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Multidimensionality of Oral Health in Dentate Adults

Author(s): Gregg H. Gilbert, R. Paul Duncan, Marc W. Heft, Teresa A. Dolan and W. Bruce Vogel
Source: Medical Care, Vol. 36, No. 7 (Jul., 1998), pp. 988-1001
Published by: Lippincott Williams & Wilkins
Stable URL: http://www.jstor.org/stable/3767359
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MEDICAL CARE
Volume36, Number7, pp 988-1001
?Lippincott-RavenPublishers

of OralHealthin DentateAdults
Multidimensionality

DDS,*t R. PAULDUNCAN,PHD,*$MARCW. HEFT,DMD, PHD,*t


GREGGH. GILBERT,
TERESAA. DOLAN,DDS, MPH,*?ANDW. BRUCEVOGEL,PHD*:

OBJECTIVES.An understanding of the valid- oral health as only fair or poor. Bivariate and
ity and usefulness of self-reported measures multivariate results provided consistent evi-
(as distinct from clinically determined meas- dence of the construct validity of the pro-
ures) of oral health is emerging. These self- posed model of oral health. Additionally, the
reported measures include self-rated oral salience of one measure of dental appearance
health (SROH). Three objectives were to: (1) suggests that persons may use esthetic cues
describe self-rated oral health in dentate when rating their oral health.
adults, (2) quantify associations between CONCLUSIONS. The proposed multidimen-
self-rated oral health and other measures of sional model of oral health has construct
oral health (oral disease and tissue damage, validity. Self-rated oral health is affected
pain and discomfort, functional limitation, by oral disease and tissue damage, oral pain
and disadvantage), and (3) assess the con- and discomfort, oral functional limitation,
struct validity of a model of oral health pro- and oral disadvantage. These self-reported
posed herein. measures and the proposed model should
METHODS. The Florida Dental Care Study is provide useful information for dental care
a longitudinal study of oral health, which in- effectiveness research. General health
cluded at baseline 873 subjects who had at status has been disaggregated into the
least one tooth, were 45 years or older, and "physical" and the "mental;" an additional
who participated for an interview and clini- separation into the "oral" aspects of health
cal examination. seems warranted.
RESULTS.The prevalence of self-rated oral Key words: oral health; self-rated health;
health decrements was substantial; approxi- quality of life; attitudes; dental care; epide-
mately one fourth of subjects reported their miology. (Med Care 1998;36:988-1001)

Recognizing that there is more to health than measures.1-3 Efforts to assess general health
the lack of disease, health status measures have status, functional status, and other outcomes of
progressed from those based solely on mortality health care in adults have led to several instru-
or morbidity to those that include self-reported ments now in widespread use.4 No single instru-
social, psychological, functional, and behavioral ment, however, is in widespread use in oral health

*From the Claude D. Pepper Center for Research on those of the authors and are not to be construed as nec-
Oral Health in Aging, University of Florida,Gainesville. essarily representing the views of the University of Florida
tFrom the Division of Oral Medicine, College of Den- or the National Institutes of Health. The informed con-
sent of all human subjects who participatedin this inves-
tistry,University of Florida,Gainesville.
tigation was obtained after the nature of the procedures
tFrom the Department of Health Services Administra- had been explained fully.
tion, College of Health Professions, University of Florida,
Gainesville. An internet home page devoted to details on the FDCS
?From the Division of Public Health Services and Re- can be found at http://www.nerdc.ufl.edu/-gilbert.
search, College of Dentistry, University of Florida, Address correspondence to: Gregg H. Gilbert, DDS,
Gainesville. Claude Pepper Center for Research on Oral Health in Ag-
This investigation was supported by DE-12587, DE- ing, PO Box 100416, Gainesville, FL 32610-0416; e-mail:
11020, and DE-00392. Additional support was provided gilbert@nervm.nerdc.ufl.edu.
by funds from the University of Florida. Received May 23, 1997; initial review completed July
The opinions and assertions contained herein are 23, 1997; final acceptance December 8, 1997.

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Vol. 36, No. 7 MULTIDIMENSIONALITYOF ORAL HEALTH

status measurement. Despite this lag, some infor- be included (namely, black adults, residents of ru-
mation on the multiple dimensions of oral health ral areas, persons 45 years old or older, and the
is emerging, and it suggests that self-reported poor, who were defined as having income below
measures are more informative of how oral dis- the US poverty level).15Details of sampling meth-
ease affects the daily lives of individuals and odology and selection were provided in an earlier
populations than are clinically derived meas- publication.16The 873 subjects who participated
ures.5-10 at baseline resulted in a sample of only modest
We propose a model of oral health (shown in bias within the population of interest.16Also, this
Fig. 1) that was conceptualized by adapting, with sample had a history of dental care similar to re-
revision, the work of two groups of investigators: cent National Health Interview Survey (NHIS)
(1) Locker,11who adapted to the oral health con- data, and conclusions drawn from the FDCS and
text a model by the World Health Organization,12 the NHIS about determinants of dental care re-
and (2) Johnson and Wolinsky,13who modified a cency were the same.16 Subjects participated for a
model by Nagi,14 predominately by adding self- baseline in-person interview that immediately
rated health as a construct. The model in Figure 1 was followed by a clinical dental examination. The
posits a sequential causal process that involves actual wording of questionnaire items is available
specific antecedents and consequents and from the authors on request. We have provided
strongly parallels the biomedical concept of the methodological details about the interview and
natural history of disease.13 examination in earlier publications.16-22Briefly,
We tested the validity of our model of oral interexaminer reliability for surface-specific
health within the context of the "Florida Dental crown caries was kappa = 0.89, for root caries it
Care Study" (FDCS), which identified a repre- was kappa = 0.62, and for periodontal attachment
sentative community-based, diverse sample of loss + 2 mm, 97% of pairs were concordant. Test-
dentate (at least one remaining natural tooth) retest reliability for questionnaire items ranged
adults in north Florida. Three objectives of the from 77% to 100%, expressed as percentage of
FDCS specific to the current report were to: (1) pairs concordant.
describe self-rated oral health (SROH) in dentate
middle-aged and older adults; (2) quantify the as- Operationalizingthe Proposed
sociations between SROH and other measures of Model of Oral Health
oral health, namely, self-rated and clinically de-
rived measures of oral disease and tissue damage, The in-person interview and clinical examina-
pain, functional limitation, and disadvantage; and tion were used to obtain information about the
(3) assess the construct validity of our proposed broad range of oral health measures (Table1) that
model of oral health. is suggested by the model in Figure 1. Data on
current oral disease and tissue damage were gath-
Methods ered by direct clinical examination and by selected
self-reported items that queried whether the sub-
Sampling Methods, Recruitment,Interview, ject had the disease and tissue damage at the time
and Clinical Methods of the interview and, for those who answered af-
The goal of the sampling design was to ensure firmatively,the duration of that disease and tissue
that a large number of persons at a hypothesized damage. Oral pain and discomfort were measured
increased risk for oral health decrements would by asking subjects to report the presence and du-

FIG.1. Multidimensional
conceptual model of oral
health specifying relations
between dimensionsof oral
health. Adapted with revi-
sion from Locker11 and
JohnsonandWolinsky13'

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Dental Care Stu
TABLE1. Oral Health Status Measures in the Florida

Current Oral Pain and Oral Functional


Limitation Oral Disadvantage
Discomfort
CurrentDisease and Tissue Damage
Difficulty speakin or Due to disease and ti
Measure by clinical
d examination Toothache pain icutv spea bcag Avoided laughing o
Measuredby clinicalexaminationteeth Toothache pain Avoidedlaughingo
Dental sensitivity pronouncing because
Presence,location of remaining Denture soreness of mouth (ever and Avoidedtalkingbe
Dental decay (caries)and restorations Been embarrassed
(fillingsrecent) mouth
Current chewing difficulty
Fracturesof restorations
Dental cusp/incisaledge fractures Due to pain
Severeroot surfacedefects Troublesleeping b
mouth pain
Severetooth mobility
Mouth pain/disco
Periodontalattachmentloss
doing normald
Self-reportedmeasures Due to function
Teeththat are stained or look bad Due to function
Badbreath Avoidedchewing
Bad breath
with food catchingbetween because of mo
Trouble
Been preventedfr
teeth or dentures(everand recent)
because of mo
Abscessedtooth Avoidedeating w
Brokendenture because of ch
Infectedor sore gums
Bleedinggums
Has and wears maxillaryfull denture
Has and wears maxillarypartial
denture
Has and wears mandibularpartial
denture
Drymouth
months.
recent, presence within the previous 6
ever, presence within one's adult lifetime;

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Vol. 36, No. 7 MULTIDIMENSIONALITYOF ORAL HEALTH

ration of toothache pain, root sensitivity to cues at the disease and tissue damage, pain, func-
hot/cold changes, and denture soreness. Oral tion, and disadvantage levels to make an overall
functional limitation was measured by asking assessment of their SROH; thus, our expectation
subjects about current chewing ability and about was that the magnitude of any single correlation
difficulty speaking or pronouncing words because between SROH and any single explanatory corre-
of problems with their teeth, mouths, or den- late would be moderate (0.4 < r < 0.7) or small (r
tures.22 Oral disadvantage was measured with < 0.4), depending on the measure. These statisti-
eight questions that asked subjects to report on cally significant correlations would provide sup-
whether mouth problems caused them to avoid porting evidence for the construct validity of the
certain activities and the frequency of that disad- measurement battery as a whole and would pro-
vantage within the previous 6 months.21'23Self- vide evidence on an empirical basis that the
rated oral health was measured using three ques- SROH construct and the model proposed in Fig-
tions that queried self-rated oral, dental, and ure 1 are valid.
periodontal health. Oral health was measured by Disease and tissue damage were measured by
asking, "Compared to others your age, how would direct clinical examination. It was expected that
you rate the health of your mouth overall? Would subjects would rate their oral health lower if they
you say the health of your mouth overall is...?," had fewer natural teeth, more decayed tooth sur-
with these response categories: excellent, very faces, more root fragments, more bulk fractures of
good, good, fair, or poor. Dental health was meas- restorations (fillings), more fractures of the tooth's
ured by asking "...the present condition of your cusp and/or incisal edge, more teeth that had se-
teeth...,"and periodontal health was measured by vere root defects, more teeth that were severely
asking "...the present condition of your gums..." mobile, and more teeth that had severe periodon-
The conceptual basis and response categories tal attachment loss.
were taken from the relatively large literature on Effect magnitudes were anticipated at the bi-
self-rated general health and adapted to the oral variate level: [number of remaining teeth = root
health context. fragments = decayed tooth surfaces = severely
Our analysis of cross-sectional data in this re- mobile teeth] > [teeth with severe attachment
port relied on the proposed temporal ordering of loss -tooth fractures] > [bulk fractures of resto-
antecedents and consequents to make inferences rations = severe root defects], ranging from ap-
about the validity of the proposed model and re- proximately 0.5 to 0.4 for the first group of vari-
lied on construct validity because of the lack of a ables to 0.1 for the last of the three groups. The
single criterion or "gold standard."Construct va- rationale for hypothesizing these effect magni-
lidity is defined as the extent to which a particular tudes requires some explanation. The presence of
measure correlates with other measures in a man- teeth, root fragments, large decayed areas of the
ner consistent with theoretically derived hy- teeth, and severely loose teeth were expected to
potheses. We used oral diseases and conditions be obvious to most subjects and therefore more
(measured by direct clinical examination) and highly correlated with SROH than less obvious
questions (self-reported oral conditions and be- types of clinical disease and tissue damage. Teeth
haviors) that should theoretically be correlated with severe attachment loss may not have been ob-
with SROH. vious to subjects unless that attachment loss was
McDowell and Newell4 have critiqued publica- due to obvious gum recession; the instances where
tions of health status measurements that have re- the attachment loss was due to deep pockets around
lied on the construct validation method and em- the teeth would not have been obvious. Although
phasized the importance of specifying not only tooth fracturesmay have been obvious in some in-
the direction of correlations expected, but also the stances, our diagnostic criterionof 2 mm was not as
expected strength of the correlations, as well as severe as that used for some of the other clinical
the rationale for these expectations. Concurring measures. Bulkrestorationfracturesare typicallyless
with their recommendations, we expected that noticeable than tooth fracturesexceeding 2 mm, and
measures in each of the four constructs related to we therefore expected a lower correlationbetween
SROH (disease and tissue damage, pain, func- bulk fractures and SROH. Additionally,tooth frac-
tional limitation, and disadvantage) would be as- tures and bulk restoration fractures are often the
sociated with SROH at the bivariate level. We long-term sequelae of successively largerdental res-
theorized that persons use oral health-related torations, restorations that more often are de-

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GILBERT ET AL MEDICAL CARE

manded by those with a stronger interest in main- residence, and level of formal education. The item
taining their oral health (thereby being associated content and psychometric properties of the atti-
with a higher rating for SROH, not a lower one). tudes scale have been described elsewhere.19 The
Lastly, although a 2-mm criterion for root defects dental attitudes scale originally was included in
is a severe criterion, these defects often are caused the FDCS to determine the effects of attitudes on
by excessively vigorous toothbrushing, a behavior the use of dental care. Therefore, this amounts to
that actually should be associated with higher a post hoc analysis with respect to the original in-
SROH, not lower SROH. tent of the FDCS. Nonetheless, there is a strong
The expectation at the multivariate level was theoretical basis for expecting that health atti-
that self-reported measures of disease and tissue tudes have an important influence on self-ratings
damage would predominate over disease and tis- of health independent of clinically determined
sue damage determined clinically for two reasons: ratings.24-27Consequently, we hypothesized that
(1) subjects would be less likely than dentists to positive dental attitudes would be associated with
notice (and therefore report) clinical signs that are higher ratings of SROH.
less severe, and (2) self-reported oral health dec-
rements should be more strongly associated with Statistical Methods
self-rated oral health than would decrements re-
ported by dentists. Our expectation was that, Results were weighted using methods de-
among those who had a full and/or partial den- scribed previously.16 Statistical analyses were
ture, the ones who actually wore that denture(s) done using SAS.28,29 Multicollinearity was
would report better SROH because they have bet- measured using a procedure described by Bel-
ter chewing ability. We expected that the magni- sley et al.30 Several explanatory covariates in-
tude of the difference in SROH would be greatest troduced problems with multicollinearity. Only
for those who have and wear a full denture as when "sore denture" and "broken denture" were
compared with those who wear a partial denture combined into one variable, when "toothache
because the full denture wearers presumably pain,""abscessed tooth,"and "dental sensitivity to
would experience the greatest improvement in hot/cold"were combined into one variable, when
chewing ability. "infected or sore gums," "bleeding gums," and
We expected that oral pain and discomfortwould "loose tooth" were combined into one variable,
be associated with poorer SROH. Toothache pain, and only when the eight measures of oral disad-
tooth sensitivity to hot/cold, and tooth abscess were vantage were combined into one variable, was
expected to be more strongly correlatedwith SROH the problem with multicollinearity eliminated.
than having a sore denture (oralpain) and/or a bro- These combined variables were used in the re-
ken denture because the health of living tissue gression in Table 5 (for exact coding of these
should be rated as more important than the condi- variables, please see the legend in Table 5).
tion of a prosthetic device. Oral functional limita- Some recoded variables combined measures of
tion, reported as chewing difficultyor speaking dif- disease/tissue damage with measures of pain;
ficulty, was expected to be associated with poorer this was necessary for the stated empiric rea-
SROH, and the strength of these two associations sons, not for theoretical reasons.
was expected to be approximatelyequal. The num-
ber of decrements due to oral disadvantage was ex- Results
pected to be associated with poorer SROH. Because
oral disadvantage measures impact on daily activi- For self-rating of the health of the mouth over-
ties, we expected a strong correlationbetween oral all, 20% of subjects said excellent, 31% said very
disadvantage and SROH. good, 29% said good, 13% said fair, and 8% said
Although not specified in Figure 1, we also hy- poor. When responses to the three self-ratings
pothesized that exogenous factors affect SROH, (overall, dental, and periodontal self-rated health)
such as attitudes toward dental health/dental care were added to form the composite variable called
and sociodemographic factors. These exogenous SROH, the weighted mean + SD was 10.0 + 3.3,
factors are not specified in Figure 1 for simplicity with a possible and observed range of 3 to 15. Five
of graphical presentation. In this report, we spe- percent of persons had a score of 3 ("poor" for
cifically tested these exogenous factors: dental at- each of the three measures), 10% had a score of
titudes, age group, sex, race, poverty status, area of 15 ("excellent" for each of the three measures),

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Vol. 36, No. 7 MULTIDIMENSIONALITY OF ORAL HEALTH

and 17% had the modal score of 9. The distribu- TABLE 2. Weighted Pearson Correlations
tion of SROH approximated a normal distribution Between SROH and Other Measures of Oral
(skewness = -0.14; kurtosis = -0.74; Shapiro-Wilk Health and Dental Attitudes That Were
W = 0.94). A common factor analysis (FACTOR Quantified on an Ordinal, Interval,or Ratio Scale*
procedure, SAS28) of the three SROH measures Pearson r
was done and suggested a single factor that ac-
counted for 84% of the total variance; factor load- Oral disadvantage
ings for these three measures ranged from 0.88 to Oral disadvantage (8-40 scale) -0.53t
0.94, with Cronbach's a internal consistency reli- Oral functional limitation
ability of 0.90, providing good empiric justifica- Number of chewing difficulties -0.43t
tion for our decision to model SROH as a single (0-5 scale)
outcome.31 -0.31t
Speaking difficulty (1-5 scale)
Clinical disease and tissue damage
Assessment of Construct Validity
Number of teeth remaining 0.33t
Number of decayed tooth surfaces -0.31t
Table 2 presents correlations between SROH
and aspects of oral health that were quantified Number of severely mobile teeth -0.30t
on an ordinal, interval, or ratio scale. With one Number of teeth with severe LOA -0.29t
exception (root defects), the directions of effect Number of root fragments -0.23t
were as expected. None of the magnitudes of Number of teeth with severe root 0.04 (NS)
these correlations were large, and the correlation defects
between SROH and oral disadvantage was the Number of teeth with cusp fractures -0.03 (NS)
largest. The numbers of remaining teeth, decayed Number of teeth with bulk fractures -0.02 (NS)
tooth surfaces, and severely mobile teeth were Dental attitudes
the most highly correlated with SROH of the Cost has influenced treatment received 0.46t
clinical measures (r > 0.3), although our expecta-
Quality of dental care 0.32t
tion about root fragments was not met. Although
Eventuality of dental decline 0.28t
the expectation that bulk fractures and root de-
fects would have the lowest correlations was met, Importance of dental care to prevent 0.18t
dental problems
the correlation between SROH and cusp frac-
Personal influence on oral health 0.18'
tures was lower than expected, perhaps because
Effectiveness of dental care 0.17t
the dentists'2-mm criterion was not sufficiently
severe to elicit a lower SROH. Cynicism toward dentists 0.12t
Table 3 shows the mean SROH values for sub-
NS, not statistically significant; LOA, loss of
jects with oral pain and self-reported oral dis- periodontal attachment.
ease/tissue damage when queried at the nominal *The outcome of interest was self-rated oral health
level. All the differences in mean SROH values (SROH), which was the sum of scores of three
were in the expected directions. All the mean variables: (1) self-rated health of the mouth overall, (2)
self-rated dental health and (3) self-rated periodontal
SROH values between those with and those
health. Each variable was coded as 1 = poor; 2 = fair; 3
without the condition were significantly differ- = good; 4 = very good; 5 = excellent. SROH ranged
ent, with the exception of three of the prosthetic from 3 to 15.
variables (broken denture, wearing an upper or tp < 0.05.
lower partial denture). As expected, the effect of
wearing the maxillary full denture was greater
than the effect due to wearing either a maxillary ple, although the correlation between SROH and
or mandibular partial denture. root fragments in Table2 was only -0.23, the prob-
We also evaluated the relative validity of the ability of reporting fair or poor self-rated dental
three individual measures of self-rated oral health increased from 23% with no root frag-
health by observing how the probability of hav- ments to 37% with one root fragment and to 74%
ing a decrement in each of the three measures with two or more root fragments. The probability
varied with decrements in the other aspects of of reporting fair or poor dental health was higher
oral health (results not shown, but tables avail- for root fragments, a strictly "dental"health prob-
able from the authors on request). As an exam- lem, than it was for periodontal health. A similar

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GILBERT ET AL MEDICAL CARE

TABLE3. Weighted Mean (SD) SROH, by the Measures of


Oral Health That Were Quantified on a Nominal Scale*

SROHScores

Yes,Has the No, Does Not Difference


Condition Have the Condition in Means

Oral pain and discomfort


Has toothache pain 7.9 (2.8) 10.2 (3.2) -2.3t
Has dental sensitivity to hot/cold 8.9 (3.2) 10.5 (3.2) -1.6t
Has a sore denturet 7.9 (2.5) 9.3 (2.9) -1.4t
Self-reported oral disease and tissue damage
Has teeth that are stained or look bad 8.2 (2.9) 11.2 (2.9) -3.0t
Has cavities now 7.4 (2.9) 10.8 (3.0) -3.4t
Has a loose tooth 7.1 (2.8) 10.5 (3.1) -3.4t
Has bleeding gums 7.1 (2.8) 10.4 (3.1) -3.3t
Has a broken tooth or cap 7.8 (2.9) 10.5 (3.2) -2.7t
Has infected/sore gums 7.3 (2.6) 10.4 (3.2) -3.1t
Has bad breath problem 8.2 (3.2) 10.5 (3.1) -2.3t
Has a broken filling 8.2 (3.2) 10.3 (3.2) -2.1t
Has an abscessed tooth 6.8 (2.8) 10.1 (3.3) -3.3t
Has dry mouth sometimes 9.2 (3.2) 10.2 (3.3) -1.0t
Has a broken denturet 8.3 (2.8) 9.2 (2.9) -0.9 (NS)
Has and wears maxillary full denture? 8.8 (2.7) 6.1 (2.3) 2.7t
Has and wears maxillary partial denturell 9.5 (3.7) 8.9 (2.9) 0.6 (NS)
Has and wears mandibular partial denture[ 9.6 (3.4) 9.4 (2.9) 0.2 (NS)

SD, standard deviation, NS, not statistically significant.


*The outcome of interest was self-rated oral health (SROH), which was the sum of scores of three variables: (1)
self-rated health of the mouth overall, (2) self-rated dental health and (3) self-rated periodontal health. Each
variable was coded as 1 = poor; 2 = fair; 3 = good; 4 = very good; 5 = excellent. SROH ranged from 3 to 15.
tp < 0.05; differences between means tested using Wilcoxon rank sum test.
tOnly includes persons who reported having and currently wearing a removable denture; n = 211.
?Only includes persons who upon clinical examination were edentulous in the maxilla; n = 89.
IlOnlyincludes persons who reported ever having a maxillary partial denture and who upon clinical examination
had 1-15 teeth in the maxillary arch; n = 143.
9Only includes persons who reported ever having a mandibular partial denture and who upon clinical
examination had 1-15 teeth in the mandibular arch; n = 186.

circumstance existed for other strictly dental MultivariateFindings


measures of clinical disease and tissue damage,
such as decayed tooth surfaces, cusp fractures, A linear multiple regression was done to iden-
and bulk fractures of fillings. tify independent determinants of SROH using
Table 4 shows that approach to dental care, the variables in Table 1. Table 5 shows results
race and poverty status, and level of formal edu- from a single (nonstepwise) linear regression of
cation were significantly associated with SROH, SROH. With the exception of oral pain, each con-
consistent with oral disease being more preva- struct in Figure 1 had a statistically significant di-
lent in certain of these groups.17-20The amount rect effect on SROH. With the other conditions
of oral disease was similar between rural and ur- taken into account, having oral disadvantage,
ban residents, so their similarity in SROH was speaking difficulty, six measures of self-reported
not surprising. Middle-aged adults and women oral disease and tissue damage, and having fewer
reported worse SROH. teeth remaining were significantly associated

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Vol. 36, No. 7 MULTIDIMENSIONALITY OF ORAL HEALTH

TABLE 4. Weighted Mean (SD) SROH for the Sample Overall, by


Approach to Dental Care, and Selected Sociodemographic Characteristics*
Mean (SD) Difference
Characteristic(n) SROH Score in Means

All subjects (873) 10.0 (3.3)


Approach to dental care
Never go or go only when have a problem (400) 8.5 (2.9)
Go to a dentist whether or not have a problem 11.3 (3.1) 2.8t
(474)
Age group
45-54 years ago (269) 9.3 (3.8)
55-64 years old (243) 9.8 (3.6)
65-74 years old (257) 10.6 (2.9)
75 years old or older (104) 10.8 (2.3) 1.5t
Sex
Female (491) 9.7 (2.9)
Male (383) 10.4 (3.9) 0.7t
Race and poverty status
Poor black (75) 8.5 (2.1)
Poor white (57) 8.6 (2.8)
Nonpoor black (135) 9.3 (3.4)
Nonpoor white (553) 10.5 (4.0) 2.0t
Missing (53)
Ability to pay an unexpected $500 dental bill
Not able to pay the bill (122) 7.5 (2.7)
Able to pay, but with difficulty (342) 9.5 (3.0)
Able to pay comfortably (406) 11.1 (3.3) 3.6t
Missing (3)
Present financial situation
I really can't make ends meet (36) 7.4 (3.5)
I manage to get by (386) 8.9 (2.8)
I have enough to manage, plus some extra (306) 11.0 (3.4)
Money is not much of a problem; I can buy about 11.4 (3.3) 4.0t
whatever I want (138)
Missing (8)
Area of residence
Rural (436) 9.9 (3.3)
Urban (437) 10.1 (3.3) 0.2 (NS)
Highest level of formal education
Did not graduate from high school (184) 8.5 (2.7)
Graduated from high school (689) 10.4 (3.4) 1.9t
Missing (1)

SD, standard deviation; NS, not statistically significant.


*The outcome of interest was self-rated oral health (SROH), which was the sum
of scores of three variables: (1) self-rated health of the mouth overall, (2) self-rated
dental health, and (3) self-rated periodontal health. Each variable was coded as 1
= poor; 2 = fair; 3 = good; 4 = very good; 5 = excellent. SROH range from 3 to 15.
Some sample sizes do not add to 873 persons due to weighted rounding.
tP < 0.05; differences between means tested using Wilcoxon rank sum test or
Kruskal-Wallis test.

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GILBERTET AL MEDICAL CARE

with poorer SROH. With the oral health measures groups. It should be noted that the measures of
taken into account, older persons and persons pain, functional limitation, disadvantage, and al-
with more positive dental attitudes were more most all of the disease/tissue damage measures
likely to report better SROH. The majority of the used in the FDCS are measures of extent and du-
variance in SROH was accounted for by the ration, not severity. Because the correlations be-
model. tween constructs may have been larger if meas-
Table 6 shows how the percent variance of ures of severity were used, we recommend that
SROH varied with successive, stepwise inclusion further refinement include gradations of severity.
of each oral health construct, as well as dental at- Although the correlations among constructs in
titudes and sociodemographic variables. Oral dis- the model provided consistent evidence of con-
advantage alone accounted for more than one struct validity, their lack of strong correlation sug-
fourth of the variance in SROH. Oral pain and gested that these constructs represent distinct
oral functional limitation successively added and complementary dimensions of oral health.32
small percentages to the R2 value. Self-reported This has been a common finding in the nonoral
disease and tissue damage added a substantive health literature, in which the correlation be-
portion to the R2value. Although most of the den- tween symptoms (reported by subjects) and dis-
tal attitudes variables and one of the sociode- ease severity (measured by clinicians and diag-
mographic variables were statistically significant, nostic tests) has been weak or modest.26 Our
each construct improved the R2 value by only a model of oral health implies that oral health is
small amount when the oral health constructs multidimensional. Much understanding of oral
were taken into account. health is lost if measurement is limited only to
conditions that can be examined clinically by a
Discussion dentist. Instead, a more comprehensive under-
standing is garnered by measuring subjects' re-
Our factor analyses suggest that SROH is best ports of how these conditions affect their daily
described as one factor. This suggests either that lives, the improvement of which is, after all, the
subjects do not differentiate oral health and den- predominant reason for the existence of dental
tal health from periodontal health to any great ex- care.
tent, or that the same persons have the conditions Unlike other recent reports, our measurement
affecting self-rated oral, dental, and periodontal battery of oral health is not disease-specific, condi-
health. The latter explanation can be diminished tion-specific, or treatment-specific.33'34Rather, like
largely by an analysis of the persons who have some others, it is organ-specificand specific to a sin-
dental decay, severe attachment loss, and multiple gle organ system.35This offers the advantage of be-
missing teeth. Although the correlations between ing more comprehensive when assessing dental
dental decay, severe attachment loss, and number care at large,which is an organ-specificsubset of the
of remaining teeth were statistically significant, health care system. Our organ-specific battery is
they were modest in strength (Spearman's r < composed of disease-specific and condition-specific
0.25), and only 8% of the subjects met these three components, which offers the potential for disag-
criteria:(1) had at least one tooth surface with de- gregation when assessing disease-specific and con-
cay; (2) had at least one tooth with severe attach- dition-specific dental services (eg, periodontal sur-
ment loss; and (3) had 16 or fewer teeth. gery or root canal therapy).
The bivariate and multivariate findings pro- Understanding which factors are inde-
vided consistent evidence of the construct va- pendently associated with SROH helps deter-
lidity of the proposed model of oral health. It is mine what aspects of oral health are important to
clear from this report and from our previous re- patients as compared with those important to the
ports that subjects with oral disease and tissue dentists who provide care. As we hypothesized,
damage did have poorer SROH and exhibited oral disadvantage was strongly associated with
higher prevalence of pain, functional limitation, SROH. Combined with the other results, this sug-
and disadvantage.21'22 Subjects with multiple gests that persons use multidimensional cues,
diseases had the greatest likelihood of decre- with direct effects from each of the dimensions of
ments in SROH. Additionally, these measures oral health, with the exception of oral pain. Oral
discriminated between groups with differing pain had a direct effect on oral disadvantage, but
extents of disease within single diagnostic an indirect effect on SROH.21 Also, because of

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Vol. 36, No. 7 MULTIDIMENSIONALITYOF ORAL HEALTH

5. Weighted Linear Regression of Self-Rated Oral Health*


TABLE
Parameter Standard
Covariate Estimate Error P

Intercept -31.4 1.79 0.01


Disadvantage
Disadvantage -0.12t 0.03t 0.01t
Functionallimitation
Difficultyspeaking -0.32t 0.12t 0.01t
Chewingdifficulty -0.18 0.29 0.55
Painand discomfort
Sore/brokendenture 0.42 0.34 0.22
Painfultooth 0.03 0.10 0.74
Self-reporteddiseaseandtissue
damage
Stainedteeth -1.10t 0.20t 0.01t
Gumproblems -0.94t 0.17t 0.01t
Broken filling -0.83t 0.29t 0.01t
Cavities -0.76t 0.27t 0.01t
Broken tooth -0.63t 0.27t 0.02t
Foodcatching -0.17t 0.08t 0.04t
Badbreath -0.15 0.25 0.56
Drymouth -0.24 0.23 0.29
Maxillary fulldenture 0.67 0.45 0.14
Maxillary partialdenture -0.33 0.34 0.33
Mandibular partialdenture -0.52 0.31 0.10
Clinicaldiseaseandtissue
damage
Numberof teeth 0.43t 0.15t 0.01t
Carioustoothsurfaces -0.01 0.04 0.70
Rootfragments -0.10 0.19 0.62
Bulkfractures 0.17 0.20 0.40
Cuspfractures 0.02 0.21 0.91
Severerootdefects 0.28 0.18 0.12
Severelymobileteeth -0.19 0.14 0.18
Severeattachmentloss -0.03 0.06 0.64
Dentalattitudes
Eventuality 0.41t 0.18t 0.02t
Quality 0.36t 0.11t 0.01t
Cost 0.22t 0.09t 0.02t
Importance 0.21t 0.10t 0.04t
Cynicism -0.12 0.13 0.38
Sociodemographic
Agegroup 0.74t 0.19t .01t
Sex -0.33 0.19 0.07
Race 0.24 0.24 0.33
Povertystatus 0.53 0.27 0.05
Areaof residence 0.15 0.19 0.41
Education 0.21 0.27 0.43

(Continues)

problems with multicollinearity, measures of Other studies have found related results, al-
"gum problems" had to be combined, one of though, in our judgment, the FDCS had the most
which ("infected or sore gums") may have meas- comprehensive array of clinical and self-reported
ured pain. measures. Matthias et a136observed a correlation

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GILBERT ET AL MEDICALCARE

TABLE5. (Continued)

Coding of explanatory covariates: Maxillary full denture: 0 = does not have and wear a
Disadvantage: sum of scores of 8 variables that maxillary full denture; 1 = does.
measured avoidance of certain activities because of Maxillary partial denture: 0 = does not have and
mouth/dental problems: (1) avoided laughing/smiling; wear a maxillary partial denture; 1 = does.
(2) avoided talking; (3) been embarrassed; (4) trouble Mandibular partial denture: 0 = does not have and
sleeping; (5) mouth pain/discomfort kept from doing wear a mandibular partial denture; 1 = does.
normal daily activities; (5) avoided chewing hard things; Number of teeth: number of natural teeth remaining
(6) been prevented from eating foods would like to eat;
upon clinical examination; 0 = 1-8 teeth; 1 = 9-16
(8) avoided eating with others. Each variable coded as: 5 teeth; 3 = 17-24 teeth; 4 = 25-32 teeth.
= very often within previous 6 mo; 4 = fairly often within
Carious tooth surfaces: number of remaining coronal
previous 6 mo; 3 = sometimes within previous 6 mo; 2 = and root tooth surfaces that are carious upon clinical
at least once in adult lifetime, but never within previous
6 mo; 1 = never in adult lifetime. The oral disadvantage examination.
variable ranged from 8 to 40. Root fragments; number of remaining teeth that are
root fragments upon clinical examination.
Difficulty speaking: frequency that had difficulty
speaking or pronouncing any words because of Bulk fractures: number of remaining teeth that have
problems with teeth, mouth, or dentures; 5 = very a bulk restoration fracture upon clinical examination.
often in previous 6 mo; 4 = fairly often in previous 6 Cusp fractures: number of remaining teeth that have
mo; 3 = sometimes in previous 6 mo; 2 = never in a cusp or incisal edge fracture upon clinical
previous 6 mo; 1 = never have had difficulty. examination.
Chewing difficulty: 0 = does not have one or more Severe root defects: number of remaining teeth that
current chewing difficulties; 1 = does. have a severe root defect upon clinical examination.
Sore/broken denture: number of these problems Severely mobile teeth: number of remaining teeth
currently has: (i) broken denture; (ii) sore denture. 3 = that are severely mobile upon clinical examination.
both; 2 = 1 of the 2; 1 = neither of the 2. Note that this Severe attachment loss: number of remaining teeth
recoded variable combines a measure of disease and that have attachment loss of 7 mm or more (relative to
tissue damage with a measure of pain. the cementoenamel junction) upon clinical
Painful tooth: number of these problems currentlyhas: examination.
(i) toothache or painful tooth; (ii) abscessed tooth; (iii) Eventuality: mean response to "eventuality of dental
tooth with sensitivity to hot/cold drinksor sweets. 3 = all 3; decline" scale.
2 = 2 of the 3; 1 = 1 of the 3; 0 = none of the 3. Note that
this recoded variable combines a measure of disease and Quality: mean response to "quality of recent dental
care"scale.
tissue damage with two measures of dental pain.
Cost: mean response to "influence of dental care
Stained teeth: 0 = does not report having teeth that
costs on past dental treatment"scale.
are stained or look bad; 1 = does.
Gum problems: sum of scores of three variables: (1) Importance: mean response to "importance of dental
visits to prevent dental problems" scale.
Do you have infected or sore gums?; (2) Do you have
bleeding gums?; (3) Do you have a loose tooth? Each Cynicism: mean response to "cynicism toward
variable was coded as 0 = No; 1 = Yes. dentists and dental care"scale.
Broken filling: response to "Do you have a broken Age group: 0 = 45-64 years old; 1 = 65 years old or
older.
filling?"0 = No; 1 = Yes.
Cavities: response to "Do you have any cavities?"0 = Sex: 0 = male; 1 = female.
No; 1 = Yes. Race: 0 = white; 1 = black.
Broken tooth: response to "Do you have a broken Poverty status: 0 = at or above U.S. poverty threshold;
tooth or a broken cap?"0 = No; 1 = Yes. 1 = below poverty threshold. Subjects with missing data
Food catching: frequency in previous 6 mo that had (n = 137) were assigned values randomly within race and
trouble with food catching in teeth or dentures; 4 = sex groupings. Any misclassification would lessen the
very often; 3 = fairly often; 2 = sometimes; 1 = never. apparent effect of the variable on SROH.
Bad breath: 0 = does not report having a problem Area of residence: 0 = rural; 1 = urban.
with bad breath; 1 = does. Education: highest level of formal education
Dry mouth: 0 = does not report having a dry mouth; attained; 0 = did not graduate high school; 1 = did
1 = does. graduate high school.

*The outcome of interest was self-rated oral health (SROH), which was the sum of scores of three variables. (1)
self-rated health of the mouth overall, (2) self-rated dental health, and (3) self-rated periodontal health. Each variable
was coded as 1 = poor; 2 = fair; 3 = good; 4 = very good; 5 = excellent. SROH ranged from 3 to 15, with higher scores
connoting better health. n = 680; model F value 22.3; 35 df; P < 0.0001; R2 = 52% (adjusted for the number of variables
included in the regression.
tStatistically significant.

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Vol. 36, No. 7 MULTIDIMENSIONALITYOF ORAL HEALTH

TABLE6. Summary of Variancein SROH Accounted for Using Linear Regression, by Stepwise Addition of
VariousOral Health Constructs and Modifying Variables

(P)That
Probability
R2for Overall Model* FValueof Variable(s) Additional Parameter(s)
Construct(s) Included in Model (%) Added Jointly = 0

Oral disadvantage 27.8

Oraldisadvantage
Oralfunctional limitationt 30.3 12.4 <0.001

Oraldisadvantage
Oral functional limitation
Oral pain and discomfortt 32.0 9.6 <0.001

Oral disadvantage
Oral functional limitation
Oral pain and discomfort
Self-reportedoral disease/tissuedamaget 48.3 28.9 <0.001

Oral disadvantage
Oral functional limitation
Oral pain and discomfort
Self-reported oral disease/tissue damage
Clinical oral disease/tissuedamaget 49.5 2.9 <0.005

Oral disadvantage
Oral functional limitation
Oral pain and discomfort
Self-reported oral disease/tissue damage
Clinical oral disease/tissue damage
Dental attitudest 51.5 7.0 <0.001

Oral disadvantage
Oralfunctionallimitation
Oral pain and discomfort
Self-reported oral disease/tissue damage
Clinical oral disease/tissue damage
Dental attitudes
Sociodemographict 52.3 3.8 <0.001

*The R2 value is adjusted for the number of variables included in the regression.
'Variables were the ones added at that step.

between self-rated dental health and missing Health Impact Profile (OHIP), a weighted index
teeth that was nearly identical to that found in the that includes, among other constructs, oral pain,
FDCS. A study of subjects in the Rand Health In- functional limitation, and oral disadvantage. They
surance Experiment observed that each of four found that missing teeth was the only important
clinical measures was significantly associated clinical variable correlated with the Oral Health
with the "subjective dental health index," which Impact Profile in a multivariate model.
comprised three questions on pain, worrying Our results from the FDCS are the first that we
about the teeth, and conversation avoidance.37 know of that specifically link dental health atti-
Locker and Slade32reported results using the Oral tudes with SROH. Although the magnitude of the

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GILBERT ET AL MEDICAL
CARE

association was small, it suggests that even with a 3. Ware JE Jr, Kosinski M, Bayliss MS, McHor-
comprehensive accounting of oral diseases, con- ney CA, Rogers WH, Raczek A. Comparison of meth-
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An additional explanation may be that decre-
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with SROH, with the other covariates taken into
6. Strauss RP, Hunt RJ. Understanding the value
account, has been addressed to a limited extent in
of teeth to older adults: Influences on the quality of life. J
other studies.9,32'36'39
In the FDCS, black subjects,
Am Dent Assoc 1993;124:105.
poor persons, and women reported worse SROH, 7. Locker D, Miller Y. Evaluation of subjective
but with oral health conditions taken into ac-
oral health status indicators. J Public Health Dent
count, no significant differences were evident. The 1994;54:167.
finding about age group suggests that evaluations 8. Slade GD, Spencer AJ. Development and
of dental care effectiveness should be age group-
evaluation of the Oral Health Impact Profile. Commu-
specific. nity Dent Health 1994;11:3.
The salience of the "teeth that are stained or
9. Hunt RJ, Slade GD, Strauss RP. Differences
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between racial groups in the impact of oral disorders
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among older adults in North Carolina. J Public Health
cues to rate their SROH, but also esthetic cues. Al- Dent 1995;55:205.
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12. World Health Organization. International
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this may be an additional reason to structure den-
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tal/oral health as a separate component of health.
13. Johnson RJ, Wolinsky FD. The structure of
For example, just as "general health" has been
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Acknowledgments 15. US Bureau of the Census, Census of Population
and Housing, 1990. Public Use Microdata Samples US
Technical Documentation. Washington, DC: US Bureau
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