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available at www.sciencedirect.com
a
Department of Community and Family Medicine, Faculty of Medicine, The Chinese University of Hong Kong, Shatin, N.T.,
Hong Kong
b
The Nethersole School of Nursing, Faculty of Medicine, Esther Lee Building, The Chinese University of Hong Kong, Shatin, N.T.,
Hong Kong
c
School of Public Health and Primary Care, the Chinese University of Hong Kong, Hong Kong
Available online 17 January 2011
KEYWORDS Summary
Breathing exercise; Objective: To evaluate the effectiveness of a Tai chi Qigong (TCQ) program in enhancing res-
Chronic obstructive piratory functions and activity tolerance in clients with chronic obstructive pulmonary disease
pulmonary disease; (COPD).
Spirometry; Design: A single-blind, randomized controlled trial.
6-min walk test; Setting: Five general outpatient clinics in Hong Kong.
Tai chi Qigong Intervention: In total, 206 COPD clients were randomly assigned into one of the three groups,
namely, TCQ, exercise, and control group. Subjects in the TCQ group received a TCQ program
consisting of two 60-min sessions each week for three months. Subjects in the exercise group
were taught to practice breathing techniques combined with walking as an exercise. Subjects
in the control group were instructed to maintain their usual activities. Data collection was
performed at baseline and at the 6-week and 3-month marks.
Outcomes: Lung functions, 6-min walk test, and COPD exacerbation rate.
Results: Results of repeated measures of analysis of covariance demonstrated that there
were signicant interaction effects between time and group in forced vital capacity (p = .002,
2 = .06), forced expiratory volume in 1 s (p < .001, 2 = .02), walking distance (p < .001), and
exacerbation rate (p = .006, 2 = .06) at 3 months. Improvements were noted in the TCQ group.
No changes were observed in the exercise group, while a decline in lung functions was noticed
in the control group.
Abbreviations: 2 , effect size; 6MWT, 6-min walk test; ATS, American Thoracic Society; COPD, chronic obstructive pulmonary disease;
FEV1 , forced expiratory volume in 1 s; FVC, forced vital capacity; ITT, intention-to-treat; SaO2 , oxygen saturation; TCQ, Tai chi Qigong.
Corresponding author at: The Nethersole School of Nursing, Faculty of Medicine, The Chinese University of Hong Kong, Rm 722,
Esther Lee Building, Shatin, N.T., Hong Kong. Tel.: +852 31634290; fax: +852 26035269.
E-mail address: aileenchan@cuhk.edu.hk (A.W.K. Chan).
0965-2299/$ see front matter 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ctim.2010.12.007
4 A.W.K. Chan et al.
Conclusion: Tai chi Qigong was able to improve respiratory functions and activity tolerance level
in COPD clients. The breathing and walking exercise helped maintain lung functions and slow
down disease progression.
2011 Elsevier Ltd. All rights reserved.
The revision was intend to allow the participants to learn test (6MWT), Borg scale, and oxygen saturation level (SaO2 )
and master the movements in a shorter period of time. The were used because of their simplicity and sensitivity when
program emphasized on the elements of breathing and the utilized for health evaluation purposes. Spirometry was
range of motion on upper limbs for enhancing lung expan- supervised by the same researcher for all subjects to ensure
sion. Subjects were instructed to inhale when hands were proper skills and to avoid measuring discrepancy. Results
rising or moving outwards, and exhale when hands were sink- of forced expiratory volume in 1 s (FEV1 ) and forced vital
ing or moving inwards. The TCQ movements were performed capacity (FVC) were recorded. The 6MWT protocol follow-
in a slow, graceful manner; in addition, breathing, body posi- ing ATS guidelines was used.29 The longest distance walked
tion, and mental concentration were naturally coordinated. in meters over 6 min was recorded. The Borg Scale30 is a self-
Comments from two TCQ experts were sought regarding the rated dyspnoea and fatigue scale. The scale ranges from 0 to
validity and feasibility of the modied TCQ when practiced 10, wherein 0 indicates no dyspnoea or no fatigue at all, and
by COPD clients. In this study, the TCQ class was led by a 10 indicates extreme dyspnoea or extreme fatigue that can-
qualied TCQ instructor. Subjects were instructed to self- not be tolerated. In this work, subjects were asked to rate
practice TCQ daily for one hour in addition to the supervised their dyspnoea and fatigue levels before and after 6MWT.
TCQ sessions. They were allowed to split the 1-h practic- The number of COPD exacerbations and hospital admissions
ing time into morning and afternoon sessions to prevent during the preceding six weeks period was recorded. Extra
fatigue. Along with TCQ pictures, a DVD was also given to usage of short acting beta2 agonist inhaler in the preceding
each subject to facilitate daily self-practice. A diary was week was also recorded.
also provided to each subject for recording the frequency
of their self-practice sessions.
Data analysis
Exercise group Data analyses were conducted using SPSS version 16.0.
Subjects in the exercise group were taught pursed-lip Descriptive statistics were used to dene the demographic
breathing (PLB) and diaphragmatic breathing (DB), coor- characteristics of the sample. Repeated measures of analysis
dinated with self-paced walking as a physical exercise. of covariance were used to examine the outcome mea-
PLB requires breathing in through the nose and breathing sures. A p-value of .05 (2-sided) was taken as the level
out slowly through pursed-lips. Expiration time was twice of signicance. The 95% condence intervals around the
as the inspiration time to slow down the breathing rate. mean differences were calculated. To preserve the value
Meanwhile, DB helps to reduce the work of breathing and of randomization, an intention-to-treat (ITT) analysis was
improves ventilation and dyspnoea. In this study, subjects applied. Data of last observation were carried forward for
were instructed to inhale through the nose, push the stom- withdrawals.
ach out, then exhale through pursed lips slowly, pulling
the stomach in. Return demonstrations of the breathing
techniques were performed by subjects to ensure proper Results
practice. Subjects were advised to perform breathing and
walking exercise for one hour, which could be split into Demographic data
two or three sessions to prevent fatigue. Leaets with
pictures and instructions were given to the subjects to In total, 206 subjects were randomly assigned to each of
facilitate daily self-practice. A diary was also given to the following groups: the TCQ group (n = 70), exercise group
each subject for recording the frequency of their self- (n = 69), and control group (n = 67). Ages ranged from 55 to
practice sessions. The breathing techniques of subjects 88, with a mean of 73. Of the 206 subjects, 187 (91%) were
were re-assessed at the 6-week and 3-month to ensure male and 19 (9%) were female. The mean duration of COPD
that proper skills were maintained. The breathing exer- was 11 years. According to the ATS criteria, 43% were at a
cise is a conventional exercise commonly used in PRP. severe stage of COPD, 42% were at a moderate stage, and
The breathing component in this group was different from 16% were at a mild stage. Demographic characteristics by
that in the TCQ group, as TCQ group did not require group allocation are shown in Table 1. We found no sig-
PB, and had no restriction on time for breathing in and nicant difference in demographic data except in gender
out. (p = .021) as only one female subject (n = 1) was in the TCQ
group. Gender was, therefore, treated as covariate and its
Control group confounding effect was controlled using repeated measures
Subjects in the control group were advised to maintain their analysis of covariance (RANCOVA).
routine activities. No extra exercise was recommended.
All subjects continued their prescribed medical treat-
Outcome measurements
ment. Subjects in the exercise and control groups were
encouraged to join community activities arranged by
Of the 206 subjects, 158 (TCQ group = 60, exercise
researchers to ensure consistent weekly gatherings.
group = 50, control group = 48) completed the study. The
main reasons of attrition were death, increased dyspnoea,
Measurement hospital admissions, and no interest to continue (Fig. 1).
Baseline data showed statistical differences in the exacer-
Data collection was performed at baseline and at the 6-week bation rate (p < .001), wherein the TCQ group had higher
and 3-month. Pre-bronchodilator spirometry, 6-min walk number of exacerbations in the preceding six weeks. No sig-
6 A.W.K. Chan et al.
Table 1 Demographic data and baseline characteristics of study sample by group allocation.
Age (years: mean (SD) 71.7(8.2) 73.6 (7.5) 73.6 (7.4) .24
Gender: .02*
Male (%) 69 (99) 61(88) 58 (87)
Female (%) 1 (1) 8 (12) 9 (13)
Yrs of COPD: mean (SD) 10.3 (9.3) 10.6 (8.8) 12.4 (10.6) .39
BMI: mean (SD) 21.5 (3.6) 21.7 (3.9) 22.0 (4.2) .79
Live with: .30
Alone (%) 4 (5.7) 4 (5.8) 8 (11.9)
Family (%) 66 (94.3) 65 (94.2) 59 (88.1)
Education level: .38
Illiteracy (%) 9 (12.9) 10 (14.5) 14 (20.9)
Primary (%) 41 (58.6) 47 (68.1) 37 (55.2)
Secondary (%) 18 (25.7) 9 (13.0) 15 (22.4)
Tertiary or above (%) 2 (2.9) 3 (4.3) 1 (1.5)
Religion: .85
Yes (%) 28 (40.0) 30 (43.5) 26 (38.8)
No (%) 42 (60.0) 39 (56.5) 41 (61.2)
Smoking Status: .79
Second hand smoker (%) 1 (1.4) 2 (2.9) 3 (4.5)
Never smoke (%) 2 (2.9) 4 (5.8) 3 (4.5)
Ex-smoker (%) 55 (78.6) 47 (68.1) 46 (68.7)
Current smoker (%) 12 (17.1) 16 (23.2) 15 (22.4)
Stage of COPD: .57
Mild (%) 7 (10) 13 (19) 12 (18)
Moderate (%) 31 (44) 26 (38) 29 (43)
Severe (%) 32 (46) 30 (43) 26 (39)
Co-existing diseases: 9 (13) 10 (15) 6 (9) .60
Heart disease (%) 28 (40) 36 (52) 28 (42) .33
HT (%) 7 (10) 6 (9) 7 (10) .94
DM (%)
Exercise, mean hours 16.8 (16.3) 13.4 (9.6) 17.5 (12.6) .15
Per week (SD)
FVC, litre, mean (SD) 1.97 (.62) 1.84 (.52) 1.82 (.58) .24
FEV1 , litre, mean (SD) .89 (.38) .91 (.39) .89 (.39) .94
6MWD, mean meter (SD) 298 (68.53) 285 (79.11) 290 (72.97) .56
Dyspnoea, mean (SD) 1.06 (1.10) .62 (.98) .81 (1.04) .05
Fatigue, mean (SD) .99 (1.14) .88 (1.25) .70 (1.06) .35
SaO2 , mean (SD) 96 (3.16) 95 (2.4) 95 (2.41) .75
Exacerbation rate, mean (SD) .86 (1.39) .30 (.79) .21 (.75) <.01*
No. of admission, mean (SD) .13 (.38) .17 (.59) .07 (.50) .51
Extra usage of inhaler, mean (SD) 2.80 (5.99) 3.01 (7.87) 2.00 (4.86) .62
FVC, forced volume capacity; FEV1 , forced expiratory volume in 1 s; 6MWD, 6-min walking distance; SaO2 , oxygen saturation.
* p < .05.
nicant differences were noted in other baseline data among Post hoc pairwise comparisons with Bonferroni adjust-
the three study groups. ment indicated signicant difference between the TCQ
Results of RANCOVA demonstrated signicant interac- group and the control group in FVC (p = .01). The exer-
tion effects between time and group in FVC (p = .002, cise group showed no difference from the TCQ group and
2 = .06), FEV1 (p < .001, 2 = .02), 6MWT (p < .001, 2 = .06), the control group. On the 6MWT, TCQ revealed signi-
and exacerbation rate (p = .006, 2 = .06) with the TCQ cant differences from both the exercise group (p = .03) and
group showing greatest improvements across the three the control group (p = .03). On the other hand, no differ-
study endpoints. The exercise group did not reveal any ences were noted between the exercise and control groups
signicant improvement, while the control group demon- (Table 3).
strated a decline in lung functions (Table 2). The changes No signicant differences were detected in Borg scale
of the signicant results of the study groups at the 6-week with respect to dyspnoea level (p = .542), fatigue level
and 3-month study endpoints from baseline are shown in (p = .517), and SaO2 (p = .096). No differences were found
Figs. 25. in the hospital admission rate (p = .148), and extra usage of
Tai Chi Qigong improves physiological functions: A RCT 7
Allocation
Allocated to TCQ (n= 70) (ITT) Allocated to breathing and Allocated to Control (n=67)
exercise (n= 69)
Received allocated intervention
All subjects were taught All subjects were instructed to
(n= 68)
breathing and walking exercise continue usual activities
Did not receive allocated
(n= 69) (n=67)
intervention (n=2)
Reasons:
- hospital admission (n=1)
- joint pain (n=1)
Follow-Up
Analysis
Figure 1 The consort owchart: to track participants through randomized controlled trial.
short acting beta2 agonist inhaler (p = .931) among the three used (5 indicated most and 1 indicated least satisfaction).
groups (Table 2). It measured the satisfactory level of subjects who partic-
ipated in the TCQ class. The overall mean score was 4.57
out of 5, demonstrating the high satisfaction of the subjects
Tai chi Qigong program in the TCQ program. Additionally, 92% of subjects stated
they would continue practicing TCQ after the program com-
The compliance rate of daily practice of TCQ was 74%, pleted.
while compliance of daily breathing and walking exercise
was 69%. The TCQ skill performance of subjects was evalu-
ated by the TCQ instructor at the end of the program using Discussion
a 3-point Likert scale (3 indicated TCQ skills were well mas-
tered and 1 indicated not yet mastered). The overall mean This study has been conducted in a primary care setting, and
was 2.42, suggesting that subjects were able to master TCQ the results are applicable to the COPD clients in the commu-
forms in three months. The TCQ program attendance rate nity. The study aimed to evaluate the effectiveness of a TCQ
was high at 83%. The reason for absence was mainly due to program in enhancing physiological health of COPD clients.
clashing schedules with the medical appointments. For the The TCQ group was compared with the exercise group and
program evaluation, a 5-point Likert scale questionnaire was the control group over a 3-month period. TCQ did contribute
8
Table 2 Comparison of outcome variables at baseline, 6th week and 3rd month.
Change from last Measurement Change from last Measurement Change from last Measurement RANCOVA
Table 3 Pairwise comparisons for FVC and 6MWD among the three groups at 3rd month.
each dropout subject is an unbiased representation of what at any time and place without close supervision. From the
is missing. Although it is argued that the LOCF is conservative social perspective, given the ever-rising costs in the health
and that it will dilutes the treatment effect,34 this approach care system, adopting a low-cost behavioral modality to
analyzes data collected from all the subjects and takes into enhance health is particularly important.31
consideration the inuence of attrition35 and compliance36
on study outcomes. Thus, it can be seen as more appropriate
in reecting the usual clinical circumstances. Conclusion
The limitation of this study is its short duration. A
previous study of a 26-week Tai chi program has shown This study conrms that the 3-month TCQ program has bene-
improvement in the psychosocial health of elderly clients cial effects on respiratory functions and activity capacity of
in three months and such improvement becomes substan- COPD clients. While breathing and walking exercise did not
tial over a period of six months.31 No signicant changes in show signicant improvement in physiological health status,
dyspnoea and fatigue scores have been recorded, although regular practice could maintain physiological function at a
changes may have been apparent if an extension of the study comparatively stable level and slow down the disease pro-
duration has been implemented. With the majority of the gression. The insignicant results of Borg scale and hospital
TCQ subjects expressing their desire to continue practic- admission rates in our study could be due to the short study
ing TCQ and the high compliance rate of daily self-practice, period that may not reect the potential long-term effects
future studies should look at a longer period of follow-up of TCQ on health outcomes. The benets of practicing TCQ
assessment. It would be benecial to assess the long term on COPD clients should be further investigated with a longer
adherence of participants and monitor the effectiveness of follow-up periods in order to detect further improvements
TCQ practice in disease progress. In addition, due to the in physiological and psychosocial status. Given that COPD
small number of female subjects enrolled in this study, gen- clients do place a nancial burden on the current health
der differences on the TCQ effects could not be examined. care system, TCQ should be an affordable and cost-effective
More female subjects, if available, should be recruited in form of exercise to enhance the well-being of COPD clients.
future studies so that gender differences on the therapeutic
effects of TCQ can be evaluated. Acknowledgments
This is the rst study using the 13-form TCQ in a pop- (1) Health and Health Services Research Fund (HHSRF:
ulation group with COPD. It provides new evidence that 06070201), Research Ofce, Food and Health Bureau,
TCQ is benecial for enhancing physiological health among 18/F, Murray Building, Garden Road, Central, Hong Kong.
COPD clients. Our study has also demonstrated that TCQ can (2) Lee Hysan Foundation Research Grant and Endowment
enhance psychosocial health of COPD clients as published Fund Research Grant (CA11125), United College, the
elsewhere.37 TCQ, which is effective, safe and feasible, can Chinese University of Hong Kong, Shatin, N.T., Hong
be recommended as an adjunctive intervention to standard Kong.
medical treatments. Integrating TCQ into the daily activities
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