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B. R. Donnelly
Principal Engineer,
Calspan-University at Buffaio
Brain Tissue
Research Center,
Box 400, The objective of this study was to determine a relationship between shear stress and
Buffalo, NY 14225 strain for human brain tissue by performing transient, single-pulse, high-rate, shear
displacement tests. A constant velocity, parallel plate shear test device was designed
and fabricated. This equipment generated constant rate shear strains in cylindrical
J. Medige tissue samples mounted between the shear plates. The transverse reaction force at
Associate Professor, the upper end of the sample was measured during the event with a sensitive quartz
Department of IVIecfianical Engineering, piezoelectric force transducer, thus obtaining the force associated with the displace-
State University of New Yori< at Buffaio, ment versus time ramp. Shear tests were performed on 125 tissue samples taken from
Buffalo, NY 14260 twelve fresh cadaver brain specimens. The average true shear stress and finite strain
were calculated. A nonlinear, viscoelastic, standard solid model was fit to the constant
rate test data and the material constants were determined.
Go + yt
A subjective descriptor of sample quality was assigned to each
where
sample. A sample that was solid, had a good cylindrical shape,
square ends, and a length of approximately one centimeter was a true shear stress
assigned a quality rating of good. A sample with a portion of a F shear force
sulcus in it, that was irregular in shape, or had a length of less a actual area of sample
than three quarters of a centimeter, was given a rating of poor. oo natural area of sample
Samples that were not clearly in either category were given a \ stretch ratio
rating of fair. 7^ engineering shear strain
Fig. 1 Drawing of the high rate shear test device: {A) upper fixed shear plate, (B) lower moving shear
plate, (C) impacting cart, (D) test cart, {E) sample cart with removable side plates
where
shear stress
time
constant shear strain rate
2aia2/(ai + 0^2)
2ai^/(ai + 02)
?/(: + ^2)
independent elastic shear constant
combined elastic shear constant
viscous shear constant.
where
= (^1 - p^qa)
= Mp^
True stress was used in all calculations. Finite shear strain and
shear stress histories were calculated for each sample. The shear A quasi-static stress versus strain equation for the standard
stress versus finite strain responses from each test of each sam- solid can be found by considering the first term on the right-
ple were plotted and analyzed. hand side of Eq. (3) to be negligible for small eo and large ;
In order to make the stress versus strain results amenable to when compared to the second term, leaving
statistical analysis, each curve was fit with a two-parameter
power curve using weighted least squares: CT(0 = [qatat]" = {qae{t)] (4)
r7 = Ae (1) The result is a power equation very similar to the power equa-
tions (Eq. ( I ) ) developed for statistical analysis.
where A least-squares power curve fit of the quasi-static test data
(Eq. (4)), similar to that performed for statistical analysis,
e = finite shear strain provided the exponent, b, and the coefficient, qo, for each test.
A = coefficient The exponents and the coefficients for all of the quasi-static
B = exponent. tests were averaged to obtain the exponent and coefficient that
best represented all of the test results.
The stress value at each point was employed as a weighting The dynamic test data obtained from the higher rate shear
factor to give a better fit at higher stress levels. This procedure tests of 15, 30, 45, 60, and 90 s"' (engineering strain rates of
resulted in an exponent and a coefficient for each stress versus 30, 60, 90, 120, and 180 s"', respectively) were used to find
strain curve. The exponents were then averaged and each data the remaining parameters tfj and a. The last term on the right-
set was fit with a single-parameter least-squares power curve hand side of the nonlinear stress versus strain equation (Eq.
having the average exponent as the exponent in each case. This (3)) was obtained previously from the quasi-static curve fitting.
procedure yielded a set of power curves, all having the same This term was subtracted from both sides to obtain an exponen-
exponent, and each having a coefficient that represented the tial function for the time dependent response of the tissue alone:
amplitude of the corresponding stress versus strain curve. The
amplitude, which was used in statistical analysis, is a single a(0' goe(0 = 'Aeo(] - e - " ' ) . (5)
number that characterizes the stress versus strain curve from
which it is derived.
The amplitudes of each of the stress versus strain curves
obtained from all of the tests were analyzed statistically.
Initially, the means, standard deviations, and coefficients of
variation were calculated and compared. The amplitudes were
then examined in a two-factor analysis of variance. Addi-
tional analyses were performed to examine the effects of
sample location and sample quality. Finally, strain rate effect
was examined in a multiple comparison test to ascertain
whether a strain rate effect existed between and among all
of the rates tested.
a
A nonlinear standard viscoelastic solid model provided a bet-
ter representation of the stress versus strain response of brain
tissue than did several other models considered. The linear stan-
dard solid viscoelastic model is comprised of an elastic element
in series with a two-element Kelvin-Voigt model (Fig. 3). Fig. 3 Standard solid linear viscoelastic model
5000
/ ^
^30 ec-1
/
/'
4000
..--15 SB -1
yH^ ^^
/
/
/
2000 ^^-^
/ -
y^^
X
- 0 StJU-1
y^
-5^^^
^-5=:;?^
' ^
-r^^^^'V"'^
.
-FFTTTm-t- 'I'l 1 1 1 1 1 11 M 1 1 I I 1 1 1 I I I 1 1 1111 1 I I 11 111
0.05 0.1 0.2 0.25 0.3 0.36
Finite Shear Strain
tic solid model (Eq. (4)) and the shear test response of human State University of New York at Buffalo through a willed body
brain tissue is program. It generally took one or two days for the subjects to
become available. Specimen removal, sampling, and testing
a{t) = [8.06 eo(l - e-^"") + 381 (?)]''*' (6)
took place as soon as possible after subject acquisition; how-
Figure 9 shows the nonlinear model representation of the stress ever, several days inevitably passed between death and testing.
versus strain response for each of the strain rates employed in When two subjects became available simultaneously an extra
this study overplotted with the average power curves shown in day was required before testing could take place. Testing oc-
Figs. 5, 6, 7, and 8. curred between two and five days after death in all cases. Sub-
Returning to the phenomenological model (Fig. 3) the con- jects, specimens, and samples were kept refrigerated and in
stants associated with each element were determined from the saline, as appropriate, at all times.
parameters found by curve fitting. The model constants are The approach of coring cylindrical samples from the midbrain
a, = 550 Pa and corona radiata regions of the brain was selected as the
optimum method for obtaining a sufficient number of reason-
a2 = 291 Pa ably sized and dimensionally stable samples to perform a good
, = 9.40 Pa-s (7) experiment. The reasons for selecting this approach were (1)
the need to obtain a large number of samples from a limited
Discussion number of specimens, (2) the need for a physical sample size
The subjects from which the brain specimens were obtained that would generate a measurable force response, and (3) the
were donated by the Department of Anatomical Sciences of the need for a regular sample shape with dimensions that could be
accurately measured. The cored cylindrical sample approach
has been used successfully in many previous studies (Metz et
Table 2 Summary statistics for a power curve fit of stress versus strain
a l , 1970; Estes and McElhaney, 1970; Galford and McElhaney,
A'
1969; Koeneman, 1966).
Test No. Measure B* B* A"
(1st flt) (1st nt) (2nil fit) (2na nt) Samples were generally of a good right circular cylindrical
Quasi- 30 Mean 1.43 6015 1,28 4697 shape and predominantly made up of white tissue. Some sam-
static St. Dev. 0.48 4885 3100 ples contained gray matter from the cerebral cortex, which ex-
Coet. ofVar. 0.34 0.81 0,66
panded after excision and gave the sample a somewhat irregular
3ft sec'* 27 Mean 0.98 8473 1,28 11707
St. Dev. 0.27 4447 5835 shape. This phenomenon resulted in that sample receiving a
Coef. of Var. 0.28 0.52 0,50 poor quality rating. Some samples contained gray matter from
60 sec' 31 Mean 1.16 14926 1.28 14880 the basal ganglia, which did not affect the sample shape at all.
St. Dev. 0.29 13464 7267
Coef. of Var. 0.25 0.90 0.49 Many samples contained a part of a sulcus somewhere along
90 sec"' 26 Mean 1.50 20377 1,28 17049 the surface of the sample. It was not possible to avoid all sulci
St. Dev. 0.66 10371 6303 and still obtain samples of a physical size large enough for
Coef of Var. 0.44 0.51 0.37
testing. The inclusion of a part of a sulcus in a sample resulted
120 sec' 7 Mean 1.50 17027 1,28 12596
St. Dev. 0,49 8055 3195 in that sample receiving a poor quality rating.
Coef of Var. 0.32 0.47 0,25
The human brain is not a homogeneous structure and the
180 sec' 4 Mean 1.12 20057 1,28 18665 tissue of the brain is, most likely, not isotropic. This study
St. Dev. 0.55 19691 8741
Coef of Var. 0.49 0,98 0.47 intended to determine the average shear properties of human
* A and B efer to t he parameters of equation (1) brain tissue for purposes of mathematical modeling of the head
Fig. 5 Quasi-static stress versus strain curves overplotted with average power curves
undergoing an abrupt acceleration. The assumptions of homoge- return to after being slightly deformed. This characteristic of a
neity and isotropy were made with an understanding of the solid was not so evident when the tissue sample was removed
shortcomings that were inherent in the experimental design. The from the liquid. Out of liquid the tissue deformed considerably
sampling that was done in this study was intended to provide under its own weight and would tear if not supported uniformly.
sufficient diversity in location that the results, when averaged, The brain tissue was slippery when the surface was wet and cut
would be representative of all brain tissue without modeling easily with only very slight pressure; however, when the surface
any particular type of tissue exactly. The fact that all samples dried the tissue became very sticky and would adhere to almost
were cut in a medial to lateral direction may have biased results; any other dry surface. All tools and gloves were wetted before
however, samples were mounted randomly and the direction of handling the tissue.
the shear displacement, while always in a sagittal plane, was In the Shuck and Advani (1972) study of the shear material
otherwise random. properties of brain tissue the maximum strain rate was 77 s"'
The brain tissue tested in this experiment was a very soft solid and the maximum strain was 0.35. At the University of Pennsyl-
that could be easily damaged while handling. When immersed in vania (Thibault and Gennarelli, 1987) studies have been per-
saline, a tissue sample had a clearly defined shape that it would formed with giant squid axons that suggest a strain of 0.05 at
: : : t ! ' i r^ '.
!
i ; i j I i ^. 1: .;.".....;....
.
'
.
'
.
'
:
1
-^' ' ;; :I : :
1^; ^ ^ 1^ 1 1 P Ti 1 "
^j : ^ a i ^ f i g g ' S M g ? ^ t ; ' K a II
j ^ g g S ^ ' _ _i 1 j li 1 , n
^ "^
1 ''
1
:
>?- r j s i S B " " ' ;
. ^ . ^ . . ^ . ^ . u . - . -f ^..
-+- .250
Finite Strain
Fig. 6 Stress versus strain curves from 30 s ' tests overplotted with average power curves
Fig. 7 Stress versus strain curves from 60 s ' tests overplotted with average power curves
a strain rate of 45 s"' and a strain of 0.30 at a strain rate of injury and strain above 0.20 would be fatal. The strain and
90 s"' are thresholds of concussion and diffuse axonal injury, strain rates chosen for this experiment were comfortably larger
respectively. A subsequent study (Margulies et al., 1990) uti- than these values found in the literature. It was assumed that
lized silicone gel brain models in human and baboon skulls to testing to a strain of 1.0 would provide a valid force response for
photographically measure strains larger than 0.2 when the head all strain values less than 1.0. If evidence of yielding appeared in
was exposed to an angular acceleration pulse. Bycroft (1973) the force data, the curves could be truncated accordingly. This
performed an analytical study based on the work of Thomas proved not to be the case and all of the data up to and including
(1970) that suggests a strain of 0.05 at a strain rate of 18 s"' a strain of 1.0 were utilized for model development.
is the threshold for concussion. Troseille et al. (1992) modeled Because the material is nearly incompressible, the cross-sec-
head impacts experienced by boxers using a finite element tional area of the sample is reduced as the transverse displacement
model developed at General Motors (Lighthall et al., 1989) and increases and the sample is stretched. At the sample ends the
estimated that strain above 0.15 would result in serious brain adhesive attaching the sample to the end plates prevents this reduc-
.250
Finite Strain
Fig. 8 Stress versus strain curves from 90 s ' tests overplotted with average power curves
6500
5000
3500
2500
Fig. 9 Average power curves and modeled curves: power curves; model curves
solid models were considered because the material behaved like sues would be an enormous undertaking equaled only by the
a solid in the laboratory. Liquid models would most likely fit effort required to develop a mathematical model capable of
the dynamic data fairly well but would be unlikely to model utilizing these disparate mechanical properties. In order to
the quasi-static results. The first and simplest model considered develop a brain tissue stress versus strain relationship that is
was the two-element solid (Kelvin-Voigt). It quickly became useful for modeling the head with state-of-the-art finite ele-
apparent that the stress versus strain response of human brain ment models, and to further the process of relating brain
tissue did not increase linearly with strain rate as this model deformation and injury to head impact, the brain was assumed
would predict. The three-element standard solid also has the to be a continuous, isotropic, homogeneous entity that be-
desirable characteristic of zero stress at zero strain regardless haves according to the theory of viscoelastic materials.
of the strain rate. Because the nonlinear standard solid model Because the bulk modulus of brain tissue aXK = 2100 MPa
was found to fit the data well, more complicated models such (Stalnaker, 1969; McElhaney et al., 1976) is approximately
as generalized Kelvin-Voigt models (Shames and Cozzarelli, 10' times larger than the shear modulus, brain tissue is nearly
1992) were not considered. incompressible and the deformation of brain tissue can be
Comparison of the average power curves at each strain rate assumed to depend on the shear modulus only. This behavior
and the nonlinear viscoelastic model curves at each strain rate is common with viscoelasric materials (Shames and Cozzarel-
(Fig. 9) indicate that the model is a good representation of the li, 1992). Determination of a phenomenological model for the
shear stress versus strain response of human cadaver brain tissue viscoelastic shear response will completely characterize the
over the range of strain rates tested. stress versus strain behavior of human brain tissue when gener-
The determination of the model parameters that were depen- alized to three dimensions.
dent on the quasi-static response of the tissue were found The stress versus strain results from the tests performed in
through a straightforward exercise in fitting power curves to this study were not significantly dependent on the sample loca-
the test results. The validity of neglecting the dynamic portion tion within the brain or on the sample condition. There was;
of the stress for quasi-static tests can be verified by calculating however, significant variance among samples obtained from
the dynamic stress, from Eq. (5), for a typical quasi-static strain different subjects. A strain rate effect was clearly evident for
rate of 0.3 s ' and a test duration of 3 s. It can be seen that the brain tissue over the range of loading rates tested in this study.
dynamic part of the stress is less than 1 percent of the static The stress versus strain relationship is nonlinear with increasing
part of the stress under these conditions. slope as strain increased and increasing slope as strain rate
The determination of the model parameters that were depen- increased. The stress versus strain results from this study are
dent on the dynamic response of the tissue were found by fitting within the range of results reported from previous studies.
an exponential curve to the dynamic data less the quasi-static The stress versus strain data from this study were fitted to a
data using the Fung (1984) technique of fitting the first deriva- single nonlinear viscoelastic solid model that can aid in under-
tive of stress with respect to time as a linear function of stress standing the response of brain tissue.
over the duration of the event.
References
Conclusion Bycroft, G. N., 1973, "Mathematical inodel of a head subjected to an angular
The human brain is a complex structure made up gray acceleration," J. Biomechanics, Vol. 6, pp. 487-495.
Cohen, J., 1988, Statistical Power Analysis for the Behavioral Sciences, Law-
matter, white matter, blood vessels, membranes, fissures, and rence Erlbaum A.ssoc, Hillsdale, NJ.
voids surrounded by, or filled with, cerebrospinal fluid. The Donnelly, B. R., 1993, "Shear Properties of Human Brain Tissue," Ph.D. diss.,
quantification of mechanical properties for each of these tis- State University of New York at Buffalo.