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Table of Contents
Table of Contents
continued
Chapter 5 Sensitivity and Noise................................................................................. 46
Sensitivity....................................................................................................................... 46
Noise floor extension..................................................................................................... 48
Noise figure.................................................................................................................... 49
Preamplifiers................................................................................................................... 50
Noise as a signal............................................................................................................ 53
Preamplifier for noise measurements........................................................................... 54
Summary........................................................................................................................ 82
Glossary of Terms........................................................................................................... 83
5 | Keysight | Spectrum Analysis Basics Application Note 150
This application note explains the Fourier1 theory tells us any time-domain Some measurements require that we
fundamentals of swept-tuned, electrical phenomenon is made up of preserve complete information about
superheterodyne spectrum analyzers and one or more sine waves of appropriate the signal frequency, amplitude and
discusses the latest advances in spectrum frequency, amplitude, and phase. phase. However, another large group
analyzer capabilities. In other words, we can transform a of measurements can be made without
time-domain signal into its frequency- knowing the phase relationships among
At the most basic level, a spectrum domain equivalent. Measurements in the the sinusoidal components. This type of
analyzer can be described as a frequency- frequency domain tell us how much energy signal analysis is called spectrum analysis.
selective, peak-responding voltmeter is present at each particular frequency. Because spectrum analysis is simpler
calibrated to display the rms value of a With proper filtering, a waveform such to understand, yet extremely useful, we
sine wave. It is important to understand as the one shown in Figure 1-1 can be begin by looking first at how spectrum
that the spectrum analyzer is not a power decomposed into separate sinusoidal analyzers perform spectrum analysis
meter, even though it can be used to waves, or spectral components, which we measurements, starting in Chapter 2.
display power directly. As long as we know can then evaluate independently. Each
some value of a sine wave (for example, sine wave is characterized by its amplitude Theoretically, to make the transformation
peak or average) and know the resistance and phase. If the signal we wish to analyze from the time domain to the frequency
across which we measure this value, we can is periodic, as in our case here, Fourier domain, the signal must be evaluated over
calibrate our voltmeter to indicate power. says that the constituent sine waves are all time, that is, over infinity. However, in
With the advent of digital technology, separated in the frequency domain by 1/T, practice, we always use a finite time period
modern spectrum analyzers have been where T is the period of the signal 2. when making a measurement.
given many more capabilities. In this note,
we describe the basic spectrum analyzer
as well as additional capabilities made
possible using digital technology and digital
signal processing.
1. Jean Baptiste Joseph Fourier, 1768-1830. A French mathematician and physicist who discovered that periodic functions can be expanded into a series of
sines and cosines.
2. If the time signal occurs only once, then T is infinite, and the frequency representation is a continuum of sine waves.
6 | Keysight | Spectrum Analysis Basics Application Note 150
You also can make Fourier transformations Figure 1-2 shows our complex signal in People involved in wireless communications
from the frequency to the time domain. both the time and frequency domains. are extremely interested in out-of-band
This case also theoretically requires the The frequency-domain display plots the and spurious emissions. For example,
evaluation of all spectral components over amplitude versus the frequency of each cellular radio systems must be checked for
frequencies to infinity. In reality, making sine wave in the spectrum. As shown, the harmonics of the carrier signal that might
measurements in a finite bandwidth spectrum in this case comprises just two interfere with other systems operating at
that captures most of the signal energy sine waves. We now know why our original the same frequencies as the harmonics.
produces acceptable results. When you waveform was not a pure sine wave. It Engineers and technicians are also very
perform a Fourier transformation on contained a second sine wave, the second concerned about distortion of the message
frequency domain data, the phase of the harmonic in this case. Does this mean we modulated onto a carrier.
individual components is indeed critical. have no need to perform time-domain
For example, a square wave transformed measurements? Not at all. The time Third-order intermodulation (two tones of
to the frequency domain and back again domain is better for many measurements, a complex signal modulating each other)
could turn into a sawtooth wave if you do and some can be made only in the time can be particularly troublesome because
not preserve phase. domain. For example, pure time-domain the distortion components can fall within
measurements include pulse rise and fall the band of interest, which means they
What is a spectrum? times, overshoot and ringing. cannot be filtered away.
Figure 1-2.
7 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 1-3. Harmonic distortion test of a transmitter Figure 1-4. GSM radio signal and spectral mask showing limits of
unwanted emissions
Figure 1- 5. Two-tone test on an RF power amplifier Figure 1-6. Radiated emissions plotted against CISPR11 limits as part of an
EMI test
8 | Keysight | Spectrum Analysis Basics Application Note 150
Noise is often the signal you want to Advanced technology also has allowed
measure. Any active circuit or device circuits to be miniaturized. As a result, More information
will generate excess noise. Tests such rugged portable spectrum analyzers such
For additional information on vector
as noise figure and signal-to-noise ratio as the Keysight FieldFox simplify tasks such
measurements, see Vector Signal
(SNR) are important for characterizing as characterizing sites for transmitters
Analysis BasicsApplication Note, literature
the performance of a device and or antenna farms. Zero warm-up time
number 5989-1121EN. For information
its contribution to overall system eliminates delays in situations involving
on FFT analyzers that tune to 0 Hz,
performance. brief stops for quick measurements. Due
see the Web page for the Keysight
to advanced calibration techniques, field
35670A at
Figures 1-3 through 1-6 show some of measurements made with these handheld
www.keysight.com/find/35670A.
these measurements on an X-Series analyzers correlate with lab-grade bench-
signal analyzer. top spectrum analyzers within 10ths of a dB.
This chapter focuses on the fundamental Because the mixer is a non-linear device, The output of a spectrum analyzer is an
theory of how a spectrum analyzer its output includes not only the two X-Y trace on a display, so lets see what
works. While todays technology makes it original signals, but also their harmonics information we get from it. The display
possible to replace many analog circuits and the sums and differences of the is mapped on a grid (graticule) with 10
with modern digital implementations, it original frequencies and their harmonics. major horizontal divisions and generally
is useful to understand classic spectrum If any of the mixed signals falls within the 10 major vertical divisions. The horizontal
analyzer architecture as a starting point in pass band of the intermediate-frequency axis is linearly calibrated in frequency that
our discussion. (IF) filter, it is further processed (amplified increases from left to right. Setting the
and perhaps compressed on a logarithmic frequency is a two-step process. First we
In later chapters, we will look at the scale). It is essentially rectified by the adjust the frequency at the centerline of
capabilities and advantages that digital envelope detector, filtered through the graticule with the center frequency
circuitry brings to spectrum analysis. the low-pass filter and displayed. A control. Then we adjust the frequency
Chapter 3 discusses digital architectures ramp generator creates the horizontal range (span) across the full 10 divisions
used in spectrum analyzers available movement across the display from left to with the frequency span control. These
today. right. The ramp also tunes the LO so its controls are independent, so if we change
frequency change is in proportion to the the center frequency, we do not alter the
Figure 2-1 is a simplified block diagram ramp voltage. frequency span. Alternatively, we can set
of a superheterodyne spectrum analyzer. the start and stop frequencies instead
Heterodyne means to mix; that is, to If you are familiar with superheterodyne of setting center frequency and span.
translate frequency. And super refers to AM radios, the type that receive ordinary In either case, we can determine the
superaudio frequencies, or frequencies AM broadcast signals, you will note a absolute frequency of any signal displayed
above the audio range. In the Figure strong similarity between them and and the relative frequency difference
2-1 block diagram, we see that an input the block diagram shown in Figure 2-1. between any two signals.
signal passes through an attenuator, The differences are that the output of a
then through a low-pass filter (later we spectrum analyzer is a display instead of
will see why the filter is here) to a mixer, a speaker, and the local oscillator is tuned
where it mixes with a signal from the local electronically rather than by a front-panel
oscillator (LO). knob.
RF input
attenuator Log Envelope
Mixer IF gain IF filter amp detector
Input
signal
Pre-selector, or Video
low-pass filter filter
Local
oscillator
Reference
oscillator
Sweep
generator Display
The vertical axis is calibrated in amplitude. The blocking capacitor is used to prevent Low-pass filter or preselector
You can choose a linear scale calibrated the analyzer from being damaged by a DC
in volts or a logarithmic scale calibrated signal or a DC offset of the signal being The low-pass filter blocks high-frequency
in dB. The log scale is used far more viewed. Unfortunately, it also attenuates signals from reaching the mixer. This
often than the linear scale because it low-frequency signals and increases the filtering prevents out-of-band signals
has a much wider usable range. The minimum useable start frequency of the from mixing with the local oscillator and
log scale allows signals as far apart in analyzer to 9kHz, 100 kHz or 10 MHz, creating unwanted responses on the
amplitude as 70 to 100 dB (voltage ratios depending on the analyzer. display. Microwave spectrum analyzers
of 3200 to 100,000 and power ratios of replace the low-pass filter with a
10,000,000 to 10,000,000,000) to be In some analyzers, an amplitude reference preselector, which is a tunable filter that
displayed simultaneously. On the other signal can be connected as shown in rejects all frequencies except those we
hand, the linear scale is usable for signals Figure2-3. It provides a precise frequency currently wish to view. In Chapter 7, we go
differing by no more than 20 to 30 dB and amplitude signal, used by the analyzer into more detail about the operation and
(voltage ratios of 10 to 32). In either case, to periodically self-calibrate. purpose of the preselector.
we give the top line of the graticule, the
reference level, an absolute value through
calibration techniques1 and use the
scaling per division to assign values to
other locations on the graticule. Therefore,
we can measure either the absolute
value of a signal or the relative amplitude
difference between any two signals.
RF attenuator
The first part of our analyzer is the Figure 2-2. Typical spectrum analyzer display with control settings
RF input attenuator. Its purpose is to
ensure the signal enters the mixer at the
optimum level to prevent overload, gain
compression and distortion. Because
attenuation is a protective circuit for the 0 to 70 dB, 2 dB steps
analyzer, it is usually set automatically, RF input
based on the reference level. However,
manual selection of attenuation is also
available in steps of 10, 5, 2, or even 1 dB.
Amplitude
The diagram in Figure2-3 is an example reference
of an attenuator circuit with a maximum signal
attenuation of 70 dB in increments of 2 dB.
Figure 2-3. RF input attenuator circuitry
figure 2-3
Tuning the analyzer Remember that we want to tune from Figure 2-4 illustrates analyzer tuning. In
0 Hz to 3.6 GHz (actually from some low this figure, f LO is not quite high enough
We need to know how to tune our frequency because we cannot view a 0-Hz to cause the f LO fsig mixing product to
spectrum analyzer to the desired signal with this architecture). fall in the IF pass band, so there is no
frequency range. Tuning is a function of response on the display. If we adjust the
the center frequency of the IF filter, the If we start the LO at the IF (LO minus IF ramp generator to tune the LO higher,
frequency range of the LO and the range = 0Hz) and tune it upward from there to however, this mixing product will fall in
of frequencies allowed to reach the mixer 3.6GHz above the IF, we can cover the the IF pass band at some point on the
from the outside world (allowed to pass tuning range with the LO minus IF mixing ramp (sweep), and we will see a response
through the low-pass filter). Of all the product. Using this information, we can on the display.
mixing products emerging from the mixer, generate a tuning equation:
the two with the greatest amplitudes, The ramp generator controls both the
and therefore the most desirable, are fsig = f LO - f IF horizontal position of the trace on the
those created from the sum of the LO display and the LO frequency, so we
and input signal and from the difference where f sig = signal frequency can now calibrate the horizontal axis of
between the LO and input signal. If we can f LO = local oscillator frequency, and the display in terms of the input signal
arrange things so that the signal we wish f IF = intermediate frequency (IF) frequency.
to examine is either above or below the LO
frequency by the IF, then only one of the If we wanted to determine the LO We are not quite through with the tuning
desired mixing products will fall within the frequency needed to tune the analyzer to yet. What happens if the frequency of
pass-band of the IF filter and be detected a low-, mid-, or high-frequency signal the input signal is 9.0 GHz? As the LO
to create an amplitude response on the (say, 1kHz, 1.5GHz, or 3 GHz), we would tunes through its 3.8- to 8.7-GHz range,
display. first restate the tuning equation in terms it reaches a frequency (3.9 GHz) at which
of f LO: it is the IF away from the 9.0-GHz input
We need to pick an LO frequency and an signal. At this frequency we have a mixing
IF that will create an analyzer with the f LO = fsig + f IF product that is equal to the IF, creating a
desired tuning range. Lets assume that response on the display. In other words,
we want a tuning range from 0 to 3.6 Then we would apply the numbers for the the tuning equation could just as easily
GHz. We then need to choose the IF. Lets signal and IF in the tuning equation2: have been:
try a 1-GHz IF. Because this frequency
is within our desired tuning range, we f LO = 1 kHz + 5.1 GHz = 5.100001 GHz f sig = f LO + f IF
could have an input signal at 1 GHz.
The output of a mixer also includes the f LO = 1.5 GHz + 5.1 GHz = 6.6 GHz or
This equation says that the architecture
original input signals, so an input signal f LO = 3 GHz + 5.1 GHz = 8.1 GHz. of Figure 2-1 could also result in a tuning
at 1 GHz would give us a constant output range from 8.9 to 13.8 GHz, but only if we
from the mixer at the IF. The 1-GHz signal allow signals in that range to reach the
would thus pass through the system and mixer.
give us a constant amplitude response
on the display regardless of the tuning
Freq range
of the LO. The result would be a hole in A of analyzer IF
the frequency range at which we could
not properly examine signals because the
amplitude response would be independent
fsig f fLO f
of the LO frequency. Therefore, a 1-GHz IF fLO f sig fLO + f sig
will not work.
Freq range
of analyzer Freq range of LO
A
Instead, we choose an IF that is above
the highest frequency to which we wish
to tune. In the Keysight X-Series signal
analyzers that can tune to 3.6 GHz, the fLO f
first LO frequency range is 3.8 to 8.7 GHz,
and the IF chosen is about 5.1 GHz. Figure 2-4. The LO must be tuned to f IF + f sig to produce a response on the display
2. In the text, we round off some of the frequency values for simplicity, although the exact values are shown in the figures.
12 | Keysight | Spectrum Analysis Basics Application Note 150
The job of the input low-pass filter in The full tuning equation for this analyzer is: response on the display, as if it were
Figure2-1 is to prevent these higher an input signal at 0 Hz. This response,
frequencies from getting to the mixer. fsig = f LO1 (f LO2 + f LO3 + f final IF) the LO feedthrough, can mask very
We also want to keep signals at the low-frequency signals, so not all analyzers
intermediate frequency itself from However, allow the display range to include 0 Hz.
reaching the mixer, as previously
described, so the low-pass filter must do a f LO2 + f LO3 + f final IF IF gain
good job of attenuating signals at 5.1 GHz = 4.8GHz + 300 MHz + 22.5 MHz
as well as in the range from 8.9 to 13.8 Referring back to Figure 2-1, we see the
= 5.1225 GHz, the first IF. next component of the block diagram
GHz.
is a variable gain amplifier. It is used
Simplifying the tuning equation by using to adjust the vertical position of signals
In summary, we can say that for a single-
just the first IF leads us to the same on the display without affecting the
band RF spectrum analyzer, we would
answers. Although only passive filters signal level at the input mixer. When
choose an IF above the highest frequency
are shown in figure 2-5, the actual the IF gain is changed, the value of the
of the tuning range. We would make the
implementation includes amplification reference level is changed accordingly to
LO tunable from the IF to the IF plus the
in the narrower IF stages. The final IF retain the correct indicated value for the
upper limit of the tuning range and include
section contains additional components, displayed signals. Generally, we do not
a low-pass filter in front of the mixer that
such as logarithmic amplifiers or analog want the reference level to change when
cuts off below the IF.
-to-digital converters, depending on the we change the input attenuator, so the
design of the particular analyzer. settings of the input attenuator and the IF
To separate closely spaced signals (see
Resolving signals later in this chapter), gain are coupled together.
Most RF spectrum analyzers allow an LO
some spectrum analyzers have IF
frequency as low as, and even below, the A change in input attenuation will
bandwidths as narrow as 1 kHz; others,
first IF. Because there is finite isolation automatically change the IF gain to
10 Hz; still others, 1 Hz. Such narrow
between the LO and IF ports of the mixer, offset the effect of the change in input
filters are difficult to achieve at a center
the LO appears at the mixer output. When attenuation, thereby keeping the signal at
frequency of 5.1 GHz, so we must add
the LO equals the IF, the LO signal itself is a constant position on the display.
additional mixing stages, typically two to
processed by the system and appears as a
four stages, to down-convert from the first
to the final IF. Figure 2-5 shows a possible
IF chain based on the architecture of a
typical spectrum analyzer.
Sweep
generator
Display
Figure 2-5. Most spectrum analyzers use two to four mixing steps to reach the final IF.
13 | Keysight | Spectrum Analysis Basics Application Note 150
Resolving signals The output of a mixer includes the sum Two signals must be far enough apart
and difference products plus the two or the traces they make will fall on top
After the IF gain amplifier, we find the IF original signals (input and LO). A bandpass of each other and look like only one
section, which consists of the analog or filter determines the intermediate response. Fortunately, spectrum analyzers
digital resolution bandwidth (RBW) filters, frequency, and this filter selects the have selectable resolution (IF) filters, so
or both. desired mixing product and rejects all it is usually possible to select one narrow
other signals. Because the input signal is enough to resolve closely spaced signals.
Analog filters fixed and the local oscillator is swept, the
products from the mixer are also swept. If Keysight data sheets describe the ability
Frequency resolution is the ability of a
a mixing product happens to sweep past to resolve signals by listing the 3-dB
spectrum analyzer to separate two input
the IF, the characteristic shape of the bandwidths of the available IF filters. This
sinusoids into distinct responses. Fourier
bandpass filter is traced on the display. number tells us how close together equal-
tells us that a sine-wave signal only has
See Figure 2-6. The narrowest filter in the amplitude sinusoids can be and still be
energy at one frequency, so we should
chain determines the overall displayed resolved. In this case, there will be about
not have any resolution problems. Two
bandwidth, and in the architecture of a 3-dB dip between the two peaks traced
signals, no matter how close in frequency,
Figure 2-5, this filter is in the 22.5-MHz IF. out by these signals. See Figure 2-7. The
should appear as two lines on the display.
signals can be closer together before their
But a closer look at our superheterodyne
traces merge completely, but the 3-dB
receiver shows why signal responses have
bandwidth is a good rule of thumb for
a definite width on the display.
resolution of equal-amplitude signals 3.
Figure 2-6. As a mixing product sweeps past the IF filter, the filter shape is traced on the display
4. Some older spectrum analyzer models used five-pole filters for the narrowest resolution bandwidths to provide improved selectivity of about 10:1.
Modern designs achieve even better bandwidth selectivity using digital IF filters.
15 | Keysight | Spectrum Analysis Basics Application Note 150
Where
H(f) is the filter skirt rejection in dB,
N is the number of filter poles,
f is the frequency offset from the center
in Hz, and
RBW
f 0 is given by
2 21/N 1
Phase noise
No oscillator is perfectly stable. Even
though we may not be able to see the
actual frequency jitter of a spectrum
analyzer LO system, there is still a
manifestation of the LO frequency or
phase instability that can be observed.
This is known as phase noise (sometimes
called sideband noise).
5. The effect is the same for the broadband noise floor (or any broadband noise signal). See Chapter 5, Sensitivity and Noise.
17 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 2-12a. Phase noise performance can be optimized for different Figure 2-12b. Detail of the 140-kHz carrier offset region
measurement conditions
Sweep time
Analog resolution filters
If resolution were the only criterion on
which we judged a spectrum analyzer,
we might design our analyzer with the
narrowest possible resolution (IF) filter
and let it go at that. But resolution affects
sweep time, and we care very much
about sweep time. Sweep time directly
affects how long it takes to complete a
measurement.
On the other hand, the rise time of Spectrum analyzers automatically couple
a filter is inversely proportional to its sweep time to the span and resolution
bandwidth, and if we include a constant bandwidth settings. Sweep time is
of proportionality, k, then: adjusted to maintain a calibrated display.
If the need arises, we can override the
k
Rise time = automatic setting and set sweep time
RBW
manually. If you set a sweep time shorter
If we make the terms equal and solve for than the maximum available, the analyzer
sweep time, we have: indicates that the display is uncalibrated
k (RBW)(ST) with a Meas Uncal message in the
RBW = Span upper-right part of the graticule.
k (Span)
or ST =
RBW2
Envelope detector6
Older analyzers typically converted the IF
t t
signal to video with an envelope detector7.
In its simplest form, an envelope detector
consists of a diode, resistive load and IF signal
low-pass filter, as shown in Figure 2-15.
The output of the IF chain in this example,
Figure 2-15. Envelope detector
an amplitude modulated sine wave, is
applied to the detector. The response
of the detector follows the changes in
the envelope of the IF signal, but not the
instantaneous value of the IF sine wave
itself.
6. The envelope detector should not be confused with the display detectors. See Detector types later in this chapter.
7. A signal whose frequency range extends from zero (DC) to some upper frequency determined by the circuit elements. Historically, spectrum
analyzers with analog displays used this signal to drive the vertical deflection plates of the CRT directly. Hence it was known as the video signal.
8. For this discussion, we assume the filter is perfectly rectangular.
21 | Keysight | Spectrum Analysis Basics Application Note 150
Displays Keysight (part of Hewlett-Packard at the When digital circuitry became affordable
time) pioneered a variable-persistence in the mid-1970s, it was quickly put to
Up until the mid-1970s, spectrum storage CRT in which we could adjust the use in spectrum analyzers. Once a trace
analyzers were purely analog. The fade rate of the display. When properly had been digitized and put into memory,
displayed trace presented a continuous adjusted, the old trace would just fade it was permanently available for display.
indication of the signal envelope, and no out at the point where the new trace was It became an easy matter to update
information was lost. However, analog updating the display. This display was the display at a flicker-free rate without
displays had drawbacks. The major continuous, had no flicker and avoided blooming or fading. The data in memory
problem was in handling the long sweep confusing overwrites. It worked quite well, was updated at the sweep rate, and since
times required for narrow resolution but the intensity and the fade rate had to the contents of memory were written to
bandwidths. In the extreme case, the be readjusted for each new measurement the display at a flicker-free rate, we could
display became a spot that moved slowly situation. follow the updating as the analyzer swept
across the cathode ray tube (CRT), through its selected frequency span just
with no real trace on the display. So a as we could with analog systems.
meaningful display was not possible with
the longer sweep times.
Figure 2-17. When digitizing an analog signal, what value should be displayed at each point?
22 | Keysight | Spectrum Analysis Basics Application Note 150
Detector types
With digital displays, we had to decide
what value should be displayed for each
display data point. No matter how many
data points we use across the display,
each point must represent what has
occurred over some frequency range and
time interval (although we usually do not
think in terms of time when dealing with a
spectrum analyzer).
Sample detection
As a first method, let us simply select
the data point as the instantaneous level
at the center of each bucket (see Figure
2-19). This is the sample detection mode.
To give the trace a continuous look,
we design a system that draws vectors
Figure 2-20. Sample display mode using 10 points Figure 2-21. More points produce a display closer
between the points. Comparing Figure to display the signal shown in Figure 2-17 to an analog display
2-17 with 2-20, it appears that we get a
fairly reasonable display. Of course, the
more points there are in the trace, the
better the replication of the analog signal
will be. The number of available display
points can vary for different analyzers. On
X-Series signal analyzers, the number of
display points for frequency domain traces
can be set from a minimum of 1 point to
a maximum of 40,001 points. As shown in
Figure 2-21, more points do indeed get us
closer to the analog signal.
Figure 2-22b. The actual comb over a 10-MHz span using peak (positive) detection
24 | Keysight | Spectrum Analysis Basics Application Note 150
9. Rosenfell is not a persons name but rather a description of the algorithm that tests to see if the signal rose and fell within the bucket represented
by a given data point. It is also sometimes written as rosenfell.
10. Because of its usefulness in measuring noise, the sample detector is usually used in noise marker applications. Similarly, the measurement of
channel power and adjacent-channel power requires a detector type that gives results unbiased by peak detection. For analyzers without
averaging detectors, sample detection is the best choice.
25 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 2-26. Normal detection can show two peaks when only one peak actually exists
27 | Keysight | Spectrum Analysis Basics Application Note 150
Average detection Voltage averaging averages the linear In both swept and FFT cases, the
voltage data of the envelope signal integration captures all the power
Although modern digital modulation measured during the bucket interval. It is information available, rather than just
schemes have noise-like characteristics, often used in EMI testing for measuring that which is sampled by the sample
sample detection does not always provide narrowband signals (this topic will be detector. As a result, the average detector
us with the information we need. For discussed further in the next section). has a lower variance result for the same
instance, when taking a channel power Voltage averaging is also useful for measurement time. In swept analysis, it
measurement on a W-CDMA signal, observing rise and fall behavior of AM or also allows the convenience of reducing
integration of the rms values is required. pulse-modulated signals such as radar variance simply by extending the sweep
This measurement involves summing and TDMA transmitters. time.
power across a range of analyzer
frequency buckets. Sample detection does Log-power (video) averaging averages
not provide this capability.
EMI detectors: average and
the logarithmic amplitude values (dB)
quasipeak detection
of the envelope signal measured during
While spectrum analyzers typically collect the bucket interval. Log power averaging An important application of average
amplitude data many times in each bucket, is best for observing sinusoidal signals, detection is for characterizing devices
sample detection keeps only one of those especially those near noise.11 for electromagnetic interference (EMI).
values and throws away the rest. On the In this case, voltage averaging, as
other hand, an averaging detector uses all Thus, using the average detector with described in the previous section, is used
the data values collected within the time the averaging type set to power provides for measuring narrowband signals that
(and frequency) interval of a bucket. Once true average power based upon rms might be masked by the presence of
we have digitized the data, and knowing voltage, while the average detector with broadband impulsive noise. The average
the circumstances under which they were the averaging type set to voltage acts as detection used in EMI instruments
digitized, we can manipulate the data in a general-purpose average detector. The takes an envelope-detected signal and
a variety of ways to achieve the desired average detector with the averaging type passes it through a low-pass filter with
results. set to log has no other equivalent. a bandwidth much less than the RBW.
The filter integrates (averages) the
Some spectrum analyzers refer to the Average detection is an improvement higher-frequency components such as
averaging detector as an rms detector over using sample detection for the noise. To perform this type of detection in
when it averages power (based on the root determination of power. Sample detection an older spectrum analyzer that doesnt
mean square of voltage). Keysight X-Series requires multiple sweeps to collect enough have a built-in voltage averaging detector
signal analyzers have an average detector data points to give us accurate average function, set the analyzer in linear mode
that can average the power, voltage or power information. Average detection and select a video filter with a cut-off
log of the signal by including a separate changes channel power measurements frequency below the lowest PRF of the
control to select the averaging type: from being a summation over a range measured signal.
of buckets into integration over the
Power (rms) averaging computes rms time interval representing a range of Quasipeak detectors (QPD) are also
levels, by taking the square root of the frequencies in a swept analyzer. In a used in EMI testing. QPD is a weighted
average of the squares of the voltage data fast Fourier transfer (FFT) analyzer 12, form of peak detection. The measured
measured during the bucket interval. This the summation used for channel power value of the QPD drops as the repetition
computed voltage is squared and divided measurements changes from being a rate of the measured signal decreases.
by the characteristic input impedance summation over display buckets to being a Thus, an impulsive signal with a given
of the spectrum analyzer, normally 50 summation over FFT bins. peak amplitude and a 10-Hz pulse
ohms. Power averaging calculates the true repetition rate will have a lower quasipeak
average power, and is best for measuring value than a signal with the same
the power of complex signals. peak amplitude but having a 1-kHz
repetition rate. This signal weighting is
accomplished by circuitry with specific
11. See Chapter 5, Sensitivity and Noise. charge, discharge and display time
12. Refer to Chapter 3 for more information on the FFT analyzers. They perform math computations on constants defined by CISPR13.
many buckets simultaneously, which improves measurement speed.
13. CISPR, the International Special Committee on Radio Interference, was established in 1934 by a
group of international organizations to address radio interference. CISPR is a non-governmental
group composed of National Committees of the International Electrotechnical Commission (IEC),
as well as numerous international organizations. CISPRs recommended standards generally form
the basis for statutory EMC requirements adopted by governmental regulatory agencies around the
world.
28 | Keysight | Spectrum Analysis Basics Application Note 150
Averaging processes
There are several processes in a spectrum
analyzer that smooth the variations
in envelope-detected amplitude. The Figure 2-27. Spectrum analyzers display signal plus noise
first method, average detection, was
discussed previously. Two other methods,
video filtering and trace averaging, are
discussed next.14
Video filtering
Discerning signals close to the noise is
not just a problem when performing EMC
tests. Spectrum analyzers display signals
plus their own internal noise, as shown in
Figure 2-27. To reduce the effect of noise
on the displayed signal amplitude, we often
smooth or average the display, as shown in
Figure 2-28. Spectrum analyzers include
a variable video filter for this purpose. The
video filter is a low-pass filter that comes
after the envelope detector and determines Figure 2-28. Display of Figure 2-27 after full smoothing
the bandwidth of the video signal that will
later be digitized to yield amplitude data.
The cutoff frequency of the video filter can
be reduced to the point where it becomes
smaller than the bandwidth of the selected
resolution bandwidth (IF) filter. When this
occurs, the video system can no longer
follow the more rapid variations of the
envelope of the signal(s) passing through
the IF chain.
More information
A more detailed discussion about
noise markers can be found in Spec-
trum and Signal Analyzer Measurements
and Noise Application Note, literature
number 5966-4008E
Figure 2-29. Smoothing effect of VBW-to-RBW ratios of 3:1, 1:10, and 1:100
14. A fourth method, called a noise marker,
is discussed in Chapter 5, Sensitivity and
Noise.
29 | Keysight | Spectrum Analysis Basics Application Note 150
Trace averaging
Digital displays offer another choice for
smoothing the display: trace averaging.
Trace averaging uses a completely
different process from the smoothing
performed using the average detector. In
this case, averaging is accomplished over
two or more sweeps on a point-by-point
basis. At each display point, the new
value is averaged in with the previously
averaged data:
( )
A avg = n
n 1
A prior avg +
1
( )
n An
where
A avg = new average value
A prior avg = average from prior sweep Figure 2-31. Trace averaging for 1, 5, 20 and 100 sweeps, top to bottom (trace position offset for
each set of sweeps
A n= measured value on current sweep
n = number of current sweep
Thus, the display gradually converges to an very close to the noise, we get the same As a result, we can get significantly
average over a number of sweeps. As with results with either video filtering or trace different results from the two averaging
video filtering, we can select the degree averaging. methods on certain signals. For example,
of averaging or smoothing. We do this by a signal with a spectrum that changes
setting the number of sweeps over which However, there is a distinct difference with time can yield a different average on
the averaging occurs. Figure 2-31 shows between the two. Video filtering performs each sweep when we use video filtering.
trace averaging for different numbers of averaging in real time. That is, we see the However, if we choose trace averaging
sweeps. While trace averaging has no effect full effect of the averaging or smoothing over many sweeps, we will get a value
on sweep time, the time to reach a given at each point on the display as the sweep much closer to the true average. See
degree of averaging is about the same as progresses. Each point is averaged only Figures 2-32a and 2-32b.
with video filtering because of the number once, for a time of about 1/VBW on each
of sweeps required. sweep. Trace averaging, on the other hand, Figures 2-32a and 2-32b show how video
requires multiple sweeps to achieve the filtering and trace averaging yield different
In many cases, it does not matter which full degree of averaging, and the averaging results on an FM broadcast signal.
form of display smoothing we pick. If the at each point takes place over the full time
signal is noise or a low-level sinusoid period needed to complete the multiple
sweeps.
Pulsed RF
Time multiplexed
Time domain multiple access (TDMA)
Interleaved or intermittent
Burst modulated
Figure 2-33b. Frequency spectrum of combined Figure 2-33c. The time-gated spectrum Figure 2-33d. The time-gated spectrum
signals. Which radio produces the spurious of signal #1 identifies it as the source of of signal #2 shows it is free of spurious
emissions? spurious emission emissions
32 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 2-36. A zero span (time domain) view of the GSM signal with only time Figure 2-37. Frequency domain view of the GSM signal with 2 time slots on showing
slots 1 and 3 on. an unwanted spurious signal present in the spectrum.
Figure 2-38. Time gating is used to look at the spectrum of the GSM time Figure 2-39. Spectrum of time slot 3 reveals that the spurious signal is not
slot 3. caused by this burst.
34 | Keysight | Spectrum Analysis Basics Application Note 150
Display logic
Gated video or bucket, so the peak detector is able Some TDMA formats have cycle times as
to see real data during that time interval. large as 90 ms, resulting in long sweep
Gated video is the analysis technique Otherwise, there will be trace points times using the gated video technique.
used in a number of spectrum analyzers, with no data, resulting in an incomplete
including the Keysight 8560, 8590 and spectrum. Therefore, the minimum sweep Now that youve seen how a classic
ESA Series. In this case, the video voltage time is N display buckets times burst cycle analog spectrum analyzer works and how
is switched off, or to negative infinity time. For example, in GSM measurements, to use some of the important features
decibels, during the time the gate is the full frame lasts 4.615 ms. For an ESA and capabilities, lets take a look at how
supposed to be in its blocked mode. spectrum analyzer set to its default value replacing some analog circuits with digital
The detector is set to peak detection. The of 401 display points, the minimum sweep technology improves spectrum analyzer
sweep time must be set so that the gates time for GSM gated video measurements performance.
occur at least once per display point, would be 401 times 4.615 ms or 1.85 s.
RF
input
dB
Reset
Gate control
Display logic
Display
Since the 1980s, one of the most profound As shown in Figure 3-1, the linear analog A key benefit of the digital processing
changes in spectrum analysis has been signal is mixed down to an 8.5-kHz IF and done in these analyzers is a bandwidth
the application of digital technology to passed through a bandpass filter only selectivity of about 4:1. This selectivity
replace portions of spectrum analyzers 1 kHz wide. This IF signal is amplified, then is available on the narrowest filters, the
that had been implemented previously sampled at an 11.3-kHz rate and digitized. ones we would choose to separate the
as analog circuits. With the availability most closely spaced signals.
of high-performance analog-to-digital Once in digital form, the signal is
converters, the latest spectrum analyzers put through a fast Fourier transform In Chapter 2, we did a filter skirt
digitize incoming signals much earlier in algorithm. To transform the appropriate selectivity calculation for two signals
the signal path compared to spectrum signal, the analyzer must be fixed-tuned spaced 4 kHz apart, using a 3-kHz
analyzer designs of just a few years ago. (not sweeping). That is, the transform analog filter. Lets repeat that calculation
The change has been most dramatic in the must be done on a time-domain signal. using digital filters. A good model of the
IF section of the spectrum analyzer. Digital Thus the ESA-E Series analyzers step in selectivity of digital filters is a near-
IFs1 have had a great impact on spectrum 900-Hz increments, instead of sweeping Gaussian model:
analyzer performance, with significant continuously, when we select one of
improvements in speed, accuracy and the the digital resolution bandwidths. This H(f) = 3.01 dB x [ RBW/2
f
]
ability to measure complex signals using stepped tuning can be seen on the display,
advanced DSP techniques. which is updated in 900-Hz increments as where H(f) is the filter skirt rejection in dB.
the digital processing is completed.
Digital filters f is the frequency offset from the center
As you will see in a moment, other in Hz, and is a parameter that controls
You will find a partial implementation of spectrum and signal analyzers, such as selectivity. = 2 for an ideal Gaussian
digital IF circuitry in the Keysight ESA-E the Keysight X-Series analyzers, use an filter. The swept RBW filters used in
Series spectrum analyzers. While the all-digital IF, implementing all resolution Keysight spectrum analyzers are based
1-kHz and wider RBWs are implemented bandwidth filters digitally. on a near-Gaussian model with an value
with traditional analog LC and crystal
equal to 2.12, resulting in a selectivity
filters, the narrowest bandwidths (1 Hz
ratio of 4.1:1.
to 300 Hz) are realized using digital
techniques.
Log
21.4 MHz
Video ADC C
Linear
8.5 kHz CF
1 kHz BW
Figure 3-1. Digital implementation of 1-, 3-, 10-, 30-, 100- and 300-Hz resolution filters in ESA-E Series spectrum analyzers
1. Strictly speaking, once a signal has been digitized, it is no longer at an intermediate frequency, or IF. At that point, the signal is represented by digital
data values. However, we use the term digital IF to describe the digital processing that replaces the analog IF processing found in traditional spectrum
analyzers.
37 | Keysight | Spectrum Analysis Basics Application Note 150
Entering the values from our example into Lets begin by taking a look at the block Even a very fast-rising RF burst,
the equation, we get: diagram of the all-digital IF in the X-Series downconverted to the IF frequency, will
H(4 kHz) = 3.01 dB x [
4000 2.12
3000/2 ] signal analyzer, as shown in Figure 3-2. experience a delay of more than three
cycles of the ADC clock (30 MHz) through
= 24.1 dB
In this case, all 160 resolution bandwidths the anti-alias filter. The delay allows
At an offset of 4 kHz, the 3-kHz digital are digitally implemented. However, there time for an impending large signal to
filter is down 24.1 dB compared to the is some analog circuitry prior to the ADC, be recognized before it overloads the
analog filter which was only down 14.8 starting with several stages of down ADC. The logic circuitry controlling the
dB. Because of its superior selectivity, conversion, followed by a pair of single- autorange detector will decrease the gain
the digital filter can resolve more closely pole prefilters (one an LC filter, the other in front of the ADC before a large signal
spaced signals. crystal-based). A prefilter helps prevent reaches it, thus preventing clipping. If the
succeeding stages from contributing signal envelope remains small for a long
third-order distortion in the same way a time, the autoranging circuit increases
All-digital IF
prefilter would in an analog IF. In addition, the gain, reducing the effective noise
Analyzers such as the Keysight X-Series it enables dynamic range extension via at the input. The digital gain after the
combine several digital techniques to autoranging. The output of the single- ADC is also changed to compensate for
achieve the all-digital IF. The all-digital IF pole prefilter is routed to the autorange the analog gain in front of it. The result
offers users a wealth of advantages. The detector and the anti-alias filter. is a floating point ADC with very wide
combination of FFT analysis for narrow dynamic range when autoranging is
spans and swept analysis for wider spans As with any FFT-based IF architecture, enabled in swept mode.
optimizes sweeps for the fastest possible the anti-alias filter is required to prevent
measurements. Architecturally, the ADC aliasing (the folding of out-of-band signals
is moved closer to the input port, a move into the ADC sampled data). This filter has
made possible by improvements to the many poles and thus has substantial group
A-to-D converters and other digital delay.
hardware.
Custom IC
Processor
Display
FFT Processing
log/lin dB/div Display
Figure 3-2. Block diagram of the all-digital IF in the Keysight X-Series signal analyzers
38 | Keysight | Spectrum Analysis Basics Application Note 150
More advantages of all-digital IF Digitally implemented logarithmic The accuracy of the IF bandwidth is
amplification is very accurate. Typical determined by settability limitations
We have already discussed a number errors of the entire analyzer are much in the digital part of the filtering and
of advantages of signal analyzers with smaller than the measurement uncertainty calibration uncertainties in the analog
all-digital IF: power/voltage/log video with which the manufacturer proves the prefilter. Again, the prefilter is highly
filtering, high-resolution frequency log fidelity. The log fidelity on all digital IF stable and contributes only 20 percent
counting, log/linear switching of stored implementations is specified at 0.07 dB of the error that would exist with an RBW
traces, excellent shape factors, an for any level up to 20 dBm at the input made of five such stages. As a result, most
average-across-the display-point detector mixer of the analyzer. The range of the RBWs are within 2 percent of their stated
mode, 160 RBWs, and of course, FFT or log amp does not limit the log fidelity at bandwidth, compared to 10 to 20 percent
swept processing. In spectrum analysis, low levels, as it would be in an analog IF; specifications in analog-IF analyzers.
the filtering action of RBW filters causes the range is only limited by noise around
errors in frequency and amplitude 155 dBm at the input mixer. Because Bandwidth accuracy is important for
measurements that are a function of the of single-tone compression in upstream minimizing the inaccuracy of channel
sweep rate. For a fixed level of these circuits at higher powers, the fidelity power measurements and similar
errors, the all-digital IFs linear phase RBW specification degrades to 0.13 dB for measurements. The noise bandwidth
filters allow faster sweep rates than analog signal levels down to 10 dBm at the input of the RBW filters is known to much
filters permit. The digital implementation mixer. By comparison, analog log amps are better specifications than the 2 percent
also allows well-known compensations usually specified with tolerances in the 1 setting tolerance, and noise markers
to frequency and amplitude readout, dB region. and channel-power measurements are
permitting sweep rates typically twice corrected to a tolerance of 0.5percent.
as fast as older analyzers and excellent Other IF-related accuracies are improved Therefore, bandwidth uncertainties
performance at even four times the sweep as well. The IF prefilter is analog and must contribute only 0.022 dB to the
speed. Keysight X-Series signal analyzers be aligned like an analog filter, so it is amplitude error of noise density and
can achieve over 50 times faster sweep subject to alignment errors, but it is much channel-power measurements.
speeds (see Chapter 2 - Digital resolution better than most analog filters. With only
filters). one stage to manufacture, that stage Finally, with no analog reference-level-
can be made much more stable than the dependent gain stages, there is no IF
4- and 5-stage filters of analog IF-based gain error at all. The sum of all these
spectrum analyzers. As a result, the gain improvements means that the all-digital
variations between RBW filters is held to IF makes a quantum improvement in
a specification of 0.03 dB for general spectrum analyzer accuracy. It also allows
digital IF implementations, which is ten you to change analyzer settings without
times better than all-analog designs. significantly impacting measurement
uncertainty. We will cover this topic in
more detail in the next chapter.
40 | Keysight | Spectrum Analysis Basics Application Note 150
Input
signal
Pre-selector, or Video
low-pass filter filter
Local
oscillator
Reference
oscillator
Sweep
generator Display
Since the analyzers worst-case match Figure4-2 illustrates what the frequency The IF amplifier and attenuator work
occurs when its input attenuator is set response might look like in one frequency only at one frequency and, therefore, do
to 0 dB, we should avoid the 0 dB setting band. Frequency response is usually not contribute to frequency response.
if we can. Alternatively, we can attach specified as x dB relative to the midpoint However, some amplitude uncertainty is
a well-matched pad (attenuator) to between the extremes. The frequency always introduced and it depends on how
the analyzer input and greatly reduce response of a spectrum analyzer represents accurately the IF amplifier and attenuator
mismatch as a factor. Adding attenuation the overall system performance resulting can be set to a desired value. This
is a technique that works well to reduce from the flatness characteristics and uncertainty is known as reference level
measurement uncertainty when the interactions of individual components in accuracy.
signal we wish to measure is well above the signal path up to and including the first
the noise. However, in cases where the mixer. Microwave spectrum analyzers use Another parameter we might change
signal-to-noise ratio is small (typically more than one frequency band to go above during the course of a measurement is
7 dB), adding attenuation will increase 3.6 GHz. This is done by using a higher resolution bandwidth. Different filters
measurement error because the noise harmonic of the local oscillator, which will have different insertion losses. Generally,
power adds to the signal power, resulting be discussed in detail in Chapter 7. When we see the greatest difference when
in an erroneously high reading. making relative measurements between switching between LC filters (typically
signals in different frequency bands, you used for the wider resolution bandwidths)
Lets turn our attention to the input must add the frequency response of each and crystal filters (used for narrow
attenuator. Some relative measurements band to determine the overall frequency bandwidths). This results in resolution
are made with different attenuator response uncertainty. In addition, some bandwidth switching uncertainty.
settings. In these cases, we must spectrum analyzers have a band switching
consider the input attenuation switching uncertainty which must be added to the The most common way to display
uncertainty. Because an RF input overall measurement uncertainty. signals on a spectrum analyzer is to use
attenuator must operate over the entire a logarithmic amplitude scale, such as
frequency range of the analyzer, its step After the input signal is converted to an 10 dB per div or 1dB per div. Therefore,
accuracy varies with frequency. The IF, it passes through the IF gain amplifier the IF signal usually passes through a
attenuator also contributes to the overall and IF attenuator, which are adjusted log amplifier. The gain characteristic
frequency response. At 1 GHz, we expect to compensate for changes in the RF of the log amplifier approximates a
the attenuator performance to be quite attenuator setting and mixer conversion logarithmic curve. So any deviation from
good; at 26 GHz, not as good. loss. Input signal amplitudes are thus a perfect logarithmic response adds to
referenced to the top line of the graticule the amplitude uncertainty. Similarly, when
The next component in the signal path on the display, known as the reference the spectrum analyzer is in linear mode,
is the input filter. Spectrum analyzers level. the linear amplifiers do not have a perfect
use a fixed low-pass filter in the low linear response. This type of uncertainty is
band and a tunable bandpass filter called display scale fidelity.
called a preselector (we will discuss the
preselector in more detail in Chapter 7) in
the higher frequency bands. The low-pass
filter has a better frequency response than
Frequency response
the preselector and adds a small amount
Signals in the same harmonic band
of uncertainty to the frequency response
error. A preselector, usually a YIG-tuned +0.5 dB
filter, has a larger frequency response
variation, ranging from 1.5 dB to 3 dB at
millimeter-wave frequencies. 0
Improving overall uncertainty Finally, many analyzers available today Typical performance does not include
have self-calibration routines. These measurement uncertainty. During
When we look at total measurement routines generate error coefficients (for manufacture, all instruments are tested
uncertainty for the first time, we may well example, amplitude changes versus for typical performance parameters.
be concerned as we add up the uncertainty resolution bandwidth) that the analyzer
figures. The worst-case view assumes each later uses to correct measured data. As a Nominal values indicate expected
source of uncertainty for your spectrum result, these self-calibration routines allow performance or describe product
analyzer is at the maximum specified value, us to make good amplitude measurements performance that is useful in the
and all are biased in the same direction at with a spectrum analyzer and give us more application of the product, but is not
the same time. The sources of uncertainty freedom to change controls during the covered by the product warranty. Nominal
can be considered independent variables, course of a measurement. parameters generally are not tested
so it is likely that some errors will be during the manufacturing process.
positive while others will be negative.
Therefore, a common practice is to
Specifications, typical
calculate the root sum of squares (RSS) performance and nominal values Digital IF architecture and
error. When evaluating spectrum analyzer
uncertainties
accuracy, it is important to have a clear As described in the previous chapter,
Regardless of whether we calculate the understanding of the many different values a digital IF architecture eliminates or
worst-case or RSS error, we can take found on an analyzer data sheet. Keysight minimizes many of the uncertainties
steps to improve the situation. First of defines three classes of instrument experienced in analog spectrum
all, we should know the specifications for performance data: analyzers. These include:
our particular spectrum analyzer. These
specifications may be good enough over Specifications describe the performance
the range in which we are making our
Reference level accuracy (IF
of parameters covered by the product
measurement. If not, Table 4-1 suggests gain uncertainty)
warranty over a temperature range of
some opportunities to improve accuracy. 0 to 55 C (unless otherwise noted). Each Spectrum analyzers with an all-digital
instrument is tested to verify it meets IF, such as the Keysight X-Series, do not
Before taking any data, we can step the specification and takes into account have IF gain that changes with reference
through a measurement to see if any the measurement uncertainty of the level. Therefore, there is no IF gain
controls can be left unchanged. We equipment used to test the instrument. uncertainty.
might find that the measurement can be All of the units tested will meet the
made without changing the RF attenuator
setting, resolution bandwidth or reference
specification. Display scale fidelity
level. If so, all uncertainties associated Some test equipment manufacturers use A digital IF architecture does not include
with changing these controls drop out. a 2 sigma or 95% confidence value for a log amplifier. Instead, the log function
We may be able to trade off reference certain instrument specifications. When is performed mathematically, and
level accuracy against display fidelity, evaluating data sheet specifications for traditional log fidelity uncertainty does
using whichever is more accurate and instruments from different manufacturers, not exist. However, other factors, such
eliminating the other as an uncertainty it is important to make sure you are as RF compression (especially for input
factor. We can even get around frequency comparing like numbers in order to make signals above 20 dBm), ADC range gain
response if we are willing to go to the an accurate comparison. alignment accuracy and ADC linearity (or
trouble of characterizing our particular quantization error) contribute to display
analyzer 2. You can accomplish this by Typical performance describes additional scale uncertainty. The quantization
using a power meter and comparing the product performance information that error can be improved by the addition
reading of the spectrum analyzer at the is not covered by the product warranty. of noise, which smoothes the average of
desired frequencies with the reading of the It is performance beyond specification the ADC transfer function. This added
power meter. that 80% of the units exhibit with a 95% noise is called dither. While the dither
confidence level over the temperature improves linearity, it does slightly degrade
The same applies to the calibrator. If we range 20 to 30C. the displayed average noise level. In the
have a more accurate calibrator, or one X-Series signal analyzers, we generally
closer to the frequency of interest, we recommend you use dither when the
may wish to use that in lieu of the built-in measured signal has a signal-to-noise
calibrator. ratio of greater than or equal to 10 dB.
When the signal-to-noise ratio is less Table 4-2. Amplitude uncertainties when measuring a 1-GHz signal
than 10 dB, the degradations to accuracy
of any single measurement (in other Source of uncertainty Absolute uncertainty of 1-GHz, 20-dBm signal
words, without averaging) that come from N9030A PXA N9020A MXA N9010A EXA
a higher noise floor are worse than the
Absolute amplitude accuracy 0.24 dB 0.33 dB 0.40 dB
linearity problems solved by adding dither,
so dither is best turned off. Frequency response 0.35 dB 0.45 dB 0.60 dB
Total worst-case uncertainty 0.59 dB 0.78 dB 1.00 dB
RBW switching uncertainty Total RSS uncertainty 0.42 dB 0.56 dB 0.72 dB
The digital IF in the X-Series signal
analyzers includes an analog prefilter
Table 4-3. Absolute and relative amplitude accuracy comparison (8563EC and N9030A PXA)
set to 2.5 times the desired resolution
bandwidth. This prefilter has some
uncertainty in bandwidth, gain and center Source of uncertainty Measurement of a 10-GHz signal at 10 dBm
frequency as a function of the RBW Absolute uncertainty of Relative uncertainty of second
setting. The rest of the RBW filtering is fundamental at 10 GHz harmonic at 20 GHz
done digitally in an ASIC in the digital IF 8563EC N9030A PXA 8563EC N9030A PXA
section. Though the digital filters are not Calibrator 0.3 dB N/A N/A N/A
perfect, they are very repeatable, and
Absolute amplitude N/A 0.24 dB N/A N/A
some compensation is applied to minimize
accuracy
the error. This results in a tremendous
overall improvement to the RBW Attenuator N/A N/A N/A N/A
switching uncertainty compared to analog Frequency response 2.9 dB 2.0 dB (2.2 + 2.5) dB (2.0 + 2.0) dB
implementations. Band switching N/A N/A 1.0 dB N/A
uncertainty
Amplitude uncertainty examples IF gain N/A N/A N/A N/A
Lets look at some amplitude uncertainty RBW switching N/A 0.03 dB N/A N/A
examples for various measurements. Display scale fidelity N/A 0.07 dB 0.85 dB 0.07 dB
Suppose we want to measure a 1-GHz
Total worst-case 3.20 dB 2.34 dB 6.55 dB 4.07 dB
RF signal with an amplitude of 20 dBm.
uncertainty
If we use a Keysight PXA X-Series signal
analyzer with Atten = 10 dB, RBW = 1 kHz, Total RSS uncertainty 2.91 dB 2.02 dB 3.17 dB 2.83 dB
VBW = 1 kHz, Span = 20 kHz, Ref level =
20dBm, log scale, and coupled sweep Assume the following measurement Absolute measurements are also used
time, and an ambient temperature of 20 conditions: 0 to 55C, RBW = 300 kHz, to analyze undesired signals, such as
to 30 C, the specifications tell us that Atten = 10 dB, Ref level = 10 dBm. In when you search for spurs. Relative
the absolute uncertainty equals 0.24 dB Table 4-3, we compare the absolute and measurements, on the other hand,
plus the absolute frequency response. The relative amplitude uncertainty of two are useful for discovering the distance
MXA X-Series signal analyzer measuring different Keysight spectrum and signal between spectral components or the
the same signal using the same settings analyzers, an 8563EC (with analog IF) and modulation frequency.
would have a specified uncertainty N9030A PXA (with digital IF).
of 0.33 plus the absolute frequency Up until the late 1970s, absolute
response. These values are summarized in Frequency accuracy frequency uncertainty was measured in
Table 4-2. megahertz because the first LO was a
So far, we have focused almost exclusively high-frequency oscillator operating above
At higher frequencies, the uncertainties on amplitude measurements. What about the RF range of the analyzer, and there
get larger. In this example, we want frequency measurements? Again, we can was no attempt to tie the LO to a more
to measure a 10-GHz signal with an classify two broad categories, absolute accurate reference oscillator. Todays
amplitude of 10dBm. In addition, we also and relative frequency measurements. LOs are synthesized to provide better
want to measure its second harmonic at Absolute measurements are used to accuracy. Absolute frequency uncertainty
20 GHz. measure the frequencies of specific is often described under the frequency
signals. For example, we might want to readout accuracy specification and
measure a radio broadcast signal to verify refers to center frequency, start, stop and
it is operating at its assigned frequency. marker frequencies.
45 | Keysight | Spectrum Analysis Basics Application Note 150
With the introduction of the Keysight We also need to consider the temperature However, the indicated frequency of the
8568A in 1977, counter-like frequency stability, as it can be worse than the marker is a function of the frequency
accuracy became available in a general- drift rate. In short, there are a number calibration of the display, the location of
purpose spectrum analyzer, and ovenized of factors to consider before we can the marker on the display and the number
oscillators were used to reduce drift. Over determine frequency uncertainty. of display points selected. Also, to get
the years, crystal reference oscillators with the best frequency accuracy, we must
various forms of indirect synthesis have In a factory setting, there is often an be careful to place the marker exactly at
been added to analyzers in all cost ranges. in-house frequency standard available the peak of the response to a spectral
The broadest definition of indirect synthesis that is traceable to a national standard. component. If we place the marker at
is that the frequency of the oscillator Most analyzers with internal reference some other point on the response, we will
in question is in some way determined oscillators allow you to use an external get a different frequency reading. For the
by a reference oscillator. This includes reference. The frequency reference error best accuracy, we may narrow the span
techniques such as phase lock, frequency in the foregoing expression then becomes and resolution bandwidth to minimize
discrimination and counter lock. the error of the in-house standard. their effects and to make it easier to place
the marker at the peak of the response.
What we care about is the effect these When you make relative measurements,
changes have had on frequency accuracy span accuracy comes into play. For Many analyzers have marker modes
(and drift). A typical readout accuracy Keysight analyzers, span accuracy that include internal counter schemes
might be stated: generally means the uncertainty in the to eliminate the effects of span and
indicated separation of any two spectral resolution bandwidth on frequency
[(freq readout x freq ref error) + A% of components on the display. For example, accuracy. The counter does not count the
span + B% of RBW + C Hz] suppose span accuracy is 0.5% of span input signal directly, but instead counts
and we have two signals separated by the IF signal and perhaps one or more
Note that we cannot determine an exact two divisions in a 1-MHz span (100 kHz of the LOs, and the processor computes
frequency error unless we know something per division). The uncertainty of the signal the frequency of the input signal. A
about the frequency reference. In most separation would be 5 kHz. The uncertainty minimum signal-to-noise ratio is required
cases, we are given an annual aging would be the same if we used delta markers to eliminate noise as a factor in the
rate, such as 1 x 10 7 per year, though and the delta reading was 200 kHz. So we count. Counting the signal in the IF also
sometimes aging is given over a shorter would measure 200 kHz 5 kHz. eliminates the need to place the marker
period (for example, 5 x 10 10 per day). at the exact peak of the signal response
In addition, we need to know when the When making measurements in the field, on the display. If you are using this marker
oscillator was last adjusted and how we typically want to turn our analyzer on, counter function, placement anywhere
close it was set to its nominal frequency complete our task, and move on as quickly near the peak of the signal sufficiently
(usually 10 MHz). Other factors that we as possible. It is helpful to know how the out of the noise will do. Marker count
often overlook when we think about reference in our analyzer behaves under accuracy might be stated as:
frequency accuracy include how long the short warm-up conditions. For example,
reference oscillator has been operating. the Keysight ESA-E Series portable [(marker freq x freq ref error)
Many oscillators take 24 to 72hours to spectrum analyzers will meet published + counter resolution]
reach their specified drift rate. To minimize specifications after a 5-minute warm up.
this effect, some spectrum analyzers We must still deal with the frequency
continue to provide power to the reference Most analyzers offer markers you can put reference error, as we previously
oscillator as long as the instrument is on a signal to see amplitude and absolute discussed. Counter resolution refers to
plugged into the AC power line. In this frequency. the least-significant digit in the counter
case, the instrument is not really turned readout, a factor here just as with any
off. It is more accurate to say it is on simple digital counter. Some analyzers
standby. allow you to use the counter mode with
delta markers. In that case, the effects of
counter resolution and the fixed frequency
would be doubled.
46 | Keysight | Spectrum Analysis Basics Application Note 150
Sensitivity As the noise signal passes on through The actual noise level at the input is a
the system, it is typically high enough function of the input signal. Indeed, noise
One of the primary ways engineers use in amplitude that the noise generated in is sometimes the signal of interest. Like
spectrum analyzers is for searching out subsequent gain stages adds only a small any discrete signal, a noise signal is much
and measuring low-level signals. The amount to the total noise power. The easier to measure when it is well above
limitation in these measurements is the input attenuator and one or more mixers the effective (displayed) noise floor. The
noise generated within the spectrum may be between the input connector of effective input noise floor includes the
analyzer itself. This noise, generated by a spectrum analyzer and the first stage losses caused by the input attenuator,
the random electron motion in various of gain, and all of these components mixer conversion loss, and other circuit
circuit elements, is amplified by multiple generate noise. However, the noise elements prior to the first gain stage. We
gain stages in the analyzer and appears they generate is at or near the absolute cannot do anything about the conversion
on the display as a noise signal. On a minimum of 174dBm/Hz, so they do not loss of the mixers, but we can change
spectrum analyzer, this noise is commonly significantly affect the noise level input to the RF input attenuator. This enables us
referred to as the displayed average noise the first gain stage, and its amplification is to control the input signal power to the
level, or DANL1. The noise power observed typically insignificant. first mixer and thus change the displayed
in the DANL is a combination of thermal signal-to-noise floor ratio. Clearly, we get
noise and the noise figure of the spectrum While the input attenuator, mixer and the lowest DANL by selecting minimum
analyzer. While there are techniques to other circuit elements between the input (zero) RF attenuation.
measure signals slightly below the DANL, connector and first gain stage have little
this noise power ultimately limits our effect on the actual system noise, they Because the input attenuator has no
ability to make measurements of low-level do have a marked effect on the ability of effect on the actual noise generated in the
signals. an analyzer to display low-level signals system, some early spectrum analyzers
because they attenuate the input signal. simply left the displayed noise at the
Lets assume a 50-ohm termination That is, they reduce the signal-to-noise same position on the display regardless of
is attached to the spectrum analyzer ratio and so degrade sensitivity. the input attenuator setting. That is, the
input to prevent any unwanted signals IF gain remained constant. In this case,
from entering the analyzer. This passive We can determine the DANL simply by the input attenuator affected the location
termination generates a small amount of noting the noise level indicated on the of a true input signal on the display. As
noise energy equal to kTB, where: display when the spectrum analyzer input input attenuation was increased, further
is terminated with a 50-ohm load. This attenuating the input signal, the location
k = Boltzmanns constant level is the spectrum analyzers own noise of the signal on the display went down
(1.38 x 10 23 joule/K) floor. Signals below this level are masked while the noise remained stationary.
T = temperature, in Kelvin by the noise and cannot be seen. However,
B = bandwidth in which the noise is the DANL is not the actual noise level at
measured, in Hertz the input, but rather the effective noise
level. An analyzer display is calibrated
The total noise power is a function of to reflect the level of a signal at the
measurement bandwidth, so the value is analyzer input, so the displayed noise floor
typically normalized to a 1-Hz bandwidth. represents a fictitious or effective noise
Therefore, at room temperature, the noise floor at the input.
power density is 174 dBm/Hz. When this
noise reaches the first gain stage in the
analyzer, the amplifier boosts the noise,
plus adds some of its own.
1. Displayed average noise level is sometimes confused with the term sensitivity. While related, these terms have different meanings. Sensitivity is a
measure of the minimum signal level that yields a defined signal-to-noise ratio (SNR) or bit error rate (BER). It is a common metric of radio receiver
performance. Spectrum analyzer specifications are always given in terms of the DANL.
47 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 5-1. In modern signal analyzers, reference levels remain constant when you change input attenuation
Resolution bandwidth also affects
signal-to-noise ratio, or sensitivity. The
noise generated in the analyzer is random
and has a constant amplitude over a wide
frequency range. Since the resolution, or
IF, bandwidth filters come after the first
gain stage, the total noise power that
passes through the filters is determined
by the width of the filters. This noise signal
is detected and ultimately reaches the
display. The random nature of the noise
signal causes the displayed level to vary as:
where
BW1 = starting resolution bandwidth
BW = ending resolution bandwidth
2
2. Broadband, pulsed signals can exhibit the opposite behavior, where the SNR increases as the bandwidth gets larger.
48 | Keysight | Spectrum Analysis Basics Application Note 150
3. For the effect of noise on accuracy, see Dynamic range versus measurement uncertainty in
Chapter 6.
49 | Keysight | Spectrum Analysis Basics Application Note 150
We know the displayed level of noise on However, by placing an appropriate Testing by experiment means we must
the analyzer changes with bandwidth. preamplifier in front of the spectrum have the equipment at hand. We do not
So all we need to do to determine the analyzer, we can obtain a system need to worry about numbers. We simply
noise figure of our spectrum analyzer (preamplifier/spectrum analyzer) noise connect the preamplifier to the analyzer,
is to measure the noise power in some figure lower than that of the spectrum note the average displayed noise level and
bandwidth, calculate the noise power analyzer alone. To the extent that we subtract the gain of the preamplifier. Then
that we would have measured in a 1-Hz lower the noise figure, we also improve the we have the sensitivity of the system.
bandwidth using 10 log(BW2 /BW1), and system sensitivity.
compare that to 174dBm. However, we really want to know ahead of
When we introduced noise figure in the time what a preamplifier will do for us. We
For example, if we measured 110 dBm in previous discussion, we did so on the can state the two cases above as follows:
a 10-kHz resolution bandwidth, we would basis of a sinusoidal input signal. We can
If NFpre + Gpre NFSA + 15 dB,
get: examine the benefits of a preamplifier on
Then NFsys = NFpre 2.5 dB
the same basis. However, a preamplifier
NF = [measured noise in dBm] also amplifies noise, and this output noise
And
10 log(RBW/1) kTBB=1 Hz can be higher than the effective input noise
110 dBm 10 log(10,000/1) (174dBm) of the analyzer. In the Noise as a signal
If NFpre + Gpre NFSA 10 dB,
110 40 + 174 section later in this chapter, you will see
Then NFsys = NFSA Gpre
= 24 dB how a spectrum analyzer using log power
averaging displays a random noise signal
Using these expressions, well see how
Noise figure is independent of bandwidth4. 2.5 dB below its actual value. As we explore
a preamplifier affects our sensitivity.
Had we selected a different resolution preamplifiers, we shall account for this
Assume that our spectrum analyzer
bandwidth, our results would have been 2.5dB factor where appropriate.
has a noise figure of 24 dB and the
exactly the same. For example, had we
Rather than develop a lot of formulas preamplifier has a gain of 36 dB and a
chosen a 1-kHz resolution bandwidth,
to see what benefit we get from a noise figure of 8 dB. All we need to do is
the measured noise would have been
preamplifier, let us look at two extreme to compare the gain plus noise figure of
120 dBm and 10 log(RBW/1) would have
cases and see when each might apply. the preamplifier to the noise figure of the
been 30. Combining all terms would have
First, if the noise power out of the spectrum analyzer. The gain plus noise
given 120 30 + 174 = 24 dB, the same
preamplifier (in a bandwidth equal to that figure of the preamplifier is 44 dB, more
noise figure as above.
of the spectrum analyzer) is at least 15 dB than 15 dB higher than the noise figure of
higher than the DANL of the spectrum the spectrum analyzer, so the sensitivity
The 24- dB noise figure in our example
analyzer, then the sensitivity of the system of the preamplifier/spectrum-analyzer
tells us that a sinusoidal signal must
is approximately that of the preamplifier, combination is that of the preamplifier,
be 24dB above kTB to be equal to the
less 2.5 dB. How can we tell if this is the less 2.5 dB. In a 10 kHz resolution
displayed average noise level on this
case? Simply connect the preamplifier to bandwidth, our preamplifier/analyzer
particular analyzer. Thus we can use
the analyzer and note what happens to the system has a sensitivity (displayed
noise figure to determine the DANL for a
noise on the display. If it goes up 15 dB or average noise level, DANL) of:
given bandwidth or to compare DANLs
of different analyzers with the same more, we have fulfilled this requirement.
kTBB=1 + 10log(NBW/1Hz) + NFSYS +
bandwidth.5
On the other hand, if the noise power LogCorrectionFactor
4. This may not always be precisely true for a given analyzer because of the way resolution bandwidth filter sections and gain are distributed in the IF chain.
5. The noise figure computed in this manner cannot be directly compared to that of a receiver because the measured noise term in the equation understates
the actual noise by 2.5 dB. See the section titled Noise as a signal later in this chapter.
51 | Keysight | Spectrum Analysis Basics Application Note 150
This is an improvement of 18.3 dB that much higher than the analyzers own the same overall range we started with.
over the 110 dBm noise floor without noise floor, even after accounting for the To choose the correct preamplifier, we
the preamplifier. 2.5 dB factor. It is from this higher noise must look at our measurement needs.
level that we now subtract the gain of If we want absolutely the best
However, there might be a drawback to the preamplifier. With the preamplifier in sensitivity and are not concerned about
using this preamplifier, depending upon place, our measurement range is 92.5 dB, measurement range, we would choose a
our ultimate measurement objective. If 17.5 dB less than without the preamplifier. high-gain, low-noise-figure preamplifier
we want the best sensitivity but no loss of The loss in measurement range equals the so that our system would take on the noise
measurement range, this preamplifier is change in the displayed noise when the figure of the preamplifier, less 2.5 dB. If we
not the right choice. Figure 5-5 illustrates preamplifier is connected. want better sensitivity but cannot afford to
this point. A spectrum analyzer with a give up any measurement range, we must
24-dB noise figure will have an average Finding a preamplifier that will give us choose a lower-gain preamplifier.
displayed noise level of 110 dBm in a better sensitivity without costing us
10-kHz resolution bandwidth. If the 1-dB measurement range dictates that we must Interestingly enough, we can use the
compression point 6 for that analyzer is meet the second of the above criteria; input attenuator of the spectrum analyzer
0 dBm, the measurement range is 110 dB. that is, the sum of its gain and noise figure to effectively degrade the noise figure (or
When we connect the preamplifier, we must be at least 10dB less than the noise reduce the gain of the preamplifier, if you
must reduce the maximum input to the figure of the spectrum analyzer. In this prefer). For example, if we need slightly
system by the gain of the preamplifier to case, the displayed noise floor will not better sensitivity but cannot afford to
36dBm. However, when we connect the change noticeably when we connect the give up any measurement range, we can
preamplifier, the displayed average noise preamplifier, so although we shift the use the above preamplifier with 30 dB
level will rise by about 17.5 dB because whole measurement range down by the of RF input attenuation on the spectrum
the noise power out of the preamplifier is gain of the preamplifier, we end up with analyzer.
1 dB compression
0 dBm
Gpre
System 1 dB compression
36 dBm
110 dB spectrum
analyzer range
92.5 dB
system
range DANL
92.5 dBm
DANL
110 dBm Gpre
System sensitivity
128.5 dBm
Figure 5-5. If displayed noise goes up when a preamplifier is connected, measurement range is diminished by the amount the noise changes
Of course, there are preamplifiers that Next, lets try two numerical examples. Measuring signal amplitude is much
fall in between the extremes. Figure 5-6 Above, we determined that the noise more convenient with a built-in
enables us to determine system noise figure of our analyzer is 24 dB. What would preamplifier, because the preamplifier/
figure from a knowledge of the noise the system noise figure be if we add a spectrum analyzer combination is
figures of the spectrum analyzer and Keysight 8447D amplifier, a preamplifier calibrated as a system, and amplitude
preamplifier and the gain of the amplifier. with a noise figure of about 8 dB and a values displayed on screen are already
We enter the graph of Figure 5-6 by gain of 26 dB? First, NFPRE + GPRE NFSA corrected for proper readout. With an
determining NFPRE + GPRE NFSA . If is +10 dB. From the graph of Figure 5-6 external preamplifier, you must correct
the value is less than zero, we find the we find a system noise figure of about the spectrum analyzer reading with a
corresponding point on the dashed curve NFPRE 1.8 dB, or about 8 1.8 = 6.2 dB. reference level offset equal to the preamp
and read system noise figure as the left The graph accounts for the 2.5-dB factor. gain. Most modern spectrum analyzers
ordinate in terms of dB above NFSA GPRE. On the other hand, if the gain of the allow you to enter the gain value of the
If NFPRE + GPRE NFSA is a positive value, preamplifier is just 10 dB, then NFPRE + external preamplifier from the front
we find the corresponding point on the GPRE NFSA is 6 dB. This time the graph panel. The analyzer then applies this gain
solid curve and read system noise figure indicates a system noise figure of NFSA offset to the displayed reference level
as the right ordinate in terms of dB above GPRE + 0.6 dB, or 24 10 + 0.6 = 14.6 dB. value, so you can directly view corrected
NFPRE. (We did not introduce the 2.5-dB factor measurements on the display.
previously when we determined the noise
Lets first test the two previous extreme figure of the analyzer alone because we
cases. read the measured noise directly from the
display. The displayed noise included the
As NFPRE + GPRE NFSA becomes less 2.5-dB factor.) More information
than 10 dB, we find that system noise
For more details on noise
figure asymptotically approaches Many modern spectrum analyzers have
figure, see Fundamentals of
NFSA GPRE. As the value becomes optional built-in preamplifiers available.
RF and Microwave Noise Figure Measure-
greater than +15dB, system noise figure Compared to external preamplifiers, built-
ments Application Note, literature
asymptotically approaches NFPRE less in preamplifiers simplify measurement
number 5952-8255E.
2.5dB. setups and eliminate the need for
additional cabling.
53 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 5-7.
Noise as a signal Random noise
has a Gaussian
So far, we have focused on the noise amplitude
generated within the measurement system distribution
(analyzer or analyzer/preamplifier). We
described how the measurement systems
displayed average noise level limits the
overall sensitivity. However, random
noise is sometimes the signal we want to
measure. Because of the nature of noise,
the superheterodyne spectrum analyzer Figure 5-8. The
envelope of
indicates a value that is lower than the band-limited
actual value of the noise. Lets see why Gaussian noise
this is so and how we can correct for it. has a Rayleigh
distribution
7. In X-Series analyzers, the averaging can be set to video, voltage or power (rms), independent of display scale. When using power averaging, no correction is
needed, since the average rms level is determined by the square of the magnitude of the signal, not by the log or envelope of the voltage.
54 | Keysight | Spectrum Analysis Basics Application Note 150
8. T he X-Series analyzers specify noise power bandwidth accuracy to within 0.5% ( 0.022 dB).
9. For example, the X-Series analyzers compute the mean over half a division, regardless of the number of display points.
10. Most modern spectrum analyzers make this calculation even easier with the channel power function. You enter the integration bandwidth of the
channel and center the signal on the analyzer display. The channel power function then calculates the total signal power in the channel.
55 | Keysight | Spectrum Analysis Basics Application Note 150
Dynamic range is generally thought of We can expand this expression into a The level of this second harmonic is a
as the ability of an analyzer to measure power series: function of the square of the voltage of
harmonically related signals and the the fundamental, V12. This fact tells us
interaction of two or more signals, i = IS(k1v + k 2 v 2 + k 3 v 3 +...) that for every 1 dB we drop the level of
for example, to measure second- or the fundamental at the input mixer, the
where k1 = q/kT
third-harmonic distortion or third-order internally generated second harmonic
k 2 = k12 /2!
intermodulation. In dealing with such drops by 2 dB. See Figure 6-1. The second
k 3 = k13 /3!, etc.
measurements, remember that the input term includes 31, the third harmonic,
mixer of a spectrum analyzer is a nonlinear Lets now apply two signals to the mixer. and the cube of the input-signal voltage,
device, so it always generates distortion One will be the input signal we wish to V13. So a 1-dB change in the fundamental
of its own. The mixer is nonlinear for a analyze; the other, the local oscillator at the input mixer changes the internally
reason. It must be nonlinear to translate signal necessary to create the IF: generated third harmonic by 3 dB.
an input signal to the desired IF. But the
unwanted distortion products generated v = VLO sin(LO t) + V1 sin(1t) Distortion is often described by its order.
in the mixer fall at the same frequencies The order can be determined by noting
as the distortion products we wish to If we go through the mathematics, we the coefficient associated with the signal
measure on the input signal. arrive at the desired mixing product that, frequency or the exponent associated
with the correct LO frequency, equals the with the signal amplitude. Thus second-
So we might define dynamic range in IF: harmonic distortion is second order and
this way: it is the ratio, expressed in dB, third harmonic distortion is third order.
of the largest to the smallest signals k2VLOV1 cos[(LO 1)t] The order also indicates the change in
simultaneously present at the input of internally generated distortion relative to
the spectrum analyzer that allows A k 2VLOV1 cos[(LO + 1)t] term is also the change in the fundamental tone that
measurement of the smaller signal to a generated, but in our discussion of the created it.
given degree of uncertainty. tuning equation, we found that we want
the LO to be above the IF, so (LO + 1) is Now let us add a second input signal:
Notice that accuracy of the measurement also always above the IF.
is part of the definition. In the following v = VLO sin(LO t) + V1 sin(1t) + V2 sin(2t)
examples, you will see how both internally With a constant LO level, the mixer output
generated noise and distortion affect is linearly related to the input signal level. This time, when we go through the math
accuracy. For all practical purposes, this is true as to find internally generated distortion, in
long as the input signal is more than 15 to addition to harmonic distortion, we get:
Dynamic range versus 20 dB below the level of the LO. There are
(k4/8)VLOV12V2cos[LO (21 2)]t,
internal distortion also terms involving harmonics of the input
signal: (k4/8)VLOV1V22 cos[LO (22 1)]t, etc.
To determine dynamic range versus
distortion, we must first determine just (3k3/4)VLOV12 sin(LO 2 1)t, These equations represent
how our input mixer behaves. Most (k4/8)VLOV13 sin(LO 31)t, etc. intermodulation distortion, the interaction
analyzers, particularly those using of the two input signals with each other.
harmonic mixing to extend their tuning These terms tell us that dynamic range due The lower distortion product, 21 2,
range1, use diode mixers. (Other types to internal distortion is a function of the falls below 1 by a frequency equal to the
of mixers would behave similarly.) The input signal level at the input mixer. Lets see difference between the two fundamental
current through an ideal diode can be how this works, using as our definition of tones, 2 1. The higher distortion
expressed as: dynamic range, the difference in dB between product, 22 1, falls above 2 by the
the fundamental tone and the internally same frequency. See Figure 6-1.
i = Is(eqv/kT1) generated distortion.
Once again, dynamic range is a function
where IS = the diodes saturation current of the level at the input mixer.
The argument of the sine in the first term
q = electron charge (1.60 x 1019 C)
v = instantaneous voltage includes 21, so it represents the second
k = Boltzmanns constant harmonic of the input signal.
(1.38 x 10 23 joule/K)
T= temperature in Kelvin
We do need a starting point, and this we We can construct a similar line for We can calculate TOI from data sheet
must get from the data sheet. Lets look at third-order distortion. For example, information. Because third-order dynamic
second-order distortion first. Lets assume a data sheet might say third-order range changes 2 dB for every 1-dB change
the data sheet says second-harmonic distortion is 85 dBc for a level of in the level of the fundamental tone(s) at
distortion is 75 dB down for a signal 30 dBm at this mixer. Again, this is our the mixer, we get TOI by subtracting half of
40 dBm at the mixer. Because distortion starting point, and we would plot the the specified dynamic range in dBc from
is a relative measurement, and, at least for point shown in Figure 6-2. If we now the level of the fundamental(s):
the moment, we are calling our dynamic drop the level at the mixer to 40 dBm,
range the difference in dB between what happens? Referring again to Figure TOI = Afund d/2
fundamental tone or tones and the 6-1, we see that both third-harmonic
internally generated distortion, we have distortion and third-order intermodulation where Afund = level of the fundamental in
our starting point. Internally generated distortion fall by 3 dB for every 1 dB that dBm
second-order distortion is 75 dB down, so the fundamental tone or tones fall. Again, d = difference in dBc (a negative
we can measure distortion down 75 dB. it is the difference that is important. If value) between fundamental and
We plot that point on a graph whose axes the level at the mixer changes from 30 distortion
are labeled distortion (dBc) versus level to 40dBm, the difference between
at the mixer (level at the input connector fundamental tone or tones and internally Using the values from the previous
minus the input-attenuator setting). See generated distortion changes by 20 dB. So discussion:
Figure 6-2. What happens if the level at the internal distortion is 105 dBc. These
the mixer drops to 50 dBm? As noted two points fall on a line with a slope of 2, TOI = 30 dBm (85 dBc)/2 = +12.5 dBm
in Figure 6-1, for every 1-dB change in giving us the third-order performance for
the level of the fundamental at the mixer any level at the mixer.
there is a 2-dB change in the internally
generated second harmonic.
2. For more information on how to construct a dynamic range chart, see Optimizing Dynamic Range for Distortion Measurements Keysight PSA
Performance Spectrum Analyzer Series Product Note, literature number 5980-3079EN.
57 | Keysight | Spectrum Analysis Basics Application Note 150
2n order
internally generated signals. Change the
er
rd
30
do
input attenuator. If the displayed value
3rd
of the distortion components remains 40
the same, the components are part of
50 Nois
the input signal. If the displayed value e
(dBc)
(1
changes, the distortion components are 0k
60 Hz
generated internally or are the sum of BW
)
external and internally generated signals. 70
Maximum 2nd order
We continue changing the attenuator until dynamic range
80
the displayed distortion does not change Maximum 3rd order
dynamic range
and then complete the measurement. 90 Optimum
mixer levels
100
Noise 60 50 40 30 20 10 0 +10
Mixer level (dBm)
Another constraint on dynamic range is
the noise floor of our spectrum analyzer. Figure 6-3.
Going back to our definition of dynamic Reducing resolu-
0 TOI SHI tion bandwidth
range as the ratio of the largest to the
improves
smallest signal we can measure, the 10 dynamic range
average noise of our spectrum analyzer
puts the limit on the smaller signal. So 20
er
ord
30
3rd
Uncertainty (in dB) = 20 log(l 10d/20) Figure 6-5. Uncertainty versus difference in amplitude between two sinusoids at the
same frequency
where d = difference in dB between
the larger and smaller sinusoid
(a negative number)
59 | Keysight | Spectrum Analysis Basics Application Note 150
r
rde
shows us that the internally generated 2n
40
o
3rd
distortion product must be about 18 dB
below the distortion product we wish to No
50 ise
measure. To draw dynamic range curves 5 dB
(dBc)
80 18 dB
Next, lets look at uncertainty due to
low signal-to-noise ratio. The distortion
components we wish to measure are, we 90 18 dB
hope, low-level signals, and often they are
ator very close tothe noise level of our 100
spectrum analyzer. In such cases, we often 60 50 40 30 20 10 0 +10
use the video filter to make these low-level Mixer level (dBm)
signals more discernible. Figure 6-7 shows
the error in displayed signal level as a Figure 6-6. Dynamic range for 1.3-dB maximum error
function of displayed signal-to-noise for a
typical spectrum analyzer. The error is only
in one direction, so we could correct for
it. However, we usually do not. So for our
dynamic range measurement, lets accept 7
a 0.3-dB error due to noise and offset the
noise curve in our dynamic range chart 6
Error in displayed signal level (dB)
Gain compression A third method, called pulse compression, The range of the log amplifier can be
measures the change in system gain to another limitation for spectrum analyzers
In our discussion of dynamic range, we a narrow (broadband) RF pulse while with analog IF circuitry. For example,
did not concern ourselves with how the power of the pulse is swept upward. ESA-L Series spectrum analyzers use
accurately the larger tone is displayed, When measuring pulses, we often use an 85-dB log amplifier. Thus, only
even on a relative basis. As we raise a resolution bandwidth much narrower measurements that are within 85 dB
the level of a sinusoidal input signal, than the bandwidth of the pulse, so our below the reference level are calibrated.
eventually the level at the input mixer analyzer displays the signal level well
becomes so high that the desired output below the peak pulse power. As a result, The question is, can the full display range
mixing product no longer changes linearly we could be unaware of the fact that be used? From the previous discussion
with respect to the input signal. The the total signal power is above the mixer of dynamic range, we know the answer is
mixer is in saturation, and the displayed compression threshold. A high threshold generally yes. In fact, dynamic range often
signal amplitude is too low. Saturation is improves signal-to-noise ratio for high- exceeds display range or log amplifier
gradual rather than sudden. To help us power, ultranarrow or widely-chirped range. To bring the smaller signals into
stay away from the saturation condition, pulses. The threshold is about 12 dB the calibrated area of the display, we must
the 1-dB compression point is normally higher than for two-tone compression in increase IF gain. But in so doing, we may
specified. Typically, this gain compression the Keysight X-Series signal analyzers. move the larger signals off the top of the
occurs at a mixer level in the range of 5 Nevertheless, because different display, above the reference level. Some
to +5 dBm. Thus we can determine what compression mechanisms affect CW, two- Keysight analyzers, such as the X-Series,
input attenuator setting to use for accurate tone and pulse compression differently, allow measurements of signals above
measurement of high-level signals3. any of the compression thresholds can be the reference level without affecting the
Spectrum analyzers with a digital IF will lower than any other. accuracy with which the smaller signals
indicate that ADC is over-ranged. are displayed, as shown in Figure 6-8
Display range and (see page 61). So we can indeed take
Actually, there are three different methods advantage of the full dynamic range of an
of evaluating compression. A traditional measurement range analyzer even when the dynamic range
method, called CW compression, Two additional ranges are often confused exceeds the display range. In Figure
measures the change in gain of a device with dynamic range: display range and 6-8, even though the reference level
(amplifier or mixer or system) as the measurement range. Display range, often has changed from 20 dBm to 50 dBm,
input signal power is swept upward. called display dynamic range, refers to driving the signal far above the top of
This method is the one just described. the calibrated amplitude range of the the screen, the marker readout remains
Note that the CW compression point is spectrum analyzer display. For example, unchanged.
considerably higher than the levels for a display with ten divisions would seem
the fundamentals indicated previously for to have a 100-dB display range when we Measurement range is the ratio of the
even moderate dynamic range. So we select 10dB per division. This is certainly largest to the smallest signal that can
were correct in not concerning ourselves true for todays analyzers with digital IF be measured under any circumstances.
with the possibility of compression of the circuitry, such as the Keysight X-Series. It The maximum safe input level, typically
larger signal(s). is also true for the Keysight ESA-E Series +30dBm (1 watt) for most analyzers,
analyzers when you use the narrow (10- to determines the upper limit. These analyzers
A second method, called two-tone 300-Hz) digital resolution bandwidths. have input attenuators you can set to 60
compression, measures the change in However, spectrum analyzers with analog or 70 dB, so you can reduce +30 dBm
system gain for a small signal while the IF sections typically are calibrated only for signals to levels well below the compression
power of a larger signal is swept upward. the first 85 or 90 dB below the reference point of the input mixer and measure
Two-tone compression applies to the level. In this case, the bottom line of the them accurately. The displayed average
measurement of multiple CW signals, such graticule represents signal amplitudes of noise level sets the other end of the range.
as sidebands and independent signals. The zero, so the bottom portion of the display Depending on the minimum resolution
threshold of compression of this method covers the range from 85 or 90dB to bandwidth of the particular analyzer and
is usually a few dB lower than that of the infinity, relative to the reference level. whether or not you are using a preamplifier,
CW method. This is the method used by DANL typically ranges from 115 to
Keysight Technologies to specify spectrum 170 dBm. Measurement range, then, can
analyzer gain compression. vary from 145 to 200 dB. Of course, we
cannot view a 170-dBm signal while a
+30-dBm signal is also present at the input.
3. Many analyzers internally control the combined settings of the input attenuator and IF gain so that a CW signal as high as the compression level at
the input mixer creates a response above the top line of the graticule. This feature keeps us from making incorrect measurements on CW signals
inadvertently.
61 | Keysight | Spectrum Analysis Basics Application Note 150
As more wireless services continue to be But let us take one step at a time. In We will use this frequency in our examples.
introduced and deployed, the available developing our tuning equation in Chapter In summary, for the low band, up to
spectrum has become more and more 2, we found that we needed the low-pass 3.6 GHz, our first IF is 5.1 GHz. For the
crowded. As a result, there has been filter shown in Figure 2-1 to prevent higher- upper frequency bands, we switch to a first
an ongoing trend toward developing frequency signals from reaching the mixer. IF of 322.5 MHz. In Figure 7-1, the second
new products and services at higher The result was a uniquely responding, IF is already 322.5 MHz, so all we need
frequencies. In addition, new microwave single-band analyzer that tuned to 3.6 GHz. to do when we want to tune to the higher
technologies continue to evolve, driving the To observe and measure higher-frequency ranges is bypass the first IF.
need for more measurement capability in signals, we must remove the low-pass filter.
the microwave bands. Spectrum analyzer In Chapter 2, we used a mathematical
designers have responded by developing Other factors that we explored in approach to conclude that we needed
instruments capable of directly tuning developing the tuning equation were the a low-pass filter. The math becomes
up to 50 GHz using a coaxial input. Even choice of LO and intermediate frequencies. more complex in the situation here, so
higher frequencies can be measured using We decided that the IF should not be within we will use a graphical approach to see
external mixing techniques. This chapter the band of interest because it created a what is happening. The low band is the
describes the techniques used to enable hole in our tuning range in which we could simpler case, so well start with that.
tuning the spectrum analyzer to such high not make measurements. So we chose In all of our graphs, we will plot the LO
frequencies. 5.1 GHz, moving the IF above the highest frequency along the horizontal axis and
tuning frequency of interest (3.6 GHz). Our signal frequency along the vertical axis,
Internal harmonic mixing new tuning range will be above 3.6 GHz, as shown in Figure7-2. We know we get
so it seems logical to move the new IF to a mixing product equal to the IF (and
In Chapter 2, we described a single-range a frequency below 3.6 GHz. A typical first therefore a response on the display)
spectrum analyzer that tunes to 3.6 GHz. IF for these higher frequency ranges in whenever the input signal differs from the
Now we want to tune higher in frequency. Keysight spectrum analyzers is 322.5 MHz. LO by the IF. Therefore, we can determine
The most practical way to achieve an the frequency to which the analyzer
extended range is to use harmonic mixing. is tuned simply by adding the IF to, or
subtracting it from, the LO frequency.
Low Analog or
band path digital IF
3.6 GHz 5.1225 GHz 322.5 MHz 22.5 MHz
Input
signal
High
band path 3.8 to 8.7 GHz
To external
mixer
4.8 GHz 300 MHz
322.5 MHz
Preselector
Sweep generator
Display
Figure 7-1. Switching arrangement for low band and high bands
63 | Keysight | Spectrum Analysis Basics Application Note 150
15 1-
25.00 4+ 3+
Apparent location of an input signal 3-
resulting from the response to the 4-
Band 4
2- tuning curve
20.00
In-band multiple 2+
Signal frequency (GHz)
responses 2-
15.00 Band 3
13.6
13.0
Band 2
10.00 1+
8.96
8.56 1-
Band 1
5.00
Figure 7-5. Tuning curves up to 4th harmonic of LO showing in-band multiple responses to a 13.6-GHz input signal
25.00 4+ 3+
4- 3-
Band 4
20.00 Out-of-band
multiple responses 2+
Signal frequency (GHz)
2-
15.00 Band 3
Band 2
10.00 1+
1-
Band 1
5.00
Band 0
(lowband)
0.00
3.7 3.8 4.9 5.1 5.3
3 4 5 6 7 8 9
LO frequency (GHz)
Multiple responses generally always come 2f IF (Nc /NA) 1. Often referred to as an image pair. This
is inaccurate terminology, since images are
in pairs1, with a plus mixing product
actually two or more real signals present at
and a minus mixing product. When we where Nc = the correct harmonic number the spectrum analyzer input that produce an
use the correct harmonic mixing number for the desired tuning band IF response at the same LO frequency. The
numbers for your analyzer may differ.
for a given tuning band, the responses NA = the actual harmonic number
will be separated by 2 times f IF. Because generating the multiple pair
the slope of each pair of tuning curves
increases linearly with the harmonic
number N, the multiple pairs caused by
any other harmonic mixing number appear
to be separated by:
66 | Keysight | Spectrum Analysis Basics Application Note 150
25.00 2+ LO Doubled
Band 4
20.00 2- LO Doubled
Signal frequency (GHz)
2+
2-
15.00 1+ LO Doubled Band 3
1- LO Doubled Band 2
10.00 1+
1-
Band 1
5.00
Band 0
(lowband)
0.00
3 4 5 6 7 8 9
LO frequency (GHz)
In X-Series analyzers, the LO is doubled Fortunately, there is a way to essentially Lets continue with our previous example
to produce a new, higher-frequency LO eliminate image and multiple responses of 4.7- and 5.3-GHz signals present at
for harmonic mixing. As a result, the LO through a process of prefiltering the sig- the analyzer input. If we set a center
harmonics are twice as far apart as they nal. This technique is called preselection. frequency of 5 GHz and a span of 2
would otherwise be and likelihood of multiple GHz, lets see what happens as the
responses is significantly reduced. Compare Preselection analyzer tunes across this range. As the
Figure 7-6 and Figure 7-7. LO sweeps past 4.4 GHz (the frequency
What form must our preselection take? at which it could mix with the 4.7-GHz
Referring back to Figure 7-4, assume we input signal on its 1+mixing mode), the
Can we conclude from this discussion that
have two signals at 4.7 and 5.3 GHz present preselector is tuned to 4.1GHz and
a harmonic mixing spectrum analyzer is
at the input of our analyzer. If we were therefore rejects the 4.7-GHz signal. The
not practical? Not necessarily. In cases
particularly interested in one, we could use input signal does not reach the mixer,
where the signal frequency is known,
a band-pass filter to allow that signal into so no mixing occurs, and no response
we can tune to the signal directly,
the analyzer and reject the other. However, appears on the display. As the LO sweeps
knowing that the analyzer will select the
the fixed filter does not eliminate multiple past 5 GHz, the preselector allows the
appropriate mixing mode for which it is
responses; so if the spectrum is crowded, 4.7-GHz signal to reach the mixer, and
calibrated. In controlled environments
there is still potential for confusion. More we see the appropriate response on the
with only one or two signals, it is usually
important, perhaps, is the restriction that display. The 5.3-GHz image signal is
easy to distinguish the real signal from the
a fixed filter puts on the flexibility of the rejected, so it creates no mixing product
image and multiple responses.
analyzer. If we are doing broadband testing, to interact with the mixing product from
we certainly do not want to be continually the 4.7-GHz signal and cause a false
However, there are many cases in which
forced to change bandpass filters. display. Finally, as the LO sweeps past
we have no idea how many signals are
involved or what their frequencies might 5.6 GHz, the preselector allows the
The solution is a tunable filter configured 5.3-GHz signal to reach the mixer, and
be. For example, we could be searching for
such that it automatically tracks the we see it properly displayed. Note in
unknown spurious signals, conducting site
frequency of the appropriate mixing mode. Figure 7-8 that nowhere do the various
surveillance tests as part of a frequency-
Figure 7-8 shows the effect of such a mixing modes intersect. So as long as the
monitoring program or performing
preselector. Here we take advantage of the preselector bandwidth is narrow enough
EMI tests to measure unwanted device
fact that our superheterodyne spectrum (it typically varies from about 35 MHz
emissions. In all these cases, we could be
analyzer is not a real-time analyzer; that at low frequencies to 80 MHz at high
looking for totally unknown signals in a
is, it tunes to only one frequency at a time. frequencies) it will greatly attenuate all
potentially crowded spectral environment.
The dashed lines in Figure 7-8 represent image and multiple responses.
Having to perform some form of
the bandwidth of the tracking preselector.
identification routine on each and every
Signals beyond the dashed lines are
response would make measurement time
rejected.
intolerably long.
67 | Keysight | Spectrum Analysis Basics Application Note 150
Figure 7-8. Preselection; dashed gray lines represent bandwidth of tracking preselector
Low Analog or
band path digital IF
3.6 GHz 5.1225 GHz 322.5 MHz 22.5 MHz
Input
signal
High
band path 3.8 to 8.7 GHz
To external
mixer
4.8 GHz 300 MHz
322.5 MHz
Preselector
Sweep generator
Display
Amplitude calibration
So far, we have looked at how a
harmonic mixing spectrum analyzer
responds to various input frequencies.
What about amplitude?
In our discussion of sweep time, we harmonic (N=2), with the LO doubled, The external mixers IF output connects
found that analyzers such as X-Series to tune to 26.5 GHz. However, what to the analyzers IF in port. The latest
signal analyzers use FFTs when the if you want to test outside the upper analyzers have only one front-panel
narrower resolution bandwidths are frequency range of the signal analyzer? port, and this is possible because the
selected. Because the LO is stepped and Some analyzers provide the ability to use LO frequency supplied from the analyzer
fixed for each FFT segment, the preseletor an external mixer to make high-frequency is between 3 and 14 GHz, while the IF
must be stepped and fixed as well. Since measurements, where the external mixer output frequency from the external mixer
the preselector takes several milliseconds becomes the front end of the analyzer, to the analyzer is 322.5 MHz. Because of
to tune and stabilize, sweep time may be bypassing the input attenuator, the the wide frequency difference between
negatively impacted relative to similar preselector and the first mixers. The the LO and IF signals, both signals can
settings in the low band. The X-Series external mixer uses higher harmonics of exist on the same coaxial interconnect
signal analyzers allow you to select the the analyzers first LO, and in some cases, cable that attaches the analyzer and the
width of each step to minimize the number the first LO frequency is doubled before mixer. As long as the external mixer uses
of steps. (For details, see the operating being sent to the external mixer. Higher the same IF as the spectrum analyzer, the
manual for your particular analyzer.) If your fundamental LO frequencies allow for signal can be processed and displayed
analyzer has Option MPB, you may bypass lower mixer conversion loss. Typically, a internally, just like any signal that came
the preselector to eliminate its impact on spectrum analyzer that supports external from the internal first mixer. Figure7-14
sweep time. However, be sure your signal mixing has one or two additional connec- illustrates the block diagram of an
is such that no images or multiples can tors on the front panel. Early analyzers had external mixer used in conjunction with a
cause confusion. two connectors. An LO out port routes spectrum analyzer.
the analyzers internal first LO signal to
External harmonic mixing the external mixer, which uses the higher
harmonics to mix with the high-frequency
We have discussed tuning to higher signals.
frequencies within the signal analyzer.
For internal harmonic mixing, the X-Series
signal analyzers use the second harmonic
(N=2) to tune to 17.1 GHz and the second
External mixer
Waveguide IF out
input IF in
Low
band path Analog or
3.6 GHz 5.1225 GHz 322.5 MHz 22.5 MHz digital IF
Analyzer
input
LO
3.8 to 8.7 GHz
High
band path To external
mixer
4.8 GHz 300 MHz
322.5 MHz
Preselector
Sweep generator
Display
Table 7-1. Harmonic mixing modes used by X-Series analyzers with external mixers
Band Keysight 11970 Series Keysight M1970 Series Other Manufacturers Other Manufacturers
Mixers Mixers mixers mixers
(LO range 37 GHz) (LO range 614 GHz) (LO range 37 GHz) (LO range 614 GHz)
A (26.5 to 40.0 GHz) 6 and 8
Q (33.0 to 50.0 GHz) 8 and 10
U (40.0 to 60.0 GHz) 10
V (50.0 to 75.0 GHz) 12 and 14 6
E (60.0 to 90.0 GHz) N.A. 6 and 8
W (75.0 to 110.0 GHz) 18 8
F (90.0 to 140.0 GHz) 16 10
D (110.0 to 170.0 GHz) 20 14
G (140.0 to 220.0 GHz) 26 18
Y (170.0 to 260.0 GHz ) 30 20
J (220.0 to 325.0 GHz) 38 24
(325.0 to 500.0 GHz) 58 36
(500.0 to 750.0 GHz) 86 54
(750.0 to 1,100.0 GHz) 80
Table 7-1 shows the harmonic mixing Whether you perform harmonic mixing
modes used by the X-Series analyzers at with an internal or an external mixer,
various millimeter-wave bands for both the issues are similar. The LO and its
the Keysight M1970 Series and the earlier harmonics mix not only with the desired
11970 Series external mixers. For ease of input signal, but also with any other signal,
use and low conversion loss, the M1970 including out-of-band signals, that may be
Series mixers provide a USB connection present at the input. This produces mixing
that is used to automatically identify the products that can be processed through
mixer model number and serial number, the IF just like any other valid signals.
perform an LO adjustment to optimize
performance, and download the mixer A tunable filter that performs preselection
conversion loss table into the analyzer of the signals reaching the first mixer in
memory. You also can use external mixers the internal signal path is common in most
from other manufactures if you know the signal analyzers. External mixers that are
mixers conversion loss with frequency. unpreselected will produce unwanted
Some external mixers from other responses on screen that are not true
manufacturers require a bias current to set signals. A way to deal with these unwanted
the mixer diodes to the proper operating signals has been designed into the signal
point. The X-Series analyzers can provide analyzer. This function is called signal
up to 10 mA of DC current through the identification.
front-panel external mixer port to provide
this bias and keep the measurement setup
as simple as possible.
73 | Keysight | Spectrum Analysis Basics Application Note 150
Signal identification
It is quite possible that the particular
response we have tuned onto the display
has been generated on an LO harmonic or
mixing mode other than the one for which
the display is calibrated. So our analyzer
must have some way to tell us whether or
not the display is calibrated for the signal
response in question. For this example,
assume we are using a Keysight M1970V
50- to 75-GHz unpreselected mixer, which
uses the 6 mixing mode. The full V-Band
measurement can be seen in Figure 7-15.
75
Signal Frequency (GHz)
70
Input Image RF 6-
RF 6+ RF 8- RF 8+ 6+
65
6-
62.500
61.855
60
55
10.36
10.47
50
7 7.5 8 8.5 9 9.5 10 10.5 11
LO Frequency (GHz)
Figure 7-16 Harmonic tuning lines for the X-Series analyzers using the M1970 Series mixers
74 | Keysight | Spectrum Analysis Basics Application Note 150
In the previous chapters of this application Application-specific CCDF measurements provide statistical
note, we have looked at the fundamental information showing the percent of
measurements
architecture of spectrum analyzers time the instantaneous power of the
and basic considerations for making In addition to measuring general signal signal exceeds the average power by a
frequency-domain measurements. On a characteristics like frequency and certain number of dB. This information
practical level, modern spectrum or signal amplitude, you often need to make is important in power amplifier design,
analyzers must also handle many other specific measurements of certain signal for example, where it is important to
tasks to help you meet your measurement parameters. Examples include channel handle instantaneous signal peaks with
requirements. These tasks include: power measurements and adjacent minimum distortion while minimizing
channel power (ACP) measurements, cost, weight and power consumption of
Providing application-specific which we described in Chapter 6. Many the device.
measurements, such as adjacent signal analyzers now have these built-in
channel power (ACP), noise figure, and functions available. You simply specify Other examples of built-in
phase noise the channel bandwidth and spacing, then measurement functions include
Providing digital modulation analysis press a button to activate the automatic occupied bandwidth, TOI, harmonic
measurements defined by industry measurement. distortion, and spurious emissions
or regulatory standards, such as measurements. The instrument
LTE, GSM, cdma2000 , 802.11, or The complementary cumulative settings such as center frequency,
Bluetooth distribution function (CCDF), which shows span and resolution bandwidth for
Performing vector signal analysis power statistics, is another measurement these measurements depend on the
Saving, printing or transferring data capability increasingly found in modern specific radio standard to which the
Offering remote control and operation signal analyzers, as you can see in device is being tested.
over GPIB, LAN or the Internet Figure8-1.
Allowing you to update instrument
firmware to add new features and
capabilities, as well as to repair
defects
Making provisions for self-calibration,
troubleshooting, diagnostics and
repair
Recognizing and operating with
optional hardware or firmware to add
new capabilities
Allowing you to make measurements
in the field with a rugged, battery-
powered handheld spectrum analyzer
that correlate with data taken
with high-performance bench-top
equipment
Saving and printing data Data transfer and remote A variety of commercial software products
are available to control spectrum
After making a measurement, we normally instrument control
analyzers remotely over an I/O bus.
want to keep a record of the test data. In 1977, Keysight Technologies (part of Also, you can write your own software to
We might simply want to make a quick Hewlett-Packard at that time) introduced control spectrum analyzers in a number of
printout of the instrument display. the worlds first GPIB-controllable different ways. One method is to directly
Depending on the particular analyzer and spectrum analyzer, the 8568A. The GPIB send programming commands to the
printer model, we might use the USB or interface (also known as HP-IB or IEEE- instrument. Older spectrum analyzers
LAN ports to connect the two units. 488) made it possible to control all major typically used proprietary command sets,
functions of the analyzer from an external but newer instruments, such as Keysights
Very often, we may want to save computer and transfer trace data to an X-Series signal analyzers, use industry-
measurement data as a file, either in the external computer. This innovation paved standard SCPI (standard commands
spectrum analyzers internal memory or the way for a wide variety of automated for programmable instrumentation)
on a USB mass-storage device. There are spectrum analyzer measurements that commands. A more common method is
several different kinds of data we can save were faster and more repeatable than to use standard software drivers, such
this way: manual measurements. By transferring the as VXI plug&play drivers, which enable
raw data to a computer, it could be saved higher-level functional commands to the
An image of the display Preferably in on disk, analyzed, corrected and operated instrument without the need for detailed
a popular file format, such as bitmap, on in a variety of ways. knowledge of the SCPI commands. Most
GIF, PNG or Windows metafile. recently, a new generation of language-
Trace data Saved as X-Y data pairs Today, automated test and measurement independent instrument drivers, known
representing frequency and amplitude equipment has become the norm, and as interchangeable virtual instrument,
points on the screen. The number of nearly all modern spectrum analyzers or IVI-COM drivers, has become available
data pairs can vary. Modern spectrum come with a variety of standard interfaces, for the X-Series signal analyzers. The IVI-
analyzers such as the X-Series allow including LAN, USB 2.0 and GPIB. LAN COM drivers are based on the Microsoft
you to select the desired display connectivity is the most commonly Component Object Model standard
resolution by setting a minimum of 1 used interface, as it can provide high and work in a variety of PC application
up to a maximum of 40,001frequency data-transfer rates over long distances development environments, such as the
sweep points (buckets) on the screen. and integrates easily into networked Keysight T&M Programmers Toolkit and
This data format is well suited for environments such as a factory floor. Microsofts Visual Studio .NET.
transfer to a spreadsheet program on a Other standard interfaces used widely in
computer. the computer industry are likely to become Some applications require you to control
Instrument state To keep a record available on spectrum analyzers in the the spectrum analyzer and collect
of the spectrum analyzer settings, future to simplify connectivity between measurement data from a very long
such as center frequency, span, instruments and computers. distance. For example, you may want to
reference level and so on, used in the monitor satellite signals from a central
measurement. This information is useful Keysights X-Series signal analyzers control room, collecting data from remote
for documenting test setups used for literally have computer firmware running tracking stations located hundreds or
making measurements. Consistent test USB ports and a Windows operating even thousands of kilometers from the
setups are essential for maintaining system. These features greatly simplify central site. The X-Series signal analyzers
repeatable measurements over time. control and data transfer. In addition, have software available to control these
the X-Series analyzers can be operated units, capture screen images and transfer
remotely, and the analyzers display trace data over the Internet using a
appears on the remote computer. Details standard Web browser.
are beyond the scope of this application
note; see the operating manual for your
particular analyzer.
82 | Keysight | Spectrum Analysis Basics Application Note 150
Glossary of Terms
Absolute amplitude accuracy: The Average detection: A method of detection Delta marker: A mode in which a fixed,
uncertainty of an amplitude measurement that sums power across a frequency reference marker has been established and
in absolute terms, either volts or power. interval. It is often used for measuring a second, active marker is available that we
Includes relative uncertainties (see Relative complex, digitally modulated signals and can place anywhere on the displayed trace.
amplitude accuracy) plus calibrator other types of signals with noise-like A read-out indicates the relative frequency
uncertainty. For improved accuracy, characteristics. Modern Keysight spectrum separation and amplitude difference
some spectrum analyzers have frequency analyzers typically offer three types of between the reference marker and the
response specified relative to the calibrator average detection: power (rms) averaging, active marker.
as well as relative to the midpoint between which measures the true average power
peak-to-peak extremes. over a bucket interval; voltage averaging, Digital display: A display technology
which measures the average voltage data where digitized trace information, stored
ACPR: Adjacent channel power ratio is a over a bucket interval; and log-power in memory, is displayed on an instruments
measure of how much signal energy from (video) averaging, which measures the screen. The displayed trace is a series of
one communication channel spills over or logarithmic amplitude in dB of the envelope points designed to present a continuous-
leaks into an adjacent channel. This is an of the signal during the bucket interval. looking trace. While the default number
important metric in digital communication of display points varies between different
components and systems, as too much Average noise level: See Displayed average models, most modern spectrum analyzers
leakage will cause interference on adjacent noise level. allow the user to choose the desired
channels. It is sometimes also described as resolution by controlling the number of
ACLR, or adjacent channel leakage ratio. Bandwidth selectivity: A measure of an points displayed. The display is refreshed
analyzers ability to resolve signals unequal (rewritten from data in memory) at a
Amplitude accuracy: The uncertainty in amplitude. Also called shape factor, flicker-free rate; the data in memory is
of an amplitude measurement. It can be bandwidth selectivity is the ratio of the updated at the sweep rate. Nearly all
expressed either as an absolute term or 60-dB bandwidth to the 3-dB bandwidth modern spectrum analyzers have digital
relative to another reference point. for a given resolution (IF) filter. For some flat-panel LCD displays, rather than
analyzers, the 6-dB bandwidth is used in CRT-based analog displays that were used
Amplitude reference signal: A signal of lieu of the 3-dB bandwidth. In either case, in earlier analyzers.
precise frequency and amplitude that the bandwidth selectivity tells us how steep the
analyzer uses for self-calibration. filter skirts are. Display detector mode: The manner in
which the signal information is processed
Analog display: A display technology Blocking capacitor: A filter that keeps prior to being displayed on screen. See
where analog signal information (from the unwanted low-frequency signals (including Neg peak, Pos peak, Normal, Average and
envelope detector) is written directly to an DC) from damaging circuitry. A blocking Sample.
instruments display, typically implemented capacitor limits the lowest frequency that
on a cathode ray tube (CRT). Analog can be measured accurately. Digital IF: An architecture found in
displays were once the standard method modern spectrum analyzers in which the
of displaying information on spectrum CDMA: Code division multiple access signal is digitized soon after it has been
analyzers. However, modern spectrum is a method of digital communication in downconverted from an RF frequency to an
analyzers no longer use this technology; which multiple communication streams are intermediate frequency (IF). At that point,
instead, they now use digital displays. orthogonally coded, enabling them to share all further signal processing is done using
a common frequency channel. It is a popular digital signal processing (DSP) techniques.
technique used in a number of widely used
mobile communication systems. Display dynamic range: The maximum
dynamic range for which both the
Constellation diagram: A display type larger and smaller signal may be viewed
commonly used when analyzing digitally simultaneously on the spectrum analyzer
modulated signals in which the detected display. For analyzers with a maximum
symbol points are plotted on an IQ graph. logarithmic display of 10 dB/div, the actual
dynamic range (see Dynamic range) may
be greater than the display dynamic range.
84 | Keysight | Spectrum Analysis Basics Application Note 150
Display scale fidelity: The degree Envelope detector: A circuit element whose Frequency range: The minimum to
of uncertainty in measuring relative output follows the envelope, but not the maximum frequencies over which a
differences in amplitude on a spectrum instantaneous variation, of its input signal. spectrum analyzer can tune. While the
analyzer. The logarithmic and linear IF In a superheterodyne spectrum analyzer, maximum frequency is generally thought
amplifiers found in analyzers with analog the input to the envelope detector comes of in terms of an analyzers coaxial input,
IF sections never have perfect logarithmic from the final IF, and the output is a video the range of many microwave analyzers
or linear responses, and therefore they signal. When we put our analyzer in zero can be extended through use of external
introduce uncertainty. Modern analyzers span, the envelope detector demodulates waveguide mixers.
with digital IF sections have significantly the input signal, and we can observe the
better display scale fidelity. modulating signal as a function of time on Frequency resolution: The ability of a
the display. spectrum analyzer to separate closely
Display range: The calibrated range of the spaced spectral components and display
display for the particular display mode and Error vector magnitude (EVM): A quality them individually. Resolution of equal
scale factor. See Linear and Log display and metric in digital communication systems. amplitude components is determined by
Scale factor. EVM is the magnitude of the vector resolution bandwidth. The ability to resolve
difference at a given instant in time unequal amplitude signals is a function of
Displayed average noise level: The noise between the ideal reference signal and the both resolution bandwidth and bandwidth
level as seen on the analyzers display measured signal. selectivity.
after setting the video bandwidth narrow
enough to reduce the peak-to-peak External mixer: An independent mixer, Frequency response: Variation in the
noise fluctuations such that the displayed usually with a waveguide input port, used displayed amplitude of a signal as a
noise is essentially seen as a straight to extend the frequency range of spectrum function of frequency (flatness). Typically
line. Usually refers to the analyzers own analyzers that use external mixers. The specified in terms of dB relative to the
internally generated noise as a measure of analyzer provides the LO signal and, if value midway between the extremes. Also
sensitivity and is typically specified in dBm needed, mixer bias. Mixing products are may be specified relative to the calibrator
under conditions of minimum resolution returned to the analyzers IF input. signal.
bandwidth and minimum input attenuation.
FFT (fast Fourier transform): A Frequency span: The frequency range
Drift: The very slow (relative to sweep time) mathematical operation performed on a represented by the horizontal axis of the
change of signal position on the display as time-domain signal to yield the individual display. Generally, frequency span is given
a result of a change in LO frequency versus spectral components that constitute the as the total span across the full display.
sweep voltage. The primary sources of drift signal. See Spectrum. Some earlier analyzers indicate frequency
are the temperature stability and aging rate span (scan width) on a per-division basis.
of the frequency reference in the spectrum Fast sweep: A digital signal processing
analyzer. technique that implements complex- Frequency stability: A general phrase
valued resolution bandwidth filtering for that covers both short- and long-term
Dynamic range: The ratio, in dB, a sweeping spectrum analyzer, allowing LO instability. The sweep ramp that tunes
between the largest and smallest signals faster sweep rates than a traditional analog the LO also determines where a signal
simultaneously present at the spectrum or digital resolution bandwidth filter would should appear on the display. Any long
analyzer input that can be measured to allow. term variation in LO frequency (drift) with
a given degree of accuracy. Dynamic respect to the sweep ramp causes a signal
range generally refers to measurement of Flatness: See Frequency response. to slowly shift its horizontal position on the
distortion or intermodulation products. display. Shorter-term LO instability can
Frequency accuracy: The degree of appear as random FM or phase noise on an
uncertainty with which the frequency of a otherwise stable signal.
signal or spectral component is indicated,
either in an absolute sense or relative to
some other signal or spectral component.
Absolute and relative frequency accuracies
are specified independently.
85 | Keysight | Spectrum Analysis Basics Application Note 150
Full span: For most modern spectrum IF gain/IF attenuation: Adjusts the vertical Input impedance: The terminating
analyzers, full span means a frequency position of signals on the display without impedance that the analyzer presents to
span that covers the entire tuning range affecting the signal level at the input mixer. the signal source. The nominal impedance
of the analyzer. These analyzers include When changed, the value of the reference for RF and microwave analyzers is usually
single -band RF analyzers and microwave level is changed accordingly. 50 ohms. For some systems, e.g., cable
analyzers such as the ESA, PSA and TV, 75 ohms is standard. The degree of
X- Series that use a solid-state switch to IF feedthrough: A raising of the baseline mismatch between the nominal and actual
switch between the low and preselected trace on the display due to an input signal at input impedance is given in terms of VSWR
ranges. the intermediate frequency (voltage standing wave ratio).
passing through the input mixer. Generally,
NOTE: On some earlier spectrum analyzers, this is a potential problem only on non- Intermodulation distortion: Unwanted
full span referred to a sub-range. For preselected spectrum analyzers. The entire frequency components resulting from
example, with the Keysight 8566B, a trace is raised because the signal is always the interaction of two or more spectral
microwave spectrum analyzer that used at the IF; mixing with the LO is not required. components passing through a device with
a mechanical switch to switch between nonlinear behavior (e.g., mixer, amplifier).
the low and preselected ranges, full span Image frequencies: Two or more real The unwanted components are related
referred to either the low, non-preselected signals present at the spectrum analyzer to the fundamental components by sums
range or the high, preselected range. input that produce an IF response at the and differences of the fundamentals and
same LO frequency. Because the mixing various harmonics, e.g. f1 f 2, 2f1 f 2, 2f 2
Gain compression: That signal level at products all occur at the same LO and IF f1, 3f1 2f 2, and so forth.
the input mixer of a spectrum analyzer at frequencies, it is impossible to distinguish
which the displayed amplitude of the signal between them. Linear display: The display mode in which
is a specified number of dB too low due vertical deflection on the display is directly
Image response: A displayed signal that
just to mixer saturation. The signal level is proportional to the voltage of the input
is actually twice the IF away from the
generally specified for 1-dB compression signal. The bottom line of the graticule
frequency indicated by the spectrum
and is usually between +3 and 10 dBm, represents 0 V, and the top line, the
analyzer. For each harmonic of the LO, there
depending on the model of spectrum reference level, some nonzero value that
is an image pair, one below and one above
analyzer. depends upon the particular spectrum
the LO frequency by the IF. Images usually
analyzer. On most modern analyzers, we
GSM: The global system for mobile appear only on non-preselected spectrum
select the reference level, and the scale
communication is a widely used digital analyzers.
factor becomes the reference level value
standard for mobile communication. It is divided by the number of graticule divisions.
a TDMA-based system in which multiple Incidental FM: Unwanted frequency
Although the display is linear, modern
communication streams are interleaved in modulation on the output of a device (signal
analyzers allow reference level and marker
time, enabling them to share a common source, amplifier) caused by (incidental
values to be indicated in dBm, dBmV, dBuV,
frequency channel. to) some other form of modulation, e.g.,
and in some cases, watts as well as volts.
amplitude modulation.
Harmonic distortion: Unwanted frequency LO emission or feedout: The emergence of
components added to a signal as the result Input attenuator: A step attenuator
the LO signal from the input of a spectrum
of the nonlinear behavior of the device (e.g., between the input connector and first mixer
analyzer. The level can be greater than
mixer, amplifier) through which the signal of a spectrum analyzer. Also called the RF
0 dBm on non-preselected spectrum
passes. These unwanted components are attenuator. The input attenuator is used
analyzers but is usually less than 70 dBm
harmonically related to the original signal. to adjust level of the signal incident upon
on preselected analyzers.
the first mixer. The attenuator is used to
Harmonic mixing: Using the LO harmonics prevent gain compression due to high-level
LO feedthrough: The response on the
generated in a mixer to extend the tuning or broadband signals and to set dynamic
display when a spectrum analyzer is tuned
range of a spectrum analyzer beyond range by controlling the degree of internally
to 0 Hz, i.e., when the LO is tuned to the IF.
the range achievable using just the LO generated distortion. In some analyzers,
The LO feedthrough can be used as a 0-Hz
fundamental. the vertical position of displayed signals
marker, and there is no frequency error.
is changed when the input attenuator
setting is changed, so the reference level
is also changed accordingly. In modern
Keysight analyzers, the IF gain is changed to
compensate for input attenuator changes,
so signals remain stationary on the display,
and the reference level is not changed.
86 | Keysight | Spectrum Analysis Basics Application Note 150
Log display: The display mode in which Multiple responses: Two or more responses Noise sidebands: Modulation sidebands
vertical deflection on the display is a on a spectrum analyzer display from a single that indicate the short-term instability
logarithmic function of the voltage of the input signal. Multiple responses occur only of the LO (primarily the first LO) system
input signal. We set the display calibration when mixing modes overlap and the LO is of a spectrum analyzer. The modulating
by selecting the value of the top line of the swept over a wide enough range to allow signal is noise, in the LO circuit itself
graticule, the reference level and scale the input signal to mix on more than one or in the LO stabilizing circuit, and the
factor in dB/div. On Keysight analyzers, the mixing mode. Normally not encountered in sidebands comprise a noise spectrum.
bottom line of the graticule represents zero analyzers with preselectors. The mixing process transfers any LO
volts for scale factors of 10 dB/div or more, instability to the mixing products, so the
so the bottom division is not calibrated Negative peak: The display detection mode noise sidebands appear on any spectral
in these cases. Modern analyzers allow in which each displayed point indicates the component displayed on the analyzer far
reference level and marker values to be minimum value of the video signal for that enough above the broadband noise floor.
indicated in dBm, dBmV, dBuV, volts, and in part of the frequency span or time interval Because the sidebands are noise, their
some cases, watts. Earlier analyzers usually represented by the point. level relative to a spectral component is
offered only one choice of units, and dBm a function of resolution bandwidth. Noise
was the usual choice. Noise floor extension: Developed by sidebands are typically specified in terms
Keysight Technologies, Inc., a modeling of dBc/Hz (amplitude in a 1-Hz bandwidth
Marker: A visible indicator we can place algorithm of the noise power in a signal relative to the carrier) at a given offset from
anywhere along the displayed signal trace. analyzer which can be subtracted from the the carrier, the carrier being a spectral
A read out indicates the absolute value of measurement results to reduce the effective component viewed on the display.
both the frequency and amplitude of the noise level.
trace at the marked point. The amplitude Phase noise: See Noise sidebands.
value is given in the currently selected units. Noise figure: The ratio, usually expressed in
Also see Delta marker and Noise marker. dB, of the signal-to-noise ratio at the input Positive peak: The display detection mode
of a device (mixer, amplifier) to the signal- in which each displayed point indicates the
Measurement range: The ratio, expressed to-noise ratio at the output of the device. maximum value of the video signal for that
in dB, of the maximum signal level that can part of the frequency span or time interval
be measured (usually the maximum safe Noise marker: A marker whose value represented by the point.
input level) to the displayed average noise indicates the noise level in a 1-Hz noise Preamplifier: An external, low-noise-
level (DANL). This ratio is almost always power bandwidth. When the noise marker figure amplifier that improves system
much greater than can be realized in a is selected, the sample display detection (preamplifier/spectrum analyzer) sensitivity
single measurement. See Dynamic range. mode is activated, the values of a number over that of the analyzer itself.
of consecutive trace points (the number
Mixing mode: A description of the particular depends upon the analyzer) about the Preselector: A tunable bandpass filter that
circumstance that creates a given response marker are averaged, and this average precedes the input mixer of a spectrum
on a spectrum analyzer. The mixing mode, value is normalized to an equivalent analyzer and tracks the appropriate mixing
e.g., 1+, indicates the harmonic of the LO value in a 1-Hz noise power bandwidth. mode. Preselectors are typically used only
used in the mixing process and whether the The normalization process accounts for above 2 GHz. They essentially eliminate
input signal is above (+) or below () that detection and bandwidth plus the effect multiple and image responses and, for
harmonic. of the log amplifier when we select the log certain signal conditions, improve dynamic
display mode. range.
Raster display: A TV-like display in which Resolution bandwidth: The width of Signal identification: A routine, either
the image is formed by scanning the the resolution bandwidth (IF) filter of a manual or automatic, that indicates
electron beam rapidly across and slowly spectrum analyzer at some level below the whether or not a particular response on
down the display face and gating the beam minimum insertion loss point (maximum the spectrum analyzers display is from
on as appropriate. The scanning rates deflection point on the display). For Keysight the mixing mode for which the display is
are fast enough to produce a flicker-free analyzers, the 3-dB bandwidth is specified; calibrated. If automatic, the routine may
display. Also see Vector display and Sweep for some others, it is the 6-dB bandwidth. change the analyzers tuning to show the
time. signal on the correct mixing mode, or it may
Rosenfell: The display detection mode in tell us the signals frequency and give us
Real-time spectrum analyzer: A method which the value displayed at each point is the option of ignoring the signal or having
of signal analysis in which all signal based upon whether or not the video signal the analyzer tune itself properly for the
samples are processed for some sort both rose and fell during the frequency signal. Generally not needed on preselected
of measurement result or triggering or time interval represented by the point. analyzers.
operation. There are no gaps between time If the video signal only rose or only fell,
acquisitions while nonreal-time operations the maximum value is displayed. If the Span accuracy: The uncertainty of the
leave gaps. video signal did both rise and fall, then indicated frequency separation of any two
the maximum value during the interval signals on the display.
Reference level: The calibrated vertical is displayed by odd-numbered points,
position on the display used as a reference the minimum value, by even-numbered Spectral purity: See Noise sidebands.
for amplitude measurements. The reference points. To prevent the loss of a signal that
level position is normally the top line of the occurs only in an even-numbered interval, Spectral component: One of the sine waves
graticule. the maximum value during this interval is comprising a spectrum.
preserved, and in the next (odd-numbered)
Relative amplitude accuracy: The interval, the displayed value is the greater Spectrum: An array of sine waves of
uncertainty of an amplitude measurement of either the value carried over or the differing frequencies and amplitudes and
in which the amplitude of one signal is maximum that occurs in the current interval. properly related with respect to phase that,
compared to the amplitude of another taken as a whole, constitute a particular
regardless of the absolute amplitude of Sample: The display detection mode in time-domain signal.
either. Distortion measurements are relative which the value displayed at each point is
measurements. Contributors to uncertainty the instantaneous value of the video signal Spectrum analyzer: A device that
include frequency response and display at the end of the frequency span or time effectively performs a Fourier transform and
fidelity and changes of input attenuation, IF interval represented by the point. displays the individual spectral components
gain, scale factor and resolution bandwidth. (sine waves) that constitute a time-domain
Scale factor: The per-division calibration of signal. Phase may or may not be preserved,
Residual FM: The inherent short-term the vertical axis of the display. depending upon the analyzer type and
frequency instability of an oscillator in the Sensitivity: The level of the smallest design.
absence of any other modulation. In the sinusoid that can be observed on a
case of a spectrum analyzer, we usually spectrum analyzer, usually under optimized Spurious responses: The improper
expand the definition to include the case conditions of minimum resolution responses that appear on a spectrum
in which the LO is swept. Residual FM is bandwidth, 0-dB RF input attenuation and analyzer display as a result of the input
usually specified in peak-to-peak values minimum video bandwidth. Keysight defines signal. Internally generated distortion
because they are most easily measured on sensitivity as the displayed average noise products are spurious responses, as are
the display, if visible at all. level. A sinusoid at that level will appear to image and multiple responses.
be about 2 dB above the noise.
Residual responses: Discrete responses
seen on a spectrum analyzer display with no Shape factor: See Bandwidth selectivity.
input signal present.
Signal analyzer: A spectrum analyzer
Resolution: See Frequency resolution. that also uses digital signal processing to
perform other more complex measurements
such as vector signal analysis.
88 | Keysight | Spectrum Analysis Basics Application Note 150
Sweep time: The time to tune the LO Vector diagram: A display type commonly Video bandwidth: The cutoff frequency (3-
across the selected span. Sweep time used when analyzing digitally modulated dB point) of an adjustable low-pass filter in
does not include the dead time between signals. It is similar to a constellation the video circuit. When the video bandwidth
the completion of one sweep and the start display, except that in addition to the is equal to or less than the resolution
of the next. In zero span, the spectrum detected symbol points, the instantaneous bandwidth, the video circuit cannot fully
analyzers LO is fixed, so the horizontal power levels during state transitions are respond to the more rapid fluctuations of
axis of the display is calibrated in time also plotted on an IQ graph. the output of the envelope detector. The
only. In nonzero spans, the horizontal axis result is a smoothing of the trace, i.e., a
is calibrated in both frequency and time, Vector display: A display type used in reduction in the peak-to-peak excursion of
and sweep time is usually a function of earlier spectrum analyzer designs, in which broadband signals such as noise and pulsed
frequency span, resolution bandwidth and the electron beam was directed so that RF when viewed in the broadband mode.
video bandwidth. the image (trace, graticule, annotation) The degree of averaging or smoothing is a
was written directly on the CRT face, not function of the ratio of the video bandwidth
Time gating: A method of controlling the created from a series of dots as in the raster to the resolution bandwidth.
frequency sweep of the spectrum analyzer displays commonly used today.
based on the characteristics of the signal Video filter: A post-detection, low-pass
being measured. It is often useful when Video: In a spectrum analyzer, a term filter that determines the bandwidth of the
analyzing pulsed or burst modulated describing the output of the envelope video amplifier. Used to average or smooth
signals time-multiplexed signals and detector. The frequency range extends from a trace. See Video bandwidth.
intermittent signals. 0 Hz to a frequency typically well beyond
the widest resolution bandwidth available Zero span: That case in which a spectrum
TDMA: Time division multiple access is a in the analyzer. However, the ultimate analyzers LO remains fixed at a given
digital communication method in which bandwidth of the video chain is determined frequency so the analyzer becomes a
multiple communication streams are by the setting of the video filter. fixed-tuned receiver. The bandwidth of
interleaved in time, enabling them to share a the receiver is that of the resolution (IF)
common frequency channel. Video amplifier: A post-detection, DC- bandwidth. Signal amplitude variations are
coupled amplifier that drives the vertical displayed as a function of time. To avoid any
Units: Dimensions of the measured deflection plates of the CRT. See Video loss of signal information, the resolution
quantities. Units usually refer to amplitude bandwidth and Video filter. bandwidth must be as wide as the signal
quantities because they can be changed. bandwidth. To avoid any smoothing, the
In modern spectrum analyzers, available Video average: A digital averaging of a video bandwidth must be set wider than the
units are dBm (dB relative to 1 milliwatt spectrum analyzers trace information. resolution bandwidth.
dissipated in the nominal input impedance The averaging is done at each point of the
of the analyzer), dBmV (dB relative to 1 display independently and is completed
millivolt), dBuV (dB relative to 1 microvolt), over the number of sweeps selected by the
volts, and in some analyzers, watts. In user. The averaging algorithm applies a
Keysight analyzers, we can specify any units weighting factor (1/n, where n is the number
in both log and linear displays. of the current sweep) to the amplitude
value of a given point on the current sweep,
applies another weighting factor [(n 1)/n]
to the previously stored average, and
combines the two for a current average.
After the designated number of sweeps are
completed, the weighting factors remain
constant, and the display becomes a
running average.
89 | Keysight | Spectrum Analysis Basics Application Note 150
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