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INTRODUCTION
The overwhelming majority of biologists who have studied both the origin
of races and species and major trends of evolution in animals have reached the
conclusion, in agreement with Darwin, that these visible evolutionary
changes are based upon shifts in adaptive systems, guided by natural selec-
tion (30, 31, 94, 117, 120). The evidence is convincing for all phyla of ani-
mals that have been carefully studied. In plants, however, the situation is
much less clear, and a wide spectrum of opinions has been expressed during
the past twenty years. With respect to the origin of races and of manyspe-
cies that occupy different habitats from those of their nearest relatives, the
evidence for divergent adaptation guided by natural selection is as convinc-
ing for plants as it is for animals (20, 50, 127). On the other hand, bota-
nists opinions are still divided wtih respect to the role of natural selection
in the origin of genera, families, and other higher categories. Good (42)
has expressed in strong terms his belief that the diversity of floral types
present in angiosperms evolved independently of adaptation and selection,
and Nelson (99) has presented a similar point of view. Neither of these
authors discussed the genetic mechanisms that might be involved. Both
Cronquist (22, 23) and Werth (135) believe that the principal guiding
force has been differential directed mutation. In Cronquists words (23, pp.
120-21): "The influence of differential mutation is often so strong that
group appears to be predisposed to evolve in a certain direction." A note-
worthy feature of both his general interpretation (p. 118) and his refer-
ences to possible adaptive characteristics of individual families that are
scattered throughout his book is that he apparently equates adaptation
largely with the survival value of the adult plant. One of the principal ob-
jectives of this review is to point out the fallacy of this viewpoint, since it is
probably held by the majority of plant taxonomists. In angiosperms, the
adaptive significance of differences between most higher categories, as well
as between a large proportion of related species, is most probably associated
with reproductive efficiency and successful establishment of seedlings
rather than with any of the morphological characteristics of the vegetative
parts.
The latter point of view has been maintained by botanists who have
307
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308 STEBBINS
madecareful studies of pollination mechanisms (8, 12, 17, 47, 52, 107, 108),
seed dispersal mechanisms(8, 13, 38, 109, 119), and the ecology of seedling
establishment (59). These authors have accumulated numerousexamples
showhowmorphological differences between categories at all levels are re-
lated to various kinds of adaptations for reproductive efficiency. The state
of our knowledgein this field is still very rudimentary, since it has becomea
fashionable field of study only recently and then only in a relatively small
numberof botanical laboratories. Nevertheless, enoughis already knownso
that we can predict that research in these fields is going to be the most
fruitful approachto understanding evolutionary trends in higher plants.
One might at this point ask whydifferences between major categories in
higher plants should be recognized chiefly in characteristics that affect re-
productive biology, whereasin animals they maybe equally significant, and
often moresignificant, with respect to characters concernedwith survival?
In motile animals, in which survival dependsto a large extent upon captur-
ing prey, escaping from predators, or both, a high degree of functional and
developmentalintegration is required f6r both survival and reproduction. In
plants, on the other hand, survival depends to a muchlesser degree upon
integrated activities than it does in animals. Consequently, the plant body
can ai~ord to be muchmore plastic, and its size and shape can be governed
to a large extent by environmental factors. This plasticity extends to the
potentialities that can be realized by modifying the same overall adaptive
system to the demandsof very different environments. Consequently, many
of the larger plant genera, such as Pinus, Quercus, Euphorbia, Senecio, and
Care:r, have evolved adaptations to a great variety of climates and edaphic
habitats, while retaining very similar reproductive structures. A further
consequenceis that, in contrast to the correspondingcategories of most ani-
mal phyla, orders and ~amilies of higher plants are not usually characterized
by distinctive vegetative characteristics that fit themfor a particular mode
of survival. There are, of course, manyexceptions to this rule. Someof the
best knownare the succulent Cactaceae and Crassulaceae, the parasitic or
partly parasitic Loranthaceae, the aquatic and floating ]Lemnaceae,and the
Podostemaceae,which are strongly modified for llfe in flowing streams of
tropical regions.
On the other hand, the reproductive functions of higher plants require
levels of integration quite comparableto those found in animals. For adap-
tation to cross-pollination by animals with specialized habits, such as bees,
butterflies, moths, birds, and bats, the flower must becomea highly inte-
grated structure, with all of its parts precisely adjusted to each other. Suc-
cessful development and maturation of seeds requires coordination with
ovary and fruit development, and both of these processes must be adjusted
to the favorable growing season of the plant. In addition, precise mecha-
nisms have often been evolved for seed dispersal by either windor animals.
These mechanismsinclude: adjustment of buoyancyto seed size, attractive-
ness to animal vectors, adherence to animals that serve as involuntary vec-
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METHODS OF ~OLLINATION
Since the time of Darwin(27, 28), botanists have marveledat the vari-
ety of devices that have evolved in plants to insure cross-pollination. Even
more remarkable is the fact that none of these devices are necessary for
survival, or even for the successful perpetuation of a species over thousands
or even millions of years. The existence of manyspecies that are largely or
entirely self-fertilizing has long been recognized(40, 129). Moreover,such
species can maintain stores of genetic variability that are nearly or quite as
great as those found in related species whichare obligate outcrossers (1, 2,
66). Nevertheless, self-fertilizing species are usually the end of evolution-
ary lines and rarely if ever contribute to major evolutionary trends. Appar-
ently the genetic structure that is most characteristic of obligate outcross-
ers, particularly the presence of heterozygosity at a large proportion of
gene loci, is a sine qua non for the continuance of major evolutionary
trends.
Nevertheless, we cannot regard, increased potentiality for evolutionary
changeas the chief basis for the persistence of obligate outcrossing in most
species. Natural selection has no foresight; only immediate advantages or
disadvantagesare significant. If, however,a species has for a long time ex-
isted as an obligate outcrosser, its populations usually harbor so manyreces-
sive alleles that great reduction in vigor results froma suddenshift to self-
fertilization. This phenomenonof inbreeding depression has long been
knownand has been reaffirmed by recent authors (Mfintzing 97). It is prob-
ably responsible for the fact that in manyinstances evolutionary lines re-
spond to newhabitats by evolving newmechanismsfor cross-fertilization.
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310 STEBBINS
The three principal ways in which pollen can be borne from one plant to
another are by insects, wind, and--amongaquatic plants--water. The latter
methodhas been little studied, and no good examplesof adaptive radiation
to it are kn6wnto this author. Adaptive shifts from insect to wind pollina-
tion and vice versa are, however, well known. They are accompanied by
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312 STEBBINS
characteristic alterations of floral morphology(39). Wind-pollinated flow-
ers differ from those of related insect-pollinated species in: 1. their ten-
deneyto be clustered in denseinflorescences, 2. their small size, 3. their re-
duced, inconspicuousperianth, 4. their lack of nectar, 5. their anthers, which
have abundant pollen and open with explosive dehiscence, 6. the expanded
surface of their stigma, and 7. usually in the separation of the sexes, either
on different inflorescences (monoecism)or different plants (dioecism).
though the majority of wind-pollinated flowering plants occur in distinctive
families or genera, whoserelationships are often in doubt, several examples
exist in which the direction of evolution can be postulated with reasonable
assurance. The following are representative:
314 STEBBINS
cupy only relatively open habitats that have free circulation of air (~m-
brosia, Xanth~m,,4rtemisia) or revert to ~acultative self-pollination, which
enables them to enter closed, forest habitats. Muchmore rarely, they may
evolve secondary adaptations for insect pollination (Dichromena,Ficus).
316 STEBBINS
similar diversity of Myrtaceaein Australia (95). In tropical floras, several
genera of various families have evolved large, thick-textured flowers that
are pollinated principally by carpenter bees [J(ylocopa (105)].
Twokinds of adaptations to pollinators have not been discussed in the
review presented above: primitive beetle pollination and bat pollination.
The opinion, originally expressed by Diels (29), that the earliest angio-
sperms were pollinated by beetles (Coleoptera) has been madeincreasingly
plausible by morerecent observations on beetle pollination of various primi-
tive genera, such as Calycanthus (48), Eupomatia (65), Magnolia (62),
and the Annonaceae (104, 107). Manyspecies of Ranunculaceae attract
beetles along with other pollinators (180), but few if any membersof this
family are predominantlyor exclusively pollinated by these insects. Leppik
(79) has madethe interesting suggestion that beetles and other primitive
insects first becamepollen gatherers in association with the Jurassic Ben-
nettitales and later transferred their adaptations to the evolving angio-
sperms.
Although the most primitive flowers may well have been pollinated by
beetles, one cannot concludefromthis fact that beetle-pollinated plants in the
modernflora are primitive. Secondaryadaptation to coleopteran pollination
has been well documentedby Grant & Grant (52) in Linanthus and Ipomop-
sis. The pollination by Coleoptera of the white flowered Japanese species of
Trillium (41) is probably also secondary, since this genus is a relatively
specialized memberof the Liliales. In view of this fact, the suggestion by
van der Pijl (108) that the Compositae, the most advanced of flowering
plants, have retained primitive coleopteran pollination must be regarded
with someskepticism.
Adaptations to pollination by bats (Chiroptera) were the last to be rec-
ognized by naturalists. This is not surprising, since this kind of adaptation
exists only in the tropics and observations on it must be madeat night. The
earlier observations on these pollinators by Porsch (112, 113) have been
verified and amplified by van der Pijl (106), Baker &Harris (7, 9, 16,
61), and others (39). 7ihe plant genera involved belong to various tropical
families; the best documented of them are Parkia (Mimosaceae), Ceiba
(Bombacaceae), and KigeIia (Bignoniaceae). The bat pollination of Co-
baea (Polemoniaceae) has been reviewed by Grant & Grant (52).
Bat pollination is one of the most specialized and probably recent adap-
tations of flowers for pollen vectors. As Baker(9, 10) has pointed out, bat-
pollinated flowers must be large, and they are producedon robust flower stalks
that extend well outward from the foliage. Their parts must also be thick
and tough to survive the bitings and scratchings to whichtheir rude pollina-
tors subject them. Furthermore, they must have powerful odors and excrete
large quantities of nectar. In all probability, therefore, bat pollination has in
every case evolved secondarily from adaptation to other large pollen vec-
tors, such as birds, sphingid moths, and carp.enter bees. Unfortunately, no
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318 STEBBINS
radiation for specificity of pollination. Perhaps noteworthyin this connec-
tion are the observations of Holm(64) on the related genus Sarcostemma
of Mexico.The species of this genus are apparently visited by oligolectic
insects, whichconfine their visits to a single species of flower. In all proba-
bility, this kind of spec!ficity precededthe present situation in /tsclepias,
since otherwise it is difficult to see howthe morphologicaldifferentiation
was brought about.
Twoother examplesof adaptive radiation for different methodsof polli-
nation by the same vectors are in the families Aristolochiaceae and Ara-
ceae. In both instances, the flowers act as "flytraps" that capture small flies
and imprison themuntil pollination is effected. The Europeangenera of Ara-
ceae are described by Knuth (69), Kugler (70), and Werth (135).
same volumesalso have accounts of the Aristolochiaceae, including the Eu-
ropean species of both Asarumand ,~ristolochia. Information on the flytrap
mechanismof pollination in other species of ,tristolochia is given by Cam-
merloher (19) and Lindner (84). Myownand others observations Aris-
tolochia californica are the only more receut ones knownto me. This lat-
ter species, along with several others, differs from A. clematitis of Europe
mwhichis often figured in textbooks--in not possessing the stiff, downward
pointing hairs whichprevent the flies from climbingout of the trap until pol-
lination has been effected, whenthe hairs shrivel up. Instead, the traps of A.
californlca, A. sipho, and other species have light "windows"arranged in
such a way that the flies, because of their phototropism, beat against the
walls of the perianth rather than flying out though its opening. Escape be-
comespossible after pollination, due to the expansion of the perianth. The
approximately 180 species of Aristolochia, plus the 20 of Asarumand a few
that belong to other, smaller genera (54), present a good exampleof a fam-
ily in which differentiation of both species and genera has been based
largely upon diversification of adaptations for pollination by one kind of
vector. Moreobservations of its species are badly needed.
320 STEBBINS
Gentiana, or the Compositae, the flower is borne on an erect stalk, and its
horizontally spreading petals or rays can provide the platform. If, however,
the inflorescence is a raceme or spike, the flower stalk projects horizontally,
so that the petals or rays of a radially symmetrical flower would be vertically
oriented and would provide a poor platform. Under these conditions, genetic
changes that would modify the flower into a zygomorphic shape, providing
the platform by modifying the lower petals or corolla lobes so that they
assume a horizontal position, would have a high adaptive value. On the
other hand, in flo~vers pollinated chiefly by vectors that hover rather than
]and on the flower, such as Lepidoptera and hummingbirds, radial symmetry
would be compatible with a racemose or spicate inflorescence. This condition
is found in Ipomopsis aggregata (Polemoniaceae), the genus Nicotiana, and
others.
In my opinion, failure to recognize the significance of character syn-
dromes as the principal basis of character correlations has led to many mis-
taken conclusions--particularly those of K. Sporne (122, 123, 124, 125)-
about trends of evolution in flowering plants.
STEBBIN$
adaptation. In termsof pollinating mechanisms, thismeansthatwe canex-
pectreversals offlowers adaptations toparticular vectors,butthese rever-
salswillnotrestore theprimitive adaptation totheoriginal vector. Shifts
from wind to insect pollination and vice versa provide numerousexamples
of this principle. Mostsystematists whohave studied the origin of the flow-
ering plants believe that the original ancestors of the angiosperms were
wind-pollinated, but that the shift from windto insect pollination originated
along with the angiospermsthemselves (23, 133). Accordingto this theory,
all of the numerous groups of wind-pollinated angiosperms must be re-
garded as the products of secondary reversal. Such secondary reversal is
well documentedin some instances, such as the genera Thalictrum and Ar-
ternisia, as well as the subtribe Ambrosiinaeof the Compositae, mentioned
above. Becauseof their great age, documentationfor the woodyfamilies of
the temperate regions, such as the Betulaceae, bagaceae, and other families
formerly grouped together as "Amentiferae," is less clear but nevertheless
indicates that most if not all of themare the products of secondary reversal
to windpollination.
If this is so, then Ficus, mentioned above, as well as Salix and other
examples,represents a tertiary reversal, i.e. : primitive ancestors (wind) --~
earliest angiosperms (insects) --~ primitive Moraceae(wind) ~Ficus
sects). In the case of the last reversal, the structural readaptations to insect
pollination are entirely different from those that existed in the primitive
insect-pollinated ancestors. In manyinstances, readaptation o~ wind-polll-
nated angiosperms to secondary insect pollination involves the appearance
of conspicuous colors inthe stamen filaments, as in Salix and probably the
insect-pollinated species of Thalictrum. Here, the principle of selection
along the lines of least resistance is operating, since the acquisition of col-
ored pigments in stamen filaments involves less reorganization of the devel-
opmentalpattern than the restoration of petals that have been lost.
Similar reversals from one vector to-another and back to the same kind
of vector have undoubtedly been frequent, but are muchmore difficult to
recognize. Possible examples are the two shifts from hymenopteranto co-
leopteran pollination in the Polemoniaeeae,already mentioned(52). If,
seems probable, the earliest angiospermswere pollinated by Coleoptera, the
shift from eoleopteran to hymenopteranpollinations must have taken place
at some point along the line of evolution that led from primitive angio-
sperms to the relatively advanced Polemoniaceae. Linanthus parryae and
Ipomopsiscongesta, the twospecies that havereverted with respect to the pol-
len vector, bear hardly even a superficial resemblance to primitive angio-
sperms in their floral structure. Wecan conclude therefore, that the shift
from one vector to another, including reversals to the original vector, in-
volves very generalized alterations of selective pressure that can elicit any
one of a numberof structural modifications of the flower. Underthese con-
ditions, the principle of adaptive modificationsalong the lines of least resis-
tance can be expected to appear in its most extreme form.
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Co~re~.vsIo~r ,~NDStrvtM,~nY
The principal conclusions that emerge from this review are the follow-
ing: The diverse floral structures and pollination mechanismsfound in an-
giospermsrepresent a series of adaptive radiations to different pollen vec-
tors and different ways of becomingadapted to the same vector. Although
most of themowe their adaptive success to their promotionof cross-fertil-
ization, with consequent genetic diversity and heterozygosity, mechanisms
that promote self-fertilization have arisen repeatedly. They have an
adaptive advantage in association with the colonization of new habitats,
particularly those that are remotefrom the mainarea of a species distribu-
tion and that have unfavorable conditions for pollination. Althoughthe ear-
liest angiosperms were probably insect-pollinated, wind pollination arose
several times in relatively primitive groups, as well as in advancedones
such as the Compositae.Adaptive radiation toward wind pollination was fa-
vored in groups inhabiting dry or cold climates, where pollinators were
scarce, the plant formations were relatively open, and winds were strong.
Secondaryreversion to insect pollination probably took place in somederiv-
atives of wind-pollinated angiosperms that became readapted to moister,
more equable climates (e.g. Ficus).
Adaptive radiation for pollination by animal vectors has been recognized
in two families that have been intensively studied, the Polemoniaceaeand
Orchidaceae. In these families, adaptation to solitary aculeate Hymenoptera
and other relatively unspecialized insects is the primitive condition. Several
lines of radiation have led to pollination by more specialized Hymenoptera
(Bombus,Xylocopa), as well as by long-tongued flies (Bombylidae,Syrphi-
dae), day- and night-flying Lepidoptera, Coleoptera, and hummingbirds
(Trochilidae). Each of these adaptations involves characteristic modifica-
tions of the color, form, and odor of the flower. In the orchids, two adapta-
tions for attracting male Hymenopteraas pollen vectors have evolved: re-
semblanceto females, which induces pseudocopulation, and chemical sex at-
tractants. Someflowers of moreprimitive families are adapted to pollination
by Coleoptera, and this mayhave been the earliest form of insect pollination.
Pollination by carrion flies, involving the modification of flowers into fly-
traps, probably represents secondaryderivation from coleopteran pollination.
Diversification of species in somegenera (~tsclepias, Pedicularis) is as-
sociated with the evolution of different structural adaptations for pollina-
tion by the samevector.
Adaptiveradiation for pollen vectors involves the following evolutionary
principles: predominantinfluence of the most effective pollinator, adaptive
syndromesof characters, selection along the lines of least resistance, transfer
of function via an intermediate stage of double function, and reversals of
adaptive trends. Each of these phenomenacontributes to the complexity of
adaptive radiation in higher plants.
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324 STEBBINS
LITERATURECITED
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