of view.
tion for higher-the-better criteria is done as follows:
yi j Min(yi j , i = 1, 2, ....., m) Table 2. Grey Relational Coecient & Grade Values for Case I
xi j = Weightages Case I 0.062 0.062 0.062 0.062 0.062 0.062 0.062 0.062 0.5
Max(yi j , i = 1, 2, ....., m) Min(yi j , i = 1, 2, ....., m) Condition v f d M.R.R. T.L. P.R. Ra P.C. C.C. Temp C.E. E.C.
GRG-I
(13) Wet 204 0.25 1.5 1 1 1 0.578 1 0.333 1 0.368 0.442 0.613
Similarly, the data normalisation for lower-the-better Dry 204 0.25 1.5 1 0.333 0.333 1 0.333 1 0.333 0.333 0.333 0.458
Opt. Dry 160 0.4 1 0.333 0.368 0.404 0.333 0.601 1 0.927 1 1 0.810
criteria is done as follows:
Max(yi j , i = 1, 2, ....., m) yi j Similarly, Table 3 presents the results for grey relational co-
xi j =
Max(yi j , i = 1, 2, ....., m) Min(yi j , i = 1, 2, ....., m) ecients and grades for Case II where 50% weightage has been
(14) allotted to production cost and rest 50% weightage has been
2. Determining Grey Relational Coecients (GRC): The equally distributed amongst all other indicators to nd suitable
coecients tend to determine the degree of closeness be- machining scenario from the economic point of view.
tween comparability sequence and reference series as fol-
lows: Table 3. Grey Relational Coecient & Grade Values for Case II
min + max
(x0 j , xi j ) = for i = 1,2,...,m & j = 1,2,...,n Weightages Case II 0.062 0.062 0.062 0.062 0.5 0.062 0.062 0.062 0.062
GRG-II
i j + max Condition v f d M.R.R. T.L. P.R. Ra P.C. C.C. Temp C.E. E.C.
Wet 204 0.25 1.5 1 1 1 0.578 1 0.333 1 0.368 0.442 0.858
where; (15) Dry 204 0.25 1.5 1 0.333 0.333 1 0.333 1 0.333 0.333 0.333 0.458
(x0 j , xi j ) is coecient between x0 j and xi j . Opt. Dry 160 0.4 1 0.333 0.368 0.404 0.333 0.601 1 0.927 1 1 0.636
i j = |x0 j xi j |,
min = Min(i j , i = 1, 2, ..., m; j = 1, 2, ..., n), Thus, based on the results presented in Table 2 and 3, it can
max = Max(i j , i = 1, 2, ..., m; j = 1, 2, ..., n), be inferred that the grade score is maximum for the optimal
is distinguishing coecient and {0, 1}. dry process being 0.810 if higher importance is given to en-
3. Calculating Grey Relational Grades (GRG): It is calcu- ergy consumption i.e. the machining scenario corresponding
lated by assigning suitable weightage to each attributes as to which energy consumed is minimum thus being more en-
follows: vironmentally sustainable. However, the grade score is higher
n for wet machining scenario being 0.858 if more importance is
(x0 , xi ) = w j (x0 j , xi j ) for i = 1,2,...,m (16) given to economic aspects. Hence, it can be concluded that the
j=1 current scheme of operating conditions being followed in the
industry is more inclined towards economic issues even though
where; many organizations proclaim to focus on environmental issues.
w j is weightage assigned to dierent indicators. It is interesting to nd that, even if the current operating condi-
tions are shifted from wet to optimal dry with the same cutting
542 Neeraj Bhanot et al. / Procedia CIRP 48 (2016) 538 543
tool, the decrease in grade is only by 0.048, and yet the inclina- indicators relevant to organizational performance and turning
tion towards environmental perspective can be enhanced. Thus, process itself.
to progress in the direction of sustainable performance, eorts Further, based on the application of GRA technique for Lik-
need to be taken to modify the operating parameters and can be ert scale data [19], Table 5 presents the grade values for all se-
shifted to optimal dry conditions as suggested by handbook to lected social indicators which resemble the performance index
enhance the level of their sustainable performance. of the organization wherein the Social Sustainability Index has
In order to assess the social sustainability index of the ma- been evaluated by taking the mean of all grade values.
chining process, relevant indicators discussed in Section 2 have
been considered on which the GRA technique has then been ap-
Table 5. Social Sustainability Index for Turning Process
plied suitably. In the preliminary attempt, the analysis has been S. No Social Indicators W1 W2 W3 W4 W5 GRG
done based on the responses collected from concerned stake- 1
Workers Productiv-
0.5000 0.6667 0.6667 1.0000 0.6667 0.700
ity
holders presented in Table 4; being one department head, one Relations with
engineer, ve workers and two auditors with respect to turn- 2 0.6667 0.6667 1.0000 1.0000 0.6667 0.800
Other Workers
ing process only. However, average values for some indicators 3 Workers Skills 0.6667 0.5000 0.6667 1.0000 0.6667 0.700
Job Rotation Flexi-
have been considered where more than one response has been 4 0.5000 0.5000 0.6667 0.6667 0.5000 0.567
bility
recorded which has then been rounded o to the nearest integer. 5 Job Punctuality 0.6667 0.5000 0.5000 0.6667 0.6667 0.600
Top Management
6 0.5000 0.5000 0.5000 0.6667 0.5000 0.533
Support
Table 4. Framework for assessing Social Sustainability 7 Job Satisfaction 0.6667 0.5000 0.6667 0.6667 0.6667 0.633
S. No Social Indicators W1 W2 W3 W4 W5 Ranked By: Conducive Work
8 0.5000 0.4000 0.5000 0.5000 0.5000 0.480
3.00 3.00 4.00 5.00 4.00 Dept. Head Environment
Workers Productiv- 3.00 4.00 4.00 4.00 3.00 Engineer 1 Awareness on
1 9.1 Sustainable Manu- 0.4000 0.3333 0.4000 0.4000 0.3333 0.373
ity 3.00 4.00 4.00 5.00 4.00 Average Rating
4.00 4.00 5.00 5.00 4.00 Dept. Head facturing Initiatives
Relations with 3.00 4.00 4.00 4.00 4.00 Engineer 1 Technological
2 9.2 0.3333 0.3333 0.3333 0.4000 0.3333 0.347
Other Workers 4.00 4.00 5.00 5.00 4.00 Average Rating Upgradation
Financial Support
4.00 3.00 4.00 5.00 4.00 Dept. Head
9.3 (in form of loans, 0.4000 0.5000 0.4000 0.5000 0.4000 0.440
3.00 3.00 4.00 5.00 3.00 Engineer 1
3 Workers Skills etc.)
4.00 3.00 4.00 5.00 4.00 Average Rating
Required Products
3.00 2.00 3.00 4.00 3.00 Dept. Head 10.1 0.6667 0.6667 1.0000 1.0000 0.6667 0.800
Quality
Job Rotation Flexi- 3.00 3.00 4.00 4.00 3.00 Engineer 1
4 Waste Management
bility 3.00 3.00 4.00 4.00 3.00 Average Rating 10.2 0.6667 0.5000 0.5000 0.6667 0.6667 0.600
Policy
3.00 3.00 3.00 4.00 3.00 Dept. Head
Energy Conserva-
4.00 3.00 2.00 4.00 4.00 Engineer 1 10.3 0.6667 0.4000 0.6667 0.6667 0.5000 0.580
5 Job Punctuality tion Policy
4.00 3.00 3.00 4.00 4.00 Average Rating
10.4 Operational Safety 0.6667 0.5000 0.6667 1.0000 0.6667 0.700
Top Management Personnel health
6 3.00 3.00 3.00 4.00 3.00 10.5 0.5000 0.5000 0.5000 0.6667 0.5000 0.533
Support and hygiene
7 Job Satisfaction 4.00 3.00 4.00 4.00 4.00 Index for Social Sustainability (according to Mean of Social Indicators) 0.587
Conducive Work Ranked by all
8 3.00 2.00 3.00 3.00 3.00 Workers them-
Environment
9 Extent of Government Support: selves.
Awareness on Based on the above analysis as shown in Table 5, following
9.1 Sustainable Manu- 2.00 1.00 2.00 2.00 1.00 inferences can be made:
facturing Initiatives
Technological 1. The social sustainability index for the organization in the
9.2 1.00 1.00 1.00 2.00 1.00
Upgradation
Financial Support current situation has been found to be 0.587 and demands
9.3 (in form of loans, 2.00 3.00 2.00 3.00 2.00 strategic attention to enhance the performance.
etc.)
10 Workers compliance with regulatory requirements:
2. The social indicators emerging from analysis with highest
Required Products
3.00 3.00 4.00 5.00 4.00 Auditor 1 grades have been discussed as follows:
10.1 4.00 4.00 5.00 5.00 4.00 Auditor 2
Quality
4.00 4.00 5.00 5.00 4.00 Average Rating Required Products Quality and Relations with other
Waste Management
3.00 3.00 3.00 4.00 3.00 Auditor 1 Workers have received the highest grade of 0.8
10.2 4.00 2.00 3.00 4.00 4.00 Auditor 2
Policy which signies the fact that organization is socially
4.00 3.00 3.00 4.00 4.00 Average Rating
Energy Conserva-
4.00 2.00 4.00 4.00 3.00 Auditor 1 integrated and focussed towards quality norms to sat-
10.3 3.00 2.00 3.00 4.00 3.00 Auditor 2
tion Policy
4.00 2.00 4.00 4.00 3.00 Average Rating isfy the customer requirements.
3.00 2.00 4.00 4.00 3.00 Auditor 1 Workers Productivity, Skill Level and Operational
10.4 Operational Safety 4.00 3.00 3.00 5.00 4.00 Auditor 2
4.00 3.00 4.00 5.00 4.00 Average Rating
Safety are amongst the next set of social indicators
Personnel health
3.00 3.00 3.00 4.00 3.00 Auditor 1 which have received the grade value of 0.7 reect-
10.5 3.00 2.00 3.00 3.00 3.00 Auditor 2 ing the appropriate level of workers knowledge and
and hygiene
3.00 3.00 3.00 4.00 3.00 Average Rating
skills to achieve the required production rate follow-
It can be observed in Table 4 that for the rst set of indicators ing relevant safety norms though there is still scope
the department head and an engineer give their responses on a for improvement.
scale of 1-5 for the ve workers involved in turning process. In The level of job satisfaction has been found to be at
the second category, all the ve workers themselves rate the in- just above average with grade value of 0.633 because
dicators concerning organizational and the government issues. there is a little scarcity of required jobs in the market
Finally, two internal auditors have also been referred to consider and thus, workers are bound to work at low wages
their views from the inspection point of view to assess the orga- with the higher workload.
nizational performance. Thus, the benet of this framework is 3. However, the indicators depicting poor performance are
that it is comprehensive in nature and takes into consideration mostly related to government issues and have been dis-
the views of all concerned stakeholders on all important social cussed as follows:
Neeraj Bhanot et al. / Procedia CIRP 48 (2016) 538 543 543