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Periodontology 2000, Vol. 73, 2017, 7383 2016 The Authors.

2016 The Authors. Periodontology 2000 published by John Wiley & Sons Ltd
Printed in Singapore. All rights reserved PERIODONTOLOGY 2000

Clinical relevance of dimensional


bone and soft tissue alterations
post-extraction in esthetic sites
 O & DANIEL BUSER
V I V I A N N E C H A P P U I S , M A U R I C I O G. A R A UJ

The development of predictable and innovative knowledge about related biological events and the
implant therapies for optimal esthetic outcomes extent of dimensional alterations following tooth
requires a thorough understanding of the underlying extraction, as well as how they can be minimized in
biological processes of bone and soft tissue healing order to maintain the natural soft and bone tissue
following tooth extraction (16). In the past, research architecture of the dentition over time.
focused on better understanding the osseointegration The aim of this review is to summarize the degree
process, and as a result implant surface topography/ of tissue alterations in single tooth extraction sites of
chemistry has been profoundly investigated and the anterior maxilla and to identify associated modu-
markedly improved (22, 46, 81, 96). These innovations lating factors in order to assist the clinician in the
have contributed to reduced healing periods and the selection of the most appropriate treatment protocols
use of short or narrow diameter implants (5, 59). Pre- to facilitate pleasing esthetic treatment outcomes.
dictable osseointegration leads to successful implant
function over time, which can be assessed by the
success criteria proposed by Albrektsson et al. (2), Degree of dimensional tissue
Buser et al. (23) and others. However, successful alterations following tooth
implant function alone does not fulll the increasing extraction
demands of todays patients and clinicians for pleas-
ing esthetics. Bone alterations following tooth
Attaining pleasing esthetics in the anterior maxilla extraction
involves many clinical parameters but is principally
Experimental studies
related to the peri-implant mucosal architecture in
comparison with the contra-lateral natural tooth (31). The dimensional and structural alterations following
The peri-implant mucosa needs to be supported by tooth extraction have been studied in detail in
an adequate three-dimensional (3D) osseous volume mandibular premolar sites of beagle dogs (8, 25)
of the alveolar ridge, including an intact facial bone (Fig. 1). These catabolic changes are initiated by the
wall of sufcient thickness and height in combination resorption of the bundle bone that lines the extrac-
with correct restoration-driven implant positioning tion socket. The bundle bone, consisting of lamellar
(21, 42, 47). Deciency of the facial bone anatomy has bone, has a thickness of 0.20.4 mm and is a tooth-
a negative impact on esthetics and is a critical causa- dependent structure (79) (Fig. 1A). The catabolic
tive factor for esthetic implant complications and fail- changes have been correlated with the disruption of
ures (28). However, the integrity of the hard and soft the blood supply from the periodontal ligament,
tissue dimensions is jeopardized by physiological and which subsequently leads to signicant osteoclastic
structural changes following tooth loss (11). Experi- activity (8, 25). As the bundle bone is a tooth-depen-
mental and clinical research provides important dent structure, it is gradually resorbed following tooth

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Chappuis et al.

A B C D E
PM

L B
BM
L BM B
WB L B
L B

Fig. 1. (A) Buccallingual section illustrating the most buccal; BM, bone marrow; L, lingual; arrow, marginal por-
coronal portion of the buccal bone wall. The buccal wall is tion of the buccal wall. Hematoxylin-eosin staining; origi-
made up mainly by bundle bone. Polarized light. Toluidine nal magnication 3 16 (with permission from Ref. (8)).
blue stain; original magnication 3 50 (with permission (D) Microphotograph of a buccallingual section repre-
from Ref. (11)). (B) Overview of the extraction site after 2 senting a grafted site. Note the large number of Bio-Oss
weeks of healing. Note large amounts of woven bone are particles that are present in the healed extraction socket.
present in the lateral and apical portions of the socket. B, B, buccal bone wall; BM, bone marrow; L, lingual bone
buccal; L, lingual; PM, provisional matrix; WB, woven wall. Ladewig brin stain; original magnication 3 7 (with
bone. Hematoxylin-eosin staining; original magnica- permission from Ref. (10)). (E) Buccallingual section rep-
tion 3 16 (with permission from Ref. (8)). (C) Overview of resenting an implant site after 3 months of healing. Note
the extraction site after 8 weeks of healing. The entrance of the location of the bone crest at the buccal and lingual
the socket is sealed by a hard tissue ridge that comprises aspects of the implant. The level of bone-to-implant
woven bone and lamellar bone. The central portion of the contact was located 2.6 mm (B, buccal aspect) and 0.2 mm
socket is dominated by bone marrow. Note that the mar- (L, lingual aspect) apical of the sand-blasted and acid-
ginal portion of the buccal wall (arrow) is about 2 mm api- etched level. Toluidine blue staining; original magnica-
cal of the marginal termination of the lingual wall. B, tion 3 16 (with permission from Ref. (12)).

extraction, leading to a vertical bone loss of about


Clinical studies
2.2 mm in mandibular premolar sites on the facial
aspects (8). In contrast, minimal bone resorption has In humans, dimensional alterations have been
been observed on the lingual aspect (Fig. 1B,C). This reported to cause a ridge width reduction of up to
phenomenon has been attributed to the limited 50% during the rst year following tooth loss in pre-
thickness of the facial bone wall in comparison with molar and molar sites, where two-thirds of the total
the lingual/palatal aspects of the socket (8). Socket changes take place within the rst 3 months post-
grafting has shown to modify these modeling events extraction (80). A systematic review showed a loss of
and to partially counteract the marginal ridge con- 2.64.5 mm in width and 0.43.9 mm in height of
traction that occurs following tooth removal (10) healed sockets (86). The healing events of extraction
(Fig. 1D). Immediate implant insertion into a fresh sockets have also been examined in human biopsies
extraction site failed to prevent the remodeling that taken at various time points after extraction (88). It
occurred in the walls of the socket. The resulting was shown that the density of vascular structures and
height of the buccal and lingual walls at 3 months macrophages slowly decreased from 2 to 4 weeks, the
was similar at implant and edentulous sites. The ver- level of osteoclastic activity slowly decreased over a 4-
tical bone loss was more pronounced at the buccal week period, whereas the presence of osteoblasts
than at the lingual aspect of the ridge and amounted peaked at 68 weeks and remained almost stable
to 2.6 mm apical of the sand-blasted and acid-etched thereafter.
level (12) (Fig. 1E). Full maintenance of the facial The extent of bone loss following extraction seems
bone wall dimension has been observed for a bone to depend on factors such as facial bone wall thick-
wall thickness of 2 mm following immediate implant ness, angulation of the tooth, and other differences in
placement in an experimental dog study (74). How- anatomy at the various tooth sites (66). The width of
ever, post-extraction dimensional alterations appear the facial socket wall is either analysed intraopera-
to be related to several additional factors, including tively 1 mm below the alveolar crest (52), or mea-
surgical trauma due to ap elevation, lack of sured by cone beam computed tomography at
functional stimulus on the remaining bone walls and different levels (18, 55, 89). The facial bone wall thick-
a lack of periodontal ligament and genetic informa- ness in the anterior maxilla has been shown to be less
tion (11). than 1 mm in 90% of cases and less than 0.5 mm in

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Dimensional alterations

almost 50% of cases (18, 52, 55, 89). Hence, such thin the degree of future bone loss prior to tooth extrac-
facial bone walls, consisting mainly of bundle bone, tion. It is important to note that dimensional bone
appear to be prone to resorption following tooth alterations observed in patients are 23.5 times more
extraction. In a clinical cone beam computed tomog- severe than those seen in experimental studies (3, 8,
raphy study of 39 patients, a progressive bone resorp- 12, 26, 37, 92). Post-extraction bone modeling in sin-
tion pattern was observed in sites with a facial bone gle-tooth extraction sites seems to be localized to the
wall thickness of 1 mm or less, leading to a median central, mid-facial aspect of the socket wall at
vertical bone loss of 7.5 mm or 62% of the former 8 weeks post-extraction, while proximal areas are well
facial bone height after 8 weeks of healing (26) supported by the periodontal ligament (PDL) of the
(Fig. 2). In contrast, patients with a thick wall pheno- neighboring teeth and show no bone loss (28). Such a
type, showing a facial bone wall thickness of more bone resorption pattern results in a two-wall defect
than 1 mm, displayed only a median vertical bone morphology in thin bone wall phenotypes in which
loss of 1.1 mm or 9%. The dimensional alteration pat- the facial bone wall has been partially resorbed, and
tern in single extraction sites with healthy neighbor- in a three-wall morphology in sites with an intact
ing dentition occurred mainly in the central area of thick facial bone wall phenotype (26). The high regen-
the socket wall, whereas the proximal areas remained erative potential of two- and three-wall peri-implant
nearly unchanged after apless tooth extraction at bone defects has been attributed to the ratio between
8 weeks of healing (Fig. 2). the area of exposed bone marrow and the defect vol-
ume to be regenerated (77). As discussed earlier, stud-
Clinical recommendations regarding dimensional
ies have shown that the initial osteoclastic activity
bone alteration
decreased at 8 weeks, whereas the osteoblastic activ-
The assessment of the facial bone wall thickness pro- ity remains high (8, 25, 88), providing favorable condi-
vides the clinician with a prognostic tool to estimate tions for regenerative procedures (19, 76). Therefore,

2 Immediate post-extraction 8 weeks Superimposed bone surface models


Thin bone wall phenotype
Thick bone wall phenotype

Fig. 2. Thin bone wall phenotypes with a facial bone median vertical bone loss of 1.1 mm or 9%. The
wall thickness of 1 mm or less, revealed a progressive dimensional alteration pattern in single extraction sites
bone resorption pattern, leading to median vertical with healthy neighboring dentition occurred mainly in
bone loss of 7.5 mm or 62% of the former facial bone the central area of the socket wall, whereas the proxi-
height after 8 weeks of healing. This is in contrast to mal areas remained nearly unchanged after apless
thick wall phenotypes, showing a facial bone wall tooth extraction at 8 weeks of healing (with permission
thickness of more than 1 mm, displaying only a from Ref. (26)).

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Chappuis et al.

in thin bone wall phenotypes, the initial and physio- healing of the oral mucosa is characterized by a faster
logical post-extraction bone modeling phase should resolution of inammation and control of myobrob-
be waited for, in order to facilitate bone regenerative last action compared with skin wounds (64). Extracel-
procedures. This protocol has been adopted for early lular matrix components revealed similarities
implant placement, where a healing period of 4 between oral and fetal tissue, which eventually play a
16 weeks is used prior to implant insertion (50), and role in the favorable healing events between these
has been recommended as the treatment of choice in two tissues (44). This might indicate that some extra-
sites exhibiting a progressive bone resorption pattern, cellular matrix components are involved in the mode
such as the thin bone wall phenotypes (67). An imme- of repair. However, knowledge of dimensional alter-
diate implant placement protocol can be recom- ations of the overlying facial soft tissues is scarce and
mended in thick bone wall phenotypes and thick their contribution to post-extraction bone modeling
gingival biotypes, where the post-extraction bone is poorly understood (27).
modeling is expected to be minimal (67). However, if Dimensional soft tissue changes post-extraction
such ideal conditions are not present, other implant have been examined in single tooth extraction sites
timing protocols are recommended in order to pro- (27). Overall, more than 50% of these changes occur
vide predictable esthetic treatment outcomes (67, 94). very quickly, within 2 weeks of healing. The soft tissue
thickness increases signicantly depending on the
Soft tissue alterations following tooth underlying bone dimensions (27) (Fig. 3). In thick-
extraction wall phenotypes, the alveolus provides a self-con-
tained bony defect, which favors the ingrowth of pro-
Soft tissue dimensions prior to tooth extraction
genitor cells from the bony socket walls and the
Even though the soft tissue texture, color and appear- surrounding bone marrow space. In such thick bone
ance plays a pivotal role in achieving pleasing esthetics wall phenotypes, the soft tissue dimensions on the
(15), the inuence of soft tissue healing in post-extrac- facial aspect remain unchanged during healing (27)
tion sites has received little attention in clinical (Fig. 3). This is in contrast to thin bone wall pheno-
research (82). Thicker soft tissues not only have a types, in which the soft tissue dimensions revealed a
higher volume of extracellular matrix and collagen, sevenfold spontaneous increase after healing which
but also increased vascularity, which enhances the was termed spontaneous soft tissue thickening
clearance of toxic products and favors the immune (Fig. 3). It may be hypothesized that the rapidly
response (53, 70). Therefore, thicker soft tissues have resorbing thin facial bone wall favors facial soft tissue
been shown to respond more favorably to wound heal- ingrowth due to its high proliferative rate. Subse-
ing, ap management and restorative trauma, not only quently, these soft tissue cells occupy the majority of
in periodontal (53) but also in implant surgery (35, 91). the available space in the crestal area of an extraction
Prior to extraction, the facial soft tissue thickness in socket defect. A highly vascularized granulation tissue
the anterior maxilla by nature is thin in most patients, is formed and broblasts migrate into the wound (48).
ranging between 0.5 and 1 mm (41, 68, 83). No signi- Some of these broblasts differentiate into myo-
cant correlation has been found between soft tissue broblasts, which stabilize wound margins and may be
thickness and the underlying facial bone wall thick- involved in the thickening phenomenon (60). A trend
ness (27, 40, 99). Several surgical techniques have been toward soft tissue thickening following tooth extrac-
developed to effectively increase the soft tissue tion has also been shown in other studies (36, 54, 56,
volume and are routinely used by clinicians (58, 87). 78). On a molecular level, soft tissue thickening at
8 weeks is paralleled by a peak in endothelial cell den-
Soft tissue dimension post-extraction
sity, in bone morphogenetic protein-7 and in osteo-
As in fracture repair, wound healing of extraction calcin expression (88). Therefore, the molecular and
sockets is a complex process that requires spatially cellular mechanisms that control new bone formation
and temporarily regulated expression as well as coor- may also inuence soft tissue thickening (1, 43).
dinated interplay between many different types of tis-
Clinical recommendations regarding dimensional
sues and cells (43, 48, 61). The current understanding
soft tissue alterations
of soft tissue healing and regenerative strategies is
mainly based on cutaneous wounds (70). In contrast The facial soft tissue thickens spontaneously in sites
to cutaneous wounds, mucosal wounds heal with where progressive bone resorption of the former
only minimal scar formation and exhibit an acceler- socket walls occurs (27). This spontaneous soft tissue
ated healing pattern (45, 84, 85). The favorable thickening in thin bone wall phenotypes after an 8-

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Dimensional alterations

3 Immediate post-extraction 8 weeks Superimposed soft tissue surface models


Thin bone wall phenotype
Thick bone wall phenotype

Fig. 3. In thick-wall phenotypes, the alveolus provides a spontaneous increase after healing, which was termed
self-contained bony defect, which favors the ingrowth spontaneous soft tissue thickening. It may be hypothe-
of progenitor cells from the bony socket walls and the sized that the rapidly resorbing thin facial bone wall
surrounding bone marrow space. In such thick bone favors facial soft tissue ingrowth due to its high prolif-
wall phenotypes, the soft tissue dimensions on the erative rate. Subsequently, these soft tissue cells occupy
facial aspect remain unchanged during healing. This is the majority of the available space in the crestal area
in contrast to thin bone wall phenotypes, in which of an extraction socket defect (with permission from
the soft tissue dimensions revealed a sevenfold Ref. (27)).

week healing period offers several advantages during as a lack of functional stimulus and a lack of vascular
implant surgery. First, the spontaneous soft tissue blood supply due to the missing periodontal ligament
coverage after healing provides an increased amount and genetic information (11). Even though numerous
of keratinized mucosa, which facilitates primary ap bone and soft tissue augmentation techniques have
closure and favors bone regeneration (19, 35, 71, 98). been suggested for regenerating the lost tissue struc-
Second, the spontaneously thickened soft tissue vol- tures (65), establishing clear guidelines for facilitating
ume may reduce the need for additional soft tissue implant placement and achieving predictable treat-
grafting, limiting morbidity and treatment costs. ment outcomes remain a signicant challenge in clini-
However, these spontaneously thickened tissues may cal practice (13). Several surgical techniques have the
mask the true extent of an underlying bone defect potential to modulate the degree of these inevitable
during the clinical examination and may subse- changes, such as apless tooth extraction, ridge
quently mislead clinicians in the selection of the preservation and immediate implant placement.
appropriate treatment protocol (67).

Flapless tooth extraction


Factors inuencing the degree of Even though tooth extraction has been considered a
dimensional alterations simple and straightforward procedure, it should be
performed with care and under the assumption that
Over the past two decades it has become evident that dimensional ridge alterations will follow (11). Tooth
post-extraction dimensional alterations inevitably extraction is an invasive procedure, since it disrupts
occur due to the resorption of the bundle bone as a vascular structures and damages soft tissues and the
tooth-dependent structure, and to related factors such associated periodontal ligament (25). Flapless tooth

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Chappuis et al.

extraction is important to avoid additional bone implant they may cause severe damage to the neigh-
resorption from the bony surface related to the eleva- boring implants (62).
tion of the mucoperiosteal ap (97). Flapless tooth
Socket grafting
extraction has been shown to reduce the amount of
bone loss in the early healing phase 48 weeks post- Socket grafting has gained in popularity in recent
extraction compared with full-thickness ap eleva- years due to its conceptual attractiveness and techni-
tions (38), whereas after a healing period of 6 months, cal simplicity (30). A large variety of biomaterials have
no differences were observed regarding bone loss been employed and tested in several studies, includ-
with or without ap elevation (9). Therefore, a apless ing autologous bone, bone substitutes (allografts,
low-trauma tooth extraction approach is recom- xenografts and alloplasts), autologous blood-derived
mended in cases of immediate implant placement in products and bioactive agents (34). An experimental
sockets with thick facial bone wall phenotypes and study demonstrated that in untreated extraction
when using early implant placement protocols (Type sockets, about 5060% of the tissue was newly miner-
2, 3) in order to avoid additional bone loss at the alized bone after 3 months of healing, whereas in
supercial bone wall (20, 50). The extraction itself sites grafted using deproteinized bovine bone mineral
should be performed without applying force toward only 12% of the former socket was occupied by newly
the thin facial bone wall. Several new surgical instru- mineralized tissue (6). This implies that new bone for-
ments and approaches are available to promote low- mation is delayed in the earlier healing phase in
trauma tooth extraction, such as periotomes, piezo- grafted sites. A recent randomized clinical trial in 14
surgery and vertical tooth extraction devices (69, 90). patients revealed that socket grafting failed to pre-
If these techniques are not applicable, a separation serve the resorption of the buccal and palatal bone
along the longitudinal root axis in the oro-facial direc- walls after 4 months of healing. However, the depro-
tion is recommended in order to minimize pressure teinized bovine bone mineral particles were inte-
on the facial bone wall and to make it possible to grated with the newly formed host bone and retained
remove the root fragments separately. the volume of the hard tissue defect, although the
buccal and to some extent also the palatal bone
plates were markedly diminished (7). The Osteology
Ridge preservation techniques
Consensus Conference in 2012 concluded that the
Even though attempts to preserve the ridge have majority of studies and systematic reviews did not
failed to arrest the inevitable biological process of reveal signicant differences between various bioma-
dimensional ridge alterations post-extraction, in par- terials and treatment approaches. Although primary
ticular with respect to the preservation of the alveolar wound closure was considered an important factor,
bone volume, studies have shown that grafting of the literature did not allow for a meaningful compar-
extraction sockets with biomaterials and the use of ison of different techniques (49). A recent systematic
barrier membranes is able to reduce the degree of review revealed that wound closure, the use of a
dimensional alterations (7, 10, 13). membrane and the application of a xenograft or an
allograft resulted in better outcomes than unassisted
Maintenance of the root
healing, showing a mean effect of 1.9 mm in terms of
Early therapeutic attempts to prevent alveolar ridge bucco-lingual width and 2.1 mm for the mid-buccal
resorption were performed using root retention, with height (13) (Fig. 4).
the primary goal of maximizing the stability of remov-
Immediate implant placement
able prostheses (72). Clinical studies have tested the
hypothesis that root retention by decoronation of the It has been suggested that placement of implants into
crown at the bone level is able to reduce ridge alter- fresh extraction sockets with a bone-to-implant gap
ations and to maintain existing bone volume dimen- of 2 mm or less would prevent remodeling and hence
sions (4, 39). Other authors have suggested maintain the original shape of the ridge (73). How-
maintaining a facial shield of a root remnant simulta- ever, ndings reported from a clinical study by Botti-
neously with implant placement, with the aim of pre- celli et al. (17) failed to support this hypothesis. After
serving the facial bone architecture (14, 51). However, 4 months of healing the outer surface of the buccal
root retention with simultaneous implant placement and lingual bone walls was markedly diminished,
is rarely feasible due to infection, fracture, or decay of with a mean reduction of 56% in the buccal aspect
the affected tooth or for strategic reasons. If compro- and 30% in the lingual aspect. These ndings were
mised roots are maintained in close contact with an supported by an experimental study revealing a

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Dimensional alterations

A C E G I

B D F H J

Fig. 4. A longitudinal fracture occurred in the right central (Geistlich Pharma, Wohlhusen, Switzerland) (C). A free
incisor, which necessitated root removal. Adjacent to the gingival graft was harvested from the palate, carefully
fractured root a single implant restoration is already pre- adapted and sutured (D). After 4 months of healing the
sent (A, B). In order to limit dimensional alterations a grafted site revealed pleasing soft tissue conditions (E, F)
socket grafting approach was chosen. The root was and a partially preserved former extraction socket (G, H).
removed by a apless low-trauma tooth extraction tech- The site allowed correct restoration driven implant place-
nique and the socket was grafted using Bio-Oss collagen ment (I, J) including subsequent contour augmentation.

vertical bone loss of the facial bone wall of, on aver- abutment connections with a platform-switching
age 2.6 mm after a 12-week healing period (12). concept are still controversial because there is still
Recent animal studies evaluated the effect on facial no clear evidence for their efcacy (94). These need
bone wall resorption of either a new nano-topogra- to be further investigated in well-designed clinical
phy at the implant surface or microgrooves at the trials.
implant neck. Both studies revealed that neither the
Clinical recommendations
modied surface topography nor the implant design
had a signicant effect in limiting the facial bone wall In general, preservation of an extraction socket is
resorption in immediate implant placement protocols indicated if immediate or early implant placement is
(3, 92). Root-shaped implant designs have been pro- not feasible due to patient- or site-specic indica-
posed to reduce the gap between the implant surface tions. Patient-specic indications for ridge preserva-
and the former socket walls and thus to prevent bone tion techniques are (i) too young (age < 20 years) and
loss. In contrast, wide root-shaped implants occupy- (ii) treatment postponed for medical, nancial or
ing most of the socket caused more pronounced alve- social reasons. Site-specic indications are related to
olar bone resorption (24). In addition to immediate the severity of the bone defect at the extraction site.
implant placement, simultaneous contour augmenta- Extensive defects require partial bone healing in order
tion using deproteinized bovine bone mineral parti- to later achieve sufcient primary stability of the
cles was performed in an experimental study. After implant in a correct 3D implant position. Sites associ-
3 months of healing the buccal bone was not ated with extensive soft tissue defects may require soft
maintained but showed an average resorption of tissue grafting in order to improve keratinization and/
2.3 mm (37). or soft tissue volume prior to implant placement.
Two recent clinical studies involving consecutive Maintenance of the root until the start of implant
cone beam computed tomography at implant place- treatment is an easy and economical approach, but
ment and after 1 year conrmed that signicant can only be recommended for roots without an acute
mid-facial vertical bone resorption occurred in or chronic inammation, decay or a longitudinal frac-
immediate implant cases (75, 89). Recent systematic ture. Soft tissue closure of the extraction socket com-
reviews demonstrated that predictable results are bined with the use of biomaterials with a low
difcult to obtain and that these techniques show substitution rate is advisable, as this seems to retain
an increased risk of signicant mucosal recession if the tissue volume at the site (13, 34, 49, 86, 93, 95).
this approach is not applied with strict inclusion cri- Immediate implant placement does not prevent
teria (29, 33, 57). Following immediate implant bone resorption per se and should only be used in
placement, mid-facial recession exceeding 1 mm sites where post-extraction bone modeling is
occurs in 941% of sites after 13 years (28). Other expected to be minimal, such as with a thick bone
surgical factors, such as the use of a apless tech- wall phenotype (> 1 mm) and thick gingival biotype,
nique, immediate provisional restorations, the appli- as recommended by the 2013 International Team for
cations of soft-tissue grafts or the use of implant- Implantology (ITI) consensus conference (67). The

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Chappuis et al.

facial bone wall of a former extraction socket can be 2. Albrektsson T, Zarb G, Worthington P, Eriksson AR. The
maintained with an immediate implant placement long-term efcacy of currently used dental implants: a
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